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OPINION Anemia in the elderly
Wendy W. Pang and Stanley L. Schrier
Purpose of review
There have been several large-scale epidemiologic studies, including the National Health and Nutrition
Examination Survey III (NHANES III), which have described the prevalence and impact of anemia in the
elderly. The information derived has been critically important. However, given the large number of patients
surveyed, these reports necessarily relied substantially on the laboratory-based screening evaluations. There
are now two recent reports describing the cause of anemia in elderly outpatients, and although the
numbers are smaller than the large scale surveys, they constitute comprehensive hematologic evaluations
with therapeutic interventions and clinical follow-up. The purpose of this review is to compare these
different analyses.
Recent findings
There are distinct differences and similarities in the two types of studies, which are derived from patients
seen in hematology clinics. Despite comprehensive hematologic evaluation, the puzzling entity of
unexplained anemia of the elderly is confirmed and found to account for 30–46% of patients. NHANES III
classified iron-deficiency anemia with other nutritional anemias, a classification that might be correct in the
developing third world, but in North America and Western Europe, iron deficiency is more often caused by
blood loss and the cause must be sought and dealt with. The myelodysplastic syndromes are an important
cause of anemia in the elderly, with a prevalence of at least 4%.
Summary
Large-scale screening studies of anemia in the elderly are of great importance, and when complemented
by comprehensive hematologic evaluations, provide a more accurate picture of the clinical situation.
Keywords
anemia of chronic inflammation, iron-deficiency anemia, myelodysplastic syndrome, unexplained anemia
of the elderly, vitamin B12 (cobalamin) deficiency
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Erythroid system and its diseases
of anemia of the elderly has been found, with a hematological investigation [18 ,19 ]. These studies
prevalence of about 5%, and patients suspected of differed from the NHANES III analysis in that they
having MDS may account for an additional 15–20% of evaluated patients in referral hematology clinic
anemic elderly, who may also have unexplained settings at academic centers. Artz and Thirman
macrocytosis or unidentified cytopenias. &
[18 ] evaluated racially diverse elderly anemic
Undiagnosed anemia of the elderly (UAE) appears with patients, the majority of whom were African-Amer-
&
a prevalence of approximately 30–50% in virtually all ican women, and Price et al. [19 ] evaluated elderly
studies, but it is not clear whether this is a ‘waste anemic patients who were predominantly white
basket’ for several entities or whether UAE is a single men referred to the Veterans Affairs clinic or referred
defined entity, and without a clear understanding of its to a university hematology clinic. Starting with the
pathophysiology one cannot design rational therapy. NHANES III study as a basis, these two careful
clinical and comprehensive hematologic analyses
have allowed us to refine and even redefine our
understanding of the causes of anemia in the
designed to determine causality, and it remains elderly.
unknown whether anemia plays a causative role Despite fairly distinct criteria for defining the
in the development or exacerbation of comorbid various causes of anemia, the proportion of patients
diseases or it is merely a marker. However, identify- with unexplained anemia of the elderly was similar
ing the cause of anemia in the elderly individual is in these two studies compared to the NHANES III
important for the institution of appropriate therapy, study (Fig. 1). In contrast, the prevalence of nutrient
if available, and prompting, if necessary, further deficiencies, anemia of inflammation, and anemia
evaluation. One classical example of this is the secondary to renal disease are reduced in the two
accurate diagnosis of vitamin B12 (cobalamin) recent studies compared to the NHANES III study;
deficiency leading to the appropriate therapy. and myelodysplasia and hematologic malignancy
are important causes of anemia in the elderly
(Fig. 1).
CAUSE OF ANEMIA IN THE ELDERLY
The National Health and Nutrition Examination
Survey III (NHANES III) was a large population-based Iron-deficiency anemia
survey of anemia in a representative sample of com- Although iron-deficiency anemia is technically a
munity-dwelling elderly individuals in the United nutrient deficiency and is certainly a nutritional
States, and it classified the cause of anemia into the disorder in the developing world, iron-deficiency
four main categories of nutrient deficiencies (iron, anemia in the more affluent Western world is more
folate, and vitamin B12), anemia secondary to renal often due to bleeding and necessitates a careful search
disease, anemia of chronic inflammation/disease, for a source of blood loss [20,21], followed by its
and, in the absence of other identifiable causes, correction. Therefore, iron-deficiency anemia should
unexplained anemia [6]. Although the NHANES be separated from the nutrient deficiency category in
III study provided a critical overview of the preva- NHANES and similar studies, as the evaluation of
lence of different causes of anemia in community- iron-deficiency anemia in the elderly requires
Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Anemia in the elderly Pang and Schrier
UAE
AI & CKD
CKD 6% 11%
14% 3%
8% 4%
Folate and/or 34%
8% 5% 6% 35%
B12 deficiency
Hem Malig 44%
4%
10%
Thal 16%
Incomplete
Therapy for
non-Hem Malig
FIGURE 1. Prevalence of anemia in the elderly by cause identified in three studies. Studies shown are NHANES III [6],
Chicago [18 ], and SHC/VAPAHCS [19 ]. AI, anemia of inflammation; CKD, anemia secondary to renal disease; Hem
& &
Malig, hematologic malignancy; IDA, iron-deficiency anemia; Susp MDS, suspicious for myelodysplastic syndrome; Thal,
thalassemia; UAE, unexplained anemia of the elderly.
