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ELECTION LAW • ADMIN LAW • LAW ON PUBLIC OFFICERS 5.

  Incumbent sectoral representatives in the House of


Atty. R. Pascasio Representatives who are nominated in the party-list
K. Sumaya system shall not be considered resigned.

Qualifications of Party-list Nominees


POLITICAL PARTY; PARTY-LIST ORGANIZATION 1.   Natural-born citizen of the Philippines;
2.   Able to read and write;
PARTY 3.   Registered voter;
Political Sectoral Coalition 4.   A bona fide member of the party which he seeks to
An organized group of An organized group of Aggrupation of
citizens advocating an citizens belonging to any duly registered
represent for at least 90 days preceding the election;
ideology or platform, of the following sectors: nat’l, regional, 5.   At least 25 y/o; youth at least 25y/o but not more than
principles and policies for labor, peasant, fisherfolk, sectoral parties 30 y/o;
the general conduct of urban poor, indigenous or orgs. for 6.   Resident of the Philippines for a period of not less than
the government and cultural communities, political and/or
1 year immediately preceding the day of election.
which, as the most elderly, handicapped, election
immediate means of women, youth, veterans, purposes.
securing their adoption, overseas workers and Parameters in Philippine Party-List Election
regularly nominates and professionals, whose 1.   20% allocation – 20% of the total number of
supports certain of its principal advocacy
membership of the House of Representatives is the
leaders and members as pertains to the special
candidates for public interest and concerns of maximum number of seats available to party-list
office. their sector. organizations; such as there is automatically 1 party-
Groups which cannot be Sectoral parties or orgs list seat for every 4 existing legislative district;
registered as political may either be 2.   Guaranteed seat for a party-list organization
parties: marginalized or
1. Religious sects or underrepresented OR
garnering 2% of the total votes cast;
denominations; lacking in well-defined 3.   Proportional representation – the additional seats shall
2. Those who seek to political constituencies. be distributed to the party-list organizations garnering
achieve their goals sufficient number of votes in proportion to their total
through violence of
number of votes until all the additional seats are
unlawful means;
3. Those who refuse to allocated.
uphold and adhere to the 4.   Three-seat capacity: each qualified party, regardless
Constitution; of the votes obtained by a particular party, it is only
4. Those supported by entitled to a maximum of three seats.
foreign governments.

Veterans Federation Party v. COMELEC – 13 party-lists’


