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672725

research-article2016
ANP0010.1177/0004867416672725ANZJP ArticlesCatts and O’Toole

Key Review

Australian & New Zealand Journal of Psychiatry

The treatment of schizophrenia: Can 2016, Vol. 50(12) 1128­–1138


DOI: 10.1177/0004867416672725

we raise the standard of care? © The Royal Australian and


New Zealand College of Psychiatrists 2016
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Stanley Victor Catts1,2,3 and Brian Ignatius O’Toole2

Abstract
Objective: There is evidence that over time health outcomes of people with schizophrenia are deteriorating rather
than improving both in terms of mortality rate and levels of morbidity, even in Australia where service resourcing is
substantial. Our objective was to examine the evidence of whether poor outcomes reflect decreases in treatment
effectiveness and, if so, what are the barriers to improving standards of care. This review will argue that the confidence of
clinicians to diagnose schizophrenia early, and provide assertive and long-term care, may be being undermined by a series
of controversies in the published literature and discrepancies in clinical practice guidelines.
Method: A critical review was conducted of the evidence regarding six issues of high clinical relevance to the treatment of
schizophrenia formulated as questions: (1) Is schizophrenia a progressive disease? (2) Does relapse contribute to disease
progression and treatment resistance? (3) When should the diagnosis of schizophrenia be made? (4) Should maintenance
antipsychotic medication be discontinued in fully remitted first-episode patients? (5) Do antipsychotic medications cause
deleterious reductions in cortical grey matter volumes? and (6) Are long-acting injectable antipsychotics more effective
in reducing relapse rate compared to oral formulations?
Results: There is reliable evidence for schizophrenia being a progressive disease with emergent treatment resistance in
most cases, that relapse contributes to this treatment resistance, that maintenance antipsychotic medication should not
be discontinued in remitted first-episode patients, that antipsychotic medication does not appear to cause deleterious
grey matter volume changes, that maintenance antipsychotic medication reduces the mortality rate in schizophrenia and
that long-acting injectable antipsychotics are more effective in preventing relapse than oral formulations.
Conclusion: There is an urgent need to re-engineer the early management of schizophrenia and to routinely evaluate this
type of innovation within practice-based research networks. A proposal for an assertive treatment algorithm is included.

Keywords
Schizophrenia, treatment, outcomes, medication, algorithm

Introduction
The standard index of progress being made in a disease field schizophrenia (Saha et al., 2007). Meta-analysis of MRs of
at a population level is mortality rate (MR) – greater treat- people with schizophrenia show that in the 1970s standard-
ment effectiveness indicated by reductions in the MR of ised MRs were increased 1.84-fold over those of the general
patients over time. Other metrics used to compare outcomes population, in the 1980s they were increased 2.98-fold and
across disease areas, which capture both fatal and non-fatal
health losses, are quality-adjusted life years (QALYs) or 1Disciplineof Psychiatry, Royal Brisbane Clinical School, School of
disability-adjusted life years (DALYs); however, rarely are Medicine, The University of Queensland, Herston, QLD, Australia
sets of time series data on these indices collected: certainly 2Brain and Mind Centre, The University of Sydney, Camperdown, NSW,

they do not exist for mental disorders (Doessel et al., 2010). Australia
3Neuroscience Research Australia, Randwick, NSW, Australia
Despite the partial nature of MR as a health outcome meas-
ure, it has been informatively applied to mental disorders,
Corresponding author:
where there is a clear trend for mental disorder–related MR Stanley Victor Catts, K Floor, Mental Health Centre, Royal Brisbane and
to be increasing in Australia over time (Doessel et al., 2010), Women’s Hospital, Herston, QLD 4029, Australia.
this trend being particularly marked for people with Email: s.catts@uq.edu.au

