Escolar Documentos
Profissional Documentos
Cultura Documentos
*Joseph Walser, Department of Religion, Tufts University, 329 Eaton Hall, Tufts University,
Medford, MA 02155, USA. E-mail: joseph.walser@tufts.edu. I want to thank Edwin Bryant, who
got me started on the first draft of this back in 2014. I would also like to thank Daniel
Veidlinger, Ananda Abeysekara, and the anonymous reviewers of JAAR for their kind and in-
sightful comments.
Journal of the American Academy of Religion, May 2017, Vol. 0, No. 0, pp. 1–32
doi:10.1093/jaarel/lfx024
C The Author 2017. Published by Oxford University Press, on behalf of the American Academy of
V
Religion. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com
2 Journal of the American Academy of Religion
. . .the Upanis: adic teachers of the time held that lasting happiness
(ananda) could, in fact, be found deep within one’s self. They called this
inner, permanent, and divine reality the “Self” (Atman). The Buddha, on
the other hand, presented a third characteristic of existence that rejects
any such permanent Self. He said that all phenomena lack any underlying
and permanent substance; they all have the characteristic of “no-self.”
This also means that within human nature, there is no permanent self or
soul. (Mitchell 2008, 37)
Notice that while Mitchell does not explicitly say that the doctrine of
anatman was directed at followers of the Upanis: adic doctrine, the juxta-
position of the statements certainly leaves the reader with that impression.
The default assumption here is that whatever the Buddha taught concern-
ing the self and its liberation, it ran counter to that of the Upanis: adic
teachers. By extension, after reading the above account we would expect a
“Buddhist Upanis: adic teacher” to simply be a contradiction in terms. One
either follows the teachings of the Buddha or the Brahmanical teachings
of the Upanis: ads. The doctrine of anatman is thought to form a rigid bor-
derline between Buddhism and Brahmanism—a line that may only be
crossed by conversion.
Although it is rarely mentioned in today’s textbooks,1 it has long been
debated whether the early Buddhist suttas ever actually deny the existence
of a self or a soul in the first place. Prominent scholars of Buddhism are
lined up on either side of this issue.2 While it is true that no sutta ever
makes what should be a grammatically simple declaration to the effect
1
Bronkhorst (2009) is the happy exception.
2
For those who argue that the suttas do not deny a self, we find C. A. F. Rhys Davids 1941, 656–57;
Frauwallner 1953, I. 224ff; Schmithausen 1969, 160 (citing Frauwallner); Pérez Rem on 1980; Oetke
1988, 153; and more recently Bronkhorst 2009, 21ff., and a nuanced argument in Wynne 2011. On
Walser: When Did Buddhism Become Anti-Brahmanical? 3
that “there is no self or soul” or “the soul does not exist,” the fact remains
that the body of suttas discussing the doctrine of anatta were looked to by
much later generations of logicians as warrant for arguments against the
existence of the self. The question is whether the discourses dealing with
the topic of anatta (however we want to interpret it) were intended to distin-
guish Buddhists from followers of Upanis: adic teachings. To answer this ques-
tion, I would like to examine whether and to what extent such a borderline
can be found in early Buddhist canonical texts by examining whether the
Buddha is ever represented as teaching the anatta doctrine to Brahmanical
opponents in the Tipit: aka. The simple answer is, not really. That short an-
swer, however, is less interesting than the subsequent questions that the data
raise, namely, what were the important religious distinctions at play in these
texts prior to the distinction between Buddhism and Brahmanism, when was
the borderline between Buddhism and Brahmanism drawn, who drew it, and
why? Of course, if there were individuals interested in drawing a borderline
between Buddhism and Brahmanism early on, we can assume that there
were others who had no use for such a distinction. How are we to understand
these two populations and the negotiations between them?
Some might want to argue that the doctrine of anatman does mark
the borderline between Buddhism and other traditions for Vasubandhu
in the fourth century CE. Vasubandhu rather famously opens the last
chapter (or appendix) to his Abhidharmakosabhas: ya with the question,
“Is it the case that there is no liberation elsewhere?” (i.e., outside of
Vasubandhu’s own tradition). He answers, “There is not. Why? It is due
to being invested in the false view of atman.”3 La Valée Poussin translates
anyatra (“elsewhere”) here as “apart from this doctrine (dharma)” and
then inserts, “apart from Buddhism,” which was not in the original text
(Pradhan 1975, 461).4 But Vasubandhu ascribes the atman view to three
opponents: the Vatsı̄putrı̄yas, the Grammarians, and the Vais: esikas.
Clearly, Vasubandhu understands the Vatsı̄putrı̄yas to be Buddhists, since
all his arguments against them appeal to identifiable Buddhist sutras.
Furthermore, he argues that if this opponent denies the authority of these
teachings, he will cease to be, “a son of the Sakyan.”5 This line of argu-
ment would be compelling only to someone who thought of themselves as
Buddhist. So whatever line Vasubandhu is drawing here, it is not the
the opposite end of the debate we find Collins 1982, 250–71; Gombrich 1988, 21 and 63; and Harvey
1995. Most of these sources are cited in Bronkhorst 2009, 23, notes 42–43.
3
“Kim khalv ato ’nyatra moks: o nastij n astij kim karanamj vitathatmadrs: t: i-nivis: t: atv
atj” (Pradhan
_ Cf. La Valée Poussin 1980, v. 5, 230. _
1975, 461). _ _
4
Nor is it in Yasomitra’s Sput: hartha or in Paramartha or Xuanzang’s Chinese translations.
