Case 1:19-cv-01509-UNA Document 1 Filed 08/12/19 Page 1 of 9 PageID #: 1

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF DELAWARE

STEVEN MADDEN, LTD.,

Plaintiff, C.A. No.:

v. JURY TRIAL DEMANDED

ROTHY’S, INC.,

Defendant.

COMPLAINT
For its complaint, Plaintiff Steven Madden, Ltd. (“Steve Madden”), by and
through its attorneys Susman Godfrey L.L.P., avers as follows:

JURISDICTION AND VENUE

1. This Court has subject matter jurisdiction over this action pursuant to
35 U.S.C. §§ 271 et seq. and 15 U.S.C. §§ 1121 et seq. (Lanham Act) because it
includes claims for declaratory relief regarding patent and trade dress infringement.
Jurisdiction is also proper under 28 U.S.C. §§ 1331, 1338(a), 2201 and 2202.
2. This Court has personal jurisdiction over Defendant Rothy’s, Inc.,
because, inter alia, Rothy’s is incorporated in Delaware.
3. Venue is proper in this District because, inter alia, Defendant, a
Delaware corporation, resides in this District. See 28 U.S.C. § 1391(b)(1).
4. An actual case or controversy exists between the parties and is currently
ripe for adjudication in the District of Delaware. Rothy’s has sent a cease and desist
letter to Steven Madden, threatening legal action. Rothy’s has also sent similar cease
and desist letters raising many of the same patent and trade dress infringement claims
to multiple other companies, and followed up in two such circumstances by suing
two other companies for virtually the same alleged patent and trademark

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infringement as Rothy’s has alleged against Steve Madden. See Rothy’s, Inc. v. JKM
Technologies, LLC et al., Civ. No. 3:18-cv-00067 (W.D. Va. Aug. 16, 2018);
Rothy’s, Inc. v. Giesswein Walkwaren AG, Civ. No. 5:19-cv-03071 (N.D. Cal. June
3, 2019). The letter to Steven Madden is substantially similar to the lawsuits that
Rothy’s has filed against OESH and Giesswein: the letter asserts that Steve
Madden’s production and sale of the Steven by Steve Madden Rosy Flat infringes
multiple design patents held by Rothy’s (many of which Rothy’s has also asserted
against OESH and Giesswein), and also promotes confusion among consumers as to
the source or origin of those flats. Rothy’s has generally asserted that Steve Madden
is engaging in acts of patent infringement, federal trade dress infringement, dilution
and misappropriation, and has demanded that Steve Madden immediately cease and
desist from producing or selling its Rosy Flat and similar products.
5. Steve Madden’s products, including the Rosy Flat, do not infringe the
asserted patents or claimed trade dress, and the claimed trade dress in any event is
invalid.
6. Rothy’s demands and the underlying assertions of patent and trademark
infringement threaten injury to Steve Madden, have created a reasonable
apprehension of litigation, and have placed a cloud over Steve Madden’s rights to
continue producing and selling its ballet flats.

THE PARTIES
7. Plaintiff Steven Madden, Ltd., is a corporation organized and existing
under the laws of Delaware, and has its principal place of business in Long Island
City, New York.
8. Defendant Rothy’s, Inc., is a corporation organized and existing under
the laws of Delaware, and has its principal place of business in San Francisco,
California.

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ROTHY’S THREATS AGAINST STEVE MADDEN

9. On August 2, 2019, Rothy’s, through its attorneys at Arent Fox, sent a
letter to Steve Madden. The letter identified certain Rothy’s patents by registration
number and alleged that “it has recently come to the attention of Rothy’s that Steve
Madden . . . is making unauthorized use of Rothy’s Intellectual Property in
connection with its shoe, the Steven by Steve Madden Rosy Flat . . . The Infringing
Products are a clear infringement of Rothy’s Intellectual Property . . . .” Rothy’s
characterized the Rosy Flat as “a slavish copy” of Rothy’s “The Point” ballet flat
and alleged that “an ordinary observer would be deceived into believing that the
Infringing Products are the same as Rothy’s The Point design.”
10. Rothy’s letter demanded that Steve Madden take the following
remedial actions, inter alia: “Permanently discontinue all advertising, promotion, or
sale of the Infringing Products and any other similar products”; “Identify all
purchasers, distributors, retailers, wholesalers customers, or any other person to
whom Steven Madden has sold or otherwise provided the Infringing Products”; and
“Provide a complete accounting of all sales of the Infringing Products to date, and
surrender any and all revenues to Rothy’s.”
11. Further, Rothy’s threatened that “failure to provide a satisfactory
response to Rothy’s demands will force our client to consider and pursue all
available claims and remedies.” A true and correct copy of Rothy’s August 2, 2019,
letter is attached hereto as Exhibit A.
12. Steve Madden has not infringed, and does not infringe, Rothy’s asserted
patents; nor is Steve Madden engaged in the alleged trade dress infringement or
dilution or misappropriation.
13. Moreover, Rothy’s alleged trade dress claims are not valid. All
elements of the trade dress asserted by Rothy’s are functional, and these elements
work in combination to make the asserted trade dress entirely functional. In addition,

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Rothy’s asserted trade dress is not distinctive and has not acquired secondary
meaning. To the contrary, Rothy’s asserted trade dress is strikingly similar to
numerous other examples of ballet flats that have long been sold in the marketplace,
including examples cited by OESH in OESH’s counterclaims filed against Rothy’s
earlier this year. See Rothy’s, Inc. v. JKM Technologies, LLC et al., Civ. No. 3:18-
cv-00067, Doc. #49, ¶¶ 104-105 & Ex. R.
14. Rothy’s allegations and threats provide a substantial controversy
between parties having adverse legal interests, of sufficient immediacy and reality
to warrant the issuance of a declaratory judgment. Without a judicial declaration
that Rothy’s claims are false, Steve Madden will suffer prejudice and harm operating
under a cloud of uncertainty as to whether its acts are lawful.

FIRST CLAIM FOR RELIEF

(Declaratory Judgment of No Patent Infringement)
15. Steve Madden realleges and incorporates the preceding paragraphs as
if fully set forth herein.
16. Rothy’s contends that Steve Madden’s Steven by Steve Madden Rosy
Flats and similar Steve Madden products infringe upon the following Rothy’s
patents pursuant to 35 U.S.C. § 271 et seq.: Patent Nos. D768,366 (Exhibit B),
D804,156 (Exhibit C), D831,325 (Exhibit D), D833,729 (Exhibit E), D836,314
(Exhibit F), D831,313 (Exhibit G), and D844,313 (Exhibit H). Rothy’s has
threatened legal action against Steve Madden on this basis.
17. Steven by Steve Madden Rosy Flats and any similar products do not
infringe on Rothy’s patents cited above.
18. An actual, present, and justiciable controversy has arisen between Steve
Madden and Rothy’s concerning Steve Madden’s right to produce and sell the Rosy
Flat and any similar products.

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19. Steve Madden seeks declaratory judgment from this Court that its
production and sale of the Steven by Steve Madden Rosy Flats and any similar
products do not infringe on Rothy’s patents cited above under federal law.
20. Steve Madden seeks declaratory judgment that Rothy’s has suffered no,
and will not suffer any, cognizable damages or loss of goodwill because of Steve
Madden’s production and sale of the Steven by Steve Madden Rosy Flats and similar
products.
21. Steve Madden seeks declaratory judgment that Rothy’s is not entitled
to injunctive relief or damages under 35 U.S.C. §§ 283-84.
22. Such declarations are necessary and appropriate at this time so that
Steve Madden may ascertain its rights with respect to the production and sale of
ballet flats, including the Steven by Steve Madden Rosy Flats.

