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Probiotics
This Scientific Status A PUBLICATION OF
THE INSTITUTE OF FOOD TECHNOLOGISTS’
Summary addresses EXPERT PANEL ON FOOD SAFETY AND NUTRITION
consumption of
probiotics can
P robiotics are defined as live microbial
food ingredients that have a beneficial
effect on human health (Salminen et al., 1998).
These include Bengmark (1998), Elmer et al.
(1999), Fonden et al. (1999), Holzapfel et al.
(1998), Lee et al. (1999), Naidu et al. (1999),
Salminen et al. (1996), Sanders (1998a), Sanders
and Huis in’t Veld (1999), and Tannock (1999a).
The concept of probiotics evolved at the turn of
teria may mediate a variety of health ef- physiology. Probiotics have ameliorated one year) increased the recurrence-free
fects through numerous proposed mech- acute toxic effects of gut flora metabo- period among human subjects with su-
anisms (Table 2). Some blinded, ran- lism in clinical systems, such as small perficial bladder cancer (Aso and Aka-
domized, placebo-controlled studies bowel bacterial overgrowth (Simenhoff zan, 1992). Additional population stud-
conducted with a meaningful number of et al., 1996) and liver disease (Nanji et ies and human intervention trials are
human subjects have yielded sufficiently al., 1994; Read et al., 1966). A brief as- needed to confirm this type of effect.
positive results (Aso and Akazan, 1992; sessment of probiotic effects targeted to- Such studies can be justified by the posi-
Belloma et al., 1980; Gade and Thorn, ward several endpoints, with emphasis tive results seen to date from studies us-
1989; McFarland et al., 1994; Saavedra et on results from human studies, where ing a variety of biomarkers and the plau-
al., 1994) to justify further investigation possible, follows. sibility of proposed mechanisms.
of the probiotic hypothesis. Alleviation • Cancer. Research has demonstrated Results suggest that probiotic bacte-
of lactose intolerance symptoms and that dietary components may increase or ria appear able to counteract mutagenic
anti-diarrheal effects are the best sub- decrease cancer incidence (Williams and and genotoxic effects in the colon and
stantiated effects. Anti-cancer and im- Wynder, 1996). Evidence that probiotic other organ sites. Additionally, mecha-
mune modulation effects are encourag- bacteria may be a dietary constituent nistic studies suggest that probiotic bac-
ing, but need more thorough substantia- that reduces cancer risk (Table 3) is de- teria or their byproducts influence epi-
tion in humans. Modulation of the gut rived from several lines of evidence thelial cell kinetics in the colon, decreas-
microflora (populations and activities) (Hirayama and Rafter, 1999; Mital and ing cancer cell proliferation. What can-
and influence on mucosal immunity are Garg, 1995; Rafter, 1995). One study not be determined from scientific evi-
mechanisms of probiotic function with demonstrated that a powder preparation dence to date is to what extent regular
potential to broadly influence human of L. casei (1010 CFU three times/day for probiotic consumption might influence
cancer in humans. In addition, the cu-
Table 2 Potential and established effects of probiotic bacteria (adapted mulative evidence involves many differ-
from Sanders and Huis in’t Veld, 1999) ent probiotic strains, feeding levels, ex-
posure times, target cancer sites, and
Target Health Benefit Postulated Mechanism study methods. Therefore, precise trans-
Aid in lactose digestion Bacterial lactase hydrolyses lactose lation of these results into specific rec-
Resistance to enteric Secretory immune effect ommendations is difficult.
