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Geomorphological Mapping

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Geomorphological mapping
Jan-Christoph Otto1 and Mike J. Smith2
1
Department of Geography and Geology, University of Salzburg, Austria (jan-
christoph.otto@sbg.ac.at)
2
Department of Geography, Geology and Environment, Kingston University London
(michael.smith@kingston.ac.uk)

ABSTRACT: Geomorphological mapping is regarded as a fundamental technique of the discipline


producing valuable base data for geomorphological and environmental research and practice.
Geomorphological maps can be considered graphical inventories of a landscape depicting
landforms and surface as well as subsurface materials. Geomorphological mapping is a
preliminary tool for land management and geomorphological risk management, also providing
baseline data for other sectors of environmental research such as landscape ecology, forestry or
soil science. The widespread distribution and extended graphical capabilities of GIS-software as
well as the availability of high-resolution remote sensing data such as aerial and satellite imagery
or digital elevation data has led to a rejuvenation of the method. This chapter outlines the history,
creation and dissemination of geomorphological maps; it provides a brief overview of field and
digital mapping techniques, as well as introductory information on cartographic principles applied to
geomorphological mapping. Finally, there are a range of key references that can aid the reader by
providing more in-depth information on selected topics.
KEYWORDS: map, GIS, cartography, DEM

Introduction Doornkamp, 1990, Dramis et al., 2011, Paron


and Claessens, 2011).
Geomorphological maps can be considered
graphical inventories of a landscape depicting Geomorphological maps can be categorised
landforms and surface as well as subsurface as basic or analytical and derived or
materials. Sketches and maps of landscapes specialised. Whilst basic maps represent the
and landforms (e.g. Dykes, 2008) have been observed features of a landscape, derived
fundamental methods to analyse and maps are focused on a specific theme or
visualise Earth surface features ever since application. One example of derived maps
early geomorphological research. The are geomorphological hazard maps that
widespread distribution and extended depict risk-causing phenomena and their
graphical capabilities of geographic magnitude and frequency (Dramis, et al.,
information systems (GIS) as well as the 2011). Basic geomorphological maps may
availability of high-resolution remote sensing either focus on selected landscape features,
data such as aerial and satellite imagery and for example only depicting the morphology of
digital elevation models (DEMs) has led to active processes, or deliver a full view on the
the recent rejuvenation of the method (Lee, landscape composition and its evolution
2001, Paron and Claessens, 2011, Smith et (Knight et al., 2011, Verstappen, 2011).
al., 2011). Geomorphological maps can act
as a preliminary tool for land management In contrast to other types of geoscientific
and geomorphological and geological risk maps, very little international standardisation
management, as well as providing baseline exists for geomorphological mapping
data for other applied sectors of legends. In the second half of the 20th century
environmental research such as landscape different legend systems developed in
ecology, forestry or soil science (Cooke and

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


Geomorphological Mapping 2

various European countries (Barsch and Table 1. Workflow for undertaking


Liedtke, 1980, Brunsden et al., 1975, geomorphological field mapping (modified
Embleton and Verstappen, 1988, Evans, from: Knight et al. 2011)
1990, Klimaszewski, 1982, Pellegrini, 1993,
Schoeneich et al., 1998, Tricart, 1965). The Activity
choice of mapping symbols (or legend Pre-Mapping:
system) is determined by the purpose of the
- Identify region of interest
map, the message to communicate and the
targeted group of users. It is therefore - Identify purpose or goal of mapping
important to analyse and plan these - Obtain remote sensing data
conditions before starting a mapping - Obtain geological and soils mapping
campaign. The application of complex information
symbols using GIS or graphic software may
- Design and create a GIS database
influence the selection of the legend system.
This chapter outlines the techniques for the - Compose a field mapping protocol
creation and dissemination of - Map major morphological forms using
geomorphological maps; it provides a brief remote sensing data
overview of field and digital mapping - Create draft map at a suitable scale for
techniques, as well as introductory field mapping
information on cartographic principles applied - Prepare legend systems and symbols
to geomorphological mapping. Finally, there
are a range of key references that can aid the - Obtain permission for access to the
reader by providing more in-depth information mapping region
on selected topics. - Conduct risk assessment for the
planned activities
- Obtain weather forecast
Field Mapping
During the field campaign:
Despite the growing offer of high resolution
digital information on the Earth's land surface - Conduct field mapping following the
the visual impression gained from direct protocol, including walking the area
observation in the field provides - Use hand-held GPS to mark tracks or
unprecedented detail and access. Field waypoints
observation, and subsequent mapping, - Write notes and take photos, positioned
allows the most direct way to appreciate a using GPS
landscape’s character and enables a basis - Adhere to health and safety issues
for terrain assessment and geomorphological and/or update the risk assessment
analysis. Though field mapping by its nature
is subjective and affected by the skills Post-Mapping:
(experience) of the mapper, it allows the - Download and integrate GPS data with
mapper to become familiar with the the existing GIS database
landscape (Cooke and Doornkamp, 1990). - Compare field and remote sensing
This is a crucial aspect as it enables mapping in order to validate remotely
exploratory investigation through direct sensed observations
observation of surface morphologies and
- Write up notes and integrate notes with
subsurface exposures; this allows the
photos
development of a "mental model" of the
landscape which can be incorporated in to - Produce final geomorphological map in
later interpretation and analysis. the GIS software
- Draw final map using analogue or digital
The production of good and purposeful maps cartographic symbols either using the
in the field requires a clear definition of the GIS software, or graphic design
aims and objectives. The mapping procedure software
includes (i) pre-field preparatory steps, (ii) the - Write and present explanatory notes
actual field work and (iii) post mapping accompanying the map
activities that result in the creation of a
- Publish the map
publishable final map (Table 1).

