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• First of all, we deem it necessary to determine the applicability of A.M. No. 03-10-01-SC, a Resolution
Prescribing Measures to Protect Members of the Judiciary from Baseless and Unfounded
Administrative Complaints, which took effect on November 3, 2003.
By virtue of this power, it is only the Supreme Court that can oversee the judges' and court personnel's
compliance with all laws, and take the proper administrative action against them if they commit any
violation thereof. No other branch of government may intrude into this power, without running afoul of the
doctrine of separation of powers. – Maceda v. Hon. Ombudsman Vasquez, G.R. No. 102781. April 22, 1993
Competence to review a judicial order or decision belongs to the Court
“No other entity or official of the Government, not the prosecution or investigation service of any other
branch, not any functionary thereof, has competence to review a judicial order or decision--whether
final and executory or not--and pronounce it erroneous so as to lay the basis for a criminal or administrative
complaint for rendering an unjust judgment or order. That prerogative belongs to the courts alone.”- De
Vera v. Pelayo, 335 SCRA 281(2000)
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corporation with original charter, to perform and expedite any act or duty required by law, or to
stop, prevent, and correct any abuse or impropriety in the performance of duties.
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When criminal complaint against a Judge or other court employee arises from their administrative
duties
In fine, where a criminal complaint against a Judge or other court employee arises from their
administrative duties, the Ombudsman must defer action on said complaint and refer the same to
this Court for determination whether said Judge or court employee had acted within the scope of their
administrative duties. - Maceda v. Hon. Ombudsman Vasquez, G.R. No. 102781. April 22, 1993
Whether the Office of the Ombudsman could entertain a criminal complaint for the alleged
falsification of a judge's certification submitted to the Supreme Court, and assuming that it can,
whether a referral should be made first to the Supreme Court.
Thus, the Ombudsman should first refer the matter of petitioner's certificates of service to this
Court for determination of whether said certificates reflected the true status of his pending case load, as
the Court has the necessary records to make such a determination.
The Ombudsman cannot compel this Court, as one of the three branches of government, to submit its
records, or to allow its personnel to testify on this matter, as suggested by public respondent Abiera in
his affidavit-complaint. - Maceda v. Hon. Ombudsman Vasquez, G.R. No. 102781. April 22, 1993
Whether the Ombudsman may conduct an investigation over the acts of a judge in the exercise of
his official functions alleged to be in violation of the Anti-Graft and Corrupt Practices Act, in the
absence of an administrative charge for the same acts before the Supreme Court.
Thus, the Ombudsman may not initiate or investigate a criminal or administrative complaint before
his office against petitioner judge, pursuant to his power to investigate public officers. The Ombudsman
must indorse the case to the Supreme Court, for appropriate action. - Fuentes v. Office of the Ombudsman-
Mindanao, G.R. No. 124295, October 23, 2001
Whether the MTC can take cognizance of a complaint of reckless imprudence against an
incumbent judge pending the resolution of an administrative complaint arising from the same
facts
• On January 31, 2003, complainant filed a letter complaint before the Ombudsman-Vizayas, charging
Judge Rodolfo B. Garcia, then Presiding Judge of the MCTC, Calatrava-Toboso, Negros Occidental
with the crime of murder and the administrative offenses of grave misconduct and abuse of
authority.
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• The complaint arose from the death of complaianant’s husband, on November 12, 2002, as a result of
a vehicular mishap between a Toyota Land Cruiser driven by Judge Garcia and the motorcycle driven
by the deceased.
• The Graft Investigation Officer found the existence of probable cause for the crime of Reckless
Imprudence Resulting to Homicide and recommended the filing of the corresponding charges against
Judge Garcia.
Cont…
• Judge Garcia filed a Motion to Quash the Information on the following grounds:xxx; (2) that the court
trying the case has no jurisdiction over the offense charged and over his person; and,xxx.
• Petitioner [judge] argues that respondents violated this Court’s pronouncements in Caoibes, Jr. v.
Ombudsman, directing the Ombudsman to refer all cases against judges and court personnel filed
before his office to the Supreme Court; and, in Fuentes v. Office of the Ombudsman-Mindanao,
restricting not only the Ombudsman and the prosecution arm of the government, but also
other official and functionary thereof in initiating or investigating judges and court
personnel.
Held
In the case at bar, the criminal case filed against petitioner was in no way related to the performance of
his duties as a judge.
