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Affiliations:
1
Department of Periodontology, University of Giessen, Giessen, Germany
2
Department of Periodontology and Synoptic Dentistry, Charité – Medical University Berlin,
Berlin, Germany
3
Cariology Unit, Department of Oral Rehabilitation and Interdisciplinary Excellence
Research Program on Healthy Aging (PIEI-ES), University of Talca, Talca, Chile.
4
Department of Developmental and Surgical Sciences, University of Minnesota, Minneapolis,
Minnesota, USA
5
Department of Diagnostic and Biological Sciences, University of Minnesota, Minneapolis,
Minnesota, USA
Research on this topic performed in the Herzberg lab has been supported by NIH/NIDCR
grants R01DE11831, R21DE015056, R01DE015503, and R01DE021206.
This article has been accepted for publication and undergone full peer review but has not been
through the copyediting, typesetting, pagination and proofreading process, which may lead to
differences between this version and the Version of Record. Please cite this article as doi:
10.1111/jcpe.12781
Abstract
Innate immunity rapidly defends the host against infectious insults. These reactions are of
limited specificity and exhaust without providing long-term protection. Functional fluids and
effector molecules contribute to the defence against infectious agents, drive the immune
response, and direct the cellular players.
Aim. To review the literature and present a summary of current knowledge about the
function of tissues, cellular players and soluble mediators of innate immunity relevant to
caries and periodontitis.
Methods. Historical and recent literature was critically reviewed based on publications in
peer-reviewed scientific journals.
Results. The innate immune response is vital to resistance against caries and periodontitis
and rapidly attempts to protect against infectious agents in the dental hard and soft tissues.
Soluble mediators include specialized proteins and lipids. They function to signal to immune
and inflammatory cells, provide antimicrobial resistance and also induce mechanisms for
potential repair of damaged tissues.
Conclusions. Far less investigated than adaptive immunity, innate immune responses are
an emerging scientific and therapeutic frontier. Soluble mediators of the innate response
provide a network of signals to organize the near immediate molecular and cellular response
to infection, including direct and immediate antimicrobial activity. Further studies in human
disease and animal models are generally needed.
Clinical Relevance
Scientific rationale. Dental caries and periodontitis are among the most prevalent diseases
of bacterial origin affecting humans. As we come to understand the scope and impact of the
complex immune response to these infections, we may be able to design better and more
specific preventive and therapeutic methods.
Prinicipal findings. The innate immune response is vital to our resistance to caries and
periodontitis. Soluble mediators of innate immunity include certain proteins and lipids, which
regulate the orderly march of immune and inflammatory cells, provide antimicrobial
resistance, and also signal mechanisms for potential repair of damaged tissues. The roles of
soluble innate immune mediators in caries are less well charted than for periodontal
diseases.
Practical implications. A more complete picture of innate immunity and how this aspect of
the immune system impacts caries and periodontitis will refine our diagnostic tools and
therapeutic armamentarium.
During caries onset, the enamel surface and dentin, and cementum and dentin, form innate
barriers against cariogenic microbes protecting the dentin-pulp complex. Soluble mediators
contained in saliva include many antimicrobial molecules, which likely modulate the onset of
disease. In deep carious lesions, the role played by cells in the pulp is more apparent. In
periodontitis, the innate response to infection is formed by soft tissue barriers and cells,
soluble antimicrobial proteins including the complement system, and certain immune cells.
Innate immune cells include phagocytes such as neutrophils, macrophages, dendritic cells,
natural killer cells and γδ T cells. These cells migrate to the site of infection in response to
chemotaxins and cytokines.
This review presents a summary of current knowledge about the function of tissues, cellular
players and soluble mediators of innate immunity relevant to caries and periodontitis.
In general, the search was restricted to papers that were published from 2000 onwards.
Some earlier landmark papers were also included. Some search combinations failed to
generate any outcomes, including “prostaglandin AND caries” and “Treg AND caries”,
Saliva contains macromolecules that bind microbes, including mucins, salivary agglutinin
and secretory IgA. One or more of these glycoproteins can bind simultaneously to a single or
multiple microbial cells. Collectively, the complex of bound microbes and large glycoproteins
forms an agglutinated mass that is regularly and harmlessly swallowed, which clears the
infectious cells and viruses from the oral cavity while minimizing the retained microbial
populations.