pathogens Colonization resistance • Intestinal Tract Function. Gas-
Alteration of intestinal conditions to be less favorable for pathogenicity trointestinal disturbances can range
(pH, short chain fatty acids, bacteriocins) from annoying to life-threatening. Diar-
Alteration of toxin binding sites
Influence on gut flora populations
rheal illnesses have a host of microbio-
Adherence to intestinal mucosa, interfering with pathogen logical, immunological and physiological
adherence causes, some related to the disruption of
Upregulation of intestinal mucin production, interfering with pathogen normal microecology. Improper func-
attachment to intestinal epithelial cells tion of the immune system that is related
Anti-colon cancer effect Mutagen binding to decreased tolerance to indigenous mi-
Carcinogen deactivation croflora can lead to immunopathogene-
Inhibition of carcinogen-producing enzymes of colonic microbes sis in chronic inflammatory bowel dis-
Immune response ease (Merger and Croitoru, 1998), which
Influence on secondary bile salt concentration
can be refractory to conventional treat-
Small bowel bacterial Influence on activity of overgrowth flora, decreasing toxic ment. Underlying pathology (e.g., chron-
overgrowth metabolite production ic kidney failure) and achlorhydria
Alteration of intestinal conditions to be less favorable to overgrowth
flora activities or populations (brought on by aging) can result in bac-
terial overgrowth of the small bowel and
Immune system modulation Strengthening of non-specific defense against infection and tumors
lead to abnormal and harmful microbial
Adjuvant effect in antigen-specific immune responses
Enhancement of secretory IgA production activities (Nanji et al., 1994; Simenhoff et
al., 1996). Disruptions in intestinal per-
Allergy Prevention of antigen translocation into blood stream
meability barriers can lead to transloca-
Blood lipids, heart disease Assimilation of cholesterol within bacterial cell tion of bacteria into the blood stream
Increased excretion of bile salts due to deconjugation by bile salt (Wells et al., 1988). Consumption of
hydrolase
Antioxidative effect non-digestible foodstuffs (e.g., lactose
for lactose intolerant people, soluble fi-
Antihypertensive effect Peptidase action on milk protein yields tripeptides which inhibit
bers) can provide fermentable substrates
angiotensin 1 converting enzyme
Cell wall components act as angiotensin converting enzyme inhibitors for growth of intestinal microbes, some-
times with deleterious effects.
Urogenital infections Adhesion to urinary and vaginal tract cells
Colonization resistance
Probiotic bacteria have been shown
Inhibitor production (H2O2, biosurfactants) to improve the clinical outcome in many
intestinal disease targets (Table 4; Elmer
Infection caused by Production of inhibitors of H. pylori (lactic acid and others)
Helicobacter pylori et al., 1996; Salminen et al., 1998a). Most
convincing are the blinded, placebo-con-
Hepatic encephalopathy Inhibition of urease-producing gut flora
trolled trials with human subjects (Bello-
have not established whether the im- In one study, changes in receptors viduals (Trapp et al., 1993). A significant
mune response to exogenous probiotic mediating phagocytosis was measured in decrease in allergy symptoms was ob-
strains is a temporary response upon ex- eight milk-hypersensitive (not lactose in- served in individuals consuming yogurt
posure to a foreign strain or one that tolerant) adults consuming milk and containing live, active bacteria compared
would continue to be expressed after ex- milk with Lactobacillus GG (Pelto et al., to individuals consuming pasteurized
tended feeding (Tannock, 1999b). 1996). Consumption of the probiotic- yogurt and those who did not consume
• Allergy. Preliminary research on containing milk did not result in a sig- yogurt. No microbiological characteriza-
probiotic-mediated modulation of cer- nificant increase in receptor expression tion of the yogurt was reported. Another
tain allergic reactions has been reported. whereas consumption of regular milk report, however, did not show clinical
A breakdown of the intestine’s mucosal did, suggesting that this strain may sup- improvement in 15 asthmatic subjects
barrier function, allowing extensive anti- press a milk-induced immune inflam- fed yogurt and yogurt with L. acidophilus
gen challenge, may be a factor in some matory response. Unfortunately, symp- in a crossover design study (Wheeler et
allergic reactions. Since probiotic bacte- toms were not evaluated. al., 1997). Further study of the role of
ria have been shown to improve mucosal Symptoms were evaluated, however, probiotics in allergic response is neces-
barrier function, the hypothesis that they in a partially blinded 12-month study in sary.
may play a role in moderating allergic which yogurt and pasteurized yogurt • Stomach Health. The ability of
response was tested. were fed to college-age and elderly indi- probiotic bacteria to influence coloniza-
tion and activity of Helicobacter pylori,
which is associated with chronic gastri-
Table 5 Immune effects evoked by probiotic bacteria or yogurt in immu- tis, peptic ulcers, and risk for gastric can-
nocompetent humans cer (Marshall, 1994), has been evaluated.