From the foregoing, the filing of the criminal charges against the petitioner before the MCTC was
warranted by the above circumstances.
To reiterate, the case filed against petitioner before the MCTC is a criminal case under its own jurisdiction
as prescribed by law and not an administrative case. To be sure, trial courts retain jurisdiction over the
criminal aspect of offenses committed by judges of the lower courts. – Garcia v. Miro, G.R. No. 167409,
March 20, 2009
Cont…
Prosecution of the judge can be had only if “there be a final declaration by a competent court in some
appropriate proceeding of the manifestly unjust character of the challenged judgment or order,
and also evidence of malice or bad faith, ignorance of inexcusable negligence, on the part of the judge in
rendering said judgment or order” or under the stringent circumstances set out in Article 32 of the Civil
Code. – Bello III v. Judge Diaz, AM-MTJ-00-1311. October 3, 2003
Anonymous complaint
First, we clear the objection of respondent judge that the letter-complaint should not be given due course
because it is only anonymous. Section 1, Rule 140 of the Revised Rules of Court provides that the
disciplinary proceedings against judges and justices may be instituted under either of three ways:
1. by the Supreme Court motu proprio;
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2. upon a verified complaint; or
3. upon an anonymous complaint, supported by public records of indubitable integrity.
Re: Anonymous Complaint against Judge Gedorio, A.M. No. RTJ-05-1955, May 25, 2007
Lack of verification is
only a formal defect
As to the contention of respondent that the Court should not have taken cognizance of the complaint
because the letter-complaint was not verified, as required in Rule 139-B, §1 of the Rules of Court on
Disbarment and Discipline of Attorneys, suffice it to say that such constitutes only a formal defect and
does not affect the jurisdiction of the Court over the subject matter of the complaint. "The
verification is merely a formal requirement intended to secure an assurance that matters which are alleged
are true and correct — the court may simply order the correction of unverified pleadings or act on it
and waive strict compliance with the rules in order that the ends of justice may be served." (Fernandez v.
Atty. Novero Jr., A.C. No. 5394, December 02, 2002)
Thus, while this Court finds the respondent Judge to have acted with impartiality and propriety in dealing
with the complainants in Criminal Case No. 4252 , we find fault on his part in failing to supervise the
conduct and behavior of his court employee for the latter’s improper use of his vehicle, to the detriment
of the court’s image. - Balderama v. Judge Alagar, A.M. No. RTJ-99-1449. January 18, 2002
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Conviction in a criminal case
Evidence to support a conviction in a criminal case is not necessary, and the dismissal of the criminal case
against the respondent in an administrative case is not a ground for the dismissal of the administrative case.
Conversely, conviction in the criminal case will not automatically warrant a finding of guilt in the
administrative case. We emphasize the well-settled rule that criminal and civil cases are altogether different
from administrative matters, and each must be disposed of according to the facts and the law applicable to
it. In other words, the disposition in the first two will not necessarily govern the third, and vice versa.
(Velasco v. Judge Adoracion G. Angeles A.M. No. RTJ-05-1908, August 15, 2007)
• Thus, in order for an administrative complaint against a retiring judge or justice to be dismissed
outright, the following requisites must concur:
(1) the complaint must have been filed within six months from the compulsory retirement of the
judge or justice;
(2) the cause of action must have occurred at least a year before such filing; and
(3) it is shown that the complaint was intended to harass the respondent. (Miguel Colorado v. Judge
Ricardo M. Agapito, A.M. no. MTJ-06-1658, July 3, 2007)
• The gist of the offense therefore is that an unjust judgment be rendered maliciously or in bad faith,
that is, knowing it to be unjust. - Sps. Daracan v. Judge Natividad, A.M. No. RTJ-99-1447.
September 27, 2000
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There is no liability at all for a mere error
An unjust judgment is one which is contrary to law or is not supported by evidence or both. The source of
an unjust judgment may be error or ill-will. There is no liability at all for a mere error. It is well-settled
that a judicial officer, when required to exercise his judgment or discretion, is not liable criminally for
any error which he commits, provided he acts in good faith.
Bad faith is therefore the ground of liability. If in rendering judgment the judge fully knew that the
same was unjust in the sense aforesaid, then he acted maliciously and must have been actuated and
prevailed upon by hatred, envy, revenge, greed or some other similar motive. - Sps. Daracan v. Judge
Natividad, A.M. No. RTJ-99-1447. September 27, 2000
Cont…
Mere error therefore in the interpretation or application of the law does not constitute the crime. - Sps.