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Catts and O’Toole 1129

in the 1990s they were increased 3.20-fold (Saha et al., assertive and long-term care, may be being undermined by
2007). These high MRs appear likely to have continued into a series of uncertainties and controversies in the published
the last decade (Reininghaus et al., 2015; Torniainen et al., literature, which include discrepancies in CPG. These con-
2015). That is, mental illness is the only broad disease field troversies are the subject matter of this review.
in the Australian healthcare system that has not shown at
least numeric improvement in MRs in recent decades
(Doessel et al., 2010), with people with schizophrenia show-
Approach to the reviewing process
ing a large deterioration in MRs (Saha et al., 2007). The six clinical issues reviewed were selected because (1)
Complementing studies of MR are morbidity data sug- the authors considered them highly relevant to the clinical
gesting that low treatment effectiveness for people with practice of psychiatrists treating schizophrenia and likely to
schizophrenia should be of concern. First, there is evidence be impactful on health outcomes, (2) they have been the sub-
that the overall recovery rate in schizophrenia is very low, ject of extended and unresolved debate in the published lit-
when strictly defined as it was in the most recent meta-anal- erature and (3) their controversial nature is reflected in
ysis of longitudinal studies of schizophrenia (Jaaskelainen discrepancies across influential sets of CPG. Six questions
et al., 2013). This meta-analysis, which included 8994 that confront clinicians are as follows: (1) Is schizophrenia a
patients from 20 different countries including Australia, progressive disease? (2) Does relapse contribute to treatment
estimated the median recovery rate to be 13.5% – that is, resistance? (3) When should the diagnosis of schizophrenia
for every 100 patients with schizophrenia, only 1 or 2 will be made? (4) Should maintenance antipsychotic medication
meet recovery criteria per year. As Jaaskelainen et al. note, be discontinued in fully remitted first-episode patients? (5)
their most ‘sobering’ finding was that studies from recent Do antipsychotic medications cause deleterious reductions in
decades reported numerically the lowest recovery rates. cortical grey matter volumes? (6) Are long-acting injectable
Second and also consistent with reduced or at least non- antipsychotics (LAIAs) more effective in reducing relapse
improving treatment effectiveness are the two recent rate compared to oral formulations?
Australian national surveys of people living with psychosis This critical review results from a series of focused litera-
carried out 10 years apart in 1997–1998 and 2010 (Morgan ture searches on each of the six questions. Although a system-
et al., 2012). In the 10 years between the two national sur- atic review would have been desirable, a critical review
veys of people living with psychosis, there were no measur- approach was the only feasible way to integrate the vast litera-
able improvements in major indicators of disability. ture and to advance an understanding of the issues arising.
Specifically, these surveys (Morgan et al., 2012) show that Selection of material was strongly weighted by relevance,
pension rates had not changed (86.9% in 1997–1998 vs after fatally flawed studies were excluded. The review sug-
87.4% in 2010), and there was a numeric increase in rates gests that a re-engineering of the first hospital admission might
of deterioration from premorbid level of function (80.2% in substantially raise the standard of care. The word ‘patients’
1997–1998 vs 93% in 2010) despite there being equivalent with schizophrenia is used with the aim of conveying a sense
relatively high rates of good premorbid work/social adjust- of doctor responsibility for leading practice reform. The
ment prior to first presentation (68.0/65.6% in 1997–1998 review is presented under the six question subheadings.
vs 69.0/64.9% in 2010). Also, there was almost a doubling
of rates of lifetime co-morbid drug abuse/dependence
Is schizophrenia a progressive disease?
(30.4% in 1997–1998 vs 56.4% in 2010). Considering that
government expenditure on Australian public mental health The notion of disease progression in schizophrenia is often
services more than doubled across the same period of time conceptualised as involving neurodegenerative cell loss as
(Department of Health and Ageing, 2013: Figure 5), the Kraepelin initially proposed, but obvious cell loss has not
figures above indicate a need for change in clinical practice been confirmed in post-mortem brain tissue studies of
if additional investment is to show measurable improve- schizophrenia (Joshi et al., 2015). In a recent paper titled
ments in health outcomes for people with schizophrenia. ‘The myth of schizophrenia as a progressive disease’, lead-
This paper is predicated on the view that health out- ing researchers (Zipursky et al., 2013) argued that schizo-
comes and therefore treatment effectiveness are deteriorat- phrenia is not inherently progressive at all, despite the
ing over time for people with schizophrenia, although this well-established finding of progressive magnetic resonance
view may be contrary to the position adopted in the recently imaging (MRI)-indexed grey matter volume loss occurring
published revision of the Royal Australian and New following the first episode, a finding not disputed by these
Zealand College of Psychiatrists (RANZCP) Clinical researchers. Although Zipursky et al. concur with us that
Practice Guidelines (CPG) for the Management of ‘the majority of people with schizophrenia have the poten-
Schizophrenia and Related Disorders (Galletly et al., 2016; tial to achieve long-term remission and full recovery’, logi-
hereafter referred to as the 2016 RANZCP CPG). This cally they appear to call into question the value of assertive
review is also based on the assumption that confidence of early intervention because it can be argued that a non-­
clinicians to diagnose schizophrenia early, and provide progressive disease does not require specialised early

