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G. J. D’ANGIO, MD,* A. EVANS, MD,’ N. BRESLOW, PHD,t 6 . BECKWITH, MD,$ H. BISHOP, MD,* V. FAREWELL, PHD,t
W. GOODWIN, MD,§ L. LEAPE, MD,” N. PALMER, MD,# L. SINKS, MD,? W. SUTOW, MD,*’
M. TEFFT, M D , t t AND J. WOLFF, MD**
T HE NATIONALWILMS’TUMORSTUDY(NWTS)
was established in 1969 as a consortium of in-stitutions
Enrollment in the first NWTS (NWTS-1) ended in
1974. The study design and results of several NWTS-1
concerned with the management of children with cancer. It investigations have been reported.”’” In brief, it was
was anticipated that data on several hundred children could found in the therapy trials that routine postoperative
be collected each year in this way and permit the study of the
tumor from multiple standpoints, including the trial of radiation therapy (RT) conferred no advantage to babies
competing treatment under 24 months of age with Group I tumors who also
regimens. received cyclic courses of actinomycin D (AMD) over a
period of 15 months. (See Table 1 for the grouping system
From the *Children’s Hospital of Philadelphia, Philadelphia,
Pennsylvania; tFred Hutchinson Cancer Research Center, Seattle,
employed.) The result in older Group I children was
Washington; $Children’s Orthopedic Hospital, Seattle, Washington; different. There were more infradiaphragmatic recurrences
IU.C.L .A., Los Angeles, California; IITufts New England Medical in the nonirradiated patients. This eventually resulted in a
Center, Boston, Massachusetts; #Columbus Childrens’ Hospital, worse survival rate because abdominal recurrent disease
Columbus, Ohio: llGeorgetown University Hospital, Washington,
DC; **M. D. Anderson Hospital, Houston, Texas; ttRhode Island proved dif-ficult to control. The combination of AMD and
Hospital, Providence. Rhode Island: and $Columbia University, New vin-cristine (VCR) was found to be superior to either agent
York, New York. alone when given to children with more locally advanced
Supported in part by USPHS Grant No. CA 11722.
Principal investigators enrolled in the three participating coopera- tumors (Groups I1 and 111). all of whom also received
tive study groups, Cancer and Acute Leukemia Group B, Children’s postoperative irradiation. Preoperative vincristine therapy
Cancer Study Group, and Southwest Oncology Group, also received was examined in patients with metastases at the time of
support from the NIH.
The authors acknowledge the contribution made by the many diagnosis (Group IV), all of whom received postoperative
surgeons, pediatricians, and radiation therapists who treated these RT, AMD, and VCR as well. The results were no better than
children and without whom the study would have been impossible. for Group IV children who received the same treatments
They also thank Drs. D. Fernbach, B . Jones, and H. B. Othersen, who
became members of the NWTS Committee in the latter days of except for the preoperative VCR. Certain clinicopathologic
NWTS- 2, Drs. R. Shalek and W. Hanson of the Radiological Physics characteristics present at diagnosis were identified, which
Center, and J . Meyer, P. Norkool. J. Takashima, J. Larners and D. helped predict treatment outcomes, chief among them being
Sim of the Data and Statistical Center.
Address for reprints: G . J . D‘ Angio. Children‘s Cancer Research the presence of anaplastic or sarcomatous histopathologic
Center. 3400 Civic Center Blvd., Philadelpia PA 19104. features and the involvement of lymph
Accepted for publication October IS, 1980.
nodes. Either of these indicated a poor prognosis.‘.’ TABLE1. National Wilms‘ Tumor Study Grouping System
Other substudies dealt with the epidemiology, diag- The patient’s group is decided by the surgeon in the operating
nosis, surgery. and radiation therapy of these chil- room, and is confirmed by the pathologist. If the histologic diagnosis
dren .3-l;.!l- l l and grouping will take more than 48 hours, the surgical grouping
stands, the patient is registered, and started on treatment.