Registration – by filing with the COMELEC not later than 90 days representatives were proclaimed for being able to reach the 2%
before the election a petition verified by its president or mark. PAG-ASA filed a petition to mandate COMELEC to proclaim
secretary stating its desire to participate in the party-list system and fill all the 52 slots provided for the party-list system. Hence, all 52
as a national, regional, or sectoral party or organization or a slots were filled by disregarding the 2% threshold. Proper formula:
coalition of such parties or organizations.
a.   To acquire juridical personality; To determine the number of party-list representatives:
b.   To entitle it to rights and privileges granted to 𝑁𝑜. 𝑜𝑓 D𝑖𝑠𝑡𝑟𝑖𝑐𝑡 Representatives  over .80 𝑥 .20
political parties;
c.   To qualify for subsequent accreditation. 1.   Rank all the participating parties, organizations and
coalitions from the highest to the lowest based on the
•   A political party, organization or coalition shall be number of votes they each received. Then the ratio for
registered under the party-list system as provided in each party is computed by dividing its votes by the total
votes cast for all the parties participating in the system. All
the Constitution in order for votes to be cast.
parties with at least two percent of the total votes are
guaranteed one seat each. Only these parties shall be
Grounds for Refusal and/or Cancellation of Registration
considered in the computation of additional seats. The
1.   It is a religious denomination or sect, or organization party receiving the highest number of votes shall
for religious purposes; thenceforth be referred to as the "first" party.
2.   It advocates violence/unlawful means to seek goals; 2.   Determine the number of seats the first party is entitled to,
3.   It violates or fails to comply with laws, rules and in order to be able to compute that for the other parties.
regulations relating to elections; Since the distribution is based on proportional
4.   It is a foreign party or organization; representation, the number of seats to be allotted to the
5.   It is receiving support from foreign government or other parties cannot possibly exceed that to which the
party, directly or indirectly; first party is entitled by virtue of its obtaining the most
6.   It declares untruthful statements in its petition; number of votes.
7.   It has ceased to exist for at least 1 year; or 3.   Solve for the number of additional seats that the other
8.   It fails to participate in the last 2 preceding elections qualified parties are entitled to, based on proportional
or fails to obtain at least 2% of the votes cast under the representation.
The Court has previously ruled in Guingona Jr. v. Gonzales
party-list system in the two preceding elections.
that a fractional membership cannot be converted into a whole
membership of one when it would, in effect, deprive another party's
Nomination of Party-list Nominees
fractional membership. It would be a violation of the constitutional
1.   Submit not later than 45 days before the election a list mandate of proportional representation.
of names (with consent in writing by nominee), not less
than five (5), from which party-list representatives shall Ang Bagong Bayani v. COMELEC – Petitioners in this case seek the
be chosen in case it obtains the required number of disqualification of some political parties and organizations that do
votes. not represent the marginalized sector.
2.   A person may be nominated in one (1) list only. The party-list system is not exclusive to ‘marginalized and
3.   The list shall not include any candidate for any underrepresented’ sectors and organizations. To require all national
elective office or a person who has lost his bid for an and regional parties under the party-list system to represent the
elective office in the immediately preceding election. marginalized and underrepresented is to deprive and exclude, by
4.   No change of names shall be allowed after submission judicial fiat, ideology-based and cause-oriented parties from the
except (a) when the nominee withdraws in writing his party-list system.
nomination; (b) when the nominee becomes Political parties, even the major ones, may participate in
incapacitated; or (c) when the nominee dies. the party-list elections. Section 5, Article VI of the Constitution
provides that members of the House of Representatives may "be
elected through a party-list system of registered national, regional,
and sectoral parties or organizations." Furthermore, under Sections 7
and 8, Article IX (C) of the Constitution, political parties may be was not qualified to run for not representing the marginalized sector,
registered under the party-list system. and Abayon herself did not represent a marginalized sector.
Political parties can participate in party-list elections Meanwhile, Jovito Palparan is the first nominee of Bantay party-list
provided they register under the party-list system and do not field group. Private respondents also argue that he is not a
candidates in legislative district elections. [A political party, whether representative of the marginalized, especially since he committed
major or not, that fields candidates in legislative district elections human rights violations against marginalized sectors and
can participate in party-list elections only through its sectoral wing organizations.
that can separately register under the party-list system. The sectoral Abayon and Palparan argue that HRET has no jurisdiction
wing is by itself an independent sectoral party, and is linked to a because as nominee of their parties, the issue of his eligibility is an
political party through a coalition.] internal matter.
Although it is the party-list organization that is voted for in
BANAT v. Commission on Elections – Only 13 partylists made it to the the election, it is not the organization that sits as and becomes a
2% mark in the 2007 elections. Buhay obtained the highest number member of the House of Representatives. From the Constitution's
of votes and it got 3 seats in total. Bayan Muna, CIBAC, Gabriela, point of view, it is the party-list representatives who are "elected" into
and APEC got additional 1 seats each. BANAT filed a petition before office, not their parties or organizations. These representatives are
the COMELEC arguing that 55 seats be given to party-lists because elected, however, through that peculiar party-list system that the
the Congress was composed of 220 district seats at that time. Constitution authorized and that Congress by law established where
The 80-20 rule is observed in the following manner: for the voters cast their votes for the organizations or parties to which
every 5 seats allotted for legislative districts, there shall be one seat such party-list representatives belong.
allotted for a party-list representative. Originally, the 1987 Once elected, both the district representatives and the
Constitution provides that there shall be not more than 250 members party-list representatives are treated in like manner. They have the
of the lower house. However, the Constitution also allowed same deliberative rights, salaries, and emoluments. They can
Congress to fix the number of the membership of the lower house participate in the making of laws that will directly benefit their
as in fact, it can create additional legislative districts as it may deem legislative districts or sectors. They are also subject to the same term
appropriate. As can be seen in the May 2007 elections, there were limitation of three years for a maximum of three consecutive terms.
220 district representatives, hence applying the 80-20 rule or the 5:1 Petitioners Abayon and Palparan of course point out that
ratio, there should be 55 seats allotted for party-list representatives. the authority to determine the qualifications of a party-list nominee
The 20% allocation for party-list representatives is merely a belongs to the party or organization that nominated him. This is true,
ceiling – meaning, the number of party-list representatives shall not initially. The right to examine the fitness of aspiring nominees and,
exceed 20% of the total number of the members of the lower house. eventually, to choose five from among them after all belongs to the
However, it is not mandatory that the 20% shall be filled. party or organization that nominates them. But where an allegation
Likewise, the 3 seat limit rule is valid. This is one way to is made that the party or organization had chosen and allowed a
ensure that no one party shall dominate the party-list system. disqualified nominee to become its party-list representative in the
lower House and enjoy the secured tenure that goes with the
Atong Paglaum v. COMELEC – 52 party-lists were disqualified in the position, the resolution of the dispute is taken out of its hand.
2013 elections because they were not organized under sectoral
lines. The disqualification was mainly because of them not being AUTOMATED ELECTION SYSTEM (RA 9369)
representative of the marginalized.
On the part of national parties or organizations and • Automated Election System – a system using appropriate
regional parties or organizations which intend to participate in the technology which has been demonstrated in the voting,
party-list race, the new guidelines state that these parties “do not counting, consolidating, canvassing, and transmission of
need to organize along sectoral lines and do not need to represent election result and other electoral processes.
any ‘marginalized or underrepresented sector.'”
As for political parties, they may participate in the party-
• Paper-based Election System – a type of automated election
list race by registering under the party-list system and no longer field
congressional candidates. These parties, if they field congressional
system that uses paper ballots, records, and counts votes,
candidates, however, are not barred from participating in the tabulates, consolidates/canvasses and transmits electronically
party-list elections; what they need to do is register their sectoral the results of the vote count.
wing or party under the party-list system. This sectoral wing shall be
considered an “independent sectoral party” linked to a political Minimum System Capabilities
party through a coalition. (a)   Adequate security against unauthorized access;
The high court held that purely sectoral parties or (b)   Accuracy in recording and reading of votes as well as
organizations may either represent “marginalized and in the tabulation, consolidation/canvassing,
underrepresented” constituencies or those “lacking well-defined electronic transmission, and storage of results;
political constituencies.” The high court went on to enumerate (c)   Error recovery in case of non-catastrophic failure of
“marginalized and underrepresented” sectors, as follows: labor, device;
peasant, fisherfolk, urban poor, indigenous cultural communities, (d)   System integrity which ensures physical stability and
handicapped, veterans, and overseas workers. The sectors that lack functioning of the vote recording and counting
“well-defined political constituencies” include professionals, the
process;
elderly, women, and the youth. The high court stressed that the
(e)   Provision for voter verified paper audit trail;
framers of the 1987 Constitution did not intend to leave out “non-
sectoral parties” in the party-list system and exclusively limit it to
(f)   System auditability which provides supporting
sectoral groups. The framers intended the sectoral parties to documentation for verifying the correctness of
constitute a part, but not the entirety, of the party-list system. There reported election results;
can be no doubt whatsoever that the framers of the 1987 (g)   An election management system for preparing ballots
Constitution expressly rejected the proposal to make the party-list and programs for use in the casting and counting of
system exclusively for sectoral parties only, and that they clearly votes and to consolidate, report and display election
intended the party-list system to include both sectoral and non- result in the shortest time possible;
sectoral parties. (h)   Accessibility to illiterates and disable voters;
The rule on nominees and members coming from the (i)   Vote tabulating program for election, referendum or
sector they intend to represent also applies only to the sectoral plebiscite;
parties or organizations. As for the nominees of these sectoral parties (j)   Accurate ballot counters;
and organizations, the new guidelines provide that they must either (k)   Data retention provision;
be members of the sector or have a track record of advocacy for (l)   Provide for the safekeeping, storing and archiving of
