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Review

Constraint-induced movement therapy after stroke


Gert Kwakkel, Janne M Veerbeek, Erwin E H van Wegen, Steven L Wolf

Lancet Neurol 2015; 14: 224–34 Constraint-induced movement therapy (CIMT) was developed to overcome upper limb impairments after stroke and is
Department of Rehabilitation the most investigated intervention for the rehabilitation of patients. Original CIMT includes constraining of the non-
Medicine, MOVE Research paretic arm and task-oriented training. Modified versions also apply constraining of the non-paretic arm, but not as
Institute Amsterdam, VU
intensive as original CIMT. Behavioural strategies are mostly absent for both modified and original CIMT. With forced
University Medical Center,
Amsterdam, Netherlands use therapy, only constraining of the non-paretic arm is applied. The original and modified types of CIMT have beneficial
(Prof G Kwakkel PhD, effects on motor function, arm–hand activities, and self-reported arm–hand functioning in daily life, immediately after
J M Veerbeek MSc, treatment and at long-term follow-up, whereas there is no evidence for the efficacy of constraint alone (as used in forced
E E H van Wegen PhD);
use therapy). The type of CIMT, timing, or intensity of practice do not seem to affect patient outcomes. Although the
Amsterdam Rehabilitation
Research Center, Reade Centre underlying mechanisms that drive modified and original CIMT are still poorly understood, findings from kinematic
for Rehabilitation and studies suggest that improvements are mainly based on adaptations through learning to optimise the use of intact end-
Rheumatology, Amsterdam, effectors in patients with some voluntary motor control of wrist and finger extensors after stroke.
Netherlands (Prof G Kwakkel);
and Department of
Rehabilitation Medicine, Introduction Definition of CIMT
Division of Physical Therapy, About 16·9 million people worldwide have a first stroke The theoretical framework for CIMT has a long
Atlanta VA Center for Visual every year and about 33 million stroke survivors and history.16,17 In 1909, the German scientist Munk18 was the
and Neurocognitive
Rehabilitation, Atlanta, GA,
5·9 million stroke-related deaths are reported,1 making first to document that non-human primates would use
USA (Prof S L Wolf PhD) stroke the second most common cause of death and one an impaired (deafferented) upper extremity if forced to
Correspondence to: of the main causes of acquired adult disability.1,2 Around do so, when the movement was purposeful and
Prof Gert Kwakkel, Department 80% of these survivors have motor impairments of the required. This work was quickly followed by the classic
of Rehabilitation Medicine, upper limb3 that affect their ability to perform activities studies by Ogden and Franz19 in 1917, who noted that
MOVE Research Institute
of daily living and their social participation. The severity monkeys move freely after lesions to their pyramidal
Amsterdam, VU University
Medical Center, 1007 MB, of upper limb paresis is an independent determinant of tract. Somewhat serendipitously, rather than by design,
Amsterdam, Netherlands basic activities of daily living after stroke.4 these animals were forced to use the hemiparetic upper
G.Kwakkel@vumc.nl A systematic review5 of 467 trials showed that the extremity after immobilisation of the better limb (by use
effectiveness of most interventions for upper and lower of straps), which they rapidly accomplished. This
limb paresis is driven by repetition and principles of finding suggests that the limitation to move was not
task-specific and context-specific motor learning. caused by inability but by disuse. The concept of forced
Constraint-induced movement therapy (CIMT) or use was revived several decades later by Knapp20 and in
modified versions of CIMT (mCIMT) are considered the studies by Taub,21 who applied the deafferented monkey
most effective treatment regimens in physical therapy model by dorsal rhizotomy of the nerves of the upper
to improve outcome of the upper paretic limb.2,5 limb to show that these animals would not use an
Although several systematic reviews have been done,6–13 insensate limb unless behavioural strategies were used
there is no meta-analysis of randomised controlled trials to overcome learned non-use.17
(RCTs) of CIMT or forced use therapy (without a The signature protocol for the original form of CIMT
structured exercise programme) that includes possible contains three components or treatment packages: first,
effect modifiers and small-study effects. Of available intensive, graded practice of the paretic upper limb to
reviews, some have an incomplete literature search enhance task-specific use of the affected limb for up to
strategy,6,7,14 whereas others are restricted to specific 6 h a day for 2 weeks (ie, shaping whereby patients are
mCIMT interventions,15 dose-matched controlled progressively trained for tasks that progressively
interventions,13 a specific period after stroke,10,12 or a best- increase in difficulty; figure 1); second, constraint or
evidence synthesis based on the methodological quality forced use therapy, with the non-paretic upper limb
of included trials.11 contained in a mitt to promote the use of the impaired
In this Review, we give a brief historical background and limb during 90% of the total hours awake; and third,
description of the original CIMT protocol. On the basis of adherence-enhancing behavioural methods designed to
a systematic review of the literature and subsequent meta- transfer the gains obtained in the clinical setting or the
analysis of RCTs, we summarise the evidence for CIMT, laboratory to patients’ real-world environment (ie, a
mCIMT, and forced use therapy in adult patients after transfer package).22,23 Thus, CIMT uses operant training
stroke. In a subsequent sensitivity analysis of included techniques applied in rehabilitation medicine,24 whereas
RCTs, we explore the effects of type of CIMT, dose of forced use therapy does not rely upon any
therapy, and timing of therapy after stroke. We then conditioning.25,26 Taub and colleagues27 did the first proof
discuss the effects of the underlying mechanisms that of concept of original CIMT in nine patients with
might drive CIMT and propose criteria to select the chronic stroke. Their positive findings about motor
patients that will benefit most from CIMT. function, dexterity, and self-reported arm–hand use