SECOND CLAIM FOR RELIEF

(Declaratory Judgment of No Trade Dress Infringement or Dilution)
23. Steve Madden realleges and incorporates the preceding paragraphs as
if fully set forth herein.
24. Rothy’s contends that Steve Madden’s production and sale of the
Steven by Steve Madden Rosy Flats creates consumer confusion and thus violates
Sections 43(a) and 43(c) of the Latham Act, 15 U.S.C. § 1125(a), (c), as well as
common law trade dress infringement, dilution, and misappropriation.
25. Rothy’s has threatened legal action against Steve Madden on this basis.
26. Steve Madden’s production and sale of the Rosy Flat and similar
products does not constitute trade dress infringement, dilution or misappropriation
under federal or common law. The designs of the accused shoes are not likely to
cause consumers to be confused, mistaken, or deceived into believing that the
accused shoes originate with or are otherwise associated with Rothy’s.

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27. An actual, present, and justiciable controversy has arisen between Steve
Madden and Rothy’s concerning Steve Madden’s right to produce and sell its own
ballet flats, including the Steven by Steve Madden Rosy Flats.
28. Steve Madden seeks declaratory judgment from this Court that its
production and sale of its ballet flats, including the Steven by Steve Madden Rosy
Flats, does not infringe on any Rothy’s trade dress under federal or state law, does
not constitute dilution or misappropriation of any Rothy’s trade dress under the
federal or state law, and does not otherwise violate any of Rothy’s rights.
29. Steve Madden seeks declaratory judgment that Rothy’s has suffered no,
and will not suffer any, cognizable damages or loss of goodwill because of Steve
Madden’s production and sale of the Rosy Flats or any of Steve Madden’s similar
products.
30. Steve Madden seeks declaratory judgment that Rothy’s is not entitled
to injunctive relief or damages under 15 U.S.C. § 1125.
31. Such declarations are necessary and appropriate at this time so that
Steve Madden may ascertain its rights with respect to the production and sale of its
Steven by Steve Madden Rosy Flats and any similar Steve Madden products.

THIRD CLAIM FOR RELIEF

(Declaratory Judgment of Invalid Trade Dress)
32. Steve Madden realleges and incorporates the preceding paragraphs as
if fully set forth herein.
33. Rothy’s contends that Steve Madden’s production and sale of the
Steven by Steve Madden Rosy Flats and similar products violates Sections 43(a) and
43(c) of the Latham Act, 15 U.S.C. § 1125(a), (c), as well as common law trade dress
infringement.
34. Rothy’s has threatened legal action against Steve Madden on this basis.

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35. The alleged trade dress that Rothy’s has asserted against Steve Madden
is invalid and not protectable, and Rothy’s has no rights in such trade dress that may
be asserted against Steve Madden.
36. The alleged trade dress at issue, and the use of said trade dress, is
functional.
37. The alleged trade dress at issue lacks distinctiveness, including, without
limitation, secondary meaning. Numerous third parties, including OESH, have used,
and are using, identical and/or similar designs on products identical and/or related
to those of Rothy’s, rendering such alleged trade dress commonplace, weak, and
unentitled to trade dress protection.
38. The alleged trade dress at issue is generic.
39. An actual, present, and justiciable controversy has arisen between Steve
Madden and Rothy’s concerning Steve Madden’s right to produce and sell its Steven
by Steve Madden Rosy Flats and similar products, in light of, inter alia, Rothy’s
trade dress claims.
40. Steve Madden seeks declaratory judgment from this Court that Rothy’s
claimed trade dress is invalid and thus Steven Madden’s Steven by Steve Madden
Rosy Flats and similar products do not infringe on any valid Rothy’s trade dress
under federal law or otherwise violate any of Rothy’s rights.
41. Steve Madden seeks declaratory judgment that Rothy’s has suffered no,
and will not suffer any, cognizable damages or loss of goodwill because of Steve
Madden’s production and sale of the Rosy Flats or any of Steve Madden’s similar
products.
42. Steve Madden seeks declaratory judgment that Rothy’s is not entitled
to injunctive relief or damages under 15 U.S.C. § 1125.
43. Such declarations are necessary and appropriate at this time so that
Steve Madden may ascertain its rights with respect to the production and sale of its

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Steven by Steve Madden Rosy Flats and similar products.

JURY DEMAND
Steve Madden demands a trial by jury on all claims so triable.

PRAYER FOR RELIEF

WHEREFORE, Plaintiff Steve Madden prays for judgment in its favor and
against Defendant Rothy’s and specifically for the following relief:
(a) Entry of judgment according to the declaratory relief sought, in favor of
Steve Madden and against Rothy’s on all counts;
(b) Declaratory judgment that Steve Madden’s production and sale of the
Rosy Flat and similar products does not infringe any Rothy’s patent or valid
Rothy’s trade dress or constitute dilution or misappropriation under the
Lanham Act, or otherwise violate Rothy’s rights;
(c) Declaratory judgment that Rothy’s alleged trade dress is invalid;
(d) Declaratory judgment that Rothy’s is not entitled to any injunctive relief
with respect to the sale of Steve Madden’s Rosy Flat or any similar product;
(e) Declaratory judgment that Rothy’s has not suffered any, and will not suffer
any, cognizable damages or loss of goodwill because of Steve Madden’s
production and sale of the Rosy Flats or any of Steve Madden’s similar
products, and thus is not entitled to any relief under federal patent law, the
Lanham Act or any similar state law;
(f) An award of reasonable attorney’s fees, to the extent authorized by law;
(g) An award of Steve Madden’s costs in this action; and
(h) All such other and further costs and relief as to which Steve Madden may
be entitled as a matter of law or equity, or which the Court determines to be
just and proper.

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Dated: August 12, 2019 Respectfully submitted,

Of Counsel: FARNAN LLP

William C. Carmody /s/ Brian E. Farnan

Stephen Shackelford, Jr.
Rakim H.D. Brooks
SUSMAN GODFREY L.L.P.
1301 Avenue of the Americas
32nd Floor
New York, NY 10019-6023
Phone (212) 336-8330
Fax (212) 336-8340
Brian E. Farnan (Bar No. 4089)
Michael J. Farnan (Bar No. 5165)
919 N. Market St., 12th Floor
Wilmington, DE 19801
Telephone : (302) 777-0300
Fax : (302) 777-0301
bfarnan@farnanlaw.com
mfarnan@farnanlaw.com

Attorneys for Plaintiff Steven Madden,

Ltd.

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EXHIBIT A
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EXHIBIT B
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USOOD768366S

(12) United States Design Patent (10) Patent No.: US D768,366 S

Hawthornthwaite et al. (45) Date of Patent: Oct. 11, 2016

(54) SHOE D167,503 S * 8/1952 Diamant ........................ D2/923

D180,334 S * 5/1957 Keyes ........ D2/971
D190,900 S * 7/1961 Grossman D2/939
(71) Applicant: CABH Holdings, LLC, San Francisco, D247,932 S * 5/1978 Katz .......... D2/927
CA (US) D273,627 S * 5/1984 Huberman . ... D2,941
D499,865 S * 12/2004 Belley ... ... D2,969
(72) Inventors: Stephen P. Hawthornthwaite, San R992 s : '839. Evil a Wale
R388
Francisco, CA (US), W. Roth Martin, D545,037 S * 6/2007 Shafer ...... ... D2,969
San Francisco, CA (US) D571,084 S * 6/2008 Comeau. D2/925
D571,548 S * 6/2008 Seamans D2/925
(73) Assignee: CABH Holdings, LLC, San Francisco, D579,637 S * 11/2008 Liow ...... D2/925
CA (US) D611,693 S * 3/2010 Schwartz ... ... D2,969
D612,591 S * 3/2010 Schwartz ... ... D2,969
(**) Term: 14 Years D660,565 S 5/2012 Della Valle
D668,027 S * 10/2012 Millieret ...
D2/925
D2/925
D668,438 S * 10/2012 Millieret D2/925
(21) Appl. No.: 29/512,404 D668,847 S * 10/2012 Gavrieli. D2/925
D668,848 S * 10/2012 Gavrieli. D2/925
(22) Filed: Dec. 18, 2014 D668,849 S * 10/2012 Pozzi ... D2/925
D668,850 S * 10/2012 Pozzi . D2/925
(51) LOC (10) C. - -- - - -- -- - -- -- - - -- - -- -- - - -- - - - -- -- - -- - - -- -- - -- - 02-04 D676,634 S ck 2, 2013 Gavrieli D2/925

