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Hydraulic Design of Stepped Spillways

Robert M. Boes1 and Willi H. Hager, F.ASCE2

Abstract: An experimental study on a large model flume using fiber-optical instrumentation indicated that the onset of skimming flow
is a function of critical depth, chute angle, and step height. Uniform mixture depths that determine the height of chute sidewalls and
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uniform equivalent clear water depths are described in terms of a roughness Froude number containing unit discharge, chute angle and
step height. The spillway length needed to attain uniform flow is expressed as a function of critical depth and chute angle. The flow
resistance of stepped spillways is significantly larger than for smooth chutes due to the macro roughness of the steps. The friction factor
for uniform aerated flow is of the order of 0.1 for typical gravity dam and embankment dam slopes, whereas the effect of relative
roughness is rather small. The energy dissipation characteristics of stepped spillways and the design of training walls are also discussed.
The paper aims to focus on significant findings of a research program and develops design guidance to lessen the need for individual
physical model studies. A design example is further presented.
DOI: 10.1061/共ASCE兲0733-9429共2003兲129:9共671兲
CE Database subject headings: Spillways; Two phase flow; Cascades; Aeration; Dam design; Energy dissipation; Friction factors.

Introduction was conducted at the Laboratory of Hydraulics, Hydrology and


Thanks to the technological advances in construction of roller Glaciology 共VAW兲 of the Swiss Federal Institute of Technology
compacted concrete 共RCC兲 dams over the past 2 decades, stepped 共ETH兲, Zurich 共Boes 2000; Schläpfer 2000兲. Besides the investi-
spillways for discharging excess flood water have gained signifi- gation of scale effects, the inception of air entrainment, air con-
cant interest and popularity among researchers and dam engi- centration and velocity distributions 共Boes and Hager 2003兲, the
neers, both for new dams and for armoring of existing embank- prediction of the onset of skimming flow, uniform flow depths
ment dams. The use of stepped spillways has enhanced the and distances to attain uniform flow, friction factors and the en-
performance and economy of many RCC dams where the con- ergy dissipation characteristics for skimming flow on stepped
crete placement in lifts allows an economic and fast construction chutes are dealt with in the following.
of spillway steps on the downstream dam faces.
The main advantage of stepped chutes over conventional Experimental Setup
smooth spillways, in addition to construction economy, is the sig-
nificant energy dissipation along the chute due to the macrorough- All experiments were conducted in a prismatic rectangular chan-
ness of the steps. This in turn leads to a pronounced reduction of nel of width b⫽0.50 m and length 5.7 m with bottom angles ␾
the stilling basin dimensions at the toe of the spillway. Cavitation from the horizontal of 30, 40, and 50° or slopes (V:H) of 1:1.73,
risk resulting from excessive subatmospheric pressures dimin- 1:1.19, and 1:0.84 共Fig. 1兲. Three step heights s⫽23.1, 46.2, and
ishes due to greatly reduced flow velocities and the high amount 92.4 mm were investigated for the 30° cascade, steps of 31.1 and
of air entrainment. The aeration produces flow bulking, however, 93.3 mm were tested for the 50° chute and of 26.1 mm for
and therefore requires higher sidewalls. ␾⫽40°. Only the spillway face with constant bottom slope and
Few definite design guidelines for stepped spillways are avail- step size was considered. A so-called jetbox transformed the pres-
able to date. To fill in this gap, an experimental model study on surized approach flow to a free surface open channel flow of
the characteristic two-phase skimming flow down a stepped chute precalibrated approach flow depth and approach velocity. Despite
this arrangement, all results presented hereafter refer to standard
1 ungated stepped spillways, because the fictitious location of the
Project Manager, TIWAG Hydro Engineering GmbH, A-6020
Innsbruck, Austria. E-mail: robert.boes@tiwag.at; formerly, Research spillway crest was deduced analytically from general drawdown
Hydraulic Engineer, Laboratory of Hydraulics, Hydrology and Glaciol- equations 共Hager and Boes 2000兲, which agrees well with data
ogy 共VAW兲, Swiss Federal Institute of Technology 共ETH兲, ETH-Zentrum, from crest profile spillways 共Boes and Hager 2003兲.
CH-8092 Zurich, Switzerland. A two-tip fiber-optical probe was used to measure both air
2
Professor, Head Hydraulic Engineering Division, Laboratory of concentrations and flow velocities in selected outer step edge
Hydraulic, Hydrology and Glaciology 共VAW兲, Swiss Federal Institute of cross sections. This instrumentation is described by Boes and
Technology 共ETH兲, ETH-Zentrum, CH-8092 Zurich, Switzerland. Hager 共1998兲 and Boes 共2000兲, its physical measuring principal
E-mail: hager@vaw.baug.ethz.ch being based upon the different optical refraction indices of air and
Note. Discussion open until February 1, 2004. Separate discussions water. A detailed description of the experimental setup is given by
must be submitted for individual papers. To extend the closing date by
Boes 共2000兲 and Boes and Hager 共2003兲.
one month, a written request must be filed with the ASCE Managing
Editor. The manuscript for this paper was submitted for review and pos-
sible publication on December 7, 2001; approved on February 25, 2003. Transition from Nappe to Skimming Flow
This paper is part of the Journal of Hydraulic Engineering, Vol. 129,
No. 9, September 1, 2003. ©ASCE, ISSN 0733-9429/2003/9- Two distinct flow regimes occur on stepped spillways, so-called
671– 679/$18.00. nappe flow and skimming flow. Whereas in nappe flow the steps

