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Geobios 48 (2015) 309–320

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Original article

Historical relationship of the Caribbean and Amazonian Miocene


ichthyofaunas: A hypothesis reviewed under a biogeographical
approach§
Amparo Echeverry *, Valéria Gallo
Laboratório de Sistemática e Biogeografia, Departamento de Zoologia, Instituto de Biologia, Universidade do Estado do Rio de Janeiro (UERJ),
Pavilhão Haroldo Lisboa da Cunha, sala 228, Rua São Francisco Xavier 524, Maracanã, 20550-013 RJ, Brazil

A R T I C L E I N F O A B S T R A C T

Article history: South-American foreland basins are related to the compressional tectonics that built the Andes starting
Received 29 November 2014 in the Mesozoic; then the Neogene uplift of the Eastern Cordillera directly affected the sedimentary
Accepted 9 June 2015 history of Amazonia, changing the course of the proto-Amazon/Orinoco Rivers. Marine influence in South
Available online 26 June 2015
America has a long history with episodic transgressions and regressions from the Campanian to the Late
Miocene, with the Caribbean and/or the Pacific connections considered as the most likely sources.
Keywords: Previous studies on Neogene fish assemblages regarding historical relationships of the Caribbean and
Miocene
Amazonian regions based their conclusions on non-biogeographical methods. Here, we analyze the
Ichthyofauna
Palaeobiogeography
distribution of 241 Miocene fish taxa from 32 litostratigraphic units in northern South America and the
Caribbean Caribbean using a biogeographical method. We identify eleven distributional patterns and nine
Amazonian biogeographical nodes. Our results show a close relationship between the Caribbean and Amazonian
South America Miocene ichthyofaunas. Furthermore, they indicate that this relationship has to be separated into two
Pacific distinct components: western Amazonian/Caribbean, and eastern Amazonian/Caribbean. We hypothe-
size that patterns and nodes that involve the Pacific margin of northern South America or southern
Central America reflect pre-Andean (older) geographical configurations pointing to the eastern Pacific as
a relevant component in the history of diversification of Amazonian fish biota prior to and during the
Neogene.
ß 2015 Elsevier Masson SAS. All rights reserved.

1. Introduction et al., 1998; Monsch, 1998; Boeger and Kritsky, 2003; Wesselingh
and Macsotay, 2006; Cooke et al., 2012).
Neotropical fish diversity has an ancient history with some Marine influence in South America has a long history with
higher-level endemic clades extending back into the Cretaceous. episodic transgressions and regressions from the Campanian up to
Fossils show that some modern, generic-level clades had the Late Miocene (Lundberg et al., 1998; Brito et al., 2007). The
differentiated by the Paleogene, and that the fish fauna was Western Amazon was affected by marine incursions at least twice
essentially modern by the Late Miocene (Lundberg et al., 1998). during the Neogene (Hoorn, 1993, 1994a,b, 1996). The extent and
Although the majority of Neotropical fishes have a long history of timing of Neogene marine incursions in Amazonia is currently
evolution dating back to the final rupture of the South American controversial. Some authors have suggested that marine incursions
and African continents (e.g., Siluriformes and Characiformes; were long lasting and widespread (Räsänen et al., 1995, 1998;
Lundberg et al., 1998, 2010), it is thought that some lineages Webb, 1995; Gingras et al., 2002). Others have suggested that the
colonized South America much later, as a product of marine predominant depositional context of Miocene Amazonia was
incursions in the Amazon during the Oligocene and Miocene freshwater, interspersed with brief and geographically limited
(Hoorn, 1993; Webb, 1995; Lovejoy et al., 1998, 2006; Lundberg bouts of marine influence (Hoorn, 1996; Hoorn et al., 2010; Vonhof
et al., 1998, 2003; Wesselingh et al., 2002; Linhares et al., 2011).
Gross et al. (2013) proposed a fluvial depositional system for
§
Corresponding editor: Gilles Escarguel. Western Amazonia during the Late Miocene. Latrubesse et al.
* Corresponding author. (2007) refuted the existence of an intracontinental seaway through
E-mail address: echeverryceae@gmail.com (A. Echeverry). southwestern Amazonia during the Late Miocene (11–10 Ma),

http://dx.doi.org/10.1016/j.geobios.2015.06.001
0016-6995/ß 2015 Elsevier Masson SAS. All rights reserved.
310 A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320