their sector. Should some of the nominees of these national,
physical or paper resource used in the election
regional, and sectoral parties or organizations be disqualified, the
process;
party or organization itself will not be disqualified “provided that
they have at least one nominee who remains qualified.”
(m)   Utilize or generate official ballots as herein defined;
(n)   Provide the voter a system of verification to find out
Palparan v. HRET - Abayon is the wife of an incumbent whether or not the machine has registered his choice;
Congressman, and she ran for a party-list position under the party- and
list Aangat Tayo. They won 1 seat and she assumed office as first (o)   Configure access control for sensitive system data and
nominee, but private respondents in this case argue that the party function.
Continuity Plan – The AES shall be so designed to include a Capalla v. COMELEC – Fernando Capalla argues that the sale and
continuity plan in case of a systems breakdown or any such the acceptance of the extension of the period to exercise the OTP
eventuality which shall result in the delay, obstruction or occurred without competitive public bidding, and that the
nonperformance of the electoral process. Activation of such machines were incapable for future use.
continuity and contingency measures shall be undertaken in The Court ruled in favor of COMELEC and placed a stamp
the presence of representatives of political parties and citizen's of validity on the assailed resolutions and transactions entered into.
Considering that the performance security had not been released
arm of the Commission who shall be notified by the election
to Smartmatic-TIM, the contract was still effective which can still be
officer of such activation.
amended by the mutual agreement of the parties, such
amendment being reduced in writing.
Advisory Council – The Commission shall create an advisory
Council, hereafter referred to as the Council, which shall be RECALL
convened not later than 18 months prior to the next schedule The power of recall for loss of confidence shall be
electoral exercise, and deactivated six months after exercised by the registered voters of a local government unit to
completion of canvassing. which the local elective official subject to such recall belongs.
Members, who must be registered Filipino voters, of
known independence, competence and probity; Initiation of the Recall Process
(a)   The Chairman of the Commission on information a.   The Recall of any elective provincial, city, municipal or
and Communications Technology who shall act barangay official shall be commenced by a petition
as the chairman of the council; of a registered voter in the local government unit
(b)   One member from the DOST, DepEd, concerned and supported by the registered voters in
representing the academe; the local government unit concerned during the
(c)   Three members representing ICT professional election in which the local official sought to be
organizations; recalled was elected subject to the following
(d)   Two members representing non-governmental percentage requirements:
electoral reform organizations.
Percentage of Population Petitioners
Joint Congressional Oversight Committee – An Oversight
Petition Needed
Committee is hereby created composed of seven members
25% 20,000
each from the Senate and the House of Representatives, four
20% 20,000-75,000 < 5,000
of whom shall come from the majority and three from the
15% 75,000-300,000 < 15,000
minority, to monitor and evaluate the implementation of this
Act. 10% 300,000 + < 45,000
The oversight committee shall conduct a
comprehensive assessment and evaluation of the performance b.   A written petition for recall duly signed by the
of the different AES technologies implemented and shall make representatives of the petitioners before the election
appropriate recommendations to Congress, in session registrar or his representative, shall be filed with the
assembled. COMELEC.
The petition to recall shall contain the following:
National Board of Canvassers 1.   The names and addresses of the petitioners written in
1.   Chairman; legible form and their signatures;
2.   Two members all of whom shall be public school 2.   The barangay, city or municipality, local legislative
teachers, giving preference to those with district and the province to which the petitioners
permanent appointment and those who served belong;
in the immediately preceding local or national 3.   The name of the official sought to be recalled; and
election. 4.   A brief narration of the reasons and justifications
Qualifications: therefore.
a.   Of good moral character and irreproachable; c.   The COMELEC shall, within fifteen (15) days from the
b.   Registered voter; filing of the petition, certify to the sufficiency of the
c.   Never convicted of: (1) election offense; (2) crime required number of signatures. Failure to obtain the
punishable of more than 6 months of imprisonment; required number of signatures automatically nullifies
d.   No pending case; the petition.
e.   Able to speak, read, and write English or the local d.   The COMELEC shall then provide the official sought to
language. be recalled a copy of the petition, cause its
publication a national newspaper of general
Disqualifications: circulation and a newspaper of general circulation in
a.   He/spouse is related within 4th civil degree of the locality and at the same time post copies thereof
consanguinity or affinity, to any member of BEI or in public and conspicuous places for a period.
candidate to be voted for, or to the latter’s spouse, in e.   The COMELEC or its duly authorized representatives
the polling place; shall, upon issuance of certification, proceed
b.   Engaged in any partisan political activity. independently with the verification and
authentication of the signatures of the petitioners and
Roque v. COMELEC – COMELEC, in view of the 2010 elections, registered voters contained therein. Representatives
implemented the Automated Election System nationwide. It of the petitioners and the official sought to be recalled
consisted of three phases: 1) voter registration, 2) automated shall be duly notified and shall have the right to
counting and canvassing system, 3) electronic transmission. A Joint participate therein as mere observers.
Venture Agreement with SMARTMATIC and Total Information f.   Upon the lapse of the aforesaid period, the COMELEC
Management was approved by the COMELEC as the sole capable or its duly authorized representative shall announce
bidder. Petitioner Harry Roque questions the constitutionality of the the acceptance of candidates to the positive and
automation system, arguing that automation cannot happen thereafter prepare the list of candidates which shall
without a previous test run, and that it constituted an abdication of include the name of the official sought to be recalled.
COMELEC’s responsibility to administer electoral laws.
The Court denied the petition holding that the COMELEC Election on Recall – The officials sought to be recalled shall
is an independent constitutional body with a distinct and pivotal
automatically be considered as duly registered candidate or
role in our scheme of government. In the discharge of its functions
candidates to the pertinent positions and, like other
as overseer of fair elections, administrator and lead implementer of
laws relative to the conduct of elections, it should not be stymied
candidates, shall be entitled to be voted upon.
with restrictions that would perhaps be justified in the case of an
organization of lesser responsibility.
Effectivity of Recall – The recall of an elective local official shall b.   The Commission shall, on the basis of a verified petition
be effective only upon the election and proclamation of a and after due notice and hearing, call for the holding
successor in the person of the candidate receiving the highest or continuation of the election not held, suspended,
number of votes cast during the election on recall. Should the or which resulted in a failure to elect on a date
official sought to be recalled receive the highest number of reasonably close to the date of the election not held,
votes, confidence in him is thereby affirmed, and he shall suspended, or resulted in failure to elect but not later
continue in office. than 30 days after the cessation of the cause of such
delay.
Prohibition from Resignation – The elective local official sought c.   In fixing the date for the special elections, the
to be recalled shall not be allowed to resign while the recall COMELEC should see to it that:
process is in progress. i.   It should not be later than 30 days after the
cessation of the cause;
Limitations on Recall ii.   It should be reasonably close to the
(a)   Any elective local official may be the subject of a supposed date.
recall election only once during his term of office for
loss of confidence. Instances When Failure of Election May Be Declared:
(b)   No recall shall take place within one (1) year from the 1.   The election in any polling place has not been held on
date of the official's assumption to office or one (1) the date fixed on account of force majeure, violence,
year immediately preceding a regular local election. terrorism, fraud, or other analogous causes;
2.   The election in any polling place had been suspended
Garcia v. COMELEC – Garcia (Governor sought to be recalled) before the hour fixed by law for the closing of the
argued the Preliminary Recall Assembly is not a valid mode of recall, voting on account of FM, V, T, F, OAC;
as it is partisan and can be controlled by the political majority. 3.   After the voting and during the preparation and
Initially, the PRA was declared void by the Supreme Court transmission of the election returns or in the custody or
on the ground of violation of procedural due process because of canvass thereof, such election results in a failure to
lack of notice, but Dinalupihan Mayor Oscar delos Reyes organized elect on account of FM, V, T, F, OAC.
another PRA and this time all officials were given notice, and 87 out
of 144 passed the resolution.
Call of Special Election
Claudio v. COMELEC – Petitioner Jovito Claudio in this case is the
(1)   In case a vacancy arises in the Batasang Pambansa
mayor of Pasay. Chairs of several barangays asked for the initiation eighteen months or more before a regular election,
of recall proceedings by holding a PRA. Claudio argues that the the Commission shall call a special election to be held
recall election should not be given due course on the ground that within sixty (60) days after the vacancy occurs to elect
it was started before his first year in office. This was done in May 19, the Member to serve the unexpired term.
1999, which is barely 1 year after his assumption of office. However, (2)   In case of the dissolution of the Batasang Pambansa,
the filing of the petition itself was held in July 2, 1999, and was held the President shall call an election which shall not be
valid. held earlier than forty-five nor later than sixty days from
the date of such dissolution.
Goh v. Bayron – There was a petition for recall however, the
proceedings were suspended on the ground that no financial Sison v. COMELEC – Joseph Peter Sison filed a case for failure of
budget was available to hold the elections. This is because the elections before the COMELEC, asking that the canvassing of votes
General Appropriations Act for the year of 2014 did not provide for being held in Quezon City be suspended on the ground that
funds for recall. election returns with no seal were included in the canvass; that
copies of ERs were brought home by BEIs; that highly suspicious
REMEDIES AND JURISDICTION persons sneaked in some ERs into the canvassing area; that
watchers were not allowed inside the area; and that there were
Petition to Disqualify a Petition for Cancellation of the some ERs with no data on the number of votes cast for the position
Candidate Certificate of Candidacy of vice mayor. COMELEC still proclaimed the winners and dismissed
Based on prohibited acts Based on material the case. Petitioner argues that his rights to due process was
committed by a candidate. misrepresentations in the violated, and that COMELEC erred in dismissing the case despite his
COC. allegations.
May be filed not later than the Must be filed within 25 days Failure of election may be declared after the voting and
date of proclamation. from the filing of the COC. during the preparation and transmission of the election returns or in
the custody or canvass thereof, such election results in a failure to
FAILURE & POSTPONEMENT OF ELECTIONS, SPECIAL ELECTIONS elect on account of FM, V, T, F, OAC.