The salivary flow rate – high or low – is characteristic of each individual and could contribute
to protection (Stookey, 2008) (de Almeida Pdel et al., 2008) (Leonor et al., 2009, Tenovuo,
1997) and inter-individual variability in caries risk. Higher flow rates may promote salivary
clearance of microbes from the oral cavity and contribute to the anticaries effect of the fluid.
Reduced salivary flow, as in Sjögren's syndrome, is associated with a higher incidence of
dental caries (Scully, 1986),(Scully, 1986). Salivary constituents have anticaries properties
(Lenander-Lumikari and Loimaranta, 2000) and may contribute to anticaries activity but the
relative contributions of individual components remains largely under-investigated. In
addition to their antimicrobial properties, salivary statherin, proline-rich proteins (PRP),
cystatins and histatins importance in the acquired salivary pellicle mediate the homeostasis
of the supersaturated state of calcium and phosphate salts (Hay et al., 1982). This
proteinaceous film reduces demineralization of the enamel surface, augmenting this innate
barrier’s resistance against acidogenic bacteria. The acquired pellicle is also an adhesion
substrate for pioneer colonizing bacteria in the dental biofilm. How the flow rate and
composition of saliva, and the supersaturated pellicle environment collectively affect the
supraginigval plaque microbiome and the cariogenicity of plaque bacteria remain topics for
active investigation (Cunha-Cruz et al., 2013).
Salivary innate immunity also controls the growth of plaque biofilm community members.
Canonical host defense antimicrobial proteins and peptides (AMPs) such as defensins,
calprotectin, cathelicidins (LL-37), and histatins (Diamond et al., 2008), and peroxidase
systems, lysozyme, lactoferrin, and secretory immunoglobulin A (sIgA) are suggested to
collectively provide anticaries activity (Castro et al., 2016) and reduce the risk of periodontitis
(van 't Hof et al., 2014). Caries-active children, for example, show lower levels of α-defensin
(Tao et al., 2005) and LL-37 (Davidopoulou et al., 2012) than caries-free children. Clinical
caries have not been associated, however, with salivary levels of β-defensins. Yet, a
polymorphism in the gene encoding human β-defensin 1 (DEFB1) may be associated with
higher caries experience (Navarra et al., 2016) (Navarra et al., 2016). Whereas AMPs show
in vitro activity against a broad spectrum of oral microorganisms, data are needed to show
activity in vivo.
Saliva and GCF contain at least 45 different AMPs that appear to act to control oral
microbes and protect dental hard tissues and mucosal surfaces, maintaining healthy
homeostasis in the oral cavity (Gorr and Abdolhosseini, 2011). In general, the AMPs in these
biological fluids are produced by epithelial cells of the salivary ducts and the proximal
gingiva, and neutrophils (Wenghoefer et al., 2008, Dale et al., 2001, Dunsche et al., 2002,
Lehrer, 2004, Gursoy et al., 2011). Saliva also contains varying amounts of
immunomodulatory interleukin-1β, interleukin-17 and interleukin 23, although it is not known
whether they contribute to innate immunity on mucosal surfaces of the oral environment
(Liukkonen et al., 2016).
Anatomic variations in the thickness and organization of the enamel barrier and underlying
dentin occur on the tooth, reflecting differences in vunerability to caries. The thickness of the
enamel is significantly greater on distal than mesial surfaces (Fernandes et al., 2011). After
exposure to a cariogenic experimental S. mutans biofilm, cervical enamel and dentin
demineralization was analyzed using swept-source optical coherence tomography.
Independent of other oral factors, enamel near the CEJ showed significantly more
demineralization than other enamel regions (Tezuka H, 2016). Vulnerability to caries is also
modified by the quality of the salivary pellicle, access to acidogenic dietary substrates, and
pathogenic differences in the proximal microbial biofilm. Although the enamel can remain
unaffected, root caries occurs when the cementum and dentin are demineralized and
breached.
Proximal to the tooth surface, the specialized junctional epithelium (JE) is non-keratinized
and modified to attach to the hard tissue using hemi-desmosomes. Like other gingival
tissues, JE cells express CAMs including integrins, which mediate cell interactions with the
extracellular matrix, basement membranes, and contribute to cell-cell adhesion (Danen and
Sonnenberg, 2003, Larjava et al., 2014, Larjava et al., 2011) as well as cadherins, which
form tight contacts between cells (Juliano, 2002).
