Escolar Documentos
Profissional Documentos
Cultura Documentos
Discretion: legal power to make decisions with little specific direction from higher authorities.
Victim: may or may not elect to report a crime; victims are witnesses for the state.
Prosecutor: lawyer who is a government employee and represents the interests of the state (and in an
indirect way, the victim); has discretion to pursue charges & what charges to pursue; based on factors
such as:
1. accused’s criminal record
2. severity of the crime
3. role the victim played in the crime
4. impact of prosecution on the accused and the victim
5. need for deterrence
6. likelihood of conviction
Expungable probation: person pleads guilty but judgment is held in advance until end of successful
probationary term – then record is expunged.
Citation: notification that you are to appear in court as in minor traffic violations
1. Complaint – formal charge of criminal activity; must provide proof of probable cause for an
arrest warrant to be issued.
2. Custody – suspect is arrested, taken into custody.
3. Initial Appearance – non-adversary hearing; formally notified of charge, advised of basic rights;
appointment of attorney (if defendant is indigent); issue of bail addressed (if defendant is still in
custody); date set for preliminary hearing.
4. Preliminary Hearing – adversary proceeding presided over by a judge (without a jury) and
conducted by the defense attorney & the prosecutor. Must be within 10 days if defendant does not
make bail. Purpose is to determine whether there is probable cause to believe that:
a. A crime was committed and
b. The accused committed it.
i. Probable cause decision cannot be made on hearsay EXCEPT:
1. written report of expert witnesses
2. documentary proof of ownership
ii. Probable cause standard is VERY LOW.
5. Grand Jury: 12 plus foreman; need 12 voting unanimous for true bill (indictment); secret to
public & defendants; if no true bill is found – case can be dismissed or Prosecutor can retry.
a. Serves as a check on prosecutorial abuse by screening cases that do not have enough
merit to justify continuing proceeding in criminal justice system.
b. Investigates possible violations of criminal law.
c. Oversee some public facilities or activities.
d. Has legal authority to issue subpoenas; grant witnesses immunity.
6. Arraignment:
7. Pre-trial conference:
8. Trial:
The Complaint
Tenn. R. Crim. P. , Rule 3: The affidavit of complaint is a written statement alleging that a person has committed an
offense and alleging the essential facts constituting the offense charges. The affidavit of complaint shall be made upon oath
before a magistrate or a neutral and detached court clerk who is capable of the probable cause determination required by Rule
4.
Complaint: the complainant signs a formal charge of criminal activity under oath. The complaint
describes the basic facts of the crime, what offense is being charged and possibly the relevant section
of the criminal code. If the complaint provides adequate proof that there is probable cause to believe
that a crime was committed and that the defendant committed it, the magistrate may issue an arrest
warrant. The complaint may also “toll” the statute of limitations. In misdemeanor cases, the complaint
serves as the formal charge and there may be no indictment to replace it. For felonies, the complaint
will be the first formal charge but may be later replaced by the grand jury indictment or the prosecutor’s
information.
Begins or initiates the formal criminal process by charging the accused with a crime
• Serves as the written basis for an arrest warrant; described as the “principle function” of the
complaint
• Notifies the accused of the allegations
• Facilitates the Initial Appearance
• Stops or tolls the running of the statute of limitations
• In misdemeanors, the complaint/warrant may be the only pleadings filed and are the only formal
charging documents, unless it goes to a grand jury
• In felonies, the complaint is the first formal charge, but may be replaced by OR charges may be
initiated by:
1. Grand jury indictment,
2. Grand jury presentment, or
2. Prosecutor’s information
Tenn. R. Crim. P., Rule 4: an arrest warrant shall by issued by a magistrate or clerk if it appears from
the affidavit of complaint that there is probable cause to believe that an offense has been committed and that
the defendant has committed it. More than one warrant or criminal summons may issue on the same
complaint. The probable cause finding can be based on hearsay if there is a substantial basis for believing the
hearsay is credible and for believing that there is a factual basis for the information furnished. The arrest
warrant must be signed by the magistrate or clerk and shall contain the name of the defendant or enough
information by which he can be identified with reasonable certainty. The arresting officer does not have to
have the warrant in his possession at the time of the arrest but must show it to the defendant as soon as
possible.
McNabb-Mallory Rule: statements made by suspects during a period of unnecessary
delay in bringing them before a magistrate are inadmissible at trial. This rule is not binding
upon the states and most states have rejected it in favor of a totality test to determine the
admissibility of a confession under the circumstances.