looking beyond poor iron intake, absorption, or conducted trial of iron supplementation remains a
processing. useful diagnostic and therapeutic modality. When
Diagnosis of iron-deficiency anemia in the iron-deficiency anemia is diagnosed, the source of
elderly remains quite challenging because of the the blood loss must be identified and corrected if
low sensitivity of current methods identifying iron possible. In these elderly patients, the likely source
deficiency in the elderly, including the measure- of blood loss is the gastrointestinal tract and the
ment of iron indices, such as serum iron level, total likely cause is cancer [20,21].
iron binding capacity, transferrin saturation, and
serum ferritin [22]. Although the serum soluble
transferrin receptor (sTfR)–log ferritin index has Nutrient deficiency: folate and vitamin B12
been shown to be more sensitive than standard iron Folate and vitamin B12 deficiencies are exceedingly
indices for identifying iron deficiency in the anemic rare in the elderly anemic population in the United
elderly [22,23], the regular implementation of this States. Approximately 10–20% of elderly individ-
assay is hindered by the lack of standardized uals have been found in one study to have vitamin
reagents for the sTfR assay [24,25]. The gold stand- B12 deficiency, as defined by reduced serum levels of
ard for diagnosing iron-deficiency anemia is the vitamin B12; however, only 10% (1–2% overall) of
absence of iron on an appropriately and adequately these individuals have anemia because of the
stained bone marrow aspirate sample [26] (an inva- deficiency, as defined by a clear-cut response to
sive method rarely conducted for the sole purpose of vitamin B12 replacement [27,28]. Such a response
diagnosing iron deficiency) or an unambiguous must include an improvement in hemoglobin, a
hemoglobin response to a trial of iron. return of the mean corpuscular volume (MCV) to
&
In their recent study, Price et al. [19 ] made the normal, and a disappearance of hypersegmented
diagnosis in 22% of patients with iron-deficiency neutrophils. In the study by Artz and Thirman
&
anemia, who did not have aberrant iron indices, [18 ], only 1 out of 174 elderly individuals with
solely based on their response to iron supplement- anemia was found to have true vitamin B12
ation. Interestingly, this study also found that in deficiency, with hematologic response to supple-
iron-deficiency anemia patients who had their iron mental vitamin B12, and the patient was sub-
stores repleted as indicated by improved iron sequently found to be positive for antibodies
indices, only 50% of them had full correction of against intrinsic factor, confirming a diagnosis of
&
their anemia [19 ], suggesting that some patients’ pernicious anemia. Similarly, in the study by Price
&
anemia was in fact because of other causes in et al. [19 ], only 1 out of 190 elderly anemic indi-
addition to iron deficiency. Nonetheless, iron- viduals had anemia because of vitamin B12
deficiency anemia is an important cause to identify deficiency. Although there is a very low incidence
in the elderly anemic individual not only because of vitamin B12 deficiency in the elderly population,
the anemia can potentially be corrected with iron it is an important diagnosis that must not be missed.
supplementation, but also because it is critical to Interestingly, folate deficiency was not identified in
& &
identify any sources of bleeding. A carefully any patients in either of these studies [18 ,19 ],
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Erythroid system and its diseases
perhaps because of the current policy of folate found that proinflammatory markers were actually
supplementation in flour. Of note, the patients in not markedly elevated in anemia of inflammation
these studies were enrolled from referral hematol- [34].
