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CHEST Original Research

CRITICAL CARE

Usefulness of Cardiothoracic Chest


Ultrasound in the Management of Acute
Respiratory Failure in Critical Care Practice
Stein Silva, MD, PhD; Caroline Biendel, MD; Jean Ruiz, MD; Michel Olivier, MD;
Benoit Bataille, MD; Thomas Geeraerts, MD, PhD; Arnaud Mari, MD;
Beatrice Riu, MD; Olivier Fourcade, MD, PhD; and Michele Genestal, MD

Background: This study investigated the clinical relevance of early general chest ultrasonography
(ie, heart and lung recordings) in patients in the ICU with acute respiratory failure (ARF).
Methods: We prospectively compared this diagnostic approach (ultrasound) to a routine evaluation
established from clinical, radiologic, and biologic data (standard). Subjects were patients consec-
utively admitted to the ICU of a university teaching hospital during a 1-year period. Inclusion
criteria were age ⱖ 18 years and the presence of severe ARF criteria to justify ICU admission. We
compared the diagnostic approaches and the final diagnosis determined by a panel of experts.
Results: Seventy-eight patients were included (age, 70 ⫾ 18 years; sex ratio, 1). Three patients
given two or more simultaneous diagnoses were subsequently excluded. The ultrasound approach
was more accurate than the standard approach (83% vs 63%, respectively; P , .02). Receiver oper-
ating characteristic curve analysis showed greater diagnostic performance of ultrasound in cases
of pneumonia (standard, 0.74 ⫾ 0.12; ultrasound, 0.87 ⫾ 0.14; P , .02), acute hemodynamic pul-
monary edema (standard, 0.79 ⫾ 0.11; ultrasound, 0.93 ⫾ 0.08; P , .007), decompensated COPD
(standard, 0.8 ⫾ 0.09; ultrasound, 0.92 ⫾ 0.15; P , .05), and pulmonary embolism (standard, 0.65 ⫾ 0.12;
ultrasound, 0.81 ⫾ 0.17; P , .04). Furthermore, we found that the use of ultrasound data could
have significantly improved the initial treatment.
Conclusions: The use of cardiothoracic ultrasound appears to be an attractive complementary
diagnostic tool and seems able to contribute to an early therapeutic decision based on reproducible
physiopathologic data. CHEST 2013; 144(3):859–865

Abbreviations: ARF 5 acute respiratory failure

A cute respiratory failure (ARF) is frequently encoun-


tered in ICUs. ARF cases do not always present
1,2
ence requirements for assessing heart and lung status
in this context, but the flaws of these familiar tools are
in conditions that are ideal for early diagnosis, which becoming increasingly acknowledged. The low accu-
sometimes compromises outcomes.3,4 Nevertheless, racy of clinical evaluations in the critical care context
immediate diagnosis and suitable treatment seem to has been highlighted frequently.7,8 Additionally, chest
improve prognosis.5,6 Traditionally, a physical exami- radiography has several technical requirements that
nation and bedside radiography are considered refer- ensure the quality of images obtained, and these cannot
be easily met in the critical care environment.9,10 Con-
Manuscript received January 22, 2013; revision accepted April 15, sequently, a need for sophisticated tests arises, which
2013.
Affiliations: From the Réanimation Polyvalente et Médecine
may delay management.11
Hyperbare (Drs Silva, Ruiz, Olivier, Mari, Riu, and Genestal) and
Pôle Anesthésie-Réanimation (Drs Silva, Ruiz, Olivier, Bataille,
Geeraerts, Mari, Riu, Fourcade, and Genestal), CHU Purpan; Pôle Correspondence to: Stein Silva, MD, PhD, Critical Care Unit,
Cardiovasculaire et Métabolique (Dr Biendel), CHU Rangueil; and CHU Purpan, 31059 Toulouse Cedex 3, France; e-mail: silvastein@
Equipe d’Accueil (Drs Silva, Geeraerts, and Fourcade), MATN, me.com; silva.s@chu-toulouse.fr
IFR 150, Université Paul Sabatier, Toulouse, France. © 2013 American College of Chest Physicians. Reproduction
Funding/Support: This research was supported by institutional of this article is prohibited without written permission from the
departmental funds from Centre Hospitalier Universitaire de American College of Chest Physicians. See online for more details.
Toulouse, Toulouse, France. DOI: 10.1378/chest.13-0167