Gerstein proceeding – a defendant who was arrested w/o a warrant may face a Gerstein
proceeding, which tests the validity of his detention; usually combined with either the initial
appearance or the preliminary examination. 4th amendment requires that a neutral and
detached judicial officer must determine probable cause before a person can be subjected
to an extended restraint of liberty after a warrantless arrest. Determination must occur
within 48 hours of arrest.
After 48 hours the burden is on government to explain why there was a delay.
Remedy for delay – suppression of evidence; any evidence obtained during delay could be
thrown out. (Arguably from time of arrest)
5. Conditions of release
Procedures
1. Felony-misdemeanor distinctions
2. Timing – without unreasonable delay
Initial appearance: (if no bail previously set) brief hearing in which the accused is notified of the
charges and advised of his basic constitutional rights. If the accused is still in custody, bail will be
considered. An attorney may be appointed if the accused is indigent. A date will be set for the
preliminary hearing. At the initial appearance, the prosecutor may only address the issue of
release conditions. There may be no defense counsel present. if the defendant was arrested
without an arrest warrant, the judge may have to determine whether there is probable cause to
detain the defendant. If probable cause exists, the judge will have to issue an arrest warrant in
order to hold the defendant in custody.
If warrant is defective and you move to have it dismissed because it is defective; then the
person could swear out another warrant -- your defendant would have to pay two bonds.
The initial appearance serves many purposes;
1) Providing information to the accused: the accused is formally notified of the charges and may
be given a copy of the complaint, he is informed of relevant constitutional and statutory rights.
2) Appointment of counsel: if the accused is indigent, counsel may be appointed at this time.
3) Schedule future proceedings
4) Make a decision about bail
Gerstein proceeding: tests the validity of the defendant’s detention if he was arrested without a
warrant. The Gerstein hearing may be combined with the initial appearance or the preliminary hearing.
Requires the accused to be brought before a magistrate in a reasonably prompt manner, usually48
hours.
If a defendant charged with a misdemeanor can plead guilty at the initial appearance, the initial
appearance becomes the arraignment.
Tenn. R. Crim. P. , Rule when arrested, the accused shall be brought without unnecessary delay before the nearest
appropriate magistrate. The magistrate may act as the judge in small offenses. IF the offense is a misdemeanor but not a
“small offense” the magistrate shall ask how the defendant pleads. If the defendant pleads guilty, the magistrate shall set a
preliminary examination within 10 days if the defendant remains in custody and within 30 days if the defendant is released. If
the defendant pleads guilty and waives his right to be prosecuted only by an indictment or presentment and to be tried by a
jury, the magistrate shall hear the case and fix the sentence upon a guilty plea. The defendant can then only appeal the
sentence.
If the defendant pleads not guilty, the case is set for preliminary examination with 10 or 30 days, as above, unless the
preliminary examination is waived in which the magistrate can bind the defendant over to the grand jury.
For felonies, the defendant does not have to plead before the magistrate. The magistrate shall inform the defendant
of his rights. The defendant may waive the preliminary examination and be bound over to the grand jury.
Rule 5 – magistrate can accept a guilty plea for small offense for which there is $50 fine and
imprisonment is not possible. No counsel as no chance of going to jail. Misdemeanor that is more than
small offense; DA must agree; magistrate can take guilty plea and sentences the defendant. Sentence
could be appealed.
Bail Reform Act of 1984 – mandates that federal defendants be released on personal recognizance or
upon execution of an unsecured appearance bond in an amount specified by the court unless it is
determined that either form of pretrial release will not reasonably assure appearance of the defendant
at trial or will endanger the safety of the community.
Bail hearing;
1. whether the accused should be released pending trial; and
2. if release is deemed appropriate, the terms and conditions, which may include the specific dollar
amount of bail.
Rules of evidence do not apply; both sides may present witnesses & documentary proof.
Under 8th amendment – “fixing of bail for any individual defendant must be based upon standards
relevant to the purpose of assuring the presence of the defendant”.
Misdemeanors - $1,000
Felony involving property crime - $10,000
Felony against a person - $50,000
Homicide - $100,000
Bond: 8th amendment – excessive bail shall not be required but does not guarantee bail.
In TN everyone is entitled to bond unless they are going to be tried for death penalty.
TN Constitution Article 1, Section 15
That all prisoners shall be bailable by sufficient sureties, unless for capital offences, when
the proof is evident, or the presumption great. And the privilege of the writ of Habeas
Corpus shall not be suspended, unless when in case of rebellion or invasion, the General
Assembly shall declare the public safety requires it.
Not every 1st degree murder is a capital offense. If state is considering death penalty, no
bond.
Bond is set at initial appearance.