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intervention as a major priority and that indeed early and presentation to one that is treatment resistant in almost all
sustained treatment may represent a serious risk as these multi-episode patients. Robustly supporting the likelihood
researchers propose that antipsychotic medication exposure that relapse is directly associated with progressive emer-
rather than disease progression accounts for much of the gence of treatment refractoriness and psychosocial deterio-
accelerated brain volume loss after the first episode (see ration is the body of literature that shows (1) there are
Question 5 below), loss that has been linked to a worse step-wise increases in the number of patients who do not
prognosis (Van Haren et al., 2008). The 2016 RANZCP recover (i.e. who do not respond well to medication if
CPG endorsement of a staged model for schizophrenia received) after successive relapses (Bleuler, 1978 [1972];
appears to give tacit support for schizophrenia being a pro- Ciompi, 1980; Emsley et al., 2012, 2013; Shimazono, 1973;
gressive disease, as this review concludes. Watt et al., 1983; Wiersma et al., 1998); (2) there is
Progression could be a more subtle molecular level pro- increased time to antipsychotic treatment response for
cess, yet still cause persistent or irreversible effects such as recurrent episodes versus first-episode schizophrenia
progressive emergence of treatment resistance. Most (Emsley et al., 2012, 2013; Lieberman et al., 1996; Wyatt,
patients (65–69%) have a good premorbid function (Morgan 1991); (3) the dose of medication needed to achieve remis-
et al., 2012) consistent with the possibility that they may sion in first-episode patients is lower than that recom-
have the prospect of a good long-term outcome (Wiersma mended for multi-episode patients (McEvoy et al., 1991;
et al., 1998). Antipsychotic drug treatment is extremely Merlo et al., 2002; Oosthuizen et al., 2004); and (4) un-
effective in the first episode of schizophrenia with at least medicated patients who are allowed to relapse and subse-
70–80% of patients achieving a full remission in the short quently placed on medication do not achieve the same level
term (Lieberman et al., 1993; Malla et al., 2006; Zipursky of remission compared with patients maintained on medi-
et al., 2013). Put another way, at illness onset only 20–30% cation who do not relapse (Gopal et al., 2011; McEvoy
of patients show significant treatment resistance when first et al., 1991; Merlo et al., 2002; Oosthuizen et al., 2004;
treated with antipsychotic medication. After two trials of Wyatt, 1991). Duration of relapse, defined as the sum of the
antipsychotics, one of which should preferably be an LAIA duration of all relapse episodes that occurred between MRI
(2016 RANZCP CPG), this subgroup of patients is immedi- scans, has been reported to be related to the extent of brain
ately eligible for clozapine and other effective treatment volume changes (Andreasen et al., 2013). In a cohort study
strategies and should receive these in a timely manner. in which 80% of patients deteriorated over a 7-year follow-
Irrespective of the favourable outcomes at the first episode, up period, there was a highly significant correlation
overall the rate of recovery for the total population of between the number of relapses and degree of social dete-
patients with schizophrenia declines to 13.5% (Jaaskelainen rioration (Curson et al., 1985).
et al., 2013). This decline in treatment responsiveness These studies are clinical cohort studies and only offer
appears to occur during the 5 years after the first episode evidence of an association between relapse and emergent
(Robinson et al., 2004). In the seminal Hillside Hospital treatment resistance. They raise the question of whether the
first-episode schizophrenia study, 84% of patients recov- treatment resistance emerging after the first episode would
ered (i.e. 16% did not remit) from the first episode have happened irrespective of what treatment the patient
(Lieberman et al., 1992). However, within 5 years of first received. That is, are relapses simply a manifestation of a
presentation, 86.3% of patients failed to meet full criteria pre-existing genetic and developmental proneness to treat-
for recovery (Robinson et al., 2004). That is, in this study, ment resistance that is hard-wired into the brain prior to the
70.3% (i.e. 86.3%–16%) of the patients who achieved full first episode in poor prognosis patients? Or in 70–80% of
remission after the first episode developed treatment resist- patients is emergent treatment resistance induced by long
ance by the 5-year time point (Robinson et al., 1999, 2004). periods of non-adherence to antipsychotic medication and
The major treatment history events that interceded between multiple prolonged relapses (similar to the relationship
the high recovery rates at first episode and the low recovery between duration of illness/number of relapses and evi-
rates 5 years later were repeated episodes of non-compli- dence of disease progression/poorer outcomes in major
ance and relapse, with at least 80% of patients in this expert depression and bipolar disorder [Bora et al., 2010; Sheline
treatment study relapsing in the intervening period et al., 2003; Treadway et al., 2015]). The main argument for
(Robinson et al., 1999). This leads to the question of relapse as the cause of treatment resistance in schizophre-
whether relapse has a mediating role in the emergence of nia is the temporal relationship between the two: relapses
treatment resistance after the first episode. occur before treatment resistance emerges. Particularly
compelling studies are those of un-medicated patients who
are allowed to relapse and who are subsequently placed on
Does relapse contribute to disease
medication. These patients do not achieve the same level of
progression and treatment resistance?
remission compared with patients maintained on medica-
An obvious conundrum is that schizophrenia goes from tion who do not relapse (Gopal et al., 2011; McEvoy et al.,
being a relatively treatment-responsive disorder at first 1991; Merlo et al., 2002; Oosthuizen et al., 2004; Wyatt,