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Fig. 3. Skimming flow over steps of height s⫽92.4 mm, ␾⫽30°,


F0 ⫽3.0

Fig. 1. Longitudinal section of stepped spillway with origin of This is in agreement with the onset/transition functions and data
streamwise coordinate x at spillway crest: 共---兲 pseudobottom, flow of Rajaratnam 共1990兲; Stephenson 共1991兲; Chanson 共1996兲;
region with equivalent clear water depth h w 共darkly shaded兲 and mix- Tatewar and Ingle 共1999兲; Yasuda and Ohtsu 共1999兲; and Matos
ture depth h 90 共lightly shaded兲, 共–•–兲 energy head, and 共䊊兲 inception 共2001兲 for approximately 25°⬍␾⬍55°. Functions proposed by
point Chamani and Rajaratnam 共1999a兲 and James 共2001兲 are likely to
underestimate the transition from nappe to skimming flow, which
may be attributed to a different definition of the onset of skim-
ming flow 共see Matos 2001; Ohtsu et al. 2001兲. In the transition
act as a series of overfalls with the water plunging from one step
regime, both nappe and skimming flows occur simultaneously on
to another 共Fig. 2兲, the water flows as a coherent stream over the
different parts of a stepped spillway 共Ohtsu and Yasuda 1997兲.
pseudobottom formed by the outer step edges in skimming flow,
However, for engineering purposes and taking into account the
without air pockets under the jets. This definition has been
difficulty in precisely determining these limits, the transition from
adopted by most researchers 共see Matos 2001; Ohtsu et al. 2001兲.
nappe to skimming flow is preferably expressed by a single equa-
Generally speaking, nappe flow is found for low discharges and
tion as Eq. 共1兲. Because of reported undesirable wave phenomena
large steps. For small steps and large discharges such as the de-
on stepped chutes 共Chanson 2000; Homann et al. 2000兲 that
sign discharge the water usually skims over the step edges, and
might be caused by hydrodynamic instabilities resulting from a
recirculating zones develop in the triangular niches formed by the
change from aerated to unaerated nappes in the transition regime
step faces and the pseudobottom 共Fig. 3兲. Strictly speaking, a
共Chanson 1994兲, the flow should be distinctly either in the nappe
distinction between an upper limit for nappe flow and a lower
flow or the skimming flow regime for the design discharge and
limit for skimming flow may be defined, with a transition regime
the safety check flood. A comparison of the results of Yasuda and
separating these characteristic limits. The transition from nappe to
skimming flow can be expressed by the ratio of critical depth h c
and step height s. The present experimental results indicate the
onset of skimming flow at 共Fig. 4兲
hc
⫽0.91⫺0.14 tan ␾ (1)
s

Fig. 4. Transition from nappe to skimming flow as function


h c /s(tan ␾) with experimental data, empirically or theoretically
based equations of 共1, 兲 Rajaratnam 共1990兲; 共⫻兲 Stephenson
共1991兲; 共2, -–-兲 Chanson 共1994兲; 共3, 兲 Chanson 共1996兲 for
Fb ⫽1.66; 共4, 兲 Tatewar and Ingle 共1999兲 for lower limit skim-
ming flow; Yasuda and Ohtsu 共1999兲 for 共5,– – – –兲 upper limit
nappe flow; and 共6, —兲 lower limit skimming flow, Matos 共2001兲 for
Fig. 2. Nappe flow with h c /s⬇0.2, ␾⬇34° on Urft Dam stepped 共䉮兲 lower limit skimming flow, 共〫兲 intermediate nappe/skimming
spillway, Germany 共courtesy of Dr. V. Spork, RWTH Aachen, flow and 共䊊兲 nappe flow, present study with 共䉱兲 upper and 共䉲兲 lower
Germany兲 limits, 共– –兲 Eq. 共1兲

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Fig. 5. Air concentration distribution C(y) for ␾⫽30°, F0 ⫽6.0, K Fig. 7. Relative uniform equivalent flow depth h w,u /s as function of
⫽20 mm, and h 0 /s⫽2.08 at nondimensional distance 共Boes and roughness Froude number F for different chute angles ␾
*
Hager 2003兲 of X i ⫽(⽧)42.7 and 共〫兲 60.6 共chute end兲