Bond is reviewed by general sessions judge normally at preliminary hearing.
Bond can be reviewed after you are bound over; criminal court judge
Bond can be reviewed by Court of Criminal Appeals – if you challenge it. (not very often)
US v Jessup:
1. Whether the drug offender/flight presumption represents a reasonable congressional
response to a problem of legitimate legislative concern. Holding: Congress has done
research to determine the significant risk of flight inherent to drug offenders. We conclude
that the government’s interest in the presumption is a strong and legitimate one.
US v Miller:
Whether the district court erred in denying defendants’ motion for bail.
The Federal Bail Reform Act of 1984 states that a person who has been found guilty and
sentenced to a term of imprisonment and who has filed an appeal should be detained,
UNLESS the judge finds:
1) that the defendant is not likely to flee or pose a danger to the safety of any person
or the community if released AND
2) that the appeal is not for the purpose of delay, AND
3) that the appeal raises a substantial question of law or fact, AND
4) that if the substantial question is determined favorably to defendant on appeal, that
decision is likely to result in reversal or an order for a new trial of all counts on
which imprisonment has been imposed.
US v Salerno:
At the arraignment, the Government moved to have Salerno and Cafaro detained pursuant to the Bail
Reform Act of 1984 section 3142(e) on the ground that no condition of release would assure the safety
of the community of any person. There was a hearing and the Government provided evidence that they
were the “boss” and “captain” of the Genovese family, a crime family. The Court finds that the
detention imposed by the Bail Reform Act is regulatory, not punishment. Preventing danger to the
community is a legitimate regulatory goal. In addition, the Act limits the circumstances under which the
detention may be sought to the most serious crimes and the detainees must be housed in a facility
separate, to the extent practicable, from persons awaiting or serving sentences or being held in custody
pending appeal. The Court concludes that the detention is regulatory and does not constitute
punishment before trial in violation of the Due Process Clause. The Government’s interest in
community safety can, in appropriate circumstances, outweigh an individual’s liberty interest
Preliminary Hearing
Adversary proceeding before the judge. The purpose is to determine whether there is probable cause
to believe that a crime was committed and that the accused committed it. In some jurisdictions, a less
restrictive set of evidence principles are applicable rather than the formal rules of evidence. Since the
preliminary hearing is in a court with no record, the prosecutor can get the matter bound over to the
Grand Jury for a probable cause determination even if the judge dismisses for lack of probable cause.
4th amendment – probable cause determination; basis for requirement of probable cause
hearing. Finding of probable cause may be based on hearsay; must be factual basis for
information furnished.
Must be within 10 days if defendant is in jail; supposed to be within 30 days if defendant is out on bond
– NEVER HAPPENS; defendant waives this.
The preliminary hearing (examination) is a right given the defendant (Tenn. R. Crim. P. Rule 5, 5.1).
The formal, traditional function of the preliminary hearing is to ensure the State has at least sufficient
proof to demonstrate that “probable cause” exists to believe that a crime has been committed and that
the accused committed the crime. There is no degree of evidence necessary to establish probable
cause at a preliminary hearing but probable cause for an arrest exists where the officers had facts and
circumstances within their knowledge and of which they had reasonably trustworthy information, which
was sufficient to warrant a prudent man in believing that the arrestee had committed an offense.
If the State meets its probable cause burden of proof, the case will be bound over to the grand
jury. If not, the case will be dismissed but can still be pursued through the grand jury. If the charges
were dismissed at the preliminary hearing but reinstated by indictment, the defendant may not have the
right to another preliminary hearing.
The preliminary hearing is a “critical stage” of the proceedings, meaning that there is a right to
counsel. A practical purpose of the preliminary hearing is to make three determinations.
1) Whether the State has proven an offense has probably been committed
2) Whether there is reasonable ground to believe that the defendant is probably guilty of its
commission
3) Whether the bail bond should be modified or changed prior to trial.
The rules of evidence do apply, but defense counsel may not wish to use all technical objections
available in order to make better use of the discovery available at this stage of the proceedings. If
counsel objects to evidence, they should keep in mind that Tenn. R. Crim. P. 5.1 requires probable
cause to be based upon evidence which may not be inadmissible hearsay except (1) documentary
proof of ownership and (2) written reports of expert witnesses. The court’s ruling does not bar the State
from submitting suppressed evidence to the grand jury when it seeks an indictment for the same
offense. The ruling of the general sessions court is not binding upon the criminal or circuit court if the
grand jury returns an indictment or presentment against the accused. The criminal or circuit court must
decide the admissibility of the evidence anew.