connecting the Caribbean Sea with the Paraná Basin (Räsänen et al., Comparative studies on Neotropical Miocene marine ichthyo-
1995). Instead, they held that the depositional environment of the faunas remain scarce and descriptive (Longbottom, 1979; Gillette,
entire Late Miocene was continental, and that the deposits in 1984). Some studies on Neogene fish assemblages and the
Peruvian Amazonia attributed to a marine Miocene tidal environ- palaeobiogeography of the Caribbean and Amazonian regions
ment are fluvial sediments (Latrubesse et al., 2010). based their conclusions regarding historical relationships on
The Caribbean is usually considered the most likely gateway of Principal Component Analyses (Aguilera et al., 2011; Aguilera
the Miocene marine influences and incursions into the Llanos Basin and Páes, 2012). Most of the studies involving the Miocene fossil
(Bayona et al., 2008; Gómez et al., 2009) and upper Amazon (Hoorn record provided taxonomic descriptions of new fossil taxa (fish or
et al., 1995; Wesselingh et al., 2002; Vermeij and Wesselingh, other groups), sometimes with brief discussions about taxonomic
2002), but Nuttall (1990) also considered three other possible and geographical affinities (Deynat and Brito, 1994; Laurito, 1996;
sources: an eastern connection along the course of the current Távora and Garrafielo Fernandes, 1999; Aguilera and Rodrigues de
Amazon river, a southern connection via the Paraná river basin, Aguilera, 2001, 2004a,b; Brito and Deynat, 2004; Laurito, 2004;
and a western connection to the Pacific. According to the summary Fernandes dos Reis, 2005; Aguilera et al., 2008; Laurito and Valerio,
of Neogene palaeogeography presented by Nuttall (1990), and 2008; Laurito et al., 2008; Ferreira Costa et al., 2009; Aguilera et al.,
partially from his own palaeontological evidence, the Caribbean 2013a,b; Pimiento et al., 2013). However, none of the previous
and/or the Pacific connections was thought the most likely, the last studies have used a biogeographical method to analyze the
one thought to have lain in the Peruvian-Ecuadorian border area. distribution of the fossil taxa involved.
Non-Caribbean marine incursions during the Miocene were Historical biogeography analyzes patterns of species and
considered unlikely by Hoorn et al. (1995) and Lundberg et al. supraspecific taxa at large spatial and temporal scales; it deals
(1998) for a variety of reasons, but Lovejoy et al. (2006) noted the mainly with processes that occur over long periods of time
presence of marine sister taxa in the alternative marine incursion (Morrone, 2009). These processes are responsible for the historical
areas. pathways of changes in biogeographical distributions. The main
The sedimentary basins of the Amazonia are fundamental factors involve changes in the Earth’s surface: creation or
elements that dictate the present landscape of the region. The destruction of seas and seaways on cratonic areas, plate move-
geological evolution of the basins established the topography and ments and realignments, creation of mountain ranges, and
the geomorphology of the rivers, lakes and marine systems that oceanographic and climatic changes (Cecca, 2002).
filled the depressions over the last 500 million years. The extensive Biogeographical studies using only fossil taxa are rare (Fielitz,
continental lowlands of Amazonia interacted dramatically with 1996; Lieberman, 2003; Cecca et al., 2005; Gallo et al., 2007).
the uplift of the Andes during the last 23.5 million years (Neogene Studies adopting a biostratigraphic approach only allude to the
times), creating a special and unique region in terms of drainage, palaeobiogeography of taxa over a short interval of time and often
fauna and flora (Ribeiro Wanderley-Filho et al., 2010). overlook historical relationships among taxa and areas (Silva and
The history of the sub-andean foreland basins in particular is of Gallo, 2007). On the other hand, integration of fossil and living taxa
major relevance in understanding how past geographical config- in the same analysis has been successfully undertaken (Heads,
urations shaped the fish biotas in western Amazonia. Foreland 1989, 2006, 2012; Candela and Morrone, 2003).
basins are related to the compressional tectonics that built the Interpretations of historical biogeographical patterns stress the
Andes, which in turn were initiated by the collision of the steps of biological evolution in its spatial dimension. This allows
Caribbean Oceanic Plateau with the Northern Andean margin the study of phyletic relationships relative to the evolution of their
(75–65 Ma) and break-up of the Farallon Plate during the geographic distributions, as in cladistic biogeography, for example,
Oligocene (27–25 Ma) (Martin-Gombojav and Winkler, 2008). but also means that geological work can exploit biogeographical
Although tectonic pulses in the Andes are documented from data for palaeogeographic reconstructions (Cecca, 2002). Through
Mesozoic time onwards, it is mainly the Late Paleogene and a biogeographical approach, we aim to test the hypothesis of a
Neogene uplift of the Eastern Cordillera and Cordillera de Merida, historical relationship between the Caribbean and Amazonian
the Cordillera Real, and Nazca Ridge subduction that directly Miocene ichthyofaunas.
affected the sedimentary history of Amazonia (Hoorn et al., 2010
and references therein). Foreland basins extend from Argentina to 2. Material and methods
Venezuela along the eastern side of the Andes.
The history of the Amazonian drainage basin shows a 2.1. Units of analysis
geochronological progression that proceeds from west to east.
During the Late Cretaceous, western Amazonia was a backarc basin Fifty-seven sedimentary basins were used as units of analysis
in a predominantly marine setting, with a discontinuous proto- (Fig. 1). They contain the 32 Miocene formations from which
Andean island arc located to the west (Wesselingh et al., 2010). distributional fossil records were taken. Sedimentary basins
From the Late Cretaceous to the Late Miocene, the history of the constitute historical entities that have developed under particular
basin was closely linked to the evolution of the Andes. Foreland tectonic regimes that account for their origin, evolution and
basins formed east of the Andes, where the south-north trending depositional history through geological time. Fluvio-lacustrine
fluvial system was located during Middle Eocene-Early Oligocene hydrographic systems have been determined by changing
(43–34 Ma). During the Oligocene (34–24 Ma), the major drainage mountain slopes and foreland basin geometry. Table 1 lists the
divided between west and east flowing Amazonian drainages sedimentary basins in northern South America and the Caribbean
system shifted from Monte Alegre in eastern Amazonia to the Purus by type, country, and Miocene formation(s) retrieved in each basin.
Arch in central Amazonia. By the Early-Middle Miocene
(24–11 Ma), Amazonia was mostly part of the south-north trending 2.2. Taxa
river system that became a complex of lakes, swamps, tidal
channels and marginal marine embayments that was directed The palaeo-ichthyofauna studied includes 241 taxa of fishes:
towards the Caribbean. Finally during the Late Miocene, (11–7 Ma), 62 species of Chondrichthyes (31 genera and 16 families), and
the transcontinental drainage of the Amazon River was established 59 species of Osteichthyes (82 genera and 48 families). In several
and the first Andean sediment influx was registered in the Amazon cases, specimens were identified only to the family or subfamily level
Foz basin and the Ceara Rise (Figueiredo et al., 2009). (e.g., Potamotrygonidae, Gobiidae, Loricariidae, Pseudopimelodidae,
A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320 311