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


3 Jan-Christoph Otto & Mike Smith

Typical preparation includes the gathering of When using digital devices such as mobile
additional information on the area (location, field computers, mapping is generally
accessibility, history, and previous work), the performed using field mapping software. This
choice of mapping scale and symbols, as well allows for the digitisation of vector data
as planning the mapping campaign (Knight, directly onto the screen. The base data for
et al., 2011). The analysis of aerial imagery mapping (topographic map, aerial photo,
or DEMs helps to familiarise the observer DEM) are stored on the field device. For
with the field area and should always be exact positioning the field computer should
performed before mapping. This results in a be connected to a GPS. The application of a
draft map that includes major landforms digital mapping device requires the
mapped from the remote sensing data. The preparation of the GIS data base structure
draft map is taken into the field for prior to the field campaign (Figure 1).
verification, addition of detail and delineation
of exact boundaries. The creation of a field
mapping protocol that details the steps of the
mapping campaign is important as it allows
the organised collection of additional
information on landforms and the creation of
a database for the data mapped in the field
(Knight, et al., 2011).

The mapping scale used for data recording is


usually larger than the scale of the final map
in order to collect as many details in the field
as possible. Typical detailed field maps are
created at a mapping scale of 1:3000 to
1:25,000, whilst detailed geomorphological
maps have scales between 1:5000 and
1:50,000. Consequently, map production
requires generalisation of the field data. It is
worth noting that medium and small scale
geomorphological maps exist, ranging from
1:100,000 to > 1:1,000,000 (Dramis, et al.,
2011).

Key equipment
Paper based (analogue) field mapping is
usually performed using tracing paper, a
topographic map of the area of interest, a
clipboard and a pencil. The topographic map
is used for orientation and location and
should be enlarged to the mapping scale.
Aerial photos and/or relief shaded (see
below) images at the same scale are also
useful. Other tools include a global
positioning system (GPS) receiver for the
collection of waypoints or the exact
positioning of boundaries and objects.
Additionally, binoculars are useful particularly
in mountain areas to investigate inaccessible Figure 1. A typical GIS data base structure
terrain. In order to have all the required for a geomorphological mapping project (after
symbols at hand, the legend system of the Gustavsson et al., 2008).
symbols should be printed out and taken into
the field.