224 www.thelancet.com/neurology Vol 14 February 2015


Review

were replicated in a multicentre trial of 222 patients A B


after stroke.28–30 Trials by other research groups have
applied mCIMT that vary in dose, timing, and
composition of therapy. Although fundamental com-
ponents of the original form of CIMT were applied,
these modifications are typically characterised by
distributed training protocols with less time spent in
training, less time during which the non-paretic upper
limb is restrained, and no transfer package (transfer of
the practiced tasks to the patients’ own daily
environment) or no behavioural strategies to improve C D
compliance, but more training days.31,32 Treatment
sessions for mCIMT vary from 30 min33–35 to 6 h36–44 a
day, and from two45 to seven46 sessions a week, for
between 2 weeks23,36–45,47–56 and 12 weeks. Because of the
wide variety of these adaptations, a systematic review
and subsequent meta-analysis of trials applying original
CIMT or mCIMT is needed. The panel summarises the
definitions of rehabilitation terminology used with
CIMT in this Review. Figure 1: Task-oriented practices with the paretic limb in constraint-induced movement therapy (CIMT)
Practices include: (A) cutting bread, (B) pouring water, (C) picking up and placing back money, and (D) playing a
Effects of type, dose, and timing of CIMT game. Use of the unaffected limb is restricted by a padded mitt.

CIMT has been investigated in 51 RCTs23,28–31,33–82 and in


1784 adults with stroke, but only 15 trials included
patients within the first 3 months after stroke Panel: Definitions and description of rehabilitation terms
(appendix).34,45,47,49,50,52,53,56,59,66,67,69,76,78,82 Original constraint-induced movement therapy
Original CIMT, although regarded as the gold A form of rehabilitation therapy that consists of three
standard, has been investigated in only one RCT28–30 that components: immobilisation of the non-paretic arm with a
included patients who had had a stroke more than padded mitt for 90% of the waking hours; task-oriented
3 months previously to enrolment in the trial (appendix). training with a high number of repetitions for about 6 h a See Online for appendix
After CIMT, significant positive medium effect sizes day; and, behavioural strategies to improve both compliance
(from 0·2 to 0·8) were reported for arm–hand activities, and transfer of the practiced activities from the clinical
self-reported amount of arm–hand use in daily life, and setting to the patient’s home environment.
self-reported quality of arm–hand movement in daily life
(figure 2; appendix). Improvements with original CIMT Modified constraint-induced movement therapy (mCIMT)
for these three outcomes were sustained at follow-up of This therapy does not include the three components of
4 months (figure 3; appendix). Additionally, significant original CIMT, but is restricted to repetitive, task-specific
positive effects in the long term were reported for training of the paretic arm, including shaping procedures,
quality of life related to hand function and activities of applied in a different dose, combined with constraining of the
daily living. non-affected hand by a padded mitt, glove, or splint.
mCIMT has been investigated in many Forced use therapy
RCTs23,31,33–58,61–64,66,70–78,80–82 (n=44, 1397 patients; appendix). An intervention that is limited to immobilisation of the non-
Significantly positive small-to-medium summary effect paretic arm to increase the amount of use of the paretic limb.
sizes (from <0·2 to 0·8) have been reported for motor No formal behavioural training (shaping) is specified in the
function of the paretic arm, muscle tone, arm-hand treatment protocol.
activities, self-reported amount of arm–hand use and
quality of arm–hand movement in daily life, and basic Intensity of original and modified CIMT
activities of daily living (figure 2; appendix). No Number of hours spent in supervised exercise therapy.
significant summary effect sizes were noted for grip Treatment contrast
strength, sensibility, pain, and quality of life related to Time spent on exercise therapy for the experimental group
hand function or quality of life related to activities of minus that for the control group.
daily living (figure 2; appendix). The effects were
sustained at follow-up (mean 21·58 [SD 13·21] weeks) for
motor function of the paretic arm, arm–hand activities, Forced use therapy was investigated in six RCTs59,60,65,67–69,79
and self-reported amount of arm–hand use and quality of (n=165; appendix) but did not show any benefit in the
arm–hand movement in daily life, but not for muscle self-reported amount of arm–hand and quality of arm–
tone or basic activities of daily living (figure 3; appendix). hand movement in daily life (figure 2; appendix).