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Cardiac and lung ultrasonography have been inde- Cardiothoracic Ultrasound: All patients underwent a cardio-
pendently proposed as useful approaches to patients thoracic ultrasound test by investigators who did not participate in
the patient’s management (S. S., B. R.). The ultrasound test was
with acute illness, guiding management and care.12,13 performed without interrupting management at the time of ICU
For example, the accuracy of lung ultrasound has been admission (ie, within 20 ⫾ 6 min) and lasted 12 ⫾ 4 min. Investiga-
established for the diagnoses of pneumothorax,14 lung tors used standardized criteria (Table 1) and followed a strict pattern
consolidation,15 alveolar-interstitial syndrome,16 and analysis. Data were recorded for further interobserver variability
pleural effusion.17 In parallel, several studies have dem- assessment and then discussed to obtain an ultrasound diagnosis
based on consensus of the two scanners. Transthoracic echocardi-
onstrated that cardiac ultrasound can provide accu- ography and lung ultrasound assessment were performed with an
rate information with diagnostic relevance in patients HP Sonos 5500 (Hewlett-Packard Development Company, LP)
in the ICU. For example, echocardiography may accu- and 2- to 4-MHz probes. All patients were studied in the semire-
rately distinguish ARF caused by left-sided heart dys- cumbent position.
function from that resulting from noncardiac causes.12,18 The echocardiographic examination included left ventricular
systolic function (visual estimation of the left ventricular ejection
The aim of the current study was to prospectively fraction at , 30%, 30%-50%, and . 50%),23 left ventricular end-
investigate the clinical relevance of early general chest diastolic pressure estimation (pulsed Doppler echocardiography-
ultrasonography (ie, heart and lung recordings) in recorded mitral inflow and Doppler tissue imaging with the sample
patients with ARF in the ICU. We used the routine cursor placed in the lateral mitral annulus to record the following:
evaluation of clinical, radiologic, and biologic data as E-wave velocity, A-wave velocity, Ea velocity, and E/A and E/Ea
ratios),24 right ventricular function (assessment of the interven-
the standard diagnostic approach against which to test tricular septal configuration and dynamic M-mode measurement
an original integrative ultrasound procedure. The of the inferior vena cava diameter, including paradoxical septal
hypothesis was that a significant improvement would motion, right ventricular dilatation, and central venous pressure
be seen in the diagnostic accuracy of this paraclinical estimation),25 and pericardial evaluation (detection of pericardial
tool when both lung and cardiac ultrasonographic data effusion as either present or absent).12 For the lung ultrasound
examination, the anterior chest wall was delineated from the clav-
are analyzed together. Finally, we evaluated the extent icles to the diaphragm and from the sternum to the anterior axil-
to which this cardiothoracic ultrasonographic approach lary line. The lateral chest was delineated from the axillary zone to
could improve therapeutic decision-making during the the diaphragm and from the anterior to the posterior axillary line.
early management of critically ill patients with ARF. The anterior and lateral chest walls were divided into three lung
regions. Lung ultrasonograms were contemporaneously classified
in a few categories according to previously described criteria.17
Materials and Methods The pleural line was defined as a horizontal hyperechoic line vis-
ible 0.5 cm below the rib line. A normal pattern was defined as
the presence, in every lung region, of lung sliding with A lines
Patients
(A profile).26 Pleural effusion was defined as a dependent collec-
We prospectively recruited patients consecutively admitted tion limited by the diaphragm and the pleura with an inspiratory
for ARF to the ICU of a university teaching hospital between movement of the visceral pleura from depth to superficial.27 With
September 2010 and September 2011. Inclusion criteria were the use of TM mode, pneumothorax was defined by the loss of
age ⱖ 18 years and the presence of one of the following objec- pleural sliding (A9 profile).28 Alveolar consolidation was defined as
tive criteria of ARF: a respiratory rate of at least 25/min, a Pao2 the presence of poorly defined, wedge-shaped hypoechoic tissue
of ⱕ 60 mm Hg, an oxygen saturation as measured by pulse oxim- structures (C profile).29 Within the consolidation, hyperechoic punc-
etry of ⱕ 90% while breathing room air, and a Paco2 of ⱖ 45 mm Hg tiform images can be seen that correspond to air-filled bronchi (ie,
with an arterial pH ⱕ 7.35. The ethics committee of the University bronchograms).15 Pleural effusion can also be associated with the
Hospital of Toulouse, France (Comite Consultatif pour la Protec- patterns of alveolar consolidation (ie, posterolateral alveolar con-
tion des Personnes, CHU Toulouse, France; Ref 2010-A01225-48), solidation and/or pleural effusion syndrome).19 Alveolar-interstitial
approved the therapeutic and investigational procedures and waived syndrome was defined as the presence of more than two B lines in
the requirement for written informed consent. To simplify this a given lung region (B profile).30 Each of the 12 lung regions exam-
study, patients given several final diagnoses were subsequently ined per patient was classified in one or more of these profiles and
excluded.19