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1991). In studies of patients with disease onsets occurring episode, approaches that may also be effective in reducing
substantially before the discovery and introduction of rates of suicide, co-morbid substance misuse and physical
antipsychotic medication, the greater duration of untreated health co-morbidity and for these approaches to be consid-
illness is associated with greater gross functional deteriora- ered best practice. But these approaches require that the
tion (Scully et al., 1997; Waddington et al., 1995), suggest- diagnosis of schizophrenia be made as early as possible.
ing in these patients that the delay in treatment contributed
to poor prognosis independently of constitutional predispo-
When should the diagnosis of schizophrenia
sition. However, is the converse true: Is avoidance of
be made?
relapse associated with better long-term outcomes? We are
aware of only one first-episode study with long-term fol- An unfortunate by-product of the early psychosis interven-
low-up (up to 9 years) in which adherence was very high tion paradigm has been the encouragement of delayed and
and relapse rate was very low (Girgis et al., 2011). In this imprecise diagnosis, especially in the case of schizophre-
study of 160 Chinese patients living in China randomised nia. There are explicit statements discouraging clinicians
to either clozapine or chlorpromazine for up to 2 years and from making and telling patients about the diagnosis of
thereafter given naturalistic treatment, adherence was schizophrenia in early psychosis training manuals:
objectively monitored using pill counts, and remission/
relapse status was the primary outcome measure. Patients An early and definitive diagnosis of schizophrenia, for
took medication most days over the 9-year follow-up (77% example, may damage the patient and family, by stigmatising
for clozapine and 66% for chlorpromazine), and there were them and affecting the way that they are viewed and managed
few relapses (about 10% of patients relapsing over the by healthcare professionals. In addition, such a diagnosis does
not contribute anything positive in terms of guiding treatment.
7-year period). In contrast to long-term follow-up studies
(McGorry and Edwards, 1997)
of patients with poor adherence, high relapse rates and poor
outcomes, Girgis et al. found that high levels of adherence
This advice has persisted into the second edition of the
and low relapse rate were associated with maintenance of
Australian Clinical Guidelines for Early Psychosis
remission status 9 years after the first episode (78% for
(ACGEP; Early Psychosis Guidelines Writing Group,
both groups). Regrettably, there is not a single biological
2010):
study that directly assesses the pathophysiological conse-
quences of relapse and whether some of the brain changes the traditional pessimism associated with the diagnosis of
associated with relapse are permanent and cause emerging schizophrenia has permeated professional and popular culture
treatment resistance. This type of study would require a to some extent. Making a rigid and too specific diagnosis may
large multi-centre sample, long-term follow-up and therefore not only be unreliable but have iatrogenic effects on
repeated biomarker assessment in and out of relapses, and both the clinician and client optimism and the potential for
on and off medication. Currently, such a clinically impor- recovery.
tant study is not likely to happen in Australia under current
research funding processes. As far as the authors are aware, schizophrenia is the only
Clinicians are reminded that CPG only offer guidance: disease for which CPG encourage delayed diagnosis. Delay
they are not based on certainty; all treatment recommenda- appears to be justified on two grounds. One purported rea-
tions have only a probability of being correct. Clinical son is the belief that the diagnosis of schizophrenia is unsta-
judgement remains the final arbiter. Until there is absolute ble over time, despite this view not being supported by
adequacy of research, clinicians are individually left to empirical evidence (Farooq et al., 2016). On occasion, the
decide whether or not to prioritise relapse prevention as the initial diagnosis of schizophrenia will be wrong, so regular
most powerful modifiable risk factor for long-term poor diagnostic review especially in the first 6–12 months is
outcome in schizophrenia. Most experienced acute care cli- essential. The other reason appears to relate to the belief
nicians know too well that keeping remitted first-episode that disclosure of bad news will cause anguish and deny
patients on maintenance medication avoids the worst patients hope: this old fashioned view has been addressed
aspects of the otherwise almost inevitable deterioration in by communication training for clinicians in physical medi-
psychosocial function that currently occurs in most patients cine (Farooq et al., 2016).
(Robinson et al., 1999, 2004). The main problem clinicians Not making the diagnosis of schizophrenia as early as
confront in keeping first-episode patients well is how to possible may have serious consequences if it leads to a less
maintain long-term medication adherence. Irrespective of assertive approach to medication adherence and relapse
gaps in direct evidence about the damaging effects of prevention, and not urgently providing psychoeducation
relapse, one might think that the deteriorating outcomes for about the need for long-term maintenance antipsychotic
schizophrenia associated with our current system might therapy as soon as the diagnosis is made. Currently, advice
stimulate urgent innovation and evaluation of assertive against early diagnosis appears to be coupled with giving
approaches to the prevention of relapse right from the first medication adherence a lower priority by proponents of