ogy clinics and therefore these frequencies are not Anemia secondary to renal disease can also be a
likely to be reflective of either the general popu- difficult clinical diagnosis to make. Decreasing level
lation or of a general internal medicine practice. of renal function has been clearly shown to be
associated with lower erythropoietin levels [36],
but the degree of renal dysfunction in elderly
Anemia of inflammation and anemia patients that definitively leads to anemia remains
secondary to renal disease controversial. Although chronic kidney disease is
Anemia of inflammation, also known as anemia of usually easy to identify, if the estimated glomerular
chronic disease or anemia of chronic inflammation filtration rate (eGFR) is less than 30 ml/min/1.73 m2
(ACD/ACI), is a very difficult clinical diagnosis to calculated using the Modification of Diet in Renal
make and a difficult cause to characterize consist- Disease (MDRD) equation [37,38], it is much more
ently because of the variable criteria used in each difficult to diagnose anemia due to renal disease if
study. There are currently no standardized peri- the eGFR is 30–60 ml/min/1.73 m2. It is possible
pheral blood laboratory criteria that can be applied that diabetes or hypertension can compound mild
to diagnose anemia of inflammation. Anemia of renal insufficiency in impairing erythropoietin pro-
inflammation was classically defined by Cartwright duction leading to the development of anemia
[29] as anemia associated with low serum iron, [39,40]. Nevertheless, only eGFR less than 30 ml/
reduced bone marrow sideroblasts, and increased min/1.73 m2 has been clearly associated with ane-
reticuloendothelial iron, all within the appropriate mia in the elderly [37]. Using estimated creatinine
clinical context of systemic inflammation. In con- clearance (CrCl) less than 30 ml/min, the NHANES
trast, many recent epidemiologic studies of anemia III study found that anemia secondary to renal dis-
in the elderly have modified the diagnostic criteria ease was present in 12.5% of anemia in the elderly
for anemia of inflammation to include any case in [6]. In the two recent studies of anemia in the elderly
which serum iron is less than 60 mg/dl, serum ferri- in the referral hematology clinic setting and using
tin is normal or elevated, and there is the absence of the criteria of eGFR less than 30 ml/min/1.73 m2,
other causes [6,30,31]. In the NHANES III study, the only 3–4% of cases of anemia in the elderly were
& &
anemia of inflammation accounts for 24% of all found to be secondary to renal disease [18 ,19 ], also
anemia in the elderly [6]. The issue is further com- lower than NHANES III study estimates.
plicated because normal aging has been associated Although the primary pathogenesis of anemia
with increased markers of inflammation and secondary to renal disease is impaired erythropoie-
healthy nonanemic elderly individuals have been tin production, inflammation may be an important
found to have higher levels of inflammatory contributing factor to the development of anemia in
markers such as interleukin-6 [32] and fibrinogen these patients. In the study by Ferrucci et al. [34], the
[33]. Additionally, elderly anemic individuals have highest levels of inflammatory markers were found
higher levels of circulating inflammatory markers in the category of patients with anemia due to renal
compared to elderly nonanemic individuals, regard- disease. Increased inflammation has been shown to
less of the cause of the anemia [34,35]. However, be associated with poor responses to exogenous
whether this degree of inflammation is adequate to erythropoietin therapy in patients with anemia
produce the clinical syndrome of anemia of inflam- secondary to renal disease [41,42]. Anemia of
mation is not well documented. By using low serum inflammation and anemia secondary to renal dis-
iron to define anemia of inflammation, the NHANES ease are clearly important diagnoses to make, as
III and other similar studies using similar criteria these causes specifically have been significantly
likely overestimate the prevalence of this condition. associated with increased mortality [43].
Thus, when the diagnosis of anemia of inflam-
mation is made based on more restricted criteria
and only in those cases in which an active inflam- Myelodysplasia and hematologic malignancy
matory disease, such as infection, autoimmune Myelodysplasia and hematologic malignancy were
disease, or malignancy is present, anemia of inflam- not included among the causative divisions
mation decreases dramatically to 6–10% of all ane- delineated by the NHANES III study. However, there
& &
mia in the elderly [18 ,19 ]. This distinction is has been speculation that some or much of unex-
clinically important because when anemia of plained anemia cases could have been attributed to
inflammation is identified, its cause must be sought myelodysplastic syndromes (MDS), had a more
and corrected if possible. Of note, one recent study detailed workup been done [6,44,45]. The recent
Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
Anemia in the elderly Pang and Schrier
&
studies by Artz and Thirman [18 ] and Price et al. Without clear cause of the anemia, it is impossible
&
[19 ] found that 7.5 and 6%, respectively, of anemia to initiate any targeted therapy in patients with
in the elderly cases could be definitively attributed UAE. The two recent studies by Artz and Thirman
& &
to hematologic malignancy, with most cases ident- [18 ] and Price et al. [19 ] have prospectively and
ified as MDS. The referral clinic setting in these two rigorously evaluated anemia in the elderly to try to
studies may overestimate the prevalence of MDS identify cases that may be misclassified as UAE, such
and acute myeloid leukemia in the elderly anemic as drug toxicity, alcohol use, myelodysplasia, and
population as a whole. However, MDS and hema- hematologic malignancy, but they notably found
tologic malignancy, although relatively uncommon UAE frequencies of 30 and 46%, respectively, despite
causes of anemia in the elderly, are not rare, and can intensive hematologic investigation, which are
be detected only with a comprehensive hematologi- remarkably similar to previous estimates. Of note,
cal evaluation of elderly anemic patients. the prevalence of UAE among anemic elderly in the
The diagnosis of MDS can be extremely difficult Artz and Thirman study is still 37%, even if those
if the classic signs of cytopenias, dysplasia, or cyto- cases that they classified as suspicious for MDS are
genetic abnormalities are not present. Artz and Thir- excluded from the UAE category, as the Price et al.