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


Geomorphological Mapping 4

Mapping procedure Manual Mapping


A typical field mapping campaign starts with a Manual approaches rely on the experience
'walk through' to generate an overview of the and skill of an individual mapper using visual
area. This enables an estimate of the time for heuristics to identify landforms of interest
mapping and planning of the route through (Colwell, 1983); accuracy is generally high,
the study area in accordance with the field the method is simple and rapid to deploy,
protocol. The mapping itself starts with the however this is at the expense of an objective
marking of breaks of slopes or a verification and repeatable approach. The representation
of the draft map contents. One method for of a landform on an image is dependent
avoiding overload of the field map sheets is upon: (i) the landform itself, (ii) the data
to use separate sheets of tracing paper for source and (iii) the method used to process it
each layer of information; for example (visualisation method).
morphology, process, and surface material.
Mapping of processes usually requires For satellite imagery a range of standard
interpretation from surface form and material image enhancement techniques can be
composition since few active processes will applied; these include false colour
be observed 'live' in the field. Mapping of composites, band ratios, convolution filtering
surface and subsurface material is usually and contrast stretches. However there are
performed by visual interpretation or rapid three main controls on landform
field sampling. The goal of material mapping representation (Smith and Wise, 2007): (i)
lies in the identification of material patterns relative size: the size of the landform relative
rather than detailed sediment analysis to the spatial resolution, (ii) azimuth biasing:
(Dackombe and Gardiner, 1983). the orientation of the landform with respect to
solar azimuth and (iii) landform signal
Mapping speed depends upon the strength: the tonal/textural differentiation of
experience of the observer and the ground the landform. For any specific image used for
conditions. Even though mapping in mapping there is a minimum resolvable
mountainous regions may be more time landform size and a range of landform
consuming due to the rough terrain, orientations (which is more pronounced the
mountains/hills often provide a better view of greater the linearity) at which they can be
the landscape compared to flat terrain that represented. The definition of these
needs to be walked through completely in landforms is then determined by their relative
order to see all features. An experienced reflectance in comparison to surrounding
mapper is able to map up to 2-3 km²/day, features. Smith and Wise (2007) recommend
depending on local conditions and the acquisition of imagery with solar elevation
complexity of terrain. angles <20º in order to enhance the
topographic "signal" through shadowing.

For DEMs only the issue of relative size holds


Digital Mapping true and as a result they should offer more
Where field mapping is not practical, it is refined visualisations for mapping (Hillier and
common practice to utilise digital data Smith, 2008, Smith and Clark, 2005, Smith et
sources (Smith and Clark, 2005, Smith and al., 2013). DEM processing is a subject area
Pain, 2009, Oguchi et al., 2011, Smith, 2011) of itself known as geomorphometry (Hengl
to compile mapping within the framework of a and Reuter, 2008), with land surface
GIS. Primary data sources include aerial parameters (LSPs) the processed
photography, satellite imagery and DEMs - "derivatives" of the raw elevation data; these
care should be taken in the selection of data are used to present visualisations for manual
so that it is at an appropriate scale and mapping.
provides sufficient coverage of the study
area. The user then has two options for The most common method is relief shading
performing mapping: (1) manual and (2) which mimics a satellite image by placing an
automated or semi-automated. artificial sun in the sky and calculating the
shadowing (Figure 2a). It is intuitive to view
and highlights subtle topographic features,

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


5 Jan-Christoph Otto & Mike Smith

however it reintroduces the above controls on a localised increase in contrast. RRS (Hillier
representation, particularly azimuth biasing. It and Smith, 2008) takes a different approach
is therefore desirable to utilise methods that and begins with the conceptual
are free from azimuth biasing, however these understanding that landscapes are comprised
may not improve identification rates of of different elevation elements that are
landforms (Smith and Clark, 2005); in "stacked" on top of one another - these often
addition, if interpreters are not familiar with occur at different width-scales and if the
the output from these techniques, then they regional-scale relief is removed, then the
may find landform identification more difficult. small-scale "remainder" (or residual) can be
extracted. These residuals ideally only
Gradient is perhaps the most common contain features of interest, however as this
method (Figure 2b) and measures the is a scale-based technique it will contain all
steepness of slope (rate of change of features at that scale and this can include
elevation); as landforms often have steep anthropogenic features.
sides they can be readily identified. The rate
of change of gradient is curvature and is
comprised of three components (Schmidt et
Semi-Automated Mapping
al., 2003): profile, planform and tangential. Given the benefits of objective and
repeatable methods, automated and semi-
Profile curvature is particularly pertinent as it automated techniques are highly desirable.
measures downslope curvature, helping They utilise algorithms to quantitatively
identify breaks-of-slope. Two other common process input data in order to identify
methods include local contrast stretch (LCS) landforms, however the complexity of the
and residual relief separation (RRS). LCS process often results in low or moderate
(Smith and Clark, 2005) uses the concept of levels of accuracy when compared to manual
relative elevation and that a landform is methods - as a result this remains an active
spatially distinct from neighbouring features - topic of research that is evolving rapidly
a standard linear contrast stretch is applied to (Seijmonsbergen et al., 2011). The area
a region of a specified size, thereby providing borrows heavily from the classification of