5
“Yadi nikaya eva pramanam na tarhi tes: am budhah: sastaj na ca te sakyaputrı̄ya bhavantij”
(Pradhan 1975, 460). _ _ _
4 Journal of the American Academy of Religion
6
See, for example, Elverskog 2010.
7
For a more lengthy treatment of these issues, see Abeysekara, forthcoming.
Walser: When Did Buddhism Become Anti-Brahmanical? 5
news both to the Jews who had believed in the Logos for generations as well
as to the Christians who had never adhered to the Logos doctrine.
Once Justin Martyr made this distinction, Judeans had to choose between
identities: either Jewish or Christian—except of course for those who still (or
even now) improperly recognized the borderline, and who were labeled “her-
etics.” The first independent Christian communities distinguishing them-
selves from Judaism are found in Syria where Justin was writing. The idea
that there was a borderline to be recognized between Judaism and
Christianity spread to the rest of the Mediterranean only later. Of
course, once the idea that there was a border reached a certain level of
geographic and demographic saturation, subsequent generations would
come to read the Jewish/Christian distinction back into much earlier
sources, especially into the Gospels and the letters of Paul (see Boyarin
2004, esp. chapters 2 and 3).
Needless to say, there are Buddhist scholars who also assume that the
borderline between Buddhism and Brahmanism dates back to the Buddha
himself in a similar fashion to the way some Christian scholars read the
break from Judaism back into the words of Jesus. Under this scenario, ev-
ery Brahmin steeped in the Vedas and Upanis: ads who comes to follow the
Buddha would have to be considered a “convert.” But religious boundaries
are like national boundaries. Sometimes individuals cross borders, but bor-
ders also cross people—especially in the early days of nation-building.
The Brahmans universally speak of the Bauddhas with all the malignity
of an intolerant spirit: yet the most orthodox among them consider
Buddha himself as an incarnation of Vishnu. This is a contradiction hard
to be reconciled, unless we cut the knot, instead of untying it, by suppos-
ing with Giorgi, that there were two Buddhas, the younger of whom es-
tablished the new religion, which gave so great offence in India, and was
introduced into China in the first century of our era. (Jones 1799, 123)
greatly from Verardi’s discussion of these sources (as indeed from the whole of his book), despite that
I come to very different conclusions. This article, however, is not the place for a sustained critique of
Verardi, since he is primarily concerned with relations between Buddhism and Brahmanism from the
Gupta Dynasty onward.
Walser: When Did Buddhism Become Anti-Brahmanical? 7
from Aryan culture, he argues that cultural difference allowed enough
perspective to develop a critique of Brahmanical norms such as the caste
system (Weber [1875] 1882, 286–87).
Yet if Weber saw Buddhism and the Brahmanical Upanis: ads to be
philosophically identical, there were others who still assumed a natural
hatred between the two. Just a few years after Weber’s work was published
in English, Rajendralala Mitra wrestles with the question of why early his-
tories of Orissa tell us that Greeks and Mongols were in Orissa when there
is no real evidence that they were—all the while omitting any mention of
the Buddhists who were there. His sole explanation for this silence is com-
munal hatred:
9
For a longer discussion of Mitra, see Verardi 2011, 29–32.
10
Of course, we would like to know whether the perception of these “Buddhist tendencies” came
from the Bhadgaon Brahmins themselves or were merely imputed to them by von Schroeder’s reading
of the Maitrayaņı̄ya Upanis: ad.
8 Journal of the American Academy of Religion
A third reason to prove that the Brahmin cord is not tainted by supersti-
tion but is merely a badge of learning in any field whatsoever, is taken
from the practice of the Buddhist Brahmins, alias the class of unbelievers,
of whom we have spoken in chapters Three and Four. For these men are
wont to wear the badge of the thread from time immemorial; and they
flourished in these parts very long before those laws and books of the
Idolaters were introduced. (Rajamanickam 1972, 91).11
This is the one doctrine which separates Buddhism from all other reli-
gions, creeds, and systems of philosophy and which makes it unique in
the world’s history. All its other teachings . . . are found, more or less in
similar forms, in one or other of the schools of thought or religions which
have attempted to guide men through life and explain to them the unsat-
isfactoriness of the world. But in its denial of any real permanent Soul or
Self, Buddhism stands alone. This teaching presents the utmost difficulty
10 Journal of the American Academy of Religion
to many people and often provokes even violent antagonism towards the
whole religion. Yet this doctrine of No-soul or Anatta is the bedrock of
Buddhism and all the other Teachings of the Buddha are intimately con-
nected with it. . . Buddhism denies and asserts that this belief in a perma-
nent and a divine soul is the most dangerous and pernicious of all errors,
the most deceitful of illusions, that it will inevitably mislead its victim
into the deepest pit of sorrow and suffering. [emphasis mine] (Hamilton
1996, xv–xvi).