Grounds for Postponement Soliva v. COMELEC – after election day, all the LAKAS candidates
1.   Violence; were proclaimed as winning candidates. Six days after that,
respondent filed a petition to declare a failure of elections due to
2.   Terrorism;
massive fraud, terrorism, ballot switching, stuffing of ballot boxes,
3.   Loss or destruction of election paraphernalia or
delivery of ballot boxes by petitioner Soliva, his wife and men from
records; several precincts to the supposed canvassing area, failure of the
4.   Force majeure; or counting of votes in the precincts or polling places, and other
5.   Other analogous causes of such a nature that the anomalies or irregularities.
holding of a free, orderly and honest election COMELEC granted the petition and declared a failure of
becomes impossible in any political subdivision. elections in RTR. COMELEC likewise declared the proclamation of
winners to be null and void. COMELEC called for a special election.
a.   An election officer cannot postpone an election. Only The COMELEC did not err, did not commit grave abuse of
the COMELEC En Banc can postpone an election. discretion, the petition was dismissed. The 1987 Constitution vested
b.   The transfer of the location of the precinct and the upon the COMELEC the broad power to enforce all the laws and
replacement of the public school teacher by military regulations of the conduct of elections as well as the plenary
personnel as member of the board of inspectors authority to decide all questions affecting elections, except the
made by an election officer without notice and question as to the right to vote. Section 4 of RA 7166 provide that
hearing are illegal. the postponement, declaration of failure of elections and the
calling of special elections shall be decided by COMELEC sitting en
banc by a majority vote.
Failure of Election
a.   The COMELEC en banc has the original and exclusive Ampatuan v. COMELEC – Candao asked that the elections be
jurisdiction to hear and decide petitions for annulled because it was “completely sham and farcical.” The
declaration of failure of election or for annulment of ballots were filled-up en masse by a few persons the night before
election results. election day, and in some precincts, the ballot boxes, official ballots
and other election paraphernalia were not delivered at all.
COMELEC initially suspended proclamations but eventually 21.   Suspension of Elective Provincial, City, Municipal, or
proceeded to do so. Barangay Officer, unless for Graft and Corruption
The fact that a candidate proclaimed has assumed office 22.   On Registration of Voters, Voting, Canvassing
does not deprive the COMELEC of its authority to annul any canvass 23.   Prohibitions Relating to Candidacy and Campaign
and illegal proclamation. The validity of a proclamation may be 24.   Other prohibitions such as liquor ban, sale and display
challenged even after the irregularly proclaimed candidate has of merchandise, fairs, cockfights, refusal to carry
assumed office.
election mail, discrimination in the sale of airtime.
25.   Other Election Offenses under OEC, such as
ELECTION OFFENSES
intervention of foreigners, removal or destruction of
election propaganda.
1.   Vote-buying and Vote-selling
a.   By giving, offering or promising money or anything of
Penalties
value (including employment);
1 year – 6 years of imprisonment and shall not be
b.   By soliciting or receiving any expenditure or promise of
subject to probation. In addition, the guilty party shall be
any office or employment, public or private; or
sentenced to suffer disqualification to hold public office and
c.   Distribution of cigarettes to people who attend a
deprivation of the right of suffrage.
political meeting is prohibited.
If he is a foreigner, he shall be sentenced to
2.   Conspiracy to Bribe Votes
deportation which shall be enforced after the prison term has
3.   Wagering upon the Result of the Election
been served.
4.   Coercion
a.   Committed by – any public officer, head, etc.,
Prescription – 5 years from the date of commission.
against subordinates, employees, etc. by
coercion, intimidation, compulsion; or by
Jurisdiction and Prosecution
dismissal or threat to dismiss, transfer, suspend, or
1)   Investigation and prosecution. The Commission on
reduce salary.
Elections has exclusive jurisdiction to investigate and
5.   Appointment of New Employees
prosecute cases involving violations of election laws;
When committed during 45 days before regular
but it may validly delegate the power to the Provincial
election and 30 days before special election.
Prosecutor.
ER:
2)   Trial and decision. The Regional Trial Court has
a.   Urgent need;
exclusive original jurisdiction to try and decide any
b.   Essential to the functioning of the offices.
criminal actions or proceedings for violation of
6.   Promoting or Giving (by any government official) any
election laws. The metropolitan or municipal trial
increase of salary or remuneration or privilege to any
court, by way of exception, exercises jurisdiction only
government official or employee.
over offenses relating to failure to register or to vote.
7.   Transfer or Detail of Government Official or Employee
without COMELEC Approval People v. Ferrer – it was held that distribution of cigarettes to people
a.   If fact of transfer is within the election period fixed who attended a political meeting falls within the context of the
by COMELEC; prohibition.
b.   Transfer or detail was without COMELEC’s
approval. Mappala v. Nunez – it was held that it is not necessary that the
8.   Intervention of Public Officers and Employees – deadly weapon be seized from the accused while he was in the
directly or indirectly precinct or within a radius of 100 meters therefrom; it is enough that
9.   Undue influence the accused carried a deadly weapon within the prohibited radius
10.   Unlawful Electioneering – on the day of registration during any of the days and hours specified in the law.
and election, by soliciting votes or undertaking any
propaganda before the BEI (on the registration day), People v. Bayona – Good faith is not a defense. Election offenses
and within the polling place and with a radius of 30 are generally mala prohibita. Proof of criminal intent is not
meters (on election day). necessary. Good faith, ignorance or lack of malice is not a defense;
the commission of the prohibited act is sufficient.
11.   Harassment and Dismissal of Employees, Laborers,
Tenants
APPEAL AND OTHER ELECTION ISSUES
12.   Appointment or Use of Special Policemen, Special
Agents, or Confidential Agents, during campaign
Election Contest – any adversary proceeding by which matters
period and on the day before and on Election Day.
involving title or claim of title to an elective office, made before
13.   Illegal Release of Prisoners before and after Election,
or after the proclamation of the winner, is settled whether or not
by the Director if the Bureau of Prisons, provincial
contestant is claiming office in dispute.
warden, keeper of jail, 60 days before and 30 days
after the election.
Ø   It is a summary proceeding and political in nature.
14.   Use of Public Funds, Equipment, and Facilities for
Ø   To ascertain if the candidate elected to office is the
Election Campaign
lawful choice of the electorate.
15.   Carrying of Deadly Weapon within a radius of 100M
from a precinct, during registration day, election day,
Kinds of Election Contest:
counting of votes and preparation of election returns.
(a)   Election Protest (contest between defeated & winning
Unless peace officer authorized to supervise.
candidates)
16.   Carrying of Firearms Outside Residence or Place of
1.   May be filed by any candidate who has filed a
Business, even with a permit to carry.
COC and has been voted upon for the same
17.   Use of Armored Land, Water, or Aircraft during
office;
campaign period and on the day before or on the
2.   Grounds:
Election Day itself.
a.   Fraud;
18.   Wearing uniforms and bearing arms, unless in pursuit
b.   Terrorism;
of person committing a crime, or escorting for
c.   Irregularities; or
transport of payrolls, valuables, or guarding private
d.   Illegal acts committed before, during, or
residence or persons.
after the casting and counting of votes.
19.   Release, disbursement, or expenditure of public funds,
3.   Must be filed within 10 days from proclamation of
45 days before for RE, 30 days for SE. Unless for
results of election. (It is suspended during the
maintenance, public bidding, or emergency work.
pendency of a pre-proclamation controversy.)
20.   Construction of public works, delivery of materials for
public works, and issuance of treasury warrants and
other devices. 45 |30
(b)   Quo Warranto Execution of Pending Appeal
1.   Filed by any registered voter in the constituency. The trial court may grant a motion for execution
2.   Grounds: pending appeal, because the mere filing of an appeal does
a.   Ineligibility; or not divest the trial court of its jurisdiction over a case and to
b.   Disloyalty to the Republic of the resolve pending incidents.
Philippines.
3.   File a sworn petition for quo warranto with the Navarosa v. COMELEC – it was held that the Regional Trial Court may
Commission within ten days after the grant a motion for execution pending appeal when there are valid
proclamation of the results of the election. and special reasons to grant the same, such as:
(a)   the public interest involved or the will of the electorate;
1.   In an elective office: the issue is eligibility of the officer- (b)   the shortness of the remaining portion of the term; or
elect; the court or tribunal cannot declare the (c)   the length of time that the election contest has been
pending.
protestant (or the candidate who obtained the
second highest number of votes) as having been
elected. ADMINISTRATIVE LAW
2.   In an appointive office: the issue is the legality of the
appointment; the court determines who of the parties • Administrative Law – that branch of modern law under which
has legal title to the office. the executive department of the government, acting in a
quasi-legislative or quasi-judicial capacity, interferes with the
Substitution conduct of the individual for the purpose of promoting the well-
being of the community.
Situation Is Substitution Allowed?
If after the last day for the filing Yes. Only a person belonging 1.   Quasi-legislative authority – or rule making power;
of the COC, an official to, and certified by, the same 2.   Quasi-judicial power – or adjudicatory function.
candidate of a registered or political party may file a COC
accredited political party: to replace the candidate who • Administrative Agency – a body endowed with quasi-
i. dies; died, withdrew, or was legislative and quasi-judicial powers or both for the purpose of
ii. withdraws; or disqualified not later than mid- enabling it to carry out laws entrusted to it for enforcement or
iii. is disqualified for any cause. day of the day of the election. execution.
When the candidate who dies No.
is an independent candidate. Maceda v. Energy Regulatory Board - Such a relaxed procedure is
If a person’s COC had been No. especially true in administrative bodies, such as the ERB which in
denied due course and/or matters of rate or price fixing is considered as exercising a quasi-
cancelled. legislative, not quasi-judicial, function. As such administrative
agency, it is not bound by the strict or technical rules of evidence
Withdrawal of Certificate of Candidacy governing court proceedings.
Ø   May, at any time, before the Election Day, file a
Statement of Withdrawal under oath. Eugenio v. CSC – The controlling fact is that the Career Executive
Ø   The filing of a withdrawal of a COC shall not affect Service Board (CESB) was created in the Presidential Decree (P.D.)
whatever civil, criminal, or administrative liabilities a No. 1 on September 1, 1974 which adopted the Integrated Plan. It
cannot be disputed, therefore, that as the CESB was created by
candidate may have incurred.
law, it can only be abolished by the legislature. This follows an
Ø   Effect: Disqualification to be elected in the position.
unbroken stream of rulings that the creation and abolition of public
offices is primarily a legislative function. Except for such offices as
• Withdrawal of Withdrawal – must be made within the period are created by the Constitution, the creation of public offices is
provided by law for the filing of certificates of candidacy. primarily a legislative function.