The preliminary hearing is required to be recorded (taped). If defense counsel calls witnesses, the
State will have the opportunity to cross examine the witness and have recorded testimony for use at
trial. Failure to tape or preserve the tape will cause the prelim to be heard again.
Mental health:
A defendant must be competent to go through the proceedings or sanity/insanity at the time of the
crime.
Finding probable cause is not permitted based on hearsay: EXCEPTIONS:
• Documentary proof of ownership
• Written report of an expert
Alibi defense – at least 10 days prior to trial, must give written notice to the State where defendant was
and the list of witnesses that will be called for his defense.
You can put the defendant on the stand to answer some questions such as where he lives, works, etc.
– this is for the bond part of the hearing.
Judge sets case for preliminary hearing; judge must inform defendant of:
• Charges and contents in the affidavit of complaint
• Right to counsel
• Right to appointed counsel if indigent
• Right to remain silent
• Any statement given voluntarily could be used against defendant.
• General circumstances under which they can obtain bond
• Right to a preliminary hearing.
Joinder: process of joining two people or crimes together into one indictment at trial.
• May be efficient but does not necessarily ensure a fair trial.
• Defendant may be prejudiced:
may be become embarrassed or confounded in presenting separate defenses;
jury may use the evidence of one of the crimes charged to infer a criminal
disposition on the part of the defendant from which is found his guilt of the
other crime/crimes charged;
jury may cumulate the evidence of the various crimes charged and find guilt
when, if considered separately, it would not so find.
• Generally increase the chance of a conviction.
Rule 13 – indicates that crimes or defendants may be tried together IF under Rule 8, they
could have been indicted together.
Rule 14 – gives trial court discretion to grant a severance if joinder would cause prejudice.
Joinder of Offenses
Is possible if EITHER of the following is satisfied:
1. Rule 8(a) permits joinder if the crimes are of the same or similar character. OR
2. Joinder of offenses is possible if the crimes either were based on the same
act/transaction or were based on more than one act/transaction that were
connected together or constituted parts of a common scheme or plan.
US v Terry: joinder of drug charges with firearms charge. Violation of Rule 8 requires
reversal only if the misjoinder results in actual prejudice because it had substantial and
injurious effect or influence in determining the jury’s verdict.
Joinder of Defendants
1. Is permissible only if they participated in the same act or transaction, or series
of acts or transactions constituting the crime(s).
2. Must be some connection between the offenders.
Sources of prejudice possible that may justify the granting of a severance under Rule 14
as to JOINDER OF OFFENDERS:
1. where one defendant makes an inculpatory statement inadmissible against his co-
defendant;
2. where the defendants present conflicting and irreconcilable defenses and there is a
danger that the jury will unjustifiably infer that this conflict alone demonstrates that
both are guilty; and
3. where only one defendant testifies and urges the jury to draw an adverse inference
from his co-defendant’s silence.
Zafiro v United States: 4 defendants convicted of federal drug charges were tried
together; all 4 moved for severance.
Bruton Error: type of error arising in a joint trial by admission of a confession of a co-
defendant implicating the defendant where the co-defendant did not testify and the
defendant maintained his innocence. Bruton problem: no opportunity to cross examine.
Motion for severance must be made before trial unless basis for motion is not known until
after trial starts. The defendant has a right to severance unless the offenses are a part of a
common scheme or plan and the evidence of one would be admissible at the trial of the
others. The court shall grant a severance of offenses if:
1) If motion is made before trial and it is deemed appropriate to promote a fair
determination of the defendant’s guilt or innocence of each offense.
2) If during trial it is deemed necessary to achieve a fair determination of the
defendant’s guilt or innocence of each offense.
3) If the State is granted a continuance and the defendant demands a speedy trial.
Types of motions:
• Motions seeking dismissal
• Motions affecting evidence
• Motions affecting pretrial proceedings
• Motions affecting trial structure
• Motions involving defendant’s activities
• Motions to assist in gathering evidence
• Motions incorporating other motions
Motion in Limine: things you want the judge to rule on before trial. The danger of a motion
in limine is that once you have made a motion in limine that acts as an objection (motion to
suppress) and the judge has ruled to admit it, you don’t have to object again during the
trial. However, if the judge’s ruling isn’t clear, you must object again.
Motion for New Trial: (must be made within 30 days of sentencing). If the motion for new
trial is not filed timely, the appeal will be waived. The defendant can waive the right to an
appeal in writing. An appeal can be timely filed and then amended later. The motion for
new trial must include all grounds, which you feel should be overturned. After the motion
for new trial is denied, you can file a Notice of Appeal. The defendant can get an appeal
bond unless convicted of a violent crime. In the federal system, the notice of Appeal must
be made within 10 days.