(52) U.S. Cl. D693,103 S * 11/2013 McMillan D2/971

USPC ........................................................... D2/939 D730,635 S *ck 6/2015 Lin ............ D2/939
(58) Field of Classification Search D744,730 S 12/2015 Kirkwood ...................... D2/923
USPC .................. D2/896,919,925-942, 969, 971 * cited by examiner
CPC ...... A43B 21/00; A43B 21/02: A43B 21/06;
A43B 9/14: A43B 1/0045: A43B 13/10; Primary Examiner — Dominic Simone
A43B 13/12: A43B 23/06; A43B 23/07: (74) Attorney, Agent, or Firm — Arent Fox LLP
A43B 1/0036; A43B 5/12
See application file for complete search history. (57) CLAM
The ornamental design for a shoe, as shown and described.
(56) References Cited DESCRIPTION
U.S. PATENT DOCUMENTS
FIG. 1 is a perspective view of an embodiment of a shoe;
20,439 A * 6/1858 Michael et al. ......... A43B 3/16 FIG. 2 is a front view thereof;
36.71 R FIG. 3 is a rear view thereof;
D16,609 S 4, 1886 Buchana ........................... 2/939 FIG. 4 is a side view thereof;
687,513 A * 11/1901 Bibikov ................. A43B3,126 s
36,115 FIG. 5 is another side view thereof;
D86,152 S * 2/1932 Bellak ............................ D2/920 FIG. 6 is a top view thereof; and,
D109,313 S : 4, 1938 Delman D2/935 FIG. 7 is a bottom view thereof.
D133,819 S 9, 1942 Harris............................. D2/939 The broken line portions shown in the figures are for
D137,763 S * 4, 1944 Golstein ........................ D2/939 illustrati nl df rt of the claimed
D137,765 S * 4, 1944 Goldstein D204 Illustrative purposes only and Iorm no part of the claime
D149,683 S * 5/1948 Sandler ... D2/930 design.
D149,695 S * 5/1948 Sandler . D2/930
D163,185 S * 5/1951 Joyce ............................. D2/930 1 Claim, 6 Drawing Sheets
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U.S. Patent Oct. 11, 2016 Sheet 1 of 6 US D768,366 S

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U.S. Patent Oct. 11, 2016 Sheet 2 of 6 US D768,366 S

FIG. 2

FIG. 3
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U.S. Patent Oct. 11, 2016 Sheet 3 of 6 US D768,366 S

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U.S. Patent Oct. 11, 2016 Sheet 4 of 6 US D768,366 S

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U.S. Patent Oct. 11, 2016 Sheet S of 6 US D768,366 S

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U.S. Patent Oct. 11, 2016 Sheet 6 of 6 US D768,366 S

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EXHIBIT C
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MWANAMUULUTUM USOOD804156S

( 12 ) United States Design Patent (10 ) Patent No.: US D804 , 156 S

Hawthornthwaite et al. (45) Date of Patent: * * Dec . 5 , 2017
(54 ) SHOE D109,313 S *
D133 ,819 S *
4 / 1938 Delman ...........
9 / 1942 Harris .. . . . .. .
D2 /935
D2/ 939
(71 ) Applicant: Rothy 's Inc ., San Francisco , CA (US) D137 , 763 S * 4 / 1944 Goldstein ... D2/ 939
D137 ,765 S * 4 / 1944 Goldstein D2/ 941
D149 ,683 S * 5 /1948 Sandler .... .. . .. . ... * ** D2 /930
(72 ) Inventors: Stephen P. Hawthornthwaite, San D149 ,695 S * 5 / 1948 Sandler .. D2 /930
Francisco, CA (US); W . Roth Martin , D163, 185 S * 5 / 1951 Joyce ....... D2/930
San Francisco , CA (US ) D167,503 S * 8/ 1952 Diamant ... D2/923
D180 ,334 S * 5 / 1957 Keyes ............... D2 /971
(73 ) Assignee : Rothy 's, San Francisco , CA (US) D190 ,900 S * 7 /1961 Grossmanan ....... ... .. .. .. D2/ 939
D247,932 S * 5 / 1978 Katz D2 /927
D273,627 S * 5 /1984 Huberman D2/941
(* * ) Term : 15 Years D499, 865 S * 12/2004 Belley ............... D2/ 969
. . .. . . . . .. .
D500 , 191 S * 12 / 2004 Belley ........... . . .. . .. 02/ 969
(21 ) Appl . No.: 29 /576 ,783 (Continued )
(22 ) Filed : Sep . 7, 2016 Primary Examiner — Dominic V Simone
(74 ) Attorney, Agent, or Firm — Arent Fox LLP
Related U .S . Application Data (57) CLAIM
(62) Division of application No. 29 /512 ,404, filed on Dec . The ornamental design for a shoe , as shown and described.
18, 2014 , now Pat. No. Des. 768 ,366 .
(51) LOC ( 10 ) Cl. ..... ....... 02 - 04 DESCRIPTION
( 52 ) U . S . CI.
USPC ... .. .. ...... .. ... .. .. .. ... .. .. .. ..... .......... D2/939 FIG . 1 is a perspective view of an embodiment of a shoe ;
(58 ) Field of Classification Search FIG . 2 is a front view thereof;
USPC ............... D2/896 , 919 , 925 – 942, 969, 971 FIG . 3 is a rear view thereof;
CPC ......... A43B 21/ 00 ; A43B 21 /02; A43B 21 /06 ; FIG . 4 is a side view thereof;
A43B 9 / 14 ; A43B 1/0045; A43B 13 / 10 ; FIG . 5 is another side view thereof;
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07; FIG . 6 is a top view thereof;
A43B 1 /0036 ; A43B 5 / 12 FIG . 7 is a bottom view thereof;
See application file for complete search history . FIG . 8 is a perspective view of an embodiment of a shoe ;
FIG . 9 is a front view thereof;
(56 ) References Cited FIG . 10 is a rear view thereof;
FIG . 11 is a side view thereof;
U . S . PATENT DOCUMENTS FIG . 12 is another side view thereof;
FIG . 13 is a top view thereof; and,
20 ,439 A * 6 / 1858 Mitchel et al. .......... A43B 3 / 16 FIG . 14 is a bottom view thereof.
36 / 7 . 1 R FIGS. 8 to 14 include a shaded portion, which is designated
204 , 390 A 6 / 1858 Michel et al. to show that the portion can be any color, and in particular ,
D16 ,609 S * 4 / 1886 Buchana ............... D2/939
687 ,513 A * 11/ 1901 Bibkov .................. A43B 3 / 126 a color different than the unshaded portions in FIGS. 8 to 14 .
36 / 11.5
D86 , 152 S * 2 / 1932 Bellak D2 /920 1 Claim , 12 Drawing Sheets