Daracan v. Judge Natividad, A.M. No. RTJ-99-1447. September 27, 2000
In the present case, the complainants filed this administrative case against respondent judge while their
appeal and petition for certiorari challenging his decision and order were still pending with the
RTC. Following our settled pronouncements cited above, the instant complaint is impermissible. –
Camacho v. Judge Gatdula, A.M. No. MTJ-00-1252. December 17, 2002
Judge Dojillo “sat beside the counsel of his brother” and “actively coached, aided, assisted, and guided said
counsel by now and then saying something, handing piece of writing, reminding, and or stopping the
counsel from manifesting something to the court, and other similar acts.”
Cont…
Respondent, in his defense, stated that he attended the hearing of his brother’s election protest case just to
give moral support and, in the process, also observe how election protest proceedings are conducted.
Although concern for family members is deeply ingrained in the Filipino culture, respondent, being a judge,
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should bear in mind that he is also called upon to serve the higher interest of preserving the
integrity of the entire judiciary. Canon 2 of the Code of Judicial Conduct requires a judge to avoid not
only impropriety but also the mere appearance of impropriety in all activities. - Vidal v. Judge Dojillo, Jr.,
A.M. No. MTJ-05-1591. July 14, 2005
Judge is a heckler
The regular session of a municipal council was interrupted by a heckler in the audience hurling various
accusatory remarks and insults at the council members. The heckler is a judge, the incident, the subject of
this case.
All told, Judge Malanyaon did not dispute the facts as laid down by the complainants and the latter’s
witnesses. He justified his behavior though as the fulminations of a righteously outraged citizen
which according to him should be segregated from his function as a judge.
Judge Malanyaon deserves to be taken to task for his outrageous behavior as it clearly violates the Code of
Judicial Conduct. – Hon. Decena v. Judge Malanyaon AM No. RTJ-02-1669. April 14, 2004
No dichotomy of personality
Thus, the Court has to dismiss outright Judge Malanyaon’s suggestion that his actions be evaluated as
one of a taxpayer or ordinary citizen and not as that of a judge.
In fact, his utterances were not made under a cloak of anonymity, for the members of the council, as well as
some of the people in the gallery knew very well that he was a judge. It is highly probable that his
invectives took on a greater imperative on the listeners precisely because he was a judge, with all the
authority attendant to the office. -Hon. Decena v. Judge Malanyaon AM No. RTJ-02-1669, April 14, 2004
………
Indeed, the private life of an employee cannot be segregated from his public life. – Marquez v. Aida Clores-
Ramos, A.M. No. P-96-1182. July 19, 2000
• Further, respondent judge, in signing and filing a comment with the court on behalf of one of
the parties, engaged in the private practice of law.
• Under Section 35, Rule 138 of the Revised Rules of Court, and Rule 5.07 of the Code of Judicial
Conduct, judges are prohibited from engaging in the private practice of law.
• In filing such comment, respondent judge violated the provision in the Revised Rules of Court
which provides:
“Unless otherwise specifically directed by the court where the petition is pending, the public
respondents shall not appear in or file an answer or comment to the petition or any pleading therein.
If either party elevates the case to a higher court, the public respondents shall be included therein as
nominal parties. However, unless otherwise specifically directed, they shall not appear or participate
in the proceedings therein. - Tuzon v. Judge Cloribel-Purugganan, A.M. No. RTJ-01-1662 [2001]
Can the members of the Supreme Court be removed from office only by impeachment?
Justice Reyes maintains that Members of the Court may be removed from office only by
impeachment. Since removal from office is a disciplinary or administrative sanction, it follows that there is
no manner by which a Justice of this Court may be disciplined for acts done during his incumbency.