Pre-Proclamation Presidential Anti-Dollar Salting Task Force v. CA – A quasi-judicial


The Commission has exclusive jurisdiction in pre- body has been defined as "an organ of government other than a
proclamation controversies arising from national, regional or court of law and other than a legislature, which affects the rights of
local election. private parties through either adjudication or rule making."
A pre-proclamation controversy may be raised by any
candidate or by any registered political party, organization, or De La Llana v. Alba – Nothing is better settled in our law than that
coalition of political parties before the board of canvassers or the abolition of an office within the competence of a legitimate
directly with the Commission. body if done in good faith suffers from no infirmity. It is well-known
rule also that valid abolition of offices is neither removal nor
separation of the incumbents. And, of course, if the abolition is void,
Ø   Questions affecting the composition or proceedings
the incumbent is deemed never to have ceased to hold office. The
of the Board of Canvassers or correction of manifest
preliminary question laid at rest, we pass to the merits of the case.
errors may be initiated in the Board or directly with the As well-settled as the rule that the abolition of an office does not
Commission. amount to an illegal removal of its incumbent is the principle that, in
order to be valid, the abolition must be made in good faith.
Issues that May Be Raised in the Pre-Proclamation Controversies:
(a)   Illegal composition or proceedings of the board of Classification of Legislative Regulation
canvassers; (a)   Supplementary – intended to fill in the details of the
(b)   The canvassed election returns, or the certificate of law and “to make explicit what is only general.”
canvass in appropriate cases, are incomplete, (b)   Contingent – issued upon the happening of a certain
contain material defects, appear to be tampered contingency which the administrative body is given
with or falsified, or contain discrepancies in the same the discretion to determine or to ascertain some
returns or in other authentic copies thereof; circumstances and on the basis thereof may enforce
(c)   The election returns or certificate of canvass were or suspend the operation of a law.
prepared under duress, threats, coercion, or
intimidation, or they are obviously manufactured or Requisites of Administrative Regulation
not authentic; and (a)   Its promulgation must be authorized by the legislature;
(d)   When substitute or fraudulent returns or certificates of (b)   It must be within the scope of the authority given by
canvass in controverted polling places were the legislature;
canvassed, the results of which materially affected (c)   It must be promulgated in accordance with the
the standing of the aggrieved candidate or prescribed procedure;
candidates. (d)   It must be reasonable.
(e)   Correction of manifest errors.
Penal Regulations Vivo v. PAGCOR – The essence of procedural due process is
The power to define and punish crime is exclusively embodied in the basic requirement of notice and a real opportunity
legislative and may not be delegated to the administrative to be heard. In administrative proceedings, such as in the case at
authorities. While administrative regulations may have the force bar, procedural due process simply means the opportunity to
and effect of law, their violation cannot give rise to criminal explain one’s side or the opportunity to seek a reconsideration of
prosecution unless the legislature makes such violation the action or ruling complained of. "To be heard" does not mean
only verbal arguments in court; one may be heard also thru
punishable and imposes the corresponding sanctions.
pleadings. Where opportunity to be heard, either through oral
(a)   The law itself must make violation of the administrative
arguments or pleadings, is accorded, there is no denial of
regulation punishable; procedural due process.
(b)   The law itself must impose and specify the penalty for
the violation of the regulation;
Office of the Ombudsman v. Valencia – In administrative
(c)   The regulation must be published. proceedings, the law does not require evidence beyond
reasonable doubt or preponderance of evidence. Substantial
Quasi-Judicial Power evidence is enough. In this case, not even that was met.
The power of the administrative agency to determine
questions of fact to which the legislative policy is to apply, in Administrative Res Judicata
accordance with the standards laid down by the law itself. GR: The doctrine of res judicata forbids the reopening of a
The proper exercise of the quasi-judicial power matter that has been determined by competent authority.
requires compliance with two conditions, to wit: Decisions and orders of administrative agencies, rendered
(1)   Jurisdiction must be properly acquired by the pursuant to their quasi-judicial authority, have, upon their
administrative body; finality, the force and binding effect of a final judgment, within
(2)   Due process must be observed in the conduct of the the purview of the doctrine of res judicata.
proceedings. ER: The principle of res judicata may not be invoked in:
1.   Labor relations proceeding; and
It is a well-settled principle that unless expressly 2.   In case of judgment rendered on a null contract.
empowered, administrative agencies are bereft of quasi-
judicial power. For res judicata to bar the institution of a subsequent action:
1.   Rules of Procedure – Where an administrative body is (1)   The former judgment is final;
expressly granted the power of adjudication, it is (2)   The court rendering the said decision has jurisdiction
deemed also vested with the implied power to over the parties and the subject matter;
prescribe the rules to be observed in the conduct of (3)   Judgment is based on the merits;
its proceedings. But to be valid, the rules must not (4)   Between the two actions, there must be identity of
violate fundamental rights or encroach upon parties, subject matter and cause of action.
constitutional prerogatives.
2.   The Subpoena Power – The power to issue subpoena JUDICIAL REVIEW
and subpoena duces tecum is not inherent in An administrative decision may be appealed to the
administrative bodies. The Supreme Court courts of justice only if the Constitution or the law permits it or if
distinguished between the power to “investigate” and the issues to be reviewed involve questions of law.
the power to “adjudicate”. Before said actions may be entertained:
3.   The Contempt Power – Like the subpoena power, the 1.   It must be shown that all the administrative remedies
power to punish for contempt is essentially judicial and prescribed by law or ordinance have been
cannot be claimed as an inherent right by the exhausted; and
administrative body. To be validly exercised, it must be 2.   That the administrative decision may properly be
expressly conferred upon the body and, additionally, annulled or set aside only upon a clear showing that
must be used only in connection with its quasi-judicial the administrative official or tribunal has acted without
as distinguished from its purely administrative or or in excess of jurisdiction, or with a grave abuse of
routinary functions. discretion.