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early psychosis services. That is reflected in an absence of 5 years but not indefinitely. The 2016 RANZCP CPG do
recommendations about evidence-based objective adher- not recommend against discontinuation or for indefinite
ence monitoring (e.g. electronic medication event monitor- maintenance antipsychotic medication in patients with
ing, pill counts or checking pharmacy refill records). There schizophrenia: ‘The person should have made a full recov-
is no reference to evidence-based adherence improvement ery and been well for at least 12 months before cessation of
interventions (e.g. multi-component interventions combin- medication is considered’. The ACGEP also do not give
ing unit-of-use packaging, patient motivational counselling recommendations for long-term (indefinite) medication for
and family psychoeducation [Dolder et al., 2003; Valenstein schizophrenia: ‘There is no clear evidence in FEP as to the
et al., 2011; Velligan et al., 2008; Zygmunt et al., 2002]) period of time following remission that an individual
when oral antipsychotic formulations are prescribed, in should stay on an antipsychotic medication’, but later
either the 2016 RANZCP CPG or the ACGEP. states, ‘This suggests maintenance treatment as a rule of
Compounding this issue is the inclusion of highly ambiva- thumb if remission has been achieved for six months or
lent or negative statements about the use of LAIA, e.g., in less; at least one year following remission would be recom-
the 2005 RANZCP CPG Team for the Treatment of mended on current practice and previous placebo controlled
Schizophrenia and Related Disorders (2005) it is stated that trials ...’. Reinforcing a permissive attitude towards medi-
‘Excessive use of depot antipsychotics as a crude response cation discontinuation has been the prominence given to a
to the widespread lack of adherence to oral medications had recent multi-flawed study (Wunderink et al., 2013), promi-
been another unfortunate feature of the landscape of care, nence added to by its citation in the 2016 RANZCP CPG.
especially in Australia’. This sentiment dilutes advice Wunderink et al. concluded but did not demonstrate that
against early use of LAIAs in the 2016 RANZCP CPG: long-term recovery rates might be higher in remitted first-
‘Oral SGAs should be prescribed as first- and second line episode patients with schizophrenia who discontinue medi-
treatments for people with FEP’. These recommendations cation 6 months after remission. Because of the unacceptable
may be affecting the practice of early psychosis clinicians quality of the study (the 2016 RANZCP CPG list five
who appear to typically use oral formulations without serious flaws in the study, but there were others including
implementing evidence-based adherence monitoring and the following: highly questionable blinding in the first 2
improvement interventions (Brown and Gray, 2015; Farooq years of the study, and no blinding whatsoever from 2 to 7
and Farooq, 2014). If the diagnosis of schizophrenia is years; selective exclusion of patients likely to be uncoop-
made, objective adherence monitoring and improvement erative; and low power making any finding unreliable),
interventions are arguably essential in all cases where oral this is an invalid conclusion, and flies in the face of the
antipsychotic medications are prescribed because patient overwhelming evidence of the benefits of maintenance
self-report of their adherence to antipsychotics and the doc- medication, especially in remitted first-episode patients
tor’s opinion about which of their patients are adherent or (see below; Gaebel et al., 2016). Antipsychotic medication
non-adherent with oral antipsychotics are completely unre- is highly effective in preventing relapse. A recent system-
liable (Byerly et al., 2007; Velligan et al., 2007), and atic review of antipsychotic discontinuation studies in
because of the high rates of service disengagement and remitted first-episode patients with a schizophrenia-related
non-adherence particularly in first-episode patients (see diagnosis who had been stabilised on medication for an
Question 6 below and the ACGEP). Given the major treat- average of 15 months (range: 12–24 months) showed that
ment implications of the diagnosis of schizophrenia for discontinuation of medication was associated with a 77%
early and sustained care, it is in the patient’s interest to relapse rate by the end of the first year and 90% relapse rate
make this diagnosis as early as possible. by the end of the second year, while the 1-year relapse rate
in patients who continued maintenance mediation was 3%
(Zipursky et al., 2014).
Should maintenance antipsychotic
Apart from relapse prevention, what else has the patient
medication be discontinued in fully remitted
to gain from maintenance antipsychotic medication? Even
first-episode patients?
if you question whether maintenance medication prevents
There are marked discrepancies across influential CPG and emergent treatment resistance, there are other major bene-
medication algorithms about the recommended period of fits. First and foremost, maintenance medication is a life-
maintenance antipsychotic medication and if and when to saving intervention, especially in first-episode patients
discontinue it (Takeuchi et al., 2012). Takeuchi et al. identi- (Torniainen et al., 2015). In first-episode schizophrenia
fied 14 CPG and medication algorithms and found that only patients who do not receive antipsychotic medication, the
5 had clear definitions of the maintenance phase and its relative MR is 10 times that of the general population,
treatment; 6 of them did not argue against antipsychotic whereas the relative MR only shows a twofold increase in
discontinuation after 1–2 years of treatment in patients with those taking average doses of antipsychotic medication
first-episode schizophrenia, while in chronically ill patients, (Torniainen et al., 2015). One of the saddest results of how
10 of the 11 recommended continuation of medication for we currently treat schizophrenia is the 20-fold increase in

