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REVIEW

CURRENT
OPINION Acute life-threatening hypoxemia during
mechanical ventilation
Thomas Piraino a,b and Eddy Fan c,d

Purpose of review
To describe current evidence-based practice in the management of acute life-threatening hypoxemia in
mechanically ventilated patients and some of the methods used to individualize the care of the patient.
Recent findings
Patients with acute life-threatening hypoxemia will often meet criteria for severe ARDS, for which there are
only a few treatment strategies that have been shown to improve survival outcomes. Recent findings have
increased our knowledge of the physiological effects of spontaneous breathing and the application of
PEEP. Additionally, the use of advanced bedside monitoring has a promising future in the management of
hypoxemic patients to fine-tune the ventilator and to evaluate the individual patient response to therapy.
Summary
Treating the patient with acute life-threatening hypoxemia during mechanical ventilation should begin with
an evidence-based approach, with the goal of improving oxygenation and minimizing the harmful effects
of mechanical ventilation. The use of advanced monitoring and the application of simple maneuvers at the
bedside may assist clinicians to better individualize treatment and improve clinical outcomes.
Keywords
acute hypoxemia, lung-protective ventilation, mechanical ventilation, severe acute respiratory distress syndrome

INTRODUCTION the prevalence, and also difficult for deciding inclu-


Managing acute and life-threatening hypoxemia in sion criteria for studies. Many studies of patients in
the patient receiving mechanical ventilation can be hypoxemic respiratory failure secondary to acute
a challenging task for the bedside clinician. Early respiratory distress syndrome (ARDS) have used
recognition and identifying the underlying cause is PaO2/FiO2 rather than the PaO2 level as the hypox-
extremely important for deciding the right strategy emic component for inclusion (other ARDS criteria
to treat the patient. Severe hypoxemia sustained for must also be met for inclusion). The Berlin Definition
even a short period can be life-threatening, and may of ARDS classifies severe ARDS as a PaO2/FiO2 that is
also result in long-term morbidity [1]. less than 100 mmHg, with a mortality of close to 50%
This review will summarize the initial approach [2]. In a posthoc analysis of patients with a PaO2/FiO2
to the ventilated patient with acute life-threatening less than 100 mmHg, however, those with higher
hypoxemia, current evidence-based management of compliance (>20 ml/cmH2O) and lower corrected
these patients, and some novel methods that are minute ventilation (<13 l/min) had significantly
being developed based on our growing knowledge of
the factors contributing to ventilator-induced lung a
Department of Anesthesia, McMaster University, Hamilton, bDepartment
injury (VILI). of Respiratory Therapy, St. Michael’s Hospital, cDivision of Respirology,
Toronto General Hospital, University Health Network and Sinai Health
System and dInterdepartmental Division of Critical Care Medicine and the
DEFINITION Institute of Health Policy, Management and Evaluation, University of
Toronto, Toronto, Ontario, Canada
The severity of hypoxemia referenced in the current Correspondence to Eddy Fan, MD, PhD, Division of Respirology, Toronto
literature considers the absolute level of PaO2 and General Hospital, University Health Network and Sinai Health System,
commonly, also the PaO2/FiO2 ratio. Unfortunately, 585 University Avenue, PMB 11-123, Toronto, ON M5G 2N2, Canada.
there is no commonly accepted definition of life- Tel: +1 416 340-5483; fax: +1 647 776-3148; e-mail: eddy.fan@uhn.ca
threatening or refractory hypoxemia. This makes Curr Opin Crit Care 2017, 23:541–548
epidemiology of the subject difficult for determining DOI:10.1097/MCC.0000000000000459

