Bsi BS Iec 61892-3 PDF

BRITISH STANDARD |
| BS IEC
|
|
|
61892-3:1999
|
|
|
|
|
|
|
|
|
|
|
|
|
Mobile and fixed |
|
|
|
|
|
offshore units Ð |
|
|
|
|
|
Electrical |
|
|
|
|
|
installations Ð |
|
|
|
|
|
|
|
|
Part 3: Equipment |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ICS 75.180.10 |
|
|
|
|
|
|
|
|
NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW
|
|
|
|
Copyright British Standards Institution Document provided by IHS Licensee=Bureau Veritas/5959906001, 10/25/2004
Reproduced by IHS under license with BSI - Uncontrolled Copy 20:10:42 MDT Questions or comments about this message: please call the Document
Policy Group at 303-397-2295.
BS IEC 61892-3:1999
National foreword
This British Standard reproduces verbatim IEC 61892-3:1999 and implements it as
the UK national standard.
The UK participation in its preparation was entrusted to Technical Committee
JPEL/18, Electrical installations of ships and of mobile and fixed offshore units,
which has the responsibility to:
Ð aid enquirers to understand the text;

Ð present to the responsible international/European committee any enquiries
on the interpretation, or proposals for change, and keep the UK interests
informed;
Ð monitor related international and European developments and promulgate
them in the UK.
A list of organizations represented on this committee can be obtained on request to

its secretary.
From 1 January 1997, all IEC publications have the number 60000 added to the old
number. For instance, IEC 27-1 has been renumbered as IEC 60027-1. For a period
of time during the change over from one numbering system to the other,
publications may contain identifiers from both systems.
Cross-references
The British Standards which implement international publications referred to in this
document may be found in the BSI Standards Catalogue under the section entitled
ªInternational Standards Correspondence Indexº, or by using the ªFindº facility of
the BSI Standards Electronic Catalogue.
A British Standard does not purport to include all the necessary provisions of a
contract. Users of British Standards are responsible for their correct application.
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Compliance with a British Standard does not of itself confer immunity

from legal obligations.
Summary of pages
This document comprises a front cover, an inside front cover, the IEC title page,
pages 2 to 64, an inside back cover and a back cover.
The BSI copyright notice displayed in this document indicates when the document
was last issued.
This British Standard, having Amendments issued since publication

been prepared under the
direction of the Electrotechnical Amd. No. Date Comments
Sector Committee, was published
under the authority of the
Standards Committee and comes
into effect on 15 December 2000
 BSI 12-2000
ISBN 0 580 36759 2
INTERNATIONAL IEC
STANDARD 61892-3
First edition
1999-02
Mobile and fixed offshore units –

Electrical installations –
Part 3:
Equipment
Unités mobiles et fixes en mer –

Installations électriques –
Partie 3:
Matériel
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Reference number
IEC 61892-3:1999(E)
Page 2
BS IEC 61892−3:1999
&217(176
3DJH
)25(:25'
,1752'8&7,21
&ODXVH
6FRSH
1RUPDWLYHUHIHUHQFHV
'HILQLWLRQV
*HQHUDWRUVDQGPRWRUV
*HQHUDO
3HUIRUPDQFHFKDUDFWHULVWLFV
9ROWDJHUHJXODWLRQRIJHQHUDWRUV
*HQHUDWRUVIRUVSHFLDOSXUSRVHV
3DUDOOHORSHUDWLRQRIJHQHUDOVHUYLFHJHQHUDWRUV±'&JHQHUDWRUV
3DUDOOHORSHUDWLRQRIJHQHUDOVHUYLFHJHQHUDWRUV±$&JHQHUDWRUV
&RQWURODQGH[FLWDWLRQRIJHQHUDWRUV
0HFKDQLFDOIHDWXUHVJHQHUDWRUVDQGPRWRUV
/XEULFDWLRQJHQHUDWRUVDQGPRWRUV
3ULPHPRYHUV
&\FOLFLUUHJXODULW\
/XEULFDWLRQSULPHPRYHUV
5XQQLQJVSHHG
7HVWLQJ
'HJUHHRISURWHFWLRQSURYLGHGE\HQFORVXUHV
5DWLQJSODWHV
7UDQVIRUPHUVIRUSRZHUDQGOLJKWLQJ
*HQHUDO
:LQGLQJDUUDQJHPHQW
7HUPLQDOV
&RROLQJDUUDQJHPHQWV
9ROWDJHUHJXODWLRQ
3DUDOOHORSHUDWLRQ
7HPSHUDWXUHULVHOLPLWV
7HVWV
6ZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV
*HQHUDO
'HILQLWLRQV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
&ODVVLILFDWLRQRIDVVHPEOLHV

(OHFWULFDOFKDUDFWHULVWLFVRIDVVHPEOLHV
,QIRUPDWLRQWREHJLYHQUHJDUGLQJWKHDVVHPEOLHV
(QYLURQPHQWDOFRQGLWLRQV
'HVLJQDQGFRQVWUXFWLRQ
7HVWVSHFLILFDWLRQV
6ZLWFKJHDUDQGFRQWUROJHDULQWKHUDQJHDERYHN9XSWRDQGLQFOXGLQJN9
Policy Group at 303-397-2295. %6,
Page 3
BS IEC 61892−3:1999
&ODXVH 3DJH
6HPLFRQGXFWRUFRQYHUWRUV
*HQHUDO
&RROLQJDUUDQJHPHQWV
$FFHVVLELOLW\
6HUYLFHFRQGLWLRQV
$SSOLFDWLRQ
1DPHSODWH
&RQYHUWRUWUDQVIRUPHUV
6HFRQGDU\FHOOVDQGEDWWHULHV
*HQHUDO
7\SHVRIEDWWHU\
&RQVWUXFWLRQDQGDVVHPEO\
&UDWHVDQGWUD\V
/RFDWLRQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
1DPHSODWHV

&KDUJLQJIDFLOLWLHV
9HQWLODWLRQRIVHFRQGDU\EDWWHU\FRPSDUWPHQWV
/XPLQDLUHV
*HQHUDO
&RQVWUXFWLRQ
7HPSHUDWXUHDQGWHPSHUDWXUHULVH
6WDQGDUGW\SHVRIODPSKROGHUV
([SRVXUHWRPHFKDQLFDOGDPDJH
'LVFKDUJHODPSOXPLQDLUHVRSHUDWLQJDWYROWDJHVEHORZ9
'LVFKDUJHODPSOXPLQDLUHVRSHUDWLQJDWYROWDJHVDERYH9
6HDUFKOLJKWVDQGDUFODPSV
3RUWDEOHOXPLQDLUHV
0DUNLQJ
+HDWLQJDQGFRRNLQJDSSOLDQFHV
*HQHUDO
*HQHUDOUHTXLUHPHQWV
6SHFLDOUHTXLUHPHQWVIRUJDOOH\DSSOLDQFHV
6SHFLDOUHTXLUHPHQWVIRUVSDFHKHDWLQJDSSOLDQFHV
7UDFHDQGVXUIDFHKHDWLQJ
*HQHUDO
&RQVWUXFWLRQ
3URWHFWLRQ
3URWHFWLRQDJDLQVWPHFKDQLFDOGDPDJH
,QVWDOODWLRQLQKD]DUGRXVDUHDV
&RPPXQLFDWLRQ
*HQHUDO
6DIHW\UHTXLUHPHQWV
2WKHUUHTXLUHPHQWV
6DIHW\DQGPDLQWHQDQFH
%6, Policy Group at 303-397-2295.
Page 4
BS IEC 61892−3:1999
&ODXVH 3DJH
8QGHUZDWHUV\VWHPVDQGDSSOLDQFHV

*HQHUDO
)L[HGGLYLQJV\VWHPV
7HPSRUDU\GLYLQJV\VWHPV
&RQWURODQGLQVWUXPHQWDWLRQ
*HQHUDO
*HQHUDOUHTXLUHPHQWV
(QYLURQPHQWDODQGVXSSO\FRQGLWLRQVDQGWHVWLQJ
$GMXVWPHQWV
$FFHVVLELOLW\
5HSODFHPHQW
1RQLQWHUFKDQJHDELOLW\
&RROLQJDLU
0HFKDQLFDOORDGRQFRQQHFWRUV
0HFKDQLFDOIHDWXUHVRIFDELQHWV
6KRFNDQGYLEUDWLRQDEVRUEHUV
,QWHUQDOZLULQJ
&DEOHFRQQHFWLRQV
5RGHQWSURWHFWLRQ
6HQVRUV
&RPSXWHUEDVHGV\VWHPV
$FFHVVRULHV
*HQHUDO
(QFORVXUHV
6ZLWFKHV
6RFNHWRXWOHWVDQGSOXJV
$QQH[$LQIRUPDWLYH%LEOLRJUDSK\
7DEOH±/LPLWVRIF\FOLFLUUHJXODULW\
7DEOH±/LPLWVRIWHPSHUDWXUHULVHRIDLUFRROHGPDFKLQHVEDVHGRQDQDPELHQW
WHPSHUDWXUHRI&
7DEOH±'LHOHFWULFWHVWV
7DEOH±&OHDUDQFHDQGFUHHSDJHGLVWDQFHVIRUQRQW\SHWHVWHGDVVHPEOLHV
7DEOH± &RUUHVSRQGHQFHEHWZHHQWKHQRPLQDOYROWDJHRIWKHVXSSO\V\VWHP
DQGWKHWHVWYROWDJHIRUW\SHWHVWHGDVVHPEOLHVDWVHDOHYHO
7DEOH±6WDQGDUGW\SHVRIODPSKROGHUV
7DEOH±7HPSHUDWXUHOLPLWVRIH[SRVHGSDUWV
7DEOH±9DULDWLRQVIURPQRPLQDOYDOXHV
7DEOH±7\SHWHVWVWHVWSURFHGXUHVDQGVHYHULWLHV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 5
BS IEC 61892−3:1999
,17(51$7,21$/(/(&7527(&+1,&$/&200,66,21
BBBBBBBBB
02%,/($1'),;('2))6+25(81,76±
(/(&75,&$/,167$//$7,216±
3DUW(TXLSPHQW
)25(:25'
7KH,(&,QWHUQDWLRQDO(OHFWURWHFKQLFDO&RPPLVVLRQLVDZRUOGZLGHRUJDQL]DWLRQIRUVWDQGDUGL]DWLRQFRPSULVLQJ
DOO QDWLRQDO HOHFWURWHFKQLFDO FRPPLWWHHV ,(& 1DWLRQDO &RPPLWWHHV 7KH REMHFW RI WKH ,(& LV WR SURPRWH
LQWHUQDWLRQDOFRRSHUDWLRQRQDOOTXHVWLRQVFRQFHUQLQJVWDQGDUGL]DWLRQLQWKHHOHFWULFDODQGHOHFWURQLFILHOGV7R
WKLV HQG DQG LQ DGGLWLRQ WR RWKHU DFWLYLWLHV WKH ,(& SXEOLVKHV ,QWHUQDWLRQDO 6WDQGDUGV 7KHLU SUHSDUDWLRQ LV
HQWUXVWHG WR WHFKQLFDO FRPPLWWHHV DQ\ ,(& 1DWLRQDO &RPPLWWHH LQWHUHVWHG LQ WKH VXEMHFW GHDOW ZLWK PD\
SDUWLFLSDWH LQ WKLV SUHSDUDWRU\ ZRUN ,QWHUQDWLRQDO JRYHUQPHQWDO DQG QRQJRYHUQPHQWDO RUJDQL]DWLRQV OLDLVLQJ
ZLWK WKH ,(& DOVR SDUWLFLSDWH LQ WKLV SUHSDUDWLRQ 7KH ,(& FROODERUDWHV FORVHO\ ZLWK WKH ,QWHUQDWLRQDO
2UJDQL]DWLRQ IRU 6WDQGDUGL]DWLRQ ,62 LQ DFFRUGDQFH ZLWK FRQGLWLRQV GHWHUPLQHG E\ DJUHHPHQW EHWZHHQ WKH
WZRRUJDQL]DWLRQV
7KH IRUPDO GHFLVLRQV RU DJUHHPHQWV RI WKH ,(& RQ WHFKQLFDO PDWWHUV H[SUHVV DV QHDUO\ DV SRVVLEOH DQ
LQWHUQDWLRQDOFRQVHQVXVRIRSLQLRQRQWKHUHOHYDQWVXEMHFWVVLQFHHDFKWHFKQLFDOFRPPLWWHH KDV UHSUHVHQWDWLRQ
IURPDOOLQWHUHVWHG1DWLRQDO&RPPLWWHHV
7KH GRFXPHQWV SURGXFHG KDYH WKH IRUP RI UHFRPPHQGDWLRQV IRU LQWHUQDWLRQDO XVH DQG DUH SXEOLVKHG LQ WKH
IRUPRIVWDQGDUGVWHFKQLFDOUHSRUWVRUJXLGHVDQGWKH\DUHDFFHSWHGE\WKH1DWLRQDO&RPPLWWHHVLQWKDWVHQVH
,Q RUGHU WR SURPRWH LQWHUQDWLRQDO XQLILFDWLRQ ,(& 1DWLRQDO &RPPLWWHHV XQGHUWDNH WR DSSO\ ,(& ,QWHUQDWLRQDO
6WDQGDUGV WUDQVSDUHQWO\ WR WKH PD[LPXP H[WHQW SRVVLEOH LQ WKHLU QDWLRQDO DQG UHJLRQDO VWDQGDUGV $Q\
GLYHUJHQFH EHWZHHQ WKH ,(& 6WDQGDUG DQG WKH FRUUHVSRQGLQJ QDWLRQDO RU UHJLRQDO VWDQGDUG VKDOO EH FOHDUO\
LQGLFDWHGLQWKHODWWHU
7KH ,(& SURYLGHV QR PDUNLQJ SURFHGXUH WR LQGLFDWH LWV DSSURYDO DQG FDQQRW EH UHQGHUHG UHVSRQVLEOH IRU DQ\
HTXLSPHQWGHFODUHGWREHLQFRQIRUPLW\ZLWKRQHRILWVVWDQGDUGV
$WWHQWLRQLVGUDZQWRWKHSRVVLELOLW\WKDWVRPHRIWKHHOHPHQWVRIWKLV,QWHUQDWLRQDO6WDQGDUGPD\EHWKHVXEMHFW
RISDWHQWULJKWV7KH,(&VKDOOQRWEHKHOGUHVSRQVLEOHIRULGHQWLI\LQJDQ\RUDOOVXFKSDWHQWULJKWV
,QWHUQDWLRQDO 6WDQGDUG ,(& KDV EHHQ SUHSDUHG E\ ,(& WHFKQLFDO FRPPLWWHH
(OHFWULFDOLQVWDOODWLRQVRIVKLSVDQGRIPRELOHDQGIL[HGRIIVKRUHXQLWV
7KHWH[WRIWKLVVWDQGDUGLVEDVHGRQWKHIROORZLQJGRFXPHQWV
)',6 5HSRUWRQYRWLQJ
)',6 59'
)XOO LQIRUPDWLRQ RQ WKH YRWLQJ IRU WKH DSSURYDO RI WKLV VWDQGDUG FDQ EH IRXQG LQ WKH UHSRUW RQ
YRWLQJLQGLFDWHGLQWKHDERYHWDEOH
$QQH[$LVIRULQIRUPDWLRQRQO\
$ELOLQJXDOYHUVLRQRIWKLVVWDQGDUGPD\EHLVVXHGDWDODWHUGDWH
,(& FRQVLVWV RI WKH IROORZLQJ SDUWV XQGHU WKH JHQHUDO WLWOH 0RELOH DQG IL[HG RIIVKRUH
XQLWV±(OHFWULFDOLQVWDOODWLRQV
3DUW*HQHUDOUHTXLUHPHQWVDQGFRQGLWLRQV
3DUW6\VWHPGHVLJQ
3DUW(TXLSPHQW
3DUW&DEOHV
3DUW0RELOHXQLWV
3DUW,QVWDOODWLRQ
3DUW+D]DUGRXVDUHDV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 6
BS IEC 61892−3:1999
,1752'8&7,21
,(&IRUPVSDUWRIDVHULHVRI,QWHUQDWLRQDO6WDQGDUGVLQWHQGHGWRHQVXUHVDIHW\LQWKH
GHVLJQ VHOHFWLRQ LQVWDOODWLRQ PDLQWHQDQFH DQG XVH RI HOHFWULFDO HTXLSPHQW IRU WKH
JHQHUDWLRQ VWRUDJH GLVWULEXWLRQ DQG XWLOL]DWLRQ RI HOHFWULFDO HQHUJ\ IRU DOO SXUSRVHV LQ
RIIVKRUH XQLWV ZKLFK DUH XVHG IRU WKH SXUSRVH RI H[SORUDWLRQ RU H[SORLWDWLRQ RI SHWUROHXP
UHVRXUFHV
7KLVVWDQGDUGDOVRLQFRUSRUDWHVDQGFRRUGLQDWHVDVIDUDVSRVVLEOHH[LVWLQJUXOHVDQGIRUPV
D FRGH RI LQWHUSUHWDWLRQ ZKHUH DSSOLFDEOH RI WKH UHTXLUHPHQWV RI WKH ,QWHUQDWLRQDO 0DULWLPH
2UJDQL]DWLRQ DQG FRQVWLWXWHV D JXLGH IRU IXWXUH UHJXODWLRQV ZKLFK PD\ EH SUHSDUHG DQG D
VWDWHPHQWRISUDFWLFHIRURIIVKRUHXQLWRZQHUVFRQVWUXFWRUVDQGDSSURSULDWHRUJDQL]DWLRQV
7KLV VWDQGDUG LV EDVHG RQ HTXLSPHQW DQG SUDFWLFHV ZKLFK DUH LQ FXUUHQW XVH EXW LW LV QRW
LQWHQGHGLQDQ\ZD\WRKDPSHUGHYHORSPHQWRIQHZRULPSURYHGWHFKQLTXHV
7KH XOWLPDWH DLP KDV EHHQ WR SURGXFH D VHW RI ,QWHUQDWLRQDO 6WDQGDUGV H[FOXVLYHO\ IRU WKH
RIIVKRUHSHWUROHXPLQGXVWU\
,Q WKLV SDUW RI ,(& UHIHUHQFHV DUH PDGH WR RWKHU SDUWV RI WKH VWDQGDUG ZKLFK DUH VWLOO
LQSUHSDUDWLRQ)RRWQRWHVDUHDWWDFKHGWRVXFKUHIHUHQFHV$IRRWQRWHLQGLFDWHVZKLFKFXUUHQW
VWDQGDUGVKRXOGEHXVHGXQWLOWKHSDUWLQSUHSDUDWLRQLVSXEOLVKHG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 7
BS IEC 61892−3:1999
02%,/($1'),;('2))6+25(81,76±
(/(&75,&$/,167$//$7,216±
3DUW(TXLSPHQW
6FRSH
7KLV SDUW RI ,(& FRQWDLQV SURYLVLRQV IRU HOHFWULFDO HTXLSPHQW LQ HOHFWULFDO LQVWDOODWLRQV
RI PRELOH DQG IL[HG XQLWV LQFOXGLQJ SLSHOLQHV SXPSLQJ RU SLJJLQJ VWDWLRQV FRPSUHVVRU
VWDWLRQVDQGH[SRVHGORFDWLRQ VLQJOHEXR\ PRRULQJV XVHG LQ WKH RIIVKRUH SHWUROHXP LQGXVWU\
IRUGULOOLQJSURGXFWLRQSURFHVVLQJDQGIRUVWRUDJHSXUSRVHV
,W DSSOLHV WR HTXLSPHQW LQ DOO LQVWDOODWLRQV ZKHWKHU SHUPDQHQW WHPSRUDU\ WUDQVSRUWDEOH RU
KDQGKHOG WR DF LQVWDOODWLRQV XS WR DQG LQFOXGLQJ 9 DQG GF LQVWDOODWLRQV XS WR DQG
LQFOXGLQJ9
7KLV VWDQGDUG GRHV QRW DSSO\ WR WKH HOHFWULFDO LQVWDOODWLRQV LQ URRPV XVHG IRU PHGLFDO
SXUSRVHVRULQWDQNHUV
1RUPDWLYHUHIHUHQFHV
7KH IROORZLQJ QRUPDWLYH GRFXPHQWV FRQWDLQ SURYLVLRQV ZKLFK WKURXJK UHIHUHQFH LQ WKLV WH[W
FRQVWLWXWH SURYLVLRQV RI WKLV SDUW RI ,(& $W WKH WLPH RI SXEOLFDWLRQ WKH HGLWLRQV
LQGLFDWHG ZHUH YDOLG $OO QRUPDWLYH GRFXPHQWV DUH VXEMHFW WR UHYLVLRQ DQG SDUWLHV WR
DJUHHPHQWV EDVHG RQ WKLV SDUW RI ,(& DUH HQFRXUDJHG WR LQYHVWLJDWH WKH SRVVLELOLW\ RI
DSSO\LQJ WKH PRVW UHFHQW HGLWLRQV RI WKH QRUPDWLYH GRFXPHQWV LQGLFDWHG EHORZ 0HPEHUV RI
,(&DQG,62PDLQWDLQUHJLVWHUVRIFXUUHQWO\YDOLG,QWHUQDWLRQDO6WDQGDUGV
,(&5RWDWLQJHOHFWULFDOPDFKLQHV±3DUW5DWLQJDQGSHUIRUPDQFH
,(&,QVWUXPHQWWUDQVIRUPHUV±3DUW&XUUHQWWUDQVIRUPHUV
,(& ,QWHUQDWLRQDO (OHFWURWHFKQLFDO 9RFDEXODU\ ,(9 ± &KDSWHU 6ZLWFKJHDU
FRQWUROJHDUDQGIXVHV
,(&+LJKYROWDJHDOWHUQDWLQJFXUUHQWFLUFXLWEUHDNHUV
,(&$XGLRYLGHRDQGVLPLODUHOHFWURQLFDSSDUDWXV±6DIHW\UHTXLUHPHQWV
,(&3RZHUWUDQVIRUPHUV±3DUW*HQHUDO
,(&3RZHUWUDQVIRUPHUV±3DUW7HPSHUDWXUHULVH
,(&3RZHUWUDQVIRUPHUV±3DUW,QVXODWLRQOHYHOVDQGGLHOHFWULFWHVWV
,(& 3RZHU WUDQVIRUPHUV ± 3DUW ,QVXODWLRQ OHYHOV DQG GLHOHFWULF WHVWV ±
6HFWLRQ([WHUQDOFOHDUDQFHVLQDLU
,(&3RZHUWUDQVIRUPHUV±3DUW$ELOLW\WRZLWKVWDQGVKRUWFLUFXLW
,(& (OHFWULFDO LQVWDOODWLRQV LQ VKLSV ± 3DUW 'HILQLWLRQV DQG JHQHUDO
UHTXLUHPHQWV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 8
BS IEC 61892−3:1999
,(&(OHFWULFDOLQVWDOODWLRQVLQVKLSV±3DUW6\VWHPGHVLJQ±*HQHUDO
,(& (OHFWULFDO LQVWDOODWLRQV LQ VKLSV ± 3DUW ,QVWDOODWLRQ DQG WHVW RI
FRPSOHWHGLQVWDOODWLRQ
,(& (OHFWULFDO LQVWDOODWLRQV LQ VKLSV ± 3DUW 6SHFLDO IHDWXUHV ± &RQWURO
DQGLQVWUXPHQWDWLRQ
,(& (OHFWULFDO LQVWDOODWLRQV LQ VKLSV ± 3DUW 6SHFLDO IHDWXUHV ± 0RELOH
RIIVKRUHGULOOLQJXQLWV
,(&6HPLFRQGXFWRUFRQYHUWRUV±*HQHUDOUHTXLUHPHQWVDQGOLQHFRPPXWDWHG
FRQYHUWRUV±3DUW6SHFLILFDWLRQVRIEDVLFUHTXLUHPHQWV
FRQYHUWRUV±3DUW$SSOLFDWLRQJXLGH
FRQYHUWRUV±3DUW7UDQVIRUPHUVDQGUHDFWRUV
,(& 6HPLFRQGXFWRU FRQYHUWRUV ± 3DUW 6HPLFRQGXFWRU VHOIFRPPXWDWHG

FRQYHUWRUV
,(& 6HPLFRQGXFWRU FRQYHUWRUV ± 3DUW 6HPLFRQGXFWRU GLUHFW GF FRQYHUWRUV
GFFKRSSHUFRQYHUWRUV
,(& +LJKYROWDJH VZLWFKHV ± 3DUW +LJKYROWDJH VZLWFKHV IRU UDWHG YROWDJHV
DERYHN9DQGOHVVWKDQN9
,(&DOOSDUWV+LJKYROWDJHIXVHV
,(& $& PHWDOHQFORVHG VZLWFKJHDU DQG FRQWUROJHDU IRU UDWHG YROWDJHV DERYH
N9DQGXSWRDQGLQFOXGLQJN9
,(&DOOSDUWV3OXJVVRFNHWRXWOHWVDQGFRXSOHUVIRULQGXVWULDOSXUSRVHV
,(& (OHFWULFDO LQVWDOODWLRQV RI EXLOGLQJV ± 3DUW 3URWHFWLRQ IRU VDIHW\ ±
&KDSWHU3URWHFWLRQDJDLQVWHOHFWULFVKRFN
,(&/RZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV±3DUW7\SHWHVWHG
DQGSDUWLDOO\W\SHWHVWHGDVVHPEOLHV
,(& $& LQVXODWLRQHQFORVHG VZLWFKJHDU DQG FRQWUROJHDU IRU UDWHG YROWDJH DERYH
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
N9DQGXSWRDQGLQFOXGLQJN9
,(&DOOSDUWV6DIHW\LQHOHFWURKHDWLQVWDOODWLRQV
,(&'HJUHHVRISURWHFWLRQSURYLGHGE\HQFORVXUHV,3&RGH
,(& (OHFWURPDJQHWLF FRPSDWLELOLW\ RI HOHFWULFDO DQG HOHFWURQLF LQVWDOODWLRQV LQ

VKLSV
,(&DOOSDUWV*UDSKLFDOV\PEROVIRUGLDJUDPV
,(&DOOSDUWV6ZLWFKHVIRUKRXVHKROGDQGVLPLODUIL[HGHOHFWULFDOLQVWDOODWLRQV
Policy Group at 303-397-2295. %6,
Page 9
BS IEC 61892−3:1999
,(& 6KRUWFLUFXLW FXUUHQWV ± &DOFXODWLRQ RI HIIHFWV ± 3DUW 'HILQLWLRQV DQG
FDOFXODWLRQPHWKRGV
,(&DOOSDUWV3OXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV
,(&DOOSDUWV,(&V\VWHPRISOXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV
,(&DOOSDUWV3URJUDPPDEOHFRQWUROOHUV
,(&3URJUDPPDEOHFRQWUROOHUV±3DUW*HQHUDOLQIRUPDWLRQ
,(&3URJUDPPDEOHFRQWUROOHUV±3DUW(TXLSPHQWUHTXLUHPHQWVDQGWHVWV
,(& ,QGXVWULDO V\VWHPV LQVWDOODWLRQV DQG HTXLSPHQW DQG LQGXVWULDO SURGXFWV ±
6WUXFWXULQJSULQFLSOHVDQGUHIHUHQFHGHVLJQDWLRQV±3DUW%DVLFUXOHV
,(&(OHFWULFDOLQVWDOODWLRQVRIVKLSVDQGPRELOHDQGIL[HGRIIVKRUHXQLWV±3DUW
3URFHGXUHVIRUFDOFXODWLQJVKRUWFLUFXLWFXUUHQWVLQWKUHHSKDVHDF
,(& 0RELOH DQG IL[HG RIIVKRUH XQLWV ± (OHFWULFDO LQVWDOODWLRQV ± 3DUW
,QVWDOODWLRQ
,(& 0RELOH DQG IL[HG RIIVKRUH XQLWV ± (OHFWULFDO LQVWDOODWLRQV ± 3DUW
+D]DUGRXVDUHDV
,62 ,QIRUPDWLRQ SURFHVVLQJ ± *XLGHOLQHV IRU WKH GRFXPHQWDWLRQ RI FRPSXWHU
EDVHGDSSOLFDWLRQV\VWHPV
,62 5HFLSURFDWLQJ LQWHUQDO FRPEXVWLRQ HQJLQH GULYHQ DOWHUQDWLQJ FXUUHQW

JHQHUDWLQJVHWV±3DUW*HQHUDWLQJVHWV
'HILQLWLRQV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
)RUWKHSXUSRVHRIWKLVSDUWRI,(&WKHIROORZLQJGHILQLWLRQVDSSO\

FRPSXWHUEDVHGV\VWHP
V\VWHP WKDW FRQVLVWV RI RQH RU PRUH SURJUDPPDEOH HOHFWURQLF GHYLFHV ZLWK WKH FRQQHFWLRQV
SHULSKHUDOVDQGVRIWZDUHQHFHVVDU\WRDXWRPDWLFDOO\FDUU\RXWVSHFLILHGIXQFWLRQV
127( ± 7KH IROORZLQJ W\SHV RI SURJUDPPDEOH GHYLFHV FRXOG IRUP SDUW RI D FRPSXWHU V\VWHP PDLQIUDPH PLQL
FRPSXWHUPLFURFRPSXWHUSURJUDPPDEOHORJLFFRQWUROOHU

FRQYHUWRU
D VHW RI HTXLSPHQW VWDWLF RU URWDWLQJ WR FRQYHUW RQH W\SH RI HOHFWULF FXUUHQW WR DQRWKHU W\SH
GLIIHUHQWLQQDWXUHYROWDJHDQGRUIUHTXHQF\

GLVWULEXWLRQERDUG
VZLWFKJHDURUFRQWUROJHDUDVVHPEO\IRUWKHFRQWURODQGGLVWULEXWLRQRIHOHFWULFDOSRZHUWRILQDO
VXEFLUFXLWV
%6, Policy Group at 303-397-2295.
Page 10
BS IEC 61892−3:1999

GRXEOHLQVXODWLRQ
LQVXODWLRQFRPSULVLQJERWKEDVLFLQVXODWLRQDQGVXSSOHPHQWDU\LQVXODWLRQ

HOHFWULFVXUIDFHKHDWLQJ
KHDW JHQHUDWHG LQ WKH VXUIDFH OD\HU RI D ERG\ WR EH KHDWHG E\ HOHFWULFDO PHDQV LQ RUGHU WR
UDLVHRUPDLQWDLQLWVWHPSHUDWXUH

HOHFWULFVXUIDFHKHDWLQJGHYLFH
UHVLVWLYHRUVNLQHIIHFWGHYLFHGHVLJQHGWRSURGXFHDGHILQHGRXWSXWDWDGHFODUHGYROWDJHDQG
WHPSHUDWXUHDQGWHUPLQDWHGLQDPDQQHUVXLWDEOHIRUFRQQHFWLRQWRWKHHOHFWULFLW\VXSSO\

--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
HOHFWULFVXUIDFHKHDWLQJV\VWHPV
V\VWHP RI HOHFWULF VXUIDFH KHDWLQJ GHYLFHV WRJHWKHU ZLWK DQ\ FRQWUROV WKHUPDO LQVXODWLRQ DQG
SURWHFWLYHFODGGLQJGHVLJQHGWRPHHWDVSHFLILHGHOHFWULFVXUIDFHKHDWLQJUHTXLUHPHQW

HOHFWURPDJQHWLFFRPSDWLELOLW\(0&
DELOLW\RIDQHTXLSPHQWRUV\VWHPWRIXQFWLRQVDWLVIDFWRULO\LQLWVHOHFWURPDJQHWLFHQYLURQPHQW
ZLWKRXWLQWURGXFLQJLQWROHUDEOHHOHFWURPDJQHWLFGLVWXUEDQFHVWRDQ\WKLQJLQWKDWHQYLURQPHQW

HPHUJHQF\VZLWFKERDUG
VZLWFKJHDUDQGFRQWUROJHDUDVVHPEO\ZKLFKLVQRUPDOO\VXSSOLHGE\WKHPDLQVZLWFKERDUGEXW
ZKLFK LQ WKH HYHQW RI IDLOXUH RI WKH PDLQ HOHFWULFDO SRZHU VXSSO\ V\VWHP LV GLUHFWO\ VXSSOLHG
E\ WKH HPHUJHQF\ VRXUFH RI HOHFWULFDO SRZHU RU WKH WUDQVLWLRQDO VRXUFH RI HPHUJHQF\ SRZHU
DQG LV LQWHQGHG WR GLVWULEXWH DQG FRQWURO HOHFWULFDO HQHUJ\ WR WKH HPHUJHQF\ VHUYLFHV IRU DOO
HOHFWULFDO FRQVXPHUV HVVHQWLDO WR WKH VDIHW\ RI WKH FUHZ FRQWUDFWRUV YLVLWRUV DQG WKH XQLW
XQGHUHPHUJHQF\FRQGLWLRQV

H[SHUWV\VWHP
LQWHOOLJHQWNQRZOHGJHEDVHGV\VWHPWKDWLVGHVLJQHGWRVROYHDSUREOHPXVLQJLQIRUPDWLRQWKDW
KDVEHHQFRPSLOHGIURPVRPHIRUPRIKXPDQH[SHUWLVH

H[WUDORZYROWDJHVDIHW\YROWDJH
YROWDJH ZKLFK GRHV QRW H[FHHG 9 DF UPV EHWZHHQ FRQGXFWRUV RU EHWZHHQ DQ\
FRQGXFWRU DQG HDUWK LQ D FLUFXLW LVRODWHG IURP WKH VXSSO\ E\ PHDQV VXFK DV VDIHW\ LVRODWLQJ
WUDQVIRUPHUV RU FRQYHUWRUV ZLWK VHSDUDWH ZLQGLQJV D YROWDJH ZKLFK GRHV QRW H[FHHG 9
GF EHWZHHQ FRQGXFWRUV RU EHWZHHQ DQ\ FRQGXFWRU DQG HDUWK LQ D FLUFXLW ZKLFK LV LVRODWHG
IURPKLJKHUYROWDJHFLUFXLWV
127(±&RQVLGHUDWLRQVKRXOGEHJLYHQWRWKHUHGXFWLRQRIWKHOLPLWRI9XQGHUFHUWDLQFRQGLWLRQVVXFKDVZHW
VXUURXQGLQJVH[SRVXUHWRKHDY\VHDVRUSRZHUIXOZDWHUMHWVZKHUHGLUHFWFRQWDFWZLWKOLYHSDUWVLVLQYROYHG
127(±7KH YROWDJH OLPLW VKRXOG QRW EH H[FHHGHG HLWKHU DW IXOO ORDG RU QR ORDG EXW LW LV DVVXPHG IRU WKH
SXUSRVHRIWKLVGHILQLWLRQWKDWDQ\WUDQVIRUPHURUFRQYHUWRULVRSHUDWHGDWLWVUDWHGVXSSO\YROWDJH
127(±,QIRUPDWLRQDERXWSURWHFWLRQE\H[WUDORZYROWDJHLVJLYHQLQ,(&
Policy Group at 303-397-2295. %6,
Page 11
BS IEC 61892−3:1999

KHDWLQJFDEOH
FDEOHZLWKRUZLWKRXWDVKLHOGRUDPHWDOOLFVKHDWKLQWHQGHGWRJLYHRIIKHDWIRUKHDWLQJSXUSRVHV

LQYHUWRU
FRQYHUWRUIRUFRQYHUVLRQIURPGFWRDF

ORZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV
FRPELQDWLRQ RI RQH RU PRUH ORZYROWDJH VZLWFKLQJ GHYLFHV WRJHWKHU ZLWK DVVRFLDWHG FRQWURO
PHDVXULQJVLJQDOOLQJSURWHFWLYHUHJXODWLRQHTXLSPHQWHWFFRPSOHWHO\DVVHPEOHGXQGHUWKH
UHVSRQVLELOLW\ RI WKH PDQXIDFWXUHU ZLWK DOO WKH LQWHUQDO HOHFWULFDO DQG PHFKDQLFDO LQWHU
FRQQHFWLRQVDQGVWUXFWXUDOSDUWV