The second NWTS (NWTS-2) was built, in part, on
these observations. The study design is shown in Figure Gt-orcp I-Tumor limited to kidney and completely excised
1. Vincristine was added to AMD in the rnanage-ment of The surface of the renal capsule is intact. The tumor was not
Group I children, none of whom at any age were given ruptured before or during removal. There is no residual tumor
RT. This was done, first, because double agent apparent beyond the margins of excision.
chemotherapy had been shown to be best in NWTS-1,
Grorcp 11-Tumor extends beyond the kidney but is completely excised.
and second, to see whether VCR might substitute for RT
of the tumor bed, using historical data as a measure.
There is local extension of the tumor, i . r . , penetration beyond the
Group I patients were randomized pseudocapsule into the peri-renal soft tissues, or peri-aortic lymph
between those who received short and long courses of node involvement. The renal vessels outside the kidney substance are
chemotherapy. Group 11, 111, and IV patients were infiltrated or contain tumor thrombus. There is no residual tumor
divided between those who received AMD and VCR, apparent beyond the margins of excision.
and those given AMD. VCR, and Adriamycin (ADR) as Grorrp 111-Residual nonhematogenous tumor confined to abdomen.
a third agent, the activity of ADR against the Wilms‘
Any one or more occur: (1 ) The tumor has undergone biopsy or
tumor having been identified by others during the course rupture before or during surgery; (2) there are implants on peritoneal
of NWTS-l.12.’3All Group 11, 111, and IV children surfaces; (3) there are involved lymph nodes beyond the abdominal
received postoperative RT. Group IV patients were given peri-aortic chains; (4) the tumor is not completely removable be-cause
additional radiation to metastatic sites. of local infiltration into vital structures.
The results of the NWTS-2 therapeutic investiga-tions Grorcp IV-Hematogenous metastases.
are reported here.
Deposits beyond Group 111: r . g . , lung, liver, bone, and brain.
Materials and Methods Grorrp V-Bilateral renal involvement either initially or sub-sequently.
group and age. Twenty such “institutional exclusions” were abdominal recurrence, distant metastasis, or death (whether
assigned to the “followed” category, as were 14 excluded or not tumor related). The anatomic pattern of relapse is
for medical reasons, 25 for whom the family or physician also considered, with relapses to the opera-tive site
refused randomization either at the time of registration or distinguished from those occurring elsewhere in the
thereafter, and ten whose randomiza-tion date followed the abdomen or in more remote areas. All but seven of the 513
termination of the study. Miscel-laneous causes accounted randomized patients had some follow-up data reported and
for the remaining 18 patients followed. are included in the actuarial esti-mates of the relapse-free
survival curves for various patient subgroups.’‘ Patients
The 155 “not-on-study” patients, for whom only minimal with incomplete follow-up are kept in the analyses up to the
data were collected, were treated according to local last date for which information is available. At the time this
decisions. These included 35 children who were believed report was prepared, 72 patients were known to have died,
by the responsible physician to be inoperable and who and 262 of the 441 who were alive at last contact had been
therefore received preoperative therapy, making them followed at least two years. Only 40 had less than one year
ineligible for randomization. Bilateral tumors were found in of follow-up.
34 children, 15 had therapy incompatible with protocol
requirements initiated at another institution, seven were Statistical evaluation of the RFS curves for different
excluded on the basis of prior institutional agreement (see treatment groups was made in terms of the log-rank test,
above), and in 15 additional cases either the parents or whereby the observed number of relapses in each treatment
physician refused to participate. There were 12 cases of group is compared with an expected number calculated on
mis-diagnosis, predominantly neuroblastoma and renal cell the assumption of no difference in re-lapse rates.’“.1hAll
car-cinoma, and 1 1 mesoblastic nephomas. Other causes the P values cited below for the comparison of RFS curves
accounted for smaller numbers of “not-on-study” patients. are two-sided and refer to this test.
