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Research in

Practice Guide
Foreword

The RIBA recognises the vital role that This document has been developed to support
knowledge – created through research – plays Research and Development in the RIBA Plan
in the design and construction of the better of Work 2013 and to give architects in practice
buildings, communities and the environment that a guide to undertaking research as part of a
the RIBA champions. That is why becoming the design project or as a unique research project
hub for knowledge, innovation, research and in itself.
debate on the built environment is a key element
of the RIBA’s strategy to the end of 2016. I hope that this guide will influence more
architects in practice to develop and exploit their
Stephen R Hodder, MBE The word “research” usually brings to mind the research skills within construction projects and
RIBA President research that is done in universities and research join the thousands of design practices receiving
© Morley von Sternberg organisations across the country. Research funding for research and development.
funding within the EU and around the world is
actually increasing, despite the recent economic
turmoil – with the many funding calls actively
seeking projects linked to industry, knowledge
transfer and applied research – and this
presents one of “the opportunities for architects
[which] have never been greater” as noted in
2011 by RIBA Building Futures.

There is another, largely un-vaunted, area of


architectural research with which architects are
already intimately connected: design research.
Design research is at the very heart of what it
means to be an architect, with practitioners
solving problems and creating new knowledge
through the process of design; new insights
that are then embodied in the built form.

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Introduction

The RIBA Research in Practice Guide was How to use this guide
developed as part of a project that looked into This document defines the two types of research
the state of housing research undertaken by that are undertaken by architects:
architecture practices. This project titled ‘Home
Improvements’ began with a survey and series – Design Research, which is undertaken to solve
of interviews with practitioners who suggested a design aspect of a live project. All architects
that architects consider research to be integral do this during the course of their design work,
to their business. However it was clear that to a greater or lesser extent, but they don’t
there are conflicting understandings of research, necessarily recognise the activity as a research
in particular about what exactly constitutes process. Once a decision has been made
research and how it aligns with other everyday that further knowledge is required to progress
activities in practice. a design aspect of a project, the first stage
of design research (Problem Definition) begins.
This guide is meant to be read with the RIBA
Plan of Work, giving architects practical guidance – Research Project, which is a dedicated research
on how to understand and further exploit the project dealing with a particular subject matter,
research they already do. Its purpose is to help undertaken outside of a live project to progress
broaden architects’ research horizons, building the field of knowledge in a specific area. The
useful and rewarding programmes of work first stage in a research project (Research Aims)
and strengthening relationships with the wider details the activities necessary to define a
research community. research question, this may involve establishing
a collaborative team and identifying
To avoid confusion about how research and funding possibilities.
development fits into architectural activities, and
where it might fit into a practice’s fee structure All research projects grow out of a gap in
it is highlighted in the RIBA Plan of Work 2013 the body of existing knowledge and as they
within the key support tasks taskbar. It states are undertaken, whether design research
that during Stage 2 (Concept Design) Research or dedicated research projects, they begin
and Development needs are undertaken, in to fill that gap.
Stage 3 (Developed Design) they are concluded
and then the outputs are reviewed in Stage 7 This guide shows both types of research
(In Use) e.g. post occupancy evaluation, which having their own paths which intersect with
may be a research project of its own. insight sharing and knowledge management
activities, common to both. Design research
can thus inform dedicated research projects
and vice versa.

Italic text is used for terms that appear in the


references at the end of the document where
links to more information can be found.
The example outputs refer to practices that
appear in Home Improvements: Housing
Research in Practice which can be found at
www.architecture.com/research

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DESIGN RESEARCH KNOWLEDGE RESEARCH PROJECT

Problem Understanding Development Sharing Knowledge Research


Definition Precedents and Testing Insights Management Aims Investigation Analysis
Purpose To define the problem To analyse design To develop design To disseminate findings To ensure knowledge To define the purpose To determine how the To interpret the information
within the project that precedents (built or solutions and investigate and ensure current and (from your own research and and scope of the research research will be undertaken collected during the
the design research unbuilt) to inform how well they address future projects benefit from others) directly benefits project, and to secure to get the most from investigation (to answer the
is to answer, and to the design process. the problem. knowledge gained (to everyday practice and future resources/funding. the information/data to research questions) and
establish the boundaries ensure the design research research projects. be collected. to develop focused findings.
of the research thereby has impact).
optimising activity
planning.