Once the carious process disrupts the integrity of the hard surfaces, bacterial biofilms can
advance deeply beyond the dentin into the pulp. The dentin is an innate barrier covering the
Epithelial cells lining the oral mucosal sufaces represent the first line of response to bacterial
challenges including pathogen-associated molecular patterns (PAMPs). To engage PAMPs,
oral epithelial cells express pattern recognition receptors (PRRs) such as Toll-like receptors
(TLRs) and proteinase-activated receptors (e.g. PAR-2) (Giacaman et al., 2009) (Beklen et
al., 2008) (Lourbakos et al., 2001). In reponse to bacterial challenge, oral epithelial cells
express several families of AMPs that may control mucosal microorganisms, and
autoregulatory cytokines such as IL-1α, which signal to upregulate AMPs (Sorenson et al.,
2012). With other factors, AMPs may mediate periodontal health and disease as reviewed
elsewhere (Dommisch and Jepsen, 2015b, Chung et al., 2007, Komatsuzawa et al., 2007,
Dommisch and Jepsen, 2015a).
Gingival fibroblasts
Odontoblasts
Odontoblasts are the first cells to respond to bacterial factors permiating the dentinal tubuli.
In response to PAMPs, odontoblasts engage by regulating the expression of TLRs, including
TLR-2, TLR-3, TLR-5 and TLR-9 (Durand et al., 2006). TLR signaling results in upregulation
of AMPs, which appear to form an antimicrobial “shield” (Veerayutthwilai et al., 2007). The
AMPs, including human β-defensins (hBD-2), may mediate early immune responses in the
dental pulp (Dommisch et al., 2007, Horst et al., 2011).
Neutrophils are critical to the occurrence of periodontitis, when there are either too many
activated cells or too few (Hajishengallis et al., 2015, Hajishengallis and Hajishengallis,
2014). For example, leukocyte adhesion deficiency (LAD) syndrome, which is accompanied
by generalized early-onset periodontitis, is characterized by abundant circulating neutrophils
that fail to localize in the periodontal tissues (Moutsopoulos et al., 2014, Hajishengallis and
Moutsopoulos, 2014, Hajishengallis et al., 2016, Hajishengallis et al., 2015). The severe
tissue destruction is associated with dysregulation of the immune response and the IL-23/IL-
17 axis, which signals for aggressive inflammation and bone resorption. Conversely, excess
“hyperactivated” neutrophils in the tissues produce high levels of tissue toxic, reactive
oxygen species, which characterizes localized aggressive periodontitis (Karima et al., 2005,
Hasturk and Kantarci, 2015, Kantarci et al., 2003). Hence, in the different forms of
periodontitis, neutrophils can contribute to antimicrobial defense or tissue destruction.
Little is known about the role of macrophages in the response against caries. When the
carious process progresses through the dentin, the number of macrophages increases in the
dental pulp (Izumi et al., 1996, Izumi et al., 1995), reflecting increased vascular permeability
and favoring removal of bacterial antigens. Upon exposure to Gram-positive lipoteichoic acid
(LTA), pulpal macrophages up-regulate vascular endothelial growth factor (VEGF) promoting
neovascularization (Telles et al., 2003). In the pulp microenvironment, IFN-γ produced by
NK cells activate macrophages to assume a phagocytic phenotype (Hahn et al., 2000).
Mast cells
In mast cells the cellular ligand CD117 regulates growth, migration, and specific effector
functions in response to the microbial environment and may modulate innate and adaptive
immune responses (Galli et al., 2011). Mast cells express pattern recognition receptors
(PRRs) including TLR-2 and TLR-4 (Trinchieri and Sher, 2007). In response to PAMPs, mast
cells synthesize TNFα, IL-8, C-X-C motif chemokine ligand 8, (CXCL8), C-C chemokine
ligand 20 (CCL20), and histamine, which is released from intracellular granules (Johnzon et
al., 2016). In the gingiva, mast cells appear to release histamine, enhancing expression of
CCL20 and IL-8 by gingival fibroblasts (Dommisch et al., 2015, Minami et al., 2007). In
experimental periodontitis, bone loss was reduced by local application of a histamine
receptor antagonist (Hasturk et al., 2006). In humans, however, topical administration of
cimetidine increased phagocytosis and bacterial killing by crevicular fluid neutrophils,
consistent with proposed interactions between mast cell activation and attenuation of the
signs of periodontitis (Van Dyke et al., 2005). Cimentidine, however, did not appear to
change gingival inflammation during the 28 day course of the study . Hence, it is unclear to
what degree mast cells might contribute to human gingivitis and periodontitis.