13
The remainder of her book deals mainly with the Pali Sutta Pit: aka and Abhidhamma Pit: aka,
which mark of a very different social and political context than Malalasekera’s own.
14
Tambiah (1992, 30–42) provides the context for Malalasekera’s writings.
Walser: When Did Buddhism Become Anti-Brahmanical? 11
The historical domain covered by this book is thus one where an antino-
mial model takes the shape of a religious system, Buddhism, which is
bound, by ideology and violence, from within and without, to renegotiate
continuously and dramatically its own antinomial position. . .. The anti-
nomial stance of early Buddhist thought and early Buddhist communities
condemned them to the impossibility of emerging out of their subaltern
positioning throughout the whole of ancient and medieval history.
(Verardi 2011, 12)
Verardi then rather awkwardly attempts to paint those who argue that
Buddhism is somehow identical to Brahmanism as merely playing into
the hands of the Hindu right wing (Verardi 2011, 44–54). Verardi’s ar-
gument relies on identifying the transhistorical essence of Buddhism
and Brahmanism to render their contrast as the ubiquitous condition
for violence. Verardi, I think, nicely summarizes some of the differ-
ences between Buddhism and Brahmanism that are assumed by many
scholars:
most famous example of this trend is that of T. W. Rhys Davids who de-
scribes the Buddha’s “invariable method. . . when discussing a point on
which he differs from his interlocutor”:
Passages must not be counted, but weighed. We must consider the entire
body of texts together and evolve a synthesis, weighing all considerations.
We require a synoptic interpretation of the Buddhist scriptures. It is
14 Journal of the American Academy of Religion
canon, but generations of Buddhists for the past two thousand years have
thought it important to keep them in there. On the one hand, an argu-
ment can be made to exclude these from my survey, because they are not
really unique discourses and tend to inflate the importance of certain doc-
trines. On the other hand, it is precisely the fact that they inflate the ap-
pearance of certain doctrines in the Tipit: aka that I chose to count them.
Somebody at some point thought it was important to beef up, as it were,
the number of discourses on things like anatta. Apparently, we are not
the only ones who were counting discourses.
If we take each discourse at face value and include all repetitions, the
doctrine of anatta (¼ Skt. Anatman) or some version thereof appears in
about 378 of these 5,126 discourses (about 7.4%). This appears to be on
par with other doctrines of liberation. By comparison, the Noble
Eightfold Path occurs in 368 of these discourses, and the jhanas (or other
states of absorption) are taught in 340 discourses. Surprisingly, however,
only sixteen discourses18 contain both the doctrine of anatta and a discus-
sion of the Eightfold Path, and only twenty-five19 contain a discussion of
both jhana and anatta.
The first thing to note here is that while the Tipitaka does teach the
doctrine of anatta, it does so less than 10% of the time. Muslims eat burri-
tos in North America, but the statistical frequency of this in other ethnic
populations prevents us from jumping to the conclusion that burritos are
iconically “a Muslim thing” in American culture. I will grant that the
7.4% occurrence of anatta in the Tipit: aka is significant in contrast to the
relative absence of the term in non-Buddhist texts.20 Nevertheless, at 7.4%
we can hardly say that the teaching of anatta is more prominent than
other doctrines conducive to liberation (such as concentration). If 7.4%
discuss anatta, then 92.6% of discourses in the sample never mention it at
all. What this means is that potentially someone could listen to a great
many Buddhist suttas and never hear a discussion about anatta.
Furthermore, the doctrine of anatta could theoretically be a representative
Buddhist doctrine even at 7.4% if a community of Buddhists had access to
the whole Tipit: aka. But this was assuredly not the case during the genera-
tions in which the canonical texts themselves were being composed. The
question then is how much of this canonical material should we assume a
18
DN 6, DN 16, DN 33, DN 34, MN 8, MN 44, SN 22.44, SN 22.78, SN 22.81, SN 22.84, SN 22.103,
SN 22.105, AN 1.378–393, AN 10.237–746, Dhp vss. 273–289.
19
DN 6, DN 9, DN 15, DN 16, MN 1, MN 8, MN 44, MN 64, MN 102, MN 106, MN 112, MN 122,
MN 138, MN 140, SN 8.4 [SN 212], SN 22.47, SN 22.80, SN 41.7, AN 1.378–393 [AN 1.20.1], AN 3.94
[AN 3.92b], AN 4.200, AN 6.29, AN 9.36, Snp 2.1, Snp 3.12.
20
The exceptions of course are the Maitri Upanis: ad and other works of the Black Yajurveda that
use a synonym, niratman as a state that the yogin might attain.
Walser: When Did Buddhism Become Anti-Brahmanical? 17
given community would have access to? Might it be the case that different
communities had access to and circulated different collections with differ-
ent doctrinal compositions prior to the final redaction of the Tipit: aka as a
whole? If this were the case, then instead of seeing Buddhist doctrine as a
whole marked by the doctrine of anatta in opposition to Brahmanism, we
should be open to the idea that prior to the Tipit: aka’s final form, there
were Brahmanical Buddhist communities and communities opposed to
Brahmanism (as well as communities indifferent to it), each composing
and circulating their own discourses as “Buddhism.”