Experimental Design Table 1—Ultrasound Profiles Used in the Bedside


General Chest Ultrasound Evaluation
Routine Clinical Assessment: For every patient, standard medical
care provided by the senior ICU physician in charge (A. M., J. R.) Condition Lung Heart
included the following: medical history; physical examination find-
Pulmonary embolism A profile with DVT RV failure (acute)
ings, including signs of ARF (use of accessory respiratory muscles,
Acute hemodynamic B profile High end-diastolic
paradoxical abdominal respiration); arterial blood gas analysis while
pulmonary edema LV pressure
breathing room air; 12-lead ECG; chest radiograph; and routine
Decompensated COPD A profile RV failure (chronic)
blood tests, including plasma levels of cardiac troponin I and B-type
Pneumothorax A9 profile Nonspecific
natriuretic peptide. Experts were blinded to the ultrasound results.
Pneumonia C profile Nonspecific
As usual, after the initial presentation in the ICU, all patients were
A profile plus PLAPS
reviewed by a second senior staff member (M. O.). Thus, depend-
A/B profile
ing on the suspected diagnosis, initial treatment was decided by
these members of the medical staff in accordance with normal LV 5 left ventricular; PLAPS 5 posterolateral alveolar and/or pleural
practice and recommendations.20,21 syndrome22; RV 5 right ventricular.

