Escolar Documentos
Profissional Documentos
Cultura Documentos
Chapter 1
Tracey Devonport
University of Wolverhampton, United Kingdom
ABSTRACT
The chapter begins by outlining the importance of applying theory in practice. The
purpose is to set the context for the remaining chapters each of which endeavours to
exemplify the way in which theory can inform practice. The present chapter then offers a
summary of the most salient stress theories from distinct classifications, those being
stimulus-based; transactional-based and resource-based. It also presents a review of a
more recent theoretical framework, namely, proactive coping.
INTRODUCTION
There are many conceptualisations of stress and coping available. These
conceptualisations have been applied in numerous domains resulting in a great volume of
research. A review of all relevant literatures is beyond the scope of this chapter, as such, the
focus is on presenting exemplars of distinct classifications of stress theories reported within
the coping literature. Outlining the central tenants of coping theories offers an important
contribution to the coping literature as it enables researchers and practitioners to consider how
these may be applied in practice. Throughout this book readers will be encouraged to consider
how theory may be applied in their own applied research or practice.
2 Tracey Devonport
A criticism of coping research voiced by academics and practitioners alike is the lack of
applied research that strives to bridge the gap between theory and practice (Dewe
and Trenberth, 2004; Lazarus, 2001). Folkman (2009, p. 76) notes that in most coping
research “what may ultimately be the most important translation - the translation to practice –
is barely touched upon. Often those who do theory development or research consider the
translation from theory and research to practice to be another person’s job”. Theoretical
models provide the ‘building blocks’ for coping intervention design, implementation and
provide a means for testing their effectiveness (Rutter and Quine, 2002). They do so by
helping to focus research questions and place them in a logical order, and by providing a
framework within which findings can be interpreted (Folkman, 2009). An intervention
programme or applied practice informed by theory is more likely to be effective (Michie,
Johnston, Francis, et al., 2008). Therefore, the challenge faced by coping researchers and
applied practitioners alike is to develop systematic approaches toward embedding theory in
practice (Michie et al., 2008).
The application of theory in applied research is important for three reasons:
STIMULUS-BASED MODELS
During a series of animal studies, endocrinologist Hans Selye (1956) observed a variety
of non-specific stimulus events which he referred to as stressors (e.g., heat, cold, toxic
agents), producing a response pattern he called the `General Adaptation Syndrome' (GAS).
A Brief Review of Commonly Used Theories and the Importance ... 3
Selye posits that the GAS proceeds in three stages; first, the alarm reaction comprises an
initial shock phase and a subsequent countershock phase. The shock phase involves the
activation of the sympathetic nervous system. During the countershock phase defensive
processes are initiated as characterised by increased adrenocortical activity. In a second stage,
if a stressor endures the organism enters the stage of resistance. In this stage, the symptoms of
the alarm reaction disappear, which seemingly indicates the organism's adaptation to the
stressor. However, while resistance to the stressor increases, resistance to other kinds of
stressors decreases due to the organisms depleted energies and resources. Finally, if the
stressor persists, resistance gives way to stage three, the stage of exhaustion. When the
organism's capability of adapting to the stressor is exhausted, the symptoms of the first stage
reappear, but resistance is no longer possible as energies and resources are depleted.
Irreversible tissue damage appears and if the stressor continues to persist the organism
eventually dies (Selye, 1993).
Selye (1974, 1983, 1993) modified the GAS recognising that while stress could result in
significant harm to the biological system, an absence of stress could also be harmful. From
this Selye made the distinction between ‘distress’ and ‘eustress’. He proposed that distress
results from persistent demands that cannot be resolved through adaptation leading to
diminished performance, negative feelings, and biological damage. Eustress occurs when the
biological system possesses the energies and resources to adapt to demands leading to
enhanced functioning, positive feelings, and human growth. Selye found that eustress
presented little or no risk to the biological system concluding that this represents a positive
aspect of stress. Within these modifications Selye acknowledged that the characteristics
and/or perceptions of an event can influence the stress response. He also proposed that
psychological arousal could be, and indeed was, one of the most frequent activators of the
GAS response (Selye, 1983). However, Seyle did not alter his basic theoretical premise that
stress was a physiological phenomenon. He perceived the psychological components to be
beyond his field of competence and called for his proposals to be further examined by those
appropriately qualified (Tache and Selye, 1985).