Considering that the power to impeach a Justice of this Court is lodged in the legislative branch of the
government, the Court is without authority to proceed against and discipline its former Member. He added
that what constitutes impeachable offenses is a purely political question which the Constitution has left to
the sound discretion of the legislature, and that the misconduct of leakage is not one of the impeachable
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offenses. - In Re: Undated Letter of Mr. Louis C. Biraogo, Petitioner in Biraogo v. Nograles and
Limkaichong, G.R. No.179120A.M. No. 09-2-19-SC : August 11, 2009
Cont…
When Justice Reyes compulsorily retired upon reaching the mandatory age of 70, his perceived mantle
of protection and immunity, that the mode of his removal from office can be done only through
impeachment, no longer exists. His duties and responsibilities as a Justice having ceased by reason of his
retirement, he is reverted to the status of a lawyer and, consequently, can be subjected to appropriate
sanctions for administrative offenses, particularly, an act of misconduct. The fact that the Investigating
Committee, created per Resolution dated December 10, 2008 of the Court, commenced the
investigation during the incumbency of Justice Reyes is of no moment, as he was then not yet a
respondent in an administrative matter against him. - In Re: Undated Letter of Mr. Biraogo, Petitioner
in Biraogo v. Nograles and Limkaichong, G.R. No.179120 A.M. No. 09-2-19-SC : August 11, 2009
In these res ipsa loquitur resolutions, there was on the face of the assailed decisions, an inexplicable grave
error bereft of any redeeming feature, a patent railroading of a case to bring about an unjust decision, or a
manifestly deliberate intent to wreak an injustice against a hapless party. The facts themselves,
previously proven or admitted, were of such a character as to give rise to a strong inference that
evil intent was present. Such intent, in short, was clearly deducible from what was already of
record.
…….
The res ipsa loquitur doctrine does not except or dispense with the necessity of proving the facts on which
the inference of evil intent is based. It merely expresses the clearly sound and reasonable conclusion that
when such facts are admitted or are already shown by the record, and no credible explanation that would
negative the strong inference of evil intent is forthcoming, no further hearing to establish them to support a
judgment as to the culpability of a respondent is necessary. - In Re: Undated letter of Mr. Louis C. Biraogo,
petitioner in Biraogo v. Nograles and Limkaichong, G.R. no. 179120, A.M. No. 09-2-19-SC, February 24, 2009
Quantum of evidence
It is likewise a settled rule in administrative proceedings that the burden of proving the allegations in the
complaint with substantial evidence falls on the complainant. - Bautista v. Justice Abdulwahid A.M.
OCA IPI No. 06-97-CA-J [2006]
• Jurisprudence dictates –
“The ground for the removal of a judicial officer should be established beyond reasonable
doubt. Such is the rule where the charges on which the removal is sought is misconduct in
office, willful neglect, corruption or incompetence. The general rules with regard to
admissibility of evidence in criminal trials apply. - Jabon v. Judge Sibanah E. Usman, A.M.
No. RTJ-02-1713 [2005]
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Acts of a collegial court
It is also imperative to state that the Resolution dated May 31, 2004 was not rendered by Justice Abdulwahid
alone, in his individual capacity. The Court of Appeals is a collegiate court whose members reach their
conclusions in consultation and accordingly render their collective judgment after due deliberation. Thus,
we have held that a charge of violation of the Anti-Graft and Corrupt Practices Act on the ground that a
collective decision is "unjust" cannot prosper. Consequently, the filing of charges against a single
member of a division of the appellate court is inappropriate. - Bautista v. Justice Abdulwahid A.M.
OCA IPI No. 06-97-CA-J [2006]
The act of a single member, though he may be its head, done without the participation of the others,
cannot be considered the act of the collegial body itself. – ASP Jamsani-Rodriguez v. Justice Ong, et, al.
A.M. No. 08-19-SB-J August 24, 2010
Judge's conviction by the RTC does not necessarily warrant her suspension
The mere existence of pending criminal charges against the respondent-lawyer cannot be a ground for
disbarment or suspension of the latter. To hold otherwise would open the door to harassment of attorneys
through the mere filing of numerous criminal cases against them.
By parity of reasoning, the fact of respondent's conviction by the RTC does not necessarily warrant
her suspension. We agree with respondent's argument that since her conviction of the crime of child
abuse is currently on appeal before the CA, the same has not yet attained finality. As such, she still enjoys
the constitutional presumption of innocence. - Re: Conviction of Judge Angeles A.M. No. 06-9-545-
RTC January 31, 2008
Existence of a presumption indicating the guilt of the accused does not in itself destroy the
constitutional presumption of innocence
It must be remembered that the existence of a presumption indicating the guilt of the accused does not in
itself destroy the constitutional presumption of innocence unless the inculpating presumption, together
with all the evidence, or the lack of any evidence or explanation, proves the accused's guilt beyond a
reasonable doubt. Until the accused's guilt is shown in this manner, the presumption of innocence
continues. - Re: Conviction of Judge Angeles A.M. No. 06-9-545-RTC January 31, 2008
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Preventive suspension for erring lawyer
Rule 139-B Sec. 15. Suspension of attorneys by Supreme Court. - After receipt of respondent's answer or
lapse of the period therefor, the Supreme Court, motu proprio, or at the instance of the IBP Board of
Governors upon the recommendation of the Investigator, may suspend an attorney from the practice of
his profession for any of the causes specified in Rule 138, Section 27, during the pendency of the
investigation until such suspension is lifted by the Supreme Court.