Ohtsu 共1999兲 with Eq. 共1兲 results in about 20% of deviation from cant effect on the friction factor value, see Eq. 共14兲. Because C̄ u
the h c /s values. Obviously, for ungated spillways, the transition is similar both for smooth and rough chutes 共Matos 2000b; Boes
regime cannot be avoided if the chute is designed for skimming and Hager 2003兲, the uniform depth-averaged air concentration
flow. h w,u
C̄ u ⫽1⫺ (2)
h 90,u
Uniform Two-Phase Flow was compared with the mean air concentration for uniform flow
C̄ u ⫽0.75(sin ␾)0.75 as proposed by Hager 共1991兲 for smooth
Regarding the attainment of uniform flow towards the down- chutes. In order that an experimental h w,u -value be retained for
stream spillway end, all experimental runs were basically evalu- the calculation of friction factors, the deviation between C̄ u from
ated in three different ways. First, the air concentration profiles at Eq. 共2兲 and according to Hager 共1991兲 had to be within an arbi-
the chute end and at a cross section further upstream were com- trarily selected 20% that is considered sufficiently exact for
pared. Agreement of the two as in Fig. 5 was considered sufficient highly turbulent air-water flow. A total of nine experimental re-
for fully developed two-phase flow with quasiconstant aeration sults had to be excluded for friction factor analysis by applying
rate, flow depth and velocity. For the majority of the present this criterion.
experimental runs, this was attained at the spillway end. However,
observations of Matos et al. 共1999兲 and Matos 共2000a兲 indicated
that uniform flow may not have been fully developed according to Flow Depths
this criterion. Therefore, a second method to check uniform flow If the uniform equivalent clear water depths are normalized with
conditions consisted in examining the drawdown curves described the step height s and plotted as a function of the roughness Froude
by the equivalent clear water 共subscript w兲 and characteristic mix- number F ⫽q w /(g sin ␾s3)1/2, with q w as water discharge per
ture depths h w and h 90⫽h(C⫽0.9), respectively. For quasicon- *
unit width and g as acceleration of gravity, a data fit yields
stant values at the downstream spillway end, uniform flow was 共Fig. 7兲
likely to be attained. Drawdown curves which had not yet reached
their uniform 共subscript u兲 depth were extrapolated to obtain h w,u h w,u
⫽0.23F0.65 (3)
and h 90,u 共Fig. 6兲. Accordingly, experimental runs where uniform s *
flow had not yet been fully attained at the chute end could also be In the range of the experiments, Eq. 共3兲 may be approximated as
retained for subsequent analysis. A third criterion was further ap- h w,u /s⫽0.215F2/3 共Fig. 7兲, or
plied for the computation of friction factors where h w,u enters in *
the third power so that even slight deviations may have a signifi- h w,u
⫽0.215共 sin ␾ 兲 ⫺1/3 (4)
hc
The uniform clear water depth h w,u relative to critical depth h c
thus varies exclusively with the chute angle ␾, independent from
s and q w .
The uniform mixture depth h 90,u determining sidewall height
共Boes and Minor 2000兲 can be described by 共Fig. 8兲
h 90,u
⫽0.50F共 0.1 tan ␾⫹0.5兲 (5)
s *
Therefore, for a certain relative discharge h c /s, both h w,u and
h 90,u decrease with increasing chute angle.

Fig. 6. Drawdown curve of 共equivalent兲 clear water profile h w (x) Attainment of Uniform Flow
with extrapolation to obtain the uniform flow depth h w,u for ␾⫽50°,
The length needed for uniform flow to be attained is difficult to
F0 ⫽4.0, K⫽60 mm, and h 0 /s⫽0.40
determine experimentally because both the uniform equivalent

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H dam,u
⬇25.52关 1⫺0.055共 sin ␾ 兲 ⫺1/3兴共 sin ␾ 兲 2/3 (12)
hc
or when approximated as a power formula
H dam,u
⬇24共 sin ␾ 兲 2/3 (13)
hc
The normalized vertical drawdown length thus increases almost
linearly with the chute inclination.
For ␾⬇52° as is typical for gravity dams, a minimum relative
dam height of H dam,u /h c ⫽20.5 is required according to Eq. 共13兲
Fig. 8. Relative uniform mixture depth h 90,u /s as function of rough- to attain uniform flow. This value agrees with the results of Yildiz
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ness Froude number F for different chute angles ␾ and Kas 共1998兲, but is smaller than H dam,u /h c ⫽25– 30 suggested
* by Matos and Quintela 共1995兲 and Matos 共2000a兲, or H dam,u /h c
⫽28 found by Ohtsu et al. 共2000兲 for similar downstream slopes.
The difference to the latter can be explained by the previous as-
clear water and the uniform mixture depths are approached as- sumption of being within 2% of the asymptotic uniform depth.
ymptotically. A slight deviation in flow depth may thus result in a Due to the asymptotic behavior of drawdown curves, the distance
large error in the drawdown length x u from the overflow crest to required is strongly dependent on the assumption of Y. The closer
close uniform equivalent clear water flow. However, as demon- Y is to unity, the larger the value for x u or H dam,u . For example,
strated by Hager and Boes 共2000兲, the drawdown length can be reducing the margin to 0.5% or Y ⫽1.005 results in a relative
deduced analytically from the general equation for backwater and vertical distance H dam,u /h c ⫽28.1 for ␾⫽52°. However, Eq. 共13兲
drawdown curves 共Chow 1959兲 is considered sufficient for engineering purposes, especially for
the calculation of residual energy at the spillway toe based on
dh sin ␾⫺S f equivalent clear water depths.
⫽ , (6)
dx cos ␾⫺F2
where h⫽local flow depth; x⫽streamwise coordinate; S f ⫽friction
slope; and F⫽u/(gh) 1/2⫽local Froude number. Except close to Friction Factor
the spillway crest, stepped spillway flow is hypercritical, i.e., F2
⬎10, and the hydrostatic term cos ␾ may be neglected compared Basic Equation
to the hydrodynamic term F2 . Accordingly, Eq. 共6兲 may be sim-
plified as 共Hager and Blaser 1998兲 To account for flow aeration, the Darcy–Weisbach friction factor
f w in uniform two-phase flow was computed with the
dY uniform equivalent clear water depth h w,u . With sin ␾
⫽⫺␴ 共 Y ⫺1 兲 Y (7)
d␹ ⫽u2/(2g)•关 f w /Dh,w,u兴, where the hydraulic diameter for uniform
with Y ⫽h/h u , ␹⫽x/x s where x s ⫽h 3c /(h w,u
2
sin ␾)⫽scaling flow is D h,w,u ⫽4R h,w,u ⫽4bh w,u /(b⫹2h w,u ), R h,w,u being the
length; and ␴⫽10/3 for turbulent rough flow, based on the hydraulic radius, and u⫽q w /h w the flow velocity computed from
Gauckler–Manning–Strickler 共GMS兲 formula. The general solu- the continuity equation, one obtains
tion of Eq. 共7兲 subject to the boundary 共subscript 0兲 condition 3
8gbh w,u sin ␾
Y (␹⫽0)⫽Y 0 is f w⫽ (14)