PDLQVZLWFKERDUG
VZLWFKJHDU DQG FRQWUROJHDU DVVHPEO\ ZKLFK LV GLUHFWO\ VXSSOLHG E\ WKH PDLQ VRXUFH RI
HOHFWULFDO SRZHU DQG LV LQWHQGHG WR GLVWULEXWH DQG FRQWURO HOHFWULFDO HQHUJ\ WR WKH XQLW¶V
VHUYLFHV

QRQW\SHWHVWHGORZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV177$
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
ORZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEO\ZKLFKGRHVQRWEHORQJWRRU

SDUWLDOO\W\SHWHVWHGORZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV377$
ORZYROWDJH VZLWFKJHDU DQG FRQWUROJHDU DVVHPEO\ FRQWDLQLQJ ERWK W\SHWHVWHG DQG QRQW\SH
WHVWHGDUUDQJHPHQWVSURYLGHGWKDWWKHODWWHUDUHGHULYHGHJE\FDOFXODWLRQIURPW\SHWHVWHG
DUUDQJHPHQWVZKLFKKDYHFRPSOLHGZLWKWKHUHOHYDQWWHVWV

UHFWLILHU
FRQYHUWRUIRUFRQYHUVLRQRIDFWRGF

UHLQIRUFHGLQVXODWLRQ
VLQJOH LQVXODWLRQ V\VWHP DSSOLHG WR OLYH SDUWV ZKLFK SURYLGHV D GHJUHH RI SURWHFWLRQ DJDLQVW
HOHFWULF VKRFN HTXLYDOHQW WR GRXEOH LQVXODWLRQ XQGHU WKH FRQGLWLRQV VSHFLILHG LQ WKH UHOHYDQW
,(&VWDQGDUG
127( ± 7KH WHUP ´LQVXODWLRQ V\VWHP´ GRHV QRW LPSO\ WKDW WKH LQVXODWLRQ PXVW EH RQH KRPRJHQHRXV SLHFH ,W PD\
FRPSULVHVHYHUDOOD\HUVZKLFKFDQQRWEHWHVWHGVLQJO\DVVXSSOHPHQWDU\RUEDVLFLQVXODWLRQ

UHVLVWLYHGHYLFH
HOHFWULFVXUIDFHKHDWLQJGHYLFHRIHLWKHUWKHWUDFHKHDWLQJXQLWW\SHRUWKHVXUIDFHKHDWLQJXQLWW\SH

ULSSOHIUHH
FRQYHQWLRQDOO\GHILQHGIRUVLQXVRLGDOULSSOHYROWDJHDVDULSSOHFRQWHQWRIQRWPRUHWKDQ%
UPV WKH PD[LPXP SHDN YDOXH GRHV QRW H[FHHG 9 IRU D QRPLQDO 9 ULSSOHIUHH GF
V\VWHPDQG9IRUDQRPLQDO9ULSSOHIUHHGFV\VWHP
%6, Policy Group at 303-397-2295.
Page 12
BS IEC 61892−3:1999

VHFRQGDU\FHOO6\QUHFKDUJHDEOHFHOO
DQDVVHPEO\RIHOHFWURGHVDQGHOHFWURO\WHZKLFKFRQVWLWXWHVWKHEDVLFXQLWRIDVHFRQGDU\EDWWHU\

VHFWLRQERDUGV
VZLWFKJHDU DQG FRQWUROJHDU DVVHPEO\ IRU FRQWUROOLQJ DQG GLVWULEXWLQJ WKH VXSSO\ RI HOHFWULFDO
SRZHUWRRWKHUVHFWLRQERDUGVGLVWULEXWLRQERDUGVRUILQDOVXEFLUFXLWV

VHOIFRPPXWDWHGFRQYHUWRU
FRQYHUWRU LQ ZKLFK WKH FRPPXWDWLQJ YROWDJHV DUH VXSSOLHG E\ FRPSRQHQWV ZLWKLQ WKH
FRQYHUWRU
127( ± ,QFOXGHG IRU H[DPSOH DUH FRQYHUWHUV LQ ZKLFK WKH FRPPXWDWLQJ YROWDJHV DUH EXLOW XS ZLWKLQ WKH
VHPLFRQGXFWRUGHYLFHVDVLQWUDQVLVWRUVDQGLQWK\ULVWRUVZKLFKFDQEHWXUQHGRIIE\WKHJDWHRULQZKLFKWKH\DUH
VXSSOLHGRXWVLGHWKHVHPLFRQGXFWRUGHYLFHV E\ PHDQV RI FDSDFLWRUV ([FOXGHG DUH FRQYHUWRUV UHTXLULQJ VSHFLDO
FKDUDFWHULVWLFVIURPWKHORDGWRFRPPXWDWH

VHPLFRQGXFWRUGHYLFH
GHYLFH ZKRVH HVVHQWLDO FKDUDFWHULVWLFV DUH GXH WR WKH IORZ RI FKDUJH FDUULHUV ZLWKLQ D VHPL
FRQGXFWRU

VNLQHIIHFWGHYLFH
HOHFWULFVXUIDFHKHDWLQJGHYLFHRIWKHVNLQHIIHFWKHDWHUW\SH

VRIWZDUH
SURJUDPSURFHGXUHVDQGDVVRFLDWHGGRFXPHQWDWLRQSHUWDLQLQJWRWKHRSHUDWLRQRIDFRPSXWHU
V\VWHP DQG LQFOXGLQJ ERWK WKH DSSOLFDWLRQ XVHU SURJUDP DQG WKH RSHUDWLQJ V\VWHP
ILUPZDUHSURJUDP

W\SHWHVWHGORZYROWDJHVZLWFKJHDUDQGFRQWUROJHDUDVVHPEO\77$
ORZYROWDJH VZLWFKJHDU DQG FRQWUROJHDU DVVHPEO\ FRQIRUPLQJ WR DQ HVWDEOLVKHG W\SH RU
V\VWHP ZLWKRXW GHYLDWLRQV OLNHO\ WR VLJQLILFDQWO\ LQIOXHQFH WKH SHUIRUPDQFH IURP WKH W\SLFDO
DVVHPEO\YHULILHGWREHLQDFFRUGDQFHZLWKWKLVVWDQGDUG

YDOYHUHJXODWHGEDWWHU\FHOO
D VHFRQGDU\ FHOO ZKLFK LV FORVHG XQGHU QRUPDO FRQGLWLRQV EXW ZKLFK KDV DQ DUUDQJHPHQW
ZKLFK DOORZV WKH HVFDSH RI JDV LI WKH LQWHUQDO SUHVVXUH H[FHHGV D SUHGHWHUPLQHG YDOXH 7KH
FHOOFDQQRWQRUPDOO\UHFHLYHDGGLWLRQWRWKHHOHFWURO\WH

YHQWHGVHFRQGDU\EDWWHU\FHOO6\QRSHQVHFRQGDU\FHOO
D VHFRQGDU\ FHOO KDYLQJ D FRYHU SURYLGHG ZLWK DQ RSHQLQJ WKURXJK ZKLFK JDVHRXV SURGXFWV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
PD\HVFDSH
127(±7KHRSHQLQJPD\EHILWWHGZLWKDYHQWLQJV\VWHP
Policy Group at 303-397-2295. %6,
Page 13
BS IEC 61892−3:1999
*HQHUDWRUVDQGPRWRUV
*HQHUDO
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR DOO URWDWLQJ PDFKLQHV UDWHG DW : RU PRUH
IRU XVH LQ RIIVKRUH XQLWV ,W DOVR DSSOLHV WR H[FLWDWLRQ PDFKLQHV DQG LQFOXGHV UHOHYDQW
UHTXLUHPHQWV IRU SULPHPRYHU GULYLQJ JHQHUDWRUV 5HTXLUHPHQWV SDUWLFXODU WR HOHFWULFDO
SURSXOVLRQPDFKLQHVDUHJLYHQLQ,(&
$OO HOHFWULFDO PDFKLQHV VKDOO FRPSO\ ZLWK WKH UHOHYDQW UHTXLUHPHQWV RI ,(& DQG DOVR
ZLWKWKHDGGLWLRQDOUHTXLUHPHQWVLQFOXGHGLQWKLVVWDQGDUG
3HUIRUPDQFHFKDUDFWHULVWLFV
7HPSHUDWXUHULVH
7KH OLPLWV RI WHPSHUDWXUH ULVH VKDOO EH LQ DFFRUGDQFH ZLWK WDEOH ZKLFK LV EDVHG RQ
,(&
127( ± :KHQ D URWDWLQJ PDFKLQH LV FRQQHFWHG WR D VXSSO\ V\VWHP ZLWK KDUPRQLF GLVWRUWLRQ WKH UDWLQJ RI WKH
PDFKLQHPXVWDOORZIRUWKHLQFUHDVHGKHDWLQJHIIHFWRIWKHKDUPRQLFORDGLQJ
8QEDODQFHORDGRQWKUHHZLUHGFJHQHUDWRUV
8QOHVV RWKHUZLVH VSHFLILHG DOO WKUHHZLUH GF JHQHUDWRUV VKDOO EH GHVLJQHG IRU D FXUUHQW
XQEDODQFHRI
9ROWDJHUHJXODWLRQRIJHQHUDWRUV
*HQHUDO
7KHLQKHUHQWYROWDJHUHJXODWLRQRIDJHQHUDOVHUYLFHJHQHUDWRUVKDOOEHGHVLJQHGLQUHODWLRQWR
WKHVSHHGUHJXODWLRQDQGJRYHUQLQJRIWKHSULPHPRYHUVDVRXWOLQHGEHORZ
127( ± *HQHUDO VHUYLFH PHDQV WKDW VXSSO\LQJ PRWRUV DQG RWKHU FRQVXPHUV DUH D SDUW RI WKH QRUPDO GLVWULEXWLRQ
V\VWHPRIWKH XQLW &RQVXPHUV VXFK DV SURSXOVLRQ PRWRUV DQG RWKHU VSHFLDO FRQVXPHUV IRU ZKLFK RWKHU JRYHUQLQJ
FKDUDFWHULVWLFVFDQEHDFFHSWHGRUDUHUHTXLUHGDUHQRWFRQVLGHUHGSDUWRIWKHJHQHUDOVHUYLFH
'&JHQHUDWRUV
6KXQWRUVWDELOL]HGVKXQWZRXQGJHQHUDWRUV
6KXQW RU VWDELOL]HG VKXQWZRXQG JHQHUDWRUV UDWHG DW N: DQG DERYH VKDOO FRPSO\ ZLWK WKH
IROORZLQJUHTXLUHPHQWV
D ZKHQWKHYROWDJHKDVEHHQVHWDWIXOOORDGWRLWVUDWHGYDOXHWKHUHPRYDORIWKHORDGVKDOO
QRWFDXVHDSHUPDQHQWLQFUHDVHRIWKHYROWDJHJUHDWHUWKDQRIWKHUDWHGYROWDJH
E ZKHQWKHYROWDJHKDVEHHQVHWHLWKHUDWIXOOORDGRUDWQRORDGWKHYROWDJHREWDLQHGDWDQ\
YDOXHRIWKHORDGVKDOOQRWH[FHHGWKHQRORDGYROWDJH
&RPSRXQGZRXQGJHQHUDWRUV
&RPSRXQGZRXQG JHQHUDWRUV UDWHG DW N: DQG DERYH VKDOO EH VR GHVLJQHG LQ UHODWLRQ WR
WKHJRYHUQLQJFKDUDFWHULVWLFVRIWKHSULPHPRYHUWKDWZLWKWKHJHQHUDWRUDWIXOOORDGRSHUDWLQJ
WHPSHUDWXUHDQGVWDUWLQJDWDORDGZLWKYROWDJHZLWKLQRIWKHUDWHGYROWDJHLWJLYHV
DWIXOOORDGDYROWDJHZLWKLQRIWKHUDWHGYROWDJH
BBBBBBBB
,QSUHSDUDWLRQ%HIRUH,(&LVSXEOLVKHGVHH,(&
%6, Policy Group at 303-397-2295.
Page 14
BS IEC 61892−3:1999
7KHDYHUDJHRIDVFHQGLQJDQGGHVFHQGLQJYROWDJHUHJXODWLRQFXUYHVEHWZHHQORDGDQG
IXOOORDGVKDOOQRWYDU\E\PRUHWKDQIURPWKHUDWHGYROWDJH
2WKHUW\SHVRIJHQHUDWRUV
*HQHUDWRUV UHTXLUHG WR KDYH FKDUDFWHULVWLFV QRW FRYHUHG E\ DQG VKDOO EH
VXEMHFWWRVSHFLDOFRQVLGHUDWLRQ
$XWRPDWLFYROWDJHUHJXODWLRQIRUGFVHUYLFHJHQHUDWRUV
*HQHUDO VHUYLFH JHQHUDWRUV ZKLFK DUH RI WKH VKXQW W\SH VKDOO EH SURYLGHG ZLWK DXWRPDWLF
YROWDJHUHJXODWRUV
$&JHQHUDWRUV
7KH H[FLWDWLRQ V\VWHP RI DF JHQHUDWRUV UDWHG N: DQG DERYH DQG FRPSO\LQJ ZLWK
VKDOODOVRFRPSO\ZLWKWKHUHTXLUHPHQWVJLYHQEHORZ
6WHDG\FRQGLWLRQVWROHUDQFHRIYROWDJHDQGZDYHIRUP
(DFK DF JHQHUDWRU IRU JHQHUDO VHUYLFH GULYHQ E\ LWV SULPHPRYHU ZKRVH JRYHUQRU FKDUDF
WHULVWLFV FRPSO\ ZLWK VKDOO EH SURYLGHG ZLWK DQ H[FLWDWLRQ V\VWHP FDSDEOH RI
PDLQWDLQLQJ WKH YROWDJH XQGHU VWHDG\ FRQGLWLRQV ZLWKLQ RI WKH UDWHG YROWDJH IRU DOO
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
ORDGV EHWZHHQ ]HUR DQG UDWHG ORDG DW WKH UDWHG SRZHU IDFWRU 7KHVH OLPLWV PD\ EH LQFUHDVHG
WRIRUHPHUJHQF\VHWVVHH
:KHQ WKH JHQHUDWRU LV GULYHQ DW UDWHG VSHHG JLYLQJ LWV UDWHG YROWDJH DQG UDWHG V\PPHWULFDO
ORDGWKHWROHUDQFHRIZDYHIRUPVKDOOQRWH[FHHGWKHYDOXHVOLVWHGEHORZ
± WRWDOKDUPRQLFGLVWRUWLRQ
± VLQJOHKDUPRQLF
127( ± $WWHQWLRQ LV GUDZQ WR WKH SRVVLELOLW\ WKDW XQGHU FHUWDLQ RSHUDWLQJ FRQGLWLRQV WKH SRZHU IDFWRU PD\ EH OHVV
WKDQWKHUDWHGYDOXHDQGWKDWWKLVFDQDIIHFWWKHYROWDJHUHJXODWLRQ
7UDQVLHQWFRQGLWLRQV
:KHQ WKH JHQHUDWRU LV GULYHQ DW UDWHG VSHHG JLYLQJ LWV UDWHG YROWDJH DQG LV VXEMHFW WR D
VXGGHQ FKDQJH RI V\PPHWULFDO ORDG ZLWKLQ WKH OLPLWV RI D VSHFLILHG FXUUHQW DQG SRZHU IDFWRU
WKHYROWDJHVKDOOQRWIDOOEHORZQRUH[FHHGRIWKHUDWHGYROWDJH
7KHYROWDJHRIWKHJHQHUDWRUVKDOOWKHQEHUHVWRUHGWRZLWKLQRIWKHUDWHGYROWDJHIRUWKH
PDLQ JHQHUDWRU VHW LQ QRW PRUH WKDQ V )RU HPHUJHQF\ VHWV WKHVH YDOXHV PD\ EH
LQFUHDVHGWRLQQRWPRUHWKDQVUHVSHFWLYHO\VHH
,Q WKH DEVHQFH RI SUHFLVH LQIRUPDWLRQ FRQFHUQLQJ WKH PD[LPXP YDOXHV RI WKH VXGGHQ ORDGV
WKH IROORZLQJ FRQGLWLRQV VKDOO EH DVVXPHG RI WKH UDWHG FXUUHQW ZLWK D SRZHU IDFWRU RI
EHWZHHQ ODJJLQJ DQG WR EH WKURZQ RQ ZLWK WKH JHQHUDWRU UXQQLQJ DW QR ORDG DQG WKHQ
ZLWKGUDZQDIWHUVWHDG\VWDWHFRQGLWLRQVKDYHEHHQUHDFKHG
127(±)RU WKH SXUSRVH RI YHULI\LQJ WKH DERYH FRQGLWLRQV WKH JHQHUDWRU XQGHU WHVW PD\ EH GULYHQ E\ D VXLWDEOH
HOHFWULFPRWRUDWSUDFWLFDOO\FRQVWDQWVSHHG
127(±7R DFKLHYH VDWLVIDFWRU\ SHUIRUPDQFH RQ ERDUG D XQLW WKH JRYHUQRU RI WKH SULPHPRYHU PXVW UHVWRUH WKH
VSHHGWRDVWHDG\VWDWHZLWKLQWKH OLPLWVVSHFLILHGLQLQQRWPRUHWKDQV
127(±)RUJDVGULYHQPDFKLQHVDQGWXUELQHVRWKHUYDOXHVPD\EHDSSOLFDEOH$GYLFHFDQEHIRXQGLQ,62
Policy Group at 303-397-2295. %6,
Page 15
BS IEC 61892−3:1999
6WHDG\VKRUWFLUFXLWFRQGLWLRQV
8QGHU VWHDG\ VKRUWFLUFXLW FRQGLWLRQV WKH JHQHUDWRU ZLWK LWV H[FLWDWLRQ V\VWHP VKDOO EH
FDSDEOHRIPDLQWDLQLQJDFXUUHQWRIDWOHDVWWKUHHWLPHVLWVUDWHGYDOXHIRUDGXUDWLRQRIXSWR
VXQOHVVSURWHFWLRQVHOHFWLYLW\FRQGLWLRQVH[LVWZKLFKDOORZDVKRUWHUGXUDWLRQDQGSURYLGHG
WKDWLQDQ\FDVHWKHVDIHW\RIWKHLQVWDOODWLRQLVHQVXUHG
(PHUJHQF\JHQHUDWRUV
(PHUJHQF\ JHQHUDWRU VHWV ZKLFK DUH UHTXLUHG WR PHHW WKH VDPH JHQHUDO UHTXLUHPHQWV DV LQ
QHHG RQO\ PDLQWDLQ WKH VWHDG\VWDWH YROWDJH ZLWKLQ DQG GXULQJ WUDQVLHQW
FRQGLWLRQVWRUHFRYHUWKHLUYROWDJHZLWKLQLQQRWPRUHWKDQV
*HQHUDWRUVIRUVSHFLDOSXUSRVHV
'&JHQHUDWRUV
6SHFLDO SXUSRVH GF JHQHUDWRUV WRJHWKHU ZLWK WKHLU H[FLWDWLRQ V\VWHP VKDOO KDYH VXFK
YROWDJHFKDUDFWHULVWLFVDVDUHUHTXLUHG
$&JHQHUDWRUV
6SHFLDO SXUSRVH DF JHQHUDWRUV DQG JHQHUDO VHUYLFH JHQHUDWRUV UDWHG OHVV WKDQ N9$
WRJHWKHU ZLWK WKHLU H[FLWDWLRQ V\VWHP VKDOO KDYH WKH YROWDJH FKDUDFWHULVWLFV DJUHHG XSRQ
EHWZHHQPDQXIDFWXUHUDQGSXUFKDVHU
3DUDOOHORSHUDWLRQRIJHQHUDOVHUYLFHJHQHUDWRUV±'&JHQHUDWRUV
6WDELOLW\
'& JHQHUDWRUV ZKLFK DUH UHTXLUHG WR UXQ LQ SDUDOOHO VKDOO EH VWDEOH LQ RSHUDWLRQ DW DOO ORDGV
IURPQRORDGWRIXOOORDG
/RDGVKDULQJ
7KHGHVLJQRIGFJHQHUDWRUVDQGWKHLUFRQQHFWLRQVVKDOOEHVXFKWKDWZKHQWKH\RSHUDWHLQ
SDUDOOHO WKH LQGLYLGXDO ORDG RQ HDFK PDFKLQH GRHV QRW QRUPDOO\ GLIIHU IURP WKH WKHRUHWLFDO
ORDG SURSRUWLRQDO WR UDWLQJ E\ PRUH WKDQ RI WKH UDWHG IXOO ORDG RI WKH ODUJHVW PDFKLQH
RU PRUH WKDQ RI WKH UDWLQJ RI WKH LQGLYLGXDO PDFKLQH FRQFHUQHG 7KLV UHTXLUHPHQW
DSSOLHV ZKHQ WKH FRPELQHG ORDG RQ WKH VHWV LV YDULHG EHWZHHQ DQG RI WKH
FRPELQHGUDWLQJ6XFKDORDGVKDULQJVKDOOQRWUHVXOWLQRYHUORDGLQJWKHVPDOOHUVHW
9ROWDJHGURS
)RU HDFK JHQHUDWRU RI D JURXS UHTXLUHG WR UXQ LQ SDUDOOHO WKH YROWDJH GURS DFURVV WKH VHULHV
ILHOGV DQG LWV FRQQHFWLRQ WR WKH VZLWFKERDUG ZKLFK PD\ LQFRUSRUDWH D UHVLVWRU VKDOO EH DS
SUR[LPDWHO\HTXDO
3DUDOOHORSHUDWLRQRIJHQHUDOVHUYLFHJHQHUDWRUV±$&JHQHUDWRUV
5HDFWLYHORDGVKDULQJ
:KHQ DF JHQHUDWRUV DUH RSHUDWHG LQ SDUDOOHO WKH UHDFWLYH ORDG RI WKH LQGLYLGXDO JHQHUDWLQJ
VHWV VKDOO QRW GLIIHU IURP WKHLU SURSRUWLRQDWH VKDUH RI WKH WRWDO UHDFWLYH ORDG E\ PRUH WKDQ
RI WKH UDWHG RXWSXW RI WKH ODUJHVW PDFKLQH RU PRUH WKDQ RI WKH VPDOOHVW PDFKLQH
ZKHUHWKLVYDOXHLVORZHUWKDQWKHIRUPHU
127(±7KHDOWHUQDWRUGHVLJQVKRXOGLQFRUSRUDWHVXIILFLHQWGDPSLQJLQWKHURWRUFLUFXLWVWRDYRLGSRZHURVFLOODWLRQV
DQGLQVWDELOLW\ZKHQUXQQLQJLQSDUDOOHO
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 16
BS IEC 61892−3:1999
/RDGVKDULQJ
)RU DF JHQHUDWLQJ VHWV RSHUDWLQJ LQ SDUDOOHO WKH JRYHUQLQJ FKDUDFWHULVWLFV RI WKH SULPH
PRYHUV VKDOO EH VXFK WKDW ZLWKLQ WKH OLPLWV RI DQG WRWDO ORDG WKH ORDG RQ DQ\
JHQHUDWLQJVHWGRHVQRWQRUPDOO\GLIIHUIURPLWVSURSRUWLRQDWHVKDUHRIWKHWRWDOORDG E\ PRUH
WKDQ RI WKH UDWHG RXWSXW RI WKH ODUJHVW PDFKLQH RU PRUH WKDQ RI WKH UDWLQJ RI WKH
LQGLYLGXDOPDFKLQHFRQFHUQHG
7KH IDFLOLWLHV IRU DGMXVWLQJ WKH JRYHUQRU DW QRUPDO IUHTXHQF\ VKDOO EH VXIILFLHQWO\ DFFXUDWH WR
SHUPLW D PLQLPXP DGMXVWPHQW RI WKH ORDG RQ WKH HQJLQH QRW H[FHHGLQJ RI WKH UDWHG ORDG
VHHDOVRQRWHRI
127(±,WLVDVVXPHGWKDWWKHVSHHGRIWKHSULPHPRYHUGHFUHDVHVZLWKWKHDSSOLFDWLRQRIWKHORDGDQG LQFUHDVHV
ZLWK LWV UHPRYDO SHUPDQHQW YDULDWLRQ EHLQJ VXFK WKDW WKH VSHHG GRHV QRW DW DQ\ ORDG YDU\ IURP WKH VWUDLJKW OLQH
MRLQLQJUDWHGORDGDQGQRORDGE\PRUHWKDQRQHILIWKRIWKHPD[LPXPSHUPDQHQWVSHHGYDULDWLRQLQYROYHG
)O\ZKHHOHIIHFWIRUDFJHQHUDWLQJVHWV
)RU DF JHQHUDWRUV RSHUDWLQJ LQ SDUDOOHO WKH FRPELQHG IO\ZKHHO HIIHFW RI WKH IO\ZKHHO DQG
DOWHUQDWRU VKDOO EH VXFK WKDW WKH DQJXODU GHYLDWLRQ LQ HLWKHU GLUHFWLRQ IURP WKH SRVLWLRQ RI
XQLIRUPURWDWLRQGRHVQRWDWDQ\WLPHH[FHHGHOHFWULFDOGHJUHHVLQDGGLWLRQWRFRPSO\LQJ
ZLWKWKHOLPLWRIF\FOLFLUUHJXODULW\JLYHQLQ
7KH HQJLQH PDQXIDFWXUHU VKDOO LQIRUP WKH VXSSOLHU RI WKH DOWHUQDWRU DV WR WKH WRWDO IO\ZKHHO
HIIHFWZKLFKKHFRQVLGHUVVKRXOGEHSURYLGHGWRHQVXUHWKDWWKHPD[LPXPFDOFXODWHGDQJXODU
GHYLDWLRQ RI HOHFWULFDO GHJUHHV LV QRW H[FHHGHG 7KH HQJLQH PDQXIDFWXUHU VKDOO EH
UHVSRQVLEOHIRUDFKLHYLQJWKHQHFHVVDU\IO\ZKHHOHIIHFW
7KHHQJLQHPDQXIDFWXUHUVKDOODOVRVWDWHWKHIUHTXHQFLHVRIVXFKHQJLQHGLVWXUELQJIRUFHVDV
DUHRIVLJQLILFDQWPDJQLWXGHDQGWKHVXSSOLHURIWKHDOWHUQDWRUVKDOOWKHQVSHFLI\WRWKHHQJLQH
PDQXIDFWXUHUZKDWDGGLWLRQDOIO\ZKHHOHIIHFWLIDQ\LVQHFHVVDU\LQRUGHUWRDYRLGWKHHIIHFWV
RIHOHFWURPHFKDQLFDOUHVRQDQFHGXHWRWKHYLEUDWLRQRIWKHJHQHUDWRU
7KH JHQHUDWRU PDQXIDFWXUHU VKDOO SURYLGH DOO QHFHVVDU\ LQIRUPDWLRQ WR WKH HQJLQH
PDQXIDFWXUHU ZKR ZLOO EH UHVSRQVLEOH IRU FKHFNLQJ WKH ZKROH V\VWHP IRU FULWLFDO VSHHGV DQG
IRU FDOFXODWLQJ WKH WRUVLRQDO ULJLGLW\ DQG WRUVLRQDO VWUHQJWK RI WKH FRPSOHWH VKDIW V\VWHP 7KH
HQJLQH PDQXIDFWXUHU VKDOO VWDWH ZKDW UHDVRQDEOH FKDQJHV LI DQ\ LQ JHQHUDWRU VKDIWLQJ DUH
QHFHVVDU\WRDYRLGH[FHVVLYHVWUHVVHVIURPRFFXUULQJDQGVXFKFKDQJHVVKDOOEHXQGHUWDNHQ
E\WKHJHQHUDWRUPDQXIDFWXUHU
127(±7KH DQJXODU GHYLDWLRQ VSHFLILHG LV WKDW FDOFXODWHG RQ WKH DVVXPSWLRQ WKDW WKH WRUTXH RI WKH DOWHUQDWRU
LHWKHWRUTXHRSSRVLQJWKHPRWLRQRIWKHHQJLQHLVXQLIRUPWKURXJKRXWWKHHQJLQHF\FOH
127(±7KH DQJXODU GHYLDWLRQ VSHFLILHG DSSOLHV WR DOWHUQDWRUV IRU RUGLQDU\ UHJXODWLRQ $OWHUQDWRUV GHVLJQHG IRU
VSHFLDOUHJXODWLRQPD\UHTXLUHVWLOOFORVHUXQLIRUPLW\RIURWDWLRQ
127(±$YRLGDQFH RI HIIHFWV RI UHVRQDQFH PHDQV WKDW WKH QDWXUDO IUHTXHQF\ RI RVFLOODWLRQ RI WKH DOWHUQDWRU ZLWK
LWVIO\ZKHHOZKHQFRQQHFWHGWRWKHHOHFWULFDOV\VWHP ZLWK ZKLFK LW LV WR ZRUN LQ SDUDOOHO VKRXOG QRW DSSURDFK D
IUHTXHQF\RIDQ\HQJLQHLPSXOVHVRIVLJQLILFDQWPDJQLWXGH
&RQWURODQGH[FLWDWLRQRIJHQHUDWRUV
)LHOGUHJXODWLRQRIGFJHQHUDWRUV
0HDQV VKDOO EH SURYLGHG DW WKH VZLWFKERDUG WR HQDEOH WKH YROWDJH RI HDFK JHQHUDWRU WR EH
DGMXVWHGVHSDUDWHO\7KHHTXLSPHQWSURYLGHGVKDOOEHFDSDEOHRIDGMXVWLQJWKHYROWDJHRIWKH
GFJHQHUDWRUWRZLWKLQRIWKHUDWHGYROWDJHIRUPDFKLQHVDERYHN:DQGRIWKH
UDWHG YROWDJH IRU VPDOOHU PDFKLQHV DW DOO ORDGV EHWZHHQ QR ORDG DQG IXOO ORDG ZLWK WKH GF
JHQHUDWRU FRXSOHG WR LWV SULPH PRYHU DW DQ\ SHUPLVVLEOH WHPSHUDWXUH ZLWKLQ WKH ZRUNLQJ
UDQJH 7KH UHJXODWRU VKDOO EH FDSDEOH RI UHGXFLQJ WKH QRORDG YROWDJH WR EHORZ WKH
YROWDJHZKHQWKHJHQHUDWRULVFROG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 17
BS IEC 61892−3:1999
3RODULW\RIVHULHVZLQGLQJV
7KHVHULHVZLQGLQJVRIHDFKWZRZLUHJHQHUDWRUVKDOOEHFRQQHFWHGWRWKHQHJDWLYHWHUPLQDORI
HDFKPDFKLQH
(TXDOL]HUFRQQHFWLRQV
(DFK HTXDOL]HU FRQQHFWLRQ VKDOO KDYH D FURVVVHFWLRQDO DUHD QRW OHVV WKDQ KDOI WKDW RI WKH
QHJDWLYHFRQQHFWLRQIURPWKHJHQHUDWRUWRWKHVZLWFKERDUG
([FLWDWLRQRIDFJHQHUDWRUV
7KH FRPSRQHQWV RI WKH H[FLWDWLRQ V\VWHP LQFOXGLQJ WKH DXWRPDWLF YROWDJH UHJXODWRU LI XVHG
VKDOOEHRIDW\SHVXLWDEOHIRURIIVKRUHFRQGLWLRQVDQGVKDOOEHFDSDEOHRIRSHUDWLQJXQGHUDOO
VSHFLILHGFRQGLWLRQVRIVWHDG\DQGWUDQVLHQWORDGLQFOXGLQJ VKRUW FLUFXLW DV VWDWHG LQ
DQG
:KHQLWLVLQWHQGHGWRRSHUDWHWZRRUPRUHJHQHUDWRUVLQSDUDOOHOPHDQVVKDOOEHSURYLGHGWR
GLYLGHWKHUHDFWLYHSRZHUSURSHUO\EHWZHHQWKHJHQHUDWRUVVHH
127(± ,W LV GHVLUDEOH WR HQVXUH WKDW IDLOXUH RI WKH H[FLWDWLRQ V\VWHP LQFOXGLQJ WKH DXWRPDWLF YROWDJH UHJXODWRU LI
XVHGGRHVQRWFDXVHGDPDJHWRWKHLQVWDOODWLRQ
0HFKDQLFDOIHDWXUHVJHQHUDWRUVDQGPRWRUV
(QWU\RIZDWHU
:KHUH ZDWHU FRROLQJ LV XVHG WKH FRROHU VKDOO EH VR GHVLJQHG DV WR DYRLG HQWU\ RI ZDWHU LQWR
WKHPDFKLQHZKHWKHUE\OHDNDJHRUFRQGHQVDWLRQLQWKHKHDWH[FKDQJHU
$FFXPXODWLRQRIPRLVWXUHDQGFRQGHQVDWLRQ
&RQVLGHUDWLRQ VKDOO EH JLYHQ WR SURYLGLQJ HIIHFWLYH PHDQV WR SUHYHQW DFFXPXODWLRQ RI
PRLVWXUH DQG FRQGHQVDWLRQ ZLWKLQ WKH PDFKLQHV HVSHFLDOO\ ZKHQ WKHVH DUH LGOH IRU
DSSUHFLDEOHSHULRGVIRUH[DPSOHE\PHDQVRIVSDFHKHDWHUV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%DODQFH
0DFKLQHV VKDOO EH FRQVWUXFWHG VR WKDW ZKHQ UXQQLQJ DW DQ\ DQG HYHU\ ZRUNLQJ VSHHG DOO
UHYROYLQJSDUWVDUHZHOOEDODQFHG
6KDIWFXUUHQWV
0HDVXUHVVKDOOEHWDNHQLIQHFHVVDU\WRSUHYHQWWKHFLUFXODWLRQRIFXUUHQWEHWZHHQWKHVKDIW
DQGWKHEHDULQJV
7HUPLQDOV
6XLWDEOHWHUPLQDOVFOHDUO\PDUNHGVKDOOEHSURYLGHGLQDQDFFHVVLEOHSRVLWLRQFRQYHQLHQWIRU
H[WHUQDO FRQQHFWLRQV 7KH WHUPLQDOV VKDOO EH HIIHFWLYHO\ VHFXUHG DQG VKDOO EH VR VSDFHG
DQGRUVKLHOGHGWKDWWKH\FDQQRWDFFLGHQWDOO\EHHDUWKHGVKRUWFLUFXLWHGRUWRXFKHG
%6, Policy Group at 303-397-2295.
Page 18
BS IEC 61892−3:1999
/XEULFDWLRQJHQHUDWRUVDQGPRWRUV
*HQHUDWRUV DQG PRWRUV VKDOO KDYH HIILFLHQW DQG FRQWLQXRXV OXEULFDWLRQ DW DOO UXQQLQJ
VSHHGV DQG DOO QRUPDO ZRUNLQJ EHDULQJ WHPSHUDWXUHV ZLWK DQ\ YDULDWLRQ RI WKH LQFOLQDWLRQ RI
WKHXQLWIURPQRUPDODVVSHFLILHGLQWKHIXWXUH,(& )RUDGGLWLRQDOUHTXLUHPHQWVIRU
HPHUJHQF\JHQHUDWRUVVHHIXWXUH,(&
0HDQV VKDOO EH SURYLGHG WR SUHYHQW WKH OXEULFDQW IURP FUHHSLQJ DORQJ WKH VKDIW RU
RWKHUZLVHJDLQLQJDFFHVVWRWKHLQVXODWLRQRIWKHPDFKLQHRUWRDQ\OLYHSDUWWKHUHRI
(DFK RLOOXEULFDWHG EHDULQJ VKDOO EH SURYLGHG ZLWK D VXLWDEOH RYHUIORZ ZKLFK ZKLOH
SHUPLWWLQJ HIILFLHQW OXEULFDWLRQ ZKHQ WKH PDFKLQH LV UXQQLQJ SUHYHQWV WKH EHDULQJ IURP
FRQWDLQLQJDQH[FHVVRIRLO
:KHUHULQJOXEULFDWLRQLVHPSOR\HGWKHULQJVVKDOOEHVRFRQVWUDLQHGWKDWWKH\FDQQRW
OHDYHWKHVKDIW
(DFKVHOIOXEULFDWHGVOHHYHEHDULQJVKDOOEHILWWHGZLWKDQLQVSHFWLRQOLGDQGPHDQVIRU
WKHYLVXDOLQGLFDWLRQRIRLOOHYHORUWKHXVHRIDQRLOJDXJH7KLVUHTXLUHPHQWGRHVQRWDSSO\WR
PDFKLQHVXQGHUN:GFRUN9$DF
3ULPHPRYHUV
*HQHUDO
3ULPHPRYHUGULYHQ JHQHUDWRUV LQWHQGHG WR VXSSO\ SRZHU WR VHUYLFHV VSHFLILHG LQ WKH IXWXUH
,(& VKDOO KDYH D UDWLQJ DQG RYHUORDG FDSDFLW\ FRPSDWLEOH ZLWK WKH UDWLQJ DQG WKH
VSHFLILHGRYHUORDGFDSDELOLW\RIWKHGULYHQJHQHUDWRUV
7XUELQHGULYHQGFJHQHUDWLQJVHWVLQSDUDOOHO
:KHUH D WXUELQHGULYHQ GF JHQHUDWRU LV DUUDQJHG WR UXQ LQ SDUDOOHO ZLWK RWKHU JHQHUDWRUV D
VZLWFK VKDOO EH ILWWHG RQ HDFK WXUELQH HPHUJHQF\ JRYHUQRU IRU WKH SXUSRVH RI RSHQLQJ WKH
JHQHUDWRU FLUFXLWEUHDNHU ZKHQ WKH HPHUJHQF\ JRYHUQRU LV IXQFWLRQLQJ 7KH FRQWDFWV RI WKH
RYHUVSHHGVZLWFKVKDOOQRUPDOO\EHFORVHG
6SHHGJRYHUQLQJFKDUDFWHULVWLFV
6SHHG JRYHUQRUV RQ SULPHPRYHUV VKDOO EH VXFK WKDW WKH\ ZLOO DXWRPDWLFDOO\ PDLQWDLQ WKH
VSHHGZLWKLQDWUDQVLHQWYDULDWLRQRIDQGKDYHDVWHDG\VWDWHYDULDWLRQQRWH[FHHGLQJ
ZKHQ WKH UDWHG ORDG LV VXGGHQO\ WKURZQ RII DQG RI WKH ORDG LV VXGGHQO\ WKURZQ RQ
IROORZHG DIWHU D VKRUW LQVWDQW E\ WKH UHPDLQLQJ RI WKH ORDG XQOHVV RWKHU VXGGHQ ORDG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
FKDQJHVDUHVSHFLILHG
&RQVLGHUDWLRQPD\EHJLYHQWRWKHWKURZLQJRQRIORDGVLQSRUWLRQVRIZKLFKWKHYDOXHVGLIIHU
IURPWKRVHVWDWHGDERYHLQRUGHUWRUHDFKWKHUDWHGORDGFRQGLWLRQ
+RZHYHU DSSOLFDWLRQ RI WKH ORDG LQ PRUH WKDQ WZR VWHSV VKDOO RQO\ EH SHUPLWWHG LI WKH
FRQGLWLRQV ZLWKLQ WKH XQLW
V VXSSO\ SHUPLW WKH XVH RI VXFK SULPHPRYHUV ZKLFK FDQ RQO\ EH
ORDGHG LQ PRUH WKDQ WZR ORDG VWHSV DQG SURYLGHG WKDW WKLV KDV DOUHDG\ EHHQ DOORZHG IRU DW
WKHGHVLJQVWDJH
BBBBBBBB
Policy Group at 303-397-2295. %6,
Page 19
BS IEC 61892−3:1999
(DFK SULPHPRYHU VKDOO EH ILWWHG ZLWK DQ HPHUJHQF\ RYHUVSHHG SURWHFWLRQ GHYLFH ZKLFK ZLOO
RSHUDWH DW D VSHHG QRW H[FHHGLQJ RI WKH UDWHG VSHHG DQG ZKLFK KDV D SURYLVLRQ IRU
WULSSLQJE\KDQG
:KHUHWKHGULYHQJHQHUDWRUVDUHUHTXLUHGWRRSHUDWHLQSDUDOOHOWKHJRYHUQLQJFKDUDFWHULVWLFV
VKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRIDQG
127(±6HHDOVR,(&DQG,62
127(±)RUHPHUJHQF\JHQHUDWRUVVHHDOVR,(&LQSUHSDUDWLRQ
)O\ZKHHOHIIHFW
7KHIO\ZKHHOHIIHFWSURYLGHGVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRI
&\FOLFLUUHJXODULW\
7KHPD[LPXPSHUPLVVLEOHF\FOLF LUUHJXODULW\ LQ D UHFLSURFDWLQJ HQJLQH WKURXJKRXW RQH HQJLQH