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Review

Intervention Number of Number of participants (E/C) I2 Overall effect sizes 95% CI Statistical power
comparisons (based on adjusted Hedges’ g)

Arm motor function


Original CIMT ·· ·· ·· ··
Modified CIMT33–35,37,38,43,45,46,49,50,57,62,64,70,71,73,80,82 24 228/295 72% 0·98*
Forced use therapy ·· ·· ·· ··

Grip strength
Original CIMT 1 106/116 0 0·28
Modified CIMT39,42 2 50/49 0 0·09
Forced use therapy ·· ·· ·· ··

Muscle tone
Original CIMT ·· ·· ·· ··
Modified CIMT55,73 2 46/45 0 0·37
Forced use therapy ·· ·· ·· ··

Sensibility
Original CIMT ·· ·· ·· ··
Modified CIMT46,82 3 31/42 30% 0·08
Forced use therapy ·· ·· ·· ··

Pain
Original CIMT ·· ·· ·· ··
Modified CIMT46,75 3 23/37 0 0·05
Forced use therapy ·· ·· ·· ··

Arm–hand activities
Original CIMT28 1 106/116 0 0·93*
Modified CIMT31,33–43,45–47,51–56,73,75–78,80–82 40 429/545 49% 1·00*
Forced use therapy ·· ·· ·· ··

Self-reported amount of arm–hand use


Original CIMT28 1 106/116 0 0·93*
Modified CIMT34,37,41,43,46,52,54,55,57,60–64,70–73,75,77,78,80–82 30 364/475 75% 1·00*
Forced use therapy67,69 2 25/27 0 0·08

Self-reported quality of arm–hand use


Original CIMT28 1 106/116 0 0·98*
Modified CIMT34,36,37,41,43,46,49–52,54,55,57,61,62,64,70–73,75,77,78,80–82 34 397/516 51% 1·00
Forced use therapy67,69,79 3 49/50 0 0·07

Basic ADL
Original CIMT ·· ·· ·· ··
Modified CIMT41,47,52,54,62–64,66,71 11 157/176 0 0·63
Forced use therapy ·· ·· ·· ··

Extended ADL
Original CIMT ·· ·· ·· ··
Modified CIMT ·· ·· ·· ··
Forced use therapy ·· ·· ·· ··

Quality of life related to hand function


Original CIMT ·· ·· ·· ··
Modified CIMT53,81,82 8 64/100 0 0·06
Forced use therapy ·· ·· ·· ··

Quality of life related to ADL


Original CIMT ·· ·· ·· ··
Modified CIMT81,82 4 40/72 0 0·05
Forced use therapy ·· ·· ·· ··

–1 0 1

Favours control group Favours experimental group

Figure 2: Forest plot of overall effect sizes of constraint-induced movement therapy (CIMT), modified CIMT, and forced use therapy at long-term follow up
Effects classified in accordance with the International Classification of Functioning, Disability, and Health (ICF; WHO). Diamonds represent the overall effect sizes
after pooling the standardised mean differences (SMD). The SMD was based on adjusted Hedges’ g (95% CI) model. If pooling was not possible, the individual SMD
is shown based on an adjusted Hedges’ g analysis. The SMD Hedges’ g model is a model calculated on the basis of the difference between the means of the
experimental and the control group divided by the pooled standard deviation of both groups in a trial and multiplied with a correction factor called J for the degrees
of freedom. The appendix shows the calculated Hedges’ g (95% CI) in numbers. Background colours show the different ICF categories: body functions (purple),
activities (blue), and participation (orange). ADL=activities of daily living. E=experimental group. C=control group. ··=no data available. *Sufficient statistical power
(1–β≥0·80).