With this possibility in mind, let us return to the question of whether
the suttas support the claim that the Buddhist doctrine of anatta was un-
derstood to exclude Brahmanical communities. Yes, but not really in the
way one might expect. And the opposition that we do find certainly does
not support the contention that there was a recognized borderline be-
tween Buddhism and Brahmanism in the Tipit: aka, or that the doctrine of
anatta was preached against Brahmanical or Upanis: adic doctrines. The
devil, of course, is in the details.
If the doctrine of no-soul was supposed by the authors of the suttas to
challenge the Brahmanical doctrine of the soul, then we should expect to see
this challenge represented somewhere in the canon. Somewhere we should
find a representation of the Buddha or some paradigmatic non-Brahmin
Buddhist refuting the doctrine of an eternal soul espoused by someone coded
as Brahmanical. Now, what scholars today mean by “Brahmanical” or
“Brahmanism” appears to mean anyone influenced by the Vedas, and more
importantly their ancillary literature: the Brahmanas, Araņyakas, Upanis: ads,
Grha- and Srautas utras. One did not have to be a Brahmin to learn these
_
works or to practice them.21 Nevertheless, when issues of the Vedas or
Upanis: adic teachings are addressed in the Tipit: aka, the chosen representative
of that position is invariably someone who is in fact a Brahmin by birth.
Hence, if the doctrine of anatta was targeting Brahmanism, we should expect
to find some representative Brahmin abandoning this belief and accepting
the doctrine of anatta, thereby “converting” to Buddhism.
With this in mind, I set out looking for a sutta in which somebody tries
to convince a Brahmin that there is no soul. Generally speaking, Brahmins
are not too hard to spot in the Tipitaka, and I think we can safely assume
that Brahmanical status would have been even more obvious for the intended
audiences of early canonical texts than it is for us. A character named
Mahakassapa or Bharadvaja would have been a walking Brahmanical
21
Alara Kalama, the first of the Buddha’s meditation teachers in the Aryaparyasanasutta was
known to be a ks: atriya. Udraka Ramaputra may have been as well, although no caste information
about him has been recorded. On the Upanis: adic nature of their meditations, see Wynne 2007.
18 Journal of the American Academy of Religion
22
I will present the summaries of my findings here, but of course these findings are only valid if
others can replicate my results. For this reason, I have put a version of the database that I used for this
study on my academia.edu site (https://tufts.academia.edu/JosephWalser) so that you can look for
yourselves.
23
SN. 22.1, 22.49, 41.3, 41.7, 53.3; AN. 10.93. MN 44.
24
Scholars like to point to the Br ahmaņa chapter of the Dhammapada as an example of the
Buddha redefining what it means to be a Brahmin. One can imagine that the laity would have gravi-
tated to Brahmin-born monks to do the piņda : rite for their dead ancestors, since this is what
Brahmins were becoming known for more generally. In such a case, ks: atriya-born monks would have
been left out. Texts like the Brahmaņa chapter of the Dhammapada would have constituted an argu-
ment for equal ritual status. On Buddhists and the piņda: rite, see Sayers 2013.
Walser: When Did Buddhism Become Anti-Brahmanical? 19
Marxist, our early Buddhist authors knew that individual Brahmins could
and did believe many things. There was certainly nothing that prevented
a Brahmin from embracing the doctrine of anatman or niratman as a va-
riety of Brahmanical belief.25 Nevertheless, if we can assume (and I think
that we can) that the social dynamics represented in the suttas reflect the
social assumptions of their presumed audiences, this absence of the anatta
doctrine in the presence of Brahmin laity is remarkable and suggests
some kind of avoidance regarding Brahmin laity when it comes to the
doctrine of anatta. So, yes, it does appear that the doctrine of anatta was
understood to be confrontational to Brahmins, but also that there was
some effort devoted among our sutta writers to not being confrontational.
If anything, the tacit message to Buddhist preachers is: don’t bring up that
doctrine when preaching to Brahmins. Why? They might not become fol-
lowers of the Buddha if they thought “Buddhism is the doctrine of
anatta.” And with only 7.4% of sutras even mentioning the doctrine, there
were lots of other options for what to preach to Brahmins.
But if Buddhist preachers avoided the doctrine of anatta to accommo-
date Brahmins within an emerging Buddhism (or, alternately, if Brahmin
preachers of Buddhism avoided the doctrine of anatta so as to not to con-
tradict the Upanis: ads circulating within their communities), then this
avoidance just as surely does not support the idea that the doctrine of
anatta formed the assumed borderline between Buddhism and
Brahmanism. On the contrary, the assumption seems to be that a special
place was to be carved out within Buddhism for Brahmins as Brahmins.
As Ryutaro Tsuchida (1991) pointed out long ago, the fact of the matter is
that the Buddha does teach to Brahmins, most of whom take refuge in
him or otherwise express appreciation for his teachings. And even when
he tangles with a cranky Brahmin, the Brahmin is usually depicted as be-
ing a young disciple of a Mahasala Brahmin who, in turn, chastises his
disciple for being rude. Some groups of Brahmins were even granted spe-
cial status due to the perceived propinquity between jat: ila who perform
the agnihotra and Buddhist monks. For example, in the Pali Vinaya, there
is a passage discussing the probationary period (parivasa) that a member
of another sect must wait before ordination. Toward the end of the section
it states:
If fire-worshippers and Jat: ilas [alt. “fire worshipping jat: ilas”] come to
you, O Bhikkhus, they are to receive the upasampada ordination (di-
rectly), and no parivasa is to be imposed on them. And for what reason?