Group I patients were not to be irradiated post- Age (mo) Total tumor dose (rad)
operatively and were to be given AMD and VCR at the Birth to 18* 1800-2400
time of surgery and six weeks, three months and six 19-30 2400- 3000
months thereafter. After receiving that fourth course, 3 1-40 3000- 3500
41 or more 3500-4000
those who remained free of disease were randomized
either to discontinue therapy (Regimen E) or to continue * I n each age bracket. higher doses are given to older children.
three additional three-month double-agent chemotherapy
up to the 15th month (Regimen F). Groups 11, I l l , and Bruin arid Bone: These areas received 3000 rad with
1V were to be given postoperative RT, A M D , and 500- 1000 rad supplements permissible for large tumors.
VCR, with the AMD + VCR repeated every three All treatments were to be given with megavolt equip-
months for a total of six courses. Six weeks after surgery, ment or the equivalent. Daily doses were to be 200 rad,
those who remained disease free were randomized with the recommendation that they be reduced to 150 rad
between two arms (Regimens C and D). Regimen D if large volumes ( i . e . , whole abdomen or whole thorax
patients received ADR at that point and at three-month plus flank) were to be encompassed. No cor-rection was
intervals thereafter for a total of five ADR courses. Thus, to be made for tissue inhomogeneity and all fields were
t h e y received some form of chemo-therapy every six to be treated daily when multiport plans were being
weeks, whereas the Regimen C children continued only followed. For instance, both the anterior and the
the three monthly courses of AMD + VCR.
posterior fields were to be treated each day when paired,
opposing, parallel arrangements were prescribed.
SlI rg c. ry
TABLE3. Baseline Patient Characteristics according to Group and Randomized Treatment Regimen
Age
Regional
No . of Sex 0-23 24-47 48+ Racet Histology: lymph nodest
Group Reg* PtS (% male) R cir 7% (5% nonwhite) (8unfavorable) (% positive)
The smaller percentage of Group IV patients in the first for NWTS-1. Fewer misdiagnoses (1.6%) occurred in the
study is due at least in part to the fact that they were second study because registration was usually delayed
randomized on the basis of the preoperative diagnosis, until after surgery. Of 478 patients for whom slides were
with those having metastases discovered at surgery received, 57 were found by the NWTS pathologist (J.
necessarily assigned to the “followed” category. The B.B .) to have tumors of “unfavorable” histology: there
difference in the ratio of 1:II patients between the two were 3 1 monophasic sarcomas, six of diffuse anaplastic
studies reflects the option given investigators in NWTS- type and 20 with foci of anaplasia. This percentage (1
2 to “upstage” older patients, or those with large tumors, 1.9%) of unfavorable histologic types is identical to that
so as to ensure that they received radia-tion therapy. This found on NWTS-1. There were 35 additional patients
upstaging is also apparent when one compares the whose slides were not avail-able for review. They were
institutionally assigned Group to that calculated distributed, by group and regimen, as follows: Group I:
according to criteria from information supplied on the E-11, F-9; Groups II/III: C-6, D-5: Group IV: NA-1, C-
surgery and pathology checklists. Excluding 38 patients 2, D-I. These 35 chil-dren with tumors of unknown
distributed among various groups lacking relevant base histology are included among their favorable histology
line data, 8.8% of 171 Group I patients actually cohorts in all analyses. The differences in results
belonged in Group I1 or 111, a mis-grouping percentage between patients with favorable and unfavorable
similar to that observed for NWTS-1 . 2 However, 22.2% histologic characteristics to be recorded below are
of patients registered as Group I1 were found to have accentuated when the 35 pa-tients are excluded from the
localized Group I disease, which is almost twice the analyses.
misgrouping rate seen for this category on NWTS-1. The Overall, 17.8% of NWTS-2 patients were found to
pathology checklist for several other Group I1 patients have microscopic tumor in regional lymph nodes. These
indicated the presence of tumor in the margin of surgical two characteristics were found to have the most
re-section, technically a Group I11 criterion. Neverthe- profound impact on outcomeXfrom reviews of NWTS-1
less, these deviations from the strict grouping criteria do data that were being pursued as NWTS-2 progressed.
not bias the treatment comparisons. The randomiza-tion They are distributed among the treatment groups in a
process ensures that they are distributed equally among manner compatible with the randomization, as are the
the treatment groups, and the results for regimen C vs. D ages, sexes, and races of the patients (Table 3).
in Group 11-IV patients are not altered in kind if one Of the 57 Group IV patients, 47 had pulmonary
excludes from analysis the patients who were apparently metastases only, six had involvement of both lung and
upstaged. liver, one of lung and bone, and three of liver only.