冉 冊
q w2 共 b⫹2h w,u 兲
Y ⫺1 Y 0
ln • ⫽⫺␴␹ (8)
Y 0 ⫺1 Y
Shape Correction Factor
Because uniform flow is an asymptotic process, and the super-
critical flow over macro roughness has a turbulent surface, uni- To account for the rectangular cross-sectional channel shape that
form flow is considered to be attained if the flow depth is within departs from the circular shape underlying the Prandtl–Colebrook
⫾2% of h w,u . Introducing Y ⫽1.02 and Y 0 ⫽Y c ⫽h c /h w,u in Eq. equation, a shape correction factor w originally introduced by
共8兲, the corresponding distance obtains Marchi 共1961兲 was used for the effective hydraulic diameter

冉 0.02

Yc
冊 D h,eff⫽w•Dh,w as described by Schröder 共1990兲

冉 冊
⫺␴␹⫽ln (9)
1.02 Y c ⫺1 ⫺5h
w⫽0.90⫺0.38 exp for h/b⭓0.4 (15a)
For typical values Y c ⬎2.5, this may be simplified as b
␴␹⫽3.93⫺Y ⫺1
c (10) w⫽0.60 for h/b⬍0.4. (15b)
or with H dam as vertical spillway height 共Fig. 1兲, basically as The equivalent clear water depth h w,u was considered as the rel-
demonstrated by Hager and Boes 共2000兲 evant flow depth h in Eq. 共15兲.

冋 冉 冊册冉 冊 2
For uniform skimming flow over steps of roughness height
H dam,u xu h w,u hc K⫽s•cos ␾ perpendicular to the pseudobottom the Prandtl–
⬇sin ␾ ⫽ 1.18⫺0.30 (11)
hc hc hc h w,u Colebrook equation thus reads
The relative vertical length H dam,u /h c to attain uniform flow thus
increases significantly with the ratio of critical to uniform depths.
Substitution of Eq. 共4兲 into Eq. 共11兲 yields
1
冑f w
⫽⫺2 log 冋 2.51
wR冑 f w

K/ 共 wD h,w 兲
3.71 册 (16)

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Fig. 9. Bottom friction factor f ⫺1/2


b as function of relative roughness
K/D h eff for 共䉮兲 ␾⫽19° 共Yasuda and Ohtsu 1999兲, present study for Fig. 10. Friction factor f w and bottom friction factor f b , respec-
␾⫽共䊊兲 30°, 共䊐兲 40°, and 共〫兲 50° tively, as functions of (⌸ 1 •⌸ 2 ) with experimental data or empirical
equations of Tozzi 共1992兲 for ␾⫽共关1兴, – –兲 26.6° and 共关2兴, 兲
53.1°; 共关3兴, – – – –兲 Frizell et al. 共1994兲 for ␾⫽26.6°; 共䉭兲 Wahrheit-
Lensing 共1996兲 for ␾⫽51.3°; 共䉮兲 Yasuda and Ohtsu 共1999兲 for
␾⫽19°; 共关4兴, 兲 Chamani and Rajaratnam 共1999b兲 for ␾⫽53.1°;
where R⫽uD h,w /␯⫽4Q w / 关 ␯(b⫹2h w ) 兴 is the Reynolds num-
Chanson et al. 共2000兲 for ␾⫽共关5兴, —-兲 19° based on model data, and
ber, with ␯⫽kinematic viscosity of water; and Q w ⫽water dis-
共关6兴, – –--兲 51.3°, present study for ␾⫽共䊊兲 30° and 共䊏兲 40°/50°, 共—兲
charge.
Eq. 共20兲

Sidewall Correction Method


Effect of Depth Measurement
Because only the channel bottom is covered with the step macro
roughness, whereas the sidewalls are hydraulically smooth, the Yasuda and Ohtsu 共1999兲 used a nonintrusive method to deter-
friction factor computed from Eq. 共14兲 accounts for the overall mine the equivalent clear water depth by measuring the sequent
friction behavior of the sectional stepped channel. To determine depth of a hydraulic jump at the spillway toe. This apparently
the friction factor f b of the bottom roughness only, the sidewall results in an overestimation of the uniform clear water depth
correction method described by Schröder 共1990兲 was applied,
consisting of the following procedure:
1. Value of f w was calculated from Eq. 共14兲,
h w⫽ 冕0
h 90
关 1⫺C 共 y 兲兴 dy (18)

2. Sidewall skin friction factor f s for hydraulically smooth flow as determined in the present study, and thus leads to larger friction
was determined by iteratively solving factors according to Eq. 共14兲 in the study of Yasuda and Ohtsu