Fig. 1. Sedimentary basins as units of analysis. 1. Middle Magdalena; 2. Upper Magdalena; 3. Cesar-Racheria; 4. Lower Magdalena; 5. Sinú-San Jacinto; 6. Chocó; 7. Tumaco;
8. Guajira; 9. Eastern Cordillera; 10. Llanos; 11. Caguán-Putumayo; 12. Vaupés-Amazonas; 13. Chucunaque; 14. Panamanian Canal; 15. Panamanian Gulf; 16. Bocas del Toro;
17. Southern Limon; 18. Northern Limon; 19. Tempisque; 20. Parrita; 21. Térraba; 22. Mosquitia; 23. Jamaica; 24. Northern Cuba; 25. Western Cuba; 26. Central Cuba;
27. Eastern Cuba; 28. Enriquillo; 29. Azua; 30. Puerto Rico; 31. Grenada; 32. Trinidad & Tobago; 33. Barbados; 34. Cariaco; 35. Oriental; 36. Barinas-Apure; 37. Maracaibo-
Falcón; 38. Borbón; 39. Progreso; 40. Manabi; 41. Oriente; 42. Marañon; 43. Talara; 44. Huallaga; 45. Ene; 46. Ucayali; 47. Pisco; 48. Madre de Dios; 49. Acre; 50. Solimões;
51. Amazonas; 52. Tapajós; 53. Bragança-Viseu-Ilha Nova; 54. Pará-Maranhão; 55. Marajo; 56. Amazon Foz; 57. Guyana-Suriname. Asterisks (*) indicates the presence of
Miocene formations.

Anostomidae, Serrasalmidae, and Tetragonopterinae). Distributional (c) represent individual tracks (taxa). Each matrix entry is ‘‘1’’
records of Miocene fossil fishes were taken from published studies when an individual track is present in, or crosses, a sedimentary
(Appendix B). basin, and ‘‘0’’ if it is absent or does not cross it. A hypothetical area
coded ‘‘0’’ for all the columns is included to root the resulting
2.3. Analysis cladogram(s). The matrix of 241 individual tracks by 57 sedimen-
tary basins (Appendix B) was analyzed using NONA (Goloboff,
Parsimony analysis of endemicity (PAE) was used to identify 1998) through WINCLADA 1.00.08 (Nixon, 1999), with the
distributional patterns or generalized tracks (Craw et al., 1999; heuristic search option (tree bisection and reconnection, 100 repli-
Morrone, 2009, 2014). PAE was proposed by Rosen and Smith cations). Clades supported by at least two individual tracks were
(1988) in a paleontological context. These authors analyzed the mapped as a generalized track (distributional pattern). Last, nodes
distributions of taxa from sampling localities in different geologi- were identified manually at sites where different generalized
cal horizons. PAE became a useful tool in historical biogeography, tracks intersected. Biogeographic nodes represent tectonic and
because it allows the analysis of historical information (spatial biotic convergence zones, areas of ancient geography around
distribution of taxa) when phylogenetic analyses are lacking. In its which evolution has taken place (Heads, 2004).
panbiogeographical implementation, PAE highlights the spatial Through the identification of distributional patterns and
information by using individual tracks (instead of single sample biogeographic nodes, we expect to test the hypothesis of a
localities) as the basis for the construction of the data matrix from historical relationship between the Caribbean and Amazonian
which generalized tracks are identified (Echeverry and Morrone, Miocene ichthyofaunas. If the distributional patterns obtained are
2010). supported by taxa found in both areas (connecting the Caribbean
Individual tracks are line graphs drawn on a map that connect and Amazonian Miocene ichthyofaunas), it would mean that our
the different localities where a given taxon is observed according results are inconsistent with our null hypothesis that ‘‘there is not a
to their geographical proximity. In the present study, individual historical relationship between the Caribbean and Amazonian
tracks for each taxon were constructed using TRAZOS (Rojas-Parra, Miocene ichthyofaunas’’, in which case we consider our null
2007) as an extension of ARCVIEW GIS 3.2. Generalized tracks hypothesis to be falsified and the alternative hypothesis con-
result from the spatial congruence of two or more individual tracks firmed.
and represent ancestral biotic components that became fragmen- It is worth mentioning that all the deep-time distributions
ted by geological or tectonic events. In order to identify generalized (individual and generalized tracks) were plotted on the modern
tracks (distributional patterns), a matrix r  c was constructed, Earth’s map. The rationale behind this choice is stated clearly by
where the rows (r) represent sedimentary basins and the columns Rosen (1988: 46): ‘‘Since there is always uncertainty about the
312 A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320

Table 1
Sedimentary basins by type, country, references and Miocene formations.

Basin type Basin name Country Reference Miocene formation(s)

Forearc Borbón (38) Ecuador Deniaud et al., 1999 Borbón-Onzole Fm.


Hasui, 2012 Jama Fm.
Manabi (40) Ecuador Deniaud et al., 1999 Loyola/Guapán/Mangán
Hasui, 2012 Fm. (Cuenca Fauna)
Progreso (39) Ecuador Higley, 2004 __________
Hasui, 2012
Talara (43) Peru Klein et al., 2011 Miramar Fm.
Hasui, 2012
Pisco (47) Peru Klein et al., 2011 Pisco Fm.
Hasui, 2012 Chilcatay Fm.
Térraba (21) Costa Rica Astorga et al., 1991 Curré Fm.
Escalante & Astorga, 1992
Parrita (20) Costa Rica Astorga et al., 1991 Punta Judas Fm.
Escalante & Astorga, 1992
Tempisque (19) Costa Rica Astorga et al., 1991 Punta Carballo Fm.
Escalante & Astorga, 1992
Tumaco (7) Colombia Barrero et al., 2007 __________
Chocó (6) Colombia Barrero et al., 2007 __________

Foreland Madre de Dios (48) Brazil Zalán, 2004 Solimões/Pebas Fm.