F\FOHVKDOOFRQIRUPWRWKHUHTXLUHPHQWVJLYHQKHUHDIWHU
)RU DQ HQJLQH ZLWK RQH RU WZR F\OLQGHUV WKH F\FOLF LUUHJXODULW\ VKDOO QRW EH ZRUVH
WKDQXQOHVVDFORVHUOLPLWLVVSHFLILHG
)RUDQHQJLQHZLWKPRUHWKDQWZRF\OLQGHUVWKHF\FOLFLUUHJXODULW\VKDOOQRWEHZRUVH
WKDQWKHYDOXHVJLYHQLQWDEOH
7DEOH±/LPLWVRIF\FOLFLUUHJXODULW\
1XPEHURIHQJLQHLPSXOVHV &\FOLFLUUHJXODULW\
SHUVHFRQG WREHQRWZRUVHWKDQ
I
8SWR

WR I±I
$ERYH
127( ± &\FOLF LUUHJXODULW\ LV GHILQHG DV WKH UDWLR RI WKH PD[LPXP YDULDWLRQ
LQ DQJXODU YHORFLW\ DW WKH IO\ZKHHO GXULQJ RQH HQJLQH F\FOH WR WKH PHDQ
DQJXODUYHORFLW\ZKHQWKHHQJLQHLVUXQQLQJDWDQ\ORDGXSWRDQGLQFOXGLQJ
UDWHGORDGDQGDWUDWHGVSHHG7KLVLVFRQYHQLHQWO\H[SUHVVHGDVIROORZV
0D[ VSHHG - 0LQ VSHHG

0HDQVSHHG
/XEULFDWLRQSULPHPRYHUV
3ULPH PRYHUV VKDOO EH HIILFLHQWO\ DQG FRQWLQXRXVO\ OXEULFDWHG DW DOO UXQQLQJ VSHHGV
DQG DW DOO ZRUNLQJ RLO WHPSHUDWXUHV ZLWKRXW ULVN RI VSLOOLQJ RLO DW DQ\ LQFOLQDWLRQ RI WKH
LQVWDOODWLRQIURPWKHQRUPDOVSHFLILHGLQWKHIXWXUH,(&
7XUELQHGULYHQJHQHUDWLQJVHWVGHSHQGHQWRQIRUFHGOXEULFDWLRQVKDOOEH DUUDQJHG WR

VKXW GRZQ DXWRPDWLFDOO\ LQ FDVH RI IDLOXUH RI OXEULFDWLRQ DQG HIIHFWLYH OXEULFDWLRQ VKDOO EH
SURYLGHGWRSUHYHQWGDPDJHWRWKHEHDULQJVGXULQJUXQQLQJGRZQ
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 20
BS IEC 61892−3:1999
5XQQLQJVSHHG
7KHQRUPDOVSHHGRQDFRPELQHGJHQHUDWLQJVHWVKDOOQRWDSSURDFKFULWLFDOVSHHG
7HVWLQJ
6XIILFLHQW WHVWV VKDOO EH PDGH LQ DFFRUGDQFH ZLWK ,(& XQOHVV RWKHUZLVH VSHFLILHG
VHHLQRUGHUWRHQVXUHWKDWWKHPDFKLQHPHHWVWKHVHUHTXLUHPHQWV
'HJUHHRISURWHFWLRQSURYLGHGE\HQFORVXUHV
(TXLSPHQWVKDOOEHHQFORVHGDQGKDYHDGHJUHHRISURWHFWLRQDSSURSULDWHIRUWKHHQYLURQPHQW
LQZKLFKLWLVXVHG
127(±6HH,(&LQSUHSDUDWLRQ
127(±)RU FODVVLILFDWLRQ RI GHJUHHV RI SURWHFWLRQ SURYLGHG E\ HQFORVXUHV IRU URWDWLQJ HOHFWULFDO PDFKLQHV VHH
,(&
5DWLQJSODWHV
,Q DGGLWLRQ WR WKH VSHFLILFDWLRQV WR ZKLFK WKH PDFKLQH FRQIRUPV DOO PDFKLQHV VKDOO KDYH D
UDWLQJ SODWH EHDULQJ WKH DSSURSULDWH LQGLFDWLRQV DV UHTXLUHG E\ WKH IROORZLQJ OLVW +RZHYHU
WKHVHLWHPVQHHGQRWDOOIHDWXUHRQWKHVDPHSODWH
/LVWRILQGLFDWLRQVWRIHDWXUHRQWKHUDWLQJSODWH
WKHPDQXIDFWXUHU
VQDPH
WKHPDQXIDFWXUHU
VVHULDOQXPEHURULGHQWLILFDWLRQPDUNDQG\HDURIPDQXIDFWXUH
WKHW\SHRIPDFKLQHPRWRURUJHQHUDWRUVKXQWVHULHVFRPSRXQGFDJHHWF
UDWLQJ FODVV DFFRUGLQJ WR VHFWLRQ WKUHH RI ,(& 7KH GXUDWLRQ DQG VHTXHQFH PD\
EHLQGLFDWHGE\DTXDOLI\LQJWHUP
WKHUDWHGRXWSXW
WKHUDWHGYROWDJH
WKHUDWHGFXUUHQW
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
W\SHRIFXUUHQWGFRUDF
IRUDFPDFKLQHVWKHUDWHGIUHTXHQF\DQGQXPEHURISKDVHV
WKHUDWHGVSHHGRUVSHHGUDQJH
WKHSHUPLVVLEOHRYHUVSHHGLIDSSOLFDEOHHJIRUWXUELQHW\SHGULYHQJHQHUDWRUV
WKHFODVVRILQVXODWLRQRUWKHSHUPLVVLEOHWHPSHUDWXUHULVH
WKHQXPEHUDQGGDWHRIWKHVSHFLILFDWLRQIRUH[DPSOH,(&
IRU DF PDFKLQHV WKH ZLQGLQJ FRQQHFWLRQV GHVLJQDWHG E\ WKH DSSURSULDWH V\PEROV IURP
,(&
IRUDFPDFKLQHVWKHSRZHUIDFWRU
IRUV\QFKURQRXVPDFKLQHVRUGFPDFKLQHVZLWKVHSDUDWHH[FLWDWLRQWKHUDWHGH[FLWDWLRQ
FXUUHQWDQGYROWDJH
IRU ZRXQGURWRU LQGXFWLRQ PDFKLQHV WKH RSHQFLUFXLW YROWDJH EHWZHHQ VOLSULQJV DQG WKH
VOLSULQJFXUUHQWIRUUDWHGFRQGLWLRQV
WKHDPELHQWWHPSHUDWXUH
127(±7KHDERYHLWHPVDUHQXPEHUHGIRUFRQYHQLHQWUHIHUHQFHEXWWKHRUGHULQZKLFKWKH\DSSHDURQWKHUDWLQJ
SODWHLVQRWVWDQGDUGL]HG
Policy Group at 303-397-2295. %6,
Page 21
BS IEC 61892−3:1999
7DEOH±/LPLWVRIWHPSHUDWXUHULVHRIDLUFRROHGPDFKLQHV
EDVHGRQDQDPELHQWWHPSHUDWXUHRI&
,WHP 3DUWRI &ODVVRILQVXODWLRQ

QR PDFKLQH
$ ( % ) +
0HWKRG 0HWKRG 0HWKRG 0HWKRG 0HWKRG
7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV (7'
R R R R R R R R R R R R R R R
& & & & & & & & & & & & & & &
VHH
QRWH
± $&ZLQGLQJV ± ± ± ± ±

RIPDFKLQHV
ZLWKDQRXWSXW
RI
N:RU
N9$RUPRUH
RUZLWKDFRUH
OHQJWKRIPRU
PRUH
127(±7KH
(7'PHWKRG
PD\EHXVHG
LQPDFKLQHV
KDYLQJDQ
RXWSXWOHVV
WKDQN:
RUN9$RU
KDYLQJDFRUH
OHQJWKOHVV
WKDQPEXW
WKHOLPLWVRI
WHPSHUDWXUH
ULVHJLYHQLQ
WKLVLWHPVKDOO
DSSO\
± $&ZLQGLQJV ± ± ± ± ±
ZLWKRXWSXWV
OHVVWKDQ
N:RU
N9$RUZLWKD
FRUHOHQJWK
OHVVWKDQP
± )LHOGZLQGLQJV
RIDFDQG
GFPDFKLQHV
ZLWKDQ
H[FLWDWLRQ
RWKHUWKDQ
WKRVHLQLWHPV
DQG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
± :LQGLQJVRI
DUPDWXUHVZLWK
FRPPXWDWRUV
± )LHOGZLQGLQJV ± ± ± ± ± ± ± ± ± ± ± ± ±
RIWXUELQHW\SH
PDFKLQHVZLWK
GFH[FLWDWLRQ
± /RZ ± ± ± ± ±

UHVLVWDQFH
ILHOGZLQGLQJV
RIPRUHWKDQ
RQHOD\HUDQG
FRPSHQVDWLQJ
ZLQGLQJV
± 6LQJOHOD\HU ± ± ± ± ±

ZLQGLQJVZLWK
H[SRVHGEDUH
RUYDUQLVKHG
PHWDOVXUIDFHV
%6, Policy Group at 303-397-2295.
Page 22
BS IEC 61892−3:1999
7DEOH±&RQFOXGHG
,WHP 3DUWRI &ODVVRILQVXODWLRQ

QR PDFKLQH
$ ( % ) +
0HWKRG 0HWKRG 0HWKRG 0HWKRG 0HWKRG
7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV (7' 7KHUP 5HV
R R R R R R R R R R R R R R
& & & & & & & & & & & & & & (7'
R
&
± 3HUPDQHQWO\ ± ± ± ± ± ± ± ± ± ±
VKRUWFLUFXLWHG
LQVXODWHG
ZLQGLQJV
± 3HUPDQHQWO\ 7KH WHPSHUDWXUH ULVH RI WKHVH SDUWV VKDOO LQ QR FDVH UHDFK VXFK D YDOXH WKDW WKHUH LV D ULVN RI LQMXU\ WR DQ\ LQVXODWLQJ
VKRUWFLUFXLWHG PDWHULDORURWKHUPDWHULDORQDGMDFHQWSDUWV
XQLQVXODWHG
ZLQGLQJV
± 0DJQHWLFFRUH
DQGRWKHUVQRW
LQFRQWDFWZLWK
ZLQGLQJV
± 0DJQHWLFFRUH ± ± ± ± ± ± ± ± ± ±
DQGRWKHUSDUWV
LQFRQWDFWZLWK
ZLQGLQJV
± &RPPXWDWRUV ± ± ± ± ± ± ± ± ± ±
DQGVOLSULQJV
RSHQRUFORVHG
7KLVDOVRLQFOXGHVPXOWLSOHOD\HUZLQGLQJVSURYLGHGWKDWWKHXQGHUOD\HUVDUHLQFRQWDFWZLWKWKHFLUFXODWLQJFRRODQW
7KH WHPSHUDWXUH ULVHV JLYHQ LQ LWHP DUH SHUPLVVLEOH SURYLGHG WKDW LQVXODWLRQ DSSURSULDWH WR WKH WHPSHUDWXUH ULVH LV XVHG H[FHSW ZKHQ WKH
FRPPXWDWRU RU VOLSULQJ LV DGMDFHQW WR WKH ZLQGLQJV LQ ZKLFK FDVH WKH WHPSHUDWXUH ULVH VKDOO QRW H[FHHG WKDW IRU WKH ZLQGLQJ LQVXODWLRQ FODVV 7KH
YDOXHVRIWHPSHUDWXUHULVHVJLYHQDSSO\RQO\WRPHDVXUHPHQWVPDGHE\EXOEWKHUPRPHWHUV
6SHFLDOSUHFDXWLRQVPD\EHQHFHVVDU\IRUWHPSHUDWXUHULVHVRI R&ZKHQFKRRVLQJEUXVKJUDGHV
127(±&ODVVHV)DQG+VKDOORQO\EHXVHGDIWHUDJUHHPHQWEHWZHHQPDQXIDFWXUHUDQGSXUFKDVHU
127(±D(PEHGGHGWHPSHUDWXUHGHWHFWRU(7'PHWKRG
(PEHGGHGWHPSHUDWXUHGHWHFWRUVDUHUHVLVWDQFHWKHUPRPHWHUVRUWKHUPRFRXSOHVEXLOWLQWRWKHPDFKLQHGXULQJFRQVWUXFWLRQ DW SRLQWV ZKLFK DUH

LQDFFHVVLEOHDIWHUWKHPDFKLQHLVFRPSOHWHG
E0HWKRGVRIWHPSHUDWXUHPHDVXUHPHQWE\HPEHGGHGWHPSHUDWXUHGHWHFWRUV
:KHQ WKH (7' PHWKRG LV XVHG DW OHDVW VL[ GHWHFWRUV VXLWDEO\ GLVWULEXWHG URXQG WKH VWDWRU VKRXOG EH EXLOW LQWR WKH PDFKLQH $OO UHDVRQDEOH
HIIRUWVFRQVLVWHQWZLWKVDIHW\VKDOOEHPDGHWRSODFHWKHGHWHFWRUVDWWKHYDULRXVSRLQWVDWZKLFKWKH KLJKHVW WHPSHUDWXUHV DUH OLNHO\ WR RFFXU LQ
VXFKDPDQQHUWKDWWKH\DUHHIIHFWLYHO\SURWHFWHGIURPFRQWDFWZLWKWKHFRRODQW
±7ZRFRLOVLGHVSHUVORW
:KHQWKHZLQGLQJKDVWZRFRLOVLGHVSHUVORWHDFKGHWHFWRUVKDOOEHORFDWHGEHWZHHQLQVXODWHGFRLOVLGHVZLWKLQWKHVORW
±0RUHWKDQWZRFRLOVLGHVSHUVORW
:KHQ WKH ZLQGLQJ KDV PRUH WKDQ WZR FRLOVLGHV SHU VORW HDFK GHWHFWRU VKDOO EH ORFDWHG EHWZHHQ LQVXODWHG FRLOVLGHV LQ SRVLWLRQV DW ZKLFK WKH
KLJKHVWWHPSHUDWXUHVDUHOLNHO\WRRFFXU
127(±,I DLUWRZDWHU KHDW H[FKDQJHUV DUH XVHG WKH WHPSHUDWXUH ULVH ZLOO EH VSHFLILHG ZLWK UHVSHFW WR WKH WHPSHUDWXUH RI WKH FRROLQJ ZDWHU DW
WKHLQOHWRIWKHFRROHU,QWKLVFDVHWKHWHPSHUDWXUHULVHVRIWDEOHDUHLQFUHDVHGE\&EXWRQO\ LI WKH VSHFLILHG LQOHW ZDWHU WHPSHUDWXUH GRHV
QRWH[FHHG&:KHQWKHFRPPXWDWRUVRIWKHVHPDFKLQHVDUHQRWLQWKHHQFORVHG DLU FLUFXLW FRROHG E\ WKH ZDWHU FRROHU EXW DUH FRROHG E\ WKH
DPELHQWFRROLQJDLUWKHSHUPLVVLEOHWHPSHUDWXUHULVHDERYHWKHDPELHQWFRROLQJDLULVWKHVDPHDVIRUYHQWLODWHGPDFKLQHV
127(±:KHUHDPDFKLQHLVGHVLJQHGWRRSHUDWHZLWKDFRRODQWDWWKHDSSUR[LPDWHO\DPELHQWWHPSHUDWXUHRI&WKHSHUPLVVLEOHWHPSHUDWXUH
ULVHV PD\ EH UHGXFHG RU LQFUHDVHG LQ DFFRUGDQFH ZLWK WKH JLYHQ DPELHQW WHPSHUDWXUH 7KH SHUPLVVLEOH WHPSHUDWXUH ULVHV PXVW EH WDNHQ WR WKH
QHDUHVWZKROH&HOVLXVGHJUHH
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6,
Page 23
BS IEC 61892−3:1999
7DEOH±'LHOHFWULFWHVWV
1R 0DFKLQHRUSDUWV 7HVWYROWDJHVUPV

,QVXODWHG ZLQGLQJV RI URWDWLQJ PDFKLQHV RI 9WZLFHWKHUDWHGYROWDJH
OHVV WKDQ N: RU N9$ DQG RI UDWHG YROWDJH
OHVVWKDQ9ZLWKWKHH[FHSWLRQRIWKRVHLQ
LWHPVWR
,QVXODWHG ZLQGLQJV RI URWDWLQJ PDFKLQHV RI 9 WZLFH WKH UDWHG YROWDJH ZLWK D PLQLPXP RI
VL]HOHVVWKDQN:RUN9$RUPRUHZLWK 9VHHQRWH
WKHH[FHSWLRQRIWKRVHLQLWHPDQGLQLWHPV
WRVHHQRWH
,QVXODWHGZLQGLQJVRIURWDWLQJPDFKLQHVRI
N:RUN9$RUPRUHZLWKWKHH[FHSWLRQ
RIWKRVHLQLWHPVWRVHHQRWH
5DWHGYROWDJHVHHQRWH 98
±8XSWR9 8
±8IURP9WR9 98
±8IURP9WR9 6XEMHFWWRVSHFLDODJUHHPHQW
±8DERYH9
6HSDUDWHO\H[FLWHGILHOGZLQGLQJV 9 WZLFH WKH PD[LPXP UDWHG FLUFXLW YROWDJH ZLWK D
RIGFPDFKLQHV PLQLPXPRI9
)LHOGZLQGLQJVRIV\QFKURQRXVJHQHUDWRUV
V\QFKURQRXVPRWRUVDQGV\QFKURQRXV
FRQGHQVHUV
D )LHOGZLQGLQJVRIV\QFKURQRXVJHQHUDWRUV WLPHV WKH UDWHG H[FLWDWLRQ YROWDJH ZLWK D PLQLPXP RI
9DQGDPD[LPXPRI9
E :KHQDPDFKLQHLVLQWHQGHGWREHVWDUWHGZLWK WLPHV WKH UDWHG H[FLWDWLRQ YROWDJH ZLWK D PLQLPXP RI
WKH ILHOG ZLQGLQJ VKRUWFLUFXLWHG RU FRQQHFWHG 9DQGDPD[LPXPRI9
DFURVV D UHVLVWDQFH OHVV WKDQ WLPHV WKH
UHVLVWDQFHRIWKHZLQGLQJ
F :KHQ WKH PDFKLQH LV LQWHQGHG WR EH VWDUWHG 9 WZLFH WKH PD[LPXP YDOXH RI WKH UPV YROWDJH
HLWKHU ZLWK WKH ILHOG ZLQGLQJ FRQQHFWHG DFURVV ZKLFK FDQ RFFXU XQGHU WKH VSHFLILHG VWDUWLQJ FRQGLWLRQV
D UHVLVWDQFH RI YDOXH HTXDO WR RU PRUH WKDQ EHWZHHQWKHWHUPLQDOVRIWKHILHOGZLQGLQJRULQWKHFDVHRI
WLPHV WKH UHVLVWDQFH RI WKH ZLQGLQJRU ZLWK D VHFWLRQDOL]HG ILHOG ZLQGLQJ EHWZHHQ WKH WHUPLQDOV RI DQ\
WKH ILHOG ZLQGLQJV RQ RSHQ FLUFXLW RU ZLWKRXW D VHFWLRQZLWKDPLQLPXPRI9VHHQRWH
ILHOGGLYLGLQJVZLWFK
6HFRQGDU\ XVXDOO\ URWRU ZLQGLQJV RI
LQGXFWLRQ PRWRUV RU V\QFKURQRXV LQGXFWLRQ
PRWRUV LI QRW SHUPDQHQWO\ VKRUWFLUFXLWHG HJ
LILQWHQGHGIRUUKHRVWDWLFVWDUWLQJ
D )RU QRQUHYHUVLQJ PRWRUV RU PRWRUV UHYHUVLEOH 9 WZLFH WKH RSHQFLUFXLW VWDQGVWLOO YROWDJH DV PHD
IURPVWDQGVWLOORQO\ VXUHG EHWZHHQ VOLSULQJV RU VHFRQGDU\ WHUPLQDOV ZLWK UDWHG
YROWDJHDSSOLHGWRWKHSULPDU\ZLQGLQJV
E )RU PRWRUV WR EH UHYHUVHG RU EUDNHG E\ 9 IRXU WLPHV WKH RSHQFLUFXLW VWDQGVWLOO VHFRQGDU\
UHYHUVLQJ WKH SULPDU\ VXSSO\ ZKLOH WKH PRWRU YROWDJHDVGHILQHGLQLWHPD
LVUXQQLQJ
([FLWHUVH[FHSWDVEHORZ $VIRUWKHZLQGLQJVWRZKLFKWKH\DUHFRQQHFWHG
([FHSWLRQ ± ([FLWHUV RI V\QFKURQRXV PRWRUV 9 WZLFH WKH UDWHG H[FLWHU YROWDJH ZLWK D PLQLPXP
LQFOXGLQJ V\QFKURQRXV LQGXFWLRQ PRWRUV LI RI9
FRQQHFWHG WR HDUWK RU GLVFRQQHFWHG IURP WKH
ILHOGZLQGLQJGXULQJVWDUWLQJ
([FHSWLRQ ± 6HSDUDWHO\ H[FLWHG ILHOG
ZLQGLQJVVHH,WHP
$VVHPEOHGJURXSRIPDFKLQHVDQGDSSDUDWXV $ UHSHWLWLRQ RI WKH WHVWV LQ LWHPV WR DERYH VKRXOG EH
DYRLGHG LI SRVVLEOH EXW LI D WHVW RQ DQ DVVHPEOHG JURXS RI
VHYHUDO SLHFHV RI QHZ DSSDUDWXV LV PDGH HDFK RQH RI
ZKLFK KDV SUHYLRXVO\ SDVVHG LWV KLJKYROWDJH WHVW WKH WHVW
YROWDJH WR EH DSSOLHG WR VXFK DVVHPEOHG JURXS VKDOO EH
RI WKH ORZHVW WHVW YROWDJH DSSURSULDWH IRU DQ\ SDUW RI WKH
JURXSVHHQRWH
127(±)RU WZRSKDVH ZLQGLQJV ZLWK RQH WHUPLQDO LQ FRPPRQ WKH UDWHG YROWDJH XVHG WR FDOFXODWH WKH WHVW
YROWDJHVKDOOEHWDNHQDVWLPHVWKHYROWDJHRIHDFKVHSDUDWHSKDVH
127(±+LJKYROWDJHWHVWVRQPDFKLQHVZLWKJUDGHGLQVXODWLRQVKDOOEHWKHVXEMHFWRIVSHFLDODJUHHPHQW
127(±7KH YROWDJH RFFXUULQJ EHWZHHQ WKH WHUPLQDOV RI WKH ILHOG ZLQGLQJV RU VHFWLRQV WKHUHRI XQGHU WKH
VSHFLILHG VWDUWLQJ FRQGLWLRQV PD\ EH PHDVXUHG DW DQ\ FRQYHQLHQW UHGXFHG VXSSO\ YROWDJH DQG WKH YROWDJH VR
PHDVXUHGLVLQFUHDVHGLQWKHUDWLRRIWKHVSHFLILHGVWDUWLQJVXSSO\YROWDJHWRWKHWHVWVXSSO\YROWDJH
127(±)RU ZLQGLQJV RI RQH RU PRUH PDFKLQHV FRQQHFWHG WRJHWKHU HOHFWULFDOO\ WKH YROWDJH WR EH FRQVLGHUHG LV
WKHPD[LPXPYROWDJHWKDWRFFXUVLQUHODWLRQWRHDUWK
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 24
BS IEC 61892−3:1999
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7UDQVIRUPHUVIRUSRZHUDQGOLJKWLQJ
*HQHUDO
7KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR DOO WUDQVIRUPHUV XVHG IRU SRZHU OLJKWLQJ DQG
VWDWLFFRQYHUWRUVDQGZKHUHDSSURSULDWHWRVWDUWLQJWUDQVIRUPHUVVWDWLFEDODQFHUVVDWXUDEOH
UHDFWRUVDQGWUDQVGXFWRUVIRUXVHLQRIIVKRUHXQLWVLQFOXGLQJVLQJOHSKDVHWUDQVIRUPHUVUDWHG
DW OHVV WKDQ N9$ DQG WKUHHSKDVH WUDQVIRUPHUV UDWHG DW OHVV WKDQ N9$ XQOHVV VSHFLDO
UHTXLUHPHQWV DUH VSHFLILHG $OO HTXLSPHQW UHIHUUHG WR VKDOO FRPSO\ ZLWK WKH UHOHYDQW
UHTXLUHPHQWV RI ,(& ,(& ,(& ,(& ,(& DV
ZHOODVZLWKWKHDGGLWLRQDOUHTXLUHPHQWVJLYHQLQWKLVVWDQGDUG
7UDQVIRUPHUV IRU XVH ZLWK FRQYHUWRUV LQYHUWRUV YDULDEOH VSHHG GULYHV HWF VKDOO EH VR
GHVLJQHG DV WR EH VXLWDEOH IRU XVH RQ QRQVLQXVRLGDO VXSSOLHV DQGRU YDULDEOH IUHTXHQF\
VXSSOLHVDQGVKDOOFRPSO\ZLWK,(&
:LQGLQJDUUDQJHPHQW
7UDQVIRUPHUV VKDOO EH GRXEOHZRXQG WZR VHSDUDWH ZLQGLQJV 6WDUWLQJ WUDQVIRUPHUV PD\ EH
RIWKHDXWRWUDQVIRUPHUW\SH
127(±)RUVSHFLDOHTXLSPHQWRWKHUZLQGLQJDUUDQJHPHQWVPD\EHXVHG
7HUPLQDOV
6XLWDEOHWHUPLQDOVFOHDUO\PDUNHGVKDOOEHSURYLGHGLQDQDFFHVVLEOHSRVLWLRQFRQYHQLHQWIRU
H[WHUQDO FRQQHFWLRQV 7KH WHUPLQDOV VKDOO EH HIIHFWLYHO\ VHFXUHG DQG VKDOO EH VR VSDFHG
DQGRUVKLHOGHGWKDWWKH\FDQQRWEHDFFLGHQWDOO\HDUWKHGVKRUWFLUFXLWHGRUWRXFKHG
&RROLQJDUUDQJHPHQWV
:KHQLQVWDOOHGLQGRRUVWUDQVIRUPHUVVKDOOSUHIHUDEO\EHRIWKHGU\DLUFRROHGW\SH
127(±,QVRPHFRXQWULHVRLOILOOHGHTXLSPHQWLVQRWSHUPLWWHGRQRIIVKRUHXQLWV
7UDQVIRUPHUV RI WKH OLTXLGLPPHUVHG W\SH VKDOO SUHIHUDEO\ EH KHUPHWLFDOO\ VHDOHG ,I RI
WKHFRQVHUYDWRUW\SHWKH\VKDOOEHVRGHVLJQHGWKDWWKH\RSHUDWHZLWKRXWULVNRIVSLOOLQJOLTXLG
XQGHUDOOFRQGLWLRQVZLWKWKHRIIVKRUHXQLWVLQFOLQHGIURPWKHQRUPDODVVSHFLILHGLQWKHIXWXUH
,(& ,ISURYLVLRQLVPDGHIRUEUHDWKLQJDVXLWDEOHGHK\GUDWRUVKDOOEHSURYLGHG
)RU OLTXLGLPPHUVHG W\SH WUDQVIRUPHUV FRQVLGHUDWLRQ VKDOO EH JLYHQ WR WKH SRVVLELOLW\
RISURYLGLQJRYHUWHPSHUDWXUHDODUPDQGJDVDFWXDWHGSURWHFWLRQGHYLFHV
127(±5HJDUGLQJLQVWDOODWLRQSUHFDXWLRQVVHHWKHIXWXUH,(&DQG,(&
/LTXLG FRROHG WUDQVIRUPHUV VKDOO XVH D QRQWR[LF FRRODQW ZKLFK GRHV QRW UHDGLO\
VXSSRUWFRPEXVWLRQ
:KHUH IRUFHG FRROLQJ LV XVHG LW VKDOO EH SRVVLEOH WR RSHUDWH DW UHGXFHG SRZHU RQ
IDLOXUHRIDSXPSRUDIDQ&RQVLGHUDWLRQVKDOOEHJLYHQWRWKHSURYLVLRQRIVXLWDEOHLQGLFDWLQJ
DQGDODUPIDFLOLWLHV
BBBBBBBB
Policy Group at 303-397-2295. %6,
Page 25
BS IEC 61892−3:1999
9ROWDJHUHJXODWLRQ
7KH YROWDJH GURS LQ WKH VHFRQGDU\ YROWDJH EHWZHHQ QR ORDG DQG UDWHG ORDG VKDOO EH DJUHHG
EHWZHHQWKHSXUFKDVHUDQGWKHPDQXIDFWXUHU
127(±:KHQGHWHUPLQLQJWKHWUDQVIRUPHUUDWLRDQGWKHVKRUWFLUFXLWLPSHGDQFHFRQVLGHUDWLRQVKRXOGEHJLYHQWR
WRWDOYROWDJHGURSWREHH[SHFWHGLQWKHVXSSO\DQGGLVWULEXWLRQV\VWHP,QWKLVUHVSHFWVHHDOVR,(&
3DUDOOHORSHUDWLRQ
:KHQ WUDQVIRUPHUV DUH VR DUUDQJHG WKDW WKHLU VHFRQGDU\ ZLQGLQJV PD\ EH FRQQHFWHG LQ
SDUDOOHO WKHLU ZLQGLQJ FRQQHFWLRQV VKDOO EH FRPSDWLEOH WKHLU UDWHG YROWDJH UDWLRV VKDOO EH
HTXDO ZLWK WROHUDQFHV DOORZHG DQG WKHLU VKRUWFLUFXLW LPSHGDQFH YDOXHV H[SUHVVHG DV D
SHUFHQWDJHVKDOOKDYHDUDWLRZLWKLQWR:KHQWUDQVIRUPHUVDUHLQWHQGHGIRURSHUDWLRQ
LQSDUDOOHOWKHUDWHGSRZHURIWKHVPDOOHVWWUDQVIRUPHULQWKHJURXSVKDOOEHQRWOHVVWKDQKDOI
RIWKHUDWHGSRZHURIWKHODUJHVWWUDQVIRUPHULQWKHJURXS
7HPSHUDWXUHULVHOLPLWV
7HPSHUDWXUHULVH OLPLWV VKDOO EH GHILQHG LQ DFFRUGDQFH ZLWK ,(& WDNLQJ LQWR
FRQVLGHUDWLRQWKHDPELHQWWHPSHUDWXUHVUHIHUUHGWRLQ,(&
7HVWV
,I D VKRUWFLUFXLW WHVW LV UHTXLUHG WR SURYH WKH VKRUWFLUFXLW DELOLW\ RI D WUDQVIRUPHU LW ZLOO EH D
W\SHWHVWDQGVKDOOFRPSO\ZLWKRI,(&
6ZLWFKJHDUDQGFRQWUROJHDUDVVHPEOLHV
*HQHUDO
7KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR VZLWFKJHDU DQG FRQWUROJHDU DVVHPEOLHV ZLWK
WR FRQWDLQLQJ SURYLVLRQV IRU UDWHG YROWDJHV QRW H[FHHGLQJ 9 DF DW UDWHG
IUHTXHQFLHV QRW H[FHHGLQJ +] RU 9 GF ZKLOH WKH SURYLVLRQV RI DUH DSSOLFDEOH
IRU YROWDJHV LQ WKH UDQJH IURP N9 XS WR DQG LQFOXGLQJ N9 DW UDWHG IUHTXHQFLHV QRW
H[FHHGLQJ+]
127(±)RUYROWDJHVDERYHN9QDWLRQDOVWDQGDUGVPD\EHDSSOLFDEOH
'HILQLWLRQV
)RU GHILQLWLRQ RI JHQHUDO WHUPV XVHG LQ WKLV FODXVH VHH ,(& DQG ,(&
VHHDOVRFODXVH
&ODVVLILFDWLRQRIDVVHPEOLHV
6HHFODXVHRI,(&
(OHFWULFDOFKDUDFWHULVWLFVRIDVVHPEOLHV
6HHFODXVHRI,(&
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 26
BS IEC 61892−3:1999
,QIRUPDWLRQWREHJLYHQUHJDUGLQJWKHDVVHPEOLHV
1DPHSODWHV
(DFK DVVHPEO\ VKDOO EH SURYLGHG ZLWK RQH RU PRUH SODWHV PDUNHG LQ D GXUDEOH PDQQHU DQG
ORFDWHGLQDYLVLEOHSODFHVRWKDWWKH\DUHOHJLEOHRQFHWKHDVVHPEO\LVLQVWDOOHG
,QIRUPDWLRQVSHFLILHGXQGHUDDQGEVKDOOEHJLYHQRQWKHQDPHSODWH
,QIRUPDWLRQIURPLWHPVFWRUPD\ZKHUHDSSOLFDEOHEHJLYHQHLWKHURQWKHQDPHSODWHRULQ