冋 册
共1999兲 for ␾⫽30 and 55°. In Eq. 共18兲, C(y) is the local air
1 2.51f w concentration at an outer step edge cross section, and y is the
⫽⫺2 log (17)
冑f s wR冑 f 3s coordinate normal to the pseudo-bottom. However, because the
flow aeration is small for ␾⫽19°, deviations from friction factors
with w from Eq. 共15兲 and R⫽4Q w /(␯(b⫹2h w,u )), obtained with direct depth measurement are believed to be negli-
3. Bottom friction factor f b was then obtained from f b ⫽ f w gible for this small chute angle, and the corresponding data of
⫹2( f w ⫺ f s )h w,u /b. Yasuda and Ohtsu 共1999兲 are plotted in Fig. 10 for the sake of
The resulting bottom friction factor f b is thus slightly larger than comparison.
the overall Darcy–Weisbach friction factor f w from Eq. 共14兲. Fig.
9 shows all f ⫺1/2
b -values of the present study as well as those of General Determination of Friction Factor
Yasuda and Ohtsu 共1999兲 for ␾⫽19° as a function of relative
roughness K/D h,eff . The data of Yasuda and Ohtsu 共1999兲 were As can be seen in Fig. 9, the friction factor of skimming flow over
recalculated using the previous sidewall correction method. stepped spillways is basically a function of relative roughness
K/D h,w and roughness spacing K/L s ⫽sin(2␾)/2
Effect of Roughness Spacing f b ⫽⌸ 1 共 K/L s 兲 •⌸ 2 共 K/D h,w 兲 (19)
Fig. 9 shows an effect of chute slope on the friction factor except Using a function f b (K/L s ⫽const)⫽⌸2⫽(K/Dh,w) for a given 0.2

for ␾⫽40 and 50° with about equal f b values. This may be ex- roughness spacing, the effect of K/L s ⫽sin(2␾)/2 was fitted as
plained by a different distance L s ⫽s/sin ␾⫽K/(sin ␾ cos ␾) be- ⌸ 1 ⫽0.5⫺0.42 sin(2␾). All data of the present study and those of
tween two adjacent step corners for a given step roughness K Yasuda and Ohtsu 共1999兲 for ␾⫽19° thus fall on the curve
共Fig. 1兲 except for ␾⫽40 and 50° with equal L s ⫽2K/sin(2␾). 共Fig. 10兲
Since L s determines the shear length between the recirculating
vortices in the step niches and the main flow along the pseudo-
bottom, f b is, e.g., larger for ␾⫽30° with K/L s ⫽sin(2␾)/2
f b ⫽ 关 0.5⫺0.42 sin共 2␾ 兲兴 冉 冊K
D h,w
0.2
(20)

⫽0.433 compared to sin共2␾兲/2⫽0.492 for 40 and 50°. This ob- Approximations and f w data, respectively, of Tozzi 共1992兲 for
servation agrees with those of Yasuda and Ohtsu 共1999兲. Friction ␾⫽26.6°, curve 关1兴, and for ␾⫽53.1°, curve 关2兴, of Frizell et al.
factors of f b ⬇0.11 for ␾⫽30° and f b ⬇0.07 for ␾⫽50° were 共1994兲 for ␾⫽26.6°, curve 关3兴, of Wahrheit-Lensing 共1996兲 for
obtained in the present study, whereas those of Yasuda and Ohtsu ␾⫽51.3°, encircled data, of Chamani and Rajaratnam 共1999b兲,
共1999兲 for 30° and 55° are f w ⫽0.17 and 0.14, respectively. curve 关4兴, and of Chanson et al. 共2000兲 for ␾⬍20°, curve 关5兴, and

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Fig. 11. Ratio f w / f m as function of depth-averaged air concentration


C̄ for experimental data of 共䉭兲 Wahrheit-Lensing 共1996兲 and 共䊉兲
Fig. 12. Relative residual energy head ratio H res /H max as function of
present study, 共—兲 Chanson 共1994兲 for smooth chutes, 共– – – –兲
relative spillway height H dam /h c for 共䉮兲 ␾⫽19° 共Yasuda and Ohtsu
Eq. 共22兲
1999兲, present study for ␾⫽共䊊兲 30°, 共䊐兲 40°, and 共〫兲 50°

for ␾⫽51.3°, curve 关6兴, were also added to Fig. 10. The friction
factors f w generally represent the overall friction behavior except This approximation resembles that for drag reduction on smooth
for the authors’ experimental data and those of Yasuda and Ohtsu chutes due to air entrainment by Chanson 共1994兲, who considered
共1999兲 which stand for f b values. The present prediction Eq. 共20兲 the friction factor of non-aerated flow f instead of f m , however
is surrounded by the various curves 关1兴–关6兴 and by the data of 共Fig. 11兲.
Wahrheit-Lensing 共1996兲. This demonstrates the difficulties to de- Also plotted in Fig. 11 are the corresponding data of Wahrheit-
termine the friction factor in a highly turbulent two-phase flow Lensing 共1996兲 that approach the experimental results of the
across a stepped spillway. present study with increasing mean air concentration C̄. The de-
Provided 0.1⬍K/D h,w ⬍1.0, Eq. 共20兲 may also be expressed viation is supposed to result from an overestimation of the char-
by a familiar logarithmic function. The bottom roughness friction acteristic mixture depths measured with point gages. The mea-
factor f b on stepped chutes with 19°⭐␾⭐55° as given by Eq. sured flow depths rather represent h m values with m⬎90, e.g.,
共20兲 can be approximated by h 95⫽h(C⫽0.95), instead of h 90 as considered in the present
study.
1
冑f b