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Emergencies in critical care

include an obstructed endotracheal tube, atelectasis,


KEY POINTS alveolar consolidation, or intracardiac or intrapul-
 Early recognition and patient assessment is key to monary shunt. The complexity of the underlying
managing patients with acute life- cause generally reflects the complexity in properly
threatening hypoxemia. managing or improving oxygenation. All of the
strategies used to manage these patients will have
 Currently, there is no widely accepted definition for life-
the goal of improving distribution of alveolar venti-
threatening hypoxemia.
lation, and to optimize pulmonary perfusion. It is
 The starting point for ventilatory support should be often challenging, however, to improve oxygen-
evidence-based management for patients with ARDS. ation while preventing or minimizing VILI, particu-
 Strategies as higher PEEP, neuromuscular blocking larly in patients with severe ARDS.
agents, and prone positioning should be considered
early in the management of these patients.
INITIAL STEPS FOR MANAGING ACUTE
 Additional strategies such as esophageal pressure LIFE-THREATENING HYPOXEMIA
monitoring, and electrical impedance tomography may
improve the individual management of these patients, The clinician managing the patient with acute hyp-
particularly in challenging cases. oxemia must have a simple and effective strategy of
applying basic troubleshooting skills before making
significant ventilator adjustments. Monitoring the
patient in real-time with pulse oximetry helps to
lower mortality [2]. This implies that the true severity recognize severe hypoxemic events whenever they
of hypoxemia is likely related to multiple physiologi- happen. Limitations, however, exist in patients with
cal variables, and proper management may need to be hypotension and this may prevent accurate pulse
tailored to these differences. oximetry values. The use of point-of-care testing for
The term ‘life-threatening’ can also be mislead- arterial blood gas analysis can assist in the rapid
ing. Reduction of ICU or hospital mortality seems determination of the magnitude of a hypoxemic
like the primary goal for outcomes, but the long- event. The overall patient assessment, however,
term recovery and functional outcomes should also should include some basic laboratory investigations,
be considered [3,4]. Although many studies of ARDS as well as a chest X-ray (CXR). Finally, as the major-
have used a low PaO2 limit of 55 mmHg, a ity of patients with life-threatening hypoxemia will
PaO2 < 60 mmHg should be avoided to minimize meet criteria for the Berlin Definition of ARDS [2],
any long-term cognitive effects of hypoxemia the initial ventilation strategy should be based on a
[1,5,6]. For this reason, a patient with a PaO2 of general lung-protective approach using tidal vol-
60 mmHg and a FiO2 of 1.0 (PaO2/FiO2 60 mmHg) ume of 6 ml/kg of predicted body weight (PBW), a
would classify as life-threatening. Clinical decisions higher positive end-expiratory pressure (PEEP), and
for rescue or salvage therapy, however, should occur keeping the inspiratory plateau pressure less than
prior to patients requiring FiO2 levels of 1.0 to allow &&
30 cmH2O [9 ].
some buffer for preparing equipment, or transfer-
ring to an external facility. For this reason, and for
the purpose of this review, we will choose a thresh- AIRWAY ASSESSMENT
old PaO2/FiO2 of 80 mmHg as a recommended Ensuring an airway is patent and free of secretions
threshold for early consideration of certain thera- and obstruction is among the initial assessments
pies. We will also consider that the initial ventila- usually performed by a clinician attempting to
tion strategies to manage these patients should determine the cause of acute severe hypoxemia.
reflect evidence-based guidelines for ventilating The ability to monitor flow graphics with all modern
patients with ARDS, with the addition of evidence- ventilators helps to rule out airway obstruction, and
based adjunctive therapies for patients with PaO2/ the shape of the expiratory waveform can also help
FiO2 level of less than 150 mmHg (i.e. prone position- to determine if there are issues with airway secre-
ing and neuromuscular blocking agents) [7,8] (Fig. 1). tions that need immediate attention. Airway emer-
gencies are not common in the ICU [10], but do
require immediate attention and quick resolution
CAUSES OF ACUTE LIFE-THREATENING to avoid any serious adverse events. The patient’s
HYPOXEMIA response to endotracheal suctioning, bronchos-
The underlying cause of acute hypoxemia during copy, position changes, endotracheal tube migra-
mechanical ventilation is a result of the mismatch tion, obstruction, or accidental dislodgment, could
between ventilation and perfusion. The cause could all cause acute hypoxemia. Having constant