226 www.thelancet.com/neurology Vol 14 February 2015


Review

Intervention Number of Number of participants (E/C) I2 Overall effect sizes 95% CI Statistical power
comparisons (based on adjusted Hedges’ g)

Arm motor function


Original CIMT ·· ·· ·· ··
Modified CIMT37,46,49,50,82 6 73/81 20% 0·30
Forced use therapy ·· ·· ·· ··

Grip strength ··
·· ·· ··
Original CIMT ··
·· ·· ··
Modified CIMT ··
·· ·· ··
Forced use therapy

Muscle tone
Original CIMT ·· ·· ·· ··
Modified CIMT55,73 2 35/34 78% 0·71
Forced use therapy ·· ·· ·· ··

Sensibility
·· ·· ·· ··
Original CIMT
·· ·· ·· ··
Modified CIMT
·· ·· ·· ··
Forced use therapy

Pain
·· ·· ·· ··
Original CIMT
·· ·· ·· ··
Modified CIMT
·· ·· ·· ··
Forced use therapy

Arm–hand activities
Original CIMT28 1 106/116 0 0·49
Modified CIMT37,41,42,46,48,49,50,52,53,55,73,75,78,82 19 221/241 0 0·75
Forced use therapy ·· ·· ·· ··

Self-reported amount of arm–hand use


1 106/116 0 0·61
Original CIMT28
13 171/189 69% 0·97*
Modified CIMT37,41,46,49,50,52,55,73,75,78,82
·· ·· .. ··
Forced use therapy

Self-reported quality of arm–hand use


Original CIMT28 1 106/116 0 0·63
Modified CIMT37,41,46,49,50,52,55,73,75,78,82 13 171/189 55% 0·90*
Forced use therapy ·· ·· .. ··

Basic ADL
Original CIMT ·· ·· ·· ··
Modified CIMT41,52 2 37/30 80% 0·07
Forced use therapy ·· ·· ·· ··

Extended ADL ··
·· ·· ··
Original CIMT ··
·· ·· ··
Modified CIMT ··
·· ·· ··
Forced use therapy

Quality of life related to hand function


Original CIMT28 1 90/95 0 0·52
Modified CIMT ·· ·· ·· ··
Forced use therapy ·· ·· ·· ··

Quality of life related to ADL


Original CIMT28 1 90/95 0 0·29
Modified CIMT ·· ·· ·· ··
Forced use therapy ·· ·· ·· ··

–1 0 1

Favours control group Favours experimental group

Figure 3: Forest plot of effects of constraint-induced movement therapy (CIMT), mCIMT, and forced use therapy at long-term follow up
Classified according to the International Classification of Functioning, Disability, and Health (ICF; WHO). Diamonds represent the overall effect sizes after pooling the
standardised mean differences (SMD). The SMD was based on adjusted Hedges’ g (95% CI) model. If pooling was not possible, the individual SMD is shown based on
an adjusted Hedges’ g analysis. The SMD Hedges’ g model is a model calculated on the basis of the difference between the means of the experimental and the control
group divided by the pooled standard deviation of both groups in a trial and multiplied with a correction factor called J for the degrees of freedom. The appendix
shows the calculated Hedges’ g (95% CI) in numbers. Background colours show the different ICF categories: body functions (purple), activities (blue), and
participation (orange). ADL=activities of daily living. E=experimental group. C=control group. ··=no data available. *Sufficient statistical power (1–β ≥0·80).