Peru Klein et al., 2011 (Rio Acre Fauna)
Bolivia Hasui, 2012
Acre (49) Brazil da Cruz Cunha, 2007 __________
Hasui, 2012
Marañón (42) Peru Klein et al., 2011 Solimões/Pebas Fm.
Hasui, 2012
Ucayali (46) Peru Klein et al., 2011 Solimões/Pebas Fm.
Hasui, 2012 (Utuquina Fauna)
Oriente (41) Ecuador Baby et al., 1999 __________
Caguán-Putumayo (11) Colombia Barrero et al., 2007 __________
Cesar-Rancheria (3) Colombia Barrero et al., 2007 __________
Llanos (10) Colombia Barrero et al., 2007 __________
Barinas-Apure (36) Venezuela Hasui, 2012 Cantaure Fm.
Maracaibo-Falcón (37) Venezuela Hasui, 2012 Castillo Fm.
Urumaco Fm.
Oriental (35) Venezuela Hasui, 2012 __________
Panamanian Gulf (15) Panama Montes et al., 2011 __________

Passive margin with inversión Western Cuba (25)a Cuba AAPG Datapages, 2014 Güines Fm.
Lagunitas Fm.
Central Cuba (26)a Cuba AAPG Datapages, 2014 __________
Eastern Cuba (27)a Cuba AAPG Datapages, 2014 __________
Mosquitia (22) Honduras/Nicaragua AAPG Datapages, 2014 __________
Jamaica (23) Jamaica AAPG Datapages, 2014 Montpelier Fm.
Enriquillo (28) Hispaniola AAPG Datapages, 2014 __________
Azua (29) Hispaniola AAPG Datapages, 2014 Gurabo Fm.
Cercado Fm.
Puerto Rico (30) Puerto Rico AAPG Datapages, 2014 Aymamon Fm.

Intracratonic Solimões (50) Brazil Ribeiro Wanderley- __________


Filho et al., 2007
Tapajós (52) Brazil Zalán, 2004 __________
Amazonas (51) Brazil da Cruz Cunha et al., 2007 __________
(?) Vaupés-Amazonas (12) Colombia Barrero et al., 2007 __________

Backarc Bocas del Toro (16) Panama Escalante & Astorga, 1992 __________
Southern Limon (17) Costa Rica Astorga et al., 1991 Uscari Fm.
Escalante & Astorga, 1992 Banano Fm.
Northern Limon (18) Costa Rica Astorga et al., 1991 __________
Escalante & Astorga, 1992

Retro-arc foreland Panama Canal (14) Panama AAPG Datapages, 2014 Gatún Fm.
(ocean-ocean)
Culebra Fm.
Barbados (33) Barbados Bisex Hill Fm.
AAPG Datapages, 2014 Oceanique Fm.

(ocean-continent) Northern Cuba (24)a Cuba AAPG Datapages, 2014 Husillo/Cojimar Fm.

Aborted rift Bragança-Viseu- Brazil Zalán, 2007 Pirabas Fm.


Ilha Nova (53)
Marajó (55) Brazil Zalán & Matsuda, 2007 __________

Poly-historic, rift to broken Upper Magdalena (2) Colombia Barrero et al., 2007 La Victoria/Villavieja Fm.
foreland
(La Venta Fauna)
Middle Magdalena (1) Colombia Barrero et al., 2007 __________
A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320 313

Table 1 (Continued )

Basin type Basin name Country Reference Miocene formation(s)

Intermontane Huallaga (44) Peru Klein et al., 2011 __________


Ene (45) Peru Klein et al., 2011 __________

Transform margin Amazon Foz (56) Brazil Picanço de Figueiredo et al., 2007 Pirabas Fm.
Pará-Maranhão (54) Brazil Fernandes Soares et al., 2007 __________

Trans Lower Magdalena (4) Colombia Barrero et al., 2007 __________


tensional
Guajira (8) Colombia Barrero et al., 2007 Castilletes Fm.

Retro-arc post-extensional sag Cariaco (34) Venezuela AAPG Datapages, 2014 Cubagua Fm.
(ocean-continent)
Trinidad & Tobago (32) Trinidad & Tobago AAPG Datapages, 2014 Tamana Fm.
Springvale Fm.

Inverted graben/fold belt Eastern Cordillera (9) Colombia Barrero et al., 2007 __________

Accretionary prism Sinú-San Jacinto (5) Colombia Barrero et al., 2007 __________

Inverted intra-arc Chucunaque (13) Panama Montes et al., 2007 __________

Retro-arc extensional Grenada (31) Grenada AAPG Datapages, 2014 __________


(ocean-continent)

Passive margin Guyana-Suriname (57) Guyana/Suriname AAPG Datapages, 2014 __________


a
These units do not represent sedimentary basins but general geological divisions.