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Acute life-threatening hypoxemia Piraino and Fan

FIGURE 1. A sample clinical algorithm for life-threatening hypoxemia in the mechanically ventilated patient. ACP, acute cor
pulmonale; ECMO, extracorporeal membrane oxygenation; HFOV, high frequency oscillatory ventilation; IBW, ideal body
weight; IPV, inhaled pulmonary vasodilators; PFO, patent foramen ovale; RM, recruitment maneuver.

monitoring of values such as end-tidal CO2, suffi- with life-threatening hypoxemia unfortunately will
cient healthcare staff, and clinicians skilled at per- likely require higher FiO2 levels to achieve PaO2
forming endotracheal intubation, should minimize within the range of 70–100 mmHg, placing them
any negative outcomes related to these issues. at higher risk of the negative effects of high FiO2
[12,13]. Using FiO2 levels of 1.0 has been shown to
worsen gas exchange through absorption atelectasis
SUPPLEMENTAL OXYGEN [12]. This can be, however, prevented through the
Supplemental oxygen is one of the immediate steps use of higher levels of PEEP [13]. Titrating supple-
in managing acute hypoxemia with the goal of mental oxygen to target a PaO2 of 60–80 mmHg for
stabilizing the patient while the underlying cause hypoxemic patients requiring high levels of FiO2
is investigated and management strategies are can help avoid some of these concerns regarding
applied. Once the patient is stabilized, supplemental over oxygenation.
oxygen can be titrated to achieve modest physio-
logical goals. A recent study demonstrated that a
conservative approach for providing supplemental EVIDENCE-BASED MANAGEMENT
oxygen with a target PaO2 of 70–100 mmHg or SpO2 The current evidence-based guidelines for managing
94–98% had a survival benefit compared to a liberal ARDS patients should be applied to the patient with
approach allowing PaO2 less than 150 mmHg and acute life-threatening hypoxemia. The following sec-
SpO2 97–100% [11]. In this study, the median FiO2 tion will provide the rationale regarding evidence-
level was less than 0.40 in both groups. Patients based strategies for managing life-threatening

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Emergencies in critical care

&
hypoxemia. A potential therapeutic approach to life- impedance tomography (EIT) [21 ] to individualize
threatening hypoxemia in the mechanically venti- PEEP are promising techniques that not only have
lated patient is summarized in the Fig. 1. been used to optimize PEEP, but also can be used in
the assessment of overdistension. These techniques,
however, require more clinical data to determine
POSITIVE END-EXPIRATORY PRESSURE superiority to the simplicity of a high PEEP/FiO2
The current evidence-based practice is to use higher table and minimizing plateau pressure for patients
levels of PEEP in patients with a moderate-to-severe with moderate-to-severe ARDS (Table 1).
ARDS [14]. In the Large Observational Study to The major clinical challenge to setting PEEP in
Understand the Global Impact of Severe Acute the patient with life-threatening hypoxemia, or
Respiratory Failure (LUNG SAFE) study, however, severe ARDS is preventing atelectrauma, while min-
PEEP was more commonly set lower than the cur- imizing overdistension of other areas of the lung.
rent evidence-based recommendation, and was con- The many causes of acute hypoxemia make a gener-
sidered a modifiable factor, which could improve alized approach for all patients difficult, particularly
&&
patient outcomes [15 ,16]. whenever there is heterogeneous distribution of
In a secondary analysis of the Lung Open Venti- ventilation, differences in lung recruitability, or
lation Study (LOVS) and Expiratory Pressure elevated chest wall elastance. Although avoiding
(ExPress) study, the oxygenation response to chang- plateau pressure more than 30 cmH2O is generally
ing PEEP was a predictor of survival. Patients who recommended, clinicians should also consider
experienced an increase in PaO2/FiO2 after an the change in respiratory system driving pressure
increase in baseline PEEP level had a lower risk of (DP ¼ plateau pressure  PEEP) that occurs after the
death [16,17]. This may have been related to the adjustment of PEEP. In a recent study by Amato et al.
recruitability of the lung where higher PEEP is [23], DP greater than 14 was associated with higher
needed to maintain recruitment. risk of mortality [22]. The level of DP also correlates
There is a growing consensus that the setting of well to lung stress in ARDS patients. If DP increases
PEEP needs to be individualized in patients with after an increase in PEEP, this could reflect over-
&&
ARDS [9 ]. The best method, however, to individu- distension within the lungs, and PEEP should be
alize PEEP has been a source of constant debate. A decreased. In patients with high chest wall ela-
study by Chiumello et al. [18] compared various PEEP stance, however, DP may reflect the contribution
selection methods and found the high PEEP/FiO2 of the chest wall rather than the lungs. In these
table (from the LOVS trial) [6] selected the PEEP level patients, the use of esophageal pressure measure-
that best represented the recruitability of the lung. ments could be used to monitor and attempt to limit
Using techniques, such as esophageal pressure the transpulmonary driving pressure (DPtp ¼ Ptp
plateau  Ptp PEEP) to less than 10 cmH2O [24 ].
&&
measurements, to estimate transpulmonary pres-
&&
sure (Ptp) [19 ], stress index [20], and electrical Although DP may be a simple parameter to monitor,