www.thelancet.com/neurology Vol 14 February 2015 227


Review

Sensitivity analysis showed no significant differences networks in the ipsilesional somatosensory cortex.89,90
in effect sizes between original CIMT and mCIMT, dose Although significant neural correlates have been reported
of CIMT (additional time spent in exercise therapy with upper extremity measurements, such as WMFT,
between 5 h51 and 60 h28,36,38,40,42 [mean 46·8 h]), or timing these studies do not address the question of how cortical
of CIMT by comparison with trials that started within or changes relate to the quality of motor performance in
after the first 3 months from when a patient had a stroke. terms of neural repair or use of compensation strategies.92
Additionally, the findings do not seem to be affected by For example, in a controlled proof of concept study, Kitago
small-study effects or publication bias, or moderated by and colleagues93 did not show significant changes in
risk of bias (appendix). Although we noted no evidence for coordinative measures of the paretic arm and wrist after
small-study effects, a meta-regression of mCIMT trials CIMT in chronic stroke, despite clinically meaningful
showed that methodological quality (based on standardised functional improvements in scores on the action research
assessment of potential bias; appendix) was a significant arm test (ARAT). A finding that is in line with a number of
effect modifier for outcomes of motor function and self- trials.33,35,37,38,43,46,57,62,64,70–72,80
reported limb use in daily life at follow-up. This finding suggests that improvements introduced by
original CIMT or mCIMT are mainly based on learning to
What drives improvements by CIMT? optimise the use of intact end-effectors (ie, compensation
The underlying mechanisms that drive improvement by strategies). Furthermore, the enhanced cortical
CIMT are still poorly understood. First, we expected that neuroplasticity shown by TMS42,86,87 and fMRI90 in the
intensity of task-specific practices (expressed as treatment subacute49,50 and chronic post-stroke phases42,87 might be
contrasts [refers to the total time spent on exercise associated with learned non-use and compensatory skill
therapy for the experimental group minus that for the learning rather than true neurological repair or recovery of
control group] in terms of duration) would be a impairments.14,92,94 This assumption is further supported by
substantial moderator of CIMT. However, our meta- longitudinal three-dimensional kinematic studies showing
analysis showed no evidence that the type of CIMT or that the number of degrees of freedom that patients can
treatment contrast—which amounted to a mean of 47 h engage while performing meaningful tasks, such as
difference in treatment times between groups within a reaching, is mainly completed in the first 8 weeks after
trial—had an effect. The absence of effects of treatment stroke.94,95 Improvements in limb coordination are
contrast between trials does not imply that dosing of accompanied by a significant reduction in variability94 and
CIMT therapy is not important. However, patients in improvement in the smoothness95 of motor performance.
CIMT trials practice every day at a greater intensity than The three-dimensional kinematic improvements closely
that usually applied in stroke rehabilitation. Additionally, follow the clinical time course of neurological recovery,
in a retrospective analysis of 169 participants, Wolf and such as a patient’s improved ability to dissociate from
colleagues83 showed that the intensity of supervised pathological upper limb synergies,94,96,97 which are also
original CIMT was modified by the amount of repetitive restricted to the first 3 months after stroke.98,99 Our meta-
task practice, and to some extent by the initial severity of analysis further suggests that the effects of mCIMT on
motor impairment recorded on the Wolf motor function motor function of the arm, such as in Fugl-Meyer
test (WMFT). This finding suggests that the effects of the assessment arm scores, is mainly restricted to trials that
therapy dose are confounded by the initial severity of started within 3 months after stroke (figure 4;
neurological deficits. Possible risks of bias, such as appendix).34,45,49,50,82 This finding is in agreement with the
blinding of assessors, did not seem to affect the difference increasing evidence from animal studies in which the first
between dose-matched trials and non-dose matched weeks after stroke onset are characterised by increased
trials. These findings accord with those of a trial82 and a levels of neuroplasticity.100
meta-analysis84 showing that dose-matched mCIMT,
compared with a control group that received an equal Who should be selected for CIMT?
dose of bilateral arm training, did not produce significant An important inclusion criterion for the original CIMT
differences in overall effect sizes. trial was that patients showed voluntary extension at the
Although CIMT might increase short-term50,85 and long- wrist and minimal extension at the metacarpophalangeal
term cortical activation patterns,42,50,86 the underlying and interphalangeal joints at baseline.28 Within this
mechanisms responsible for improvements need further selection criterion, higher-functioning participants with
investigation. In particular, uncertainty continues to exist at least 20° of wrist extension and 10° of active extension
about how improvements in motor performance after of every metacarpophalangeal and interphalangeal
CIMT relate to cortical activation patterns in the joint for all digits could be distinguished from
contralesional and ipsilesional cortex, as shown by lower-functioning participants with at least 10° of active
transcranial magnetic stimulation (TMS)42,86,87 and wrist extension, 10° of thumb abduction or extension,
functional MRI (fMRI).88–91 For example, findings suggest and 10° of extension in a minimum of two additional
that improved hand function assessed by WMFT is digits. Preferably, these movements had to be repeated
accompanied by increased recruitment of neuronal three times in 1 min.101

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Although the effects of stroke severity were not formally


investigated in this Review, the ability to extend one or Original CIMT Modified CIMT Forced use therapy
more fingers of the paretic side seems to be a natural Post- Long term Post- Long term Post- Long term
criterion, because active repetition of movements is not intervention intervention intervention