Figure 2 Illustrating the effect of relief shading (a) and gradient (b; darker tones are steep
slopes) on the detectability of drumlins from high resolution DEMs of the same area
British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)
Geomorphological Mapping 6

satellite imagery (Mather, 2004) where landscape with all its elements on a two-
feature extraction techniques are used to dimensional sheet of paper. To deliver this
identify surface features using reflectance at complex information, geomorphological maps
different wavelengths. For mapping, different make full use of a variety of elements of
wavelength inputs are replaced with different cartographic design. Different kinds of
LSPs and then processed using either symbols and colours need to be arranged
supervised or unsupervised techniques and composed carefully in order to generate
(Lillesand et al., 2008). Supervised a readable map that clearly expresses the
techniques require interaction with a mapper content and message of the project.
and include methods such as rule-based
object classification, cluster analysis (e.g. Before starting the process of map design it
maximum likelihood) and regression is necessary to review the following questions
analyses. Unsupervised techniques involve (Otto et al., 2011):
unsupervised object based classification,
 What is the purpose, message, and
clustering (e.g. k-means), and machine
central theme of the map?
learning. Perhaps the most promising
approach is rule-based object classification  Who has commissioned the map?
(Blaschke, 2010), more commonly termed
object-based image analysis (OBIA). Unlike  Who will be using the map?
more "traditional" remote sensing based  How will the reader use the map
classification techniques that operate on a (office, field)?
pixel-by-pixel approach, OBIA operates on
the fundamental principle that landforms are Applications of geomorphological maps range
conglomerations of pixels. The two-stage from simple descriptions of a field site, for
process begins by using input LSPs to example accompanying a journal publication
segment the image in to clusters of pixels or construction site report, to specialised land
using a multi-scale algorithm; once complete system analyses, for example for land
a set of classification rules is then applied to management or natural hazard assessment.
the objects The segmentation is controlled by It is equally important to consider the
parameters restricting the size and shape of production process and dissemination of the
clusters, with the size particularly important final product. Is it a paper map? Is the map
for landforms - recent developments have produced in colour or black and white? Is the
seen automated techniques for optimising the map accompanying a journal publication?
scale parameter for landform extraction Will it be published online? These issues
(Anders et al., 2011, Dragut et al., 2010). strongly influence how to compile and
arrange the data, which symbols are used,
It is worth noting that testing mapping how the various map items are composed
techniques is a difficult task as it requires a and whether colour can be used or not (Otto,
pre-existent knowledge of landforms to et al., 2011).
determine if an identification of individual
features is successful. A higher spatial Communication with maps differs significantly
resolution dataset or manual mapping under from other types of human communication.
"controlled" conditions are often used. Hillier Maps are visual media and evoke visual
and Smith (2012) take a different approach stimuli that cause different reactions in
and place synthetic landforms in a real people than books or conversations. Graphic
landscape allowing a priori knowledge of the communication, like maps, delivers all
landforms present. This can allow information at once. That means information
unequivocal testing of the landform mapping is not perceived sequentially, but
method. instantaneously with respect to the location
and relative position on the map sheet or
screen. Thus, the appearance and
Digital Output composition of graphical elements need to be
considered thoughtfully. On a map, all
Geomorphological maps are a specific kind of information is spatially related and should be
thematic map that use complex and considered holistically. The composition of
illustrative symbolisation. The challenge of map items determines if and how the reader
mapping is to portray a three-dimensional