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US D804 ,156 S
Page 2

(56 ) References Cited

U . S . PATENT DOCUMENTS
D527 ,513 S * 9 /2006 Della
Della Valle
Valle . . . . . . . . . . . . . . D2/919
D545, 037 S * 07
6 / 2007 Shaffer . . . . . . . . . . . . . . . .
ZUVI Dialler D2/ 969
D571,084 S * 6 /2008 Comeau ..................... D2/925
D571 ,548 S * 6 / 2008 Seamans .. ... .. D2 /925
D579 ,637 S * 11/2008 Liow
Ciow . .. . .. . . . . . . . . . . . . .. . D2 /925
D611,693 S * 3 /2010 Schwartz .......... D2/969
D612 , 591 S * 3 / 2010 Schwartz D2 / 969
D660 , 565 S * 5 /2012 Della Valle .......... ....... D2/925
D668, 027 S * 10 / 2012 Millieret D2/925
D668,438 S * 10 / 2012 Millieret ......... D2 / 925
D668,847 S * 10 /2012 Gavrieli .... D2 /925
D668,848 S * 10 /2012 Gavrieli . . . . . . . . . D2/925
D668 ,849 S * 10 / 2012 Pozzi ...... D2/ 925
D668, 850 S * 10 / 2012 Pozzi ..... D2/ 925
D676 ,634 S * 2 / 2013 Gavrieli .... D2/925
D693 , 103 S * 11/2013 McMillan ................... D2/971
D730 ,635 S * 6 /2015 Lin ................................ D2 /939
D744, 730 S * 12 / 2015 Kirkwood . ..... ............. D2/923
D768 ,366 S * 10 / 2016 Hawthornthwaite ........ .. D2 /939
* cited by examiner
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Case 1:19-cv-01509-UNA Document 1-4 Filed 08/12/19 Page 1 of 9 PageID #: 40

EXHIBIT D
Case 1:19-cv-01509-UNA Document 1-4 Filed 08/12/19 Page 2 of 9 PageID #: 41
USOOD831325S

( 12 ) United States Design Patent (10 ) Patent No.: US D831 , 325 S

Hawthornthwaite et al. (45) Date of Patent: * * Oct. 23 , 2018
(54 ) SHOE D86 , 152 S * 2 /1932 Bellak
D109, 313 S *
*

4 /1938 Delman ...........

D2/920
D2/935
(71 ) Applicant: Rothy 's Inc ., San Francisco , CA (US) D133 ,819 S * *

9 /1942 Harris D2 /939

D137 ,763 S * 4 / 1944 Goldstein
*

D2/939
D137 ,765 S * *

4 /1944 Goldstein .............. D2/ 941

(72 ) Inventors: Stephen Hawthornthwaite, Los D149 ,683 S * *

5 / 1948 Sandler ... D2 /930

Angeles , CA (US ); William Roth D149,695 S * *

5 /1948 Sandler ............... D2 /930

Martin , San Francisco , CA (US ) D163 ,185 S * *

5 / 1951 Joyce . ... . .. . D2 /930

D167,503 S * 8 / 1952 Diamant D2/923
2
*

.. ... ......... . ... ..

D180 ,334 S * 5 / 1957 Keyes D2/971
(73) Assignee: Rothys, Inc., San Francisco, CA (US )
*

.. .. . . . . . . . .
D190 ,900 S * *

7 /1961 Grossman .....**** D2/ 939

D204 ,390 S 4 / 1966 Bodicky
(* * ) Term : 15 Years D247,932 S * 5 /1978 Katz
*

D2 /927
D273,627 S * 5 /1984 Huberman ......
*

D2/941
(21 ) Appl . No.: 29/622,868 D499 , 865
D500 , 191
S
S
* 12 / 2004 Belley .....
*

* 12 / 2004 Belley ....

*
D2 /969
D2/ 969
(22) Filed : Oct. 20, 2017 D527,513 S * 9 / 2006 Della Valle .....
*

.. . .. D2 /919
D545 ,037 S * 6 /2007 Shaffer .... .........
*

D2/969
D571,084 S * 6 / 2008 Comeau ......................... D2/925
*

Related U .S . Application Data (Continued )

(62) Division of application No. 29/576 ,783, filed on Sep . Primary Examiner — Dominic V Simone
7 , 2016 , now Pat. No. Des . 804 , 156 , which is a (74 ) Attorney, Agent, or Firm — Arent Fox LLP
division of application No. 29 /512 ,404 , filed on Dec .
18 , 2014 , now Pat. No . Des. 768,366 . (57 ) CLAIM
(51 ) LOC (11) CI. 02 - 99 The ornamental design for a shoe , as shown and described.
(52 ) U . S . CI.
USPC .. .. ... .. .. .. ..... ... D2/971 DESCRIPTION
(58) Field of Classification Search
USPC .......... D2/896 , 919 , 923 , 925 – 942 , 969 , 971 FIG . 1 is a perspective view of an embodiment of a shoe;
CPC . ....... . A43B 21/ 00 ; A43B 21 /02; A43B 21/06 ; FIG . 2 is a front view thereof;
A43B 9 / 14 ; A43B 1 /0045 ; A43B 13 / 10 ; FIG . 3 is a rear view thereof;
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07 ; FIG . 4 is a side view thereof;
A43B 1 /0036 ; A43B 5 / 12 FIG . 5 is another side view thereof;
See application file for complete search history. FIG . 6 is a top view thereof; and ,
FIG . 7 is a bottom view thereof.
(56 ) References Cited The broken line portions shown in the figures are for
illustrative purposes only and form no part of the claimed
U .S. PATENT DOCUMENTS design . The Figures include a contrasting portion , which is
20 ,439 A * 6 / 1858 Michel et al. A43B 3 / 16 designated to show that the portion can be any color, and in
36 /7 . 1 R particular, a color different than the remaining portion of the
D16 ,609 S * 4 / 1886 Buchanan ............... D2 / 939 shoe in the Figures.
687,513 A * 11/ 1901 Bibikov ................. A43B 3 /126
36 / 11.5 1 Claim , 6 Drawing Sheets

OK
Case 1:19-cv-01509-UNA Document 1-4 Filed 08/12/19 Page 3 of 9 PageID #: 42

US D831 ,325 S
Page 2

(56 ) References Cited

U . S . PATENT DOCUMENTS
D571,548 S * 6 /2008 Seamans .. ................. D2/925
D579,637 S * 11/ 2008 Liow ........... D2/925
D611,693 S * 3 / 2010 Schwartz D2/ 969
D612 ,591 S * 3 /2010 Schwartz D2 / 969
D660 , 565 S * 5 / 2012 Della Valle D2 /925
D668,027 S * 10 /2012 Millieret . .. . .. . .. . D2/ 925
D668,438 S * 10 / 2012 Millieret D2/ 925
D668,847 S * 10 /2012 Gavrieli D2/925
D668, 848 S * 10 / 2012 Gavrieli . D2/925
D668, 849 S * 10 / 2012 Pozzi ... D2 / 925
D668,850 S * 10 /2012 Pozzi D2 /925
D676 ,634 S * 2 /2013 Gavrieli .. . ... .. .. . D2 /925
D693 , 103 S * 11/2013 McMillan ...................... D2/ 971
D730 ,635 S * 6 / 2015 Lin .. . . . . . . . . . . . . . . . . . D2/939
D744,730 S * 12 / 2015 Kirkwood ................. D2/923
D768, 366 S * 10 / 2016 Hawthornthwaite .......... D2 /939
D804 ,156 S * 12 / 2017 Hawthornthwaite .......... D2/939
* cited by examiner
Case 1:19-cv-01509-UNA Document 1-4 Filed 08/12/19 Page 4 of 9 PageID #: 43

U . S . Patent Oct. 23, 2018 Sheet 1 of 6 US D831, 325 S

.wewhowomewowowon .www

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U . S . Patent Oct. 23, 2018 Sheet 2 of 6 US D831, 325 S

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U . S . Patent Oct. 23, 2018 Sheet 3 of 6 US D831, 325 S

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atent Oct. 23, 2018 Sheet 4 of 6 US D831, 325 S

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atent Oct. 23, 2018 Sheet 5 of 6 US D831, 325 S

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Case 1:19-cv-01509-UNA Document 1-4 Filed 08/12/19 Page 9 of 9 PageID #: 48