860 Original Research

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associated with cardiac ultrasonographic data to establish a diag- Results
nosis (Table 1). Finally, a simplified DVT study was performed on
all patients with the same probe.19
Patients
Seventy-eight patients with ARF admitted to the
Final Diagnosis: The final diagnosis of ARF was determined
by two independent senior experts (T. G, O. F.) from an exami- ICU were prospectively included in the study. The
nation of the complete medical chart, including all initial clinical mean age of the patients was 70 ⫾ 18 years, and the sex
findings; emergency laboratory tests, including plasma levels of ratio was 1. At inclusion in the study, patients had a
cardiac troponin I and B-type natriuretic peptide; chest radiograph mean Pao2 of 58 ⫾ 19 mm Hg (spontaneous ventilation
data; and the results of thoracic high-resolution CT scans (per-
and Fio2 of 0.21), and mean Paco2 was 44 ⫾ 9 mm Hg.
formed in 75% of the patients). Additionally, transthoracic Dopp-
ler echocardiography was performed in 68% of the patients by a Within the first 8 h of initial treatment, 26 patients
senior cardiologist (C. B.) who was blinded to the ultrasound data (34.6%) were intubated, and 34 patients (45.3%) were
to allow an independent comparison between the different diag- treated with noninvasive mechanical ventilation. The
nostic methods. In a few cases (5% of the patients), a pulmonary mortality rate was 18%. The final diagnoses established
function test (peak expiratory flow or bedside spirometry) was con-
by the panel of experts were pneumonia (n 5 33), acute
ducted to assess the severity of a suspected airflow obstruction in
accordance with current recommendations.31 In case of disagree- hemodynamic pulmonary edema (n 5 19), decompen-
ment between the two experts, a consensus was reached with the sated COPD (n 5 12), pulmonary embolism (n 5 8),
help of a third expert (M. G.). The main diagnoses finally proposed and pneumothorax (n 5 3). It must be highlighted that
were cardiogenic pulmonary edema, including left-sided heart CT scan was used as the reference criterion to con-
failure; community-acquired pneumonia; acute exacerbation of
firm a suspected pneumothorax. In the absence of a
chronic respiratory disease; acute asthma; pulmonary embolism;
and pneumothorax. Validated criteria were used (ie, response to clinical and standard chest radiographic sign of com-
diuretic or vasodilator, results of cardiac troponin I32 and B-type pressive pneumothorax, CT scan and thoracic ultra-
natriuretic peptide tests performed at admission to the ED), and sonography were performed before pleural exsufflation
other cardiac tests were specifically analyzed for cardiogenic pul- in all three cases. All the pneumothoraces identified
monary edema.33 Response to bronchodilators, steroids, or anti-
by the gold standard procedure were also diagnosed
biotics; results from the pulmonary function test; and thoracic
high-resolution CT scans were analyzed specifically for respiratory with use of the ultrasound approach. Three patients
disorders.34 Results of echocardiography and a contrast-enhanced had several final diagnoses. To simplify the analysis,
helical CT scan were analyzed specifically for pulmonary embolism,35 these patients were subsequently excluded.
as recommended.

Initial Treatment: The initial treatment of ARF was decided Comparative Diagnostic Accuracy
by two physicians on the ICU staff (A. M., J. R., M. O.) and was
established from the standard data. It must be pointed out that With respect to the final diagnosis, the ultrasound
an inaccurate initial treatment was recorded when (1) pulmonary diagnostic approach was more accurate than the stan-
embolism was diagnosed by the experts (ie, final diagnosis) with- dard approach (83% vs 63%, respectively, P , .02)
out initial anticoagulation, (2) cardiogenic pulmonary edema was (Fig 1). Furthermore, receiver operating characteris-
diagnosed without initial administration of vasodilators or diuretics, tic analysis showed a significantly greater area under
(3) community-acquired pneumonia was diagnosed without initial
antibiotics, (4) asthma was diagnosed without initial b2-agonist the curves when the diagnosis was made with the
administration, and (5) pneumothorax/pleural effusion was diag- ultrasound rather than with the standard approach
nosed without initial thoracentesis. (Fig 2) in cases of pneumonia (standard, 0.74 ⫾ 0.12;
ultrasound, 0.87 ⫾ 0.14; P , .02), acute hemodynamic
Statistical Analysis
pulmonary edema (standard, 0.79 ⫾ 0.11; ultrasound,
Continuous data are expressed as mean ⫾ SD and categorical 0.93 ⫾ 0.08; P , .007), decompensated COPD (stan-
variables as numbers and percentages. McNemar test was used to dard, 0.8 ⫾ 0.09; ultrasound, 0.92 ⫾ 0.15; P , .05), and
compare the diagnostic approaches (standard vs ultrasound) and
the final diagnosis determined by the panel of experts. Two means
pulmonary embolism (standard, 0.65 ⫾ 0.12; ultra-
were compared with a Student test and two proportions with Fisher sound, 0.81 ⫾ 0.17; P , .04).
exact method. The diagnostic performance of each approach was
assessed by calculating the sensitivity, specificity, and diagnostic Interobserver Variability
accuracy with standard formulas.36 A receiver operating charac-
teristic curve depicting the relationship between the proportion For the 900 lung regions analyzed by two indepen-
of true-positive findings and the proportion of false-positive find- dent investigators, k values for assessing normal lung
ings was drawn.37 The level of agreement among observers for the
ultrasound finding was evaluated by means of the 900 lung regions ultrasonography pattern (Table 1), B profile, A profile,
analyzed (12 per patient) and the 300 echocardiographic data an- A profile with DVT, A9 profile, C profile, and A pro-
alyzed (four criteria per patient) with the k reliability test38; file plus posterolateral alveolar and/or pleural syndrome
k values , 0.40 indicated low agreement, values between 0.40 and were 0.81, 0.78, 0.69, 0.78, 0.72, 0.79, and 0.88 respec-
0.75 indicated medium agreement, and values . 0.75 indicated tively. For the 300 echocardiography data, k values for
high agreement between the two raters. All statistical tests were
two-sided, and P , .05 was required to reject the null hypothesis. assessing normal cardiac patterns, left ventricular sys-
Statistical analysis was performed with Statistica 7.0 (StatSoft, Inc) tolic failure, left ventricular diastolic failure, right ven-
software. tricular failure, and the presence of pericardial effusion