Table 1. Methods to set individualized positive end-expiratory pressure and minimize overdistension

Method Description Clinical use

Esophageal pressure measurements An esophageal balloon catheter is placed PEEP can be set to maintain a Ptp of more than
into the lower third of the esophagus. 0 cmH2O or to minimize the stress on the lung
Esophageal pressure can be used to using either a Ptp plateau or elastance-derived
estimate pleural pressure, Ptp, and method (Ptp ¼ plateau  EL/ERS).
measure chest wall and lung elastance.
Stress index During constant flow (volume assist-control) A downward curvature (like a shark fin) indicates
ventilation, the pressure–time curve can tidal recruitment (stress index <0.9) and that
provide useful information related to tidal PEEP could be increased. An upward curvature
recruitment within the lung. indicates there is no tidal recruitment, and
possible overdistension (stress index >1.1). A
straight pressure–time curve indicates optimal
PEEP (stress index 0.9–1.1)
Electrical impedance tomography Electrodes placed around the thorax allow Data collected during incremental or decremental
impedance measurements to display real- PEEP titration while monitoring lung impedance
time changes to ventilation distribution. can be analyzed to determine the balance
between collapse and overdistension within the
lung using regional compliance information.

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Acute life-threatening hypoxemia Piraino and Fan

&&
the potential efficacy of strategies targeting DP needs protective ventilation [32 ]. The use of NMBAs to
to be evaluated in clinical trials. prevent high inspiratory effort in patients with
acute respiratory failure has not been tested in a
clinical trial. Physiological data supporting the
RECRUITMENT MANEUVERS potential contribution of patient effort in worsening
The importance of recruitment maneuvers is sup- lung injury, however, should be considered in future
ported in the subgroup of patients with life-threat- studies.
&&
ening hypoxemia [9 ,25]. Future studies should
focus on the proper timing and frequency of
performing recruitment maneuvers. Currently, the Prone positioning
recommended technique for recruiting the lung is The use of prone positioning has been shown to
moving away from the sustained inflation maneu- improve outcomes in ARDS patients with PaO2/FiO2
ver to a stepwise incremental PEEP adjustment with less than 150 mmHg [7,33]. The goal of prone posi-
&&
a fixed DP [26 ,27]. The factor most likely related to tioning is to improve the gas to tissue ratio within the
the success of recruitment maneuvers is to have the lungs, and patients with life-threatening hypoxemia
appropriate setting of PEEP after the maneuver to may have poor distribution of ventilation to the
ensure recruited alveoli are kept open. dependent regions. Placing patients into the prone
As already stated, the major concern after select- position alters the gas to tissue ratio by increasing
ing PEEP is the possibility of overdistension that may ventilation to dependent lung regions, which can
affect the already opened regions of the lung. One of cause alveolar recruitment and a more homogeneous