possible when there is no function. Findings from TMS86 Motor function arm ? ? P* P* ? ?
and diffusion tensor imaging102,103 studies have shown
Grip strength × ? × ? × ?
that voluntary wrist and, particularly, finger extension are
associated with the integrity of the corticospinal tract
Muscle tone ? ? P × ? ?
system. This type of motor function is the strongest
clinical predictor for the return of some dexterity in the Sensibility ? ? × ? ? ?
first days after stroke.103–106 Fritz and colleagues107 showed
in 55 patients with chronic stroke that the initial ability of Pain ? ? × ? ? ?
finger extension was the only significant predictor of
outcomes for the WMFT after original CIMT. The Arm–hand activities P P P P ? ?
selection of patients with some extension of wrist and
fingers should be regarded as a key factor determining AOU P P P P × ?
the potential for change103,105 and reversal of learned non-
QOM P P P P × ?
use by CIMT after stroke.107 Additionally, because of
concerns about the safety of the restraint by a sling or ?
Basic ADL ? P × ? ?
splint applied in the original form of CIMT,36 which
might prevent adequate protective reactions to control QoL—hand function ? P × ? ? ?
standing balance, the restraint was replaced by a padded
mitt,108 and patients should be able to stand for at least QoL—basic ADL ? ? × ? ? ?
2 min with or without support.16 More general inclusion
criteria were a Mini-Mental State Examination (MMSE) Figure 4: Summary of evidence for original constraint-induced movement therapy, modified constraint-induced
score of 24 or more, no major medical problems that movement therapy (mCIMT), and forced use therapy
could interfere with participation, no history of having a The evidence for original CIMT, mCIMT, and forced use therapy after intervention and in the long term (4–5 months)
is summarised in accordance with the International Classification of Functioning, Disability, and Health model (ICF).
disabling stroke, no excessive pain or spasticity in the Background colours show the different ICF-categories: body functions (purple), activities (blue), and participation
paretic extremity, enough stamina to participate, and age (orange). CIMT=constraint-induced movement therapy. ?=unknown effect based on the inability to statistically pool
older than 18 years.16 Collectively, these criteria suggest data of randomised controlled trials. P=beneficial or likely to be beneficial based on significant positive summary
that CIMT is best restricted to patients with a mild to effect sizes. x=uncertain benefit based on non-significant summary effect sizes. AOU=self-reported amount of
arm–hand use in daily life. QOM=self-reported quality of arm–hand movement in daily life. ADL=activities of daily
moderate paresis with a predominantly favourable living. QoL=quality of life. *Only beneficial or likely to be beneficial within the first 3 months after stroke.
chance for dexterity early after stroke. About 10% (range
from 3%53 to 90%59) of initially screened patients of trials
included in this Review were eligible for CIMT. extremity measures such as ARAT and WMFT is not only
context-specific but also dynamic in time.109
Synthesis of evidence about CIMT With the exception of muscle tone and basic activities
mCIMT (44 trials) and forced use therapy (6 trials) have of daily living, the positive effects (ie, on motor function
been investigated in several, mainly small, underpowered of the paretic arm, arm–hand activities, and amount and
trials, whereas original CIMT has been investigated in quality of arm–hand use in daily life; figure 4) were
only one sufficiently powered landmark trial.28 Despite sustained in the long term, even though the magnitude
the heterogeneity in the forms of mCIMT applied, of summary effect sizes decreased at follow-up.
findings from meta-analyses show that original and Additionally, original CIMT had benefits for long-term
modified versions of CIMT have a robust, clinically health-related quality of life.28
meaningful effect on patient outcomes for arm–hand Our analysis suggests that CIMT has no significant
activities, self-reported amount and quality of arm–hand effects on grip strength, sensibility, pain, or health-
use in daily life, and basic activities of daily living, related quality of life after intervention (figure 4).
making CIMT one of the most effective interventions for However, the statistical power underpinning the evidence
the upper paretic limb after stroke (figure 4).5 For was limited by the insufficient number of patients in
example, an anchor-based change of 12–17 points (21– CIMT trials using these outcomes.
30%) in dexterity according to the ARAT is regarded as Analysis of RCTs in which the only difference between
clinically important or meaningful in patients assessed the experimental and control groups was wearing a mitt
in the first month after stroke,109 whereas in patients with on the less affected arm without a structured exercise
chronic stroke-related deficits, a distribution-based programme (ie, forced use therapy) showed no benefit.
change of about six points (10%) in dexterity is clinically This finding suggests that procedures involving shaping,
meaningful.110 This finding further emphasises that the repetitive exercises, and instructions for behavioural
minimum clinically important difference in upper change are the most important components of CIMT.