Protocol Violations
Baseline Characteristics Chemotherapy: A total of 22 randomized patients was
The frequencies of bilateral tumors (4.6%) and meso- treated according to a regimen different from that to which
blastic nephromas (1.5%) are similar to those reported they had been assigned: ten switched from D
No.9 RESULTSO F SECONDNWTS D’Atigio et nl. 2307
a
protocol dose preoperatively and there were delays of ten or REGIMEN E REGIMEN F LOG RANK TEST
more days in starting therapy in a few more cases.
N o Relapses N o Relapses
csbs exp obs exp to various criteria are shown in Tables 4 and 5. The
GROUPIL-Ill
FAVORABLE HISTOCOGY 121 31 21.59 11 1 12 2141 0=0004 RFS rates, all patients considered, are 82.2 and 53.7%
for those without and with positive nodes (P < 0.0001).
They are 80.7 and 56.1%, respectively, (P< 0.001)
when only Group I1 and 111 children are analyzed.
I I , ,I I I, I I It 1 I 1 Toxicity: The most marked depressions of the
0 6 12 18 24 30 36 42 leukocyte and platelet counts and hemoglobin levels
MONTHS SINCE INITIAL NEPHRECTOMY
F H . FAVORA0LE HISTOLOGY, UH: UNFAVORABLE HISTOLOGY
were recorded during the early months of therapy,
especially in Groups 11, 111, and IV, no doubt because
FIG .3 . Relapse-free survival curves by randomized treatment of the initial combined chemo- and radiation therapy
regimen and histology for Group 11-111 patients and for Group IV
patients, any histology. course given these patients. The leukocyte, hemo-
globin, and platelet values after the six-weeks' course
Group 11-IV patients combined, the two-year sur- are shown in Table 6. Regimen D appeared to be the
vival percentages for C vs. D are 72.4 and 84.196, most toxic, as might be expected because it contained
respectively, and the adjusted P-value for testing the the third agent, ADR.
difference is 0.02. There was one cardiac death in a 4-year-old Group IV
patient who had received thoracic RT and a total of
TABLE4 . Relapse-free Survival: Lymph Node Involvement, 330 mg/M2 of ADR. This may have been one example
All Patients (Stratified by Histology) of the enhanced radiation reactions noted in some of
the patients receiving AMD and ADR along with RT.
No. relapses Percent
No. NED$ For instance, liver enlargement of greater or lesser
Histology Nodes* ptst OBS EXP fit 2 yr degree, at times associated with alterations of liver
function tests and thrombocytopenia, was seen in 20
Favorable NEGiNE 326 41 51.6 88.0
POS 67 26 9.4 56.8 among the 325 irradiated patients (6%). These latter
Unfavorable NEGiNE 40 22 26.2 42.5
findings are characteristic of combined therapy hepatic
POS 16 13 8.8 16.7 toxicity.j.IHConjoined toxicities were rarely sufficiently
Unknown NEG/NE 17 3 2.8 81.3
pronounced that major amounts of chemotherapy
POS 1 0 0.2 - were curtailed or discontinued because of adverse ef-
TOTALS NEGiNE 383 66 86.6 82.2 fects in the liver, kidney, or lung despite the known
POS 84 39 18.4 53.1 abilities of AMD and ADR to reactivate latent radi-
* N E = Not examined. ( P < 0.0001) ation damage. 1 9 m Combined modality initial therapy,
however, appeared to be associated with lethal com-
~~~ ~~
t Only for those for whom nodal status is known and for whom plications either directly or indirectly in some patients.
follow-up data are available. Thus, ten patients among the 513 children treated
$ NED = No evidence of disease.