Notice and Hearing Doctrine of Primary Jurisdiction or Prior Resort


The right to notice and hearing is essential to due The courts cannot and will not resolve a controversy
process and its non-observance will as a rule invalidate the involving a question which is within the jurisdiction of an
administrative proceedings. Persons are entitled to be notified administrative tribunal, where the question demands the
of any pending case affecting their interests so that, if they are exercise of sound administrative discretion requiring the special
minded, they may claim the right to appear therein and present knowledge, experience, and services of the administrative
their side or refute the position of opposing parties. tribunal to determine technical and intricate matters.
The doctrine of primary jurisdiction simply calls for the
Requisites of Administrative Due Process determination of administrative questions, which ordinarily
1.   Right to hearing, to present his own case and to questions of fact, by administrative agencies rather courts of
submit evidence in support thereof; justice.
2.   Tribunal must consider evidence presented. Relief must first be obtained in an administrative
3.   Decision must have something to support itself. proceeding before a remedy will be supplied by the courts
4.   Evidence must be substantial. Such relevant even though the matter is within the proper jurisdiction of the
evidence as a reasonable mind accept as court.
adequate to support a conclusion.
5.   Decision must be based on the evidence Doctrine of Exhaustion of Administrative Remedies
adduced at the hearing, or at least contained in Under the doctrine of exhaustion of administrative
the record and disclosed o the parties. remedies, an administrative decision must first be appealed to
6.   The Board or its judges must act on its or their the administrative superior up to the highest level before it may
independent consideration of the facts and the be elevated to a court of justice for review.
law of the case, and not simply accept the views
of a subordinate in arriving at a decision. Reasons:
7.   Decision must be rendered in such a manner that (1)   The administrative superiors, if given the opportunity,
the parties to the controversy can know the can correct the errors committed by their
various issues involved and the reasons for the subordinates;
decision rendered. (2)   Courts should as much as possible refrain from
disturbing the findings of administrative bodies in
deference to the doctrine of separation of powers;
(3)   On practical grounds, it is best that the courts should It refers to a person whose duties, not being of a
not be saddled with the review of administrative clerical or manual nature, involves the exercise of discretion in
cases; the performance of the functions of the government.
(4)   Judicial review of administrative cases is usually
effected through the special civil actions of certiorari, Who has authority to prescribe qualifications?
mandamus and prohibition, which are available only CONGRESS provided that:
if there is no other plain, speedy and adequate 1.   The qualifications are germane to the objective/s for
remedy. which the public office was created; and
2.   The qualifications are not too specific as to fit a
Exceptions to the Doctrine of Exhaustion particular, identifiable person, because that would
1.   Where the administrative remedy is fruitless. deprive the appointing authority of discretion in the
2.   Where there is estoppel on the part of the selection of the appointee.
administrative agency.
3.   Where the issue involved is purely a legal question. Qualifications for elective local officials
4.   Where the administrative action is patently illegal, 1.   Must be a citizen of the Philippines;
amounting to lack or excess of jurisdiction. 2.   A registered voter in the barangay, municipality, city,
5.   Where there is unreasonable delay or official inaction. or province or, in the case of a member of the
6.   Where there is irreparable injury or threat thereof, sangguniang panlalawigan, sangguniang
unless judicial recourse is immediately made. panlungsod, or sangguniang bayan, the district where
7.   In land cases, where the subject matter is private land. he intends to be elected;
8.   Where the law does not make exhaustion a condition 3.   A resident therein for at least one (1) year immediately
precedent to judicial recourse, or where no preceding the day of the election; and
administrative review is provided by law. 4.   Able to read and write Filipino or any other local
9.   Where the observance of the doctrine will result in the language or dialect.
nullification of the claim.
10.   Where there are special reasons or circumstances Governor, vice-governor, or member of the sangguniang 21 y/o
demanding immediate court action. Such as the panlalawigan, or mayor, vice-mayor or member of the
sangguniang panlungsod of highly urbanized cities.
urgency of judicial intervention.
Mayor or vice-mayor of independent component cities,
11.   When due process of law is clearly violated. component cities, or municipalities.
12.   When the rule does not provide a plain, speedy and Sangguniang panlungsod or sangguniang bayan. 18 y/o
adequate remedy.
13.   Doctrine of Qualified Political Agency – wherein Punong barangay or member of the sangguniang barangay.
Sangguniang kabataan. 15-21
Department Secretaries are alter egos or assistants of
y/o
the President and their acts are presumed to be those
of the latter unless disapproved or reprobated by him. Frivaldo v. COMELEC – Qualifications for public office are continuing
requirements and must be possessed not only at the time of the
Doctrine of Finality of Administrative Action appointment or election or assumption of office but during the
This doctrine of finality of judgment is grounded on officer’s entire tenure. Once any of the required qualifications is lost,
fundamental considerations of public policy and sound his title may be seasonally challenged.
practice that at the risk of occasional error, the judgments of
the courts must become final at some definite date fixed by Flores v. Drilon – As long as he is an incumbent, an elective official
law. This doctrine applies equally to quasi-judicial agencies. remains ineligible for appointment to another public office. As
incumbent elective official, Gordon is ineligible for appointment to
LAW ON PUBLIC OFFICERS the position of Chairman of the Board and CEO of SBMA; hence, his
appointment thereto pursuant to a legislative act that contravenes
the Constitution cannot be sustained.
• Public Office – The right, authority or duty, created and
conferred by law, by which for a given period, either fixed by
Lecaroz v. Sandiganbayan – An oath of office is a qualifying
law or enduring at the pleasure of the creating power, an requirement for a public office; a prerequisite to the full investiture
individual is invested with some sovereign power of the with the office. Only when the public officer has satisfied the
government to be exercised by him for the benefit of the public. prerequisite of oath that his right to enter into the position becomes
plenary and complete. Until then, he has none at all. And for as long
Elements: as he has not qualified, the holdover officer is the rightful occupant.
1)   Created by law or authority of law;
2)   Possess a delegation of a portion of the sovereign Does the Congress also prescribe disqualifications?
powers of the government, to be exercised for the YES. Provided that the prescribed qualifications do not
benefit of the public; violate the Constitution.
3)   Powers conferred and duties imposed must be
defined, directly or impliedly, by the legislature or by General Disqualifications
legislative authority; A.   No candidate who lost in an election shall, within one
4)   Duties must be performed independently and without year after such election be appointed to any office in
control of a superior power other than the law, unless Government.
they be those of an inferior or subordinate office B.   No elective office shall be eligible for appointment or
created or authorized by the legislature, and by it designation in any capacity to any public office or
placed under the general control of a superior office position during his tenure.
or body; C.   Unless otherwise allowed by law or by the primary
5)   Must have permanence or continuity. functions of his position, no appointive official shall
hold any other position in the Government.
• Public Officer – any person who, by direct provision of the law,
popular election or appointment by competent authority, shall Special Disqualifications
take part in the performance of public functions in the A.   The President, Vice President, the Members of the
Government of the Philippine Islands, of shall perform in said Cabinet, and their deputies or assistants shall not,
Government or in any of its branches public duties as an unless otherwise provided in the Constitution, hold any
employee, agent or subordinate official, of any rank or class, other office or employment.
shall be deemed to be a public officer. B.   No Senator of Member of the House of
It includes elective and appointive officials and Representatives may hold any other office or
employees, permanent or temporary, whether in the classified employment in the Government, or any subdivision,
or unclassified or exempt service receiving compensation, even agency or instrumentality thereof., including GOCCs
nominal, from the government. or their subsidiaries, during his term without forfeiting his
seat. Neither shall he be appointed to any office GR: Once made and completed, not subject to
which may have been created or the emoluments reconsideration or revocation.
thereof increased during the term for which he was ER: Appointment is temporary.
elected.
C.   The members of the Supreme Court and of other Classifications of Appointment
courts established by law shall not be designated to
any agency performing quasi-judicial or • Permanent Appointment – extended to a person possessing
administrative functions. the requisite qualifications, including the eligibility required for
D.   No member of a Constitutional Commission, the position. It is protected by the constitutional guarantee of
Ombudsman and his deputies, shall during his tenure security of tenure.
hold any other office or employment.
E.   The Ombudsman and his Deputies shall not be • Temporary Appointment – extended to one who may not
qualified to run for any office in the election possess the requisite qualifications or eligibility as required by
immediately succeeding their cessation from office. law for the position. It is revocable at will, without the need of
F.   Members of Constitutional Commissions, the just cause or a valid investigation.
Ombudsman and his Deputies must not have been
candidates for any elective position in the elections CIVIL SERVICE COMMISSION
immediately preceding their appointment.
G.   Members of Constitutional Commissions, the Charter Test:
Ombudsman and his Deputies are appointed to a 1.   Original or Special Charter – If the GOCC has been
term of 7 years, without reappointment. created with their original charter by Congress, it is
H.   The spouse and relatives by consanguinity or affinity within the purview of the Civil Service Law.
within the fourth civil degree of the President shall not 2.   Corporation Code - if it is a general corporation, it is
during his tenure be appointed as members of the within the purview of the Labor Code.
Constitutional Commissions, or the office of the
Ombudsman or as secretaries, undersecretaries, Appointments in the Civil Service shall be made only according
chairmen or heads of bureaus or offices, including to merit and fitness to be determined, as far as practicable,
GOCCs. and, except to positions which are policy-determining, primarily
confidential, or highly technical, by competitive examination.
Nepotism – It is an appointment issued in favor of a relative
within the third civil degree of consanguinity or affinity of any of Composition
the following: Chairman and two Commissioners:
(1)   appointing authority; 1.   natural-born citizens of the Philippines;
(2)   recommending authority; 2.   at the time of their appointment, at least thirty-five
(3)   chief of the bureau or office; and years of age;
(4)   person exercising immediate supervision over the 3.   with proven capacity for public administration; and
appointee 4.   must not have been candidates for any elective
position in the elections immediately preceding their
Exceptions: appointment.
(1)   persons employed in a confidential capacity; They shall be appointed by the President with the
(2)   teachers; consent of the Commission on Appointments for a term of seven
(3)   physicians; and years without reappointment.
(4)   members of the Armed Forces of the Philippines. Of those first appointed, the Chairman shall hold office
for seven years, a Commissioner for five years, and another
Laurel v. CSC – By legal contemplation, the prohibitive mantle on Commissioner for three years, without reappointment.
nepotism would include designation because what cannot be Appointment to any vacancy shall be only for the
done directly cannot be done indirectly. The rule admits of no unexpired term of the predecessor. In no case shall any
distinction between designation and appointment. Member be appointed or designated in a temporary or acting
capacity.
CSC v. Cortes – Cortes’ appointment as Information Officer in the
CHR, where her father is a member, is prohibited. Cortes is a relative
Jurisdiction of the Civil Service Commission.
in the first degree of consanguinity of the Commissioner. Even if the
Commissioner abstained from voting, such did not cure the
1.   Disciplinary cases;
nepotistic character of the appointment. 2.   Cases involving “personnel action” affecting
employees in the Civil Service, including
MODES OF ACQUIRING TITLE TO PUBLIC OFFICE “appointment through certification, promotion,
transfer, reinstatement, reemployment, detail,
1.   By Election – by virtue of the mandate of the reassignment, demotion and separation”;
electorate; covered by the Election Laws. 3.   Employment status and qualification standards.
2.   By Appointment – Selection, by the authority vested
with the power, of an individual who is to exercise the Classification of Positions in the Civil Service
functions of a given office. It is deemed complete 1.   Career Service Position
once the last act required of the appointing authority 2.   Non-Career Service Position
has been complied with and its acceptance
thereafter by the appointee, in order to render it Career Service
effective. Ø   Entrance Based on merit and fitness to be determined
as far as practicable by competitive examinations or
Nature: The power to appoint is in essence, DISCRETIONARY. based technical qualifications.
Requisites: Ø   Opportunity for advancement to higher career
1.   Position is vacant; positions.
2.   The appointing authority must be vested with the Ø   Security of tenure.
power to appoint at the time appointment is made;
3.   The appointee should possess all the qualifications 1.   Open Career – prior qualification an appropriate
including appropriate civil service eligibility and none examination is required;
of the disqualifications; 2.   Closed Career – scientific or highly technical in nature
4.   The appointment has been approved by the CSC (or with a separate merit system;
confirmed by the Commission on Appointments); and 3.   Career Executive Service – USEC, ASEC, Director and
5.   The appointee accepts the appointment by taking other officers of the same rank. These positions are
the oath and entering into discharge of duty. appointed by the President.
4.   Commissioned Officers – Enlisted men of the armed 3. Transfer – refers to the movement from one position to
forces with a separate merit system; another which is of equivalent rank, level or salary without break
5.   Personnel of GOCCs – performing governmental or in service. It constitutes new appointment; it may be imposed
proprietary functions, who do not fall under non- as an administrative penalty
career service;
6.   Permanent Laborers – whether skilled, semi skilled or Divinagracia v. Sto. Tomas – a transfer that results in promotion or
unskilled. demotion, advancement or reduction, or a transfer that aims to lure
the employee away without his permanent position, cannot be
Non-Career Service done without the employee’s consent for the would constitute
Ø   Entrance on bases other than those of usual tests of removal from office.
merit and fitness utilized for career service.
Tenure which is limited to: 4. Detail – movement from one agency to another without the
1.   A period specified by law; issuance of an appointment.
2.   Which is co terminus with the appointing authority;
3.   Which is limited to a duration of a particular project for 5. Demotion – it refers to the movement from one position to
which purpose of employment was made. another which involves diminution in duties, responsibilities,
status or rank which may or may not involve reduction in salary
1.   Elective Officials and their personal or confidential
staff; Grounds for Disciplinary Action
2.   Emergency and seasonal personnel; a)   Dishonesty – Concealment or distortion of truth in a
3.   Department heads and other officials of cabinet rank matter of fact relevant to his office.
who hold position at the pleasure of the president and b)   Oppression – grave abuse of authority.
their staff; c)   Neglect of Duty – failure to give proper attention to his
4.   Chairman and members of the commissions and duty.
boards with fixed term service and their personal or d)   Misconduct – transgression of rule of action,
confidential staff; commission of a forbidden act/ dereliction of duty.
5.   Contractual Personnel e)   Disgraceful and Immoral Conduct – it is an act which
6.   Primary Confidential Positions because their tenure is violates the basic norm of decency.
co-terminus with that of the appointing authority or f)   Being Notoriously Undesirable.
subject to his pleasure g)   Discourtesy in the Course of Official Duties.
h)   Inefficiency and Incompetence in the Performance of
Exempted from Competitive Examinations Official Duties.
a.   Policy determining position – one charged with laying i)   Conviction of a Crime Involving Moral Turpitude.
down of principal rules such as a Head of a j)   Falsification of Official Documents.
Department. k)   Habitual Drunkenness;
b.   Primarily confidential position denotes not only l)   Gambling;
confidence in the aptitude of the appointee for the m)   Refusal to Perform Official Duty or Render Overtime
duties of the office but primarily a close intimacy Service;
which ensures freedom of discussion and delegation n)   Physical or Mental Incapacity Due to Immoral or
and reporting without embarrassment or freedom Vicious Habits;
from misgivings of betrayal of personal trust. o)   Willful Refusal to Pay Just Debts or Willful Failure to Pay
c.   Highly Technical Position requires technical skill or Taxes Due to the Government;
training in the superior degree p)   Habitual Absenteeism.

