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SEPARATION OF POWERS
EN BANC
PADILLA, J.:
On 4 July 1988, Judge Rodolfo U. Manzano, Executive Judge, RTC, Bangui, Ilocos Norte, Branch 19, sent this Court a letter which reads:
Sir:
Furthermore, under Executive Order No. 326 amending Executive Order No.
856, it is provided that—
Under the Constitution, the members of the Supreme Court and other courts
established by law shag not be designated to any agency performing quasi-
judicial or administrative functions (Section 12, Art. VIII, Constitution).
Former Chief Justice Enrique M. Fernando in his concurring opinion in the case
of Garcia vs. Macaraig (39 SCRA 106) ably sets forth:
This declaration does not mean that RTC Judges should adopt an attitude of
monastic insensibility or unbecoming indifference to Province/City Committee on
Justice. As incumbent RTC Judges, they form part of the structure of
government. Their integrity and performance in the adjudication of cases
contribute to the solidity of such structure. As public officials, they are trustees of
an orderly society. Even as non-members of Provincial/City Committees on
Justice, RTC judges should render assistance to said Committees to help
promote the laudable purposes for which they exist, but only when such
assistance may be reasonably incidental to the fulfillment of their judicial duties.
SO ORDERED.
EN BANC
LAUREL, J.:
This is an original action instituted in this court by the petitioner, Jose A. Angara,
for the issuance of a writ of prohibition to restrain and prohibit the Electoral
Commission, one of the respondents, from taking further cognizance of the
protest filed by Pedro Ynsua, another respondent, against the election of said
petitioner as member of the National Assembly for the first assembly district of
the Province of Tayabas.
The facts of this case as they appear in the petition and as admitted by the
respondents are as follows:
(1) That in the elections of September 17, 1935, the petitioner, Jose A.
Angara, and the respondents, Pedro Ynsua, Miguel Castillo and Dionisio
Mayor, were candidates voted for the position of member of the National
Assembly for the first district of the Province of Tayabas;
(3) That on November 15, 1935, the petitioner took his oath of office;
[No. 8]
(5) That on December 8, 1935, the herein respondent Pedro Ynsua filed
before the Electoral Commission a "Motion of Protest" against the election
of the herein petitioner, Jose A. Angara, being the only protest filed after
the passage of Resolutions No. 8 aforequoted, and praying, among other-
things, that said respondent be declared elected member of the National
Assembly for the first district of Tayabas, or that the election of said
position be nullified;
(7) That on December 20, 1935, the herein petitioner, Jose A. Angara, one
of the respondents in the aforesaid protest, filed before the Electoral
Commission a "Motion to Dismiss the Protest", alleging (a) that Resolution
No. 8 of Dismiss the Protest", alleging (a) that Resolution No. 8 of the
National Assembly was adopted in the legitimate exercise of its
constitutional prerogative to prescribe the period during which protests
against the election of its members should be presented; (b) that the
aforesaid resolution has for its object, and is the accepted formula for, the
limitation of said period; and (c) that the protest in question was filed out of
the prescribed period;
(8) That on December 27, 1935, the herein respondent, Pedro Ynsua, filed
an "Answer to the Motion of Dismissal" alleging that there is no legal or
constitutional provision barring the presentation of a protest against the
election of a member of the National Assembly after confirmation;
(9) That on December 31, 1935, the herein petitioner, Jose A. Angara, filed
a "Reply" to the aforesaid "Answer to the Motion of Dismissal";
(10) That the case being submitted for decision, the Electoral Commission
promulgated a resolution on January 23, 1936, denying herein petitioner's
"Motion to Dismiss the Protest."