Supporting Documents.
• Affidavit – sworn statement. NO CROSS EXAMINATION. Provides facts or opinions
helpful or necessary in resulting the motion. An affidavit may be made by a party or
anyone else, including an expert or even a atty. The only limit is that the affiant
(person whose statement is in the affidavit) must be competent to testify as a witness.
Affidavit is signed by the person providing the information and usually is also signed
by a notary.
• Supporting memoranda and briefs.
• Proposed order. Draft of a court order that implements the motion. The trial judge
may sign the draft order if the motion is granted. Many courts prefer that the draft
order be signed by all lawyers in the case.
Rule 12.1 notice of alibi: written notice when using defense of alibi must say where you
were, who witnesses are, and how DA can reach those witnesses. DA has to provide
written notice of rebuttal witnesses. If either of these is not submitted, then can’t use alibi.
Withdrawn notice of alibi cannot be used in any civil or criminal proceeding.
Rule 12.2 notice of intent to use mental disease or defect defense-if you’re going to offer
expert testimony, then need to file written notice. DA then has opportunity to submit D to
their own expert. What D says to their expert is not admissible except for impeachment.
12.3 notice of intent to seek an enhanced sentence. DA has to file 10 days before trial. If
they don’t more than 10 days before, D can ask for continuance.
Burden of proof; movant typically has burden of establishing the merits of the motion.
Continuing crimes = ongoing until something happens to end them, e.g. conspiracy,
which may involve many conspirators performing acts helpful to the conspiracy in
many juris. Venue can be in any district or county where act occurred that was part of
the crime.
Outside any county, distr., or state. Article III, § 2 says that a federal crime committed
in no state shall be tried at such place or places as the Congress may be Law have
directed.
Removal to Federal Court: On rare occasions, state criminal proceedings may be
removed to federal court; because of federalism concerns, such removals are rare and
federal courts are hesitant to order them.
Travis v U.S. Whether an offense against the US which is begun in one district and
completed in another, can be inquired of and prosecuted in ay district in which such
offense was begun or completed. Defendant executed false affidavit documents in
Colorado and filed them (by mailing them) in Washington DC. Court held that venue
lay in DC: when a place is explicitly designated where a paper must be filed,
prosecution for failure to file lies only at that place.
U.S. v Williams Crime involving more than one jurisdiction and a criminal statue
where venue is unclear.
Substantial contacts test:
1. site of defendants act
2. elements and nature of crime
3. locus of the effect of the criminal conduct
4. suitability of each district for accurate fact finding.
Formal discovery: codified in jurisdiction’s statutes or rules involving written motions &
responses.
US v Bagley
Reasonable probability test: favorable evidence is material if there is a reasonable
probability that had the evidence been disclosed to the defense, the result of the
proceeding would have been different. Must turn over all evidence - - even if it is false
(question for jury to decide).
Applies to appeals in cases where the defense made a specific request for materials.
Jencks Rule (Rule 26.2 Motion for Production of Statements of Witnesses): Once a
witness has testified on direct examination, the other side has a right to move for their
Jencks statements; the prior written statements that bear on the subject matter of their
testimony (parts can be edited that have no bearing on the matter).
Failure to produce Jencks statements; strike the testimony or (if it is the state) declare a
mistrial.
Some, but not all rules of criminal procedure do not apply to General Sessions.
All rules of evidence apply to General Sessions.
An appeal from General Sessions is de novo. A defendant can’t appeal a guilty plea but
can appeal a sentence.
Williams v Florida
Privilege against self-incrimination is not violated by a requirement that the defendant give
notice of an alibi defense and disclose his alibi witnesses.
United States v Nobles
Work product doctrine protects material prepared by agents for the attorney as well as
those prepared by attorney himself (this privilege was waived by defense
counsel when they elected to present the investigator as a witness).
5th Amendment privilege against compulsory self-incrimination is personal to the defendant
and does not extend to the testimony or statements of 3rd parties called as
witnesses at trial; does not extend to information that may incriminate him.
Arizona v Youngblood
Issue: whether the due process clause requires the state to preserve evidentiary material
that might be useful to a criminal defendant. Failure of police to preserve
potentially useful evidence was not denial of due process of law – absent
defendant’s showing bad faith on part of police. File a motion to preserve the
evidence.
Rule 12.1 Notice of Alibi; upon written demand of the state, the defendant must supply a
written notice of defendant’s intention to offer a defense of alibi; this is triggered
by the state; if the state does not begin the process, the defendant may offer a
full alibi defense with out providing any notice to the state.