1
冑0.5⫺0.42 sin共 2␾ 兲
冋 1.0⫺0.25 log 冉 冊册
K
D h,w
(21)
Energy Dissipation
Both Eqs. 共20兲 and 共21兲 demonstrate that the effect of chute angle
␾ is much larger than of relative roughness. This important ob- Knowledge of the residual kinetic energy of a flow at the toe of a
servation is also reflected by Eq. 共4兲, describing the uniform spillway is important to design the energy dissipator downstream
equivalent clear water depth. of a stepped chute. The residual head at any section along a
stepped spillway, regardless of uniform or nonuniform flow con-
ditions, can be expressed by
Effect of Aeration on Friction Factor
q w2
The presence of air within turbulent boundary layers reduces the H res⫽h w cos ␾⫹␣ (23)
shear stress. The resulting drag reduction leads to a decrease of 2gh w2
energy dissipation on chutes 共Chanson 1994兲. Former model stud-
ies normally overestimated the friction factor and the energy dis- where h w is obtained from Eq. 共18兲 and the energy correction
sipation rate due to insufficient consideration of aeration. Often, coefficient is ␣⬇1.1. All experimental data for H res were normal-
flow depths in two-phase flow were simply measured with point ized with the maximum reservoir head H max⫽Hdam⫹1.5h c 共Fig.
gages or scales attached to the channel sidewalls. These measure- 1兲. If the normalized residual heads for all spillway chutes tested
ments resulted in flow depths that rather described the character- are plotted over a normalized dam height 共Fig. 12兲, no distinction
istic mixture depth h 90 instead of the clear water depth h w , based can be observed between energy heads for ␾⫽40 and 50°, sup-
on knowledge of the air concentration according to Eq. 共18兲. If porting the previously discussed equal behavior of friction factors
the friction factor was subsequently calculated from Eq. 共14兲 with for equal roughness spacing K/L s . Also, for a given relative dam
h⫽h 90,u instead of h⫽h w,u , air entrainment was completely ne- height, the energy heads are smallest for 19° because of higher
glected, resulting in a friction factor f m of pseudouniform flow f b -values compared to 30, 40, and 50°.
depth h 90,u . For the calculation of residual energy heads on stepped chutes,
The significant reduction of the friction factor due to air en- a distinction should be made between conditions where uniform
trainment along a spillway is shown in Fig. 11 where the ratio flow is attained or not. For uniform flow, i.e. for H dam /h c ⭓15 to
f w / f m is plotted. All experimental data, regardless of the chute 20 according to Eq. 共13兲, Chanson’s approach 共1994兲 was modi-
slope, fall on a line given by 共Boes 2000兲 fied by accounting for the boundary condition

冉 冉 冊冊
H res /H max(Hdam /h c ⫽0)⫽1 共Fig. 12兲. For non-uniform spillway
fw 0.25⫺C̄ flow the data were fitted with an exponential function to result in
⫽0.5 1⫹tanh (22)
fm C̄ 共 1⫺C̄ 兲 a normalized residual head

676 / JOURNAL OF HYDRAULIC ENGINEERING © ASCE / SEPTEMBER 2003

J. Hydraul. Eng. 2003.129:671-679.


H res
H max 冋冉
⫽exp ⫺0.045
K
D h,w 冉 冊 0.1
共 sin ␾ 兲 ⫺0.8 冊 册
H dam
hc
hand, and ensuring a large energy dissipation rate on the other.
For the given design discharge, the ratio h c /s⫽3.44/1.2⫽2.87 is
more than 20% beyond the value of h c /s⫽0.74 given by Eq. 共1兲
for H dam /h c ⬍15– 20 (24a) for the onset of skimming flow. In other words, nappe flow takes
place only for small discharges up to about q w ⫽(h 3c g) 1/2
H res F
⫽ ⫽((0.74⫻1.2) 3 9.81) 1/2⫽2.6 m3 /(s m), when skimming flow
H max H dam sets in.
⫹F
hc
with Inception Point of Air Entrainment