Test product Effect Reference Conventionally colonized (stomach mi-
croflora is dominated by lactobacilli)
→
Fermented milk (ST) with phagocytic activity + respiratory Donnet-Hughes et al., 1999
Lactobacillus johnsonii La1 (108/d burst of peripheral blood leukocytes mice resisted infection by H. pylori,
or 109/d) no effect seen at 108/d whereas germ-free mice did not (Kabir
et al., 1997). Results from animal (Aiba
→
Yogurt (1011 each ST with LB/d) 2’-5’ A synthetase activity in BMC Solis-Pereyra et al., 1997
(control: milk) (as more stable indicator of IFN) in et al., 1998; Kabir et al., 1997) and hu-
yogurt group; no effect on IFN-g, man (Michetti et al., 1999) studies sug-
IL-1b, or TNF-a gest that some probiotic bacteria or their
→
Lactobacillus GG capsules (dose serum IgA response to Salmonella Jung, 1999 end-products may inhibit H. pylori in-
not specified); placebo: sucrose typhi lipopolysaccharide vaccine fection.
(adjuvant effect) The ability of Lactobacillus salivarius
→
Lactobacillus GG powder IgM secreting cells against Isolauri et al., 1995 WB1004 to inhibit H. pylori colonization
capsules (5 x 1010); placebo: rotavirus vaccine of human or murine gastric epithelial
microcrystalline cellulose cells in vitro was extended in vivo in gno-
Fermented milk (1011/d No effect on natural killer cell Spanhaak et al., 1998 tobiotic mice (Kabir et al., 1997). Inter-
Lactobacillus casei Shirota) activity, phagocytosis or cytokine estingly, complementary studies indicat-
(control: milk) production ed that neither S. aureus nor Enterococcus
Fermented milk with L. johnsonii No effect on lymphocyte subsets, Schiffrin et al., 1995 faecalis afforded the same protection
→
La1 (7 x 1010) or Bifidobacterium but phagocytosis of Escherichia coli from H. pylori infection. Colonization by
bifidum Bb12 (1010); no placebo compared to pre-feeding levels H. pylori was also reduced by feeding L.
→
Lactobacillus brevis subsp. a-IFN (as measured by 2’-5’ Kishi et al., 1996 salivarius after infection with H. pylori.
coagulans (Labre) tablet, live, and A synthetase activity) in 3 and Aiba et al. (1998) found that L. salivari-
heat-killed, 1.5, 3, and 6 x 108/d 6 x 108/d test groups us, but not L. casei or L. acidophilus, in-
→
Yogurt (1011 each ST + LB/d) 2’-5’ A synthetase activity in BMC Solis-Pereyra and hibited H. pylori colonization in a mouse
(control: milk) Lemonnier, 1993 model. Lactic acid production was
→
Fermented milk with 4 x 109-10/d serum IgA response to Salmonella Link-Amster et al., 1994 thought to correlate with inhibition.
L. johnsoni La1 and Bifidobacterium; typhi vaccine (adjuvant effect) Lactic acid was shown to be more inhibi-
control: diet with no fermented tory to H. pylori in vitro than acetic or
foods hydrochloric acids (Midolo et al., 1995).
→
Yogurt with 3 x 1012/d ST and LB serum IFN-g, B lymphocytes and De Simone et al., 1993 Michetti et al. (1999) administered
NK cell subset to humans in a double-blind, controlled
→
Lactobacillus GG (2 x 1010-11) rotavirus specific IgA antibody Kaila et al., 1992, 1995 clinical study a whey protein-based fer-
secreting cells in rotavirus-infected mentation product supernatant fluid
infants prepared by growth of L. johnsonii La1.