Dendritic cells
Dendritic cells (DCs) in the epithelial and subepithelial layers survey the microbiota on the
mucosal surfaces. In response to microbial challenge, DCs as antigen presenting cells drive
immune responses through cognate interactions with T cells and bystander release of
Th17 cells
Natural, interleukin-17 (IL-17) producing gamma-delta T cells (γδT, Th17) cells are abundant
innate immune cells; Th17 cells can be effectors without explicitly inducing an immune
response (Chien et al., 2013, Zhu and Qian, 2012). During an immune response, antigen
encounters with γδ T cells induce maturation and differentiation to produce IL-17. Natural
and antigen-stimulated Th17 cells contribute to inflammatory diseases (Cauli and Mathieu,
2012, Monteleone et al., 2012). Indeed, IL-17+ cell counts in biopsies are greater in
periodontitis patients than healthy controls (Cheng et al., 2016, Allam et al., 2011). IL-17 and
Th17 cells in human periodontal lesions appear to contribute to gingival inflammation and
bone destruction (Hienz et al., 2015, Cheng et al., 2014). Animal studies support these
findings. IL-17 enhances RANK-L expression by osteoblasts and CD4+ T cells to promote
osteoclastogenic activity (Di Benedetto et al., 2013, Ohlrich et al., 2009, Gaffen and
Hajishengallis, 2008). Using Th17 cells from gingival and alveolar bone samples from
healthy and chronic periodontitis patients, cytokine expression (mRNA) was analyzed
(Cardoso et al., 2009). When compared to healthy samples, gingiva from periodontitis
patients showed elevated IL-17, TNF-β, IL-1β, IL-6, and IL-23 mRNAs and contained Th 17
cells. Similarly, bone from periodontitis sites showed increased expression of IL-17 and the
bone resorption factor receptor activator of NF-κB ligand when compared to healthy (control)
bone (Cardoso et al., 2009). Yet, the relationship between IL-17/Th17 levels and the severity
of periodontitis is not definitive (Gaffen and Hajishengallis, 2008).
We describe innate immune mechanisms that protect hard and soft tissues from the
microbial environment and against diseases of the oral hard and soft tissues. Innate
protection against caries and periodontitis is provided by saliva. Saliva contributes bulk
clearance of microorganisms by swallowing; salivary pellicle constituents helps to prevent
demineralization and promotes remineralization of dental hard tissues, important in dental
caries. Innate immune molecules in pellicle may limit microbial colonization of the tooth
surface.
Hard tissues (enamel, cementum, and dentin) and the gingival architecture (i.e., intercellular
junctions, cell differentiation), including the gingival epithelium and connective tissues, resist
mechanical abrasion and hinder bacterial invasion. AMPs produced in saliva, mucosal
epithelial cells and neutrophils serve as innate protective mechanisms to help the gingiva to
resist infection. As gingival epithelial cells proliferate and desquamate, microorganisms are
cleared from the periodontal soft tissues. High cell turn-over is crucial to eliminate infected
cells. Proximal to the cemento-enamel junction (CEJ), the junctional epithelium (JE) is
structurally adapted to seal to the tooth and prevent infection of the connective tissues. JE
cells also desquamate to help prevent infection of the epithelium and underlying connective
tissues, and eliminate putative pathogens that may demineralize proximal hard tissues or
invade the periodontal tissues. Dental hard and soft tissues are also home to different cell
types (tissue and immune cells) that resist or control intrusion from the oral microbial
environment and regulate pro-inflammatory reactions. Thus, when these four levels of innate
protective mechanisms are homeostatic, health tends to be maintained.
In many cases, the defense systems are not, however, able to prevent caries processes or
avoid periodontal destruction. In comparison to innate defense mechanisms, which evolved
during millions of years, changes in lifestyle and nutrition during the last centuries have been
too rapid to facilitate co-evolution of alternative defense and protection mechanisms.
To understand the complexity of the oral microbiome and the innate immune responses,
researchers have followed a reductionist approach. Progress to elucidate key inflammatory
defense mechanisms has been hindered by our lack of understanding of the many biological
circuits that might describe host innate immune interactions with the microbiomes (Kornman,
2008, Meyle and Chapple, 2015). As we learn more about these complex curciuts, the
intersections between innate and adaptive immune reponses are blurring and the biological
curcuits are increasing in complexity (Paul, 2011). Resolution of the complexity of innate
immune-microbiome curcuits is the next frontier. What factors are the strongest drivers?
The contents of this manuscript have been discussed during the European Workshop on
Caries and Periodontal Diseases, which was held in La Granja, Spain in November 2016.
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