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Catts and O’Toole 1133

suicide rate in first-episode patients during the first 10 years loss is deleterious. Therefore, this controversy creates a
of their illness compared to region-matched general popu- quandary faced by proponents of long-term antipsychotic
lation controls (Reininghaus et al., 2015). Relapse (and medication, who may have to make the opposing case in
chronic residual psychotic symptoms) has many distressing discussions with patients and their families, requiring a full
consequences, especially for young people who have mul- understanding of the relevant findings. While three meta-
tiple socially and vocationally disastrous relapses (Ascher- analyses have reported a statistical association between
Svanum et al., 2006), but the risk that overshadows all higher antipsychotic medication dose and increased grey
others is the risk of suicide. Although the life-saving bene- matter volume reduction (Fusar-Poli et al., 2013; Haijma
fits of antipsychotics are apparent at all stage of the illness et al., 2013; Vita et al., 2015), all of the studies included in
(Torniainen et al., 2015), they are most obvious in the early these meta-analyses were not experimentally designed to
years after first presentation. Despite evidence of adverse test the hypothesis that antipsychotic medication causes
metabolic effects of antipsychotics, these effects were not grey matter volume loss and are confounded by indication;
found to contribute at all to the raised MR in schizophrenia i.e., poor prognosis patients who lose brain volume faster
in this large (involving an entire national Swedish sample are likely to be given higher doses of medication by indica-
of 21,492 patients with schizophrenia and 1230 patients tion. In an attempt to control for this type of confounding,
with first-episode schizophrenia prospectively followed researchers statistically ‘partial out’ the effect of prognosis
up) methodologically sound study (Torniainen et al., 2015), using ad hoc measures of prognosis they may have col-
clearly implicating unhealthy life style behaviours (e.g. lected. However, satisfactory measures of illness prognosis
smoking) and poor preventive medical care as the major were not collected a priori. Indeed, measurement of prog-
culprits in relation to cardiovascular-related mortality in nosis is not currently possible as the pathophysiology of
patients with schizophrenia. For unknown reasons, this schizophrenia remains unknown. That is, these meta-analy-
high-quality pivotal study containing critically important ses are of clinical interest but do not provide proof that
findings for clinical practice was not cited in the 2016 medication causes grey matter volume loss, leaving the
RANZCP CPG. alternative more probable explanation for the loss being
Our review strongly supports an early intervention related to disease processes. The view that volume loss is
approach to treatment of schizophrenia: making the diagno- related to antipsychotic medication rather than disease pro-
sis early and initiating assertive long-term care as soon as gression is also challenged by evidence from studies of
possible. The difficulty in finding the right language to ini- medication-naïve schizophrenia patients in the prodromal
tially inform patients and their families that long-term care phase (Pantelis et al., 2003), at first episode (Ren et al.,
is indicated so early in their treatment should not be under- 2013) and with chronic long-term illness (Zhang et al.,
estimated: nor the difficulty in overcoming insight deficits 2015), clearly showing sequential brain volume changes.
with the effective use of psychotherapeutic frameworks However, if weight is given to any aspect of these meta-
that have been developed in relation to the cognitive treat- analyses, it should be given to the most recent and largest
ment of delusions, motivational interviewing or narrative meta-analysis of cohort studies assessing the effect of medi-
therapy (see Table, Supplementary Material). However, cation on grey matter volume changes (Vita et al., 2015),
effective early intervention implies these efforts are critical, which not only refuted the idea that second-generation (atyp-
and one aim of this review is to increase clinician confi- ical) antipsychotic medications are associated with loss of
dence in presenting the case for long-term maintenance grey matter volume but also reported that these medications,
medication: discontinuation of medication early or late in if they do anything to grey matter volume, either slow or
the illness denies the patient a life-saving intervention. It is reverse the accelerated rate of grey matter volume loss
most effectively started at the first episode (Torniainen observed in first-episode schizophrenia patients. Importantly,
et al., 2015), an intervention that may offer the patient the this association is unlikely to be confounded by indication
best chance of maintaining long-term recovery. because patients with less volume loss tend to have better
prognosis and not have an indication for higher doses of
medication. This interpretation is consistent with evidence of
Do antipsychotic medications cause
neurotropic actions of these drugs (Fernandes et al., 2015;
deleterious reductions in cortical grey matter
Kusumi et al., 2015). Also, there are studies showing second-
volumes?
generation antipsychotics either prevent loss (Lieberman
What has the patient to lose by continuing maintenance et al., 2005) or reverse it (Van Haren et al., 2007). There are
antipsychotic medication? There are researchers (e.g. antipsychotic challenge studies in healthy non-human pri-
Zipursky et al., 2013) who attribute much of the progres- mates that show cortical volume loss, but again none of these
sive grey matter volume loss seen after the first episode to studies should be given any weight in the clinic because
antipsychotic medication and not the disease process itself. whether there was dopamine D2 receptor occupancy in the
Given that volume loss is related to poor prognosis (Van treated animals comparable to that associated with human
Haren et al., 2008), one might reasonably assume that the therapeutic use was not determined. Antipsychotic dosing in