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Despite the large number of trials identified, sensitivity underpowered, so the effect of CIMT on these outcomes
analyses showed no significant differences between types is unclear. Our sensitivity analyses should be interpreted
of CIMT regimen, timing of CIMT after stroke, or with caution because of an uneven distribution across
treatment contrasts between experimental and control subgroups and, in some cases, inclusion of only one trial
groups. in a subgroup; these analyses should, therefore, mainly
Overall, the methodological quality or treatment be seen as indications.114
contrast did not affect our results; however, small Analyses of the statistical power of pooled trials showed
mCIMT trials with low quality methods did overestimate that about half of studies for CIMT and forced use
the postintervention scores for motor function, and self- therapy post-intervention and in the long term had
reported amount of arm–hand use in daily life was sufficient statistical power (figures 1 and 2; appendix).
overestimated in the long term (appendix). Low statistical power applies to pooled trials that started
Our findings further extend the knowledge about the within 3 months after stroke and for investigations of the
effectiveness of CIMT and underlying mechanisms sustainability of CIMT.
from previous reviews,6–10,12,13,15,111 by determination of the Finally, the optimum dose of mCIMT is not known,
effects, and especially their sustainability, on all domains but should range between 30 min and 6 h a day, from
of the International Classification of Functioning, two to seven sessions a week, for between 2 weeks and
Disability and Health on the basis of sufficiently 12 weeks. Although not tested formally in this Review
powered meta-analyses. Figures 2,3, and 4 show post- because of an insufficient number of RCTs, the use of a
intervention effects on a patient’s activity levels, transfer package to enhance intensity of practice could be
suggesting that the effects are maintained for at least considered.
4–5 months after ending the intervention. Additionally,
CIMT has greater effects on motor function only when Future directions
applied in the early stages after stroke, in which it is Our Review shows that only 15 of 51 trials provided
assumed that restitution of neurological functions is mCIMT to patients within the first weeks after stroke,
still possible; however, when applied in later phases, whereas all 51 RCTs were small phase 2 trials. More
CIMT solely affects arm–hand activities by learning to mCIMT trials are needed that preferably begin within
use adaptation strategies (ie, compensation) to improve the first days after stroke and use different doses of
upper limb performance in activities of daily living.14 upper limb training. Evidence from animal studies
shows that the brain has increased neuroplasticity in the
Limitations of our analysis early phases after stroke, which suggests that
Our Review has some limitations. First, we could explore normalisation of motor control by true neurological
only differential effects between original CIMT and recovery could be maximised within this time.92,93,100
mCIMT by use of forest plots (figures 2 and 3). However, Several animal studies100,115–117 suggest that CIMT in the
the therapies applied in the 44 mCIMT trials were first weeks after stroke might enhance upregulation of
heterogeneous in terms of content and intensity. growth promoting factors such as protein 43,
Additionally, the duration and number of treatment synaptophysin, and other neurotrophic factors.117
sessions and duration of the period of treatment differed Additionally, Zhao and colleagues117 showed that
between RCTs, resulting in variations in the total time application of CIMT from weeks 1 to 3 after stroke
that patients spent in mCIMT. Second, although we did significantly suppressed the upregulation of growth
not detect common difficulties, such as small-study inhibiting factors such as Nogo-A, Nogo receptors, and
effects or publication bias, associated with meta- RhoA expressed in the peri-infarct cortex in Wistar rats.
analyses.112 However, we might have missed small In these animals, mCIMT resulted in substantial
negative trials. We synthesised only aggregate study level structural postsynaptic plastic changes in the denervated
data obtained from cited studies of sufficient cervical spinal cord.117 Application of mCIMT for 4 weeks
methodological quality (ie, Physiotherapy Evidence directly after having a stroke caused reorganisation of
Database score of >4 of 10 points). Inclusion of the five the somatosensory cortex and its neural network.118 An
trials with moderate methodological quality would not emerging question is whether the structural plasticity
have significantly affected the overall medium-sized introduced by early applied mCIMT also leads to true
effects and conclusions in this Review. Unfortunately, we neurological repair beyond the existing mechanisms of
were unable to do a meta-analysis of individual patient spontaneous neurological recovery in the first phase
data.113 As a result, we could not investigate possible effect after stroke.92 The restricted time for neural mechanisms
modifiers such as arm dominance, and the effect of that are assumed to play a part in the non-linear pattern
cognitive limitations, such as dyspraxia, age, or type of of spontaneous neurological recovery of body functions
stroke. To investigate long-term effects, we pooled data (or reduction in impairments) might emphasise the
from trials with different follow-up intervals. need for more RCTs with intensive serial assessments
Furthermore, our meta-analysis of measures such as grip early after stroke. To improve knowledge about skill
strength and health-related quality of life was acquisition by mCIMT, improvements in repeated