U . S . Patent Oct. 23, 2018 Sheet 6 of 6 US D831, 325 S

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Case 1:19-cv-01509-UNA Document 1-5 Filed 08/12/19 Page 1 of 9 PageID #: 49

EXHIBIT E
Case 1:19-cv-01509-UNA Document 1-5 Filed 08/12/19 Page 2 of 9 PageID #: 50
USOOD833729S

(12 ) United States Design Patent ( 10) Patent No.: US D833 ,729 S
Hawthornthwaite et al. (45) Date of Patent: * * Nov . 20 , 2018
(54 ) PORTION OF A SHOE 687,513 A * 11/ 1901 Bibikov .................
*

A43B 3 /126
36 / 11. 5
(71) Applicant: Rothy's, Inc., San Francisco, CA (US) D86 ,152 S *
D109 ,313
*

2 / 1932 Bellak
S * 4 / 1938 Delman ........
*
D2/920
D2 /935
(72 ) Inventors : Stephen Hawthornthwaite , Los D133 ,819 S * 9 / 1942 Harris
*

.. . .. . . .. . .. . .. D2/ 939
D137 ,763 S * 4 / 1944 Goldstein ..... ...........
*

D2 /939
Angeles, CA (US ); William Roth D137,765 S * *

4 /1944 Goldstein D2 /941

Martin , San Francisco , CA (US) D149,683
D149,695
S *
S
*

*
*
5 /1948
5 / 1948
Sandler
Sandler
D2/930
D2 /930
(73) Assignee : ROTHY 'S , INC ., San Francisco , CA D163 , 185 S *
*

5 / 1951 Joycee ........ D2/930

(US ) D167 ,503 S *
*

8 / 1952 Diamant ........... D2 /923

D180 , 334 S *
*

5 /1957 Keyes D2 /971

D190 ,900 S * *

7 /1961 Grossman ..... D2/939

(* * ) Term : 15 Years D247, 932 S * *

5 /1978 Katz . ........... D2 /927

D273 ,627 S * *

5 / 1984 Huberman D2/941

(21) Appl. No.: 297659,528 (Continued )
(22 ) Filed : Aug. 9, 2018 Primary Examiner - Dominic V Simone
Related U .S . Application Data (74 ) Attorney, Agent, or Firm — Arent Fox LLP
(60 ) Continuation of application No. 29/622 ,868 , filed on (57) CLAIM
Oct. 20 , 2017 , which is a division of application No . The ornamental design for a portion of a shoe, as shown and
29/576 ,783 , filed on Sep . 7, 2016 , now Pat. No. Des. described .
804 ,156 , which is a division of application No .
29/512 ,404 , filed on Dec . 18 , 2014 ,now Pat. No. Des. DESCRIPTION
768, 366 .
(51) LOC (11) CI. .... ......... 02 -04 FIG . 1 is front right perspective view of a portion of a shoe
(52) U . S . CI. showing our new design ;
USPC .. .. ... .. .. .. .......... D2/971 FIG . 2 is right side view of the design shown in FIG . 1 ;
( 58 ) Field of Classification Search FIG . 3 is a left side view of the design shown in FIG . 1 ;
USPC .......... D2/896 , 919 , 923 , 925 – 942 , 969 , 971 FIG . 4 is a front view of the design shown in FIG . 1 ;
CPC ......... A43B 21/00 ; A43B 21 /02 ; A43B 21/06 ; FIG . 5 is a rear view of the design shown in FIG . 1 ;
A43B 9 / 14 ; A43B 1 / 0045 ; A43B 13 / 10 ; FIG . 6 is a top view of the design shown in FIG . 1 ; and ,
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07; FIG . 7 is a bottom view of the design shown in FIG . 1 .
A43B 1/0036 ; A43B 5 / 12 The figures include broken , solid and dash -dot- dash lines.
See application file for complete search history. The areas within the solid lines and outside the dash - dot
dash lines form the claimed design . The dash -dot - dash lines
(56 ) References Cited illustrate an unclaimed boundary of the claimed design . The
U . S . PATENT DOCUMENTS broken lines shown in the figures are included for the
purpose of illustrating portions of the portion of the shoe and
20 ,439 A * 6 / 1858 Michel et al. .......... A43B 3 / 16
. . . . .. form no part of the claimed design .
36 /7 . 1 R
D16 ,609 S * 4 / 1886 Buchanan ....... D2/939 1 Claim , 6 Drawing Sheets
Case 1:19-cv-01509-UNA Document 1-5 Filed 08/12/19 Page 3 of 9 PageID #: 51

US D833 ,729 S
Page 2

(56 ) References Cited

U . S . PATENT DOCUMENTS
D499 ,865 S * 12 /2004 Belley ... D2/ 969
D500, 191 S * 12 / 2004 Belley ... D2/ 969
D527,513 S * 9 /2006 Della Valle ................. D2/919
D545, 037 S * 6 / 2007 Shaffer . . .. .. .. . D2/ 969
D571,084 S * 6 / 2008 Comeau D2 /925
D571, 548 S * 6 / 2008 Seamans ... D2/ 925
D579,637 S * 11/ 2008 Liow ...... D2 /925
D611,693 S * 3 / 2010 Schwartz .. D2/ 969
D612 ,591 S * 3 / 2010 Schwartz .. .. . .. D2/969
D660, 565 S 5 / 2012 Della Valle . .. . D2 / 925
D668, 027 S * 10 / 2012 Millieret D2 /925
D668,438 S * 10 /2012 Millieret D2/925
D668 ,847 S * 10 /2012 Gavrieli ...................... D2/925
D668 ,848 S * 10 /2012 Gavrieli ...................... D2/925
D668 ,849 S * 10 / 2012 Pozzi ...... D2/925
D668, 850 S * 10 /2012 Pozzi ... D2/925
D676 ,634 S * 2 /2013 Gavrieli . ...................... D2 /925
D693, 103 S * 11/2013 McMillan D2/971
D730 ,635 S * 6 / 2015 Lin D2/939
D744 ,730 S * 12/ 2015 Kirkwood ..................... D2 /923
D768,366 S 10 / 2016 Hawthornthwaite et al.
D804 , 156 S 12/ 2017 Hawthornthwaite et al.
* cited by examiner
Case 1:19-cv-01509-UNA Document 1-5 Filed 08/12/19 Page 4 of 9 PageID #: 52

atent Nov . 20 , 2018 Sheet 1 of 6 US D833,729 S

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EXHIBIT F
Case 1:19-cv-01509-UNA Document 1-6 Filed 08/12/19 Page 2 of 15 PageID #: 59
USOOD8363145