WKHWHFKQLFDOGRFXPHQWDWLRQRIWKHPDQXIDFWXUHU
D WKHPDQXIDFWXUHU
VQDPHRUWUDGHPDUN
127(±7KHPDQXIDFWXUHULVGHHPHGWREHWKHRUJDQL]DWLRQWDNLQJWKHUHVSRQVLELOLW\IRUWKHFRPSOHWHDVVHPEO\
E W\SH GHVLJQDWLRQ RU LGHQWLILFDWLRQ QXPEHU RU RWKHU PHDQV RI LGHQWLILFDWLRQ PDNLQJ LW
SRVVLEOHWRREWDLQUHOHYDQWLQIRUPDWLRQIURPWKHPDQXIDFWXUHU
F ,(&
G W\SHRIFXUUHQWDQGIUHTXHQF\LQFDVHRIDF
H UDWHGRSHUDWLRQDOYROWDJHV
I UDWHG LQVXODWLRQ YROWDJHV DQG UDWHG LPSXOVH ZLWKVWDQG YROWDJH ZKHQ VWDWHG E\ WKH
PDQXIDFWXUHU
J UDWHGYROWDJHVRIDX[LOLDU\FLUFXLWVLIDSSOLFDEOH
K OLPLWVRIRSHUDWLRQVHHFODXVHRI,(&
M UDWHGFXUUHQWRIHDFKFLUFXLW
N VKRUWFLUFXLWZLWKVWDQGVWUHQJWK
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
O GHJUHHRISURWHFWLRQ
P PHDVXUHVIRUSHUVRQDOVDIHW\
Q VHUYLFH FRQGLWLRQV IRU LQGRRU XVH RXWGRRU XVH RU VSHFLDO XVH LI GLIIHUHQW IURP WKH XVXDO
FRQGLWLRQVDVJLYHQLQDQGSROOXWLRQGHJUHHZKHQVWDWHGE\WKHPDQXIDFWXUHU
S W\SHVRIV\VWHPHDUWKLQJIRUZKLFKWKHDVVHPEO\LVGHVLJQHG
T GLPHQVLRQVQRWDSSOLFDEOHIRU377$SUHIHUDEO\JLYHQLQRUGHURIKHLJKWZLGWKRUOHQJWK
DQGGHSWK
U ZHLJKWQRWDSSOLFDEOHIRU377$
0DUNLQJV
,QVLGHWKHDVVHPEO\LWVKDOOEHSRVVLEOHWRLGHQWLI\LQGLYLGXDOFLUFXLWVDQGWKHLUSURWHFWLYHGHYLFHV
:KHUH LWHPV RI HTXLSPHQW RI WKH DVVHPEO\ DUH GHVLJQDWHG WKH GHVLJQDWLRQV XVHG VKDOO EH
LGHQWLFDOWRWKRVHRQWKHZLULQJGLDJUDPVZKLFKVKDOOEHVXSSOLHGWRJHWKHUZLWKWKHDVVHPEO\
DQGVKDOOEHLQDFFRUGDQFHZLWK,(&
&LUFXLWV
,QGLYLGXDO FLUFXLWV DQG WKHLU GHYLFHV VKDOO KDYH GXUDEOH PDUNLQJV ZLWK D SHUPDQHQW PHDQV RI
IL[LQJ7KHVHWWLQJRISURWHFWLYHGHYLFHVVKDOOEHLQGLFDWHG:KHQIRUIXVHVDERYH9WKH
IXVH KROGHUV SHUPLW WKH LQVHUWLRQ RI IXVHV RI D ORZHU QRPLQDO YROWDJH VSHFLDO ZDUQLQJ ODEHOV
RUV\PEROVVKDOOEHSURYLGHGWKDWUHDGIRUH[DPSOH&DXWLRQ9IXVHVRQO\
127(±7KHUDWLQJRIIXVHVDQGWKHVHWWLQJRISURWHFWLYHGHYLFHVPD\EHJLYHQLQWKHGRFXPHQWDWLRQLQVWHDGRIRQ
WKHVZLWFKERDUG
Policy Group at 303-397-2295. %6,
Page 27
BS IEC 61892−3:1999
0DUNLQJRISDUWV
:LWKGUDZDEOH DQG UHPRYDEOH SDUWV RI DQ DVVHPEO\ VKDOO EH PDUNHG WR LGHQWLI\ ZKHUH WKH
SDUWVFDQEHSODFHGLQWKHDVVHPEO\
,QVWUXFWLRQVIRULQVWDOODWLRQRSHUDWLRQDQGPDLQWHQDQFH
7KHPDQXIDFWXUHUVKDOOVSHFLI\LQKLVGRFXPHQWVRUFDWDORJXHVWKHFRQGLWLRQVLIDQ\
IRUWKHLQVWDOODWLRQRSHUDWLRQDQGPDLQWHQDQFHRIWKHDVVHPEO\DQGWKHHTXLSPHQWFRQWDLQHG
WKHUHLQ
,IQHFHVVDU\WKHLQVWUXFWLRQVIRUWUDQVSRUWLQVWDOODWLRQDQGRSHUDWLRQRIWKHDVVHPEO\
VKDOO LQGLFDWH WKH PHDVXUHV WKDW DUH RI SDUWLFXODU LPSRUWDQFH IRU WKH SURSHU DQG FRUUHFW
LQVWDOODWLRQFRPPLVVLRQLQJDQGRSHUDWLRQRIWKHDVVHPEO\
:KHUHQHFHVVDU\ WKH DERYH PHQWLRQHG GRFXPHQWV VKDOO LQGLFDWH WKH UHFRPPHQGHG
H[WHQWDQGIUHTXHQF\RIPDLQWHQDQFH
,I WKH FLUFXLWU\ LV QRW REYLRXV IURP WKH SK\VLFDO DUUDQJHPHQW RI WKH DSSDUDWXV
LQVWDOOHGVXLWDEOHLQIRUPDWLRQVKDOOEHVXSSOLHGIRUH[DPSOHZLULQJGLDJUDPVRUWDEOHV
:KHUH SRODUL]HG FLUFXLWEUHDNHUV DUH LQVWDOOHG LQ GF V\VWHPV DQG LQ DOO VLPLODU
FDVHV ZDUQLQJ ODEHOV VKDOO EH VR DUUDQJHG DV WR JXDUG DJDLQVW WKH SRVVLELOLW\ RI LQFRUUHFW
FRQQHFWLRQVGXULQJPDLQWHQDQFHRUUHSODFHPHQW
(QYLURQPHQWDOFRQGLWLRQV
7KH QRUPDO HQYLURQPHQWDO FRQGLWLRQV VKDOO EH DV VWDWHG LQ ,(& 2WKHU
HQYLURQPHQWDOFRQGLWLRQVVKDOOEHDJUHHGEHWZHHQWKHPDQXIDFWXUHUDQGWKHXVHULIUHTXLUHG
IRUH[DPSOHIRUXVHLQDUFWLFRUWURSLFDOFOLPDWHV
7KH FRQGLWLRQV VSHFLILHG LQ ,(& VKDOO WDNH SUHFHGHQFH RYHU YDOXHV JLYHQ LQ WR
RI,(&
'HVLJQDQGFRQVWUXFWLRQ
0HFKDQLFDOGHVLJQ
*HQHUDO
7KH DVVHPEOLHV VKDOO EH FRQVWUXFWHG XVLQJ RQO\ PDWHULDOV FDSDEOH RI ZLWKVWDQGLQJ WKH
PHFKDQLFDOHOHFWULFDODQGWKHUPDOVWUHVVHVDVZHOODVWKHHIIHFWVRIKXPLGLW\ZKLFKDUHOLNHO\
WREHHQFRXQWHUHGLQQRUPDOVHUYLFH
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
3URWHFWLRQ DJDLQVW FRUURVLRQ VKDOO EH HQVXUHG E\ WKH XVH RI VXLWDEOH PDWHULDOV RU E\ WKH
DSSOLFDWLRQ DQ HTXLYDOHQW SURWHFWLYH FRDWLQJ WR WKH H[SRVHG VXUIDFH WDNLQJ DFFRXQW RI WKH
LQWHQGHGFRQGLWLRQVRIXVHDQGPDLQWHQDQFH
$OO HQFORVXUHV RU SDUWLWLRQV VKDOO EH RI D PHFKDQLFDO VWUHQJWK VXIILFLHQW WR ZLWKVWDQG WKH
VWUHVVHVWRZKLFKWKH\PD\EHVXEMHFWHGLQQRUPDOVHUYLFHDQGVKDOOEHRIDW\SHVXLWDEOHIRU
RIIVKRUHFRQGLWLRQV
BBBBBBBB
%6, Policy Group at 303-397-2295.
Page 28
BS IEC 61892−3:1999
7KH DSSDUDWXV DQG FLUFXLWV LQ WKH DVVHPEO\ VKDOO EH VR DUUDQJHG DV WR IDFLOLWDWH WKHLU
RSHUDWLRQDQGPDLQWHQDQFHDQGDWWKHVDPHWLPHWRHQVXUHWKHQHFHVVDU\GHJUHHRIVDIHW\
)RUSDUWVRIDQDVVHPEO\ZKLFKDUHPDGHRILQVXODWLQJPDWHULDOVUHVLVWDQFHWRKHDWILUHDQG
WUDFNLQJLIDSSOLFDEOHVKDOOEHYHULILHGDFFRUGLQJWRRI,(&7KLVYHULILFDWLRQLV
QRWQHHGHGIRUSDUWVZKLFKDUHWHVWHGDFFRUGLQJWRWKHLURZQVSHFLILFDWLRQV
6WUXFWXUDOSDUWVRIDOXPLQLXPDOOR\
,IVWUXFWXUDOSDUWVDQGRUEXVEDUVDUHRIDOXPLQLXPDOOR\WKHPDWHULDOVKDOOEHVXLWDEOHIRUXVH
LQWKHPDULQHHQYLURQPHQWDQGSUHFDXWLRQVVKDOOEHWDNHQWRDYRLGJDOYDQLFFRUURVLRQ
,QVXODWLQJPDWHULDO
7KH LQVXODWLQJ PDWHULDO VKDOO EH LQ DFFRUGDQFH ZLWK WKH JHQHUDO UHTXLUHPHQWV DV VWDWHG LQ
,(&
6HFWLRQDQGGLVWULEXWLRQERDUGV
(QFORVXUHVVKDOOEHPDGHRIIODPHUHWDUGDQWPDWHULDODQGVRFRQVWUXFWHGRUORFDWHGWKDWWKH\
FDQEHRSHQHGRQO\E\DXWKRUL]HGSHUVRQQHO
+DQGUDLOVRUKDQGOHVRQPRELOHXQLWV
(YHU\ PDLQ RU HPHUJHQF\ VZLWFKERDUG VKDOO EH SURYLGHG ZLWK DQ LQVXODWHG KDQGUDLO ORFDWHG
RQ D IL[HG SDUW RU LQVXODWHG KDQGOHV VXLWDEO\ ILWWHG RQ WKH IURQW RI WKH VZLWFKERDUG :KHUH
DFFHVV WR WKH UHDU RI DERYH PHQWLRQHG VZLWFKERDUGV LV QHFHVVDU\ IRU RSHUDWLRQDO RU
PDLQWHQDQFH SXUSRVHV DQ LQVXODWHG KDQGUDLO ORFDWHG RQ D IL[HG SDUW RU LQVXODWHG KDQGOHV
VKDOO EH ILWWHG ,W PD\ EH QHFHVVDU\ WR SURYLGH KDQGUDLOV RU KDQGOHV IRU VHFWLRQ ERDUGV LI WKH
GLPHQVLRQVDUHVLPLODUWRPDLQRUHPHUJHQF\VZLWFKERDUGV
'RRUORFNLQJ
'RRUVRQZKLFKHOHFWULFDOHTXLSPHQWLVILWWHGZKLFKLVOLYHZKHQWKHGRRUVDUHRSHQVKDOOEH
SURYLGHGZLWKORFNLQJIDFLOLWLHVIRUWKHRSHQSRVLWLRQ
&OHDUDQFHFUHHSDJHGLVWDQFHVDQGLVRODWLQJGLVWDQFHV
6HHFODXVHRI,(&,QDGGLWLRQWRVKDOOEHDSSOLHG
&OHDUDQFHDQGFUHHSDJHGLVWDQFHV
&OHDUDQFH DQG FUHHSDJH GLVWDQFHV VKDOO EH LQ DFFRUGDQFH ZLWK W\SHWHVWHG DQG
SDUWLDOO\ W\SHWHVWHG DVVHPEOLHV )RU QRQW\SHWHVWHG DVVHPEOLHV FOHDUDQFH DQG FUHHSDJH
GLVWDQFHV VKDOO EH LQ DFFRUGDQFH ZLWK 7KH FOHDUDQFH DQG FUHHSDJH GLVWDQFHV
EHWZHHQEXVEDUVDQGRUFRQQHFWRUVRWKHUWKDQFDEOHVLQDVVHPEOLHVVKDOOQRWEHSHUPDQHQWO\
UHGXFHG EHORZ WKH YDOXHV VSHFLILHG LQ RU GXH WR DEQRUPDO FRQGLWLRQV IRU
H[DPSOHVKRUWFLUFXLWV
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 29
BS IEC 61892−3:1999
7\SHWHVWHGDQGSDUWLDOO\W\SHWHVWHGDVVHPEOLHV
)RUWKHVHDVVHPEOLHVWKHIROORZLQJUHTXLUHPHQWVIRUWKHFOHDUDQFHDQGFUHHSDJHGLVWDQFHVRI
EXVEDUVVKDOODSSO\
SROOXWLRQ GHJUHH FRQGXFWLYH SROOXWLRQ RFFXUV RU GU\ QRQFRQGXFWLYH SROOXWLRQ RFFXUV
ZKLFKEHFRPHVFRQGXFWLYHGXHWRH[SHFWHGFRQGHQVDWLRQ
RYHUYROWDJHFDWHJRU\,,,GLVWULEXWLRQFLUFXLWOHYHO
LQKRPRJHQHRXVILHOGFRQGLWLRQVFDVH$
UDWHGRSHUDWLRQDOYROWDJH9DF9GF
JURXSRILQVXODWLRQPDWHULDO,,,D
$ VDUHVXOWRIWKHVHUHTXLUHPHQWVWKHYDOXHVDUHDVIROORZV
PLQLPXPFOHDUDQFH PP
PLQLPXPFUHHSDJHGLVWDQFH PP
, IDSROOXWLRQGHJUHHKLJKHUWKDQLVDSSOLFDEOHEHFDXVHRIWKHORFDWLRQRIWKHDVVHPEO\HJ
LQGLHVHOHQJLQHURRPVWKHUHTXLUHPHQWVVKDOOEHDVVWDWHGLQ
1 27(±7KHDERYHPHQWLRQHGFOHDUDQFHVDQGFUHHSDJHGLVWDQFHDUHWKHPLQLPXPYDOXHV
1RQW\SHWHVWHGDVVHPEOLHV
RUWKHVHDVVHPEOLHVWKHUHTXLUHPHQWVIRUWKHFOHDUDQFHDQGFUHHSDJHGLVWDQFHVVKDOOEHDV
)
VWDWHGLQWDEOH
KH YDOXHV LQ WDEOH DSSO\ WR FOHDUDQFH DQG FUHHSDJH GLVWDQFHV EHWZHHQ OLYH SDUWV DQG
7
EHWZHHQOLYHDQGH[SRVHGFRQGXFWLYHSDUWV
DEOH±&OHDUDQFHDQGFUHHSDJHGLVWDQFHVIRUQRQW\SHWHVWHGDVVHPEOLHV
7
5 DWHGLQVXODWLRQ 0 LQLPXPFOHDUDQFH 0 LQLPXP

YROWDJHDFUPVRUGF FUHHSDJHGLVWDQFHV
9 P P P P

! DQG
!

(QFORVXUHDQGGHJUHHRISURWHFWLRQ
6 HHRI,(&
7HPSHUDWXUHULVH
6 HHRI,(&
1 27( ± ,W LV UHFRPPHQGHG WKDW IDFLOLWLHV IRU WKHUPRJUDSKLF LQVSHFWLRQ RU WKH XVH RI WKHUPRVWULSV DUH SURYLGHG WR
VXSSRUWLQVSHFWLRQVVXUYH\VGXULQJRSHUDWLRQRIDXQLW
3URWHFWLRQDJDLQVWHOHFWULFVKRFN
HH RI ,(& )RU JHQHUDOO\ DFFHSWHG SURWHFWLYH PHDVXUHV UHIHU WR ,(&
6

--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 30
BS IEC 61892−3:1999
3URWHFWLRQ DJDLQVW ERWK GLUHFW DQG LQGLUHFW FRQWDFW ± 3URWHFWLRQ E\ VDIHW\
H[WUDORZYROWDJH
6 HHRI,(&
3URWHFWLRQDJDLQVWGLUHFWFRQWDFW
URWHFWLRQ DJDLQVW GLUHFW FRQWDFW FDQ EH REWDLQHG HLWKHU E\ DSSURSULDWH FRQVWUXFWLRQDO
3
PHDVXUHV RQ WKH DVVHPEO\ LWVHOI RU E\ DGGLWLRQDO PHDVXUHV WR EH WDNHQ GXULQJ LQVWDOODWLRQ
WKLVPD\UHTXLUHLQIRUPDWLRQIURPWKHPDQXIDFWXUHU
1 27(±$QH[DPSOHRIDGGLWLRQDOPHDVXUHVWREHWDNHQLVWKHLQVWDOODWLRQRIDQRSHQW\SHDVVHPEO\ZLWKRXWIXUWKHU
SURYLVLRQVLQDORFDWLRQZKHUHDFFHVVLVRQO\SHUPLWWHGWRDXWKRUL]HGSHUVRQQHO
QHRUPRUHRIWKHSURWHFWLYHPHDVXUHVGHILQHGEHORZVKDOOEHVHOHFWHGWDNLQJLQWRDFFRXQW
2
WKHUHTXLUHPHQWVODLGGRZQLQWKHIROORZLQJVXEFODXVH7KHFKRLFHRIWKHSURWHFWLYHPHDVXUHV
VKDOOEHVXEMHFWWRDQDJUHHPHQWEHWZHHQPDQXIDFWXUHUDQGXVHU
RUUDWHGRSHUDWLRQDOYROWDJHVDERYHWKHVDIHW\H[WUDORZYROWDJHRI9DFUPVRUGFDV
)
VSHFLILHG LQ ,(& DVVHPEOLHV VKDOO KDYH D GHJUHH RI SURWHFWLRQ DJDLQVW GLUHFW
FRQWDFWRIDWOHDVW,3;;%DFFRUGLQJWR,(&
HDQVIRULVRODWLRQRIJHQHUDWRUFLUFXLWEUHDNHUVVKDOOEHSURYLGHGWRSHUPLWVDIHPDLQWHQDQFH
0
ZKLOHWKHPDLQEXVEDUVDUHDOLYH
27(±7KHSURYLVLRQRIPHDQVIRULVRODWLRQIRURWKHULPSRUWDQWSDUWVRIDVVHPEOLHVLVUHFRPPHQGHG
1
3URWHFWLRQDJDLQVWLQGLUHFWFRQWDFW
6 HHRI,(&
6KRUWFLUFXLWSURWHFWLRQDQGVKRUWFLUFXLWZLWKVWDQGVWUHQJWK
6 HHRI,(&
5 HIHUHQFHLVPDGHWRWKHIXWXUH,(& DQG,(&
UHFDXWLRQVVKDOOEHWDNHQWRSUHYHQWWKHHVFDSHRIJDVHVIURPLQWHUQDOVKRUWFLUFXLWVWKURXJK
3
WKHIURQWRULQWRDGMDFHQWFXELFOHVRIWKHDVVHPEOLHV
6ZLWFKLQJGHYLFHVDQGFRPSRQHQWVLQVWDOOHGLQDVVHPEOLHV
6 HHRI,(&
6HOHFWLRQRIVZLWFKLQJGHYLFHVDQGFRPSRQHQWV
'HVLJQRIVZLWFKLQJGHYLFHVLQVWDOODWLRQRIFRPSRQHQWV
DFKVZLWFKLQJGHYLFHVKDOOEHGHVLJQHGDQGDUUDQJHGLQVXFKDZD\WKDWLQWKHRIISRVLWLRQ
(
LWFDQQRWDFFLGHQWDOO\PRYHVXIILFLHQWO\WRFORVHWKHFLUFXLW
KHUHYHU SRVVLEOH FRPSRQHQWV RI PDLQ FLUFXLWV ZLWK GLIIHUHQW QRPLQDO YROWDJHV VKDOO EH
:
LQVWDOOHGVHSDUDWHO\IURPHDFKRWKHU
BBBBBBBB


--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 31
BS IEC 61892−3:1999
,QVWUXPHQWVIRUDVVHPEOLHV
,QVWUXPHQWVIRUDFJHQHUDWRUV
( DFKDFJHQHUDWRUVKDOOEHDWOHDVWSURYLGHGZLWKWKHIROORZLQJLQVWUXPHQWV
D YROWPHWHU IRU PHDVXULQJ HDFK SKDVH DQG EHWZHHQ HDFK SKDVH DQG QHXWUDO ZKHQ
DSSOLFDEOH
DQDPPHWHUIRUPHDVXULQJHDFKSKDVH
D WKUHHSKDVH ZDWWPHWHU IRU JHQHUDWRUV UDWHG PRUH WKDQ N9$ LI SDUDOOHO RSHUDWLRQ LV
SRVVLEOH
DIUHTXHQF\PHWHU
1 27(±)RUYROWPHWHUVDQGDPPHWHUVFKDQJHRYHUVZLWFKHVFDQEHXVHGWRFRQQHFWDQLQVWUXPHQWWRWKHGLIIHUHQW
SKDVHVRUWRQHXWUDO
,QVWUXPHQWVIRUGFSRZHUVRXUFHV
RUHDFKGFSRZHUVRXUFHHJJHQHUDWRUVFRQYHUWRUV UHFWLILHUV DQG EDWWHULHV D YROWPHWHU

)
DQG DQ DPPHWHU VKDOO EH SURYLGHG H[FHSW IRU GF SRZHU VRXUFHV IRU VWDUWLQJ GHYLFHV
HJVWDUWLQJPRWRUIRUHPHUJHQF\JHQHUDWRUV
,QVWUXPHQWVPHDVXULQJWKHLQVXODWLRQOHYHOWRHDUWK
KHQDGLVWULEXWLRQV\VWHPZKHWKHUSULPDU\RUVHFRQGDU\IRUSRZHUKHDWLQJRUOLJKWLQJZLWK
:
QR FRQQHFWLRQ WR HDUWK LV XVHG ,7V\VWHP D GHYLFH FDSDEOH RI FRQWLQXRXVO\ PRQLWRULQJ WKH
LQVXODWLRQ OHYHO WR HDUWK DQG JLYLQJ DQ DXGLEOH DQG YLVXDO LQGLFDWLRQ RI DQ DEQRUPDOO\ ORZ
LQVXODWLRQOHYHOVKDOOEHSURYLGHG$PHDQVVKDOOEHSURYLGHGWRVLOHQFHWKHDXGLEOHDODUP
'HVLJQRILQVWUXPHQWV
RUHDFKDVVHPEO\WKHPHDVXULQJHUURURILQVWUXPHQWVIRUVLQJOHFRQVXPHUVVKDOOQRWH[FHHG
)
RIWKHIXOOVFDOHYDOXH
KHPHDVXULQJHUURURILQVWUXPHQWVIRURWKHUSXUSRVHVVKDOOQRWH[FHHGRIWKHIXOOVFDOH
7
YDOXH
$ GFSRZHUVRXUFHLQVWUXPHQWIRUERWKSRODULWLHVVKDOOEHSURYLGHG
9 ROWPHWHUVVKDOOKDYHDPHDVXULQJUDQJHRIDWOHDVWRIUDWHGYROWDJH
PPHWHUVVKDOOKDYHDPHDVXULQJUDQJHRIDWOHDVWRIWKHKLJKHVWFXUUHQWH[SHFWHGLQ
$
FRQWLQXRXVRSHUDWLRQ$PPHWHUVVKDOOEHDEOHWRZLWKVWDQGWKHVWDUWLQJFXUUHQWRIPRWRUV
: DWWPHWHUVVKDOOKDYHDPHDVXULQJUDQJHRIDWOHDVWRIWKHUDWHGSRZHU
RU JHQHUDWRUV DUUDQJHG IRU SDUDOOHO RSHUDWLRQ WKH PHDVXULQJ UDQJH RI D WKUHHSKDVH
)
ZDWWPHWHUVKDOOLQFOXGHDWOHDVWUHYHUVHSRZHU
RU ZDWWPHWHUV XVLQJ RQH FXUUHQW FLUFXLW RQO\ WKH PHDVXUHPHQW RI WKH FXUUHQW RI DOO
)
JHQHUDWRUVVKDOOEHPDGHLQWKHVDPHSKDVH
) UHTXHQF\ PHWHUV VKDOO KDYH D PHDVXULQJ UDQJH RI DW OHDVW +] DURXQG WKH UDWHG
IUHTXHQF\
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 32
BS IEC 61892−3:1999
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7UDQVIRUPHUVSURYLGHGIRULQVWUXPHQWDWLRQSURWHFWLRQDQGFRQWUROFLUFXLWV
XUUHQW WUDQVIRUPHUV XVHG IRU PHDVXULQJ SXUSRVHV VKDOO KDYH DW OHDVW DFFXUDF\ FODVV DV
&
VWDWHGLQ,(&
XUUHQW WUDQVIRUPHUV XVHG IRU SURWHFWLYH GHYLFHV VKDOO EH VXLWDEOH IRU WKH RYHUFXUUHQW UDQJH
&
WKDWLVH[SHFWHGPD\RFFXU
XUUHQW WUDQVIRUPHUV SURYLGHG IRU LQVWUXPHQWDWLRQ SURWHFWLRQ DQG FRQWURO VKDOO KDYH WKHLU
&
VHFRQGDU\ZLQGLQJVFRQQHFWHGWRHDUWK
6HOHFWLRQRISURWHFWLYHGHYLFHV
7 KHUHTXLUHPHQWVDFFRUGLQJWR,(& DUHDSSOLFDEOH
6\QFKURQL]LQJGHYLFHV
RUSURWHFWLRQDJDLQVWWKHHIIHFWVRILQFRUUHFWV\QFKURQL]DWLRQZKLOHSDUDOOHOLQJJHQHUDWRUVDW
)
OHDVW RQH EORFNLQJ GHYLFH HJ D FKHFN V\QFKURQL]HU VKDOO EH SURYLGHG WR DYRLG
V\QFKURQL]LQJIDLOXUHVRUDFXUUHQWOLPLWLQJUHDFWDQFH
W OHDVW RQH V\QFKURVFRSH RU WKUHH V\QFKURQL]LQJ ODPSV RU HTXLYDOHQW PHDQV IRU PDQXDO
$
V\QFKURQL]DWLRQVKDOOEHSURYLGHG
URYLVLRQ VKDOO EH PDGH IRU PDQXDO VSHHG FRQWURO RI WKH SULPH PRYHU DW WKH VZLWFKERDUG IRU
3
PDQXDOV\QFKURQL]DWLRQ
6SHHGJRYHUQRU
RU DF JHQHUDWRUV DUUDQJHG WR RSHUDWH LQ SDUDOOHO D GHYLFH IRU WKH UHPRWH VSHHG FRQWURO RI
)
HDFK VHW VKDOO EH SURYLGHG 7KH GHYLFH VKDOO DOORZ DW OHDVW PDQXDO FRQWURO RI WKH IUHTXHQF\
IURPDWOHDVWEHORZWRDWOHDVWDERYHWKHV\VWHPUDWHGIUHTXHQF\7KHWLPHWDNHQ
WRFRYHUWKLVUDQJHVKDOOEHVXIILFLHQWWRHQDEOHDVDWLVIDFWRU\VKDULQJRIORDG
,QWHUQDOVHSDUDWLRQRIDVVHPEOLHVE\EDUULHUVRUSDUWLWLRQV
6 HHRI,(&
%DUULHUVEHWZHHQJHQHUDWRUVHFWLRQV
KHUH WKH DJJUHJDWH FDSDFLW\ RI JHQHUDWRUV FRQQHFWHG WR WKH PDLQ EXVEDU RI DQ DVVHPEO\
:
H[FHHGV N9$ DF RU N: GF EDUULHUV EHWZHHQ WKH JHQHUDWRU VHFWLRQV DQG DGMDFHQW
VHFWLRQVVKDOOEHLQVWDOOHGWROLPLWJDVSURSDJDWLRQWKURXJKWKHDVVHPEO\
(OHFWULFDOFRQQHFWLRQVLQVLGHDQDVVHPEO\EDUVDQGLQVXODWHGFRQGXFWRUV
6 HHRI,(&,QDGGLWLRQWKHUHTXLUHPHQWVOLVWHGEHORZDSSO\
,QWHUQDOZLULQJ
, QWHUQDOZLULQJVKDOOEHLQVXODWHGDQGVKDOOKDYHHLWKHUVWUDQGHGRUIOH[LEOHFRQGXFWRUV
BBBBBBBB
Policy Group at 303-397-2295. %6,
Page 33
BS IEC 61892−3:1999
%XVEDUV
%XVEDUSKDVHRUSRODULW\DUUDQJHPHQWV
KHUH SUDFWLFDEOH FRQVLGHUDWLRQ VKDOO EH JLYHQ WR SURYLGLQJ D VWDQGDUG SDWWHUQ RI EXVEDU
:
SKDVHDQGSRODULW\DUUDQJHPHQWVDVYLHZHGIURPWKHIURQWRIWKHDVVHPEOLHV
1 27(±([DPSOHVIRUVXFKSDWWHUQVDUH
IRU DF VZLWFKJHDU DQG FRQWUROJHDU DVVHPEOLHV EXVEDU FRXQWLQJ IURP IURQW WR UHDU WRS WR ERWWRP RU OHIW
D
WRULJKW
E WKH SRODULWLHV RQ GF VZLWFKJHDU DQG FRQWUROJHDU EXVEDUV DQG FRQQHFWLRQV WR EH SRVLWLYH QHXWUDO QHJDWLYH
FRXQWLQJIURPIURQWWRUHDUWRSWRERWWRPRUOHIWWRULJKW
0DLQEXVEDUVXEGLYLVLRQV
KHUH WKH DJJUHJDWH FDSDFLW\ RI JHQHUDWRUV FRQQHFWHG WR D PDLQ EXVEDU RI DQ DVVHPEO\
:
H[FHHGVN9$DFRUN:GFWKHPDLQEXVEDUVRIWKHDVVHPEO\VKDOOEHVXEGLYLGHG
LQWRDWOHDVWWZRLVRODWHGSDUWVZKLFKVKDOOQRUPDOO\EHFRQQHFWHGE\UHPRYDEOHOLQNVRURWKHU
DSSURYHG PHDQV $V IDU DV SRVVLEOH WKH FRQQHFWLRQ RI WKH JHQHUDWRUV DQG DQ\ RWKHU
GXSOLFDWHGHTXLSPHQWVKDOOEHHTXDOO\GLYLGHGEHWZHHQWKHSDUWV
&URVVVHFWLRQVDQGFXUUHQWFDUU\LQJFDSDFLW\RIPDLQFLUFXLWV
*HQHUDO
XVEDUV VKDOO FRQVLVW RI HOHFWURO\WLF FRSSHU IRU FRQGXFWLYH XVH RU RI FRSSHUVXUURXQGHG
%
DOXPLQLXP DOOR\ 7KH UDWLQJ RI FXUUHQWFDUU\LQJ FRQGXFWRUV LQ D PDLQ FLUFXLW VKDOO EH DV
RXWOLQHGEHORZ
0DLQ EXVEDU RI WKH FXUUHQW ORDG RQ WKH PDLQ EXVEDUV DW WKH PD[LPXP ORDG
FRQGLWLRQRIWKHEXVEDUFRQFHUQHG
'LVWULEXWLRQ EXVEDUV LQ VHFWLRQV XQOHVV RWKHUZLVH VSHFLILHG WKH GLYHUVLW\ IDFWRUV JLYHQ LQ
,(&VKDOODSSO\
7HUPLQDWLRQ RI FRPSRQHQWV DFFRUGLQJ WR WKH UDWHG FXUUHQW RI WKH FLUFXLWV DQG WKH
SHUPLVVLEOHWHPSHUDWXUHOLPLWVDWWKHWHUPLQDOV
&URVVVHFWLRQVDQGFXUUHQWFDUU\LQJFDSDFLW\RIPDLQEXVEDUVDQG
GLVWULEXWLRQEXVEDUVLQVHFWLRQV
7 KHEDVLVIRUUDWLQJEXVEDUVVKDOOEHDFFRUGLQJWR,(&
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7 HPSHUDWXUHULVHOLPLWVZLWKWKHIROORZLQJFKDQJHV
&DPELHQWDLUWHPSHUDWXUHVHHRI,(&
& WHPSHUDWXUH ULVH XQGHU UDWHG FXUUHQW FRQGLWLRQV RI EXVEDUV IRU 177$ )RU 77$ DQG
377$RI,(&VKDOODSSO\
127(±7ROLPLWWKHDLUWHPSHUDWXUHLQVLGHDVVHPEOLHVWRWKHGHVLJQYDOXHLQFHUWDLQFDVHVVSHFLDOSURYLVLRQVPD\
EHQHFHVVDU\IRUH[DPSOHQDWXUDORUIRUFHGYHQWLODWLRQ
%6, Policy Group at 303-397-2295.
Page 34
BS IEC 61892−3:1999
7HVWVSHFLILFDWLRQV
&ODVVLILFDWLRQRIWHVWV
6HHRI,(&
7\SHWHVWV
6HHRI,(&
9HULILFDWLRQRIGLHOHFWULFSURSHUWLHV
6HHRI,(&
,Q DGGLWLRQ IRU WKH YHULILFDWLRQ RI GLHOHFWULF SURSHUWLHV RI W\SHWHVWHG DVVHPEOLHV WKH WHVW
YROWDJHVVWDWHGLQWDEOHVDQGRI,(&VKDOOEHVHOHFWHG
9HULILFDWLRQRIVKRUWFLUFXLWZLWKVWDQGVWUHQJWK
6HHRI,(&
,QDGGLWLRQH[FHSWIRUW\SHWHVWHGDVVHPEOLHVWKHVKRUWFLUFXLWZLWKVWDQGVWUHQJWKRIEXVEDUV
PD\EHYHULILHGE\FDOFXODWLRQRQWKHEDVLVRI,(&
5RXWLQHWHVWV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7KHURXWLQHWHVWVKDOOEHFDUULHGRXWRQDQ\NLQGRIDVVHPEOLHVDFFRUGLQJWRRI,(&
DQGWKLVVWDQGDUG
,QVSHFWLRQ RI WKH DVVHPEO\ LQFOXGLQJ LQVSHFWLRQ RI ZLULQJ DQG LI QHFHVVDU\
HOHFWULFDORSHUDWLRQWHVW
6HHRI,(&,QDGGLWLRQWKHUHTXLUHPHQWVOLVWHGEHORZDSSO\
7HVWUHTXLUHPHQWV
)RU HYHU\ DVVHPEO\ IRU ZKLFK D IXQFWLRQ WHVW LV UHTXLUHG PDLQ VZLWFKERDUGV HPHUJHQF\
VZLWFKERDUGV VZLWFKERDUGV IRU SURSXOVLRQ SODQWV WKH IXQFWLRQV RI DOO PHFKDQLFDO
FRPSRQHQWV DQG WKH IXQFWLRQ RI WKH HOHFWULFDO FRQWURO VKDOO EH YHULILHG WR EH LQ DFFRUGDQFH
ZLWKWKHIXQFWLRQDOGLDJUDPV
(OHFWULFDOIXQFWLRQWHVW
7KHIROORZLQJVKDOOEHYHULILHGLQGHWDLO
IXQFWLRQRIWKHVZLWFKLQJGHYLFHVVZLWFKLQJLQWHUORFNLQJDIWHULQVWDOODWLRQ
IXQFWLRQRILQGLFDWLQJPRQLWRULQJDQGSURWHFWLQJGHYLFHV
DVVHVVPHQWRISURWHFWLYHPHDVXUHV
Policy Group at 303-397-2295. %6,
Page 35
BS IEC 61892−3:1999
'LHOHFWULFWHVW
6 HHRI,(&
*HQHUDO
OO HOHFWULF HTXLSPHQW RI WKH DVVHPEO\ VKDOO EH FRQQHFWHG IRU WKH WHVW H[FHSW DSSDUDWXV
$
ZKLFK DFFRUGLQJ WR WKH UHOHYDQW VSHFLILFDWLRQV LV GHVLJQHG IRU D ORZHU WHVW YROWDJH DQG
FXUUHQWFRQVXPLQJ DSSDUDWXV IRU H[DPSOH ZLQGLQJV PHDVXULQJ LQVWUXPHQWV LQ ZKLFK WKH
DSSOLFDWLRQRIWKHWHVWYROWDJHZRXOGFDXVHWKHIORZRIDFXUUHQWVKDOOEHGLVFRQQHFWHG
XFK DSSDUDWXV VKDOO EH GLVFRQQHFWHG DW RQH RI LWV WHUPLQDOV XQOHVV LW LV QRW GHVLJQHG WR
6
ZLWKVWDQGWKHIXOOWHVWYROWDJHLQZKLFKFDVHDOOWHUPLQDOVPD\EHGLVFRQQHFWHG
$SSOLFDWLRQGXUDWLRQDQGYDOXHRIWHVWYROWDJH
D 7KHWHVWYROWDJHDFFRUGLQJWRVKDOOEHDSSOLHGIRUV7KHDFVRXUFHVKDOOKDYH
VXIILFLHQWSRZHUWRPDLQWDLQWKHWHVWYROWDJHLUUHVSHFWLYHRIOHDNDJHFXUUHQWV
7KH WHVW YROWDJH VKDOO KDYH D SUDFWLFDOO\ VLQXVRLGDO ZDYHIRUP DQG D IUHTXHQF\ EHWZHHQ
+]DQG+]
,IWKHHTXLSPHQWLQFOXGHGLQWKHPDLQRUDX[LOLDU\FLUFXLWVWREHWHVWHGKDVSUHYLRXVO\EHHQ
VXEMHFWWRDGLHOHFWULFWHVWWKHWHVWYROWDJHVKDOOEHUHGXFHGWRRIWKHYDOXHLQGLFDWHG
LQ
)RUWKHWHVW
HLWKHUDOOVZLWFKLQJGHYLFHVVKDOOEHFORVHGRU
WKHWHVWYROWDJHVKDOOEHDSSOLHGVXFFHVVLYHO\WRDOOSDUWVRIWKHFLUFXLW
7KHWHVWYROWDJHVKDOOEHDSSOLHGEHWZHHQWKHOLYHSDUWVDQGWKHIUDPHRIWKHDVVHPEO\
E 7KH WHVW VKDOO EH PDGH LQ DFFRUGDQFH ZLWK ,I LQ D FLUFXLW FRPSRQHQWV DUH
LQFRUSRUDWHG ZKLFK LQ DFFRUGDQFH ZLWK WKHLU ,(& VWDQGDUGV DUH URXWLQHWHVWHG ZLWK ORZHU
WHVW YROWDJHV WKHVH ORZHU YROWDJHV VKDOO EH XVHG IRU WKH WHVW +RZHYHU WKH WHVW YROWDJH
VKDOO EH QRW OHVV WKDQ RI WKH UDWHG LPSXOVH ZLWKVWDQG YROWDJH ZLWKRXW DOWLWXGH
FRUUHFWLRQIDFWRURUWZLFHWKHUDWHGLQVXODWLRQYROWDJHZKLFKHYHULVWKHKLJKHU
) RUQRQW\SHWHVWHGDVVHPEOLHV177$WKHWHVWYROWDJHVKDOOEHDSSOLHGIRUPLQ
&KHFNLQJRISURWHFWLYHPHDVXUHVDQGRIWKHHOHFWULFDOFRQWLQXLW\RIWKH
SURWHFWLYHFLUFXLWV
KHSURWHFWLYHPHDVXUHVZLWKUHJDUGWRSURWHFWLRQDJDLQVWGLUHFWDQGLQGLUHFWFRQWDFWVKDOOEH
7
FKHFNHG
KHSURWHFWLYHFLUFXLWVVKDOOEHFKHFNHGE\LQVSHFWLRQWRHQVXUHWKDWWKHPHDVXUHVSUHVFULEHG
7
LQ RI ,(& DUH PHW ,Q SDUWLFXODU VFUHZHG FRQQHFWLRQV VKDOO EH FKHFNHG IRU
DGHTXDWHFRQWDFWSRVVLEO\E\UDQGRPWHVWV
9HULILFDWLRQRILQVXODWLRQUHVLVWDQFH
RU377$ZKLFKKDYHQRWEHHQVXEMHFWWRDGLHOHFWULFWHVWDFFRUGLQJWRRUDQ
)
LQVXODWLRQ PHDVXUHPHQW XVLQJ D PHDVXULQJ GHYLFH DW D YROWDJH RI DW OHDVW 9 VKDOO EH
FDUULHGRXW
, Q WKLV FDVH WKH WHVW LV GHHPHG VDWLVIDFWRU\ LI WKH LQVXODWLRQ UHVLVWDQFH EHWZHHQ FLUFXLWV DQG
H[SRVHG FRQGXFWLYH SDUWV LV DW OHDVW W9 SHU FLUFXLW UHIHUUHG WR WKH QRPLQDO YROWDJH WR
HDUWKRIWKHVHFLUFXLWV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 36
BS IEC 61892−3:1999
[FHSWLRQDOO\ LWHPV ZKLFK DFFRUGLQJ WR WKHLU VSHFLILF UHTXLUHPHQWV DUH FXUUHQWFRQVXPLQJ
(
FRPSRQHQWV HJ ZLQGLQJV PHDVXULQJ LQVWUXPHQWV DW WKH DSSOLFDWLRQ RI WKH WHVW YROWDJH RU
DUHQRWGHVLJQHGIRUWKHIXOOWHVWYROWDJHVKDOOEHGLVFRQQHFWHGDVDSSURSULDWH
0HDVXUHPHQWRILQVXODWLRQUHVLVWDQFH
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
XULQJ WKH URXWLQH WHVW DQ LQVXODWLRQ UHVLVWDQFH PHDVXUHPHQW RI WKH PDLQ DQG DX[LOLDU\
'
FLUFXLWVVKDOOEHFDUULHGRXWSULRUWRDQGIROORZLQJWKHYHULILFDWLRQRIGLHOHFWULFSURSHUWLHV
KH LQVXODWLRQ PHDVXUHPHQW VKDOO EH FDUULHG RXW ZLWK DW OHDVW 9 GF ,W LV DOORZHG WR
7
VXEGLYLGHODUJHDVVHPEOLHVLQWRVHYHUDOVHFWLRQV
7 KHLQVXODWLRQUHVLVWDQFHVKDOOEHDWOHDVW0WSHUVHFWLRQ
9HULILFDWLRQRIWHPSHUDWXUHULVHOLPLWV
KH WHPSHUDWXUHULVH OLPLWV VKDOO EH YHULILHG E\ FRPSDULVRQ ZLWK PHDVXUHPHQWV REWDLQHG
7
GXULQJ WHVWV RQ VLPLODU DVVHPEOLHV DQG FDOFXODWLRQV RU LI QHFHVVDU\ E\ VXLWDEOH WHVWV XQGHU
RSHUDWLQJFRQGLWLRQV
8VHRIWHVWGDWDRILQGLYLGXDOHTXLSPHQW
, W LV QRW UHTXLUHG WKDW URXWLQH WHVWV EH FDUULHG RXW RQ LQGLYLGXDO HTXLSPHQW RI DQ DVVHPEO\
ZKHQ LW FDQ EH YHULILHG WKDW WKH PDQXIDFWXUHU RI WKLV HTXLSPHQW KDV DOUHDG\ FDUULHG RXW D
URXWLQHWHVW
6ZLWFKJHDUDQGFRQWUROJHDULQWKHUDQJHDERYHN9XSWRDQGLQFOXGLQJN9
*HQHUDO
+ LJKYROWDJHVZLWFKJHDUVKDOOEHFRQVWUXFWHGLQDFFRUGDQFHZLWKWKHIROORZLQJVXEFODXVHV
1 27(±,QDGGLWLRQQDWLRQDOVWDQGDUGVPD\DSSO\
LJKYROWDJH VZLWFKJHDU VKDOO EH RI WKH PHWDOHQFORVHG W\SH LQ DFFRUGDQFH ZLWK ,(&
+
RURIWKHLQVXODWLRQHQFORVHGW\SHLQDFFRUGDQFHZLWK,(&
1 27( ± $WWHQWLRQ LV GUDZQ WR WKH IDFW WKDW WKH QRUPDO VHUYLFH FRQGLWLRQV IRU LQVXODWLRQHQFORVHG VZLWFKJHDU
DFFRUGLQJWR,(&LQFOXGHDPD[LPXPDPELHQWWHPSHUDWXUHRI&
'HJUHHVRISURWHFWLRQSURYLGHGE\HQFORVXUHV
HSHQGLQJ RQ LWV ORFDWLRQ HOHFWULFDO HTXLSPHQW VKDOO DV D PLQLPXP KDYH WKH GHJUHH RI
'
SURWHFWLRQDVJLYHQLQ,(& ZKLFKLVLQDFFRUGDQFHZLWK,(&
&LUFXLWEUHDNHUVVZLWFKHVDQGIXVHV±*HQHUDO
&LUFXLWEUHDNHUVDQGVZLWFKHVVKDOOEHRIWKHW\SHWKDWPLQLPL]HVILUHKD]DUG
&LUFXLWEUHDNHUVVKDOOEHLQDFFRUGDQFHZLWK,(&
6ZLWFKHVVKDOOEHLQDFFRUGDQFHZLWK,(&
BBBBBBBB
Policy Group at 303-397-2295. %6,
Page 37
BS IEC 61892−3:1999
)XVHVVKDOOEHLQDFFRUGDQFHZLWK,(&
&RQGXLW SLSHV DQG YDOYHV RI FRPSUHVVHGDLU RSHUDWLQJ PHFKDQLVPV VKDOO EH RI QRQ