Criticism of Selye's work has been directed at the theory's core assumption of a
nonspecific causation of the GAS and the failure to distinguish triggers for the stress reaction
(Furnham, 1997). A second criticism was that unlike the physiological stress investigated by
Selye in animals, stress experienced by humans is almost always the result of a cognitive
mediation (Lazarus, 1966; Lyon, 2000). Stimulus based models offer an overly simplistic
view of stressors or demands as existing somewhere objectively outside the person, and an
equally simplistic view that the person reacts passively to these demands through a process of
coping. What evolved from criticisms of the stimulus-based models was the idea that stress
occurred when environmental demands and individual susceptibilities interacted as opposed
to a simplistic reaction.
TRANSACTIONAL-BASED MODELS
Transactional models contend that the way in which an individual interprets a stressor
determines how they respond to in terms of emotional reactions, behavioural responses, and
coping efforts. An individual’s interpretation is influenced by factors such as personal and
4 Tracey Devonport
expended in task completion. This has implications for the coping outcome; it is not enough
to possess the skills of competent coping alone. Not only must an individual believe they have
coping skills, they must also be confident to use them when the situation demands their use
(Roskies and Lazarus, 1980). Following a coping response, the outcome is reviewed or re-
appraised (tertiary appraisal or reappraisal) and another coping response may follow.
Lazarus presented conceptual developments from the early TMSC to the Cognitive-
Motivational-Relational theory of emotions (CMRT) in his books ‘Emotion and adaptation’
(Lazarus, 1991b) and ‘Passion and reason: Making sense of our emotions’ (Lazarus and
Lazarus, 1994). While TMSC is centred on psychological states experienced during
transactions between the person and the environment in situations appraised as taxing or
exceeding resources and/or endangering well-being (Lazarus and Folkman, 1984), the CMRT
is focused on emotion. CMRT suggests that emotions arise from the relational meaning of an
encounter between a person and the environment. An emotion is elicited by appraisals of
environmental demands, constraints, and resources, and also by their juxtaposition with a
person’s motives and beliefs. Each emotion involves a different core relational theme
(Lazarus 1991a, 1991b, 1991c) as each emotion is brought about by appraisal of the personal
significance of an encounter.
Lazarus suggested that approximately 15 different emotions (Lazarus 1991a, 1991b) can
be identified. Nine he described as goal incongruent emotions, namely; anger, fright, anxiety,
guilt, shame, sadness, envy, jealousy and disgust. Four he termed goal congruent emotions,
namely; happiness, pride, relief and love, and three emotions whose valence he described as
equivocal or mixed: hope, compassion and gratitude. Table 1.1 presents core relational
themes for each of these emotions as suggested by Lazarus (1991b, p. 13).
Table 1.1. Core relational themes for emotions (Lazarus, 1991b, p. 13)
Emotion Core relational themes
Anger A demeaning offense against me and mine
Anxiety Facing uncertain, existential threat
Fright An immediate, concrete, and overwhelming physical danger
Guilt Having transgressed a moral imperative
Shame Failing to live up to an egoideal
Sadness Having experienced an irrevocable loss
Envy Wanting what someone else has
Jealousy Resenting a third party for the loss of, or a threat to, another’s affection or favour
Disgust Taking in or being too close to an indigestible object or (metaphorically
speaking) idea
Happiness Making reasonable progress toward the realisation of a goal
Pride Enhancement of one’s egoidentity by taking credit for a valued object or
achievement, either one’s own or that of someone or group with whom one
identifies
Relief A distressing goalincongruent condition that has changed for the better or gone
away
Hope Fearing the worst but wanting better
6 Tracey Devonport
Love Desiring or participating in affection, usually but not necessarily reciprocated
Compassio Being moved by another’s suffering and wanting to help
n
With reference to the core relational themes, the CMRT suggests that, “for each emotion,
there are at most six appraisal-related decisions to make, sometimes less, creating a rich and
diverse cognitive pattern with which to describe the relational meanings which distinguish
any emotion from each of the others.” (Lazarus, 1991b, p. 216). Three are primary appraisal
components including: goal relevance (the extent to which an encounter relates to personal
goals); goal congruence or incongruence (the extent to which a transaction is consistent or
inconsistent with what the person wants); and type of ego involvement (consideration of
diverse aspects of ego-identity or personal commitments). The remaining three are secondary
appraisal components including: an evaluation of blame or credit (establishing where possible
who or what is accountable or responsible); coping potential (if and how the demands can be
managed by the individual); and future expectations (whether for any reason, things are likely
to change becoming more or less goal congruent). The specific combination of primary and
secondary appraisals is proposed to influence the intensity and type of emotion elicited. In
addition to appraisals, how the individual copes with situations or events will also mediate the
type and intensity of emotions they experience (Lazarus, 1991a, 1991b, 1991c).