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


7 Jan-Christoph Otto & Mike Smith

understands the message, with perception terrain, for example mountain areas, the
and understanding occurring subconsciously. greater the diversity of symbols and colours
To allow map-users to understand the required (Verstappen, 2011).
meaning of the map, a visual link to the
symbols and their attributes that correspond In general geomorphological maps and their
to the intention of the cartographer needs to legend systems can be differentiated into
be assigned (Robinson et al., 1995). maps showing a single aspect of
geomorphology, most commonly morphology,
and analytical maps that encompass the full
The basis for most geomorphological maps is
information of a landscape including
a topographic base map presenting contour
processes, morphogenesis and even
lines and the general layout of the
lithology (Knight et al., 2011, Verstappen,
hydrography and infrastructure. The basic
2011). An overview of different legend
representations of objects on maps are the
systems is provided by Otto et al. (2011), in
symbol primitives: point, line, and area (also
part highlighting how different countries have
referred to as marker, line and polygon
developed their own systems, either formally
symbols) (Robinson et al., 1995). Whether a
or informally, to suit their own cultural needs.
linear feature in nature is represented by a
line symbol on the map is primarily a question
In Britain most geomorphological maps focus
of scale. For example, a river could be
on the representation of form producing
depicted by a blue line. On larger maps (with
morphological maps (Cooke and Doornkamp,
increasing size of the map items) the river
1990, Evans, 1990) with significant breaks in
would be depicted using an area symbol of
slope the most dominant information. The
the river shoreline. The map scale also
purely morphometric information can be
determines if a landform is depicted by a
extended by morphogenetic and material
point symbol, or if it is split into its
information to complete the geomorphological
morphological components. Rock glaciers for
representation of landscapes.
example could be represented by a single
point symbol on small scale maps, or by the
Most maps are generated using GIS or
assemblage of line and area symbols that
graphic design software, but only a few
differentiate the step height of the rock glacier
symbols sets exist that have been developed
front, furrows and ridges and the
for digital application. Many legend symbols
accumulation of boulders and blocks on top
are so complex that automated drawing by
of the rock glacier, if the map scale increases
GIS/graphic design software is not possible.
(Otto et al., 2011).
Among the few exemptions are the "Mapping
Symbols for High Mountains" (Otto, 2008,
Line and pattern symbols (or shading) are
Otto and Dikau, 2004) and the legend for
commonly used for illustrating gradient and
geomorphological mapping developed by the
morphology. Some guidelines for the creation
Institute de Géographie de l’Université de
of geomorphological maps have been
Lausanne (IGUL) (Maillard et al., 2011,
established by the International Geographical
Schoeneich et al., 1998) which can be used
Union (IGU) Subcommission of
with Esri ArcGIS. Figure 3 shows a
Geomorphological Survey and Mapping
geomorphological map of a high alpine valley
(Gilewska, 1968).
(Käfertal, Austria) produced in ArcGIS using
the symbol set of Otto (2008).
Geomorphological legend systems
A large number of symbols and legends have Online maps
been developed since the onset of
Digitally produced geomorphological maps
geomorphological mapping in the early 20th
hold the potential for online publication. The
century (Passarge, 1914). The impressive
possibilities range from simple publication of
diversity of concepts and cartographic
raster maps or single vector layers as
conventions created in different scientific
overlays for Google Earth to the generation of
communities throughout Europe and the US
a genuine webGIS application containing
is related to the terrain configuration of the
each single layer of information of the
surveyed region and the scientific focus and
geomorphological map. While the former is
aim of the map. The more complex the

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


Geomorphological Mapping 8

Figure 3: Geomorphological map of the Kafertal, Hohe Tauern, Austrian Alps using the
"Mapping Symbols for High Mountains" (Otto, 2008, Otto and Dikau, 2004).

easily performed by export of maps or data


layers into the standardised KML/KMZ Conclusions
format, the latter requires a web server Geomorphological mapping is undergoing a
application (webGIS software) for the renaissance - with geomorphology proving to
dissemination of the map online. Otto, et al. be a cross-cutting discipline, integrating
(2011) and Smith, et al. (2013) provide an academic and professional applications, the
introduction to these methods for online positive impacts upon society are large.
publication. Knowing where a landform is, why it is there,
what it is made of and how it has changed is
Recently, the standard PDF (Portable an incredibly powerful position from which to
Document Format) has been extended into a manage society's interaction with surface
GeoPDF for display and dissemination of (and near-surface) features.
referenced map data. Geospatial functionality
of a GeoPDF includes scalable map display, The re-emergence of geomorphological
layer visibility control, access to attribute mapping as the pre-eminent paradigm for
data, coordinate queries, and spatial such studies is a direct result of the
measurements. Some geospatial data proliferation of spatial data (aerial and
providers such as the United States satellite imagery, DEMs) and IT systems to
Geological Survey (USGS; manage them (GIS). A clear framework for
http://store.usgs.gov) and the Australian geomorphological spatial data management
Hydrographic Service (AHS; has been established. Whilst the 1960s and
http://www.hydro.gov.au/) currently publish 1970s saw initial academic development,
interactive maps using the GeoPDF format. application was limited and as
geomorphology as a discipline shifted to field-
based studies interest declined. Indeed the
mantle of geomorphological mapping shifted
to engineering geology during the 1980s and

British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)


9 Jan-Christoph Otto & Mike Smith

1990s as the benefits for direct application Dramis F, Guida D, Cestari A. 2011. Nature
were recognised. The forefront of and Aims of Geomorphological Mapping. In
geomorphology has seen the integration of Geomorphological Mapping: methods and
process-level understanding with regional applications. Smith MJ, Paron P, Griffiths J
scale modelling. GIS provides the underlying (eds.). Elsevier: London, 39-74
framework; maps and mapping are an
Dykes AP. 2008. Geomorphological maps of
integral part of this process and the skills,
Irish peat landslides created using hand-held
knowledge and understanding of the methods
GPS. Journal of Maps 2008: 258-276
for data collection, processing and output are
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the underpinning domain as geomorphology nature and objectives of applied
moves centre-stage. geomorphological mapping. Zeitschrift für
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British Society for Geomorphology Geomorphological Techniques, Chap. 2, Sec. 6 (2013)

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