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Potential Therapeutic Improvement
The accuracy of the initial treatment, established
with use of the standard approach, was compared with
the therapeutic decisions that could have been made
from the ultrasound data. The use of general ultra-
sound chest data, already available at the time of the
first therapeutic decisions, could have significantly
improved the initial treatment (Fig 3) in cases of pneu-
monia (P , .05), acute hemodynamic pulmonary edema
(P , .04), decompensated COPD (P , .009), and pul-
monary embolism (P , .05).
Figure 1. Comparative diagnostic accuracy. Each diagnostic
approach (standard and ultrasound) was compared against the
final diagnosis determined by a panel of experts (*P , .05). Discussion
Lung and heart ultrasound generates standardized
were 0.82, 0.77, 0.82, 0.69, and 0.77, respectively. patterns, which have been independently proposed to
Finally, when the 200 echocardiographic data pro- help bedside diagnosis in patients admitted to the ICU.
vided by a senior cardiologist (C. B.) were compared Previous studies have focused on assessing the sensi-
with that obtained by intensivists, k values for assess- tivity and specificity of these profiles, comparing ultra-
ing normal cardiac patterns, left ventricular systolic sonography data to gold standard methods, such as
failure, left ventricular diastolic failure, right ventric- thoracic CT scan39 or pulmonary artery catheter.40 To
ular failure, and the presence of pericardial effusion our knowledge, this study is the first to evaluate the
were 0.88, 0.81, 0.82, 0.72, and 0.79, respectively, for diagnostic value and potential therapeutic impact of
to the first investigator (B. R.) and 0.79, 0.88, 0.79, 0.80, an approach that combines lung and heart ultrasound
and 0.81, respectively, for the second (S.S.). scans in the early management of critically ill patients

Figure 2. A-D, Receiver operating characteristic curves depicting the relationship between the proportion of true-positive findings and
the proportion of false-positive findings. The standard and ultrasound approaches are represented for each diagnosis as follows: hemody-
namic pulmonary edema (A), pneumonia (B), decompensated COPD (C), and pulmonary embolism (D).