These, O Bhikkhus, hold the doctrine that actions receive their reward,
25
Again, the Maitrayaņı̄ya Upanis: ad is a good illustration of this point.
20 Journal of the American Academy of Religion
and that our deeds have their result according to their moral merit. If a
Sakya by birth, O Bhikkhus, who has belonged to a Titthiya school,
comes to you, he is to receive the upasampada ordination (directly), and
no parivasa is to be imposed on him. This exceptional privilege, O
Bhikkhus, I grant to my kinsmen. (Rhys Davids and Oldenberg 1899,
190–1)26
This passage, which at first appears only in Theravadin texts but be-
gins to be known in northern texts by about the fifth century,27 asserts the
distinction between Buddhists and agnihotrins to be one of close affinity
based on a common belief in karma. Apparently, in some Buddhist
schools at least, certain schools of Brahmanic ascetics were granted privi-
leged status due to a perceived propinquity to Buddhist asceticism.
So what are lay Brahmins taught if not anatta? Among the discourses
involving Brahmin laity, there are twenty-five that discuss the jhanas28
(12.3%), five that discuss the Eightfold path29 (2.5%), one that discusses
the formless meditations,30 and six that present the state of nothingness
as the highest attainment31 (3%). If we compare this to the 194 discourses
involving named non-Brahmin laity, we have the six32 suttas discussed
above dealing with the doctrine of anatta (3%), seven teaching the Noble
Eightfold Path33 (3%), ten discussing the formless spheres34 (2%), seven-
teen discussing the jhanas35 (5%), and only one36 that teaches the state of
nothingness as the highest state.
Not all Brahmins were lay-brahmins. There are 130 discourses in which
the interlocutor is neither a householder nor a Buddhist monk but a “wan-
derer” or paribbajaka. Of these discourses, there are 115 in which the par-
ibbajaka is identifiable as a Brahmin. Of the 115, there are 60 or roughly
26
“Ye te, bhikkhave, aggika jat: ilaka, te agat
a upasampadetabba, na tesam parivaso databbo. Tam
kissa hetu? Kammavadino ete, bhikkhave, kiriyavadino. Sace, bhikkhave, _ _
jatiya sakiyo
a~
nn~atitthiyapubbo agacchati, so agato upasampadetabbo, na tassa parivaso databbo. Imaham, bhik-
khave, n
~atı̄nam avenikam pariharam dammı̄’’ti”. _
27
My thanks _ to Claire
_ _ Maes for pointing
_ this passage out to me. The passage in question shows up
in Samghabhadra’s 488 CE translation of the Samantapasadika (T. 1462, 789c11–13) and shows up in
some later Chinese commentaries on the Dharmaguptavinaya. It is also referred to in passing in
Gunaprabha’s (5th cent) Vinayas utra—a vinaya handbook for Mulasarvastivadin monks.
28
DN 3, 4, 5, 6, 10, 12, 13, 16; MN 4, 7, 27, 45, 85, 99, 100, 107, 108; SN 48.42; AN 3.58, 4.22,
4.35, 8.11, 9.38. 11.14.
29
DN 6, 16, SN 45.4, AN 10.117, 10.119.
30
AN 9.38.
31
AN 6.52; Snp 2.2, 3.9, 5.7, 5.12, 5.15.
32
MN 44; SN 22.1, 22.49, 41.3, 41.7, 55.3; AN 10.93
33
DN 19, MN 44, 78, 126, SN 3.18, 42.12, AN 4.196, 5.32.
34
MN 44, 52, 105, 121, 143, SN 41.6, 41.7, 55.54, AN 9.41., 11.16.
35
DN 2, 11, MN 36, MN 44, 52, 53, 59, 78, 125, SN 41.8, 42.13, AN 3.73, 3.74, 4.194, 9.41, 10.30.
11.16.
36
SN 41.7.
Walser: When Did Buddhism Become Anti-Brahmanical? 21
53% that either invoke or have been interpreted to invoke the doctrine of
anatta. However, the statistics here are deceiving, since 59 of these dis-
courses are variations of the same discourse delivered to the same person:
Vacchagotta. If we factor out the Vacchagotta discourses that broach the
subject of anatta, we are left with only two other discourses delivered to
Brahmin paribbajakas that discuss anatta (the Susı̄masutta [SN 12.70] and
the Anattalakkhanasutta [S.N. 22.59]; N.B. Susı̄ma’s Brahmanical status it-
self is uncertain37). Thus, if we factor out the Vacchagotta repetitions, and
count the number of independent sutras touching on anatta delivered to
Brahmin paribbajakas we get only two (three if you count Konda~ : nn
~a in the
Anattalakkhanasutta).38 This is pretty much on par with what _ we find
among non-Brahmin paribbajakas. There are thirty-six discourses in which
the interlocutor is a non-Brahmin paribbajaka and there are only one or
two39 in which the doctrine of anatta is broached.
Finally, ordained monks and nuns could also be coded as Brahmins.