→
2x1010 CFU/day dried IgA secreting cells; no change Malin et al., 1996 They assessed effects using a carbon-13-
Lactobacillus GG in clinical status of Crohn’s disease urea breath test, endoscopy, and stomach
patients. biopsy. Reductions in 13CO2 in the 13C-
→
Bifidobacterium lactis formula IgA Fukushima et al., 1998 urea breath test were observed in sub-
ST, Streptococcus thermophilus; LB, Lactobacillus delbrueckii subsp. bulgaricus; LA, Lactobacillus jects consuming the probiotic product,
acidophilus; B, Bifidobacterium spp.; IFN, interferon; IL, interleukin; TNF, tumor necrosis factor; Ig, suggesting an inhibition of infection; the
immunoglobulin; BMC, blood mononuclear cells inhibition extended four weeks after ces-
tion in long-term, placebo-controlled However, isolated reports of associa- probiotic concept are exhibited with the
human subjects is needed. tion of lactobacilli (Aguirre and Collins, marketing of Lactobacillus GG as a di-
• Other Health Effects. Probiotic in- 1993; Saxelin et al., 1996) and bifidobac- etary supplement (Culturelleâ) by ConA-
fluence on a variety of other clinical tar- teria (Gasser, 1994) with human infec- gra (Omaha, Neb.), the entry of Dannon
gets has been evaluated. Probiotic-medi- tion (commonly endocarditis) in pa- (Tarrytown, N.Y.) into the dairy bever-
ated reduction in the severity of reaction tients with compromised health suggest age market with Actimel (labeled as a di-
to exposure to radioactive isotopes has that these microbes may have some op- etary supplement, containing yogurt cul-
been shown in mice (Dong et al., 1987) portunistic capability. Safety concerns tures and L. casei), and the addition by
and humans (Henriksson et al., 1995; were expressed regarding the use of en- Stonyfield Farms (Londonderry, N.H.)
Korschunov et al., 1996; Salminen et al., terococci as probiotic microbes (Adams of four probiotics (L. casei, Bifidobacteri-
1988). The effects of endotoxemia asso- and Marteau,1995). The association of um, L. acidophilus and L. reuteri) to all of
ciated with alcoholic liver disease were Enterococcus faecium and Enterococcus its yogurt products. The approach taken
reduced by probiotics (Nanji et al., faecalis with bacteremia and the in- by Dannon is unique with U.S. foods be-
1994). Probiotics have been used in en- creased incidence of antibiotic resistance cause it uses (and claims on the label)
teral feeding to provide nutritional sup- in these strains provide rationale for ex- very high populations of viable probiotic
port of surgery patients (Bengmark and cluding them from food formulations (1010 L. casei/serving). The outer wrap on
Gianotti, 1996). (Lai, 1996). Enterococci, however, are as- the package of four 100-ml bottles reads
In addition to proposed direct effects sociated with some traditional food fer- “Helps fortify your body’s natural de-
on humans, probiotics may also have im- mentations (Giraffa et al., 1997) and are fenses.” This product does not, however,
plications for human health through currently used in some dietary supple- identify the specific strain of L. casei
their use in animal agriculture. Probiot- ment formulations. used. Because many dietary supplement
ics have been tested for prevention of In general, health-related statements products are formulated with strains
food animal colonization with patho- have not been used in the United States with no proven clinical efficacy, strain
gens. Probiotics may also benefit animal on the labels of probiotic-containing identification is useful to identify re-
agriculture through greater resistance of food products (Sanders, 1998b). Incon- sponsibly formulated products.
farm animals to infectious diseases, in- spicuous mention of genus and probiotic Opportunity exists for food manu-
creased growth rate, improved feed con- species contained in the food is com- facturers to formulate a new generation
version, and increased yield of milk and mon, although this taxonomic informa- of probiotic-containing products. Such
eggs (Fuller, 1998). Commercial probiot- tion is not always accurate (Yeung et al., an endeavor should consider:
ic products for use in animal agriculture 1999). Although structure/function • Choice of strain or strain combina-
are available. statements about gastrointestinal tract tions. This should be based on evalua-
health, immune function, or improved tions of health effects, mechanisms of ac-
U.S. Regulatory Issues and digestion are used in the labeling of pro- tion, and stability characteristics of the
Safety biotic dietary supplements, most food specific strain using validated biomark-
Several of the bacteria used in the manufacturers avoid them. Manufactur- ers in in vitro, animal, and human sub-
United States as probiotics are listed by ers avoid them although structure/func- ject studies.
the Food and Drug Administration tion claims appear to be allowable on • Definition of a physiologically rele-
(FDA) on its “Partial List of Microorgan- foods (with no requirement for the FDA vant (dose which research suggests pro-
isms and Microbial-Derived Ingredients disclaimer statement —that the claim vides a beneficial health effect or reduced
that are Used in Foods” (http:// has not been evaluated by FDA—or 30- risk of disease) consumption levels.