F⫽ 冉 fb
8 sin ␾ 冊 1/3
cos ␾⫹


fb
2 8 sin ␾ 冊 ⫺2/3
Eq. 共4兲 in Boes and Hager 共2003兲 indicates a distance of L i
⫽35.4 m between the spillway crest and the inception point loca-
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tion 共see Fig. 1兲, i.e. the white water reach starts about halfway
for H dam /h c ⭓15– 20 (24b) along the chute.
The hydraulic diameter D h,w in Eq. 共24a兲 should be computed
with h w,u from Eq. 共4兲, and the friction factor f b in Eq. 共24b兲 from Inception Flow Depth
Eq. 共20兲 or 共21兲. It should be noted that a direct computation of
residual energy head, based on either a drawdown curve, or on The flow depth at the inception point amounts to h m,i ⫽1.33 m
Eq. 共4兲 for uniform mixture flow, may be simpler. Yet, Fig. 12 according to Eq. 共5兲 from Boes and Hager 共2003兲. The two-phase
gives an idea of the main parameters involved and Eq. 共24兲 was flow velocity is thus v m,i ⫽q d /h m,i ⫽20/1.33⬇15 m/s. However,
retained, therefore. because the depth-averaged inception air concentration C̄ i ⬇0.23
from Eq. 共7兲 共Boes and Hager 2003兲, the inception clear water
Training Wall Design depth is only about h w,i ⫽h m,i (1⫺C̄ i )⫽1.33(1⫺0.23)⫽1.02 m,
resulting in an inception clear water velocity of about v w,i
The considerable aeration on stepped chutes leads to flow bulking ⫽20/1.02⫽19.6 m/s. This value is just below the critical velocity
which should be accounted for in the design of spillway training of roughly 20 m/s for the inception of cavitation in unaerated
walls. According to Boes and Minor 共2002兲, the proposed side- stepped chute flow 共Boes and Hager 2003兲.
wall design height h d reads
h d ⫽␩•h 90,u (25) Attainment of Uniform Flow
with a safety factor ␩⫽1.2 for concrete dams without concern for According to Eq. 共13兲, the vertical distance required for uniform
erosion on the downstream face, and ␩⫽1.5 in case of emergency flow to be attained would be about H dam,u ⫽70 m, which is more
spillways on embankment dams prone to erosion. The safety fac- than the spillway height. The flow is therefore still developing at
tor takes into account the relatively larger spray height in the the chute end, but not far from uniform conditions.
prototype due to a higher turbulence degree, as compared to the
model results 共Boes and Minor 2000兲. It should be noted, how-
ever, that Eq. 共25兲 is based upon the skimming flow regime with- Uniform Flow Depths
out spillway aerator. In case of nappe flow, the nappe impact on If the spillway was sufficiently long for uniform flow to be estab-
the steps may cause a considerable spray that might overtop the lished, the uniform equivalent clear water depth would be h w,u
training walls designed after Eq. 共25兲 共Boes and Minor 2002; see ⫽0.80 m from Eq. 共4兲, whereas the uniform characteristic mixture
also Design Example兲. depth would amount to h 90,u ⫽1.74 m from Eq. 共5兲, with F
*
⫽20/(9.81•sin(51.3°)•1.23 ) 1/2⫽5.50. The uniform depth-
Design Example averaged air concentration would thus be C̄ u ⬇0.54 from Eq. 共2兲.
Assume that a stepped chute is to be designed for a dam with the
following boundary conditions: H dam⫽60 m vertical dam height Energy Dissipation
above stilling basin; b⫽40 m downstream river width; 1V:0.8H
Because uniform flow is not attained, the energy dissipation is
slope of downstream dam face; ␾⫽51.3°⫽arctan共1/0.8兲 spillway
computed from Eq. 共24a兲. The required equivalent clear water
chute angle; Q d ⫽800 m3 /s design discharge; and RCC lift thick-
depth at the chute end h w,e can be approximated by linear inter-
ness 0.6 m.
polation between the inception depth h w,i ⫽1.02 m and the uni-
form depth h w,u ⫽0.80 m at vertical distances from the crest of
Selection of Spillway Width
z i ⬇L i sin ␾⫽27.7 m and H dam,u ⫽70 m, respectively: h w,e1 ⫽h w,i
To avoid converging spillway training walls, which lead to the ⫺(h w,i ⫺h w,u )/(H dam,u ⫺z i )•(H dam⫺z i )⫽0.85 m. With D h,w
creation of shock waves, a chute width equal to the downstream ⬇4h w ⫽4•0.85⫽3.4 m and K⫽s•cos ␾⫽1.2•cos(51.3°)
river width is chosen, i.e., b⫽40 m. This results in a unit dis- ⫽0.75 m the relative roughness is K/D h,w ⫽0.75/3.4⫽0.22. The
charge of q d ⫽Q d /b⫽800/40⫽20 m3 /(s m). For a rectangular residual energy head H res at the chute end is thus 28.6 m from Eq.
spillway cross section, the critical depth is h c ⫽(q 2d /g) 1/3 共24a兲 compared with a maximum head of H max⫽Hdam⫹1.5h c
⫽(202 /9.81) 1/3⫽3.44 m. ⫽65.16 m in the reservoir, with both heads referring to the stilling
basin bottom at the dam toe 共Fig. 1兲. About 1⫺28.6/65.16⫽56%
of the kinetic energy have thus been dissipated along the chute.
Selection of Step Height and Flow Regime
Solving Eq. 共23兲 for h w results in an equivalent clear water
On account of the given RCC lift thickness, a step height of s depth at the chute end of h w,e2 ⫽0.89 m, corroborating the inter-
⫽1.2 m is chosen, facilitating spillway construction on the one polated value of 0.85 m. Finally, inserting the mean value h w,e