Proximity Rule Reinstatement


• The test to determine whether the position is primarily A permanently appointed person and who has,
confidential or not is to consider the distance between the through no delinquency or misconduct, been separated
positions of the appointing authority and the employee. therefrom, may be reinstated to a position in the same level for
• A supervisor cannot be removed on the ground of loss of which he is qualified.
confidence because applying the proximity rule, the supervisor
was too remote from the appointing authority. Monsanto v. Factoran – A pardon from conviction merely frees the
individual from all the penalties and legal disabilities imposed upon
him because of his conviction but it does not ipso facto restore him
PERSONNEL ACTION
to the public office necessarily relinquished or forfeited by reason of
Actions denoting the movement or progress of his conviction. He must be given a new appointment to the position.
personnel in the civil service.
Garcia v. Chairman of COA – However, when a person is acquitted
1. Promotion – it is the movement from one position to another because he did not truly commit the offense, he is relieved from all
with increase in duties and responsibilities as authorized by law punitive consequences of the criminal act. He need no longer apply
and usually accompanied by an increase in pay for reinstatement; he is restored to his office ipso facto upon the
Next-in-rank rule: person next in rank shall be given issuance of the clemency, and he is entitled to back wages.
preference in promotion when the position immediately above
his is vacated Reemployment
Names of persons who have been appointed
Automatic Reversion Rule: The disapproval of the appointment permanently to positions in the career service and who have
of a person proposed to a higher position invalidates the been separated as a result of reduction in force and/or
promotion of those in the lower positions and automatically reorganization shall be entered in a list from which selection for
restores them to their former positions. reemployment shall be made.
Requisites:
a.   there must be a series of promotions; Reassignment
b.   all promotional appointments are simultaneously It refers to the movement from one organizational unit
submitted to the Commission for approval; to another in the same agency provided that such shall not
c.   Commission disapproves the appointment of a person involve a reduction in rank, status, or salary. But like detail, the
to a higher position. reassignment should have a definite date or duration.
• Reassignments involving a reduction in rank, status
2. Certification – it is issued to a person who has been selected or salary violate an employee’s security of tenure, which is
from a list of qualified persons certified by CSC and who meets assured by the Constitution, the Administrative Code of 1987,
all the qualifications prescribed for the position. and the Omnibus Civil Service Rules and Regulations.
Secondment Neither can he be considered a judge de facto for the
It is the movement of an employee from one reason that there was a de jure judge actually discharging the
department or agency to another which is temporary in nature functions of the office in question. There cannot be a de facto judge
and which may or may not require the issuance of an when there is a de jure judge in the actual performance of the
appointment but may either involve reduction or increase in duties of the office.
compensation.
Challenge to a De Facto Officer
DE FACTO OFFICERS The incumbency may not be attacked collaterally or
in an action to which he is not a party but in a direct proceeding
De Facto De Jure where title to the office will be the principal issue.
One who actually possesses the One who has a lawful
Quo Warranto (by what authority)
office although he has an title to the office but has
An action that may be brought against a person who
imperfect or only a colorable title not been able to take
thereto. possession of it or has usurps, intrudes into, or unlawfully holds or exercises a public
office, either by the Solicitor General in the name of the
been ousted therefrom.
Republic or by any person claiming title to the office.
Has a color of title. Has a title.
a) There must be a de jure office;
Republic v. Sereno – Prescription does not lie against the State. The
b) There must be color of right or one-year limitation is not applicable when the Petitioner is not a
general acquiescence by the mere private individual pursuing a private interest, but the
public; and government itself seeking relief for a public wrong and suing for
c) There must be actual physical public interest. As a general principle it may be stated that ordinary
possession of the office in good statutes of limitation, civil or penal, have no application to quo
faith. warranto proceeding brought to enforce a public right.
An intruder may grow into a de A de facto officer may Sereno is a de facto officer. The effect of a finding that a
facto officer, if his assumption of ripen into a de jure person appointed to an office is ineligible therefor is that his
office is acquiesced in, thereby officer, if he repairs his presumably valid appointment will give him color of title that confers
acquiring color of title to the omission and takes the on him the status of a de facto officer. For lack of a Constitutional
office. required oath or posts qualification, Respondent is ineligible to hold the position of Chief
the needed bond. Justice and is merely holding a colorable right or title thereto. As
such, Respondent has never attained the status of an impeachable
official and her removal from the office, other than by
Color of Title is derived from: impeachment, is justified. The remedy, therefore, of a quo warranto
i.   Reputation or acquiescence; or at the instance of the State is proper to oust Respondent from the
ii.   Invalid appointment or election appointive position of Chief Justice.

Usurper – is one who takes possession of an office and Doctrine of Necessary Implication
undertakes to act officially without authority, either actual or All powers necessary to the exercise of the power
apparent. expressly granted are deemed impliedly granted as well. The
He has neither lawful title nor color of title to office. claim of power may also be justified on the ground that the
His acts are absolutely void and can be impeached in power is inherent, e.g. police power.
any proceeding at any time unless and until he continues to act
for so long a time as to afford a presumption of his right to act. Doctrine of Qualified Political Agency
He is not entitled to a compensation. Department secretaries may exercise powers
delegated to them by the President subject to the latter’s
Effects of Acts of a De Facto Officer power of control.
a)   The lawful acts of an officer de facto, insofar as the
right of third persons are concerned, are, if done within Sharp International Marketing v. CA – It is settled that mandamus is
the scope and by apparent authority of the office, not available to control discretion. The writ may issue to compel the
considered as valid and binding. exercise of discretion but not the discretion itself. Mandamus can
b)   A de facto officer cannot benefit from his own status require action only but not specific action where the act sought to
because public policy demands that unlawful be performed involves the exercise of discretion. We agree with the
assumption of public office be discouraged. respondent court that the act required of the LBP President is not
c)   A de facto officer cannot be made to reimburse funds merely ministerial but involves a high degree of discretion.
disbursed during his term of office because his acts are
as valid as those of a de jure officer. RIGHTS OF PUBLIC OFFICERS
d)   A de facto officer is entitled to emoluments for actual
service rendered. 1.   Right to Office
e)   A de facto officer is subject to the same liabilities 2.   Right to Salary
imposed on the de jure officer in the discharge of 3.   Right to Back Salaries
official duties, in addition to whatever special 4.   Right to Vacation and Sick Leave with Pay
damages may be due from him because of his 5.   Right to Retirement Pay
unlawful assumption of office. 6.   Right to Self-Organization
f)   Voidable acts, or those not previously authorized, may 7.   Right to Not Be Removed or Suspended Except for
be subsequently ratified by the government. Cause Provided by Law
g)   Where the acts were not authorized, it is exclusive
responsibility of the public officer who committed it. • Salary – Not an essential element of a public office for there is
such a thing as honorary office to which, no compensation is
Rodriguez v. Tan – Senator who had been proclaimed and had given and where the incumbent is willing to serve gratis.
assumed office, but was later on ousted as a result of an election When a statute grants the salary, a statute may also
protest, is a de facto officer during the time he held the office of withdraw it.
senator, and is entitled to the compensation, emoluments and
allowances which our Constitution provides for the position. This is GR: One does not have a vested right to a salary unless it is
the policy and the rule that has been followed consistently in this protected by the Constitution. It may be subjected to any
jurisdiction. change deemed fit by the Legislature who granted it in the first
place. The salary may be increased, decreased or even be
Garchitorena v. Crescini – The judge who filed the decision cannot abolished by the discretion of the law-making body. Hence, the
be considered a judge de jure for the reason that another judge functionary who is prejudiced cannot complain.
was actually acting in his place and stead and had been for nearly
a month prior to the promulgation of the decision in question.
Due Process Quasi-Judicial Officers
GR: Cannot be invoked by the prejudiced since a salary is not Decisions rendered by them may be reversed by
a property right. courts of justice upon a showing that they were attended by a
ER: No abolition or reduction of salary can operate retroactively grave abuse of discretion.
to affect salaries already accrued or turned over. They are
already vested property. Local Officials
The rules governing the liability of officials in the
Disbursement of Public Funds – Any disbursement of public national government are applicable to local officials in the
funds, which include the salaries and benefits to government discharge of their discretionary and ministerial functions.
officials must:
a)   be authorized by law; and Ministerial Officers
b)   serve a public purpose. A ministerial act has been defined as “an act
In view of the public purpose requirement, the performed in a prescribed manner, in obedience to the law or
disbursement of public funds, salaries and benefits of mandate of legal authority, without regard to, or exercise of,
government officers and employees should be granted to the judgment of the individual upon the propriety of the act
compensate them for valuable public services rendered, and being done.
the salaries and benefits paid to these employees must be a)   Nonfeasance – the neglect o refusal, without sufficient
commensurate with services rendered. In the same vein, excuse, to perform an act, which it was the officer’s
additional allowances and benefits must be shown to be legal duty to the individual to perform.
necessary or relevant to the fulfillment of the official duties and b)   Misfeasance – is the failure to use, in the performance
functions of the government officers and employees. of a duty owing to the individual, that degree of care,
skill and diligence, which the circumstances of the
Step increments that are to be given to deserving officials and case reasonably demand.
employees shall be based on two criteria: c)   Malfeasance – the doing, either through ignorance,
1)   merit system – for those who have served very inattention or malice, of that which the officer had no
satisfactory or outstanding performance in assigned legal right to do at all, as where he acts without any
functions for two consecutive rating periods. authority whatever, or exceeds, ignores or abuses his
2)   length of service – for those who have rendered powers.
continuous satisfactory service in a particular position
for the last 3 years. Liability for Acts of Subdivision
GR: Superior officers cannot be held liable for the acts of their
LIABILITY OF PUBLIC OFFICERS subordinates as otherwise competent persons may not be
willing to join the public service for fear of imputation to them of
• Three-Fold Liability Rule: The wrongful acts or omissions of shortcomings of others.
public officers may give rise to civil, criminal, and administrative ER:
liability. The dismissal of an administrative case does not 1.   Where, being charged with the duty of employing or
necessarily bar the filing of a criminal prosecution for the same retaining his subordinates, he negligently or willfully
acts. employs or retains unfit or improper persons;
2.   Where, being charged with the duty to see that they
Doctrine of Condonation – abandoned. Election is not a mode are appointed and qualified in a proper manner, he
of condoning an administrative offense, and there is simply no negligently or willfully fails to require of them the due
constitutional or statutory basis in our jurisdiction to support the conformity or the prescribed regulations;
notion that an official elected for a different term is fully 3.   Where he so carelessly or negligently oversees,
absolved of any liability arising from an offense done during a conducts or carries on the business of his office as to
prior term. furnish the opportunity for the default;
4.   Where he has directed, authorized or cooperated in
Presidential Immunity Doctrine the wrong.
GR: Incumbent Presidents are immune from suit. Except:
1.   Where the petition for prohibition is directed not Personal Liability
against the President himself but against his An administrative proceeding is different from a
subordinates; criminal case and may proceed independently thereof; the
2.   The sitting President can be made respondent in an quantum of proof in the latter is different, such that the verdict
election contest filed with the Supreme Court and in in one need not necessarily be the same as in the other.
an impeachment proceeding; GR: The dismissal of an administrative case does not
3.   With respect to criminal responsibilities under Rome necessarily follow the dismissal of a criminal case, the former
Statute on the International Criminal Court such as: requiring as it does, only a preponderance of evidence while
a.   Crimes of genocide; the latter requires proof beyond reasonable doubt.
b.   Against humanity;
c.   War crimes; and Shauf v. CA – The doctrine of immunity from suit will not apply and
d.   Crimes of aggression may not be invoked where the public official is being sued in his
private and personal capacity as an ordinary citizen.
Legislators
Members of the legislature, both national and local, Williams v. Rarang – Public officials can be held personally
act as a body and discharge duties owing to the public in accountable for acts claimed to have been performed in
connection with official duties where they have acted ultra vires or
general, hence, they cannot be held liable individually or
where there is showing of bad faith.
collectively, for the performance or non-performance of their
duties. Rama v. CA – A public officer who commits a tort or other wrongful
act, done in excess or beyond the scope of his duty, is not protected
Judges and is personally liable therefor like any private individual.
GR: Judges shall not be liable for their acts.
ER: When they act without jurisdiction. The law will not protect Death of A Public Officer
them for exercising powers that do no belong to them. This is GR: The death of a public officer does not preclude a
usurpation. finding of administrative liability. Except:
As a rule, the acts of a judge, which pertain to his 1.   As when due process may be subverted;
judicial functions, are not subject to disciplinary power unless 2.   For equitable and humanitarian reasons;
they are committee with fraud, dishonesty, corruption or bad 3.   The penalty imposed would render the proceedings
faith. The quantum of evidence to hold a judge administratively useless.
liable is only a preponderance of evidence.
• Settled is the rule that administrative offenses do not prescribe. Retirement Benefits
Retirement laws are liberally construed and
TERMINATION OF OFFICIAL RELATIONS administered in favor of the persons intended to be benefited,
and all doubts are resolved in favor of the retiree to achieve
1.   Expiration of term or tenure. their humanitarian purpose.
2.   Reaching the age limit.
3.   Resignation. 3. Resignation
4.   Recall. Act of giving up or the act of a public officer by which
5.   Removal. he declines his office and renounces the further right to use it. It
6.   Abandonment. an express or implied intention to surrender, renounce and
7.   Acceptance of an incompatible office. relinquish the office and the acceptance thereof by
8.   Abolition of office. competent and lawful authority.
9.   Prescription of the right to office. (a)   Voluntariness – it must be voluntary on the part of the
10.   Impeachment. public officer. If resignation was due to fraud or duress,
11.   Death. resignation may be repudiated.
12.   Failure to assume elective office within six months from (b)   Acceptance by competent authority which can be
proclamation. express or implied.
13.   Conviction of a crime. (c)   Acceptance of resignation shall be made by
14.   Filing of a certificate of candidacy. competent authority.