accuracy of a palaeogeographic reconstruction, there is a beguiling habitat (inferred from geology/fossil fauna and extant relatives)
objective merit in using the modern configuration of the Earth as a and fossil age range.
biogeographical frame of reference, even for fossil distributions. In
fact, the logical conclusion of this argument is initially to disregard 4. Discussion
the geographical frame of reference altogether and handle
distributional data simply in terms of disconnected, contempora- 4.1. Distributional patterns, biogeographic nodes, and
neous sample points. It is a common practice however to plot past palaeogeography
distributions on palaeogeographic reconstructions and then look
for empirical evidence of geological cause and distributional effect. Wesselingh et al. (2002) and Hoorn et al. (2010) document the
From an applied point of view, this raises the difficulty that unless different phases of a long-standing (24–7 Ma) mega-wetland in the
this is done in the particular context of a test or comparison, it upper Amazon (often referred to as ‘‘Lake Pebas’’ or the ‘‘Pebas
prejudges (or obscures) any palaeogeographical conclusions that System’’). This consisted of fluvial systems that originated on the
might be drawn from the distributions’’. Amazonian Craton and were directed towards the sub-Andean
Patterns identified by panbiogeographical analyses represent zone and the Caribbean via the Llanos basin. This connection
pre-existing ancestral biotic components that became fragmented existed until the Late Miocene. The central part of the mega-
by geological or tectonic events, independently of what time plane wetland was situated in Western Amazonia. Typical exposures of
(past or present) distributional records are taken from. It follows the sediments of upper Pebas and Solimões formations (Middle to
that the use of a panbiogeographical approach along with the use early Late Miocene) are found along the Amazon River between
of palaeomaps would be redundant and lead to circular reasoning. Nauta (Peru) and Leticia (Colombia), along the Peruvian Napo
In the words of Cecca (2002: 9): ‘‘It must be stressed that if the use River, and the Javari River in Brazil. Other outcrops are known from
of biotic distributions is aimed at palaeogeographical reconstruc- the Putumayo and Caquetá rivers in Colombia. Isolated outcrops
tion, the plotting of fossil distributions on palaeogeographical are reported from as far south as Shepahua (Ucayali, Peru) and as
maps may entail circular reasoning reflecting the hypothetical far north as the Serranı́a de la Macarena (Colombia). During the
character of palaeogeography’’. Middle Miocene, the wetland system reached its maximum
development (an area of over one million km2) and formed a
3. Results complex of lakes, embayments, swamps, rivers and fluvio-tidal
environments (as the Pebas Basin described by Nuttall, 1990).
The cladistic analysis produced 190 equally most parsimonious Along its periphery the system was bordered by the alluvial plains
cladograms with 552 steps, a consistency index of 0.30 and a of Andean rivers in the west, and lowland rivers on the craton to
retention index of 0.58. The strict consensus cladogram had the east, whereas in the northeast, the wetland extended onto the
613 steps, a consistency index of 0.27 and a retention index of cratonic rocks (Wesselingh et al., 2006). Most of the distributional
0.52. Seven generalized tracks (3 of them nested) were identified patterns and nodes identified in this paper seem to conform to the
by the parsimony analysis (Figs. 2 and 3(a, b): T1, T2, T3 and T4). general palaeogeographic scenario of the mega-wetland docu-
Additionally, another six generalized tracks were identified mented by Hoorn et al. (2010). We discuss them along with other
manually on the map (Fig. 3(a, b): T5, T6, T8, T9, T10 and T11). broader patterns found in the neighborhood areas.
In the case of these tracks, the parsimony analysis showed Nodes 7 and 5 (N7, N5; Fig. 3(c)) are located in areas where the
perfectly congruent individual tracks as homoplasies (instead of Pebas System was located during its phase of major expansion
synapomorphies). Their spatial distributional congruence was (Middle Miocene). The four generalized tracks that intersect in N7
confirmed on the maps and, based on this evidence, we retrieved (T6, T4, T5 and T9) are briefly described. Track 6 (Table 2) is a
those patterns that otherwise would have been overlooked. pattern supported by an extinct freshwater species of Scianidae
Fig. 3(c) summarizes the nine biogeographical nodes identified (yXenotolithus sasakii), a recently described extinct species of
and the generalized tracks involved. Table 2 lists the supportive Ariidae (yCantarius nolfi) (Aguilera et al., 2013a), and other taxa
taxa (individual tracks) of each generalized track, as well as their reported by Nelson (2006) as: marine but rarely occurring in
314 A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320