Activities Agree a definition Search for relevant Iteratively develop and Decide how to share the Identify what areas of Draft research questions, Decide how the investigation Systematically analyse
of the problem and design precedents test design solutions findings. Funding conditions research are relevant to you aims and benefits (for you, will be carried out and the information collected
what will constitute (in your own work or (based on precedents may require results to be and your practice: your practice and society). ensure methods minimise to answer the research
a successful design. of others), e.g. via and original invention) shared in an academic A clear definition is vital to biases to the results. How questions.
– What do you need to
This might arise in your office library and against the measures journal, while commercially successful funding you intend to analyse data
keep copies of? Activities may include:
Preparation and Brief archives or using of success. sensitive work might not be applications and research. will impact on how it is
(RIBA Plan of Work the RIBA library and shared outside the practice. – What can be accessed collected. – Graphical methods,
Activities may include Determine whether the
stage 1) or during collections. via databases? e.g. to assess the results
sketching, comparing Identify the key audience research aims have been Identify and address any
Concept Design of air-tightness testing.
Assess how well material/product for each output, e.g. project – What can be signposted addressed by existing ethical issues that relate to
(stage 2).
these previous design properties, diagram team, practice, academia, to, e.g. RIBA publications? research, e.g. via a literature the investigation. – Statistical methods, e.g.
Define what metrics solutions and projects analysis and building client, general public, and review. to assess the significance
– What is unimportant or Identify the right tools for
will be used to measure relate to the design physical/virtual develop content in an of survey results.
easily accessed? Establish partnerships to data management. Simple
success and how problem; e.g. are the models to test against appropriate format.
access necessary skills tools can be best for small – Interview analysis, e.g.
they will be assessed buildings of similar issues e.g. acoustics, – What are the cost
Protect new intellectual and experience. This may data sets. MANTRA provides to develop theories
in Developed Design area, use, construction? energy use, lighting, implications?
property if appropriate, e.g. be a funding condition. (free) clear and coherent about user experience
(stage 3) and during In Do they have aspects materials, occupant
through copyright. Creative Decide how to categorise the Universities have expertise courses and checklists on via Grounded Theory
Use (stage 7) e.g. that significantly differ? behaviour, ventilation,
Commons gives a simple information that you store in this area. The SCHOSA data management. Methodology.
through post occupancy site and waste.
Select relevant design overview of the different types so that it is easily accessible, Review of Research and The
evaluation. Metrics Systematically conduct and – Historic and cultural
solutions from the Identify further research of copyright to use. e.g. Uniclass to categorise Lambert Toolkit are useful
can be qualitative e.g. record investigations. analyses.
design precedents. questions as they product catalogues. resources.
a description of the
arise (to inform design Compare your findings to
atmosphere of a space Decide who accesses Apply for funding, ensuring
iterations and work existing knowledge/studies
and quantitative e.g. a what; your research reports the project is tailored to the
post completion). to explain (unexpected)
target air infiltration rate. might be for internal use call and evidence of research
results and how they agree/
Systematically only or shared with others. experience is included.
differ, and why.
document the testing &
development process.

Example These stages are integral to design research. Drawings, models and Articles, Blogs, Exhibitions, A knowledge management A short report setting out: A study looking for Analysis frequently takes
Outputs Outputs may include, but are not limited to, photographic surveys Drawings, Films, Lectures, resource should collect specific correlations requires the form of a written
– Why the project is needed?
(For case parts of the brief, a literature review and a matrix are all methods of Papers, Reports and the outputs from Sharing a method that measures report, but annotated
studies refer of existing design projects/research. recording the process of websites are all forms Insights to be used as – What the research specific variables, e.g. drawings, diagrams and
to Home testing and developing of dissemination. future precedents, e.g. an questions and aims are? footfall patterns. A study models might also be
Improvements: See Urban Splash Case Study.
Housing design ideas. intranet or office library looking to better understand outputs. Presentations
Outputs from testing and – The findings of an initial
Research in or a website for publicly residents views might use can also be used to
Practice.) See Pitman Tozer development might also be literature review.
available knowledge. data from surveys, interviews communicate findings.
Case Study. used to share insights
This ensures knowledge See Proctor and Matthews or focus groups.
but may require interpretative See FAT Case Study.
isn’t lost if staff change. Case Study.
commentary. For quantitative methods see
See PRP Case Study. Levitt Bernstein Case Study.
See Levitt Bernstein and
Architype Case Studies. For qualitative methods see
FAT Case Study.