FRUURVLYHPDWHULDO
,I FRPSUHVVHGDLURSHUDWHG FLUFXLWEUHDNHUV DUH XVHG WKH FRPSUHVVHGDLU V\VWHP

VKDOO EH VR GHVLJQHG WKDW VZLWFKLQJ RQ LV SRVVLEOH RQO\ LI VXIILFLHQW VZLWFKRII SUHVVXUH LV
DYDLODEOH IRU HYHU\ FLUFXLWEUHDNHU RQ WKH FRPSUHVVHGDLU V\VWHP $Q\ ORVV RI DLU SUHVVXUH
VKDOOEHLQGLFDWHG
,Q D FRPSUHVVHGDLU V\VWHP PHDQV VKDOO EH SUHVHQW WR SURYLGH FOHDQ DQG GU\ DLU

7KHVHPHDQVVKDOOEHGXSOLFDWHGWRDOORZPDLQWHQDQFH
&LUFXLWEUHDNHUV VKDOO EH RI WKH ZLWKGUDZDEOH W\SH RU ZLWK HTXLYDOHQW PHDQV RU DU

UDQJHPHQWVSHUPLWWLQJVDIHPDLQWHQDQFHZKLOVWWKHEXVEDUVDUHOLYH
:LWKGUDZDEOH FLUFXLWEUHDNHUV DQG VZLWFKHV VKDOO EH SURYLGHG ZLWK PHFKDQLFDO

ORFNLQJIDFLOLWLHVLQERWKVHUYLFHDQGGLVFRQQHFWHGSRVLWLRQV
RU PDLQWHQDQFH SXUSRVHV NH\ORFNLQJ RI ZLWKGUDZDEOH FLUFXLWEUHDNHUV DQG VZLWFKHV DQG
)
IL[HGGLVFRQQHFWRUVVKDOOEHSRVVLEOH
(DUWKLQJDQGVKRUWFLUFXLWLQJ
RUPDLQWHQDQFHSXUSRVHVDQDGHTXDWHQXPEHURIHDUWKLQJDQGVKRUWFLUFXLWLQJGHYLFHVVKDOO
)
EH DYDLODEOH WR HQDEOH D VXIILFLHQW QXPEHU RI FLUFXLWV WR EH ZRUNHG XSRQ ZLWK VDIHW\
$OWHUQDWLYHO\LQWHJUDOPHDQVRIHDUWKLQJDQGVKRUWFLUFXLWLQJPD\EHILWWHG
3URWHFWLRQDJDLQVWOLYHSDUWV
KHIL[HGFRQWDFWVRIZLWKGUDZDEOHFLUFXLWEUHDNHUVDQGVZLWFKHVVKDOOEHVRDUUDQJHGWKDWLQ
7
WKH ZLWKGUDZQ SRVLWLRQ WKH OLYH FRQWDFWV DUH DXWRPDWLFDOO\ FRYHUHG RU IXOO ZLWKGUDZDO LV
SRVVLEOHRQO\DIWHUPDQXDOLQVHUWLRQRIFRYHUV
$X[LOLDU\V\VWHPV
, IHOHFWULFDOHQHUJ\DQGRUSK\VLFDOHQHUJ\LVUHTXLUHGIRUWKHRSHUDWLRQRIFLUFXLWEUHDNHUVDQG
VZLWFKHV D VWRUHG VXSSO\ RI VXFK HQHUJ\ VKDOO EH SURYLGHG IRU DQ DGHTXDWH QXPEHU RI
RSHUDWLRQV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Reproduced by IHS under license with BSI - Uncontrolled Copy
Copyright British Standards Institution
BS IEC 61892−3:1999
Page 38
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7 DEOH±&RUUHVSRQGHQFHEHWZHHQWKHQRPLQDOYROWDJHRIWKHVXSSO\V\VWHP
DQGWKHWHVWYROWDJHIRUW\SHWHVWHGDVVHPEOLHVDWVHDOHYHO
VHHWDEOHDQGFODXVH*RI,(&
DWHGLPSXOVH
5
0 D[LPXP 1 RPLQDOYROWDJHRIWKHVXSSO\V\VWHP Z LWKVWDQG 7 HVWYROWDJHV
Y DOXHRI UDWHGLQVXODWLRQYROWDJHRIWKHHTXLSPHQW Y ROWDJHV8 LPS
U DWHG 9 N 9 N 9
R SHUDWLRQDO
Y ROWDJH
W RHDUWK

FUPV
D
8 PV 8 PV
R UGF

D FUPV D FUPV D FSHDN D FSHDN D FUPV
9 D FUPV D FUPV R UGF R UGF D QGGF D QGGF +]WR+]

20:10:42 MDT Questions or comments about this message: please call the Document
Document provided by IHS Licensee=Bureau Veritas/5959906001, 10/25/2004

DF DF

GF GF
%6,
Page 39
BS IEC 61892−3:1999

6HPLFRQGXFWRUFRQYHUWRUV
*HQHUDO
7KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR VWDWLF FRQYHUWRUV XVLQJ VHPLFRQGXFWRU

UHFWLI\LQJ HOHPHQWV VXFK DV GLRGHV UHYHUVH EORFNLQJ WULRGH WK\ULVWRUV WUDQVLVWRUV HWF IRU
XVH LQ RIIVKRUH XQLWV 7KH FRQYHUVLRQ PD\ EH IURP DF WR GF IURP GF WR DF IURP GF WR
GFDQGIURPDFWRDF
6HPLFRQGXFWRU FRQYHUWRUV VKDOO FRPSO\ ZLWK WKH UHOHYDQW UHTXLUHPHQWV RI ,(&

,(& ,(& ,(& ,(& ,(& DV ZHOO DV ZLWK
WKHDGGLWLRQDOUHTXLUHPHQWVJLYHQLQWKLVVWDQGDUG
&RROLQJDUUDQJHPHQWV
6HPLFRQGXFWRUFRQYHUWRUVVKDOOSUHIHUDEO\EHRIWKHGU\DLUFRROHGW\SH
6HPLFRQGXFWRUFRQYHUWRUVRIWKHOLTXLGLPPHUVHGW\SHVKDOOSUHIHUDEO\EHKHUPHWLFDOO\

VHDOHG,ISURYLVLRQLVPDGHIRUEUHDWKLQJDVXLWDEOHGHK\GUDWRUVKDOOEHSURYLGHG
/LTXLGLPPHUVHGVHPLFRQGXFWRUGHYLFHVVKDOOXVHDQRQWR[LFFRRODQWZKLFKGRHVQRW

FRPEXVW HDVLO\ &RQVLGHUDWLRQ VKDOO EH JLYHQ WR WKH SURYLVLRQ RI D OLTXLG RYHUWHPSHUDWXUH
DODUPDQGJDVDFWXDWHGSURWHFWLRQGHYLFHV
27(±5HJDUGLQJLQVWDOODWLRQSUHFDXWLRQVVHH,(&
1
27(±:KHUHDFRROLQJPHGLXPIRUHOHFWULFDOHTXLSPHQWLVXVHGFRQVLGHUDWLRQVKRXOGEHJLYHQWRWKHGHWHFWLRQ
1
RIOHDNDJHLQDQHTXLSPHQW HQFORVXUH DQG SURYLVLRQ RI DQ DODUP LQGLFDWLRQ ,Q DGGLWLRQ WKH IORZ RI FRRODQW VKRXOG
EHPRQLWRUHGWRRSHUDWHDQDODUPLQWKHHYHQWRIORVVRIIORZ
$FFHVVLELOLW\
HPLFRQGXFWRU FRQYHUWRU VWDFNV RU VHPLFRQGXFWRU FRPSRQHQWV VKDOO EH PRXQWHG LQ VXFK D
6
PDQQHUWKDWWKH\PD\EHUHPRYHGIURPWKHHTXLSPHQWZLWKRXWGLVPDQWOLQJWKHFRPSOHWHXQLW
6HUYLFHFRQGLWLRQV
7KH VHUYLFH FRQGLWLRQV IRU H[DPSOH DPELHQW WHPSHUDWXUH VWDWHG LQ WKH IXWXUH

,(& DUHDSSOLFDEOH
,I WKH FRQYHUWRU HTXLSPHQW UHTXLUHV GU\LQJ IRU PDLQWHQDQFH DQG LQVSHFWLRQ SXUSRVHV

VSHFLDO FDUH VKDOO EH WDNHQ WKDW WKH PD[LPXP SHUPLVVLEOH WHPSHUDWXUH OLPLWV DUH QRW
H[FHHGHGZKHQDSSO\LQJKHDWWRWKHHTXLSPHQW
$SSOLFDWLRQ
)RUFHGFRROLQJ
KHUHIRUFHGFRROLQJLVXWLOL]HGWKHFLUFXLWVKDOOEHVRGHVLJQHGWKDWSRZHUFDQQRWEHDSSOLHG
:
WRRUUHWDLQHGRQFRQYHUWRUVWDFNVRUVHPLFRQGXFWRUFRPSRQHQWVXQOHVVHIIHFWLYHFRROLQJLV
PDLQWDLQHG
1 27(±5HGXFHGSRZHURXWSXWLQQDWXUDODLUFRROLQJPRGHPD\EHFRQVLGHUHG
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 40
BS IEC 61892−3:1999

(IIHFWVIURPDQGRQWKHVXSSO\RUORDGV\VWHP
3UHFDXWLRQV VKDOO EH WDNHQ WR JXDUG WKH FRQYHUWRU HTXLSPHQW DJDLQVW WKH KDUPIXO

HIIHFWV RI RYHUFXUUHQW RU RYHUYROWDJH GXH WR GLVWXUEDQFH RQ WKH VXSSO\ RU ORDG V\VWHP
LQFOXGLQJWKHHIIHFWVRIUHJHQHUDWHGSRZHULIWKHORDGFDQRSHUDWHLQVXFKDZD\
3UHFDXWLRQVVKDOODOVREHWDNHQWRJXDUGWKHVXSSO\DQGWKHORDGV\VWHPDJDLQVWWKH

KDUPIXOHIIHFWVRIDQ\GLVWXUEDQFHLQWKHFRQYHUWRULWVHOI
6HPLFRQGXFWRU FRQYHUWRUV VKDOO QRW FDXVH GLVWRUWLRQ LQ WKH YROWDJH ZDYHIRUP RI WKH

SRZHU VXSSO\ WR OHYHOV H[FHHGLQJ WKH YROWDJH ZDYHIRUP WROHUDQFHV DW WKH RWKHU XVHU LQSXW
WHUPLQDOV 7KLV LV LQ SDUWLFXODU DSSOLFDEOH WR FRQYHUWRUV WKDW HPSOR\ HOHFWURQLF VZLWFKHV
RSHUDWLQJRQFHRUPRUHWKDQRQFHSHUF\FOHRIWKHSRZHUVXSSO\YROWDJH
, I ILWWHG ILOWHUV VKDOO QRW GHFUHDVH WKH LQVXODWLRQ UHVLVWDQFH EHWZHHQ WKH VXSSO\ SKDVHV DQG
HDUWK WR XQDFFHSWDEOH OHYHOV ,Q FDVHV ZKHUH WKH HDUWK FXUUHQW H[FHHGV P$ LVRODWLQJ
WUDQVIRUPHUVVKDOOEHILWWHG
1 27(±&XUUHQW KDUPRQLFV LQWHUDFWLQJ ZLWK WKH LPSHGDQFH RI WKH VXSSO\ ZLOO JHQHUDWH YROWDJH KDUPRQLFV %RWK
WKHFXUUHQWDQGYROWDJHKDUPRQLFV FDQ FDXVH PDOIXQFWLRQ DQG RYHUKHDWLQJ LQ RWKHU LWHPV RI HTXLSPHQW LQ WKH XQLW
LIWKHLUSRVVLEOHSUHVHQFHKDVQRWEHHQWDNHQLQWRDFFRXQWLQWKHHTXLSPHQWGHVLJQ)RUV\VWHPVZKHUHDFRQYHUWRU
UDWLQJLVODUJHDQGDVLJQLILFDQWSURSRUWLRQRIWKHV\VWHPUDWLQJLWPD\QRWEHIHDVLEOHWRVXSSUHVVVXFKKDUPRQLFV
DW WKH VRXUFH &RQVHTXHQWO\ DSSURSULDWH PHDVXUHV PD\ KDYH WR EH WDNHQ WR DWWHQXDWH WKHVH HIIHFWV RQ FULWLFDO
HTXLSPHQW6XFKPHDVXUHVPD\LQFOXGHHOHFWULFDOLVRODWLRQHJ0*VHWVILOWHUVLQWKHVXSSO\WRFULWLFDOHTXLSPHQW
FRUUHFWVFUHHQLQJRIFDEOHVDQGFRQVWUXFWLRQRIHQFORVXUHVHWF
HQHUDOJXLGDQFHLVJLYHQLQ,(&
*
27(±)RUUHTXLUHPHQWVFRQFHUQLQJ(0&VHH,(&LQSUHSDUDWLRQ
1
'LDJUDPV
OO DSSOLFDWLRQV VKDOO FRQWDLQ VFKHPDWLF DQG ZLULQJ GLDJUDPV RU HOVH LQVWUXFWLRQ ERRNV VKDOO
$
EHSURYLGHG
1DPHSODWH
QDPHSODWH ODUJH HQRXJK WR DW OHDVW KROG WKH PDQXIDFWXUHU

V QDPH DQG WKH LGHQWLILFDWLRQ
$
QXPEHURIWKHHTXLSPHQWVKDOOEHXVHG
&RQYHUWRUWUDQVIRUPHUV
, I WUDQVIRUPHUV DUH XVHG LQ FRPELQDWLRQ ZLWK VHPLFRQGXFWRU FRQYHUWRUV RQ WKH VXSSO\ VLGH
RUWKH ORDG VLGH RI WKH FRQYHUWRU WKHVH WUDQVIRUPHUV VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI
FODXVH
6HFRQGDU\FHOOVDQGEDWWHULHV
*HQHUDO
KLV FODXVH LV DSSOLFDEOH WR VHFRQGDU\ FHOOV DQG EDWWHULHV RI WKH YHQWHG W\SH DQG YDOYH
7
UHJXODWHGW\SHVZKLFKDUHLQVWDOOHGSHUPDQHQWO\IRUXVHLQPRELOHDQGIL[HGRIIVKRUHXQLWV
, WLVQRWDSSOLFDEOHWREDWWHULHVRIWKHSRUWDEOHW\SH
7\SHVRIEDWWHU\
,Q JHQHUDO VHFRQGDU\ FHOOV DQG EDWWHULHV PD\ EH RI WKH OHDGDFLG RU QLFNHODONDOLQH W\SH RU DQ\
RWKHUSURYHGW\SHGXHFRQVLGHUDWLRQKDYLQJEHHQJLYHQWRVXLWDELOLW\IRUDQ\VSHFLILFDSSOLFDWLRQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 41
BS IEC 61892−3:1999

&RQVWUXFWLRQDQGDVVHPEO\
$FFHVV
HFRQGDU\ FHOOV DQG EDWWHULHV VKDOO EH DUUDQJHG WR SHUPLW UHDG\ DFFHVV IRU UHSODFLQJ
6
LQVSHFWLRQWHVWLQJUHSOHQLVKLQJDQGFOHDQLQJ
9HQWHGW\SHVHFRQGDU\EDWWHULHV
OO SODWHV VKDOO EH RI ULJLG FRQVWUXFWLRQ DQG VKDOO EH GHVLJQHG WR UHGXFH WR D PLQLPXP WKH
$
VKHGGLQJ RI DFWLYH PDWHULDO 7KH FHOOV IRU PRELOH XQLWV VKDOO EH VR FRQVWUXFWHG DV WR SUHYHQW
VSLOOLQJ RI HOHFWURO\WH GXH WR DQ LQFOLQDWLRQ RI R IURP WKH QRUPDO 7KH ILOOLQJ SOXJV VKDOO EH
FRQVWUXFWHG VR DV WR SUHYHQW VSLOOLQJ RI HOHFWURO\WH GXH WR PRELOH RIIVKRUH XQLW PRYHPHQWV
VXFKDVUROOLQJDQGSLWFKLQJ
9DOYHUHJXODWHGW\SHVHFRQGDU\EDWWHULHV

1 27( ± )RU RWKHU W\SHV RI YDOYH UHJXODWHG VHFRQGDU\ FHOOV DQG EDWWHULHV QDWLRQDO RU RWKHU FRGHV VKRXOG EH
IROORZHG
&UDWHVDQGWUD\V
KHVHFRQGDU\FHOOVDQGEDWWHULHVVKDOOEHJURXSHGLQFUDWHVRUWUD\VRIULJLGFRQVWUXFWLRQDQG
7
VXLWDEOHPDWHULDOHTXLSSHGZLWKKDQGOHVWRIDFLOLWDWHKDQGOLQJ
1 27( ± 7KH QXPEHU RI FHOOV LQ D FUDWH RU WUD\ ZLOO GHSHQG RQ WKH ZHLJKW DQG RQ WKH VSDFH DYDLODEOH LQ WKH
LQVWDOODWLRQ7KHPDVVRIFUDWHVRUWUD\V VKRXOG SUHIHUDEO\ QRW H[FHHG NJ 7KLV FODXVH GRHV QRW DSSO\ WR FHOOV
ZKRVHPDVVLVVXFKWKDWJURXSLQJLQFUDWHVRUWUD\VLVLPSUDFWLFDEOH
/RFDWLRQ
HFRQGDU\ EDWWHULHV VKRXOG EH ORFDWHG ZKHUH WKH\ DUH QRW H[SRVHG WR H[FHVVLYH KHDW
6
H[WUHPHFROGVSUD\VWHDPRURWKHUFRQGLWLRQVZKLFKZRXOGLPSDLUSHUIRUPDQFHRUDFFHOHUDWH
GHWHULRUDWLRQ
1 27(±7KHEHVWRSHUDWLQJFRQGLWLRQVIRUDEDWWHU\DUHREWDLQHGZKHQWKHDPELHQWWHPSHUDWXUHLVZLWKLQWKHUDQJH
&WR&6XVWDLQHG DPELHQW WHPSHUDWXUHV RXWVLGH WKLV UDQJH ZLOO DIIHFW VHFRQGDU\ EDWWHU\ SHUIRUPDQFH DQG
ZLOOWKHUHIRUHUHTXLUHVSHFLDOFRQVLGHUDWLRQ
1DPHSODWHV
DFKFUDWHRUWUD\VKDOOEHSURYLGHGZLWKDGXUDEOHQDPHSODWHVHFXUHO\DWWDFKHGEHDULQJWKH
(
PDQXIDFWXUHU
VQDPHDQGDGGUHVVDQGW\SHGHVLJQDWLRQWKHDPSHUHKRXUUDWLQJDWDVSHFLILF
UDWH RI GLVFKDUJH SUHIHUDEO\ WKH RQH FRUUHVSRQGLQJ WR WKH GXW\ IRU WKH VSHFLILF DSSOLFDWLRQ
DQG WKH VSHFLILF JUDYLW\ RI WKH HOHFWURO\WH LQ WKH FDVH RI D OHDGDFLG EDWWHU\ WKH VSHFLILF
JUDYLW\ZKHQWKHEDWWHU\LVIXOO\FKDUJHG
&KDUJLQJIDFLOLWLHV
)RU IORDWLQJ VHUYLFH RU IRU DQ\ RWKHU FRQGLWLRQV ZKHUH WKH ORDG LV FRQQHFWHG WR WKH

VHFRQGDU\ EDWWHU\ ZKLOH LW LV RQ FKDUJH EHLQJ FKDUJHG WKH PD[LPXP EDWWHU\ YROWDJH XQGHU
DQ\ FRQGLWLRQV RI FKDUJH VKDOO QRW H[FHHG WKH VDIH YDOXH RI DQ\ FRQQHFWHG DSSDUDWXV 7KH
YROWDJH FKDUDFWHULVWLFV RI WKH JHQHUDWRU RU JHQHUDWRUV VHPLFRQGXFWRU FRQYHUWRU RU
VHPLFRQGXFWRUFRQYHUWRUVZKLFKZLOORSHUDWHLQSDUDOOHOZLWKWKHEDWWHU\VKDOOEHVXLWDEOHIRU
HDFK LQGLYLGXDO DSSOLFDWLRQ :KHUH DSSDUDWXV FDSDEOH RI RSHUDWLRQ DW WKH PD[LPXP FKDUJLQJ
SRWHQWLDOLVQRWDYDLODEOHDYROWDJHUHJXODWRURURWKHUPHDQVRIYROWDJHFRQWUROVKDOOEHSURYLGHG
:KHUH WKH YROWDJH RI DQ HPHUJHQF\OLJKWLQJ VHFRQGDU\ EDWWHU\ LV WKH VDPH DV WKDW RI

WKH XQLW GF VXSSO\ WKH EDWWHU\ PD\ EH DUUDQJHG IRU FKDUJLQJ LQ WZR HTXDO VHFWLRQV D
FKDUJLQJUHVLVWRUEHLQJSURYLGHGIRUHDFKVHFWLRQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 42
BS IEC 61892−3:1999

OWHUQDWLYHO\ D ERRVWHU JHQHUDWRU PD\ SURYLGH FKDUJLQJ YROWDJH :LWK HLWKHU PHWKRG WKH
$
DUUDQJHPHQWRIDXWRPDWLFWUDQVIHUVZLWFKLQJVKDOOEHVXFKWKDWHPHUJHQF\VXSSO\LVDYDLODEOH
ZKHWKHUWKHEDWWHU\LVRQFKDUJHFKDUJHGRUQRW
([FHSW ZKHQ D GLIIHUHQW FKDUJLQJ UDWH LV QHFHVVDU\ DQG LV VSHFLILHG IRU D SDUWLFXODU

DSSOLFDWLRQ WKH FKDUJLQJ IDFLOLWLHV VKDOO EH VXFK WKDW WKH FRPSOHWHO\ GLVFKDUJHG EDWWHU\ FDQ
EHUHFKDUJHGWRFDSDFLW\ZLWKLQDSHULRGRIK
)RUVHFRQGDU\EDWWHULHVZKLFKQRUPDOO\VWDQGLGOHIRUORQJSHULRGVWULFNOHFKDUJLQJWR

QHXWUDOL]HLQWHUQDOORVVHVVKDOOEHSURYLGHGZKHUHSUDFWLFDEOH
$ QLQGLFDWLRQVKDOOEHSURYLGHGWRLQGLFDWHDFKDUJLQJYROWDJHSUHVHQWDWWKHFKDUJLQJXQLW
3URWHFWLRQDJDLQVWUHYHUVDORIWKHFKDUJLQJFXUUHQWVKDOOEHSURYLGHG
9HQWLODWLRQRIVHFRQGDU\EDWWHU\FRPSDUWPHQWV
) RUYHQWLODWLRQRIEDWWHU\FRPSDUWPHQWVVHH,(&
/XPLQDLUHV
*HQHUDO
7KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR IL[HG RU SRUWDEOH OXPLQDLUHV IRU XVH LQ

RIIVKRUHXQLWV,WGRHVQRWDSSO\WREDWWHU\RSHUDWHGWRUFKHV
/XPLQDLUHVVKDOOFRPSO\ZLWKWKHUHTXLUHPHQWVRIUHOHYDQW,(&VWDQGDUGVDQGZLWKWKH

DGGLWLRQDOUHTXLUHPHQWVLQFOXGHGLQWKLVVWDQGDUG
1 27(±7KHPRVWUHOHYDQWVWDQGDUGVDUH,(&,(&,(&,(&DQG,(&
&RQVWUXFWLRQ
7KH FRQVWUXFWLRQ RI OXPLQDLUHV VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI ,(&

DQGZLWKWKHIROORZLQJ
/XPLQDLUHV VKDOO EH VR GHVLJQHG DQG FRQVWUXFWHG WKDW WKH SDVVDJHV IRU WKH LQVXODWHG

FRQGXFWRUV DUH RI DPSOH VL]H DQG DUH IUHH IURP URXJK SURMHFWLRQV VKDUS DQJOHV DQG DEUXSW
EHQGV$OORXWOHWVIRUFDEOHVVKDOOKDYHZHOOURXQGHGHGJHVRUEHVXLWDEO\EXVKHG
/XPLQDLUHVVKDOOEHVRGHVLJQHGDQGWKHLQVXODWHGFRQGXFWRUVLQVWDOOHGLQVXFKDZD\