Rule 16:
Upon written request of defendant, the government must disclose to the defendant and
make available for inspection, copying or photographing:
1. any relevant written or recorded statements made by the defendant or copies
thereof, within the possession, custody or control of government;
2. such copy of the defendant’s prior criminal record, if any, within the possession,
custody or control of government;
3. books, papers, documents, photographs, tangible objects, buildings or places or
copies or portions thereof, within the possession, custody or control of government,
and which are material to the preparation of the defendant’s defense or are
intended for use by the government and which are material to the preparation of
the defendant’s defense or are intended for use by the government as evidence in
chief at the trial;
4. any results or reports of physical or mental examinations and of scientific tests or
experiments, within the possession, custody or control of government, and which
are material to the preparation of the defendant’s defense or are intended for use
by the government and which are material to the preparation of the defendant’s
defense or are intended for use by the government as evidence in chief at the trial;
5. written summary of the testimony that the government intends to use under Rules
702, 703 or 705 of the Federal Rules of Evidence during is case in chief at the trial
(expert witnesses or issue of defendant’s mental health);
Not subject to disclosure: grand jury transcripts, work product; continuing duties to
disclose:
If you find something out late in the matter, you must disclose
Failure to disclose – your evidence may be not allowed; you may be prevented from
presenting your evidence.
Information or Grand Jury Indictment:
Information: a formal charge made by the prosecutor, stating that the named person is
charged with committing a specified crime.
Indictment: prepared by the prosecutor.
Grand Jury: functions as a check on prosecutorial abuse by screening cases for probable
cause. If probable cause is present, the Grand Jury will issue a true bill. If not, they will issue a no true
bill. Although the Grand Jury is usually presented with probable cause issues by the prosecutor, the
Grand Jury can initiate an investigation on its own. If they find that crimes are being committed, they
can issue a presentment. A presentment is a formal allegation that a named person or business has
committed a crime.
Information: true bill by prosecutor without affirmation by grand jury; signed by prosecutor.
Indictment: true bill by grand jury on probable cause determination brought before them by
prosecutor. Signed by prosecutor and grand jury foreperson. An indictment must charge a person with
a crime. It can name John Doe but must have a description that would allow a reasonable person to
know who is being charged. The indictment doesn’t have to allege a specific time (on or about the __
day of ___)
Presentment: true bill initiated by grand jury without the prosecutor.
The grand jury also functions to investigate possible violations of the criminal law (presentments) and to
oversee some public facilities or activities.
The grand jury foreperson has a term of 2 years from the date of appointment. He administers the
oaths to witnesses and must sign the indictments and presentments.
Duties of D.A.:
(1) the D.A. attends the grand jury proceedings for the purpose of giving legal advice when
required by the grand jury
(2) the D.A. prepared the indictments
Although the grand jury proceedings are secret, grand jury testimony may be disclosed as required by
the court to ascertain whether the testimony is consistent with that given in court or disclose the
testimony given before them by any witness charged with perjury.
Both grand juries can use subpoenas to require witnesses to testify or produce physical evidence and
both can grant immunity to a witness forcing the witness to disclose what would otherwise be withheld
as incriminating evidence.
Subject: a person whose conduct is within the scope of the grand jury’s investigation
Target: a person as to whom the prosecutor or the grand jury has substantial evidence linking him to
the commission of a crime, and who, in the judgment of the prosecutor, is a putative defendant.
Pretrial conference: Conference to clarify the issues and resolve procedural matters. The defendant
doesn’t have to be present but he must be represented by counsel.
Trial:
Motions
Discovery
Voire Dire
Jury Selection
Objections to jurors for cause have to have factual and legal grounds for the challenge.
To preserve the record, you have to use all of your peremptory challenges ( 3 in
misdemeanors, 8 for felonies, 15 for federal)
Babson Challenge- removing an African American from the jury.
Jury Deliberations
Jury Verdict
If guilty, sentencing date set and sentencing report made.
Sentencing Hearing
Direct Appeal: there is an automatic right of appeal. On appeal, you can only argue questions of
law. If you lose the appeal, you can appeal to the next level but they can grant or deny.
Collateral Attack, Post Conviction Relief: (allege violation of a constitutional right, writ of habeas
corpus)
Executive Clemency: an order by the jurisdiction’s highest executive officer that removes a
conviction completely (pardon) or reduces the sentence (commutation).
