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QUESTIONNAIRE
L SOCIO-ECONOMIC PROFILE
1.3 Age
1.6 Occupation:
Above Rs.20,001 □
1.8 Total Family Income
(per month) : Upto Rs. 10,000 □ Rs.l 0,001 -20,00
Rs.20,001-30,000 □ Rs 30,001 - 40,000
Rs. Above 40,001 □
2.5 State how much amount you spend for collecting investment-related information
- per month .(approx.)
Rs.
2.11 If yes, how long have you been associated with it?
Less than 1 year □ More than a year but less than 3 years □
2.12 State your opinion on the services you normally get from the investor forum
Latest issues □ □ □
Redressal of grievances □ □ □
2.13 Are you generally satisfied with the services you get from the stock brokers?
Highly Satisfied Satisfied Not Satisfied
As to consultancy service □ □ □
As to execution of orders □ □ □
m. INVESTMENT BEHAVIOUR
3.6 Specify the time you normally spend for taking a decision to invest in shares
Quickly □
Within few days □
Within a Week □
More than a Week □
3.11 State the number of companies in which you hold shares. No. :
3.12 State your annual value of trading
Upto Rs. 25,000 □ Rs. 25,001-50,000 □ Above Rs. 50,001 □
3.17 Have you incurred any loss during the past period ?
Yes □ No □
v Management
vi General business condition
No. FACTORS Put * mark
vii Liquidity of shares
xi Risk factors
Are you aware that the SEBI Aware Doubtful Not Aware
a) has been given comprehensive authority to
regulate Stock Exchanges?
b) is the sole authority for new capital issues?
c) has the right to regulate stock market
intermediaries?
d) has issued norms for recording the amount
of brokerage in the broker’s contract note -
book separately?
Are you aware that the SEBI Aware Doubtful Not Aware
e) has instructed the brokers to keep their
clients’ money in a separate bank a/c?
f) has banned the preferential allotment of
shares at discount?
g) has fixed a lock- in period for promoters’
quota of shares?
h) has granted a new right to shareholders to
decide about the amount of premium?
i) has introduced a new scheme of DEMAT
for solving major problems of paper work?
j) has taken proper steps to educate the
investors through recognised Investor’s
Association & Stock Exchanges?
k) has introduced buy- back scheme ?
V. INVESTOR GRIEVANCES