the more common methods to select PEEP after a distribution of ventilation. The perfusion of the lung is
stepwise recruitment maneuver is the decremental not altered by placing patients in the prone position,
PEEP titration. Various measurements can be moni- so any improvement in ventilation will decrease intra-
tored during this maneuver to assist in selecting the pulmonary shunting [34,35]. Despite the benefits of
appropriate PEEP level including compliance, dead- prone positioning, the use of this strategy in clinical
space fraction, and oxygenation. Other methods that practice is still low as reported by the LUNG SAFE study
can be used to determine both lung recruitment and (16.3% of patients with severe ARDS PaO2/FiO2 less
individualize PEEP at the bedside include lung ultra- than 100 mmHg) [16]. Some of the hesitation for
sound and electrical impedence tomography (EIT, clinical sites to implement a prone position strategy
&
discussed in another section) [21 ,28,29]. may be because of the potential risk of complications.
In centers with significant experience with prone
positioning, however, there appears to be no increased
OTHER STRATEGIES FOR MANAGING risk to the patient [7]. Given the significant improve-
LIFE-THREATENING HYPOXEMIA ment in patient outcomes with prone positioning,
centers that are less experienced should develop
Neuromuscular blocking agents implementation strategies to facilitate the increased
The use of deep sedation and neuromuscular block- use of this intervention in appropriate ARDS patients.
ing agents (NMBAs) in the management of severe
ARDS is supported by a single randomized con-
trolled trial (RCT) [8]. According to findings of the Inhaled pulmonary vasodilators
LUNG SAFE study, however, the use of NMBAs in The use of inhaled pulmonary vasodilators (IPVs)
severe ARDS patients remains low (37.8%) [16]. The has been shown to improve oxygenation, but with
use of NMBAs should be considered as a primary no survival benefit in patient with ARDS [36]. The
therapy strategy in patients presenting with life- use of IPVs for treating right ventricular (RV) failure
threatening hypoxemia not only to reduce oxygen [37] or known pulmonary hypertension [38] cou-
demand, but also to minimize potentially harmful pled with severe hypoxemia could be considered,
inspiratory effort. Animal studies using EIT and but only as a temporary strategy to allow the time to
transpulmonary pressure have demonstrated that consider the next step in patient management. In
spontaneous breathing even during volume-con- severe ARDS patients, IPVs could facilitate the well
trolled ventilation (thought to control volume- tolerated transfer to a center with expertise in lung-
related injury and maintain transpulmonary pres- protective strategies [39].
sure) can lead to pendelluft, and greater tidal infla-
tion, tidal recruitment, and higher regional lung
&&
stress in the dorsal lung regions [30,31 ]. This con- Extracorporeal life support
cept of patient self-inflicted lung injury (P-SILI) The goal of extracorporeal life support (ECLS) in
should be considered in the context of lung- patients with respiratory failure is to provide

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Emergencies in critical care