230 www.thelancet.com/neurology Vol 14 February 2015


Review

assessments should be associated with serial measures


of kinematics, biomechanics, and non-invasive Search strategy and selection criteria
neuroimaging techniques after stroke.2,92 We identified relevant publications in English, French, German, or Dutch by searching
Investigations are needed about assumptions of PubMed, Embase, Cumulative Index of Nursing and Allied Health Literature (CINAHL),
learned misuse when patients learn to use their end- Wiley/Cochrane Library (Cochrane Database of Systematic Reviews [CDSR], Cochrane
effectors in a different adaptive way to normalise motor Central Register of Controlled Trials [CENTRAL], Cochrane Methodology Register [CMR],
control early after stroke.119 Such research should Database of Abstracts of Reviews of Effects [DARE], Health Technology Assessment
objectively and intensively monitor the quality of motor Database [HTA], National Health Service Economic Evaluation Database [EED]), and
control in terms of temporal-spatial activation patterns of Physiotherapy Evidence Database (PEDro). We searched for publications from inception
the upper limb and trunk by use of three-dimensional of the databases to Sept 24, 2013. The indexing terms and free-text terms with synonyms
kinematics and electromyography-controlled measures, and related terms in the title or abstract used were “stroke” and “physical restraint” or
in addition to clinical outcomes.92 This approach would “constraint-induced movement therapy” or “forced use” or “immobilisation” or “learned
allow investigation of the adaptive changes in the nonuse” and “randomised controlled trial” or “reviews” (appendix). We included reports
unaffected parts (or end-effectors) of the paretic arm and of adult stroke patients; that used a randomised controlled trial design including those
trunk during stroke recovery.94 Coordination measures with a two-group parallel, multiarm parallel, crossover, cluster, or factorial design; in
should be related to neuronal correlates to allow which the experimental intervention conformed to the definitions of original
appropriate interpretation of changes in neuroplasticity constraint-induced movement therapy (CIMT), modified CIMT (mCIMT), or forced use
noted in animal studies.92,120,121 therapy; in which the comparator was usual care, another intervention, the same
Additional research is also needed to investigate intervention with a different dose, or no intervention; and in which outcomes were
possible detrimental effects of very high doses of early measured after intervention or at follow-up.
applied CIMT (ie, >3 h) within the time of increased
homoeostatic neuroplasticity, as suggested by studies in
animals122–124 and in patients with stroke.53 However, in as group sessions to reduce the staff-to-patient ratio and
2013, a meta-analysis121 of eight animal trials showed no costs, self-training mCIMT programmes,126 caregiver
significant inverse dose-response correlation between support, and supervised practice by e-health support and
mCIMT and infarct volume (–3%, 95% CI –15 to 9; telerehabilitation services, need to be investigated and
p=0·63). This finding not only further emphasises that compared with the usual face-to-face CIMT.11
animal models might help to efficiently explore the Contributors
biological basis of rehabilitation interventions, but also GK, JMV, and EEHvW had the concept for the study. GK drafted the
questions whether it is generalisable to human beings. manuscript. JMV and EEHvW did the risk of bias assessment. JMV
screened the titles, abstracts, and (if relevant) full-text publications, and
No identified trials reported an effect of phenotypic references of included RCTs, and did the meta-analyses. All authors
factors, such as sex, age, or type of stroke, on the effects interpreted the data and revised the manuscript.
of CIMT on outcome after stroke. Investigators of a trial Declaration of interests
claimed large effects for patients with chronic sensory GK has received grants from the European Research Council, Dutch
deficits and visuospatial neglect due to stroke.37 To National Institutes of Health (ZonMw), the Dutch Brain Foundation
investigate the relation between individual patient (Hersenstichting Nederland), the Dutch Heart Foundation, and the
Royal Dutch Society for Physical Therapy. JMV has received grants from
characteristics and the effects of CIMT needs further the Royal Dutch Society for Physical Therapy. EEHvW has received
analysis of individual patient data to identify possible grants from the Stichting Parkinson Fonds, the Beatrix Fonds, the Dutch
effect modification by patients’ phenotypes.113 Brain Foundation, Fonds Nuts-Ohra, the Dutch Parkinson Association,
Most mCIMT trials do not have transparent treatment and ZonMw. SLW has received grants from the National Institutes of
Health (National Institute of Neurological Diseases and Stroke and the
protocols with regard to content, timing after stroke, and Center for Medical Rehabilitation Research within the National Institute
doses of therapy. Fortunately, investigators are now of Child Health and Development).
publishing their protocols more often and journals are Acknowledgments
more inclined to publish treatment protocols online. We thank Hans Ket for his cooperation in the literature search,
Additionally, consensus is needed on the content and Mark van den Brink for the figures, and Paul Thompson for providing
additional EXCITE data used in the original CIMT analyses. Our study
timing of tests applied to assess CIMT.2
was funded by a grant from the Royal Dutch Society of Physiotherapy
Finally, barriers to implement CIMT and factors that (grant number 8091·1), supported by the EXPLICIT-stroke grant from
might enhance the use of the paretic upper limb in the Netherlands Organisation for Health and Development (ZonMw;
patients’ daily life need further investigation.23 In view of grant number 89000001), and 4D-EEG (ERC advanced grant number
291339-4D-EEG). The funders had no role in design, conduct, data
the scarce health-care resources in most countries and
collection, data management, data analysis, data interpretation, or
increasing numbers of stroke survivors, the cost- preparation, of the manuscript.
effectiveness of CIMT compared with usual care needs
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