et al., 2013a). Track 4 describes a pattern in which all the taxa


involved (including the freshwater stingrays Potamotrygonidae)
are freshwater groups. Most of the genera involved in pattern T5
have a fossil record that extends as far back as the Cretaceous in the
American continent (Table 2). Track T9 is a pattern supported by
freshwater taxa. Modern Leporinus species are presently wide-
spread from the Magdalena River through the Orinoco, Guianas
and Amazon to the Rio de La Plata (Lundberg et al., 2010).
The intersection of patterns T10 and T4 forms node 5 (N5). The
area where this node is located corresponds to the upper
Magdalena basin. Taxa supporting T10 are all either freshwater,
marine/freshwater (Carcharhinus aff. falciformis) or marine/brack-
ish taxa (Sphyrna cf. lewini). The pattern includes some of the fossil
taxa of the Middle Miocene Honda Group (La Venta fauna from
Colombia). This fossil fauna includes fluvial and lacustrine deposits
proximal to the Central Cordillera in the west, and connected at
that time in the east with the Pebas Formation deposits. According
to Lundberg et al. (1998), this unit includes several fish species that
at present occur in the Magdalena, Orinoco and Amazonas
hydrographic basins, suggestive of an earlier connection between
these areas. The orogeny of the Eastern Cordillera of Colombia (12–
11 Ma; Hoorn et al., 1995; Guerrero, 1997) isolated the Magdalena
drainage basin. The extant Arapaima gigas occurs throughout the
Amazon lowlands and in Guyana, but Arapaima (part of track T4) is
now absent from the Magdalena region. Track T10 highlights the
overall resemblance of the vertebrate faunas of La Venta (Upper
Magdalena Basin) and Urumaco (Maracaibo-Falcón Basin in
Venezuela).
Nodes 3 and 4 (N3, N4; Fig. 3(c)), while spatially related to the
Pebas system, can be associated with two events later in time: the
orogeny of the Merida Andes that isolated the Maracaibo Basin
(10–8 Ma; Duque-Caro, 1990; Diaz de Gamero, 1996; Colletta et al.,
1997; Lundberg, 1998) in the case of N3, and the shift towards the
East Venezuela Basin of the lowland corridors between the Llanos
Basin and the Caribbean in the case of N4 (Wesselingh et al., 2006).
Mora et al. (2010) consider the Vaupés Swell (Arch) to be a key
element preventing the northern Amazon tributaries from flowing
towards the Caribbean (as previously documented by Hoorn et al.,
1995), and playing a role in directing the Amazon drainage basin
towards the Atlantic. Activity on the Vaupés Swell is Late Miocene
in age, although the area was emergent since the Late Cenomanian.
The Swell is a western, low-elevation structural high where the
Guiana Shield is exposed or overlapped by a thinner sedimentary
cover. The Macarena, Chiribiquete and Araracuara low-elevation
ranges represent the surface expression of the Vaupés Swell, where
the Guiana Shield basement rocks rise up to 1000 m a.s.l.
Node N3 represents the intersection of tracks T6, T10 and T2.
The pattern described by T2 resembles the mollusk-based area
Fig. 2. Strict consensus cladogram. Marks on nodes indicate clades supported by erected by Petuch (1988) as the ‘‘Puntagavilanian Subprovince’’,
two or more individual tracks and represent generalized tracks (T1, T2, T3, T4). T2a, which corresponds roughly to Woodring’s (1974) ‘‘Colombian-
T3a and T4a are smaller generalized tracks nested within T2, T3 and T4, Venezuelan-Trinidad Subprovince’’. Based on Pliocene gastropod
respectively.
data, Landau et al. (2008) recognized the same area along the
northern coasts of South America as having highly endemic taxa. In
freshwater and ascending rivers (Pristidae); marine, brackish and addition to the areas described by the preceding authors, our track
freshwater (Dasyatidae and Sciaenidae), and mainly marine but includes the Central American isthmian region to the west (Costa
often in fresh or brackish water (Ariidae). The genus Pachypops Rica and Panama), and it does not include Trinidad Island. Based on
(Sciaenidae) enters estuaries in South America. Pachypops fourcroi a multivariate analysis of fossil fish genera, Aguilera et al. (2011)
is one of the taxa that support T6. The material identified by described a similar pattern that they called ‘‘The Venezuelan
Monsch (1998: 43) as Arius sp. and Ariidae indet. corresponds to subprovince’’, also described by Robertson and Cramer (2014) as a
what Aguilera et al. (2013a) described as yC. nolfi. Based on this, the southern province (northern South America).
fossil record of this species expanded to the Solimões/Pebas The Pirabas Formation in northeastern Brazil is involved in two
formations at the boundaries of Brazil, Peru and Colombia different patterns. One extends to northeastern Venezuela via the
(Solimões, Marañón and Amazonas basins, respectively). Accord- western Atlantic (track T3); the other is a transcontinental track
ingly, their habitats inferred from geology and fossil fauna are extending towards the Pacific and to Panama (track T8). Track T3
freshwater (Solimões/Pebas formation) and marine (Cantaure, and partially track T8 are nested in a larger pattern that connects
Castillo and Castilletes formations) (Lundberg et al., 2010; Aguilera northeastern Brazil (Pirabas) with the Caribbean (Greater Antilles)
A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320 315

Fig. 3. Generalized tracks and biogeographical nodes identified. a: T1, T2, T4, T6, T10; b: T3, T5, T8, T9, T11; c: summary of generalized tracks and nodes.
316 A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320

Table 2
Generalized tracks (T1–T11), supportive taxa (individual tracks), habitat and fossil age range.

Generalized tracks/supportive taxa Geology/fossil faunaa Extant relatives Fossil age range (Ma)b

T1
Carcharodon carcharias Marine/Brackish 23.03–0.012
yGaleocerdo aduncus Marine/Brackish 33.9–4.9
Negaprion aff. brevirostris Marine/Brackish 23.03–0.012
Negaprion Marine/Brackish 40.4–0.012
Aetobatus Marine/Brackish 55.8–0.012

T2
Galeocerdo cuvier Marine/Freshwater Marine/Fresh/Brackish 5.332–0.012
yAetobatus arcuatus Marine/Freshwater Marine 20.43–7.246
Equetus Marine/Freshwater Marine 23.03–3.6
Cynoscion Marine/Freshwater Marine/Fresh/Brackish 11.608–0.012
Bairdiella Marine/Fresh/Brackish 11.608–0.012
Paraconger Marine 48.6–3.6
Anchoa Marine/Fresh/Brackish 11.608–3.6
Cetengraulis Marine/Fresh/Brackish 11.608–7.246
Engraulis Marine/Brackish 37.2–2.588

T3
Sphyraena Marine Marine/Brackish 55.8–0.012
Sphyrna Marine/Brackish 66.043–0.012
Diodon Marine 55.8–0.012
Arius Marine/Freshwater Marine/Freshwater 66.043–0.012

T4
Potamotrygonidae Freshwater Freshwater 13.65–7.246
Arapaima Freshwater Freshwater
cf. Hoplosternum Freshwater Freshwater 9.0–7.246
Colossoma macropomum Freshwater Freshwater
Serrasalmus/Pygocentrus/ Freshwater Freshwater
Pristobrycon Freshwater Freshwater 70.6–48.6
Lepidosiren paradoxa Freshwater Freshwater
Loricariidae Freshwater Freshwater
Anostomidae Freshwater Freshwater

T5
yIsurus hastalis Marine 58.7–0.781
Isurus cf. oxyrinchus Marine 20.43–0.781
Carcharias taurus Marine 28.4–0.012
Sphyrna cf. media Marine 28.4–3.6
Heterodontus Marine 242.0–3.6
Pristiophorus Marine 85.8–1.806
Plagioscion Freshwater Freshwater 23.03–15.97

T6
cf. Pristis Freshwater Marine/Freshwater 161.2–0.3
cf. Dasyatis Freshwater Marine/Freshwater 136.4–0.012
Pachypops fourcroi Freshwater Freshwater
yXenotolithus sasakii Freshwater ?
yCantarius nolfi Marine/Freshwater Marine/Freshwater