WKDWWKH\FDQQRWDSSO\VWUHVVWRDQ\WHUPLQDOWRZKLFKWKH\PD\EHFRQQHFWHG
/XPLQDLUHV VKDOO EH VR GHVLJQHG DQG IL[HG WKDW GXVW DQG PRLVWXUH FDQQRW UHDGLO\

DFFXPXODWHRQOLYHSDUWVDQGRQWKHLULQVXODWLRQ
&XUUHQWFDUU\LQJSDUWVRIOXPLQDLUHVVKDOOEHLQVXODWHGIURPWKHIUDPHRUHQFORVXUH
$OO PHWDO SDUWV RI OXPLQDLUHV VKDOO EH HOHFWULFDOO\ FRQQHFWHG WRJHWKHU DQG VKDOO EH

SURYLGHG ZLWK D VXLWDEOH WHUPLQDO IRU HDUWKLQJ )RU H[FHSWLRQV VHH ,(& DQG RI
WKLVSDUW
6XSSRUWV RI OLYH SDUWV LQ ODPSKROGHUV VKDOO EH DW OHDVW RI IODPHUHWDUGDQW PDWHULDO IRU

IOXRUHVFHQWODPSVDQGDWOHDVWRILQFRPEXVWLEOHPDWHULDOIRULQFDQGHVFHQWODPSV
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 43
BS IEC 61892−3:1999

7KHFRQVWUXFWLRQRIOXPLQDLUHVVKDOODVDPLQLPXPKDYHDGHJUHHRISURWHFWLRQRI,3;

DFFRUGLQJWR,(&
,QEDWKURRPVZDVKSODFHVODXQGULHVJDOOH\VDQGRWKHUVLPLODUSODFHVWKRVHSDUWVRID

ODPSKROGHU OLNHO\ WR EH WRXFKHG E\ D SHUVRQ UHSODFLQJ D ODPS VKDOO EH FRQVWUXFWHG RI RU
VKURXGHGLQLQVXODWLQJPDWHULDODQGILWWHGZLWKDSURWHFWLYHVKLHOG
1 27(±7KHXVHRIWRWDOO\HQFORVHGOXPLQDLUHVLVGHVLUDEOH
:KHUHFHQWUHFRQWDFWED\RQHWRU(GLVRQVFUHZODPSKROGHUVDUHXVHGRQVLQJOHSROH

DQG HDUWKHG QHXWUDO V\VWHPV WKH RXWHU RU VFUHZHG FRQWDFW VKDOO EH FRQQHFWHG WR WKH QHXWUDO
FRQGXFWRU
7HPSHUDWXUHDQGWHPSHUDWXUHULVH
/XPLQDLUHV VKDOO EH VR FRQVWUXFWHG DV WR SURYLGH DGHTXDWH GLVVLSDWLRQ RI KHDW IURP

ODPSVEDOODVWVFDSDFLWRUVHWF
7KH WHPSHUDWXUH RI VXUIDFH SDUWV ZKLFK FDQ EH WRXFKHG LQ VHUYLFH VKDOO QRUPDOO\ QRW

H[FHHG&
7KHWHPSHUDWXUHULVHRIWHUPLQDOVIRUFRQQHFWLRQRIVXSSO\FDEOHVVKDOOQRWH[FHHG&
:LUHV XVHG IRU LQWHUQDO FRQQHFWLRQV VKDOO EH RI D WHPSHUDWXUH FODVV ZKLFK

FRUUHVSRQGVWRWKHPD[LPXPWHPSHUDWXUHZLWKLQWKHOXPLQDLUH
1 27( ± 7HPSHUDWXUH ULVH WHVWV VKRXOG EH SHUIRUPHG DW UDWHG YROWDJH DQG IUHTXHQF\ DQG PD[LPXP ODPS UDWLQJ
VKRXOGQRWUHVXOWLQWHPSHUDWXUHVLQH[FHVVRI&DERYHWKHOLPLWVVSHFLILHG
6WDQGDUGW\SHVRIODPSKROGHUV
/DPSKROGHUVVKDOOEHRIWKHW\SHVOLVWHGLQWDEOH
DEOH±6WDQGDUGW\SHVRIODPSKROGHUV
7
' HVLJQDWLRQ 0 D[LPXPODPSUDWLQJ

9 ROWDJH RDGSRZHUFXUUHQW
/
/DPSKROGHUVIRUVFUHZFDSODPSV
( 9
:$

( 9
:$
( 9
:$
( 9
/DPSKROGHUVIRUED\RQHWFDSODPSV
% 9
:$
%G 9
:$
V 9 :$
/DPSKROGHUVIRUWXEXODUIOXRUHVFHQW
ODPSV
9 :
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
*
* 9
:
/DPSKROGHUVIRUOLQHDUWXQJVWHQ
KDORJHQDQGPHWDOKDOLGHODPSV
5V 9
:

)D 9
:

1 27( ± 7KH GHVLJQDWLRQV IRU LWHP DUH JLYHQ DFFRUGLQJ WR ,(& IRU LWHPV DQG
DFFRUGLQJ WR ,(& 7KH YROWDJH DQG FXUUHQW UDWLQJV RI LWHP DUH JLYHQ DFFRUGLQJ WR
,(&WKHSRZHUUDWLQJVRILWHPDQGDFFRUGLQJWR,(&
%6, Policy Group at 303-397-2295.
Page 44
BS IEC 61892−3:1999

/DPSKROGHUVRIW\SH(VKDOOEHSURYLGHGZLWKHIIHFWLYHPHDQVIRUORFNLQJWKHODPSLQ

WKHKROGHU
([SRVXUHWRPHFKDQLFDOGDPDJH
XPLQDLUHVOLNHO\WREHH[SRVHGWRPRUHWKDQWKHRUGLQDU\ULVNRIPHFKDQLFDOGDPDJHVKDOOEH
/
SURWHFWHGDJDLQVWVXFKGDPDJHRUEHRIVSHFLDOO\UREXVWFRQVWUXFWLRQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
'LVFKDUJHODPSOXPLQDLUHVRSHUDWLQJDWYROWDJHVEHORZ9
, Q GLVFKDUJH ODPS LQVWDOODWLRQV RSHUDWLQJ DW YROWDJHV EHORZ 9 DOO LQGHSHQGHQW EDOODVWV
FDSDFLWRUV DQG RWKHU DX[LOLDULHV PRXQWHG VHSDUDWHO\ IURP WKH OXPLQDLUH VKDOO EH HQFORVHG LQ
DQHDUWKHGPHWDOFDVLQJ
YHU\ FDSDFLWRU RI P) RU PRUH VKDOO EH SURYLGHG ZLWK PHDQV IRU UHGXFLQJ WKH YROWDJH RI
(
WKHFDSDFLWRUWROHVVWKDQ9ZLWKLQPLQDIWHUGLVFRQQHFWLRQIURPWKHVXSSO\VRXUFH
'LVFKDUJHODPSOXPLQDLUHVRSHUDWLQJDWYROWDJHVDERYH9
*HQHUDO
LVFKDUJH ODPSV RSHUDWLQJ DW YROWDJHV DERYH 9 VKDOO EH XVHG RQO\ LQ IL[HG OXPLQDLUHV
'
'LVFKDUJH ODPS LQVWDOODWLRQV VKDOO ZKHUH SUDFWLFDEOH EH SURYLGHG ZLWK GXUDEOH DQG VXLWDEOH
QRWLFHVEHDULQJWKHIROORZLQJLQVFULSWLRQ
&RQVWUXFWLRQRIODPSVDQGODPSKROGHUV
DSV DQG ODPSKROGHUV IRU GLVFKDUJH ODPSV VKDOO EH RI UREXVW FRQVWUXFWLRQ LQ IXQFWLRQ RI WKH
&
YROWDJHHPSOR\HG
3URWHFWLRQRIOLYHSDUWV
OO OLYH SDUWV RI GLVFKDUJH ODPS OXPLQDLUHV VKDOO EH VR GHVLJQHG SODFHG DQG LQVWDOOHG WKDW
$
WKH\FDQQRWEHWRXFKHGDFFLGHQWDOO\RULQDGYHUWHQWO\
7 KHFUHHSDJHGLVWDQFHDORQJWKHVXUIDFHRIWKHJODVVWXEHVKDOOEHWDNHQLQWRFRQVLGHUDWLRQ
7UDQVIRUPHUV
UDQVIRUPHUV IRU GLVFKDUJH ODPSV VKDOO KDYH WKHLU SULPDU\ DQG VHFRQGDU\ ZLQGLQJV
7
HOHFWULFDOO\VHSDUDWHGDQGVKDOOQRWFRQWDLQIODPPDEOHOLTXLG
UDQVIRUPHUV VKDOO EH SODFHG ZLWKLQ WKH GLVFKDUJH ODPS OXPLQDLUH RU ORFDWHG DV FORVHO\ DV
7
SRVVLEOHWRWKHOXPLQDLUHLQVWDOODWLRQ
Policy Group at 303-397-2295. %6,
Page 45
BS IEC 61892−3:1999

6HDUFKOLJKWVDQGDUFODPSV
OOSDUWVRIVHDUFKOLJKWVRUDUFODPSVWREHKDQGOHGIRUWKHLURSHUDWLRQRUDGMXVWPHQWZKLOHLQ
$
XVHVKDOOEHVRDUUDQJHGWKDWWKHUHLVQRULVNRIVKRFNWRWKHRSHUDWRU
LVFRQQHFWLRQ RI HYHU\ VHDUFKOLJKW RU DUF ODPS VKDOO EH E\ D PXOWLSROH DOO SROHV
'
GLVFRQQHFWLQJVZLWFK
, I D VHULHV UHVLVWRU LV XVHG ZLWK DQ DUF ODPS WKH GLVFRQQHFWLQJ VZLWFK VKDOO EH VR SODFHG LQ
WKH VXSSO\ FLUFXLW WKDW ERWK WKH VHULHV UHVLVWRU DQG WKH DUF ODPS DUH GLVFRQQHFWHG ZKHQ WKH
VZLWFKLVLQWKHRIISRVLWLRQ
3RUWDEOHOXPLQDLUHV
&RQVWUXFWLRQ
RUWDEOHOXPLQDLUHVVKDOOEHVRFRQVWUXFWHGDQGDUUDQJHGWKDWWKHUHLVQRULVNRIVKRFNWRWKH
3
RSHUDWRULQDFFRUGDQFHZLWKRQHRIWKHPHWKRGVJLYHQEHORZ
6XSSO\IURPDQLVRODWLQJWUDQVIRUPHUVXSSO\LQJRQHOXPLQDLUHRQO\
6XSSO\DWH[WUDORZYROWDJH
'RXEOHRUUHLQIRUFHGLQVXODWLRQ
(DUWKLQJE\PHDQVRIDQHDUWKFRQWLQXLW\FRQGXFWRU
6XVSHQVLRQ
RUWDEOH OXPLQDLUHV LQWHQGHG WR EH XVHG RQ GHFNV LQ KROGV HQJLQH URRPV DQG RWKHU VLPLODU
3
VSDFHV VKDOO EH SURYLGHG ZLWK D KRRN RU ULQJ E\ ZKLFK WKH OXPLQDLUH FDQ EH VXVSHQGHG WR
DYRLGVWUHVVRQWKHVXSSO\FDEOH
0DUNLQJ
( PHUJHQF\OLJKWVVKDOOEHPDUNHGIRUHDV\LGHQWLILFDWLRQ
+HDWLQJDQGFRRNLQJDSSOLDQFHV
*HQHUDO
KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR KHDWLQJ DQG FRRNLQJ DSSOLDQFHV IRU XVH LQ
7
RIIVKRUHXQLWV
*HQHUDOUHTXLUHPHQWV
+HDWLQJHOHPHQWV
KH KHDWLQJ HOHPHQWV VKDOO EH RI PDWHULDOV ZKLFK DUH UHVLVWDQW WR WKH KLJKHVW WHPSHUDWXUH
7
ZKLFK WKH\ DWWDLQ LQ QRUPDO VHUYLFH DQG VKDOO EH VR DUUDQJHG WKDW WKH\ FDQ EH UHDGLO\
UHSODFHG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 46
BS IEC 61892−3:1999

,QWHUQDOFRQQHFWLRQV
(OHFWULFDOFRQQHFWLRQVEHWZHHQKHDWLQJHOHPHQWVVKDOOEHHIIHFWHGHLWKHUE\MRLQLQJ

SDUWV RI WKH HOHPHQWV WKHPVHOYHV RU E\ D FRQVWUXFWLRQ VXFK WKDW WKH WHUPLQDOV DQG WKH
FRQQHFWLQJ FRQGXFWRU ZLOO QRW GHWHULRUDWH DW WKH PD[LPXP WHPSHUDWXUH WR ZKLFK WKH\ PD\ EH
VXEMHFWHG
7KH FRQQHFWLRQV EHWZHHQ KHDWLQJ HOHPHQWV DQG WKH VZLWFKHV DQG WR WKH VXSSO\

FDEOHV VKDOO EH FDUULHG RXW ZLWK WKH DLG RI VXLWDEOH WHUPLQDOV 7KH FRQQHFWLRQV VKDOO EH VXFK
WKDW WKH WHUPLQDOV DQG VZLWFKHV DUH QRW LQFUHDVHG LQ WHPSHUDWXUH DERYH WKDW IRU ZKLFK WKH\
DUH GHVLJQHG $W DPELHQW WHPSHUDWXUHV WKDW DUH LQ DFFRUGDQFH ZLWK ,(& WKH
WHPSHUDWXUH RI WKH WHUPLQDOV IRU WKH VXSSO\ FDEOHV LQFOXGLQJ WKH LQWHUQDO HDUWKLQJ PD\
H[FHHG&7KHVHWHUPLQDOVVKDOOEHFOHDUO\ODEHOOHG
&RQQHFWLRQV EHWZHHQ KHDWLQJ HOHPHQWV DQG EHWZHHQ KHDWLQJ HOHPHQWV DQG

WHUPLQDOV WR ZKLFK LQVXODWHG FDEOHV PD\ EH FRQQHFWHG XQOHVV WKH\ DUH VHOIVXSSRUWLQJ RU
ULJLGO\IL[HGLQSRVLWLRQVKDOOEHFRQWLQXRXVO\LQVXODWHGZLWKVXLWDEOHLQFRPEXVWLEOHPDWHULDO
%DUH FRQQHFWLRQV VKDOO EH PDGH RI FRUURVLRQUHVLVWDQW PDWHULDO VKDOO EH VXLWDEOH

IRU WKH WHPSHUDWXUH LQYROYHG DQG EH VHOIVXSSRUWLQJ 6XSSRUWV RI EDUH FRQQHFWLRQV VKDOO
FRPSO\ZLWK
&HUDPLFEHDGVVKDOOEHXVHGRQO\ZKHQWKHFRQQHFWLRQVDUHVRIL[HGRUVXSSRUWHG

WKDWWKH\FDQQRWFKDQJHWKHLUSRVLWLRQDQGWKHEHDGVFDQQRWEHGDPDJHGLQQRUPDOXVH
6XSSRUWVRIOLYHSDUWV
OO OLYH SDUWV VXEMHFWHG WR KHDW EH WKH\ KHDWLQJ HOHPHQWV EDUH FRQQHFWLRQV RU WHUPLQDOV
$
VKDOOEHFDUULHGRQLQFRPEXVWLEOHPDWHULDOZKLFKLVPRLVWXUHUHVLVWDQWRUHIIHFWLYHO\SURWHFWHG
DJDLQVWWKHSHQHWUDWLRQRIPRLVWXUH
*XDUGLQJRIOLYHSDUWV
HDWLQJ HOHPHQWV VKDOO EH VXLWDEO\ JXDUGHG 7KH JXDUGV VKDOO EH RI UREXVW FRQVWUXFWLRQ DQG
+
VR ILWWHG WKDW WKH\ FDQQRW EH EURXJKW LQWR FRQWDFW ZLWK DQ\ FXUUHQWFDUU\LQJ SDUW ZKHQ LQ
VHUYLFH 7KH RSHQLQJV RI WKH SURWHFWLQJ JXDUG VKDOO EH VXIILFLHQWO\ QDUURZ WR SUHYHQW WKH
KHDWLQJ HOHPHQWV IURP EHLQJ WRXFKHG RU VKRUWFLUFXLWHG ZKHQ WKH VWDQGDUG WHVW ILQJHU LV
DSSOLHG /LYH SDUWV RI FRRNLQJ DSSOLDQFHV VKDOO EH VR SURWHFWHG WKDW WKH FRRNLQJ XWHQVLOV
FDQQRW EH EURXJKW LQWR FRQWDFW ZLWK WKHP 6SLOOLQJ RU RYHUIORZLQJ RI OLTXLG RU IRRG VKDOO QRW
FDXVHVKRUWFLUFXLWVRULQVXODWLRQIDLOXUHV
BBBBBBBB

--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6,
Page 47
BS IEC 61892−3:1999
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
7HPSHUDWXUHOLPLWVRIH[SRVHGSDUWV
OHFWULF KHDWLQJ DQG FRRNLQJ DSSOLDQFHV VKDOO EH VR FRQVWUXFWHG WKDW SDUWV ZKLFK DUH
(
QHFHVVDULO\ KDQGOHG LQ XVH FDQQRW EHFRPH KHDWHG WR D WHPSHUDWXUH H[FHHGLQJ WKH YDOXHV
JLYHQLQWDEOH
DEOH±7HPSHUDWXUHOLPLWVRIH[SRVHGSDUWV
7
+ DQGOHVJULSVDQGWKHOLNH 0 D[LPXPWHPSHUDWXUH
PDGHRI GXULQJQRUPDOXVHKHOGLQWKHKDQG
&
RUORQJSHULRGV
) ) RUVKRUWSHULRGV
0 HWDO
3 RUFHODLQDQGYLWUHRXVPDWHULDO
PRXOGHGPDWHULDOUXEEHURUZRRG

)RUDPELHQWWHPSHUDWXUHVHH,(&
LJKHU WHPSHUDWXUHV PD\ EH DFFHSWDEOH IRU SDUWV ZKLFK QRUPDOO\ ZLOO QRW EH KDQGOHG ZLWK
+
XQSURWHFWHGKDQGVVXFKDVKDQGOHVRIGUDZHUVIRUVSLOOHGOLTXLGLQFRRNLQJUDQJHV
&RQWURORIKHDWLQJDQGFRRNLQJDSSOLDQFHV
RQWURO VZLWFKHV ZKHQ LQ WKH RII SRVLWLRQ VKDOO LVRODWH WKH KHDWLQJ HOHPHQWV LQ DOO QRQ
&
HDUWKHGSROHV
3RVLWLRQRIFRQWUROOHU
7KH SRVLWLRQ RI IXVHV VZLWFKHV DQG RWKHU FRQWURO HOHPHQWV ILWWHG LQ RU QHDU WKH
DSSOLDQFHV VKDOO EH VXFK WKDW WKH\ ZLOO QRW EH VXEMHFW WR WHPSHUDWXUHV DERYH WKRVH IRU ZKLFK
WKH\DUHGHVLJQHGDQGZLOOEHDFFHVVLEOHIRULQVSHFWLRQIRUH[DPSOHWKURXJKVHSDUDWHFRYHUV
$PHDQVE\ZKLFKSRZHUWRWKHJDOOH\FDQEHFXWRIILQWKHHYHQWRIDILUHVKDOOEH

ILWWHGRXWVLGHWKHJDOOH\H[LWVLQSRVLWLRQVQRWOLNHO\WREHPDGHLQDFFHVVLEOHE\VXFKDILUH
(DUWKLQJ
SSOLDQFHV ZKHWKHU SRUWDEOH RU IL[HG VKDOO EH SURYLGHG ZLWK VXLWDEOH WHUPLQDOV IRU HDUWKLQJ
$
WKHPHWDOOLFIUDPHZRUNVXFKWHUPLQDOVVKDOOEHHIIHFWLYHO\FRQQHFWHGWRHDUWK
5DWLQJSODWHV
SSOLDQFHV VKDOO EH FOHDUO\ DQG LQGHOLEO\ PDUNHG DW OHDVW ZLWK WKH PDQXIDFWXUHU
V QDPH DQG
$
DGGUHVV DQG W\SH GHVLJQDWLRQ UDWHG YROWDJHV UDWHG LQSXW DQG ZKHUH QHFHVVDU\ ZLWK WKH
QDWXUHRIVXSSO\DQGIUHTXHQF\
BBBBBBBB

%6, Policy Group at 303-397-2295.
Page 48
BS IEC 61892−3:1999

,QVXODWLRQWHVWV
$SSOLDQFHV LQFOXGLQJ WKHLU FRQWURO HTXLSPHQW VKDOO EH WHVWHG ZKHQ FROG E\ WKH

PDQXIDFWXUHUV DQG VKDOO EH DEOH WR ZLWKVWDQG WKH DSSOLFDWLRQ RI DQ DF YROWDJH RI 9
SOXVWZLFHWKHUDWHGYROWDJHZLWKDPLQLPXPRI9DWDIUHTXHQF\RI+]WR+]IRU
PLQEHWZHHQDOOFXUUHQWFDUU\LQJSDUWVDQGWKHPHWDOOLFIUDPH
)RU SRUWDEOH DSSOLDQFHV WKH OHDNDJH FXUUHQW VKDOO QRW H[FHHG P$ DQG IRU

VWDWLRQDU\ DSSOLDQFHV P$ RU P$ SHU N: UDWHG LQSXW ZKLFKHYHU LV WKH ODUJHU IRU HDFK
KHDWLQJHOHPHQWZKLFKFDQEHVZLWFKHGRIIVHSDUDWHO\
([FHVVWHPSHUDWXUHSURWHFWLRQ±7KHUPDOFXWRXWV
+HDWLQJ DSSDUDWXV LV WR EH SURYLGHG ZLWK D GHYLFH ZKLFK ZLOO VZLWFK RII WKH

DSSDUDWXV EHIRUH GDQJHURXV WHPSHUDWXUHV RFFXU XQOHVV WKH DSSDUDWXV LV VSHFLDOO\ DSSURYHG
ZLWKRXW VXFK D GHYLFH 7KH FXWRXW GHYLFH LV WR EH IUHHWULSSLQJ DQG PDQXDOUHVHWWLQJ :KHQ
WKHUPRVWDWV DUH SURYLGHG LQ DGGLWLRQ WR WKH H[FHVV WHPSHUDWXUH SURWHFWLRQ WKHVH VKDOO
RSHUDWH LQGHSHQGHQWO\ $ IDXOW LQ RQH RI WKHP RU LQ LWV VXSSO\ FRQQHFWLRQ VKDOO QRW SXW WKH
RWKHURXWRIRSHUDWLRQ
*DOOH\HTXLSPHQWZKLFKPD\JLYHULVHWRRYHUKHDWLQJDQGILUHVKDOOEHILWWHGZLWK

WKHUPDOSURWHFWLRQGHYLFHVWRLQWHUUXSWWKHVXSSO\LQWKHHYHQWRIRYHUKHDWLQJ
6SHFLDOUHTXLUHPHQWVIRUJDOOH\DSSOLDQFHV
(QFORVXUHVRIKHDWLQJDQGFRRNLQJJDOOH\DSSOLDQFHV
RRNLQJDQGKHDWLQJDSSOLDQFHVDQGWKHLUFRQWUROHTXLSPHQWILWWHGLQJDOOH\VSDFHVVKDOOKDYH
&
D GHJUHH RI SURWHFWLRQ RI DW OHDVW ,3 DFFRUGLQJ WR ,(& (QFORVXUHV VKDOO EH
FRUURVLRQUHVLVWDQWDQGSURYLGHGZLWKRQHRUPRUHGUDLQKROHV
(OHFWULFVHSDUDWLRQRIFRPELQHGKHDWLQJDQGFRRNLQJDSSOLDQFHV
RPELQHGKHDWLQJDQGFRRNLQJDSSOLDQFHVVKDOOEHRIVXFKFRQVWUXFWLRQWKDWWKHOLYHSDUWVRI
&
WKH GLIIHUHQW VHFWLRQV DUH PHFKDQLFDOO\ VHSDUDWHG DQG WKDW ZKHQ UHSODFLQJ FRPSRQHQWV RQ
RQHVHFWLRQQROLYHSDUWVRIWKHRWKHUVHFWLRQFDQEHWRXFKHG
6WDELOLW\
RUWDEOH FRRNLQJ DSSOLDQFHV VKDOO EH VKDSH DQG ZHLJKW SUHYHQWLQJ WKHP IURP EHLQJ HDVLO\
3
RYHUWXUQHG
6SHFLDOUHTXLUHPHQWVIRUVSDFHKHDWLQJDSSOLDQFHV
7\SHVRIVSDFHKHDWLQJDSSOLDQFHV
SDFH KHDWHUV VKDOO EH RI WKH FRQYHFWRU W\SH DQG RI WKH SHUPDQHQWO\ IL[HG W\SH KRZHYHU
6
KHDWHUVZLWKDYLVLEOHHOHPHQWPD\EHXVHGSURYLGHGWKH\DUHGHVLJQHGDQGLQVWDOOHGLQVXFK
DPDQQHUDVWRHOLPLQDWHWKHULVNRIILUH
&RQVWUXFWLRQRIVSDFHKHDWLQJDSSOLDQFHV
SDFH KHDWHUV VKDOO EH GXUDEOH DQG DOO SDUWV VKDOO EH RI VWURQJ FRQVWUXFWLRQ $OO VFUHZV DQG
6
QXWVVKDOOEHHIIHFWLYHO\ORFNHG
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 49
BS IEC 61892−3:1999

6KLHOGLQJ
SDFH KHDWHUV VKDOO KDYH DQ LQFOLQHG WRSSODWH ZKLFK ILWV FORVHO\ DJDLQVW D EXONKHDG RU D
6
FRUUHVSRQGLQJ VKLHOG DQG VKDOO EH VR GHVLJQHG DQG SURWHFWHG WKDW FRPEXVWLEOH DUWLFOHV
FORWKHVDQGVLPLODUDUHSUHYHQWHGIURPFRPLQJLQWRFRQWDFW6KLHOGVDQGRWKHUSURWHFWLRQVKDOO
EHGHVLJQHGDQGORFDWHGVRWKDWDGMDFHQWEXONKHDGVHWFDUHQRWKHDWHGH[FHVVLYHO\
7UDFHDQGVXUIDFHKHDWLQJ
*HQHUDO
KHSURYLVLRQVRIWKLVFODXVHDUHDSSOLFDEOHWRHOHFWULFDOWUDFHDQGVXUIDFHKHDWLQJHTXLSPHQW
7
RQRIIVKRUHXQLWV
27(±)RUVDIHW\UHTXLUHPHQWVLQHOHFWURKHDWLQVWDOODWLRQVVHH,(&
1
27(±)RULQVWDOODWLRQUHTXLUHPHQWVVHH,(&
1
&RQVWUXFWLRQ
UDFH RU VXUIDFH KHDWLQJ V\VWHPV VKDOO EH FRQVWUXFWHG LQ DFFRUGDQFH ZLWK D VWDQGDUG
7
DFFHSWDEOHWRWKHDSSURSULDWHDXWKRULW\
3URWHFWLRQ
7UDFHDQGVXUIDFHKHDWLQJV\VWHPVVKDOOEHVXSSOLHGIURPVHSDUDWHFLUFXLWVQRWUDWHGDERYH$
1 27(±)RUWKHVHOIOLPLWLQJW\SHWKHGHVLJQPXVWWDNHLQWRDFFRXQWWKHVWDUWXSFXUUHQWFROGLQUXVKFXUUHQWIURP
PLQLPXPVZLWFKRQWHPSHUDWXUH
3URWHFWLRQDJDLQVWPHFKDQLFDOGDPDJH
,Q VLWXDWLRQV ZKHUH WKH WUDFH KHDWLQJ FDEOH RU WKH VXUIDFH KHDWLQJ XQLW LV OLDEOH WR

PHFKDQLFDOGDPDJHWKH\VKDOOEHSURYLGHGZLWKVXLWDEOHSURWHFWLRQ
1RWLFHV DUH WR EH SURYLGHG LQGLFDWLQJ WKH ORFDWLRQ RI FDEOHV RU WDSHV DQG ZDUQLQJ

SHUVRQQHOQRWWRVWDQGRQWUDFHGSLSHVHWF
,QVWDOODWLRQLQKD]DUGRXVDUHDV
UDFHDQGVXUIDFHKHDWLQJV\VWHPVLQWHQGHGIRUKD]DUGRXVDUHDVVKDOOEHLQDFFRUGDQFHZLWK
7
DVWDQGDUGDFFHSWDEOHWRWKHDSSURSULDWHDXWKRULW\
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
&RPPXQLFDWLRQ
*HQHUDO
7 KHSURYLVLRQVRIWKLVFODXVHDUHUHODWHGWR
HTXLSPHQW IRU UDGLR FRPPXQLFDWLRQ DQG QDYLJDWLRQ HLWKHU E\ DWPRVSKHULF SDWK RU YLD
VDWHOOLWH
DXWRPDWLFSLORWVKHOPLQGLFDWRUVWHOHJUDSKVFORFNVHWFZKHUHDSSOLFDEOH
PDQXDODQGDXWRPDWLFDODUPVIRUSHUVRQQHODQGSXEOLFDGGUHVVDQGRUFDOOV\VWHPV
WHOHSKRQHWHOH[WHOHID[DQGFORVHGFLUFXLWWHOHYLVLRQV\VWHPV
%6, Policy Group at 303-397-2295.
Page 50
BS IEC 61892−3:1999

6DIHW\UHTXLUHPHQWV
OHFWURQLF HTXLSPHQW VKDOO FRPSO\ ZLWK WKH VDIHW\ UHTXLUHPHQWV RI ,(& ZKHUH
(
DSSOLFDEOH
2WKHUUHTXLUHPHQWV
TXLSPHQW VKDOO FRPSO\ ZLWK WKH SHUIRUPDQFH VWDQGDUGV UHTXLUHG E\ WKH ,QWHUQDWLRQDO
(
&RQYHQWLRQIRUWKH6DIHW\RIOLIHDW6HD62/$6DQGWKH1DWLRQDO$XWKRULW\ZKHQDSSOLFDEOH
DQG VKDOO FRPSO\ ZLWK WKH UHTXLUHPHQWV RI WKH ,QWHUQDWLRQDO 6SHFLDO &RPPLWWHH RQ 5DGLR
,QWHUIHUHQFH&,635ZLWKUHJDUGWROHYHOVRIFRQGXFWHGDQGUDGLDWHGLQWHUIHUHQFH
6DIHW\DQGPDLQWHQDQFH
$OO LWHPV RI HTXLSPHQW DFFHVVRULHV DQG FDEOHV VKDOO EH RI UREXVW GHVLJQ DQG VR

LQVWDOOHGDVWRLQVXUHDQDPSOHPDUJLQRIVDIHW\DQGUHOLDELOLW\LQRSHUDWLRQXQGHUERWKQRUPDO
DQGIDXOWFRQGLWLRQV
(TXLSPHQW ZKLFK RSHUDWHV XQGHU DXWRPDWLF RU UHPRWH FRQWURO VKDOO GR VR ZLWKRXW

GDQJHUWRSHUVRQQHOZKRPD\EHLQFORVHSUR[LPLW\
$VDPLQLPXPZDUQLQJQRWLFHVVKDOOEHSURYLGHGLQHTXLSPHQWDUHDVZKHUHWKHUHLV

D GDQJHU IURP VKRFN UDGLRIUHTXHQF\ EXUQV DQG RWKHU LQMXULHV IURP UDGLDWLRQ LQFOXGLQJ ;
UD\V
GHTXDWH PHDQV RI LVRODWLRQ VKDOO EH SURYLGHG SUHIHUDEO\ LQWHUORFNHG WR SUHYHQW DFFLGHQWDO
$
VKRFNRUH[SRVXUHWRUDGLDWLRQGXULQJPDLQWHQDQFH
&RPPXQDODQWHQQDVIRUEURDGFDVWUHFHSWLRQVKDOOKDYHIDFLOLWLHVIRULVRODWLRQPXWLQJ

DQGRUSURWHFWLRQ
0HDQVVKDOOEHSURYLGHGIRUWKHGLVFKDUJLQJWRHDUWKRIDQ\OLJKWQLQJHQHUJ\WKDWPD\

EHLQGXFHGLQUDGLRDQGQDYLJDWLRQDOHTXLSPHQWDQWHQQDV&RQVLGHUDWLRQVKDOOEHJLYHQWRWKH
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
LQVWDOODWLRQRIWUDQVLHQWSURWHFWLYHGHYLFHVVXFKDVVSDUNJDSVRUVXUJHGLYHUWHUV
&RPPXQLFDWLRQVHTXLSPHQWUHTXLUHGWRRSHUDWHLQWKHHYHQWRISRZHUIDLOXUHVKDOOEH

SURYLGHGZLWKDQDOWHUQDWLYHSRZHUVXSSO\LQGHSHQGHQWRIWKHSULPDU\VXSSO\
8QGHUZDWHUV\VWHPVDQGDSSOLDQFHV
*HQHUDO
KH SURYLVLRQV RI WKLV FODXVH DUH DSSOLFDEOH WR HOHFWULFDO LQVWDOODWLRQV IRU XVH XQGHU ZDWHU
7
ZKLFKDUHFRQQHFWHGWRRURSHUDWHGIURPDQRIIVKRUHVXUIDFHXQLW
)L[HGGLYLQJV\VWHPV
OHFWULFDO LQVWDOODWLRQV IRU IL[HG GLYLQJ V\VWHPV VKDOO EH LQ DFFRUGDQFH ZLWK WKH &RGH RI
(
6DIHW\ IRU 'LYLQJ 6\VWHPV SXEOLVKHG E\ WKH ,QWHUQDWLRQDO 0DULWLPH 2UJDQL]DWLRQ ,02
/RQGRQ$Q\QDWLRQDOUHTXLUHPHQWVVKDOODSSO\
1 27(±'HVLJQRIHOHFWULFDOLQVWDOODWLRQVDQGHOHFWULFDOHTXLSPHQWLVQRUPDOO\FRQVLGHUHGWREHLQDFFRUGDQFHZLWK
WKH DERYH ,02 UHTXLUHPHQWV LI WKH GHVLJQ LV LQ DFFRUGDQFH ZLWK WKH &RGH RI 3UDFWLFH IRU WKH 6DIH 8VH RI
(OHFWULFLW\8QGHU:DWHUSXEOLVKHGE\WKH$VVRFLDWLRQRI2IIVKRUH'LYLQJ&RQWUDFWRUV/RQGRQ6HSW
Policy Group at 303-397-2295. %6,
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Page 51
BS IEC 61892−3:1999