Essentially, the TMSC and CMRT are both structured around transactions between: 1)
antecedent variables (environmental variables such as demands, resources and constraints,
and personality variables such as motives and beliefs about the self and the world); 2)
mediating processes (appraisal, core relational themes, and coping processes); and 3)
outcomes (acute outcomes such as immediate emotions, and long-term outcomes such as
chronic emotional patterns, well-being, and physical health).
they are more vulnerable to further loss of resources (Freedy and Hobfoll, 1994). In essence,
those with fewer resources fall behind to a greater extent than those who begin with more
resources. Hobfoll (1989, 2001) describes this phenomenon as resource loss and resource gain
spirals. Resource loss can lead to further loss in resources, conditions that should cause higher
vulnerability. On the other hand, resources gains could result in further gains, so that people
might tend to be less vulnerable.
The resource investment principle considers what people invest to protect against
resource loss, to recover from losses, and to gain resources. According to Hobfoll, “people
must invest resources in order to protect against resource loss, recover from losses and gain
resources” (2001, p. 349). This implies that individuals can take proactive steps in advance of
the occurrence of anticipated stress and thereby gain resources that reduce their vulnerability
to the effects of threatened or actual future resource loss (Freedy and Hobfoll, 1994). COR
postulates that having one resource is linked to having others; similarly, lacking one resource
is linked to lacking others (Hobfoll, 1998). Resource investment should moderate successful
adaptation by increasing the possibility of secondary gains, and consequently reducing the
prevalence of chronic and acute resource losses. Under resourced individuals are highly
defensive and motivated to conserve resources and protect against a loss of resources.
Freund and Riediger (2001) argue that the COR’s notion of resources loss may not be
applied to those resources that can be used simultaneously for a variety of purposes or
activities and that are not depleted after usage. Such resources include self-efficacy beliefs,
self-esteem, and personality factors, which are not depleted through usage in a way that
commodities such as money are. Freund and Riediger (2001, p. 374) remark that the
“distinction between naturally finite resources and characteristics that influence the efficiency
of use those finite resources to be very useful, as it helps to more clearly address the question
whether it is the availability of resources, the way of using these resources, or the interaction
of both that impacts how successfully individuals manage their lives.”
Schwarzer (2001) conceptualised differences between the COR and TMSC as minimal
suggesting that differences are a matter of degree and emphasis rather than a matter of
principle. Hobfoll reduces Lazarus’ approach to a highly subjective appraisal theory and
argues that objective resources are more important. Although cognitive appraisal is the key
feature in the TMSC, it also presents a model of a stress episode starting with objective
antecedents, including resources, and ending with more or less adaptive outcomes such as
health and well-being (Schwarzer, 2001). Hobfoll (2001) argued that in terms of resource
investment, the proactive coping theory (Aspinwall and Taylor, 1997; Greenglass et al., 1999)
aligns more closely with the COR since it proposes that the stress process it is not restricted to
the reactive response to resource losses or threats, but to efforts oriented towards acquiring
and maintaining resources. Individuals respond to early warning signals of impeding
problems and position themselves into circumstances that fit their resources or place them at
an advantage. However, Hobfoll (1989, 2001) does not recognise the role attributed to
appraisal (i.e., challenge appraisal) as recognised by the proactive coping theories that are
cited as aligning with COR.