Time Limitations
Crime; Pre charge delay; 5th amendment right to due process
• Statute of limitations
1st degree murder – SOL – life of the defendant
Class A felony - 15 years
Aggravated arson, aggravated rape; 2nd degree murder
Class B felony – 8 years
Class C or D felony – 4 years
Class E – 2 years
Misdemeanor – 12 months
Exceptions: hid the fact there was a crime – this time is not
included in the SOL; time period begins once it is discovered that a
crime occurred
• Assert that the due process of the 5th amendment and under
Article1 Section 8 of Tenn was violated
Delay
Delay has to intentional by government; bad faith;
Actual prejudice
Arrested or Indicted; 6th amendment to a speedy and public trial starts when you are
arrested or indicted:
• arrest warrant does not count unless it is served on defendant;
• indictment does count (even if you do not know you have been indicted)
Dismissal of charges is the only remedy to a violation of 5th amendment (due process) or
6th violation (speedy trial); dismissed – gone forever
Court adopts a 4-pronged balancing test to determine if a defendant was deprived of his
rights to a speedy trial.
1) length of delay (MOST IMPORTANT)
2) reason for the delay
a. negligence on part of government
b. government delays to obtain more evidence
c. valid reason; government is missing an important witness
3) defendant’s assertion of his right
a. if defendant does not assert his right, it weighs against him but failure to
assert the right does not waive the issue
4) prejudice to the defendant (SECOND MOST IMPORTANT)
a. witnesses die; memories fade; physical evidence is ruined, lost, etc.
b. defendant might be sitting in jail; stress; anxiety; lost of concurrent
sentences;
Barker v Wingo
Defendant spent 10 months of this 5 year delay in jail; did not assert his right until like the
12th continuance. In this case, the prejudice to the defendant was minimal and the
defendant did not assert his right until it was to his advantage, so despite the long delay (5
years) without much reason, the Supreme court held that Barker’s 6th Amendment rights
were not denied and the lower court ruling was affirmed.
Doggett v US
Doggett did not know about the indictment; took the state 8 ½ years to find him. The Court
found that the 8 ½ year lag between the indictment and arrest clearly suffices to trigger the
speedy trial inquiry. For 6 years, the government’s investigators made no serious effort to
test their assumption that Doggett was living abroad, and if they had done so, they could
have found him quickly. This was findable negligence.
The Court states that consideration of prejudice is not limited to the specifically
demonstrable and affirmative proof of particularized prejudice is not essential to every
speedy trial claim. Excessive delay presumptively compromises the reliability of a trial in
ways that neither party can prove or identify. The portion of the delay attributable to the
government’s negligence far exceeds the threshold needed to state a speedy trial claim.
Holding based strictly on the lengthy delay; Defendant is entitled to relief.
Federal Speedy Trial Act of 19_4 (only applies on federal prosecutions); sets limits on long
from indictment to trial; 70 days absent an agreement by defendant that it be extended;
Smith v Hooey
Defendant was in a federal prison; indicted in a Texas court on another charge; requested
speedy trial; Texas court ignored him for like 6 years; Constitutional guarantee of right to a
speedy trial is an important safeguard to prevent undue and oppressive incarceration prior
to trial, to minimize anxiety and concern accompanying public accusations and to limit
possibilities that long delay will impair ability of an accused to defend himself. State of
Texas had obligation to make a diligent, good-faith effort to bring Smith to Texas for trial.
Texas argued re cost of transportation etc; NO price tag on constitutional rights.
US v Marion
US v Lovasco
Defendant arrested 18 months after indictment; lost 2 key witnesses in delay;
Trial
TN constitution provides greater protection for individuals than does the US constitution;
include both when drafting a motion because you could lose on the US const ground and
win on the TN constitution grounds.
Right to an impartial judge – due process right of US 5th amendment; applicable to the
state in the TN 14th amendment.
Right to confront witnesses against them; extends to all phases of trial and pre-trial
hearings. Not an absolute right; can waive it. Waiver must be knowing, and voluntarily
and intelligent.
Rule 43 – defendant shall be present at arraignment and every stage of the trial unless the
defendant moves to be excused and the motion is granted.
1. If defendant shows up for the start of the trial and then voluntarily absents himself
for the remainder of the trial. – clear waiver of his right to be present.; trial goes on
without you. If you don’t show up – there will not be a trial.
2. If you act up during a trial – you will be removed. The defendant must be
represented by competent counsel, given a reasonable opportunity to consult with
counsel and offered to be returned if he promises to behave.
Prosecution has burden of proof; beyond a reasonable doubt; must prove all elements.
Affirmative defense of insanity; burden shifts to the defendant – by a preponderance of the
evidence that the affirmative defense exists. If defendant can prove it – the burden shifts
back to the state to disprove it.