(12 ) United States Design Patent ( 10) Patent No.: US D836 ,314 S
Hawthornthwaite et al. (45 ) Date of Patent : * * Dec . 25, 2018
(54 ) PORTION OF A SHOE 687,513 A * 11/ 1901 Bibikov ............ .... A43B 3 / 126
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36 / 11 .5
(71) Applicant: Rothy 's, Inc., San Francisco , CA (US) D86 , 152 S *
D109 ,313 S *
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2 / 1932 Bellak
4 /1938 Delman .......
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(72 ) Inventors : Stephen Hawthornthwaite , Los D133 ,819 S * 9/ 1942 Harris ......
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D2/939
Angeles , CA (US); William Roth (Continued )
Martin , San Francisco , CA (US) Primary Examiner — Dominic V Simone
(73 ) Assignee: ROTHY ' S , INC ., San Francisco , CA (74 ) Attorney, Agent, or Firm — Arent Fox LLP
(US ) (57 ) CLAIM
(* * ) Term : 15 Years The ornamental design for a portion of a shoe , as shown and
described .
(21) Appl.No.: 29/660,286
(22 ) Filed : Aug. 20, 2018 DESCRIPTION
Related U .S . Application Data FIG . 1 is front right perspective view of a first embodiment
(60 ) Continuation of application No . 29/622 ,868 , filed on of a portion of a shoe showing our new design ;
Oct. 20 , 2017 , now Pat. No. Des . 831,325 , which is a FIG . 2 is right side view of the design shown in FIG . 1 ;
division of application No. 29 /576 ,783 , filed on Sep . FIG . 3 is a left side view of the design shown in FIG . 1 ;
7 , 2016 , now Pat. No. Des. 804 , 156 , which is a FIG . 4 is a front view of the design shown in FIG . 1 ;
division of application No . 29 /512 ,404 , filed on Dec . FIG . 5 is a rear view of the design shown in FIG . 1 ;
18 , 2014 , now Pat. No. Des . 768,366 . FIG . 6 is a top view of the design shown in FIG . 1 ;
FIG . 7 is a bottom view of the design shown in FIG . 1 ;
(51) LOC (11) CI. .... ................. 02 -99 FIG . 8 is front right perspective view of a second embodi
(52 ) U .S . CI. ment of a portion of a shoe showing our new design ;
USPC .......... ..... ... D2 /971 FIG . 9 is right side view of the design shown in FIG . 8 ;
(58 ) Field of Classification Search FIG . 10 is a left side view of the design shown in FIG . 8 ;
USPC .......... D2/ 896 , 919 , 923 , 925 – 942 , 969 , 971 FIG . 11 is a front view of the design shown in FIG . 8 ;
CPC ......... A43B 21/ 00 ; A43B 21/02 ; A43B 21 / 06 ; FIG . 12 is a rear view of the design shown in FIG . 8 ;
A43B 9 /14 ; A43B 1 /0045 ; A43B 13 / 10 ; FIG . 13 is a top view of the design shown in FIG . 8 ; and ,
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07 ; FIG . 14 is a bottom view of the design shown in FIG . 8 .
A43B 1 /0036 ; A43B 5 / 12 The figures include broken , solid and dash -dot-dash lines .
See application file for complete search history . The areas within the solid lines and inside the dash -dot- dash
lines form the claimed design . The dash - dot -dash lines
(56 ) References Cited illustrate an unclaimed boundary of the claimed design . The
broken lines shown in the figures are included for the
U .S . PATENT DOCUMENTS purpose of illustrating portions of the portion of the shoe and
20 ,439 A * 6 / 1858 Michel et al. . ......... A43B 3 / 16 form no part of the claimed design .
36 / 7 . 1 R
D16,609 S * 4/1886 Buchanan .. ... D2/939 1 Claim , 12 Drawing Sheets

***
Case 1:19-cv-01509-UNA Document 1-6 Filed 08/12/19 Page 3 of 15 PageID #: 60

US D836 , 314 S
Page 2

(56 ) References Cited

U . S . PATENT DOCUMENTS
D137,763 S * 4 / 1944 Goldstein ... ... .. .. ...... D2/939
D137,765 S * 4 / 1944 Goldstein ... .. .. ........ D2/941
D149 ,683 S * 5 / 1948 Sandler D2/ 930
D149,695 S * 5 / 1948 Sandler D2 /930
D163, 185 S * 5 / 1951 Joyce D2/930
D167,503 S * 8 / 1952 Diamant ..................... D2 /923
D180, 334 S * 5 / 1957 Keyes ..... D2 /971
D190 ,900 S * 7 / 1961 Grossman ................... D2/939
D247, 932 S * 5 / 1978 Katz ....... D2/927
D273 ,627 S * 5 / 1984 Huberman ...... . . . . .. . . D2 /941
D499, 865 S * 12 / 2004 Belley D2/969
D500 , 191 S * 12/2004 Belley . . . . . .. . . . . D2/969
D527,513 S * 9 / 2006 Della Valle D2/919
D545,037 S * 6 / 2007 Shaffer . . . . .. . . .. . . . .. . . .. . . . D2/ 969
D571, 084 S * 6 / 2008 Comeau .... D2/ 925
D571,548 S * 6 /2008 Seamans ..................... D2/925
D579 ,637 S * 11/2008 Liow . .... ...... . D2/925
D611,693 S * 3/ 2010 Schwartz D2/969
D612 , 591 S * 3 / 2010 Schwartz D2/969
D660 , 565 S * 5 / 2012 Della Valle D2 /925
D668,027 S * 10 / 2012 Millieret . ........ D2/925
D668, 438 S * 10 / 2012 Millieret . ........ D2/925
D668 ,847 S * 10 /2012 Gavrieli D2 /925
D668 ,848 S * 10 /2012 Gavrieli ....... D2 / 925
D668, 849 S * 10 / 2012 Pozzi D2 /925
D668,850 S * 10 /2012 Pozzi D2/ 925
D676 ,634 S * 2 /2013 Gavrieli ...................... D2 / 925
D693 , 103 S * 11/2013 McMillan ................... D2/971
D730,635 S * 6 / 2015 Lin ......... D2/939
D744, 730 S * 12 / 2015 Kirkwood ......... .......... D2/923
D768, 366 S 10 / 2016 Hawthornthwaite et al.
D804 , 156 S 12 / 2017 Hawthornthwaite et al.
* cited by examiner
Case 1:19-cv-01509-UNA Document 1-6 Filed 08/12/19 Page 4 of 15 PageID #: 61

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EXHIBIT G
Case 1:19-cv-01509-UNA Document 1-7 Filed 08/12/19 Page 2 of 15 PageID #: 74
USOOD831313S

( 12 ) United States Design Patent (10 ) Patent No.: US D831 ,313 S

Hawthornthwaite et al. (45) Date of Patent: * * Oct. 23, 2018
(54 ) SHOE D109,313
D133 ,819
S
S
*
*
4 / 1938
9 / 1942
Delman ...........
Harris
D2/ 935
D2/ 939
(71 ) Applicant: Rothy 's Inc ., San Francisco , CA (US) D137 , 763 S * 4 / 1944 Goldstein ... D2/ 939
D137 ,765 S * 4 / 1944 Goldstein D2/ 941
D149 ,683 S * 5 /1948 Sandler ... D2 /930
( 72 ) Inventors: Stephen Hawthornthwaite , San D149 ,695 S * 5 / 1948 Sandler ..... D2 /930
Francisco , CA (US) ; William Roth D163, 185 S * 5 / 1951 Joyce .......... D2/ 930
Martin , San Francisco , CA (US ) D167,503 S * 8/ 1952 Diamant ..... D2/ 923
D180 ,334 S * 5 / 1957 Keyes ............... .... 2 /971
D190 , 900 S * 7 /1961 Grossman ... ................ D2/ 939
(73) Assignee: Rothy’s Inc., San Francisco , CA (US) D204,390 S 4 / 1966 Michael et al.
D247, 932 S * 5/ 1978 Katz D2/927
(* * ) Term : 15 Years (Continued )
(21) Appl. No.: 29 /622,877 Primary Examiner — Dominic V Simone
(74) Attorney , Agent, or Firm — Arent Fox LLP
(22 ) Filed : Oct. 20, 2017
(57 ) CLAIM
Related U .S . Application Data The ornamental design for a shoe, as shown and described .
(60 ) Division of application No. 29 /544 , 350 , filed on Nov .
2 , 2015 , now Pat. No. Des. 805 , 276 , which is a DESCRIPTION
continuation -in - part of application No. 29 /512 , 404 ,
filed on Dec . 18 , 2014 , now Pat. No . Des. 768,366 . DC
FIG . 1 is a perspective view of a shoe according to an
(51 ) LOC ( 11 ) CI. .... ............ 02 -04 embodiment;
(52) U . S . CI. FIG . 2 is a front view thereof;
USPC .. ........ ........... 12/939 FIG . 3 is a rear view thereof;
(58 ) Field of Classification Search FIG . 4 is a side view thereof;
USPC .................. D2/896 , 919 , 925 – 942, 969 , 971 FIG . 5 is another side view thereof;
CPC ......... A43B 21/ 00 ; A43B 21/ 02; A43B 21/06 ; FIG . 6 is a top view thereof;
A43B 9 / 14 ; A43B 1/0045; A43B 13 / 10 ; FIG . 7 is a bottom view thereof;
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07 ; FIG . 8 is a perspective view of a shoe according to another
A43B 1 /0036 ; A43B 5 / 12 embodiment;
See application file for complete search history. FIG . 9 is a front view thereof;
FIG . 10 is a rear view thereof;
(56 ) References Cited FIG . 11 is a side view thereof;
FIG . 12 is another side view thereof;
U . S . PATENT DOCUMENTS FIG . 13 is a top view thereof; and ,
FIG . 14 is a bottom view thereof.
20,439 A * 6/ 1858 Mitchel et al. ......... A43B 3/16
36 / 7 . 1 R The broken line portions shown in FIGS. 8 - 14 are for
D16 ,609 S * 4 / 1886 Buchana ............... D2/939 illustrative purposes only and form no part of the claimed
687 ,513 A * 11/ 1901 Bibkov .................. A43B 3 /126 design .
36 / 11 .5
D86 , 152 S * 2/ 1932 Bellak ........... D2 /920 1 Claim , 12 Drawing Sheets