1. Expiration of Term or Tenure


Persons Authorized Persons Retiring
to Accept
Expiration of Term Tenure
Term is the period of time during Tenure is the period of time President Governors, vice governors and mayors and
which a public officer has the during which the public vice mayors of highly urbanized cities and
right to hold public office. officer actually held the independent component cities
office.
Governor Municipal mayors and vice mayors, city
mayors of competent cities
Astraquillo v. Manglapus – The petitioners appointments to Foreign
Service were made on "bases other than those of the usual test of
Sanggunian Sangguniang members
merit and fitness utilized for the career service." This being so, their
concerned
tenure was coterminous with that of the appointing authority
subject to his pleasures. City or Municipal Barangay officials
When a public officer holds office at the pleasure of the Mayors
appointing authority, his being replaced shall be regarded as
termination through expiration of term, not removal.
4. Recall
Principle of Hold-Over The termination of official relationship of an elective
The public officer is entitled to hold his office until his official for loss of confidence prior to the expiration of his term
successor shall have been duly chosen and shall have qualified. through the will of the electorate.
At this period, the public officer is a de jure officer.
Who shall initiate the recall process?
Lecaroz v. Sandiganbayan – Under the concept of hold-over, the By the registered voters of the local government unit.
office does not become vacant upon the expiration of the term if *The Preparatory Recall Assembly has been
there is no successor elected and qualified to assume it, but the eliminated as a mode of initiating recall of elective local
present incumbent will carry over until his successor is elected and government officials due to R.A. 9244, Sec. 70 and Sec. 71.
qualified, even though it be beyond the term fixed by law. In the
instant case, although B.P. Blg. 51 does not say that a Sanggunian 5. Removal
member can continue to occupy his post after the expiration of his
term in case his successor fails to qualify, it does not also say that he Grounds
is proscribed from holding over. Absent an express or implied •   Dishonesty;
constitutional or statutory provision to the contrary, an officer is •   Oppression;
entitled to stay in office until his successor is appointed or chosen •   Misconduct;
and has qualified. The legislative intent of not allowing holdover •   Neglect of duty;
must be clearly expressed or at least implied in the legislative •   Conviction of a crime involving moral turpitude;
enactment, otherwise it is reasonable to assume that the law- •   Notoriously graceful or immoral conduct;
making body favors the same. This is founded on obvious •   Improper or unauthorized solicitation of contributions
considerations of public policy, for the principle of holdover is from subordinate employees and by teachers or
specifically intended to prevent public convenience from suffering school officials from school children;
because of a vacancy and to avoid a hiatus in the performance of •   Violation of the existing Civil service law and rules or of
government functions.
the reasonable office regulations; and
•   Interest of the service.
2. Reaching of Age Limit
The Commissioner may:
Branch Age of Retirement
1.   remove any subordinate officer or employee from the
Judiciary 70 y.o.
service;
Other govt’ officer and 65 y.o.
2.   demote him in rank;
employees.
3.   suspend him for not more than 1 year without pay; or
4.   fine him an amount not exceeding 6 months salary.
ER: Special retirement laws. It allows optional retirement after an
officer has rendered a minimum no. of years of gov’t service.
If a public officer is removed but not for a just cause? Or there
was non-compliance with the prescribed procedure?
Rabor v. CSC – the court ruled that head of agency is vested with
the discretionary authority to allow or disallow extension of service It constitutes a reversible error and entitles the officer
of an official or employee who has reached the age of 65 without to be reinstated with back salaries and without loss of seniority
completing 15 years of government service, although discretion rights. If an official or employee is illegally dismissed and his
must be exercised conformably with CSC MC 27. reinstatement is ordered by the court, he is considered as not
It was also held in In Re: Gregorio Pineda that judiciary having left his office.
also allows extension if satisfied that the career of the retiree was
marked by competence, integrity and dedication.
Instances Where Termination Need Not Be Dependent On Just
Cause
1.   Tenure of “political” or “non-career” members of the
Foreign Service is coterminous with that of the
appointing authority or subject to his pleasure. Their
termination is not dependent on proof of some legally
recognized cause and after due notice and hearing
but relies on the will of the president.
2.   Officials and employees holding primarily, confidential
positions continue in office for as long as confidence
in them endures; the termination of their official
relation can be justified on the ground of loss of
confidence, but in that case, their cessation from
office involves no removal but expiration of term of
office.
3.   Officers and employees holding temporary or acting
appointments may be removed at any time, without
necessity of just cause or a valid investigation.

Procedure in Disciplinary Cases

Can administrative case continue even if it has been withdrawn


by complainant?
Yes. Disciplinary actions against public officers do not
involve purely private matters; they are impressed with public
interest by virtue of the public character of the public office. So
affidavit of desistance shall be disregarded.

What is the required proof?


Substantial proof is sufficient basis for the imposition of
any disciplinary action upon an employee. The standard of
substantial evidence is satisfied when the employer has
reasonable ground to believe that the employee is responsible
for the misconduct and his participation therein renders him
unworthy of trust and confidence demanded by his position

Jurisdiction
Heads of ministries, agencies and instrumentalities,
provinces, cities and municipalities have jurisdiction to
investigate and decide matters involving disciplinary action
against officers and employees under their jurisdiction.
Civil Service Commission has appellate jurisdiction, but
a complaint may be filed directly with the Commission, and the
latter may hear and decide the case, or deputize a
department or agency to conduct the investigation.

Preventive Suspension
Preventive suspension is not a penalty by itself; it is merely a
measure of precaution so that the employee who is charged
may be separated from the scene of his alleged misfeasance
while the same is being investigated, to prevent him from using
his position or office to influence prospective witnesses or
tamper with the records, which may be vital in the prosecution
of the case against him.

Kinds of Preventive Suspension of Civil Service Employees


Charged with Offenses Punishable by Removal or Suspension:
(a)   preventive suspension pending investigation; and
(b)   preventive suspension pending appeal if the penalty
imposed by the disciplinary authority is suspension or
dismissal and, after review, the respondent is
exonerated.

Summary Proceedings
No formal investigation is necessary and the
respondent may be immediately removed or dismissed if any of
the following circumstances is present:
(a)   When the charge is serious and the evidence of guilty
is strong;
(b)   When the respondent is a recidivist or has been
repeatedly charged and there is reasonable ground
to believe that he is guilty of the present charge;
(c)   When the respondent is notoriously undesirable.
Resort to summary proceedings by disciplinary
authority shall be done with utmost objectivity and impartiality
to the end that no injustice is committed: Provided, that
removal or dismissal except those by the President, himself, or
upon his order, may be appealed to the Commission.

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