OBS = observed (2%) died of toxicity or infection. Six were in Group 11,
EXP = expected two were Group IV, and there was one in each of the
No . 9 RESULTSO F SECONDNWTS . D’Angio et (11. 2309
Discussion
Treatment results obtained in the first National
Wilms’ Tumor Study were used to design NWTS-2.
RT was not found to provide a treatment advantage
to NWTS-I Group I children under two years of age;
the results were less encouraging in older patients, who
developed infradiaphragmatic relapses more frequently
than their irradiated counterparts. It was reasoned
that the efficiency of double-agent adjuvant chemo- 40 t n m C~UH
therapy utilizing actinomycin-D (AMD) and vincristine
(VCR), shown in NWTS-1 Group II/III children, could 3 0 l “ ’ . ’ . A
gestion that the results depend on duration of treatment 0 ADJUSTED FOR STRATA
effective therapy during the early postoperative weeks. Favorable NEG/NE 160 22 30.8 86.5
The incidence of bilateral tumors (4%) and of meso- POS 46 16 7.2 60.6
blastic nephromas (2%) is very much the same as in Unfavorable NEG/NE 24 I? 13.7 47. I
N WTS-I, suggesting that the study population bases POS I1 8 6.3 24.2
were similar. Wrong diagnoses were less frequent in Unknown NEG/NE 4 1 1 .o
NWTS-2 (2 c’s. 5%). This may be an ascertainment POS 0 0 0.0
artifact: investigators in the first but not the second TOTALS NEGiNE 188 35 45.5 80.7
NWTS were requested to register all patients in whom POS 57 24 13.5 56.1
the preoperative diagnosis of Wilms’ tumor was ( P < 0.001)
strongly considered. Thus, the frequency in NWTS-2 * N E = Not examined.
may be a more accurate reflection of an irreducible t Only for those for whom nodal status is known and for whom
minimum of “wrong” preoperative diagnoses. Two of follow-up data are available.
t: NE D = N o evidence of disease.
the 12 NWTS patients had benign conditions (hydro- OBS = observed
nephrosis and polycystic kidney). The ten malignant EXP = expected
23 10 CANCERMay 1 1981 VOl . 47
TABL E6 . Summary of Hematologic Toxicities Encountered phasizes the importance of this determinant. Lymph
Following Six-week Course, by Therapeutic Regimen node involvement also has a strongly negative effect
Leukocyte Platelets on survival.
(9% under (5% under HGB Results are not good in children with metastases at
Group/ No . pts. 1oooi 50,OOOi (% under
regimen* evaluated cu mm) cu mrn) SgilOO ml) diagnosis (Group IV) regardless of histology whether
they received two- or three-agent chemotherapy. The
Group I (all) 168 0.0 4.2 7.1 RFS for Regimens C and D were 43 and 59%, respec-
Group 11-IV/C IS8 1.9 7.2 16.4
Group 11-IVID 140 17.1 7.6 30.9 tively, the differences not achieving statistical sig-
nificance.
* Actual regimen used. The conclusion that Regimen D (triple-agent chemo-
therapy) is superior to AMD + VCR (Regimen C) is
younger counterparts. The two-year relapse-free sur- based on aggregated results for Groups 11, 111, and IV,
vival (RFS) rates for NWTS-1 Group I patients aged although the same advantage appears when the in-
0- 1, and 2 + years were 89 and 6796, respectively. The dividual Groups are considered. It should be noted,
RFS rates for NWTS-2 Group I children similarly however, that the results with Regimen C in NWTS-2
stratified by age and in the same order were 88 and are different from those recorded in NWTS-1. Although
89%. Shifts in the other prognostic factors identified the differences are not statistically significant, better
in NWTS-I, other than age, may become apparent as RFS and TYS were noted in NWTS-I/C children than
late results of NWTS-2 are accumulated, but histologic in their NWTS-2 counterparts. The course of AMD
type and lymph node involvement continue to be the at six weeks was omitted by design in NWTS-2/C, and
most important determining factors. Overall relapse- it was thought possible that dropping the drug at this
free survival and two-year survival (TYS) by histology, early time during the course of treatment might have
been responsible for the discrepancy in result. A review
regardless of group, are shown in Figure 5 , which em-
of patients randomized to receive Regimen C in
NWTS-2 showed that 16 children were given the drug
100 at this time against protocol specifications. When the
FAVORABLE HISTOLOGY
results for those patients in NWTS-21C who did and
9 c.