AT
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Case 1:19-cv-01509-UNA Document 1-7 Filed 08/12/19 Page 3 of 15 PageID #: 75

US D831 ,313 S
Page 2

(56 ) References Cited

U . S . PATENT DOCUMENTS
D273 ,627 S * 5 / 1984 Huberman .. .. . . .. . . . .. . .... D2/941
D499, 865 S * 12 / 2004 Belley D2/ 969
D500 , 191 S * 12 /2004 Belley D2 /969
D527,513 S * 9 /2006 Della Valle D2/919
D545 ,037 S * 6 /2007 Shaffer D2/969
D571,084 S * 6 / 2008 Comeau ........ . . . .. ... D2 /925
D571, 548 S * 6 / 2008 Seamans ... D2/925
D579,637 S * 11/ 2008 Liow .......... D2/925
D611,693 S * 3 /2010 Schwartz .................. D2/969
D612 ,591 S * 3 /2010 Schwartz ............... D2 / 969
D660 , 565 S * 5 / 2012 Della Valle ..... D2 /925
D668,027 S * 10 /2012 Millieret . ... . ... D2/925
D668,438 S * 10 / 2012 Millieret ...... D2/ 925
D668, 847 S * 10 / 2012 Gavrieli .. D2/925
D668, 848 S * 10 / 2012 Gavrieli .... D2 /925
D668, 849 S * 10 /2012 Pozzi D2/925
D668,850 S * 10 /2012 Pozzi D2 /925
D676 ,634 S * 2 /2013 Gavrieli D2/925
D693, 103 S * 11/ 2013 McMillan ... D2/971
D730 ,635 S * 6 / 2015 Lin ............. .. .. . .. .. . . . D2 /939
D744,730 S * 12 /2015 Kirkwood ..... D2 /923
D768 ,366 S * 10 / 2016 Hawthornthwaite .......... D2/939
* cited by examiner
Case 1:19-cv-01509-UNA Document 1-7 Filed 08/12/19 Page 4 of 15 PageID #: 76

U . S . Patent Oct. 23, 2018 Sheet 1 of 12 US D831,313 S

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EXHIBIT H
Case 1:19-cv-01509-UNA Document 1-8 Filed 08/12/19 Page 2 of 9 PageID #: 89
USOOD844313S

(12 ) United States Design Patent ( 10) Patent No.: US D844 , 313 S
Hawthornwaite et al. (45) Date of Patent: * * Apr . 2 , 2019
(54 ) PORTION OF A SHOE 687,513 A * 11/ 1901 Bibkov .................. A43B 3/ 126
36 / 11. 5
(71) Applicant: ROTHY ’ S INC ., San Francisco , CA D86 ,152 S *
D109 ,313 S *
2 / 1932 Bellak
4 / 1938 Delman ........
D2/920
D2 /935
(US) D133 ,819 S * 9 / 1942 Harris .. . .. . . .. . .. . .. D2/ 939
D137 ,763 S * 4 /1944 Goldstein ................ D2 /939
(72 ) Inventors: Stephen Hawthornwaite , Los Angeles, D137 ,765 S * 4 / 1944 Goldstein D2 /941
CA (US); William Roth Martin , San D149 ,683 S * 5 /1948 Sandler D2/930
Francisco , CA (US ) D149 ,695
D163 ,185
S
S
*
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5 /1948
5 /1951.
Sandler
Joycee .......
D2 /930
D2/930
( 73 ) Assignee : ROTHY 'S , INC ., San Francisco , CA D137 ,503 S * 8 / 1952 Diamant D2 /923
D167, 503 S 8 / 1952 Diamant
(US ) D180 ,334 S * 5 / 1957 Keyes .............. .. . ... . . . D2/ 971
D190 ,900 S * 7 / 1961 Grossman ..................... . 12 /939
(* * ) Term : 15 Years (Continued )
(21) Appl. No.: 29 /662,596 Primary Examiner — Dominic V Simone
(74 ) Attorney, Agent, or Firm — Arent Fox LLP
(22) Filed: Sep. 6, 2018
Related U .S. Application Data (57) CLAIM
(60 ) Continuation of application No. 29/622 ,877 , filed on
Oct. 20 , 2017 , now Pat . No . Des . 831,313 , which is a The ornamental design for a portion of a shoe, as shown and
division of application No . 29 /544,350 , filed on Nov. described .
2 , 2015 , now Pat. No . Des. 805 ,276 , which is a
continuation -in - part of application No. 29 /512 , 404 ,
filed on Dec . 18 , 2014 , now Pat. No . Des. 768,366 . DESCRIPTION
(51) LOC ( 11) CI. ........... 02 - 99 FIG . 1 is front right perspective view of a portion of a shoe
(52) U . S . CI. showing our new design ;
USPC ............. D2 /971 FIG . 2 is right side view of the design shown in FIG . 1 ;
(58 ) Field of Classification Search FIG . 3 is a left side view of the design shown in FIG . 1 ;
USPC .................. D2/896 , 919 , 925 – 942, 969, 971 FIG . 4 is a front view of the design shown in FIG . 1 ;
CPC ......... A43B 21/ 00 ; A43B 21/ 02; A43B 21/06 ; FIG . 5 is a rear view of the design shown in FIG . 1;
A43B 9 / 14 ; A43B 1 /0045 ; A43B 13 /10 ; FIG . 6 is a top view of the design shown in FIG . 1 ; and,
A43B 13 / 12 ; A43B 23 /06 ; A43B 23 /07; FIG . 7 is a bottom view of the design shown in FIG . 1 .
A43B 1 /0036 ; A43B 5 / 12 The figures include broken , solid and dash -dot-dash lines .
See application file for complete search history . The areas within the solid lines and outside the dash - dot
dash lines form the claimed design . The dash - dot -dash lines
(56 ) References Cited illustrate an unclaimed boundary of the claimed design . The
U . S . PATENT DOCUMENTS broken lines shown in the figures are included for the
purpose of illustrating portions of the portion of the shoe and
20 ,439 A * 6 / 1858 Mitchel et al. .......... A43B 3/ 16 form no part of the claimed design .
36 / 7 . 1 R
D16 ,609 S * 4 / 1886 Buchana ........................ D2/939 1 Claim , 6 Drawing Sheets