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animal studies tends to be in substantial excess of what when there is no obvious contra-indication. Logically, their
induces therapeutic levels of D2 occupancy in humans, as we prescription should begin at the first hospital admission and
found in a rodent study (Naiker et al., 2006). In summary, the be continued indefinitely for three main reasons: (1) non-
clinician should have confidence in recommending long- adherence with oral antipsychotics occurs early – within 60
term use of antipsychotic medication for schizophrenia in the days post-hospitalisation in first-episode patients – in about
knowledge that grey matter volume reductions seen in schiz- 60% of patients (Tiihonen et al., 2011); (2) this high level of
ophrenia are almost certainly disease-related and that sec- non-adherence with oral antipsychotics persists into the
ond-generation antipsychotic medication, if anything, chronic phase of the illness (Dolder et al., 2002; Gilmer
protects against these volume changes. et al., 2004; Lacro et al., 2002; Velligan et al., 2003); and (3)
psychiatrists are completely unreliable in determining which
of their patients are non-adherent (Byerly et al., 2007;
Are LAIAs more effective in reducing relapse
Velligan et al., 2007). We are not alone in recommending
rate compared to oral formulations?
LAIAs as best practice: there are highly respected CPG that
This question challenges the belief that LAIAs are no more recommend LAIAs as maintenance treatment from the first
effective than oral formulations. This belief is based on meta- episode of schizophrenia (Llorca et al., 2013), contrary to the
analysis of randomised controlled trials (RCTs) of oral ver- recommendations in the 2016 RANZCP CPG.
sus injectable medications (Kishimoto et al., 2014; Leucht
et al., 2011), which find little advantage for LAIAs over
orals. The view that RCT methodology is always the best Proposal for change: re-engineering
design to test intervention effectiveness, promoted by the the first hospital admission for
Cochrane Reviews, on occasion may have the potential to
mislead schizophrenia CPG designers. For certain interven-
schizophrenia
tions, RCTs can result in completely invalid conclusions In this paper, we propose that the first psychiatric admis-
(Catts et al., 2010; Kane et al., 2013). This is because totally sion to hospital for psychosis, especially into public acute
inappropriate patients, who can comply with an experimen- psychiatry wards, be radically re-engineered (see Figure 1).
tal protocol over long periods of time, are recruited to such Rather than discharge the patient with an indefinite diagno-
studies providing no useful information about the treatment sis of early psychosis or drug-induced psychosis, every
of real-world patients. Because eligible patients for RCT effort is made to establish whether the patient has the typi-
studies of interventions such as LAIAs and community treat- cal developmental and prodromal trajectory of schizophre-
ment orders are rare and completely atypical, samples sizes nia – and if so, the diagnosis of schizophrenia be made then
are very often unacceptably low, a methodological fault hid- and there. In accordance with the 2016 RANZCP CPG, this
den by agglomerating data in meta-analysis. But the faults will involve comprehensive investigation to exclude non-
remain – in a recent meta-analysis of LAIA versus oral for- psychiatric medical conditions (e.g. encephalopathies,
mulations (Leucht et al., 2011), the median sample size of including that mediated by N-methyl-D-aspartate [NMDA]
included RCTs was 55 patients – unacceptable in any other receptor autoantibodies; temporal lobe epilepsy; cushing
field of medicine. For this type of intervention, large-scale disease; thyroid disease; Vitamin B12 deficiency; ovarian/
epidemiologically sound studies that include complete sam- small cell lung cancer; diabetic hypoglycaemia; hyponatrae-
ples of real-world patients are far superior. There is a land- mia; hypercalcaemia; hypocalcaemia; hypomagnesaemia;
mark study of this calibre assessing the effectiveness of systemic lupus erythematosus; cytogenetic abnormalities;
LAIAs involving the total national population (avoiding Wilson’s disease; porphyria) (Freudenreich et al., 2009;
ascertainment bias) of schizophrenia patients in Finland, Griswold et al., 2015). Urine analysis and blood levels
with unbiased methods for determining medication use and should be checked for substance- and medication-induced
rates of re-admission to hospital (Tiihonen et al., 2011). This disorders (e.g. anticholinergics, digoxin, steroids, narcotics,
study found that real-world patients with schizophrenia tak- cimetidine, anti-Parkinson’s disease drugs) (Freudenreich
ing LAIA medication had one-third the rate of re-hospitalisa- et al., 2009; Griswold et al., 2015). Occasionally, the initial
tion. Although this methodologically sound study is much diagnosis of schizophrenia will be wrong, and in fact the
more applicable to clinical practice than the 10–20 small patient will have bipolar disorder or borderline personality
RCTs bundled into meta-analysis, it was not cited in the 2016 disorder, so regular diagnostic review especially in the first
RANZCP CPG for schizophrenia. Additionally, a systematic 6–12 months is essential particularly in those patients who
review of mirror-image studies found similarly large benefits do not achieve a full remission with medication. Then,
in favour of LAIAs (Kishimoto et al., 2013), another study while still in hospital, in all patients who reach diagnostic
not cited in the 2016 RANZCP CPG. We believe these obser- criteria for schizophrenia (irrespective of their history of
vational studies should leave no doubt in the clinician’s mind substance abuse), the key aspects of preventive interven-
that LAIAs are best practice as first-line treatment in all tion for psychotic relapse, suicide, and physical health
patients as soon as the diagnosis of schizophrenia is made, and substance use co-morbidity be initiated (see Table,

Australian & New Zealand Journal of Psychiatry, 50(12)


Catts and O’Toole 1135

Figure 1.  Proposal for a re-engineered treatment algorithm for first-episode schizophrenia.

Step 1: Carry out criteria-based diagnosc assessment (e.g., SCID5-CV (First et al., 2015a; First et al., 2015b) ) with developmental history (in
parcular to ascertain pre-psychoc psychosocial deterioraon and pre -morbid non-psychoc co-morbid diagnoses, e.g. learning
disorders, ADHD, conduct disorder, anxiety disorders, substance use disorders): If criteria are met for schizophrenia or
schizoaffecve disorder, psychometrically assess domains listed in the first column of the Supplementary Table.