JOURNAL OF HYDRAULIC ENGINEERING © ASCE / SEPTEMBER 2003 / 677

J. Hydraul. Eng. 2003.129:671-679.


⫽(hw,e1⫹hw,e2)/2⫽0.87 m in the continuity equation yields a ter- Y. Yasuda, Nihon University, Tokyo, in providing experimental
minal velocity of v w,e ⫽q d /h w,e ⫽20/0.87⬇23 m/s. data is also gratefully acknowledged.
If the chute was long enough for the attainment of uniform
flow, i.e., H dam⫽H dam,u ⬇70 m, the normalized residual head
would read H res /H max⫽0.36 according to Eq. 共24b兲, with f b Notation
⫽0.067 from Eq. 共21兲, D h,w,u ⬇4h w,u ⫽4•0.80⫽3.20 m and 0.1
⬍K/D h,w,u ⫽0.23⬍1.0. In this case, 64% of the flow energy of The following symbols are used in this paper:
H max⬇75.2 m would be dissipated on the spillway, and the termi- b ⫽ spillway or river width;
nal velocity would amount to v w,e ⬇20/0.80⫽25 m/s. C̄ ⫽ depth-averaged air concentration;
C̄ i ⫽ depth-averaged air concentration at inception
point;
Training Wall Design
C̄ u ⫽ uniform depth-averaged air concentration;
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With ␩⫽1.2 for concrete dams, the required sidewall height from C(y) ⫽ local air concentration;
Eq. 共25兲 is h d ⫽2.09 m, with h 90,u ⫽1.74 m from Eq. 共5兲. A side- D h,w ⫽ 4R h,w hydraulic diameter;
wall height of 2.1 m is proposed. If the downstream dam face D h,eff ⫽ wD h,w effective hydraulic diameter;
were prone to erosion, and if it were essential to avoid overtop- F ⫽ u/(gh) 1/2 local Froude number;
ping of the training walls, distinction should be made about F0 ⫽ q w /(gh 30 ) 1/2 approach Froude number at jetbox;
whether the crest profile above the point of tangency is smooth or F ⫽ q w /(g sin ␾s3)1/2 roughness Froude number;
*
stepped. In the latter case, the required wall height should be at f ⫽ Darcy–Weisbach friction factor of unaerated flow;
least h d ⫽1.5h 90,u ⫽2.61 m, whereas for a smooth crest profile, f b ⫽ friction factor of bottom roughness;
the wall height should be h d ⫽h spray ⫽4s⫽4⫻1.2⫽4.8 m over f m ⫽ Darcy–Weisbach friction factor in two-phase flow
about L⫽25s⫽25⫻1.2⫽30 m from the crest to allow for the without consideration of aeration;
spray resulting from nappe impact on the first steps below the f s ⫽ skin friction factor of sidewall roughness;
smooth crest 共Boes and Minor 2002兲. f w ⫽ Darcy–Weisbach friction factor in two-phase flow
with consideration of aeration;
g ⫽ gravitational acceleration;
Conclusions H dam ⫽ vertical spillway or dam height;
The following findings of the present experimental study apply: H dam,u ⫽ vertical distance from spillway crest to close
1. The onset of skimming flow is expressed by the ratio of uniform equivalent clear water flow;
critical depth to step height and follows a linear function as H max ⫽ maximum reservoir energy head;
expressed in Eq. 共1兲. H res ⫽ residual energy head;
2. The uniform equivalent clear water depth h w,u on stepped h ⫽ local flow depth;
spillways depends on the chute angle and unit discharge h c ⫽ critical depth;
only, as given in Eq. 共4兲. h d ⫽ training wall design height;
3. The characteristic uniform mixture depth h 90,u according to h m ⫽ mixture depth;
Eq. 共5兲 is a function of step height, unit discharge and chute h m,i ⫽ mixture depth at inception point;
angle. h spray ⫽ spray height resulting from nappe impact on steps;
4. The drawdown length to the approximate location of uni- h u ⫽ uniform flow depth;
form flow attainment as given in Eq. 共13兲 depends on chute h w ⫽ (1⫺C̄)h 90 equivalent clear water depth;
angle and unit discharge only. h w,e ⫽ clear water depth at chute end;
5 The bottom roughness friction factor is approximated for a h w,i ⫽ clear water depth at inception point;
wide range of spillway angles and relative roughness by Eq. h w,u ⫽ uniform equivalent clear water depth;
共20兲 or 共21兲. h 90 ⫽ h(C⫽0.90) characteristic mixture depth with local
6. The significant effect of aeration on the reduction of fric- air concentration of C⫽0.90;
tion factors is illustrated by the ratio f w / f m as function of h 0 ⫽ approach flow depth at jetbox;
the mean air concentration, Eq. 共22兲, where f w and f m are h 90,u ⫽ uniform characteristic mixture depth;
friction factors with and without consideration of flow aera- K ⫽ s•cos ␾ roughness height perpendicular to
tion, respectively. pseudobottom;
7. A general expression of residual energy head along stepped L i ⫽ black water length from spillway crest to
chutes is given in Eq. 共24兲, with distinction between devel- inception point;
oping and uniform flow regions. L s ⫽ s/sin ␾⫽K/(sin ␾ cos ␾)⫽2K/sin(2␾) distance
8. Stepped spillway training walls should be designed accord- between step edges, roughness spacing;
ing to Eq. 共25兲, taking into account the erosion potential of Q d ⫽ design discharge;
the downstream dam face. Q w ⫽ water discharge;
These conclusions in conjunction with the results of Boes and q d ⫽ design discharge per unit width;
Hager 共2003兲 allow for the hydraulic design of stepped spillways q w ⫽ water discharge per unit width;
for a wide range of boundary conditions including typical appli- R ⫽ uD h,w /␯ Reynolds number;
cations both for embankment and gravity dams. R h,w ⫽ hydraulic radius;
S f ⫽ friction slope;
s ⫽ step height;
Acknowledgment
u ⫽ flow velocity in x direction;
The present project was financed by the Swiss National Science v m,i ⫽ mixture velocity at inception point;
Foundation, Grant No. 21-45424.95. The assistance of Professor v w,e ⫽ clear water velocity at chute end;

678 / JOURNAL OF HYDRAULIC ENGINEERING © ASCE / SEPTEMBER 2003

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