Defendants right to testify; no specific right; it is implicit in the 5th amendment due process,
6th amendment compulsory process – to force witnesses to come to court on your behalf; 6th
amendment right to self-representation;
If defendant chooses not to testify, he has to sign a waiver acknowledging that he knows he
has the right to testify and after consulting with counsel, chooses not to. It is defendant’s
decision NOT THE LAWYER.
If defense asks for instruction – the judge must instruct the jury that they may not consider
the defendant’s silence.
Rule 611 of TN Rules of Evidence; cross-examination is relevant to any issue in the case
including the witness’ credibility.
Crawford v Washington; right to confront witnesses against you; removed the excited
utterance rule (Testimony in a startling event – admissible evidence; makes a spontaneous
declaration – excited utterance rule).
Rule 18: unless a statute or other rule applies, offenses prosecuted in county where
committed. If more than one, then either. D and court can change venues. Can file motion
for change of venue and must have affidavit attached. P gets to decide venue first off,
anyway. As soon as reason is known, then make motion for change of venue (can be after
jury selection started). :
Contemporaneous objection - Rule 51 of Tenn. R. Crim. P.- if you can’t specify the ground
for the objection, it works as a waiver of the objection.
Offer of Proof: Rule 103 (b) Tenn. R. Evid.- When you have evidence you want presented but the court says
that it can’t be put on, you make a Rule 103(b) offer of proof. This is proof on the record but out of the
presence of the jury. The judge has to let you make an offer of proof.
Pretrial Diversion: Diverts the defendant out of the criminal justice system rather than going to trial. Can be
appealed to the Circuit Court from the General Sessions Court.
Appeal Bonds: T.C.A. 40-26-102 et seq. and Rule 32(d) of Tenn. R. App. P.
Trial transcript: (attorney’s responsibility)- this has to be certified by the court reporter and approved by the
judge.
Exhibits:
To be considered on appeal, exhibits must be received into evidence, marked and included in the record sent
to the court of appeals.
Omnibus Hearing: hearing automatically scheduled a number of days before each criminal
trial. The omnibus hearing tries to resolve all outstanding motions and to deal with
administrative matters that will speed up the criminal process.
KARL DEAN- PRESERVING THE RECORD ON APPEAL- Rule 103 Tenn. R. Evid.
The trial attorney has a right to make an argument no matter how farfetched. Rule 103 says
that you have to state the specific ground of your objection if it is not apparent from the
record. If there is no objection made at trial, it works as a waiver.
Plain error- failure to object at trial denies the defendant a fair trial. Error that is plain on its
face can be overturned on appeal.
All matters must be on the record for appeal because the court of appeals only gets a
transcript. It is the duty of the trial judge to make sure the record is complete. The
transcript should mention any documents and include a copy if possible.
Rule 37 & 38 of Tenn. R. Crim. P. deals with harmless error. You have to show that the error affected the
outcome of the trial.
Preserving evidence to prosecute case. Witness gets on stand and takes oath to tell truth
– that is evidence.
Jury Trial
1. Overview
2. Issues Tried by Jury
3. Right to a Jury Trial
Two possible sources: 6th amendment and statutes
a. Sixth Amendment
i. Petty Offenses
(a) Incarceration
--6 mo. jail sentence is short enough to be petty
(Duncan v. Taylor)
--No offense is petty where imprisonment for more
than 6 mos. is authorized…
-- some state constitutions extend the right to a jury
trial explicitly to misdemeanors
(b) Other Sanctions
-- Blanton – “petty” determined by looking at how
serious society regarded the offense – leaves open the
question of what amount of a fine is entitled to jury
trial (though not allowed at $1K in this case)
5. Jury Size
a. Waiver of Full Jury
-- accused can waive right to full jury and submit for a smaller jury, but
he’s not entitled to know the identity of sitting jurors who leave (US v.
Yonnn)
**although jury of <5 would violate Ballew, if D waives 6, and one
leaves
b. Alternate Jurors
- Every jurisdiction has mechanism for selecting jurors
- alternates hear everything jury hears, dismissed when trial jury retires
to enter verdict
FEDERAL RULES OF CRIMINAL PROCEDURE Rule 24. Trial
Jurors (c)
6. Selection of Jurors
Jury pool – produce petit jury (6-12 ppl) – Voir Dire
a. Eligibility for Jury Services
- Must be 18 yrs old, resident for at least 1 yr, can’t be related to parties
(in most jurisdictions)
- right to be tried by a jury from the district or county where crime was
committed – geographical area from which jurors are selected
- according to fed. law, can’t exclude from jury service b/c of race,
color, religion, sex, nat’l origin, or economic status.