T7
yCarcharodon megalodon Marine/Freshwater Marine 28.4–0.781
yHemipristis serra Marine/Freshwater Marine 55.8–0.3
Myliobatis Marine/Freshwater Marine 84.9–0.012

T8
yCarcharhinus priscus Marine/Freshwater 20.43–2.588
Carcharhinus Marine/Freshwater Marine/Freshwater 55.8–0.012
yScoliodon taxandriae

T9
cf. Leporinus Freshwater Freshwater
cf.Tetragonopterinae Freshwater Freshwater
Hoplias Freshwater Freshwater 66.043–61.7

T10
Carcharhinus aff. falciformis Freshwater/Marine Freshwater/Marine 23.03–0.0
Sphyrna cf. lewini Marine/Brackish 15.97–3.6
Freshwater
Brachyplatystoma cf. vaillantii Freshwater Freshwater 15.97–11.608
Serrasalmidae Freshwater Freshwater

T11
Deania Marine 55.8–48.6
Centropomus Marine/Fresh/Brackish 33.9–0.3
yParascombrops 33.9–28.4
Lonchopisthus Marine 11.608–7.246
Apogon Marine 55.8–3.6
Epigonus Marine
A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320 317

Table 2 (Continued )

Generalized tracks/supportive taxa Geology/fossil faunaa Extant relatives Fossil age range (Ma)b

Lactarius Marine/Brackish 48.6–5.332


Eucinostomus Marine/Fresh/Brackish 5.332–3.6
Haemulon Marine 23.03–3.6
Pomadasys Marine/Fresh/Brackish 48.6–7.246
Mugil Marine/Fresh/Brackish 23.03–0.012
Polyipnus Marine
Saurida Marine 48.6–7.246
Ariosoma selenops Marine 37.2–7.246
Hildebrandia flava Marine
Bregmaceros Marine 48.6–2.588
Lepophidium Marine 48.6–3.6
yOtophidium robinsi 11.608–3.6
Porichthys Marine 11.608–0.012
Opisthonema Marine
a
From Lundberg et al. (2010) and www.fishbase.org (version 02/2014).
b
From http://fossilworks.org.

and the Pacific, ending in Peru (Pisco) in a strictly coastal path. of a historical relationship between the Miocene ichthyofaunas of
Given the latest reconstructions of the Central American seaway’s the Caribbean and Amazonian regions. Furthermore, they indicate
closure (Montes et al., 2012; Boschman et al., 2014; Montes et al., that this relationship has to be separated into two distinct
2015), the amphi-American broad pattern that connects eastern components: a western Amazonian/Caribbean (T5, T6, T10 and N7,
Amazonia, Caribbean and Pacific may be older than the one N5, N3, N4) and an eastern Amazonian/Caribbean (T3) one.
established between western Amazonia and Caribbean (through
the Pebas System) during the Miocene. 4.2. Marine/freshwater sister lineages
In a study of Miocene mollusks of tropical America, Petuch
(1988) proposed to divide the Miocene Gatunian province into an The history of marine incursions in Amazonia is not
Atlantic and a Pacific component. According to him, the northern straightforward. Besides the impressive amount of evidence that
limit of the Gatunian Province was located north of Baja California shows the Caribbean as the main source of marine incursions,
(Pacific) and the southern limit was positioned in southern Brazil pathways from the Pacific have been proposed to have occurred
(Atlantic). Gillette (1984) concluded that the Miocene ichthyofau- not only in the Miocene (Nuttall, 1990; Steinmann et al., 1999),
na from Panama shows similarities with other Miocene faunas but also much earlier. Wesselingh et al. (2010) mention a short-
from Ecuador, the Caribbean, and North Carolina. He pointed out lived but widespread marine incursion that covered most of the
that these occurrences collectively represent the vertebrate fauna foreland basin during the Early Paleocene (60–61 Ma). Even
of the Tertiary Caribbean Province. though these authors do not point to the Pacific as the most likely
In this spatiotemporal context, track T3 (from the Pirabas source of this marine incursion, Lundberg et al. (1998) considered
Formation to northeastern Venezuela) seems to reflect a distinct that before significant uplift of the western margin of South
and probably younger pattern than the broader one relating America, drainage from the continental shields was likely
Pirabas with the Greater Antilles and the Pacific. The first one (T3) predominantly westward into the Pacific Ocean during Aptian/
agrees with the Tropical Western Central Atlantic Subprovince Albian times (112–105 Ma).
erected by Aguilera and Páes (2012) based on the Neogene faunal Lovejoy (1996) and McEachran et al. (1996) presented stingray
assemblage from the Pirabas Formation. This is reported by these phylogenies based on morphological data, and Lovejoy et al.
authors as having specific and unique features that distinguish it (1998), Marques (2000), and Dunn et al. (2003) proposed
from the rest of the Proto-Caribbean subprovince. On the other molecular-based trees. These studies identified a pair of marine
hand, the broader track that relates Pirabas with the Greater stingrays, Himantura schmardae from the western Atlantic (WA)
Antilles agrees with the relationship reported by de Távora and and H. pacifica from the eastern Pacific (EP) as the sister taxa of
Garrafielo Fernandes (1999). freshwater potamotrygonids (Potamotrygonidae is part of our
We hypothesize that patterns and nodes that include or involve track T4). Lovejoy et al. (2006) noted that the biogeographic
the Pacific margin of northern South America or southern Central pattern in which a freshwater South American group has a marine
America reflect pre-Andean (older) geographical configurations sister lineage with representatives in both the Atlantic and Pacific
(tracks T1, T5, T8 and T9; nodes N2, N6, N9). T5 and T9 involve is repeated in other taxa: several clades of helminth parasites on
forearc basins (Pisco and Manabi, respectively) of pre-Andean age stingrays (Brooks et al., 1981; Lovejoy, 1997; Hoberg et al., 1998);
at the Pacific margin and intersect in node N7 with younger, post- the freshwater Potamorrhaphis/Belonion lineage (Belonidae), relat-
Andean patterns that conform to the geography of the foreland ed to a clade that includes WA/EP species (Lovejoy et al., 2006); the
basins caused by Andean uplift (T4 and T6). The intersection of the freshwater species Jurengraulis juruensis, most closely related to
four tracks at node N7 occurs in the area where the Pebas mega- the two marine species (Atlantic and Pacific) of Cetengraulis (in T2)
wetland is supposed to have existed during the Middle Miocene. (Nelson, 1984); and the freshwater genus Plagioscion (in T5) and its
Node N2 coincides with a node identified by Echeverry and western Atlantic/eastern Pacific marine sister genus Paralonchurus
Morrone (2013) in southern Central America that involves a (Boeger and Kritsky, 2003; Boeger et al., 2015).
chocoan-amazonian track. Based on geographic distribution, age estimates and phyloge-
The biogeographic patterns described by T5, T6, T10, and T3 are nies for these taxa, Lovejoy et al. (2006) concluded that ‘‘Miocene
supported by fossil taxa shared by Caribbean and Amazonian marine incursions prompted the evolutionary transition from
Miocene formations. Caribbean and Amazonian Miocene ichthyo- marine to freshwater habitats’’. Cooke et al. (2012), based on
faunas were spatially related. The biogeographic nodes obtained phylogenetic results, concluded that marine incursions between
(N7, N5, N3, and N4) represent tectonic and biotic convergence Late Oligocene and Early Miocene were responsible for the
zones and can be related with the area where the Pebas adaptation to freshwaters in Plagioscion species (Scianidae). More
mega-wetland existed. Our results thus corroborate the hypothesis recently, Boeger et al. (2015) based on phylogenetic analysis
318 A. Echeverry, V. Gallo / Geobios 48 (2015) 309–320