In the stress and coping literature, coping has traditionally been conceived as activities
undertaken to master, tolerate, reduce, or minimise environmental or intrapsychic demands
perceived as a potential threat, harm or loss. Two theoretical frameworks have been
developed that focus on future oriented coping as opposed to reactive coping, namely, the
Proactive Coping Theory of Schwarzer (2000) and the Proactive Coping Theory of Aspinwall
and Taylor (1997). Whilst Aspinwall and Taylor (1997) posit that proactive coping is a
process through which one prepares for potential future stressors, possibly averting them
altogether, Schwarzer (2000) assert that proactive coping is a method of assessing future
goals and developing strategies to achieve them successfully. The fundamental similarity in
these definitions is the notion that proactive coping is a general readiness for an indeterminate
future that incorporates both coping and self-regulatory skills (Aspinwall, 2005). The
distinction between the two is that Aspinwall and Taylor (1997) frame the ambiguous future
negatively in that one must anticipate and prevent what may go wrong, whereas Schwarzer
(2000) frames it more positively, as a challenge for which one must prepare to ensure that
personal goals are attained. Further details regarding each theory are outlined below.
Aspinwall and Taylor (1997) define proactive coping as efforts undertaken in advance of
a potentially stressful event to prevent it or to modify its form before it occurs. They
distinguish between reactive coping, anticipatory coping, and proactive coping as follows:
Reactive coping is the result of threat, harm, or loss experiences, and it aims at mastering,
tolerating, reducing, or minimising environmental or intrapsychic demands resulting from
them; Anticipatory coping involves preparation for the stressful consequences of an
upcoming event whose occurrence is likely or certain (Aspinwall and Taylor, 1997). Proactive
coping, occurs temporally prior to reactive coping and anticipatory coping, and involves the
accumulation of resources and the acquisition of skills that are not designated to face any
particular stressor.
Proactive coping as defined by Aspinwall and Taylor (1997) is proposed to have many
benefits, including reducing the impact of a stressful event should it occur, enhancing
versatility in managing an event by affording the time to develop a range of strategies, and
possibly averting a stressful event altogether. In this conceptualisation, proactive coping is a
construct thought to describe how self-regulation is applied to preparing for future stressors.
This involves developing skills intended to manage potential stressors and to reduce their
negative effects.
Aspinwall and Taylor (1997) propose a five-stage conceptual framework of proactive
coping that consists of: 1) resource accumulation in which the person builds resources and
skills in advance of any specific anticipated stress; 2) recognition of potential stressors in
which environmental dangers and arising threats are screened; 3) initial appraisal or
preliminary assessments procedures, through which a person identifies potential stressful
interactions. The appraisal of the situation may increase attention and may motivate initial
coping efforts; 4) preliminary coping efforts that involve cognitive/behavioural activities such
as planning, seeking information, and taking preliminary actions; and 5) elicitation and use of
feedback concerning initial coping efforts and their impact upon the development of the
A Brief Review of Commonly Used Theories and the Importance ... 9
stressful event. The person evaluates whether previous efforts were successful and the extent
to which additional coping efforts are required.
Aspinwall and Taylor (1997) argued that an important first step in effective proactive
coping is the preservation and accumulation of resources such as time, acquisition of
proactive coping skills, the establishment of a social network and social support. At the
recognition stage, several trait related characteristics, such as vigilance, sensitisation,
monitoring, repression, dispositional optimism, and hypervigilance are relevant in the
detection of potential stressors. Social networks are also influential in terms of the detection
of warning signs, either to reduce or to increase perceived risks. With reference to the initial
appraisal stage of proactive coping, both personality factors (e.g., optimism, self-efficacy,
hardiness, trait anxiety, self-esteem, constructive thinking) and situational conditions (e.g.,
perceived controllability) are conceived to be key ingredients. From initial appraisal to
preliminary coping efforts, situational determinants such as perceived manageability of the
situation, perceived changeability, perceived controllability, as well as perceived coping
potential may influence coping actions. At the final stage of proactive coping (elicitation and
use of feedback), both personality traits and situational factors are assumed to facilitate or
impede the use of feedback. For example, people with favourable beliefs in their abilities may
not recognise their personal limits and confront situations for which they are unprepared
thereby increasing the potential for failure rather than success. In terms of situational factors,
several studies on adaptation to chronic stressors suggest that people hold different
perceptions of control over different aspects of the interaction (Aspinwall and Taylor, 1997).