The majority of the main disciples of the Buddha discussed in the
Tipit: aka are in fact Brahmins by birth. Sariputta was one, but
Mahakassapa, Mahakaccana, and Pindola : Bharadvaja in particular are
coded as Brahmins by birth. Moggalla_na is even addressed by the Buddha
with the vocative “brahmana” in a few discourses.40 When the Buddha re-
fers to a monk as Brahmin, _ 41 it is unlikely that he is referring to an ac-
quired brahmanical status, since he never addresses a monk born of some
other caste with this vocative. Indeed the only monks other than
Moggallana with whom the Buddha uses this form of address are the
monk Dhammika42 (who is thoroughly unpleasant) and Angulim _ ala, the
[Gargı̄ya] Brahmin serial killer (albeit reformed).43 Hence, it was not con-
sidered unusual for the authors of these discourses that a Buddhist monk
37
Buddhaghosa indicates he might be a Brahmin (he says he is skilled in the vedangas),_ but gives
no other information. See Malalasekera, 1960, 1266, note 1.
38
MN 35, SN 12.70, 22.59, 44.10.
39
This is certainly true of AN 10.95, and I think we can also include the Pot: t: hapadasutta of the
Dı̄gha Nikaya. The caste of Pot: thapada, however, seems to change between the Pali and the Chinese
and newly discovered Sanskrit manuscripts. Both of the latter have Prs: t: apala address the Buddha as
“Gautama” (Stuart 2013)—a form of address that not only is used only _ by Brahmins and gods to ad-
dress the Buddha, but also seems to make the Buddha into a Brahmin himself by Brahminizing
“Gotama,” the common name for the Buddha, into “Gautama,” a common Brahmanical gotra name.
For a good discussion of Gotama vs. Gautama, see Attwood 2013.
40
SN 40.1–9.
41
As the past Buddha, Sikhı̄ refers to bhikkhu Abhibh
u at AN 6. 14.
42
AN 6.54.
43
MN 86. He also calls Dhammika Bhikkhu “brahmin” even as he castigates him for his poor treat-
ment of his fellow monks. AN 6.54. The same occurs with Abhibhu Bhikkhu at SN 614. In the
Angulim
_ ala case, King Pasenadi even addresses Angulim
_ ala by his brahmanical gotra name (Garga
Maitrayani) after he has been ordained.
22 Journal of the American Academy of Religion
44
Though there are fewer incidents, a Khattiya monk could also be known as a khattiya after ordi-
nation. See S.N. 12.32 in reference to “bhikkhu Kal¸ara the Khattiya.”
45
MN 8, 138, 144 SN 5.2, 8.4, 21.2, 22.71, 22.83, 22.122, 22.122–123, 23.17, 23.18, 23.24, 23.29 ,
23.30, 23.41, 23.42, 35.69, 35.78, 35.87, 35.164, 35.234, 44.7, 44.8 AN 6.14, 6.29, 10.60, Ud 7.1
46
Sariputta (x4), Cunda (x3), Mahakaccayana, Soma, Radha (x8), Maitrayaniputta, Mahakot: t: hika
(x3), Udayi, Moggallana (x2), and Girimandana.
47
S.N. 44.7 the Moggalanasutta, which appears to be a later adaptation of both the S.N. 44.10
[Anandasutta] and more distantly the Aggivaccagottasutta [M.N., 72].
48
Ananda, Arittha, Dhammadinna, Rahula, Malunkhya, Pukkusati, Nandala Gotami Vajira,
Nakula, Sona, Tissa, Yamaka, Khemaka, Channa, Bahiya, Kimbila, Godatta, and Meghiya.
49
Mahakassapa, Pindolabharadvaja, Subhuti, Vangisa, _ Abhibhu, Cala, Upacala, Sisucala, Upavana,
Sujata, Suradha, Uttiya, Kassapagotta, Visakha Pancaliputta, and Dhammika.
Walser: When Did Buddhism Become Anti-Brahmanical? 23
THE INTERPRETATION?
What do we make of all of this? A key point here is that in the sutras fa-
voring Brahmins that appear interested in having Brahmins contribute to
Buddhism as Brahmins, there is little evidence for any kind of solid bound-
ary between Buddhism and Brahmanism. This is not to say that there are no
anti-Brahmanical (or better yet, “anti-Brahmin”) texts, but not many.
Presumably the communities that wrote and circulated these discourses,
like Justin Martyr’s Syrians, had a vested interest in distinguishing them-
selves from (and denigrating) Brahmins. But also like Justin’s Syrians, we
cannot assume the texts of this community to stand for some pan-Buddhist
perspective on caste. Indeed, if a data driven approach shows us anything, it
is that claims that “Buddhism teaches x” are merely a metonymic mask for
what should be a set of demographic claims (this community tended to talk
about and circulate x doctrines and practices in contrast to that commu-
nity). It is highly unlikely, for instance, that Brahmins would nod their heads
in agreement to the statement made in the Sonasutta of the Anguttara _
Nikaya that, unlike dogs, Brahmins will have sex with_ anything that moves.
In most Brahmin-favorable texts, the Buddha’s teaching is presented
as the fulfillment of the path that his Brahmin interlocutors were already
53
Alexander Wynne (2007) makes a good case that the jhanas and formless meditations probably
derived from Brahmanical element meditations and not the other way around.