& &
man [18 ] and Price et al. [19 ] found that 9 and 16%, study had done.
respectively, of elderly anemic patients studied had There has been speculation that inflammation
peripheral blood and/or bone marrow evaluations [35], defect in hypoxia sensing or response [39],
that were suspicious but not diagnostic for MDS. In undiagnosed or ‘early’ MDS [6,44,45], hormonal
&
the Price et al. study, the category of ‘suspicious for deficiency [54,55 ], or hematopoietic stem and pro-
MDS’ included patients with findings such as unex- genitor cell defects may explain some or all of the
plained macrocytic anemia or bicytopenia or pan- cases of UAE. It remains unclear whether UAE is a
cytopenia, whereas in the Artz and Thirman study, uniform diagnosis or whether it consists of multiple
patients with those findings were included in un- causes and involves multiple pathways. UAE has
explained anemia of the elderly. Other studies have been described sometimes as a ‘waste-basket’ diag-
estimated between 5 and 15% of elderly anemic nosis, but there is some early evidence that suggests
patients have findings that lead one to suspect a UAE may be a definite clinical entity and cases of
diagnosis of MDS [6,46–48]. In one retrospective UAE potentially share a unifying cause. Although
review of bone marrow samples from elderly the pathophysiology of UAE remains an area of
patients over a 4-year period, 23 of 209 (11%) were ongoing investigation, studies on UAE are remark-
found to be suspicious but not diagnostic for MDS at ably consistent, characterizing the anemia as hypo-
the time of bone marrow sampling [47]. Of these proliferative with a hypocellular bone marrow, low
patients, 44% of which were eventually diagnosed serum erythropoietin levels for the degree of ane-
with MDS at median 18.77 months follow-up, high mia, and nonelevated inflammatory markers
& & &
MCV, high red cell distribution width, and high [18 ,19 ,35,55 ]. In a recent study by Waalen et al.
&
lactate dehydrogenase were all important predictors [55 ], the authors found that elderly men with UAE
of MDS in these samples [47]. Prospective longitudi- had lower testosterone levels compared to nonane-
nal cohort studies of elderly anemic patients suspi- mic controls, suggesting that hormonal deficiency
cious for MDS, including baseline bone marrow may be a contributing factor to the development of
evaluations, will be important for better character- UAE in men. Another possible cause of unexplained
ization of the natural history of this condition and anemia in the elderly may be because of dysregu-
identification of risk factors associated with pro- lated growth hormone/insulin-like growth factor-1
gression to overt MDS. (IGF-1) control of hepatic erythropoietin secretion
[56], because low levels of IGF-1 have been associ-
ated with anemia in elderly individuals [57]. The
Unexplained anemia of the elderly expected hematologic course of UAE remains
In many cases of anemia in the elderly, the cause of unknown. It is also unknown whether UAE is
anemia is known and the anemia is treatable, as in specifically associated with poor functional out-
the case of iron-deficiency anemia. Nevertheless, comes and increased mortality risk. It is also unclear
many different cross-sectional studies using a whether therapeutic interventions would be able to
variety of methods and populations have found improve hematologic and functional outcomes in
that, in approximately one-third of elderly adults UAE. One small study involving mostly elderly
with anemia, the cause cannot be found African-American women, some of whom had
[6,8,31,43,49–53]. This condition has been variably UAE, showed some improvements in fatigue and
labeled as unexplained anemia of the elderly (UAE), quality of life following treatment with exogenous
senile anemia, or anemia of unknown cause. erythropoietin [30].
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Erythroid system and its diseases
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Anemia in the elderly Pang and Schrier
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