With regard to social support networks, significant others are very important regarding the
provision and the interpretation of feedback, for example when asking others: How did I do?
Or Did I overreact?
Schwarzer and Taubert (2002) also distinguish proactive coping from reactive coping,
anticipatory coping and preventive coping. They differentiate between them by their temporal
location in the coping process and the level of certainty they involve (Schwarzer and
Luszczynska, 2008). In their framework, proactive coping is directed toward future
indeterminate events, whereas reactive coping is directed toward past or presently
experienced events (certain events) to deal with or to compensate for harm or loss. Proactive
coping is also purported to take place before anticipatory coping. Anticipatory coping occurs
before an event that is certain or fairly certain to occur in the near future to manage threats,
attain challenges, maximise benefits or a combination of them. Proactive coping occurs when
the stressor to be encountered is less certain than the stressors that elicit reactive coping or
anticipatory coping. However, proactive coping and preventive coping are comparable with
respect to their temporal position relative to a stressor and the level of certainty regarding that
stressor. Preventative coping involves efforts to build general resistance resources to cope
with an event that may or may not occur in the distant future whilst proactive coping involves
efforts to build up general resources aiming at confronting challenging goals and promoting
personal growth.
Schwarzer and Taubert (2002) specify that proactive coping is based on preparing for
possible positive appraisals of the future, whereas preventive coping is based on preparing for
10 Tracey Devonport
possible negative appraisals of the future. Given that proactive coping is not preceded by
negative appraisals, such as harm, loss or threat, the person has a more positive outlook of life
demands. Therefore, they define proactive coping as “an effort to build up general resources
that facilitate promotion toward challenging goals and personal growth” as opposed to
preventive coping that aims “to build up general resistance resources that result in less strain
in the future by minimising the severity of the impact, with less severe consequences of
stress, should it occur, or a less likely onset of stressful events in the first place” (Schwarzer
and Taubert, 2002, p. 27). In this conceptualisation, a proactive coper will tend to appraise
stressors as challenges and worry less, whereas a preventive coper will tend to appraise
stressors as threats and worry more (Greenglass, 2002; Greenglass and Fiksenbaum, 2009).
Regardless of these appraisals and levels of worry, it is proposed that proactive coping and
preventive coping manifest a similar set of skills. This definition of proactive coping is
distinguished by three features: “1) It integrates planning and preventive strategies with
proactive self-regulatory goal attainment, 2) it integrates proactive goal attainment with
identification and utilisation of social resources, and 3) it utilises proactive emotional coping
for self-regulatory goal attainment” (Greenglass, 2002, p. 41).
Proactive coping may be influenced by personal attributes such as self-efficacy, and
proactive attitude. Proactive coping may be considered to be function of self-efficacy beliefs
which influence motivation and volition by increasing a person’s perceived capabilities to
engage and maintain long-term courses of action. A proactive attitude may conducive for
proactive coping since it appears to be a key factor in goal oriented actions influencing the
type and difficulty of goals, configuring intentions, and influencing the initiation and
maintenance of goal oriented actions (Schmitz and Schwarzer, 1999).
CONCLUSION
This chapter outlines the importance of applying theory in practice and offers examples
of stress theories. In concluding this chapter, the importance of underpinning practice with
theory cannot be emphasised strongly enough. Practitioners should give due consideration to
coping theory and empirical literature before designing and implementing intervention
programmes or applied work. Systematically embedding theory in practice will inform the
design of interventions/applied work, provide a means for testing their effectiveness and
ultimately increase the likelihood of efficacious outcomes.
REFERENCES
Anshel, M. H., and Delany, J. (2001). Sources of acute stress, cognitive appraisals, and
coping strategies of male and female child athletes. Journal of Sport Behavior, 24, 329-
353.
Aspinwall, L. G. (2005). The psychology of future-oriented thinking: From achievement to
proactive coping, adaptation, and aging. Motivation and Emotion, 29, 203-235.
Aspinwall, L. G., and Taylor, S. E. (1997). A stitch in time: Self- regulation and proactive
coping. Psychological Bulletin, 121, 417-436.
A Brief Review of Commonly Used Theories and the Importance ... 11