54
It should be remembered here that the Upanis: ads would not have been understood to speak with
one voice—they were divided into Vedic branches each competing with the others for patronage. An
argument against the Kat: has’ articulation of the atman the size of a thumb would not necessarily have
been understood to be confrontational to a Maitrayaņı̄ or Kaņva Brahmin.
Walser: When Did Buddhism Become Anti-Brahmanical? 25
on (despite the fact that some youthful Brahmins may not have recog-
nized that fact), and in discourses delivered to Brahmin audiences, what
the Buddha teaches is usually confirmed by Brahmin celebrities as being a
correct interpretation of the Vedas. If we couple this information with the
fact that discourses delivered to audiences coded as Brahmin are statisti-
cally less likely to have included a teaching of anatta and far more likely
to have preached an absorption series (albeit new and improved) that
Brahmins were already using, then we come to the conclusion that there
was, in effect, a canon-within-a-canon that appears to have circulated in
Brahmin communities.
What would these Brahmin communities have looked like, and at
what point were the texts of these communities composed? Oskar Von
Hinüber (2006), in a delightful article, goes a long way toward answering
these questions. He begins with the observation that while most Buddhist
sutras begin with the standard, “Thus have I heard, at one time the
Blessed One was staying at X. . .,” there are a number of suttas beginning
with a slightly different introduction, which he calls a “parenthetical.” For
example, at the beginning of the Nagaravindeyyasuttanta [M.N. 150], we
find:
“Thus I have heard. At one time, the Lord, walking on tour in Kosala to-
gether with a large group of monks, where there is the Brahmin village of
Kosala named Nagaravinda, there he went.” (Hinüber 2006, 200)
Drawing on the work of Karl Hoffmann, Hinüber points out that this
alternative introduction most likely represents the oldest textual strata
of the Pali Canon, since it replicates an Old Persian formula that had
been in use by the Acaemenians (Hinüber 2006, 198–99). If we isolate
those sutras having this parenthetical formula, a number of interesting
questions present themselves. First of all, none of the standard cities
(nagara) such as Savatthı̄ or Rajagaha are mentioned. Instead, we have
the Buddha travelling to and preaching at “market-places” (nigama)
and “Brahmin villages” (brahmanagama). We know, then, that even in
_ writing, Brahmin villages were as-
the very earliest phases of Buddhist
sumed to be one of the important venues for Buddhist preaching.
Looking at the locations of the Brahmin villages found in this earliest
formula, Hinüber notes that their distribution conforms to what we
would expect at a time when Brahmanism was just beginning to
spread into eastern India.
only one in the Malla country. This compares well with the evidence
gathered from Vedic literature on the history and geographical distribu-
tion of the Vedic schools. As research by M. Witzel has shown, Kosala
was at the eastern fringe of later Vedic literature, and the Brahmins there
used to study the Kanva Sakha of the Satapathabrahmana. These then
could well be the very _ Brahmins traced in ancient Buddhist _ literature.
(Hinüber 2006, 200)
The philosophers have their abode in a grove in front of the city within a
moderate-sized enclosure. They live in a simple style, and lie on beds of
rushes or deer skins. They abstain from animal food and sexual pleasures
and spend their time listening to serious discourse, and in imparting their
knowledge to such as will listen to them. . .. After living in this manner
for seven-and-thirty years, each individual retires to his own property,
where he lives for the rest of his days in ease and security. They then ar-
ray themselves in fine muslin, and wear a few trinkets of gold on their
fingers and in their ears. They eat flesh, but not that of animals employed
in labour. They abstain from hot and highly seasoned food. They marry
as many wives as they please, with a view to have numerous children.
(McCrindle 1877, 99–100, as discussed by Lubin 2013, 31–33)
CONCLUSION
In the sutras favoring Brahmins that appear interested in having
Brahmins contribute to Buddhism as Brahmins, there is little evidence for
any kind of solid boundary between Buddhism and Brahmanism marking
the former as orthodox and the latter as heterodox. For what it is worth,
the work of Vincent Eltschinger (2014, 35–92) shows the (non-Buddhist)
Brahmanical authors similarly did not make a strong distinction between
orthodoxy and heterodoxy until much later, during the Gupta Dynasty
(ca. 320 CE–550 CE). Thus, the idea that one or a handful of doctrines
like selflessness distinguish “Buddhism” from other “religions” is less
helpful than paying attention to the way doctrines were used and distin-
guished (or not) among particular communities. Statistically speaking, no
one set of doctrines really rises to the top as defining of the genre of
Buddhist literature. We therefore need to be careful when we teach sur-
veys of Buddhism not to present Buddhism as if it was ever simply identi-
fiable with a single doctrine—especially anatta.
The second point is that our survey does not show that the doctrine of
anatta had anything to do with the border between Buddhism and
Brahmanism during the time of the composition of the Tipit: aka. Later on
it did, for some sects,58 but for reasons that were specific to the nexus of
power in those times and places—not the Buddha’s. In fact, early evidence
56
Cf. Cowell and Thomas [1897] 1993, 233; Bronkhorst 2011, 184.