The information and evidence upon which the Fourth Division would base any decisions or other judicial
actions in the cases tried before it must be made directly available to each and every one of its members
during the proceedings. This necessitates the equal and full participation of each member in the trial and
adjudication of their cases. It is simply not enough, therefore, that the three members of the Fourth
Division were within hearing and communicating distance of one another at the hearings in
question, as they explained in hindsight, because even in those circumstances not all of them sat
together in session. - ASP Jamsani-Rodriguez v. Justice Ong, et, al. A.M. No. 08-19-SB-J August 24,
2010
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with the filing of an administrative case against a justice of the Sandiganbayan, Court of Appeals and Court
of Tax Appeals or a judge of a first- or second-level court. - OCA v. Judge Indar, A.M. No. RTJ-10-2232, April
10. 2012
• The penalty imposed upon him in said case included forfeiture of all leave and retirement benefits
and privileges to which he may be entitled with prejudice to reinstatement and/or reemployment in
any branch or instrumentality of government, including government-owned or controlled agencies or
corporations. Certainly, the use of the title Judge is one of such privileges.
• We have previously declared that the use of titles such as Justice is reserved to incumbent and retired
members of the Supreme Court, the Court of Appeals and the Sandiganbayan and may not be used by
any other official of the Republic, including those given the rank of Justice…
……
By analogy, the title Judge should be reserved only to judges, incumbent and retired, and not to those who
were dishonorably discharged from the service. As correctly pointed out by the Investigating
Commissioner, the right to retain and use said title applies only to the aforementioned members of the
bench and no other, and certainly not to those who were removed or dismissed from the judiciary, such as
respondent. - San Jose Homeowners Association, Inc. v. Atty. Roberto B. Romanillos, A.C. No. 5580. June 15,
2005
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CANON 1 — A LAWYER SHALL UPHOLD THE CONSTITUTION, OBEY THE LAWS OF THE LAND AND
PROMOTE RESPECT FOR LAW AND FOR LEGAL PROCESSES.
………
CANON 11 — A LAWYER SHALL OBSERVE AND MAINTAIN THE RESPECT DUE TO THE COURTS AND
TO JUDICIAL OFFICERS AND SHOULD INSIST ON SIMILAR CONDUCT BY OTHERS.
Respondent’s delay also runs counter to Canon 12 and Rule 12.04 of the CPR which provides:
CANON 12 — A LAWYER SHALL EXERT EVERY EFFORT AND CONSIDER IT HIS DUTY TO ASSIST IN
THE SPEEDY AND EFFICIENT ADMINISTRATION OF JUSTICE.
xxx xxx xxx
Rule 12.04 – A lawyer shall not unduly delay a case, impede the execution of a judgment or misuse Court
processes.
- Dee C. Chuan & Sons, Inc. v. Judge William Simon P. Peralta, A.M. No. RTJ-05-
1917, April 16, 2009
Jurisprudence holds that the death of the complainant does not warrant the withdrawal of the
charges against the respondent nor does this development render the complaint moot; the complainant
is treated only as a witness in this type of proceedings. – Mercado v. Hon. Judge Salcedo, A.M. No. RTJ-
03-1781, October 16, 2009
Death of respondent
On the other hand, the death of the respondent in an administrative case, as a rule, does not preclude a
finding of administrative liability.
The recognized exceptions to this rule are:
first, when the respondent has not been heard and continuation of the proceedings would deny him of
his right to due process;
second, where exceptional circumstances exist in the case leading to equitable and humanitarian
considerations; and
third, when the kind of penalty imposed or imposable would render the proceedings useless. None
of these exceptional circumstances are present in the case. – Mercado v. Hon. Judge Salcedo, A.M. No. RTJ-
03-1781, October 16, 2009
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