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Funding Sources

There are a variety of funding possibilities for Knowledge Transfer Partnerships can be part
both design research and dedicated research funded by a government grant. The partnership
projects. When considering applying for funding involves a business working with an academic
University experts have the knowledge and institution to generate new insights that can be
experience to support you in your application. immediately embedded into the business.
The following list will provide a first point of www.ktponline.org.uk
call to those new to funding.
Scottish Enterprise Research and
The RIBA offers small amounts of funding for Development Grants can provide assistance to
research. There is no set topic for funding and support industrial research and experimental
applications are assessed on the relevance development.
of the projects and how achievable they are. www.scottish-enterprise.com/fund-your-business
www.architecture.com/EducationAndCareers/ /innovation-and-rd-grants.aspx
PrizesScholarshipsandBursaries/
Supportforresearch/SupportforResearch. Research Councils UK (RCUK) are responsible
aspx#.Ui7xZtKkrQq for investing public money in research in the
UK to advance knowledge and generate new
If your business is liable to pay corporation tax ideas which lead to a productive economy,
and you are involved in innovating and improving healthy society and contribute to a sustainable
products, performance and construction world. There are 7 different UK research
techniques, then you might be eligible for tax councils that are part of RCUK including the
relief. According to HM Revenue & Customs Arts and Humanities Research Council.
guidelines, research and development takes www.rcuk.ac.uk
place when a project – or a component of a www.ahrc.ac.uk
larger project – seeks to achieve an advance
in science or technology. Research councils often look for research
www.architecture.com/Files/ experience. Collaborating with other practices
RIBAProfessionalServices/ and industry can help here. One example of
ResearchAndDevelopment/ this is PRP and Levitt Bernstein, who, together
RIBATaxCreditScheme-AGuideForArchitects.pdf with HCA delivered an extensive literature
review of existing regulations and guidelines
The UK Business Finance Supporter is a for non-mainstream housing, which
tool to identify appropriate and current funding provides a substantial resource throughout
sources and grants for UK business. housing practice.
www.gov.uk/business-finance-support-finder www.prparchitects.co.uk/our-work/research/
research-publications/2012/non-mainstream-
The TSB (Technology Strategy Board) is housing-design-guidance.html
focused on supporting innovation in industry
in a wide range of areas. Funding is typically
gained through competition.
www.innovateuk.org

6
References

The Future for Architects, RIBA Building Futures


www.buildingfutures.org.uk/assets/downloads/The_Future_for_Architects_Full_Report_2.pdf

RIBA Plan of Work 2013


www.ribaplanofwork.com

Creative Commons
www.creativecommons.org
http://www.ipo.gov.uk/copy.htm

Uniclass
www.cpic.org.uk

SCHOSA: Standing Conference of Heads of Schools of Architecture


http://www.schosa.org.uk

SCHOSA Research Review


www.architecture.com/research

Lambert Toolkit
www.ipo.gov.uk/ipresearch-lambert.pdf

MANTRA
http://datalib.edina.ac.uk/mantra/

Home Improvements: Housing Research in Practice


www.shef.ac.uk/architecture/research
www.architecture.com/research

Acknowledgements
The RIBA Research in Practice Guide was developed as part of the
Home Improvements project and was produced by:

Laura Coucill, University of Sheffield


Flora Samuel, University of Sheffield
Anne Dye, RIBA
Alex Tait, RIBA
Mark Crosby, RIBA

The RIBA wishes to thank the following people and organisations for passing on their
knowledge and experience which this document is based on.

Fiona McLachlan from The University of Edinburgh, Steven Spier from Kingston University,
Liam Foster from University of Sheffield, AHMM, Allies and Morrison, Anne Thorne Architects,
Architype, Ash Sakula, FAT, DJD Architects, Feilden Clegg Bradley, Levitt Bernstein, OMI,
Pitman Tozer, Proctor and Matthews, Project Orange, PRP, Sarah Wigglesworth, StorpWeber,
Urban Splash, Urbed, Wright & Wright Architects.

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Royal Institute of British Architects © RIBA October 2013
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T 020 7580 5533 without prior permission of the copyright owner.
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While every effort has been made to check the accuracy and quality of the information given in this
publication, the Publisher will not accept any responsibility for the subsequent use of this information,
www.architecture.com for any errors or omissions that it may contain, or for any misunderstandings arising from it.

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