7HPSRUDU\GLYLQJV\VWHPV
OHFWULFDO LQVWDOODWLRQV IRU WHPSRUDU\ V\VWHPV IRU XVH GXULQJ GLYLQJ RSHUDWLRQV QRW EHORQJLQJ
(
WR WKH SHUPDQHQW LQVWDOODWLRQ DV D SDUW RI WKH YHVVHORIIVKRUH XQLW VKDOO FRPSO\ ZLWK
UHTXLUHPHQWVDVVWLSXODWHGIRUWKHSHUPDQHQWLQVWDOODWLRQ
27(±6XFKWHPSRUDU\HTXLSPHQWFRXOGEHDVXUIDFHGLYLQJVWDWLRQD5HPRWH2SHUDWHG9HKLFOH529HWF
1
27(±)RU GHILQLWLRQV RI WKH WHUPV IL[HG GLYLQJ V\VWHPV DQG WHPSRUDU\ GLYLQJ V\VWHPV VHH WKH &RGH RI
1
6DIHW\IRU'LYLQJ6\VWHPVSXEOLVKHGE\WKH,02
&RQWURODQGLQVWUXPHQWDWLRQ
*HQHUDO
KHSURYLVLRQVRIWKLVFODXVHDUHDSSOLFDEOHWRHOHFWULFDOHOHFWURQLFDQGSURJUDPPDEOHHTXLSPHQW
7
LQWHQGHGIRUFRQWUROPRQLWRULQJDODUPDQGSURWHFWLRQV\VWHPVIRUXVHLQRIIVKRUHXQLWV
1 27(±,IFRQWURO DQG LQVWUXPHQWDWLRQ DVSHFWV RI FORVXUHV LQ ZDWHUWLJKW EXONKHDGV RU VKHOO SODWLQJ ELOJH
SXPSLQJ ILUH SURWHFWLRQ ILUH H[WLQFWLRQ DUH FDUULHG RXW E\ HOHFWULFDO PHWKRGV DWWHQWLRQ LV GUDZQ WR DGGLWLRQDO
UHTXLUHPHQWVLQ62/$6&KDSWHU,,5HJXODWLRQVDQG&KDSWHU,,
1 27(±)RUVSHFLILFLQVWDOODWLRQVJXLGDQFHPD\EHIRXQGLQ,(&ZKHUHDSSOLFDEOH
*HQHUDOUHTXLUHPHQWV
2SHUDWLRQ
2 SHUDWLRQRIWKHFRQWUROHTXLSPHQWVKDOOEHVLPSOHWRSHUIRUP
5HOLDELOLW\
DFK FRPSRQHQW RU V\VWHP VKDOO SRVVHVV D GHJUHH RI UHOLDELOLW\ LQ DFFRUGDQFH ZLWK WKH
(
LPSRUWDQFHRIWKHFRQWUROV\VWHPRIZKLFKLWIRUPVSDUW
6WDELOLW\
DFK DXWRPDWLF FRQWURO V\VWHP WRJHWKHU ZLWK LWV FRQWUROOHG SURFHVV VKDOO EH VWDEOH
(
WKURXJKRXWLWVUDQJHRIRSHUDWLRQ
5HSHDWDELOLW\DQGDFFXUDF\
KH UHSHDWDELOLW\ DQG DFFXUDF\ RI LQVWUXPHQWV DQG FRQWURO HTXLSPHQW VKDOO EH DGHTXDWH IRU
7
WKHLU SURSRVHG XVH DQG VKDOO EH PDLQWDLQHG DW WKHLU VSHFLILHG YDOXH GXULQJ WKHLU H[SHFWHG
OLIHWLPHDQGQRUPDOXVH
6HJUHJDWLRQ
URWHFWLRQ VDIHW\ V\VWHPV VKDOO EH DV IDU DV SRVVLEOH FRQWLQXRXVO\ DYDLODEOH DQG IXOO\
3
LQGHSHQGHQWIURPRWKHUFRQWURODQGDODUPV\VWHPV
(QYLURQPHQWDODQGVXSSO\FRQGLWLRQVDQGWHVWLQJ
*HQHUDOFRQGLWLRQV
) RUJHQHUDOHQYLURQPHQWDOFRQGLWLRQVVHH,(&
BBBBBBBB
%6, Policy Group at 303-397-2295.
Page 52
BS IEC 61892−3:1999

) RUHOHFWULFDQGHOHFWURPDJQHWLFFRPSDWLELOLW\VHHDQG
, Q YLHZ RI WKH VSHFLDO W\SH RI FRPSRQHQWV HWF XVHG LQ FRQWURO HTXLSPHQW VRPH GHVLJQ
SDUDPHWHU VHYHULWLHV KDYH EHHQ HVWDEOLVKHG IRU FHUWDLQ HQYLURQPHQWDO IDFWRUV DQG DUH VWDWHG
LQ WR $OO FRQWURO HTXLSPHQW VKDOO RSHUDWH VDWLVIDFWRULO\ ZLWKLQ WKH GHVFULEHG
OLPLWVXQGHUWKRVHHQYLURQPHQWDOFRQGLWLRQV
$PELHQWDLUWHPSHUDWXUHV
RUPRELOHXQLWVLQJHQHUDOWKHKLJKDPELHQWDLUWHPSHUDWXUHVKDOOEHWDNHQDV&DQGWKH
)
ORZ DPELHQW WHPSHUDWXUH DV & H[FHSW LQ QRQZHDWKHUSURWHFWHG ORFDWLRQV IRU H[DPSOH
RQRSHQGHFNZKHUHWKHORZWHPSHUDWXUHVKDOOEHWDNHQDV±&
1 27(±)RUPRELOHXQLWVZKLFKDUHOLPLWHGWRFHUWDLQDUHDVRIRSHUDWLRQZKHUHWHPSHUDWXUHUDQJHUHTXLUHPHQWVDUH
OHVVWKDQVWDWHGWKHDERYHDOWHUQDWLYHYDOXHVPD\EHDJUHHGZLWKWKHDSSURSULDWHDXWKRULW\
KLV UDQJH RI WHPSHUDWXUHV PD\ EH UHGXFHG ZKHUH HTXLSPHQW LV ORFDWHG LQ D FRQWUROOHG
7
HQYLURQPHQWSURYLGHGZLWKDQDODUPIRUDEQRUPDOFRQGLWLRQVDQGZKHQDOWHUQDWLYHPHDQVDUH
SURYLGHG WR PDLQWDLQ WKH UHTXLUHG HQYLURQPHQW LQ WKH HYHQW RI D IDLOXUH RI WKH QRUPDO DLU
FRQGLWLRQLQJ
) RUIL[HGXQLWVVHH,(&
KHUHH[WUHPHDPELHQWWHPSHUDWXUHVDUHH[SHFWHGWRH[LVWIRUH[DPSOHLQSRVLWLRQVGLUHFWO\
:
DGMDFHQWWRHQJLQHVERLOHUVHWFRUH[SRVHGWRUDGLDWLRQIURPWKHVXQVSHFLDOFRQVLGHUDWLRQ
VKDOOEHJLYHQ:KHQHTXLSPHQWLVORFDWHGLQSDQHOVRUFXELFOHVFRQVLGHUDWLRQVKDOOEHJLYHQ
WR WKH WHPSHUDWXUH ULVH LQVLGH WKRVH SDQHOV GXH WR WKH GLVVLSDWLRQ RI KHDW IURP LWV RZQ
FRPSRQHQWV
+XPLGLW\
KH UHODWLYH KXPLGLW\ VKDOO EH WDNHQ DV DW WHPSHUDWXUHV XS WR & DQG DW DOO
7
KLJKHUWHPSHUDWXUHV
0HFKDQLFDOFRQGLWLRQV
9LEUDWLRQ
*HQHUDO
KH VWDWLRQDU\ VLQXVRLGDO YLEUDWLRQ VKDOO EH WDNHQ DV KDYLQJ WKH IROORZLQJ SDUDPHWHUV DQG
7
VHYHULWLHV
± GLVSODFHPHQWDPSOLWXGHRIPPLQWKHIUHTXHQF\UDQJH+]WR+]
± DFFHOHUDWLRQDPSOLWXGHRIPVðLQWKHIUHTXHQF\UDQJH+]WR+]
, I WKH QDWXUDO IUHTXHQFLHV RI HTXLSPHQW VXVSHQVLRQ DQG VXSSRUWV LQFOXGLQJ LQGLYLGXDO SDUWV
FDQQRW EH NHSW RXWVLGH WKH VSHFLILHG UDQJH E\ FRQVWUXFWLRQDO GHVLJQ PHWKRGV YLEUDWLRQ VKDOO
EHGDPSHGWRDVXLWDEOHYDOXHLIPDOIXQFWLRQLVWREHH[SHFWHG
9LEUDWLRQDWVSHFLDOORFDWLRQV
W VSHFLDO ORFDWLRQV IRU H[DPSOH GLUHFWO\ RQ DOO HQJLQHV GLHVHO HQJLQH H[KDXVW V\VWHPV
$
GLHVHO JHQHUDWRU VHWV FRPSUHVVRUV DQG LQ VWHHULQJJHDU URRPV WKH VWDWLRQDU\ VLQXVRLGDO
YLEUDWLRQVKDOOEHWDNHQDVKDYLQJWKHIROORZLQJSDUDPHWHUVDQGVHYHULWLHV
± GLVSODFHPHQWDPSOLWXGHRIPPLQWKHIUHTXHQF\UDQJH+]WR+]
± DFFHOHUDWLRQDPSOLWXGHRIPVðLQWKHIUHTXHQF\UDQJH+]WR+]
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 53
BS IEC 61892−3:1999

--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
$SSOLDQFHVZLWKDPDVV0LQH[FHVVRINJVKDOOEHGHVLJQHGIRUDQDFFHOHUDWLRQ

DPSOLWXGHRI0PVðZLWKDPLQLPXPYDOXHRIPVð
LWKUHVSHFWWRQDWXUDOIUHTXHQFLHVVHHDPSOLILFDWLRQLQH[FHVVRID4IDFWRURI

:
LVWREHDYRLGHG
27( ± 9HU\ VSHFLDO FRQGLWLRQV PD\ H[LVW RQ H[KDXVW PDQLIROGV RI GLHVHO HQJLQHV DQG RQ GLHVHO JHQHUDWRU VHWV
1
PRXQWHGRQYLEUDWLRQDQGVKRFNLVRODWRUV9DOXHVPD\EHREWDLQHGIURPWKHPDQXIDFWXUHURIWKHGLHVHOFRQFHUQHG
6WHDG\VWDWHDFFHOHUDWLRQ
7 KHVWHDG\VWDWHDFFHOHUDWLRQLQWKHYHUWLFDOGLUHFWLRQLVWREHWDNHQDVPVð
9ROWDJHDQGIUHTXHQF\YDULDWLRQV
$&SRZHU
& SRZHU VXSSOLHG WR HTXLSPHQW LV WR EH WDNHQ DV KDYLQJ YDULDWLRQV IURP QRPLQDO YDOXHV DV
$
OLVWHGLQWDEOH
DEOH±9DULDWLRQVIURPQRPLQDOYDOXHV
7
3 DUDPHWHUV 3 HUPDQHQW 7 UDQVLHQW 0 D[LPXP

UHFRYHU\WLPH
V
9 ROWDJH
) UHTXHQF\
1 27(±&RQVLGHUDWLRQVKRXOGEHJLYHQWRRYHUYROWDJHGXHWRVZLWFKLQJRSHUDWLRQV

7 KHWRWDOKDUPRQLFGLVWRUWLRQVKDOOEHWDNHQDV
27(±,Q XQLWV ZKHUH ODUJH FRQVXPHUV DUH VXSSOLHG YLD SRZHU HOHFWURQLFV VSHFLDO FRQVLGHUDWLRQ LV UHTXLUHG WR
1
HQVXUHFRPSDWLELOLW\RIWKHWRWDOV\VWHP
1 27(±6HHDOVR
'&SRZHU
& SRZHU VXSSO\ EDWWHU\ PDLQWDLQHG VXSSO\ WR HTXLSPHQW VKDOO EH WDNHQ DV KDYLQJ YROWDJH
'
YDULDWLRQV IURP WKH QRPLQDO YDOXH LQ WKH UDQJH WR ± RU DV GHWHUPLQHG E\ WKH
FKDUJLQJGLVFKDUJLQJFKDUDFWHULVWLFVLQFOXGLQJULSSOHYROWDJHIURPWKHFKDUJLQJGHYLFH
KHQ HTXLSPHQW LV QRW FRQQHFWHG WR WKH EDWWHU\ GXULQJ FKDUJLQJ WKH KLJKHVW YDOXH PD\ EH
:
UHGXFHGWR
(OHFWURPDJQHWLFFRPSDWLELOLW\
RU HTXLSPHQW LQ JHQHUDO HOHFWURPDJQHWLF FRPSDWLELOLW\ VKDOO EH DFKLHYHG )RU JHQHUDO
)
FRQVLGHUDWLRQLQWKLVFRQWH[WVHH,(&
7HVWLQJ
, I W\SH WHVWV DUH UHTXLUHG LQ RUGHU WR YHULI\ WKH DELOLW\ RI HTXLSPHQW WR ZLWKVWDQG WKH
HQYLURQPHQWDO FRQGLWLRQV VSHFLILHG LQ WKH SUHFHGLQJ FODXVHV LW LV UHFRPPHQGHG WKDW WKH\ EH
FDUULHGRXWDFFRUGLQJWRWKHWHVWSURFHGXUHVDQGVHYHULWLHVVSHFLILHGLQWDEOH
%6, Policy Group at 303-397-2295.
Page 54
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
BS IEC 61892−3:1999

7 DEOH±7\SHWHVWVWHVWSURFHGXUHVDQGVHYHULWLHV
7HVW 3URFHGXUH 6HYHULW\ 2WKHULQIRUPDWLRQ

QRWH DFFRUGLQJWR
9LVXDO ( [DPLQDWLRQRIWKHHTXLSPHQWIRU
LQVSHFWLRQ FRQIRUPLW\WRGUDZLQJVDQGGHVLJQGDWD
±
± FRPSOLDQFHZLWKDSSOLFDEOH,(&VWDQGDUGV
± TXDOLW\RIZRUNPDQVKLSDQGFRQVWUXFWLRQ
+LJKYROWDJH 5DWHGLQVXODWLRQ 7HVWYROWDJHDF ± IUHTXHQF\RIWHVWYROWDJH+]RU
WHVW YROWDJH8Q +]
9 9 ± VHSDUDWHFLUFXLWVWREHWHVWHGDJDLQVW
HDFKRWKHU
8Q î8Q ± DOOFLUFXLWVFRQQHFWHGZLWKHDFKRWKHUDUH
WREHWHVWHGDJDLQVWHDUWK
8Q
± FRQWDFWSLHFHVDUHWREHWHVWHGDFURVV
WKHLURSHQSRLQWVRIFRQWDFW
Q!
8 î8Q
± SULQWHGFLUFXLWVZLWKHOHFWURQLFFRPSR
QHQWVZKLFKFRXOGEHVXEMHFWWRGDPDJH
PD\EHUHPRYHGGXULQJWKHWHVW
3HULRGRIDSSOLFDWLRQRIWHVWYROWDJHPLQ
3HUIRUPDQFH 7KHHTXLSPHQW ±VWDQGDUGDWPRVSKHUHFRQGLWLRQV
WHVW VSHFLILFDWLRQ
WHPSHUDWXUH &&
UHODWLYHKXPLGLW\
DLUSUHVVXUH N3DN3D
D 3RZHUVXSSO\ RPELQDWLRQ
& 9ROWDJH )UHTXHQF\
YDULDWLRQV YDULDWLRQ YDULDWLRQ
SHUPDQHQW SHUPDQHQW

1

9ROWDJH )UHTXHQF\
WUDQVLHQW WUDQVLHQW
GXUDWLRQV GXUDWLRQV

( OHFWULFDOEDWWHU\VXSSO\
± WR±IRUHTXLSPHQWFRQ
QHFWHGWRFKDUJLQJEDWWHU\RUDVGHWHU
PLQHGE\WKHFKDUJLQJGLVFKDUJLQJ
FKDUDFWHULVWLFVLQFOXGLQJULSSOHYROWDJH
IURPWKHFKDUJLQJGHYLFH
± WR±IRUHTXLSPHQWQRW
FRQQHFWHGWRWKHEDWWHU\GXULQJ
FKDUJLQJ
E 3RZHUVXSSO\ KUHHLQWHUUXSWLRQV
7 9 HULILFDWLRQ
RI WKH IROORZLQJ VSHFLILHG
IDLOXUH VEUHDNWLPH DFWLRQ RI WKH HTXLSPHQW RQ ORVV DQG
UHVWRUDWLRQRIVXSSO\
± WKHUHLVQRFRUUXSWLRQRISURJUDP RU GDWD
KHOG LQ SURJUDPPDEOH HOHFWURQLF V\VWHPV
ZKHUHDSSOLFDEOH
D ,QGLFDWLRQ
± HDFKGLUHFWLRQ
VWHDG\QRWH ±HTXLSPHQWRSHUDWLQJ
E ,QFOLQDWLRQ
DFKGLUHFWLRQ
H
G\QDPLF +] HTXLSPHQWRSHUDWLQJ
±
±GXUDWLRQRIWHVWQRWOHVVWKDQPLQ
Policy Group at 303-397-2295. %6,
Page 55
BS IEC 61892−3:1999

7 DEOH±FRQWLQXHG
7 HVW 3 URFHGXUH 6 HYHULW\ 2 WKHULQIRUPDWLRQ

QRWH DFFRUGLQJWR
, QVXODWLRQ 5 DWHG 7 HVW ± EHWZHHQDOOFLUFXLWVDQGHDUWK
UHVLVWDQFH VXSSO\ YROWDJH
QRWH YROWDJH RQ WKH VXSSO\ WHUPLQDOV
± ZKHUH
DSSURSULDWH
% HIRUH $ IWHU
WHVW WHVW
9
9 W
0 0 W
8 Q 8 Q

PLQ
8 Q
& ROGZLWK , (& && &&
± ± LQLWLDOPHDVXUHPHQWRILQVXODWLRQ
JUDGXDO $PHQGPHQW K K UHVLVWDQFHVHHWHVW
FKDQJHRI 7HVW$EIRUQRQKHDW
WHPSHUDWXUH GLVVLSDWLQJHTXLSPHQW ± HTXLSPHQWRSHUDWLQJGXULQJ
FRQGLWLRQLQJ
± RSHUDWLRQDOWHVWGXULQJODVWKRXUDW
WHVWWHPSHUDWXUH
± LQVXODWLRQUHVLVWDQFHPHDVXUHPHQW
DQGRSHUDWLRQDOWHVWDIWHUUHFRYHU\
,(& && ± && ± LQLWLDO
PHDVXUHPHQW RI LQVXODWLRQ
$PHQGPHQW K K UHVLVWDQFHVHHWHVW
7HVW$GIRUKHDW
GLVVLSDWLQJHTXLSPHQW ± HTXLSPHQW RSHUDWLQJ GXULQJ
FRQGLWLRQLQJ ZLWK FRROLQJ V\VWHP RQ LI
SURYLGHG
± RSHUDWLRQDO WHVW GXULQJ ODVW KRXU DW
WHVWWHPSHUDWXUH
±
LQVXODWLRQ UHVLVWDQFH PHDVXUHPHQW
DQGRSHUDWLRQDOWHVWDIWHUUHFRYHU\
' U\KHDW ,(& && && ± HTXLSPHQWRSHUDWLQJGXULQJ
ZLWKJUDGXDO ,(&$ K K FRQGLWLRQLQJ
FKDQJHRI $PHQGPHQW
WHPSHUDWXUH 7HVW%GIRUQRQKHDW ± RSHUDWLRQDOWHVWGXULQJODVWKRXUDW
GLVVLSDWLQJHTXLSPHQW WHVWWHPSHUDWXUH
RSHUDWLRQDOWHVWDIWHUUHFRYHU\
±
,(& && && HTXLSPHQWRSHUDWLQJGXULQJ
±
,(&$ K K FRQGLWLRQLQJZLWKFRROLQJV\VWHPRQLI
$PHQGPHQW SURYLGHG
7HVW%GIRUKHDW
GLVVLSDWLQJHTXLSPHQW ± RSHUDWLRQDOWHVWGXULQJODVWKRXUDW
WHVWWHPSHUDWXUH
RSHUDWLRQDOWHVWDIWHUUHFRYHU\
±
9 LEUDWLRQ , (& +]WR+] +]WR+] LQLWLDO RSHUDWLRQDO WHVW LI YLEUDWLRQ
±
VLQXVRLGDO $PHQGPHQW PP±PVð WHVW LV FDUULHG RXW RQ D VHSDUDWH
PP±PVð
$PHQGPHQW VDPSOH
( QGXUDQFHDW (QGXUDQFHDW+] ± WHVW WR EH FDUULHG RXW LQ WKUHH LQ
7HVW)F ±HDFKUHVRQDQW GLYLGXDOO\ SHUSHQGLFXODU D[HV RQH RI
IUHTXHQF\DWZKLFK ZKLFK LV WR EH YHUWLFDO LQ UHVSHFW WR WKH
QRUPDORULHQWDWLRQRIWKHHTXLSPHQW
4 LVUHFRUGHG ± YLEUDWLRQUHVSRQVHLQYHVWLJDWLRQ
±+]LIQR4 HTXLSPHQWRSHUDWLRQDO
LVUHFRUGHG ± HTXLSPHQWRSHUDWLQJGXULQJWHVW
PLQ PLQ ± RSHUDWLRQDOWHVWGXULQJWHVWLQJ
± RSHUDWLRQDOWHVWDIWHUWHVWLQJ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 56
BS IEC 61892−3:1999

7 DEOH±FRQFOXGHG
7 HVW 3 URFHGXUH 6 HYHULW\ 2 WKHULQIRUPDWLRQ

QRWH DFFRUGLQJWR
' DPSKHDW , (& GD\V ± LQLWLDOPHDVXUHPHQWRILQVXODWLRQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
VWHDG\VWDWH 7HVW&D UHVLVWDQFHVHHWHVW

QRWH
± HTXLSPHQWRSHUDWLQJGXULQJ
FRQGLWLRQLQJ
± RSHUDWLRQDOWHVWGXULQJWKHILUVWKRXU
DWKKDQGWKHODVWK
DQGSHUIRUPDQFHWHVWKWRKDIWHU
WKHUHFRYHU\SHULRG
' DPSKHDW , (& & ± LQLWLDOPHDVXUHPHQWRILQVXODWLRQ
F\FOLF $PHQGPHQW WZRF\FOHV UHVLVWDQFHVHHWHVW
7HVW'E
KRXUF\FOH ± HTXLSPHQWRSHUDWLQJGXULQJ
FRQGLWLRQLQJ
± WHPSHUDWXUHORZHUHGDFFRUGLQJWR
YDULDQWRIRI,(&
± RSHUDWLRQDOWHVWGXULQJWKHILUVWK
RIWKHILUVWF\FOHDWWKHWHVWWHPSHUD
WXUHDQGGXULQJWKHODVWKRIWKH
VHFRQGF\FOHDWWKHWHVWWHPSHUDWXUH
± UHFRYHU\DWVWDQGDUGDWPRVSKHUH
FRQGLWLRQV
WKHUHFRYHU\SHULRG
, (& ) RXUVSUD\LQJSHULRGVZLWKDVWRUDJH ± LQLWLDOPHDVXUHPHQWRILQVXODWLRQ
7HVW.E RIGD\VDIWHUHDFK UHVLVWDQFHVHHWHVW
± HTXLSPHQWLQLWVQRUPDOSRVLWLRQ
GXULQJWHVW
± HTXLSPHQWQRWRSHUDWLQJGXULQJ
FRQGLWLRQLQJ
± RSHUDWLRQDOWHVWRQGD\RIHDFK
VSUD\LQJSHULRG
WKHUHFRYHU\SHULRG
, (& ' HSHQGHQWRQORFDWLRQ V HHWDEOH9RI,(&IRU
PLQLPXPUHTXLUHPHQWV
1 27(±'LIIHUHQWWHVWVDQGVHYHULWLHVPD\EHUHTXLUHGGHSHQGLQJRQWKHORFDWLRQRIWKHHTXLSPHQWXQGHUFRQVLGHUDWLRQ
VHHDQQH[%RI,(&IRUIXUWKHUJXLGDQFH
1 27(±7KHVWDWLFLQFOLQDWLRQWHVWLVQRWUHTXLUHGRQHTXLSPHQWZLWKQRPRYLQJSDUWV
1 27(±,QVXODWLRQUHVLVWDQFHWHVWWREHFDUULHGRXWEHIRUHDQGDIWHUGDPSKHDWWHVWFROGWHVWDQGVDOWPLVWWHVW
1 27(±'DPS KHDW VWHDG\ VWDWH WHVW WR EH FDUULHG RXW IRU HTXLSPHQW WR EH LQVWDOOHG LQ ORFDWLRQV ZKHUH VSHFLDO
SUHFDXWLRQVDUHWDNHQWRDYRLGFRQGHQVDWLRQ
1 27(±6DOW PLVW WHVW WR EH FDUULHG RXW IRU HTXLSPHQW WR EH LQVWDOOHG LQ QRQZHDWKHU SURWHFWHG DUHDV IRU H[DPSOH RQ
RSHQGHFN
Policy Group at 303-397-2295. %6,
Page 57
BS IEC 61892−3:1999

$GMXVWPHQWV
7 KHFRQWUROHTXLSPHQWVKDOOEHFRQVWUXFWHGIRUVLPSOHDGMXVWPHQW
KH VHW SRLQWV VKDOO EH UHDGLO\ LGHQWLILDEOH DQG VXLWDEOH PHDQV VKDOO EH SURYLGHG WR SURWHFW
7
DJDLQVWFKDQJHVGXHWRYLEUDWLRQDQGDJDLQVWDFFLGHQWDOFDXVHV
$FFHVVLELOLW\
RQWUROHTXLSPHQWVKDOOEHFRQVWUXFWHGWRSHUPLWHDV\DFFHVVWRWKHLQWHULRUSDUWVDQGWKRVH
&
UHTXLULQJPDLQWHQDQFHVKDOODVIDUDVSUDFWLFDEOHEHFOHDURIKLJKYROWDJHKLJKWHPSHUDWXUH
RURWKHUXQVDIHZRUNLQJFRQGLWLRQV
5HSODFHPHQW
DFKUHSODFHDEOHDVVHPEO\VKDOOEHVLPSOHWRUHSODFHDQGVKDOO EH FRQVWUXFWHG IRU HDV\ DQG

(
VDIHKDQGOLQJ
1RQLQWHUFKDQJHDELOLW\
UHIHUDEO\ DOO UHSODFHDEOH SDUWV VKDOO EH VR DUUDQJHG WKDW LW LV QRW SRVVLEOH WR FRQQHFW WKHP
3
LQFRUUHFWO\ RU WR XVH LQFRUUHFW UHSODFHPHQWV :KHUH WKLV LV QRW SUDFWLFDEOH WKH UHSODFHDEOH
SDUWVDVZHOODVWKHDSSHUWDLQLQJSOXJRUVLPLODUGHYLFHVKDOOEHFOHDUO\LGHQWLILHG
&RROLQJDLU
UHIHUDEO\ DSSDUDWXV VKDOO QRW GHSHQG RQ IRUFHG DLU FRROLQJ DQG PHDVXUHV VKDOO EH WDNHQ
3
ZKHQQHFHVVDU\WRSUHYHQWWKHEXLOGXSRIGXVWRQFRROLQJVXUIDFHV
, IIRUFHGDLUFRROLQJLVUHTXLUHGWKHDSSDUDWXVVKDOOEHSURWHFWHGDJDLQVWIDLOXUHRIWKHFRROLQJ
DLUVXSSO\FDXVLQJGDQJHURXVWHPSHUDWXUHULVHLQWKHDSSDUDWXV
1 27( ± 6SHFLDO SUHFDXWLRQV DUH UHTXLUHG IRU IRUFHG YHQWLODWHG FDELQHWV LQ PDFKLQHU\ VSDFHV WR SUHYHQW LQVXODWLRQ
EUHDNGRZQGXHWRSROOXWLRQGHSRVLWV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
0HFKDQLFDOORDGRQFRQQHFWRUV
, I SOXJ DQG VRFNHW FRQQHFWLRQV DUH XVHG WKH FRQWDFWV VKDOO QRW FDUU\ DQ\ PHFKDQLFDO ORDG
RWKHU WKDQ WKDW ZKLFK LV QHFHVVDU\ WR HQVXUH VDWLVIDFWRU\ FRQWDFW SUHVVXUH HYHQ ZKHQ
ZLWKGUDZLQJRUUHSODFLQJDXQLW
OXJLQ WUD\V RU SULQWHG FLUFXLW ERDUGV VKDOO LQFRUSRUDWH D UHWDLQHU WR SUHYHQW HMHFWLRQ GXH WR
3
VKRFNRUYLEUDWLRQ
0HFKDQLFDOIHDWXUHVRIFDELQHWV
DELQHWV VKDOO EH RI VLPSOH PHFKDQLFDO FRQVWUXFWLRQ DQG WKH QHHG IRU VSHFLDO WRROV DYRLGHG
&
$OOQXWDQGEROWFRQQHFWLRQVVKDOOEHORFNHG
6KRFNDQGYLEUDWLRQDEVRUEHUV
, I DQWLVKRFN RU DQWLYLEUDWLRQ PRXQWV DUH XVHG DGHTXDWH FOHDUDQFH VKDOO EH SURYLGHG
EHWZHHQ FDELQHW DQG UDFN WR DOORZ IXOO IUHHGRP RI WUDYHO 6\VWHPV ZLWK VKRFN RU YLEUDWLRQ
PRXQWV LQ VHULHV VKDOO EH DYRLGHG &RQQHFWLQJ OHDGV VKDOO EH DUUDQJHG VR WKDW WKH\ GR QRW
LQWHUIHUHZLWKWKHVKRFNDQGYLEUDWLRQLVRODWLRQ
%6, Policy Group at 303-397-2295.
Page 58
BS IEC 61892−3:1999

,QWHUQDOZLULQJ
DEOHVDQGLQVXODWHGFRQGXFWRUVXVHGIRULQWHUQDOZLULQJVKDOOEHDWOHDVWRIDIODPHUHWDUGDQW
&
W\SH ,Q FDVHV ZKHUH ZLULQJ LV DGMDFHQW WR HTXLSPHQW FRQWDLQLQJ K\GUDXOLF RU RWKHU RLOV WKH
LQVXODWLRQVKDOOEHUHVLVWDQWWRWKDWRLORUEHSURSHUO\VKLHOGHGIURPLW
&DEOHFRQQHFWLRQV
HUPLQDO ERDUGV RQ FRQWURO HTXLSPHQW LQFOXGLQJ WUDQVGXFHUV VKDOO EH FRQVWUXFWHG VR WKDW
7
VXIILFLHQW VSDFH LV DYDLODEOH WR HQDEOH FDEOHV WR EH VDWLVIDFWRULO\ FRQQHFWHG SUHIHUDEO\ HDFK
FRQGXFWRU RQ LWV RZQ WHUPLQDO $OO WHUPLQDOV VKDOO EH FOHDUO\ LGHQWLILHG DQG VXLWDEOH
DUUDQJHPHQWVSURYLGHGWRFRQQHFWFDEOHVFUHHQV
5RGHQWSURWHFWLRQ
OO FDELQHWV VKDOO SURYLGH SURWHFWLRQ DJDLQVW WKH SHQHWUDWLRQ RI URGHQWV WR WKH GHJUHH RI
$
SURWHFWLRQ,3;RI,(&
6HQVRUV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
3HUIRUPDQFH
6 HQVRUVVKDOOJLYHDVWDEOHDFFXUDWHDQGUHSHDWDEOHSHUIRUPDQFH
5HVSRQVHWLPH
6 HQVRUVVKDOOKDYHDUHVSRQVHWLPHFRPSDWLEOHZLWKFKDQJHVLQWKHPHDVXUHGYDULDEOH
5HOLDELOLW\
HQVRUV VKDOO EH PHFKDQLFDOO\ UREXVW DQG KDYH JRRG PHFKDQLFDO SURWHFWLRQ DQG UHOLDEOH
6
HOHFWULFDOFRQQHFWLRQV
&RPSXWHUEDVHGV\VWHPV
RFXPHQWDWLRQIRUFRPSXWHUEDVHGV\VWHPVXVHGIRUHVVHQWLDOIXQFWLRQVVKDOOEHSURYLGHGLQ
'
DFFRUGDQFHZLWK,62
HQHUDOO\ SURJUDPPDEOH ORJLF FRQWUROOHUV VKDOO PHHW WKH UHTXLUHPHQWV RI ,(& DQG
*
,(&WRJHWKHUZLWKWKHHQYLURQPHQWDOFRQGLWLRQVRI
1 27( ± 7KH HQYLURQPHQWDO FRQGLWLRQV LQ ,(& DUH LQ JHQHUDO OHVV RQHURXV WKDQ WKRVH LQ WKLV VWDQGDUG ,W
LV WKH XVHU
V UHVSRQVLELOLW\ WR HQVXUH WKDW WKH QRUPDO VHUYLFH FRQGLWLRQV JLYHQ LQ RI ,(& DUH QRW
H[FHHGHGDQGWRFRQVXOWZLWKWKHPDQXIDFWXUHUUHJDUGLQJVSHFLDOVHUYLFHFRQGLWLRQVRI,(&
6DIHW\DSSOLFDWLRQV
RU FRPSXWHUEDVHG V\VWHPV ZKLFK DUH QRW EDFNHGXS E\ QRQFRPSXWHUEDVHG GHYLFHV DQG
)
ZKLFK KDYH VDIHW\ IXQFWLRQV RU ZKLFK ZRXOG LQ WKH HYHQW RI IDLOXUH KDYH VDIHW\ LPSOLFDWLRQV
DIIHFWLQJWKHXQLWLWVSHUVRQQHORUWKHHQYLURQPHQWDFRQVHTXHQFHDQDO\VLVVKDOOEHFDUULHG
RXW7KHUHVXOWVRIWKLVDQDO\VLVVKDOOVDWLVI\WKHDSSURSULDWHDXWKRULW\
1 27( ± 7R PHHW WKH GHVLUHG DYDLODELOLW\ WKH GHVLJQ FRQILJXUDWLRQ PD\ UHTXLUH IHDWXUHV VXFK DV UHGXQGDQF\ DQG
VHSDUDWLRQRUGLYHUVLW\
Policy Group at 303-397-2295. %6,
Page 59
BS IEC 61892−3:1999

+DUGZDUHPRGXODULW\
KH HTXLSPHQW VKDOO EH GHVLJQHG VR WKDW WKH PRGXOHV FDQ EH UHSODFHG UHDGLO\ VHH DOVR
7
&DOLEUDWLRQDQGDGMXVWPHQWFDUULHGRXWXVLQJWKHLQVWUXPHQWDWLRQDQGGRFXPHQWDWLRQ
RQWKHXQLWDUHFRQVLGHUHGDFFHSWDEOH
1 27( ± %HQFK UHSDLUV GRZQ WR FRPSRQHQW OHYHO ZKLFK UHTXLUH VSHFLDOLVW VNLOOV DQG WHVW HTXLSPHQW DUH QRW
QRUPDOO\SUHVXPHGSRVVLEOHRQERDUG
0HPRU\
SSOLFDWLRQ SURJUDPV DQG GDWD KHOG LQ WKH V\VWHPV WKDW LV VWRUHG LQ QRQYRODWLOH PHPRU\
$
520RUDYRODWLOHPHPRU\ZLWKDVHFXUHQREUHDNVXSSO\VKDOOEHSURWHFWHGIURPFRUUXSWLRQ
GXH WR ORVV RI SRZHU :KHUH DQ\ SDUW RI WKH SURJUDP LV VWRUHG LQ YRODWLOH PHPRU\ D
SHUPDQHQWFRS\DQGWKHPHDQVWRUHHQWHUWKHSURJUDPVKDOOEHSURYLGHGRQWKHXQLW
$QFLOODU\GHYLFHV
HYLFHVVXFKDVIORSS\GLVFVPDJQHWLFWDSHDQGFDUWULGJHGLVFVVKDOOEHSURWHFWHGIRUXVHLQ
'
WKHPDULQHHQYLURQPHQW
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
1 27( ± 7KHVH GHYLFHV DUH SDUWLFXODUO\ YXOQHUDEOH WR GLUW GXVW KHDW YLEUDWLRQV PDJQHWLF ILHOGV PHFKDQLFDO
LPSDFWHWF
3RZHUVXSSOLHV
0 HDQVVKDOOEHLQFRUSRUDWHGDVIDUDVSUDFWLFDEOHWRSURWHFWWKHV\VWHPDJDLQVW
DFFLGHQWDOUHYHUVDORISRZHUVXSSO\SRODULW\
YROWDJHVSLNHV
KDUPRQLFLQWHUIHUHQFH
1 27( ± 7KH WRWDO KDUPRQLF GLVWRUWLRQ RI SRZHU VXSSO\ VKRXOG EH QR PRUH WKDQ :KHUH WKH JHQHUDWHG SRZHU
VRXUFHH[FHHGVWKLVYDOXHWKHQHFHVVDU\ILOWHULQJVKRXOGEHSURYLGHGIRUWKHXWLOL]DWLRQHTXLSPHQW
&RPSXWHUFRPPXQLFDWLRQV
1HWZRUNWRSRORJ\
\VWHP DUFKLWHFWXUH VKDOO EH DUUDQJHG VR WKDW HVVHQWLDO IXQFWLRQV ZLOO FRQWLQXH WR RSHUDWH
6
VDWLVIDFWRULO\ LQ WKH HYHQW RI D FRPPXQLFDWLRQ IDLOXUH EHWZHHQ DQ\ ZRUN VWDWLRQ RU FRPSXWHU
DQG RWKHU SDUWV RI WKH V\VWHP ,I GDWD OLQNV DUH UHGXQGDQW WKH\ VKDOO EH DV IDU DSDUW DV
JHRJUDSKLFDOO\ SUDFWLFDEOH &RPSXWHUV VLWXDWHG LQ RWKHU JHRJUDSKLFDO ORFDWLRQV PD\ DFW DV
EDFNXSIRUDIDLOHGFRPSXWHUSURYLGHGWKHPDLQGDWDOLQNLVQRWRYHUORDGHG
)XQFWLRQSULRULWLHV
KHQ FRPSXWHUEDVHG V\VWHPV DUH LQWHUFRQQHFWHG LQ GDWD QHWZRUNV DQG LQFOXGH IXQFWLRQV
:
VXFK DV FRQGLWLRQ PRQLWRULQJ VWRFN LQYHQWRU\ SODQQHG PDLQWHQDQFH DQG DGPLQLVWUDWLYH
URXWLQHV VSHFLDO SUHFDXWLRQV VKDOO EH WDNHQ WR SURYLGH QRUPDO RSHUDWLRQ WKDW LV ZLWKRXW
XQGXHWLPHGHOD\VRIHVVHQWLDOIXQFWLRQV
&RPPXQLFDWLRQSURWRFROV
KH FRPPXQLFDWLRQ SURWRFRO VKDOO EH VXLWDEOH IRU WKH LQWHQGHG DSSOLFDWLRQ ZLWK UHVSHFW WR
7
WUDIILFUDWHDQGSULRULW\VHHDOVRDQG
1 27(±)XUWKHUJXLGDQFHFDQEHIRXQGLQ,(&
%6, Policy Group at 303-397-2295.
Page 60
BS IEC 61892−3:1999