The application of the petitioner sets forth the following grounds for the issuance
of the writ prayed for:
(a) That the Constitution confers exclusive jurisdiction upon the electoral
Commission solely as regards the merits of contested elections to the
National Assembly;
(b) That the Constitution excludes from said jurisdiction the power to
regulate the proceedings of said election contests, which power has been
reserved to the Legislative Department of the Government or the National
Assembly;
(c) That like the Supreme Court and other courts created in pursuance of
the Constitution, whose exclusive jurisdiction relates solely to deciding the
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(d) That Resolution No. 8 of the National Assembly is, therefore, valid and
should be respected and obeyed;
(a) That the Electoral Commission has been created by the Constitution as
an instrumentality of the Legislative Department invested with the
jurisdiction to decide "all contests relating to the election, returns, and
qualifications of the members of the National Assembly"; that in adopting
its resolution of December 9, 1935, fixing this date as the last day for the
presentation of protests against the election of any member of the National
Assembly, it acted within its jurisdiction and in the legitimate exercise of
the implied powers granted it by the Constitution to adopt the rules and
regulations essential to carry out the power and functions conferred upon
the same by the fundamental law; that in adopting its resolution of January
23, 1936, overruling the motion of the petitioner to dismiss the election
protest in question, and declaring itself with jurisdiction to take cognizance
of said protest, it acted in the legitimate exercise of its quasi-judicial
functions a an instrumentality of the Legislative Department of the
Commonwealth Government, and hence said act is beyond the judicial
cognizance or control of the Supreme Court;
The respondent Pedro Ynsua, in his turn, appeared and filed an answer in his
own behalf on March 2, 1936, setting forth the following as his special defense:
(a) That at the time of the approval of the rules of the Electoral
Commission on December 9, 1935, there was no existing law fixing the
period within which protests against the election of members of the
National Assembly should be filed; that in fixing December 9, 1935, as the
last day for the filing of protests against the election of members of the
National Assembly, the Electoral Commission was exercising a power
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(b) That said respondent presented his motion of protest before the
Electoral Commission on December 9, 1935, the last day fixed by
paragraph 6 of the rules of the said Electoral Commission;
(c) That therefore the Electoral Commission acquired jurisdiction over the
protest filed by said respondent and over the parties thereto, and the
resolution of the Electoral Commission of January 23, 1936, denying
petitioner's motion to dismiss said protest was an act within the jurisdiction
of the said commission, and is not reviewable by means of a writ of
prohibition;
(d) That neither the law nor the Constitution requires confirmation by the
National Assembly of the election of its members, and that such
confirmation does not operate to limit the period within which protests
should be filed as to deprive the Electoral Commission of jurisdiction over
protest filed subsequent thereto;
The case was argued before us on March 13, 1936. Before it was submitted for
decision, the petitioner prayed for the issuance of a preliminary writ of injunction
against the respondent Electoral Commission which petition was denied "without
passing upon the merits of the case" by resolution of this court of March 21,
1936.
The issues to be decided in the case at bar may be reduced to the following two
principal propositions:
1. Has the Supreme Court jurisdiction over the Electoral Commission and
the subject matter of the controversy upon the foregoing related facts, and
in the affirmative,
We could perhaps dispose of this case by passing directly upon the merits of the
controversy. However, the question of jurisdiction having been presented, we do
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not feel justified in evading the issue. Being a case primæ impressionis, it would
hardly be consistent with our sense of duty to overlook the broader aspect of the
question and leave it undecided. Neither would we be doing justice to the
industry and vehemence of counsel were we not to pass upon the question of
jurisdiction squarely presented to our consideration.
But in the main, the Constitution has blocked out with deft strokes and in bold
lines, allotment of power to the executive, the legislative and the judicial
departments of the government. The overlapping and interlacing of functions and
duties between the several departments, however, sometimes makes it hard to
say just where the one leaves off and the other begins. In times of social
disquietude or political excitement, the great landmarks of the Constitution are
apt to be forgotten or marred, if not entirely obliterated. In cases of conflict, the
judicial department is the only constitutional organ which can be called upon to
determine the proper allocation of powers between the several departments and
among the integral or constituent units thereof.
restrictions embodied in our Constitution are real as they should be in any living
constitution. In the United States where no express constitutional grant is found
in their constitution, the possession of this moderating power of the courts, not to
speak of its historical origin and development there, has been set at rest by
popular acquiescence for a period of more than one and a half centuries. In our
case, this moderating power is granted, if not expressly, by clear implication from
section 2 of article VIII of our constitution.
But much as we might postulate on the internal checks of power provided in our
Constitution, it ought not the less to be remembered that, in the language of
James Madison, the system itself is not "the chief palladium of constitutional
liberty . . . the people who are authors of this blessing must also be its guardians
. . . their eyes must be ever ready to mark, their voice to pronounce . . .
aggression on the authority of their constitution." In the Last and ultimate
analysis, then, must the success of our government in the unfolding years to
come be tested in the crucible of Filipino minds and hearts than in consultation
rooms and court chambers.
In the case at bar, the national Assembly has by resolution (No. 8) of December
3, 1935, confirmed the election of the herein petitioner to the said body. On the
other hand, the Electoral Commission has by resolution adopted on December 9,
1935, fixed said date as the last day for the filing of protests against the election,
returns and qualifications of members of the National Assembly, notwithstanding
the previous confirmation made by the National Assembly as aforesaid. If, as
contended by the petitioner, the resolution of the National Assembly has the
effect of cutting off the power of the Electoral Commission to entertain protests
against the election, returns and qualifications of members of the National
Assembly, submitted after December 3, 1935, then the resolution of the Electoral
Commission of December 9, 1935, is mere surplusage and had no effect. But, if,
as contended by the respondents, the Electoral Commission has the sole power
of regulating its proceedings to the exclusion of the National Assembly, then the
resolution of December 9, 1935, by which the Electoral Commission fixed said
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date as the last day for filing protests against the election, returns and
qualifications of members of the National Assembly, should be upheld.
counsel for the petitioner has pointed out, the issue hinges on the interpretation
of section 4 of Article VI of the Constitution which provides:
The original provision regarding this subject in the Act of Congress of July 1,
1902 (sec. 7, par. 5) laying down the rule that "the assembly shall be the judge of
the elections, returns, and qualifications of its members", was taken from clause
1 of section 5, Article I of the Constitution of the United States providing that
"Each House shall be the Judge of the Elections, Returns, and Qualifications of
its own Members, ....... " The Act of Congress of August 29, 1916 (sec. 18, par. 1)
modified this provision by the insertion of the word "sole" as follows: "That the
Senate and House of Representatives, respectively, shall be the sole judges of
the elections, returns, and qualifications of their elective members ..... " apparently
in order to emphasize the exclusive the Legislative over the particular case s
therein specified. This court has had occasion to characterize this grant of power
to the Philippine Senate and House of Representatives, respectively, as "full,
clear and complete" (Veloso vs. Boards of Canvassers of Leyte and Samar
[1919], 39 Phil., 886, 888.)