rejected the hypothesis of gradual adaptation to freshwater in representatives in both the Atlantic and Pacific may indicate that
favor of the hypothesis of ecological fitting in Scianidae. Based on a the ancestor of the entire group could have occupied both
molecular phylogeny of anchovies (Engraulidae), Bloom and freshwater and marine habitats, and undergone sequential
Lovejoy (2012) concluded that New World freshwater anchovies differentiation linked to the geographical breaks in the area. In a
are the product of a single (instead multiple) marine to freshwater vicariance approach, such freshwater lineages are interpreted as
transition, supporting a pattern of biome conservatism. ‘‘marine-related lineages’’ rather than ‘‘marine-derived lineages’’.
Nevertheless, inferences about adaptive evolution (in this case Furthermore, Miocene marine incursions do not explain the origin
from marine to freshwater habitats or Marine-Derived Lineages) and diversification of all South American marine-related lineages.
should not be directly derived from a phylogeny; nor should a basal Some lineages might have diversified more recently, such as
clade be interpreted as ancestral to its sister as it is interpreted by Odontesthes (Beheregaray et al., 2002) and freshwater Tetraodon-
Cooke et al. (2012). In modern dispersal theory, the sequence of tidae (Amaral, 2014), or be older than Miocene and products of
nodes in a phylogeny is read as a sequence of dispersal events, with earlier marine incursions or freshwater invasions (Brito and
taxa invading a new region, differentiating there, and then Deynat, 2004; Lovejoy et al., 2006; Adnet et al., 2014).
invading another region (Bloom and Lovejoy, 2012). The model We believe that a better understanding of the historical
has been criticized by vicariance biogeographers because allopatry relationships of the Tropical American Neogene ichthyofaunas
among clades might not be due to dispersal, but instead to a can be achieved by adopting broad spatiotemporal scales. This
sequence of in situ differentiation events in an ancestor that was allows the consideration of life and Earth evolving together and
already widespread. The phylogeny would reflect a sequence of helps reconciliation of apparently contradictory results as in the
breaks among the areas involved. A basal clade does not case of the Pirabas Formation’s relationships.
necessarily indicate a geographic center of origin or an ancestral
habitat (Heads, 2012). Acknowledgments
An alternative explanation to the biogeographic pattern in
which a freshwater South American group has a marine sister We thank Orangel Aguilera, Michael Heads and one anonymous
lineage with representatives in both the Atlantic and Pacific is reviewer for providing valuable comments on the manuscript. This
ecological stranding (a mechanism that results in changes in the research has been supported by grants from the Fundação Carlos
habitat of a biota over time without requiring movement or Chagas de Amparo à Pesquisa do Estado do Rio de Janeiro (FAPERJ),
dispersal of members of the biota; Craw et al., 1999). Isolation, or Conselho Nacional de Desenvolvimento Cientı́fico e Tecnológico
stranding through events of Earth history (e.g., changes in sea (CNPq), and UERJ. A. Echeverry thanks CNPq for financial support
level or altitude) can result in a former euryhaline species being through a Post-Doctoral grant. V. Gallo acknowledges research
restricted to freshwater. Such isolation does not require or imply fellowship grants from the CNPq (Brazilian Federal Government)
invasion of that habitat, although such isolated taxa are often and from the PROCIÊNCIA (Rio de Janeiro State Government).
described as having ‘‘invaded’’ freshwater. There is no evidence David M. McHenry made useful suggestions to improve the English
for extraordinary movement or dispersal: some taxa persist in one of the manuscript.
habitat, and others in another habitat (Parenti and Ebach, 2009).
Most of the patterns identified in this analysis are supported by
Appendix A. Supplementary data
a combination of freshwater and marine taxa or belong to groups
that have extant relatives living in one of those environments or
both (Table 2). Although these patterns were identified from the Supplementary data associated with this article can be found,
Miocene fossil record, they may reflect older, ancestral patterns in the online version, at http://dx.doi.org/10.1016/j.geobios.2015.
that became fragmented by major changes in northern South 06.001.
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