0RQLWRULQJDQGIDXOWGLDJQRVLV
RPSXWHUEDVHGV\VWHPVVKDOOEHVHOIPRQLWRULQJDVIDUDVLVSUDFWLFDEOH)DXOWVFDXVLQJORVV
&
RI DQ HVVHQWLDO IXQFWLRQ VKDOO EH GHWHFWHG DV IDU DV SUDFWLFDEOH DQG DQ DODUP JLYHQ 7KH
ORFDWLRQ RI D IDXOW VKDOO EH LQGLFDWHG WR D OHYHO FRPSDWLEOH ZLWK WKH V\VWHP GHVLJQHG
UHSODFHPHQWUHSDLUSROLF\
1 27( ± 7KH RSWLPXP OHYHO RI PRGXODU GHVLJQ VSDUHV KROGLQJ DQG IDXOW GLDJQRVLV IDFLOLWLHV ZLOO GHSHQG RQ WKH
SDUWLFXODUDSSOLFDWLRQDQGLVWREHDJUHHGXSRQEHWZHHQVXSSOLHUDQGSXUFKDVHU
, QWHUFRQQHFWHG V\VWHPV VKDOO EH FDSDEOH RI WHVWLQJ WKH FRPPXQLFDWLRQ OLQNV DQG WKH GDWD
H[FKDQJHPDQDJHPHQW
0DQPDFKLQHLQWHUIDFH
*HQHUDO
W OHDVW WZR PHDQV RI LQIRUPDWLRQ SUHVHQWDWLRQ DQG FRPPDQG VKDOO EH SURYLGHG IRU DOO HVVHQWLDO
$
IXQFWLRQV 2QH RI WKHVH PD\ EH D SRUWDEOH HDVLO\ UHSODFHDEOH W\SH RU PD\ EH QRQFRPSXWHU
EDVHG
&RPPDQGGHYLFHV
UURU LQ WKH QRUPDO RSHUDWLRQ RI LQSXW GHYLFHV IRU H[DPSOH NH\ERDUGV VKDOO QRW FDXVH
(
FRPSXWHUIDLOXUHORVVRIVWRUHGGDWDRUDOWHUDWLRQRISURJUDPV7KHVZLWFKRYHUIXQFWLRQWRD
VWDQGE\V\VWHPLISURYLGHGVKDOOEHVLPSOHWRH[HFXWH
9LVXDOGLVSOD\XQLWV
KH SUHVHQWDWLRQ RI LQIRUPDWLRQ IRU H[DPSOH PLPLF GLDJUDPV VKDOO EH LQ DFFRUGDQFH ZLWK
7
HUJRQRPLFSULQFLSOHV7KHPD[LPXPWLPHGHOD\IRUWKHFUHDWLRQRIQHZGLVSOD\SDJHVVKDOOEH
DJUHHG EHWZHHQ VXSSOLHU DQG SXUFKDVHU WDNLQJ LQWR DFFRXQW WKH LPSRUWDQFH RI WKH IXQFWLRQ
GHVFULEHG WKHUHRQ 7KH PD[LPXP WLPH GHOD\V VKDOO SUHIHUDEO\ QRW H[FHHG V IRU D VDIHW\
VKXWGRZQLQGLFDWLRQ
$ODUPV
KHQ DQ DODUP HVVHQWLDO IRU WKH VDIHW\ DQG SURSXOVLRQ RI WKH XQLW LV DFWLYDWHG WKH DODUP
:
FKDQQHO VKDOO EH GLVSOD\HG ZLWKLQ V DQG FOHDUO\ GHVFULEHG :KHUH WKH LQGLFDWLRQ RI DODUP
PRQLWRULQJ LV YLD YLGHR GLVSOD\V D VHSDUDWH LQGLFDWLRQ RQ WKH VFUHHQV VKDOO EH SURYLGHG WR
VKRZWKDWWKHUHDUHFXUUHQWDODUPFRQGLWLRQVWREHYLHZHGDWDOOWLPHVE\WKHRSHUDWRU
, Q FRORXU JUDSKLF V\VWHPV WKH PHDQV RI GLVWLQJXLVKLQJ EHWZHHQ XQDFNQRZOHGJHG DQG
DFNQRZOHGJHGDODUPVVKDOOQRWEHE\FRORXURQO\
6RIWZDUH
'HYHORSPHQWDQGYHULILFDWLRQ
KHXVHUVSHFLILFDWLRQUHTXLUHPHQWVGHVLJQLPSOHPHQWDWLRQ WHVW DQG PDLQWHQDQFH SKDVHV

7
RI DSSOLFDWLRQV VRIWZDUH VKDOO EH GHYHORSHG LQ D GRFXPHQWHG PHWKRGLFDO IDVKLRQ SHUPLWWLQJ
DQLQGHSHQGHQWDXGLWWKDWLVTXDOLW\DVVXUDQFHIRUYHULILFDWLRQSXUSRVHV
1 27(±)XUWKHUJXLGDQFHRQWKHSURGXFWLRQRIKLJKO\UHOLDEOHVRIWZDUHFDQEHIRXQGLQ,(&
([SHUWV\VWHPV
KHQLQWHOOLJHQWNQRZOHGJHEDVHGV\VWHPVDUHSURYLGHGLWLVUHFRPPHQGHGWKDWWKH\DUHQRW
:
GLUHFWO\ XVHG IRU FORVHGORRS UHDO WLPH FRQWURO EHFDXVH RI WKH LQKHUHQW VORZQHVV RI SUHVHQW
V\VWHPV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 61
BS IEC 61892−3:1999

6HFXULW\
$ FFHVVIRUDOWHUDWLRQWRSURJUDPVRUGDWDVKDOOKDYHHIIHFWLYHVHFXULW\DUUDQJHPHQWV
KDQJHRISDUDPHWHUVZKLFKDOWHUV\VWHPSHUIRUPDQFHIRUH[DPSOHDODUPVHWSRLQWVWLPHGHOD\V
&
VKDOORQO\EHSRVVLEOHE\SHUVRQQHODXWKRUL]HGIRUWKLVW\SHRIRSHUDWLRQIRUWKHV\VWHPLQTXHVWLRQ
E\PHDQVVXFKDVNH\DUUDQJHPHQWVRUWKHXVHRIGHGLFDWHGFRGHVHWF&RQVLGHUDWLRQVKRXOGEH
JLYHQWRWKHDXWRPDWLFSULQWRXWRIWKHFKDQJHVRQWKHGDWDORJJHURUDODUPSULQWHU
FFHVV WR FRPSXWHU DSSOLFDWLRQV VRIWZDUH VKDOO EH KLJKO\ UHVWULFWHG DQG DQ\ DOWHUDWLRQ RI
$
SURJUDPVDIWHUYDOLGDWLRQVKDOOEHQRWLILHGWRWKHDSSURSULDWHDXWKRULW\
3UHFDXWLRQVDJDLQVWGHVLJQIDLOXUHV
OHFWURQLFPRGXOHVDVVHPEOLHVDQG3&FDUGVLQFOXGLQJVSDUHVDQGUHSDLUHGXQLWVWKDWVHUYH
(
HVVHQWLDO IXQFWLRQV VKDOO KDYH VXIILFLHQW EXUQLQ WLPH WR SUHYHQW IDLOXUHV RFFXUULQJ DW DQ
HDUO\VWDJH
HQHUDOO\ WKH HTXLSPHQW VKDOO EH VXEMHFW WR DQ HTXLYDOHQW RI K DW & ZLWK SRZHU FRQ
*
QHFWHGWRWKHGHYLFH$OWHUQDWLYHO\FRQVLGHUDWLRQVKDOOEHJLYHQWRWKHPDQXIDFWXUHU
VTXDOLW\
DVVXUDQFHV\VWHP
7HVWLQJ
DFWRU\ WHVWV VKDOO LQFOXGH IXQFWLRQDO DQG HOHFWULFDO WHVWV RQ PRGXOHV VXEDVVHPEOLHV DQG
)
VSDUHV )DFWRU\ DQGRU FRPPLVVLRQLQJ YDOLGDWLRQ WHVWV RQ FRPSOHWH V\VWHPV WKDW LV
LQWHJUDWHG KDUGZDUH DQG VRIWZDUH VKDOO EH FDUULHG RXW DFFRUGLQJ WR D SURJUDPPH DJUHHG
EHWZHHQVXSSOLHUDQGSXUFKDVHULQFOXGLQJZKHUHDSSOLFDEOH
WUDQVIHURIPRQLWRULQJRUFRQWUROUHVSRQVLELOLW\EHWZHHQZRUNVWDWLRQV
DODUPLQKLELWLQJIXQFWLRQV
DODUPDFNQRZOHGJHPHQWSURFHGXUHV
DFWLYDWLRQRIUHOHYDQWGDWDFRPPXQLFDWLRQOLQNV
IXQFWLRQDOWHVWLQJRIZRUNVWDWLRQV
VLPXODWLRQ RI LQWHUQDO DQG H[WHUQDO IDXOWV LQFOXGLQJ SRZHU VXSSO\ YDULDWLRQV IDLOXUH DQG
UHVWRUDWLRQ
UHDFWLRQWRZURQJPDQXDOGDWDLQSXW
0DQXDOV
DQXDOV VKDOO LQFOXGH LQVWUXFWLRQV IRU RSHUDWRULQLWLDWHG WHVW URXWLQHV DQG WKH XVH RI DQ\
0
VSHFLDO SXUSRVH WHVW HTXLSPHQW QHFHVVDU\ WR HQDEOH D GHIHFWLYH PRGXOH WR EH ORFDWHG DQG
LGHQWLILHG WKH SURFHGXUHV IRU UHSODFHPHQW RI IDXOW\ PRGXOHV DQG WKH VHWWLQJWRZRUN RI
UHSODFHPHQWV
6 SHFLDODWWHQWLRQVKDOOEHGUDZQWRWKHSURFHGXUHVQHFHVVDU\WRDYRLGSURJUDPFRUUXSWLRQ
WHVWSUREHVFDXVLQJVKRUWFLUFXLWV
WHPSRUDU\UHPRYDORIHOHFWURPDJQHWLFVFUHHQLQJ
LQDGHTXDWHSURWHFWLRQDJDLQVWHOHFWURVWDWLFGLVFKDUJHV
6SDUHV
$Q DSSURSULDWH SROLF\ UHJDUGLQJ WKH TXDQWLW\ DQG IXWXUH DYDLODELOLW\ LQFOXGLQJ VRIWZDUH
VXSSRUW VKDOO EH DJUHHG EHWZHHQ VXSSOLHU DQG SXUFKDVHU VHH DOVR $W OHDVW RQH
SULQWHG FLUFXLW ERDUG RI HDFK W\SH LQFOXGHG LQ WKH FRPSXWHU V\VWHPV IRU HVVHQWLDO IXQFWLRQV
VKDOOEHSURYLGHGRQWKHXQLW
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
%6, Policy Group at 303-397-2295.
Page 62
BS IEC 61892−3:1999

$FFHVVRULHV
*HQHUDO
7KHSURYLVLRQVRIWKLVFODXVHDUHDSSOLFDEOHWRDFFHVVRULHVIRUXVHLQRIIVKRUHXQLWV
$FFHVVRULHV VKDOO EH VR GHVLJQHG DQG FRQVWUXFWHG WKDW WKH SDVVDJHV IRU LQVXODWHG
FRQGXFWRUV DUH RI DPSOH VL]H DQG DUH IUHH IURP URXJK SURMHFWLRQV VKDUS DQJOHV DQG DEUXSW
EHQGV$OORXWOHWVIRUFDEOHVVKDOOKDYHZHOOURXQGHGHGJHVRUEHVXLWDEO\EXVKHG
$FFHVVRULHV VKDOO EH GHVLJQHG DQG WKH LQVXODWHG FRQGXFWRUV LQVWDOOHG LQ VXFK D ZD\
WKDWWKHODWWHUFDQQRWDSSO\VWUHVVWRDQ\WHUPLQDOWRZKLFKWKHFRQGXFWRUVPD\EHFRQQHFWHG
$FFHVVRULHV VKDOO EH VR GHVLJQHG DQG IL[HG WKDW GXVW DQG PRLVWXUH FDQQRW UHDGLO\
DFFXPXODWHRQOLYHSDUWVDQGRQWKHLULQVXODWLRQ
&DEOHHQWULHVVKDOOFRQIRUPWRWKHFODVVRIHQFORVXUHRIWKHDFFHVVRU\
(QFORVXUHV
(QFORVXUHVVKDOOEHRIPHWDOZKLFKLVRUKDVEHHQUHQGHUHGFRUURVLRQUHVLVWDQWRURIIODPH
UHWDUGDQW LQVXODWLQJ PDWHULDO :KHUH HOHFWURO\WLF FRUURVLRQ PD\ RFFXU EHWZHHQ D PHWDO
HQFORVXUH DQG WKH VXUIDFH XSRQ ZKLFK LW LV PRXQWHG VXLWDEOH LQVXODWLQJ PDWHULDO VKDOO EH
LQVHUWHGDQGVHSDUDWHPHDQVVKDOOEHSURYLGHGWRERQGWKHFDVHWRHDUWK
6ZLWFKHV
6ZLWFKHVVKDOOFRPSO\ZLWKWKHUHOHYDQWUHTXLUHPHQWVRI,(&
,Q JDOOH\V ODXQGULHV EDWKURRPV PDFKLQHU\ DQG RWKHU VSDFHV ZKHUH PRLVWXUH PD\
EH SUHVHQW VZLWFKHV VKDOO EH LQ DFFRUGDQFH ZLWK WKH UHOHYDQW GHJUHH RI SURWHFWLRQ JLYHQ LQ
WKH,(& RUEHRIDQDOOLQVXODWHGFRQVWUXFWLRQ
2Q ZHDWKHU GHFNV VZLWFKHV DQG WKHLU FDEOH HQWULHV VKDOO EH LQ DFFRUGDQFH ZLWK WKH
UHOHYDQWGHJUHHRISURWHFWLRQJLYHQLQ,(&
(YHU\ VZLWFK QRW VSHFLDOO\ GHVLJQHG WR EUHDN DQ LQGXFWLYH ORDG RI LWV IXOO UDWHG
FDSDFLW\VKDOOLIXVHGWRFRQWURODGLVFKDUJH OLJKWLQJ FLUFXLW KDYH D FXUUHQW UDWLQJ RI QRW OHVV
WKDQ WZLFH WKH WRWDO VWHDG\ FXUUHQW ZKLFK LW VKDOO FDUU\ RU LI XVHG WR FRQWURO ILODPHQW OLJKWLQJ
DQG GLVFKDUJH OLJKWLQJ VKDOO KDYH D FXUUHQW UDWLQJ RI QRW OHVV WKDQ WKH VXP RI WKH FXUUHQW
IORZLQJ LQ WKH ILODPHQW ODPSV DQG WZLFH WKH WRWDO VWHDG\ FXUUHQW IORZLQJ LQ WKH HOHFWULF
GLVFKDUJHODPSV
6RFNHWRXWOHWVDQGSOXJV
6RFNHW RXWOHWV DQG SOXJV VKDOO FRPSO\ ZLWK WKH UHOHYDQW UHTXLUHPHQWV RI ,(&
,(&DQG,(&
7KH OLYH SDUWV RI VRFNHW RXWOHWV VKDOO EH VR SURSRUWLRQHG WKDW WKHLU DYHUDJH
WHPSHUDWXUHGRHVQRWH[FHHGWKDWRIWKHVXUURXQGLQJDLUE\PRUHWKDQ&ZKHQWKHQRUPDO
ZRUNLQJFXUUHQWLVIORZLQJWKURXJKWKHPFRQWLQXRXVO\
BBBBBBBB
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
Policy Group at 303-397-2295. %6,
Page 63
BS IEC 61892−3:1999

6RFNHW RXWOHWV VKDOO EH VR FRQVWUXFWHG WKDW WKH\ FDQQRW EH UHDGLO\ VKRUWFLUFXLWHG ,W
VKDOO QRW EH SRVVLEOH IRU DQ\ SLQ RI WKH SOXJ WR EH HQJDJHG ZLWK DQ\ OLYH FRQWDFW RI LWV
DVVRFLDWHGVRFNHWRXWOHWZKLOHDQ\RWKHUSLQRIWKHSOXJLVFRPSOHWHO\H[SRVHG
:KHUH GLIIHULQJ GLVWULEXWLRQ V\VWHPV VXSSO\LQJ VRFNHW RXWOHWV DUH LQ XVH WKH VRFNHW
RXWOHWVDQGSOXJVVKDOOEHGHVLJQHGVRWKDWDQLQFRUUHFWFRQQHFWLRQFDQQRWEHPDGH
$OOWKUHHSKDVHVRFNHWRXWOHWVVKDOOEHRIWKHVDPHSKDVHURWDWLRQ
7KH HOHFWULFDO FOHDUDQFHV RI WKH VRFNHW RXWOHWV DQG SOXJV QRW LQWHUORFNHG ZLWK
VZLWFKHVVKDOOEHVXFKWKDWDVKRUWFLUFXLWFDQQRWEHLQLWLDWHGLIWKHSOXJLVQRUPDOO\ZLWKGUDZQ
IURPWKHVRFNHWZKLOHDFXUUHQWJUHDWHUWKDQWKDWIRUZKLFKLWLVUDWHGLVIORZLQJDWUDWHG
YROWDJH
6RFNHWRXWOHWVIRUDUDWHGFXUUHQWLQH[FHVVRI$VKDOOEHLQWHUORFNHGZLWKDVZLWFK
VRWKDWDSOXJFDQQRWEHLQVHUWHGRUZLWKGUDZQZKHQWKHVZLWFKLVLQWKHRQSRVLWLRQ
:KHUH VRFNHW RXWOHWV ZLWK HDUWKLQJ DUH UHTXLUHG WKH HDUWKLQJ FRQWDFWV VKDOO PDNH
FRQWDFWEHIRUHWKHOLYHFRQWDFWSLQVGRZKHQLQVHUWLQJDSOXJ
:DWHUWLJKW SOXJ DQG VRFNHWRXWOHW FRPELQDWLRQV VKDOO EH RI UREXVW FRQVWUXFWLRQ DQG
EH LQ DFFRUGDQFH ZLWK WKH UHOHYDQW GHJUHH RI SURWHFWLRQ JLYHQ LQ ,(& DQG VKDOO
UHWDLQWKHGHJUHHRISURWHFWLRQZKHQWKHSOXJLVUHPRYHG
:KHUH D ORRVH FRYHU LV XVHG IRU WKLV SXUSRVH LW VKDOO EH DQFKRUHG WR LWV VRFNHW RXWOHW IRU
H[DPSOH E\ PHDQV RI D FKDLQ :KHQ WKH SOXJ LV LQVHUWHG LQWR LWV VRFNHW RXWOHW WKH FRPELQHG
ILWWLQJDQGWKHLQWHUORFNLQJVZLWFKLIDQ\VKDOODOVREHZDWHUWLJKW
3OXJV VKDOO EH VXFK WKDW FRQQHFWLRQV DUH PDGH VR WKDW QR VWUDLQ LV WUDQVPLWWHG WR
WKH WHUPLQDOV DQG FRQWDFWV 7KH SOXJV RU VRFNHW RXWOHWV VKDOO EH VR GHVLJQHG WKDW ZKHQ LQ
SODFHWKH\ZLOOEHKHOGLQSRVLWLYHFRQWDFW
:KHUH WKH VXSSO\ LV GF HDFK VRFNHW RXWOHW VKDOO EH FRQWUROOHG E\ D VZLWFK
LPPHGLDWHO\ DGMDFHQW WKHUHWR RU FRPELQHG ZLWK LW :KHUH WKH VXSSO\ LV DF DQG WKH SOXJ LV
UHDGLO\ZLWKGUDZDEOHVXFKDVZLWFKQHHGQRWEHSURYLGHGH[FHSWDVUHTXLUHGLQ
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
BBBBBBBB
%6, Policy Group at 303-397-2295.
Page 64
BS IEC 61892−3:1999

$QQH[$
LQIRUPDWLYH
%LEOLRJUDSK\
,(& 5RWDWLQJ HOHFWULFDO PDFKLQHV ± 3DUW &ODVVLILFDWLRQ RI GHJUHHV RI
SURWHFWLRQSURYLGHGE\HQFORVXUHVRIURWDWLQJHOHFWULFDOPDFKLQHV,3FRGH
,(& /DPS FDSV DQG KROGHUV WRJHWKHU ZLWK JDXJHV IRU WKH FRQWURO RI
LQWHUFKDQJHDELOLW\DQGVDIHW\3DUW/DPSKROGHUV
,(&(GLVRQVFUHZODPSKROGHUV
,(&/DPSKROGHUVIRUWXEXODUIOXRUHVFHQWODPSVDQGVWDUWHUKROGHUV
,(&VHULHVDOOSDUWV/XPLQDLUHV
,(&6RIWZDUHIRUFRPSXWHUVLQWKHVDIHW\V\VWHPVRIQXFOHDUSRZHUVWDWLRQV
,(&6WDWLRQDU\OHDGDFLGEDWWHULHV±*HQHUDOUHTXLUHPHQWVDQGWHVWPHWKRGV±
3DUW9DOYHUHJXODWHGW\SHV
,(& 3URFHVV GDWD KLJKZD\ 7\SH & 352:$< & IRU GLVWULEXWHG SURFHVV
FRQWUROV\VWHPV
,(&3URJUDPPDEOHFRQWUROOHUV±3DUW8VHUJXLGHOLQHV
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
BBBBBBBBBB
Policy Group at 303-397-2295. %6,
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
BS IEC |
|
61892-3:1999 |
|
|
|
|
|
|
BSI Ð British Standards Institution
|
|
|
|
|
|
| BSI is the independent national body responsible for preparing British Standards. It
|
| presents the UK view on standards in Europe and at the international level. It is
| incorporated by Royal Charter.
|
|
| Revisions
|
|
| British Standards are updated by amendment or revision. Users of British Standards
|
| should make sure that they possess the latest amendments or editions.
|
|
| It is the constant aim of BSI to improve the quality of our products and services. We
|
| would be grateful if anyone finding an inaccuracy or ambiguity while using this
| British Standard would inform the Secretary of the technical committee responsible,
|
| the identity of which can be found on the inside front cover. Tel: 020 8996 9000.
|
| Fax: 020 8996 7400.
|
|
| BSI offers members an individual updating service called PLUS which ensures that
|
| subscribers automatically receive the latest editions of standards.
|
|
| Buying standards
|
| Orders for all BSI, international and foreign standards publications should be
|
| addressed to Customer Services. Tel: 020 8996 9001. Fax: 020 8996 7001.
|
|
| In response to orders for international standards, it is BSI policy to supply the BSI
|
| implementation of those that have been published as British Standards, unless
|
| otherwise requested.
|
|
| Information on standards
|
| BSI provides a wide range of information on national, European and international
|
| standards through its Library and its Technical Help to Exporters Service. Various
|
| BSI electronic information services are also available which give details on all its
|
| products and services. Contact the Information Centre. Tel: 020 8996 7111.
|
| Fax: 020 8996 7048.
|
|
--`,```,``,,,,,`,,,``,,,`,,-`-`,,`,,`,`,,`---
| Subscribing members of BSI are kept up to date with standards developments and
| receive substantial discounts on the purchase price of standards. For details of
|
| these and other benefits contact Membership Administration. Tel: 020 8996 7002.
|
| Fax: 020 8996 7001.
|
|
| Copyright
|
|
| Copyright subsists in all BSI publications. BSI also holds the copyright, in the UK, of
|
| the publications of the international standardization bodies. Except as permitted
| under the Copyright, Designs and Patents Act 1988 no extract may be reproduced,
|
| stored in a retrieval system or transmitted in any form or by any means ± electronic,
|
| photocopying, recording or otherwise ± without prior written permission from BSI.
|
|
| This does not preclude the free use, in the course of implementing the standard, of
|
| necessary details such as symbols, and size, type or grade designations. If these
|
| details are to be used for any other purpose than implementation then the prior
| written permission of BSI must be obtained.
|
|
| If permission is granted, the terms may include royalty payments or a licensing
|
| agreement. Details and advice can be obtained from the Copyright Manager.
|
| Tel: 020 8996 7070.
|
|
|
|
|
|
|
|
|
BSI |
|
389 Chiswick High Road |
|
London |
|
W4 4AL |
|
|
|
|
|
|

Bsi BS Iec 61892-3 PDF

Enviado por

Dados do documento

Descrição original:

Título original

Direitos autorais

Formatos disponíveis

Compartilhar este documento

Compartilhar ou incorporar documento

Opções de compartilhamento

Você considera este documento útil?

Este conteúdo é inapropriado?

Direitos autorais:

Formatos disponíveis

Bsi BS Iec 61892-3 PDF

Enviado por

Direitos autorais:

Formatos disponíveis

BRITISH STANDARD |

Ð aid enquirers to understand the text;

A list of organizations represented on this committee can be obtained on request to

Compliance with a British Standard does not of itself confer immunity

This British Standard, having Amendments issued since publication

ISBN 0 580 36759 2

Mobile and fixed offshore units –

Unités mobiles et fixes en mer –

 &ODVVLILFDWLRQRIDVVHPEOLHV  

 1DPHSODWHV  

 8QGHUZDWHUV\VWHPVDQGDSSOLDQFHV  

,(&  6HPLFRQGXFWRU FRQYHUWRUV ± 3DUW  6HPLFRQGXFWRU VHOIFRPPXWDWHG

,(& DOOSDUWV +LJKYROWDJHIXVHV

,(& DOOSDUWV 3OXJVVRFNHWRXWOHWVDQGFRXSOHUVIRULQGXVWULDOSXUSRVHV

,(& DOOSDUWV 6DIHW\LQHOHFWURKHDWLQVWDOODWLRQV

,(&  (OHFWURPDJQHWLF FRPSDWLELOLW\ RI HOHFWULFDO DQG HOHFWURQLF LQVWDOODWLRQV LQ

,(& DOOSDUWV *UDSKLFDOV\PEROVIRUGLDJUDPV

,(& DOOSDUWV 6ZLWFKHVIRUKRXVHKROGDQGVLPLODUIL[HGHOHFWULFDOLQVWDOODWLRQV

,(& DOOSDUWV 3OXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV

,(& DOOSDUWV ,(&V\VWHPRISOXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV

,(& DOOSDUWV 3URJUDPPDEOHFRQWUROOHUV

,62  5HFLSURFDWLQJ LQWHUQDO FRPEXVWLRQ HQJLQH GULYHQ DOWHUQDWLQJ FXUUHQW

 0HFKDQLFDOIHDWXUHV JHQHUDWRUVDQGPRWRUV

 /XEULFDWLRQ JHQHUDWRUVDQGPRWRUV

7KHPD[LPXPSHUPLVVLEOHF\FOLF LUUHJXODULW\ LQ D UHFLSURFDWLQJ HQJLQH WKURXJKRXW RQH HQJLQH

0D[ VSHHG - 0LQ VSHHG

 /XEULFDWLRQ SULPHPRYHUV

 7XUELQHGULYHQJHQHUDWLQJVHWVGHSHQGHQWRQIRUFHGOXEULFDWLRQVKDOOEH DUUDQJHG WR

,WHP 3DUWRI &ODVVRILQVXODWLRQ

0HWKRG 0HWKRG 0HWKRG 0HWKRG 0HWKRG

 ± $&ZLQGLQJV ±   ±   ±   ±   ±  

 ± /RZ   ±   ±   ±   ±   ±

± 6LQJOHOD\HU   ±   ±   ±   ±   ±

,WHP 3DUWRI &ODVVRILQVXODWLRQ

0HWKRG 0HWKRG 0HWKRG 0HWKRG 0HWKRG

127(±D (PEHGGHGWHPSHUDWXUHGHWHFWRU (7' PHWKRG

(PEHGGHGWHPSHUDWXUHGHWHFWRUVDUHUHVLVWDQFHWKHUPRPHWHUVRUWKHUPRFRXSOHVEXLOWLQWRWKHPDFKLQHGXULQJFRQVWUXFWLRQ DW SRLQWV ZKLFK DUH

1R 0DFKLQHRUSDUWV 7HVWYROWDJHV UPV

,QIRUPDWLRQVSHFLILHGXQGHUD DQGE VKDOOEHJLYHQRQWKHQDPHSODWH

,QIRUPDWLRQIURPLWHPVF WRU PD\ZKHUHDSSOLFDEOHEHJLYHQHLWKHURQWKHQDPHSODWHRULQ

5 DWHGLQVXODWLRQ 0 LQLPXPFOHDUDQFH 0 LQLPXP

RUHDFKGFSRZHUVRXUFH HJJHQHUDWRUVFRQYHUWRUV UHFWLILHUV DQG EDWWHULHV D YROWPHWHU

 IXQFWLRQRIWKHVZLWFKLQJGHYLFHV VZLWFKLQJLQWHUORFNLQJ DIWHULQVWDOODWLRQ

) RUQRQW\SHWHVWHGDVVHPEOLHV 177$ WKHWHVWYROWDJHVKDOOEHDSSOLHGIRUPLQ

 ,I FRPSUHVVHGDLURSHUDWHG FLUFXLWEUHDNHUV DUH XVHG WKH FRPSUHVVHGDLU V\VWHP

               

QDPHSODWH ODUJH HQRXJK WR DW OHDVW KROG WKH PDQXIDFWXUHU

' HVLJQDWLRQ 0 D[LPXPODPSUDWLQJ

LWKUHVSHFWWRQDWXUDOIUHTXHQFLHV VHH DPSOLILFDWLRQLQH[FHVVRID4IDFWRURI

3 DUDPHWHUV 3 HUPDQHQW 7 UDQVLHQW 0 D[LPXP

7HVW 3URFHGXUH 6HYHULW\ 2WKHULQIRUPDWLRQ

7 HVW 3 URFHGXUH 6 HYHULW\ 2 WKHULQIRUPDWLRQ

7 HVW 3 URFHGXUH 6 HYHULW\ 2 WKHULQIRUPDWLRQ

VWHDG\VWDWH 7HVW&D UHVLVWDQFH VHHWHVW 

DFKUHSODFHDEOHDVVHPEO\VKDOOEHVLPSOHWRUHSODFHDQGVKDOO EH FRQVWUXFWHG IRU HDV\ DQG

KHXVHU VSHFLILFDWLRQ UHTXLUHPHQWVGHVLJQLPSOHPHQWDWLRQ WHVW DQG PDLQWHQDQFH SKDVHV

,(&VHULHV DOOSDUWV /XPLQDLUHV

Você também pode gostar

&ODVVLILFDWLRQRIDVVHPEOLHV

1DPHSODWHV

8QGHUZDWHUV\VWHPVDQGDSSOLDQFHV

,(& 6HPLFRQGXFWRU FRQYHUWRUV ± 3DUW 6HPLFRQGXFWRU VHOIFRPPXWDWHG

,(&DOOSDUWV+LJKYROWDJHIXVHV

,(&DOOSDUWV3OXJVVRFNHWRXWOHWVDQGFRXSOHUVIRULQGXVWULDOSXUSRVHV

,(&DOOSDUWV6DIHW\LQHOHFWURKHDWLQVWDOODWLRQV

,(& (OHFWURPDJQHWLF FRPSDWLELOLW\ RI HOHFWULFDO DQG HOHFWURQLF LQVWDOODWLRQV LQ

,(&DOOSDUWV*UDSKLFDOV\PEROVIRUGLDJUDPV

,(&DOOSDUWV6ZLWFKHVIRUKRXVHKROGDQGVLPLODUIL[HGHOHFWULFDOLQVWDOODWLRQV

,(&DOOSDUWV3OXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV

,(&DOOSDUWV,(&V\VWHPRISOXJVDQGVRFNHWRXWOHWVIRUKRXVHKROGDQGVLPLODUSXUSRVHV

,(&DOOSDUWV3URJUDPPDEOHFRQWUROOHUV

,62 5HFLSURFDWLQJ LQWHUQDO FRPEXVWLRQ HQJLQH GULYHQ DOWHUQDWLQJ FXUUHQW

0HFKDQLFDOIHDWXUHVJHQHUDWRUVDQGPRWRUV

/XEULFDWLRQJHQHUDWRUVDQGPRWRUV

0D[ VSHHG - 0LQ VSHHG

/XEULFDWLRQSULPHPRYHUV

7XUELQHGULYHQJHQHUDWLQJVHWVGHSHQGHQWRQIRUFHGOXEULFDWLRQVKDOOEH DUUDQJHG WR

± $&ZLQGLQJV ± ± ± ± ±

± /RZ ± ± ± ± ±

± 6LQJOHOD\HU ± ± ± ± ±

127(±D(PEHGGHGWHPSHUDWXUHGHWHFWRU(7'PHWKRG

1R 0DFKLQHRUSDUWV 7HVWYROWDJHVUPV

,QIRUPDWLRQVSHFLILHGXQGHUDDQGEVKDOOEHJLYHQRQWKHQDPHSODWH

,QIRUPDWLRQIURPLWHPVFWRUPD\ZKHUHDSSOLFDEOHEHJLYHQHLWKHURQWKHQDPHSODWHRULQ

RUHDFKGFSRZHUVRXUFHHJJHQHUDWRUVFRQYHUWRUV UHFWLILHUV DQG EDWWHULHV D YROWPHWHU

IXQFWLRQRIWKHVZLWFKLQJGHYLFHVVZLWFKLQJLQWHUORFNLQJDIWHULQVWDOODWLRQ

) RUQRQW\SHWHVWHGDVVHPEOLHV177$WKHWHVWYROWDJHVKDOOEHDSSOLHGIRUPLQ

,I FRPSUHVVHGDLURSHUDWHG FLUFXLWEUHDNHUV DUH XVHG WKH FRPSUHVVHGDLU V\VWHP

LWKUHVSHFWWRQDWXUDOIUHTXHQFLHVVHHDPSOLILFDWLRQLQH[FHVVRID4IDFWRURI

VWHDG\VWDWH 7HVW&D UHVLVWDQFHVHHWHVW

KHXVHUVSHFLILFDWLRQUHTXLUHPHQWVGHVLJQLPSOHPHQWDWLRQ WHVW DQG PDLQWHQDQFH SKDVHV

,(&VHULHVDOOSDUWV/XPLQDLUHV