57
For Moggalana and Angulimalla
_ being referred to as “Brahmin” after their ordination, see SN
40.1–9 and MN ii p. 104.
58
For example, for the Sarvastivadins although not for the Vatsı̄putrı̄yas or Sammitı̄yas.
Walser: When Did Buddhism Become Anti-Brahmanical? 29
REFERENCES
Abeysekara, Ananda. Forthcoming. “Religious Studies’ Mishandling of Origin
and Change: Time, Tradition, and Form-of-Life in Buddhism.” Cultural
Critique.
Attwood, Jayarava. 2013. “Siddhartha Gautama: What’s in a Name?” Available at
https://www.academia.edu/4866512/Siddh%C4%81rtha_Gautama_Whats_in_a_
Name. Accessed August 22, 2016.
Bloomfield, Maurice. 1908. The Religion of the Veda: The Ancient Religion of In-
dia (From Rig-Veda to Upanishads). New York and London: G.P. Putnam’s
Sons.
Boyarin, Daniel. 2004. Border Lines: The Partition of Judaeo-Christianity. Phila-
delphia: University of Pennsylvania Press.
Bronkhorst, Johannes. 2007. Greater Magadha: Studies in the Culture of Early In-
dia. Leiden: Brill.
———. 2009. Buddhist Teaching in India. Boston: Wisdom Publications.
———. 2011. Buddhism in the Shadow of Brahmanism. Leiden: Brill.
Callieri, Pierfrancesco. 2006. “Buddhist Presence in the Urban Settlements of
Swat, Second Century BCE to Fourth Century CE.” In Gandharan Buddhism:
Archaeology, Art, Texts, edited by P. Brancaccio and K. A. Behrendt, 60–82. Van-
couver: UBC Press.
Chattha Sangayana Tipit: aka 4.0. 1995. Igatpuri, India: Vipassana Research
Institute.
Collins, Steven. 1982. Selfless Persons: Imagery and Thought in Theravada Bud-
dhism. Cambridge: Cambridge University Press.
59
After this article had gone to press, I discovered Rupert Gethin’s article, “What’s in a Repetition?
On Counting the Suttas of the Samyutta-nikaya,” (Gethin 2007). Gethin points out that there is con-
siderable variation between different _ editions of the Pali Tipit: aka. In this article, I have used the
Burmese Chat: t: ha Sang
_ ayana Tipit: aka digital version. If one were to use a different version, the statis-
tics in this article would be different. Note, however, that my conclusions would not be affected by the
addition or subtraction of peyyalas since the peyyalas simply amplify the numbers of suttas that are
already there in full.
30 Journal of the American Academy of Religion
Cowell, Edward Byles, and Frederick William Thomas. [1897] 1993. The Hars: a-
Carita of Baņa. Delhi: Motilal Banarsidass.
Eliot, Charles. 1921. Hinduism and Buddhism An Historical Sketch. Vol. 1. Lon-
don: Routledge & Kegan.
Eltschinger, Vincent. 2014. Buddhist Epistemology as Apologetics: Studies on the
History, Self-Understanding and Dogmatic Foundations of Late Indian Buddhist
€
Philosophy. Vienna: Verlag der Osterreichischen Akademie der Wissenschaften.
Elverskog, Johan. 2010. Buddhism and Islam on the Silk Road. Philadelphia: Uni-
versity of Pennsylvania Press.
Foucault, Michel, Mauro Bertani, Alessandro Fontana, François Ewald, and
David Macey. 2003. Society Must Be Defended: Lectures at the Colleége de France,
1975-76. New York: Picador.
Frauwallner, Erich. 1953. Geschichte der indischen Philosophie. Vol. 1. Salzburg:
Müller.
Gethin, Rupert. 2007. “What’s in a Repetition? On Counting the Suttas of the
Samyutta-nikaya.” Journal of the Pali Text Society 29: 365–87.
_
Gombrich, Richard F. 1988. Theravada Buddhism: A Social History from Ancient
Benares to Modern Colombo. London: Routledge & Kegan Paul.
———. 2009. What the Buddha Thought. London: Equinox.
Hamilton, Sue. 1996. Identity and Experience: The Constitution of the Human
Being According to Early Buddhism. London: Luzac Oriental.
Harvey, Peter. 1995. The Selfless Mind: Personality, Consciousness and Nirvan*a
in Early Buddhism. Surrey: Curzon Press.
Hooykaas, C. 1973. Balinese Bauddha Brahmans. Amsterdam: North-Holland
Publishing Company.
Jones, Sir William. 1799. “On the Chronology of the Hindus.” Asiatic Researches
2: 111–147.
La Vallée Poussin, Louis de. 1980. L’Abhidharmakosa de Vasubandhu. Brussels:
Institut Belge des Hautes Etudes Chinoises.
Leider, Jacques. 2005–2006. “Specialists for Ritual, Magic, and Devotion: The
Court Brahmins (Punna) of the Konbaung Kings (1752-1885).” The Journal of
Burma Studies. 10: 159–202.
Lubin, Timothy. 2013. “Asoka’s Disparagement of Domestic Ritual and Its Vali-
dation by the Brahmins.” Journal of Indian Philosophy 41: 29–41.
Walser: When Did Buddhism Become Anti-Brahmanical? 31