vm.cfsan.fda.gov/~dms/). The usual ap- day postmarket notification of FDA as • Definition of the active principle of
proach for safety assessment for market- required for supplements; McNamara, the probiotic product. Non-viable cells,
ing probiotic bacteria in the United 1998). This caution may stem from food fermentation end-products, and en-
States is presumption of safety, reasoned industry concern with the body of scien- zymes have been shown to mediate pro-
by a long history of safe use in fermented tific substantiation of probiotic effects biotic effects (Ouwehand and Salminen,
dairy products. and whether it meets the “truthful and 1998). In recognition of this fact, a defi-
The safety of lactobacilli and bifido- not misleading” requirement of the FDA nition of probiotics was recently pro-
bacteria has been recently reviewed for structure/function statements. posed (Salminen et al., 1999), which ex-
(Salminen and von Wright, 1998). The tends the definition beyond only viable
general conclusion is that the pathogenic Product Issues cells to include “components of microbi-
potential of lactobacilli and bifidobacteria The current market in the United al cells.” A clear understanding of the ac-
is quite low. This conclusion is based on States for probiotics is difficult to assess tive component of a probiotic product is
the widespread consumption of these mi- (Sanders, 1998b). It is an undeveloped essential to development of appropriate
croorganisms in fermented foods, their market, if trends in Japan and Europe quality control measures as well.
Pathogen Temperature
presence as normal colonizers in the hu-Time toare
toxinanyFood
indication. Yogurt manufacturers • Consumer communication pro-
°C °F formation (h)
man body, failure to isolate these bacteria in the U.S. have added L. acidophilus, and gram that discusses the basis of probiotic
as primary pathogens, and lack of nega- in some cases Bifidobacterium species, to functionality and specifics of the probi-
tive side effects of the bacteria when fed in their products for years, and unferment- otic product.
high levels to immunocompromised hu- ed fluid milk containing probiotic bacte- • Package labeling to communicate
mans (premature infants, elderly, AIDS ria comprises a small niche market. approximate numbers of viable cells at
patients, Chron’s disease patients, and Some recent moves by U.S. food compa- the end of shelf life, and the genus, spe-
people with enteric infections). nies toward a warmer embrace of the cies, and strain used. Use of a strain desig-
studies, however, have focused on popu- tions lead to serious sequelae, probiotic Dong, M.-Y., Chang, T.-W., and Gorbach, S.L. 1987. Ef-
lations with a disease or lactase deficien- bacteria may add a low-cost, low risk lay- fects of feeding lactobacillus GG on lethal irradiation in
mice. Diagn. Microbiol. Infect. Dis. 7: 1–7.
cy, necessitating extrapolation of results er of protection from infection and dis- Donnet-Hughes, A., Rochat, F., Serrant, P., Aeschlimann,
to healthy or lactase-sufficient popula- ease. J. M., and Schiffrin, E.J. 1999. Modulation of nonspe-
tions. cific mechanisms of defense by lactic acid bacteria: Ef-
Human data on anti-hypertensive ef- fective dose. J. Dairy Sci. 82: 863–869.
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prophylaxis for recurrent candidal vaginitis and bacterial are not necessarily written by the Expert Panel, are rigorously peer-reviewed by the Expert Panel
vaginosis. Arch. Fam. Med. 5: 593–596. as well as by individuals outside the panel who have specific expertise in the subject. IFT’s Expert
Simenhoff, M.L., Dunn, S.R., Zollner, G.P., Fitzpatrick, Panel on Food Safety and Nutrition, which studies significant food-related issues and oversees
M.E.D., Emery, S.M., Sandine, W.E., Ayres, J.W. 1996.
timely production of Scientific Status Summaries, comprises academicians representing exper-
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small bowel bacterial overgrowth in end-stage kidney tise in one or more areas of food science/technology and nutrition.
disease using freeze-dried Lactobacillus acidophilus. The Scientific Status Summaries may be reprinted or photocopied without permission, provided
Miner. Electrolyte Metab. 22: 92–96. that suitable credit is given.
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