oxygenation and CO2 elimination so the lungs have prevalence of 20%. Although patients were found
sufficient time to recover, without causing further with a patent foramen oval (PFO) at baseline, some
VILI. The method of ECLS, most commonly used for patients developed a PFO only after an increase in
the treatment of severe hypoxemia, is venovenous PEEP, suggesting a potential risk for applying high
extracorporeal membrane oxygenation (VV ECMO) PEEP in select patients [46]. Patients that appear
[40]. Whenever patients present with severe refrac- unresponsive to PEEP should have echocardiogra-
tory hypoxemia that is unresponsive to the above- phy performed to confirm or rule-out these possible
mentioned strategies, appropriate candidates should contributing factors.
be considered for ECMO.
ADVANCED MONITORING
Unconventional modes of ventilation
Esophageal pressure monitoring
The two most common modes considered for
improving severe hypoxemia by increasing mean Esophageal pressure is used as a surrogate of pleural
airway pressure are high-frequency oscillatory ven- pressure and can provide additional information
tilation (HFOV) and airway pressure release ventila- related to the mechanical properties of the respira-
tion (APRV) [41]. Only one of these modes has been tory system. Esophageal pressure allows the clinician
rigorously tested against the use of higher levels of to distinguish between the relative contributions of
PEEP in a multicenter RCT, which resulted in higher the lung and chest wall to overall respiratory system
mortality in patients treated with HFOV compared compliance in the difficult to ventilate and oxygen-
to conventional ventilation and high PEEP [5]. In a ate patient. Ventilatory strategies based on values
secondary analysis, however, HFOV could still be derived from esophageal manometry have been asso-
considered for refractory hypoxemia with a PaO2/ ciated with improvements in respiratory system com-
FiO2 less than 64 mmHg [42]. The use of APRV in pliance, oxygenation, and has led to the avoidance of
severely hypoxemic patients has not been tested in a ECMO [47,48]. There is constant debate, however, in
multicenter RCT, and therefore has not been proven the literature over the appropriate way to use the
to provide benefit over any of the previously esophageal pressure. The debate is based on the rea-
mentioned strategies. soning that an esophageal catheter placed in the
lower third of the esophagus likely underestimates
the pleural pressure in the nondependent lung
THE CARDIOPULMONARY RELATIONSHIP regions, particularly in patients with severe hetero-
It is important to understand the intricate relation- geneous lung disease with nonrecruitable lung
&&

ship between the heart and lungs. Cardiac output regions [19 ]. Despite its limitations, successfully
with or without positive pressure can affect oxygen- implementing these measurements at the bedside
ation and oxygen delivery. Proper fluid resuscitation can impact the patient-care plan and individualize
is important to minimize the effects of positive mechanical ventilation [49].
pressure ventilation; however, a conservative fluid
maintenance strategy should also be considered to Lung ultrasound
minimize effects on the lungs and the need for The use of lung ultrasound is a valuable noninvasive
prolonged ventilation [43]. bedside monitoring technique that can provide
Although the use of lung-protective ventilation information by assessing different regions with
has reduced the hemodynamic effects of positive the ultrasound probe. Lung ultrasound can be used
pressure ventilation, acute cor pulmonale (ACP) has to identify various causes of acute hypoxemia such
&
been reported with a prevalence of 20–25% [44 ,45]. as pleural effusions, pulmonary edema, pulmonary
Risk factors for ACP include pneumonia as the cause consolidation, and pneumothorax. Additionally,
of ARDS, DP at least 18 cmH2O, PaO2/FiO2 less than ultrasound can be used to identify improvements
150 mmHg, and PaCO2 at least 48 mmHg, whereas in lung aeration after adjusting PEEP and during
the use of prone positioning reduced the risk of ACP lung recruitment maneuvers [29,50]. Unfortu-
&
[44 ]. Therefore, in patients with multiple risk fac- nately, lung ultrasound cannot assess regional over-
tors for ACP, a ‘RV protective strategy’ should be distension, and therefore should not be used as the
considered that includes ensuring a plateau pressure only method to set PEEP [29].
less than 30 cmH2O, DP less than 18 cmH2O, PaCO2
less than 48 mmHg, and that prone positioning is
used whenever PaO2/FiO2 is less than 150 mmHg Electrical impedance tomography
&
[44 ]. Additionally, a right-to-left cardiac shunt via a Electrical impedance tomography is a radiation-free
patent foramen ovale has been reported with a imaging technique that uses multiple electrodes

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Acute life-threatening hypoxemia Piraino and Fan

placed around the thorax that measure the imped- Canadian Institutes of Health Research. None of the
ance of volume change both globally and within sponsors had any role in the drafting or revisions of
different regions of the lung, in real-time, and with- the manuscript.
out adjustment of the belt position. It has been used
for titration of PEEP, lung recruitment, viewing the
effects of strong spontaneous effort (causing pen- REFERENCES AND RECOMMENDED
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& &
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visualize ventilation distribution at the bedside, and & of special interest
&& of outstanding interest

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