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for both heart and lung ultrasounds. This important
point might be related to the fact that general chest
ultrasound generates standardized and reproducible
patterns, even in the ICU environment. For example,
despite the difficult acquisition conditions, an accept-
able cardiac Doppler echocardiography examination
was possible in all cases. We believe that the data we
obtained had a significant added value and contributed
to accurately disambiguating ARF caused by left-sided
heart dysfunction from that resulting from noncar-
diac causes.40,44
Figure 3. Potential therapeutic improvement related to the use In agreement with previous studies,11,39 we observed
of the ultrasound approach. The accuracy of the initial treatment, a high concordance between chest ultrasonography
established with standard data, was compared with the therapeutic and CT scan data. We speculate that in the present
decisions that could have been made with the ultrasound approach.
The use of general ultrasound chest data could have significantly cohort, where 75% of patients underwent thoracic
improved the initial treatment in cases of pneumonia (P , .05), CT scanning, these tests could have been avoided by
acute HPE (P , .04), decompensated COPD (P , .009), and pul- thoughtful use of ultrasound in more than one-half of
monary embolism (P , .05). *P , .05. HPE 5 hemodynamic pul-
monary edema. the cases. Future studies are needed to assess the
time savings and cost-effectiveness of combined car-
with ARF. The main result was a significant improve- diothoracic ultrasonography compared with CT scan
ment in the initial diagnostic accuracy with general in this context.
chest ultrasound compared with a standard approach This study has several limitations. First, the inten-
that encompassed clinical, radiologic, and biologic data. sivists who performed the ultrasonography could not
Furthermore, greater diagnostic ability of the ultra- be blinded to obvious clues of diagnosis that might be
sound approach was identified when each main etio- readily apparent to an experienced observer while per-
logic entity was analyzed independently. forming an ultrasound examination. Second, in a few
It must be highlighted that we observed similar levels cases, the echocardiography performed by the senior
of sensitivity and specificity to those described in pre- cardiologist was probably recorded past the initial man-
vious studies that used lung ultrasonography alone.19,27,39 agement of the patient, so it had limited value in deter-
We believe that combining echocardiography with mining the diagnosis at the time of presentation. For
lung ultrasonography in this context probably does the purposes of this study, a general chest ultrasound
not improve the diagnostic value of lung ultrasound team was set up and comprised two noncardiologist
alone but could have fundamental importance in ther- intensivists (B. R., S. S.) with advanced-level training
apeutic decisions. Actually, the present data suggest and competence in lung, pleural, and cardiac ultraso-
that general chest ultrasonography provide accurate nography according to La Société de Réanimation
online assessment of lung and heart status and dynamic de Langue Française and American College of Chest
interactions, which are specifically disrupted in path- Physicians criteria.45 These investigators followed a
ologic states. For example, it has been shown that the training tailored to critical care practice (2 years) and
diagnosis of acute pulmonary edema is accurate with have . 3 years of experience in using and teaching
lung ultrasound (sensitivity near 100%),27 but with ultrasonography in their daily practice. In the pre-
heart ultrasound, we can obtain crucial information sent work, we concentrated on comparing a standard
about the etiology and underlying mechanism (acute approach and an independent general chest ultrasound
lung injury vs cardiogenic edema). Further investiga- analysis because we wanted to assess the diagnostic
tions are needed to evaluate the impact of such inte- and therapeutic impact of this novel procedure against
grative ultrasound procedures for the correct initial a gold standard approach. Finally, patients who were
treatment of ARF in this context.41-43 Furthermore, given several final diagnoses were subsequently excluded
we describe how the use of general chest ultrasonog- from this study. Future studies will need to focus on
raphy, easily performed at the patient’s bedside, could evaluating the utility of combining standard and ultra-
have improved initial treatment in cases of pneumonia, sound data to obtain better diagnostic accuracy, par-
decompensated COPD, and pulmonary embolism. ticularly when several simultaneous causes contribute
Altogether, these results confirm the present hypo- to the ARF.
thesis of a direct diagnostic and potential therapeutic
impact when general chest ultrasonography is used in Conclusions
critically ill patients with ARF.
It is worth noting that we observed highly satisfac- Cardiothoracic ultrasonography appears to be an
tory interobserver agreement in the experts’ findings attractive complementary diagnostic tool and one of

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