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(56 ) References Cited

U . S . PATENT DOCUMENTS
D247, 932 S * 5 / 1978 Katz ....... D2/927
D273,627 S * 5 / 1984 Huberman ................ D2/941
D499, 865 S * 12 / 2004 Belley D2/ 969
D500, 191 S * 12 / 2004 Belley D2 / 969
D527,513 S * 9 /2006 Della Valle D2/919
D545, 037 S * 6 /2007 Shaffer . .... D2/969
D571,084 S * 6 /2008 Comeau ............ .......... D2 /925
D571 ,548 S * 6 / 2008 Seamans D2/925
D571,584 S 6 /2008 Thompson
D579,637 * S 11/ 2008 Liow . ....... .. D2/925
D611,693 * S 3 / 2010 Schwartz D2 / 969
D612 ,591 * S 3 /2010 Schwartz D2 / 969
D660 , 565 * S 5 / 2012 Della Valle . .... D2 /925
IVI ZVIZ illeret . . . . . . . . . . . . . . . . . . . D2 /925
D668,438 S * 10 / 2012 Millieret .... . . . . . . . . . . .. D2/925
D668,847 S * 10 /2012 Gavrieli ... ...... .... ..... .. D2 /925
D668, 848 S * 10 / 2012 Gavrieli .......... ......... D2 /925
D668, 849 S * 10 / 2012 Pozzi D2/925
D668, 850 S * 10 / 2012 Pozzi D2/925
D676 ,634 S * 2 /2013 Gavrieli ............ . D2 /925
D693 ,103 S * 11/2013 McMillan ................... D2/ 971
D730,635 S * 6 / 2015 Lin ....... D2/939
D744,730 S * 12/2015 Kirkwood ................... D2/923
D768, 366 S * 10 / 2016 Hawthornthwaite .......... D2/939
D804 ,156 S 12 / 2017 Hawthornthwaite et al.
D805 ,276 S * 12/ 2017 Hawthornthwaite .......... D2/939
* cited by examiner
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 Case 1:19-cv-01509-UNA Document 1-9 Filed 08/12/19 Page 1 of 1 PageID #: 97
JS 44 (Rev. 06/17) CIVIL COVER SHEET
The JS 44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as
provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for the use of the Clerk of Court for the
purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM.)

I. (a) PLAINTIFFS DEFENDANTS

Steven Madden, Ltd. Rothy’s, Inc.

(b) County of Residence of First Listed Plaintiff County of Residence of First Listed Defendant
(EXCEPT IN U.S. PLAINTIFF CASES) (IN U.S. PLAINTIFF CASES ONLY)
NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF
THE TRACT OF LAND INVOLVED.

(c) Attorneys (Firm Name, Address, and Telephone Number) Attorneys (If Known)
Brian E. Farnan, Farnan LLP
919 N. Market Street, 12th Floor
Wilmington, DE 19801

II. BASIS OF JURISDICTION (Place an “X” in One Box Only) III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an “X” in One Box for Plaintiff
(For Diversity Cases Only) and One Box for Defendant)
u 1 U.S. Government u 3 Federal Question PTF DEF PTF DEF
Plaintiff (U.S. Government Not a Party) Citizen of This State u 1 u 1 Incorporated or Principal Place u 4 u 4
of Business In This State

u 2 U.S. Government u 4 Diversity Citizen of Another State u 2 u 2 Incorporated and Principal Place u 5 u 5
Defendant (Indicate Citizenship of Parties in Item III) of Business In Another State

Citizen or Subject of a u 3 u 3 Foreign Nation u 6 u 6

Foreign Country
IV. NATURE OF SUIT (Place an “X” in One Box Only) Click here for: Nature of Suit Code Descriptions.
CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES
u 110 Insurance PERSONAL INJURY PERSONAL INJURY u 625 Drug Related Seizure u 422 Appeal 28 USC 158 u 375 False Claims Act
u 120 Marine u 310 Airplane u 365 Personal Injury - of Property 21 USC 881 u 423 Withdrawal u 376 Qui Tam (31 USC
u 130 Miller Act u 315 Airplane Product Product Liability u 690 Other 28 USC 157 3729(a))
u 140 Negotiable Instrument Liability u 367 Health Care/ u 400 State Reapportionment
u 150 Recovery of Overpayment u 320 Assault, Libel & Pharmaceutical PROPERTY RIGHTS u 410 Antitrust
& Enforcement of Judgment Slander Personal Injury u 820 Copyrights u 430 Banks and Banking
u 151 Medicare Act u 330 Federal Employers’ Product Liability u 830 Patent u 450 Commerce
u 152 Recovery of Defaulted Liability u 368 Asbestos Personal u 835 Patent - Abbreviated u 460 Deportation
Student Loans u 340 Marine Injury Product New Drug Application u 470 Racketeer Influenced and
(Excludes Veterans) u 345 Marine Product Liability u 840 Trademark Corrupt Organizations
u 153 Recovery of Overpayment Liability PERSONAL PROPERTY LABOR SOCIAL SECURITY u 480 Consumer Credit
of Veteran’s Benefits u 350 Motor Vehicle u 370 Other Fraud u 710 Fair Labor Standards u 861 HIA (1395ff) u 490 Cable/Sat TV
u 160 Stockholders’ Suits u 355 Motor Vehicle u 371 Truth in Lending Act u 862 Black Lung (923) u 850 Securities/Commodities/
u 190 Other Contract Product Liability u 380 Other Personal u 720 Labor/Management u 863 DIWC/DIWW (405(g)) Exchange
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u 362 Personal Injury - Product Liability u 751 Family and Medical u 893 Environmental Matters
Medical Malpractice Leave Act u 895 Freedom of Information
REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS u 790 Other Labor Litigation FEDERAL TAX SUITS Act
u 210 Land Condemnation u 440 Other Civil Rights Habeas Corpus: u 791 Employee Retirement u 870 Taxes (U.S. Plaintiff u 896 Arbitration
u 220 Foreclosure u 441 Voting u 463 Alien Detainee Income Security Act or Defendant) u 899 Administrative Procedure
u 230 Rent Lease & Ejectment u 442 Employment u 510 Motions to Vacate u 871 IRS—Third Party Act/Review or Appeal of
u 240 Torts to Land u 443 Housing/ Sentence 26 USC 7609 Agency Decision
u 245 Tort Product Liability Accommodations u 530 General u 950 Constitutionality of
u 290 All Other Real Property u 445 Amer. w/Disabilities - u 535 Death Penalty IMMIGRATION State Statutes
Employment Other: u 462 Naturalization Application
u 446 Amer. w/Disabilities - u 540 Mandamus & Other u 465 Other Immigration
Other u 550 Civil Rights Actions
u 448 Education u 555 Prison Condition
u 560 Civil Detainee -
Conditions of
Confinement
V. ORIGIN (Place an “X” in One Box Only)
u 1 Original u 2 Removed from u 3 Remanded from u 4 Reinstated or u 5 Transferred from u 6 Multidistrict u 8 Multidistrict
Proceeding State Court Appellate Court Reopened Another District Litigation - Litigation -
(specify) Transfer Direct File
Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity):
35 U.S.C. § 271 and 15 U.S.C. § 1121
VI. CAUSE OF ACTION Brief description of cause:
Declaratory Judgment of No Patent Infringement, No Trade Dress Infringement or Dilution, Invalid Trade Dress
VII. REQUESTED IN u CHECK IF THIS IS A CLASS ACTION DEMAND $ CHECK YES only if demanded in complaint:
COMPLAINT: UNDER RULE 23, F.R.Cv.P. JURY DEMAND: u Yes u No
VIII. RELATED CASE(S)
(See instructions):
IF ANY JUDGE DOCKET NUMBER
DATE SIGNATURE OF ATTORNEY OF RECORD
08/12/2019 /s/ Brian E. Farnan
FOR OFFICE USE ONLY

RECEIPT # AMOUNT APPLYING IFP JUDGE MAG. JUDGE