2
z 90 - L who did not receive AMD at this time were reviewed,
>
a 00 it was found that no major differences could be de-
3
cn tected in either the RFS or TYS rates. N o other reason
for the apparent discrepancy can be identified, em-
phasizing the importance of concurrent, randomized,
W 60 DEATHS '- -; prospective controls in studies of this kind. This
Nopl s Obs Exp -
I__ _
Favorable 456 45 65 17 ------. matter is discussed at greater length elsewhere."
5 0 - Unfavorabla 57 27 683 L ----- ----- These data from NWTS-2 indicate that evaluation
40 - LOG RANK TEST p.0 0000
of prognostic factors must be considered in the light
of the era during which they are being studied. One
reason is that factors once of prognostic import lose
their significance as more effective therapeutic regi-
mens are devised, and relapse-free survival rates and
survival rates climb. Then, only those that indicate
--
6
I
1
\ I % R E L A P S E F R E E SURVIVAL] very poor or very good prognosis become important,
the former because more effective therapy must be
RELAPSES devised, the latter because treatment can be reduced
9
W
60 .' . Favorable456
No pts Obs
76
Exp
10270 without jeopardizing a good clinical result.22
a These several factors are taken into consideration
50t
. __ Unfavorable 57 36 9 22
LOG RANK TEST p=O.OOOO
L .. in the design of the third NWTS (NWTS-3), which was
lr a- ._
0 L. inaugurated May I , 1979. The third study continues
to seek refinements of therapy for those at low risk
d"
and more effective therapeutic regimens for those at
6 12 18 24 30 36 high risk. Thus, patients are stratified according to
MONTHS SINCE INITIAL NEPHRECTOMY histology and stage, and are randomized among dif-
FIG .S . Outcomes according to histology for all Group I-IV Ran- fering chemotherapy and radiotherapy regimens. An-
domized patients. other important part of NWTS-3 is the continuing
No. 9 RESULTSOF SECONDNWTS . D’Angio et 01. 2311
follow-up of NWTS-1 and -2 survivors to detect the late 11 . Ehrlich R. Bloomberg S, Gyepes M , Levitt S , Goodwin W.
Wilms’ tumor, misdiagnosed preoperatively. A review of nineteen
effects of the treatments administered those children .u National Wilms’ Tumor Study I cases. J . Urol 1979: 122:790-792.
12. Bonadonna G , Monfardini S , DeLena M , Fossati-Bellani F ,
Beretta G . Phase I and preliminary phase 11 evaluation of adriamy-
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Radiation Oncologists are required for this new cancer center which is associated
with Sunnybrook Medical Centre and the University of Toronto. Construction of the
out-patient and radiation treatment facility will be completed in September 1981.
There will be an a s o c i a t e d in-patient oncology unit of 85 beds in Sunny-brook
Hospital. An interim center is currently operational. The Centre will treat 2500 new
patients a year and will have a major research orientation. The initial staff will include six
Radiation Oncologists, six Medical Oncologists and three Physicists. The radiation
equipment will include two 25 MEV and one 6 MEV linear accelerator and a cobalt unit.
Radiation Oncologists will be responsible for the total care of patients treated
.with radiation, whether as in-patients or out-patients. Applicants should indicate
their research interests which will be an important consideration with these
appointments.
Interested individuals should send a curriculum vitae and the names of three referees
to: Dr. R . D. T. Jenkin, Director, The Ontario Cancer Foundation, ‘Toronto-
Bayview Clinic, 2075 Bayview Avenue, Toronto, Ontario M4N 3M5, Canada