Step 2: Commence interim oral second generaon anpsychoc medicaon (when not feasible low dose first generaon
anpsychoc for which both oral and LAIA formulaons are available) with strict adherence monitoring and intervenon, including
blood drug levels (if an outpaent, include unit -of-use packaging, pill counts, and asserve community treatment)

Step 3: Enrol paent and family in an integrated specialist muldisciplinary, mul-component treatment program for the
assessment and management of first episode schizophrenia paents, for example (Breitborde et al., 2015; French et al., 2010) that has the
capability to implement the Australian Clinical Pracce Guidelines for Early Psychosis 2nd Edion (Early Psychosis Guidelines Wring Group, 2010) ,
quality medical care, and a broad range of psychosocial intervenons (Mueser et al., 2013) . Intervene as listed in the second column of
the Supplementary Table.

Step 4: Establish working partnership with a general pracce that uses the Chronic Care Model (Wagner, 2000) (CCM) and link in the
CCM physical healthcare case manager to the specialist mental health team.

Step 5: Within the context of an integrated specialist muldisciplinary, mul-component treatment program commence intensive
family and paent psychoeducaon (beyond informaon toward inspiraon (Roe and Yanos, 2006) ) in a movaonal interviewing
framework (Rusch and Corrigan, 2002) giving feedback about diagnosis and results of psychometric assessments. Central to this
psychoeducaon is addressing paent deficits in insight and family denial of the crical need for maintenance medicaon either as
an LAIA or clozapine

Step 6: When insight deficits and denial have been remediated but no later than three months aer commencing oral
anpsychocs, and aer a second documented diagnosc review, switch to a LAIA formulaon or if impaired insight or residual
disability are indicave of treatment resistance then switch to clozapine (ideally added to a LAIA)

LAIA CLOZAPINE

Step 7: Enrol paent in a youth support group and parents in a mul-family support group with indefinite tenure, and connue
specialist programs as needed unl recovery is achieved

Step 8: When the paent is discharged from the specialist integrated early psychosis team the treang psychiatrist connues
indefinitely to review the paent every three months in the seng of the CCM general pracce.

Step 9: Never withdraw the support and medical care from the paent and their family. Encourage them to be become mental
health acvists in consumer
1 and community organisaons

Australian & New Zealand Journal of Psychiatry, 50(12)


1136 ANZJP Articles

Supplementary Material). This will involve engagement of the mental health system needs to be held accountable. One
family and patient in comprehensive and optimistic patient- way of doing this is to evaluate the impact of implementing
focused psychoeducation which includes giving reasons for best practice in services adopting it. This could be done
the critical necessity of long-term maintenance medication. In either as a sub-study in the next national survey of people
particular, the patient and family need to be informed of the living with psychosis, or evaluation could be carried
evidence for the superiority of LAIAs over oral formulations out routinely by establishing Practice-Based Research
in preventing re-admission (Tiihonen et al., 2011). But if the Networks (McMillen et al., 2009). We can defeat the worst
doctor fails to convince the patient of the value of LAIAs (psy- aspects of this disease now – by collaborating together, we
chiatrists appear to be poor advocates for LAIAs [Weiden can certainly manage it vastly better than we currently do.
et al., 2015]), then an evidence-based adherence improvement
intervention (Dolder et al., 2003; Valenstein et al., 2011; Declaration of Conflicting Interests
Velligan et al., 2008; Zygmunt et al., 2002) needs to be imme- S.V.C. has received funding for acting in the role of an advisory
diately initiated with all patients using oral medication. board member, as a sponsored educational speaker and for
Assertive management of unsatisfactory response overall, or research projects from the following pharmaceutical companies:
in terms of positive or negative symptoms, co-morbid depres- Janssen-Cilag Pty Ltd, Eli Lilly Australia Pty Ltd, Lundbeck
sion, anxiety and substance abuse or in cognitive deficits, will Australia Pty Ltd, Novartis Pharmaceuticals Australia Pty Ltd,
increase rates of sustained recovery after the first episode (see Pfizer Australia Pty Ltd, Bristol-Myers Squibb Pty Ltd,
Table, Supplementary Material). Risk assessments should not ­Sanofi-Aventis Australia Pty Ltd, Hospira Australia Pty Ltd and
only trigger safety procedures but also focus treatment on pre- AstraZeneca Pty Ltd. He is a Trustee for the Psychosis Australia
Trust and the Queensland Schizophrenia Research Foundation.
ventive management of treatment resistance. By the time of
He is a board member of Clearthinking Queensland Ltd. B.I.O has
first presentation, many patients have already moved towards no conflicts of interest to declare.
an inactive life style, started to smoke and made unhealthy
dietary choices, which render them highly susceptible to the
Funding
pro-metabolic effects of antipsychotic medication. An asser-
tive preventive physical healthcare programme (which The author(s) received no financial support for the research,
includes dental health; Wey et al., 2016) must be immediately authorship and/or publication of this article.
begun and sustained. The general practitioner can play a criti-
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