The first step towards the creation of an independent tribunal for the purpose of
deciding contested elections to the legislature was taken by the sub-committee of
five appointed by the Committee on Constitutional Guarantees of the
Constitutional Convention, which sub-committee submitted a report on August
30, 1934, recommending the creation of a Tribunal of Constitutional Security
empowered to hear legislature but also against the election of executive officers
for whose election the vote of the whole nation is required, as well as to initiate
impeachment proceedings against specified executive and judicial officer. For the
purpose of hearing legislative protests, the tribunal was to be composed of three
justices designated by the Supreme Court and six members of the house of the
legislature to which the contest corresponds, three members to be designed by
the majority party and three by the minority, to be presided over by the Senior
Justice unless the Chief Justice is also a member in which case the latter shall
preside. The foregoing proposal was submitted by the Committee on
Constitutional Guarantees to the Convention on September 15, 1934, with slight
modifications consisting in the reduction of the legislative representation to four
members, that is, two senators to be designated one each from the two major
parties in the Senate and two representatives to be designated one each from
the two major parties in the House of Representatives, and in awarding
representation to the executive department in the persons of two representatives
to be designated by the President.
Meanwhile, the Committee on Legislative Power was also preparing its report. As
submitted to the Convention on September 24, 1934 subsection 5, section 5, of
the proposed Article on the Legislative Department, reads as follows:
(6) The elections, returns and qualifications of the Members of the National
Assembly and all cases contesting the election of any of its Members shall
be judged by an Electoral Commission, composed of three members
elected by the party having the largest number of votes in the National
Assembly, three elected by the members of the party having the second
largest number of votes, and three justices of the Supreme Court
designated by the Chief Justice, the Commission to be presided over by
one of said justices.
Mr. VENTURA. Mr. President, we have a doubt here as to the scope of the
meaning of the first four lines, paragraph 6, page 11 of the draft, reading:
"The elections, returns and qualifications of the Members of the National
Assembly and all cases contesting the election of any of its Members shall
be judged by an Electoral Commission, ..... " I should like to ask from the
gentleman from Capiz whether the election and qualification of the
member whose elections is not contested shall also be judged by the
Electoral Commission.
Mr. VENTURA. But does that carry the idea also that the Electoral
Commission shall confirm also the election of those whose election is not
contested?
Mr. ROXAS. Well, what is the case with regards to the municipal president
who is elected? What happens with regards to the councilors of a
municipality? Does anybody confirm their election? The municipal council
does this: it makes a canvass and proclaims — in this case the municipal
council proclaims who has been elected, and it ends there, unless there is
a contest. It is the same case; there is no need on the part of the Electoral
Commission unless there is a contest. The first clause refers to the case
referred to by the gentleman from Cavite where one person tries to be
elected in place of another who was declared elected. From example, in a
case when the residence of the man who has been elected is in question,
or in case the citizenship of the man who has been elected is in question.
Mr. ROXAS. That is merely for the sake of clarity. In fact the cases of
contested elections are already included in the phrase "the elections,
returns and qualifications." This phrase "and contested elections" was
inserted merely for the sake of clarity.
Mr. CINCO. Under this paragraph, may not the Electoral Commission, at
its own instance, refuse to confirm the elections of the members."
Mr. LABRADOR. Does not the gentleman from Capiz believe that unless
this power is granted to the assembly, the assembly on its own motion
does not have the right to contest the election and qualification of its
members?
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Mr. ROXAS. I have no doubt but that the gentleman is right. If this draft is
retained as it is, even if two-thirds of the assembly believe that a member
has not the qualifications provided by law, they cannot remove him for that
reason.
Mr. LABRADOR. So that the right to remove shall only be retained by the
Electoral Commission.
Mr. LABRADOR. So that under this draft, no member of the assembly has
the right to question the eligibility of its members?
Mr. ROXAS. I have just said that they have no power, because they can
only judge.
In the same session, the first clause of the aforesaid draft reading "The election,
returns and qualifications of the members of the National Assembly and" was
eliminated by the Sponsorship Committee in response to an amendment
introduced by Delegates Francisco, Ventura, Vinzons, Rafols, Lim, Mumar and
others. In explaining the difference between the original draft and the draft as
amended, Delegate Roxas speaking for the Sponsorship Committee said:
El Sr. ROXAS. Creo que si, porque el partidismo no les daria el triunfo.
In the same session of December 4, 1934, Delegate Cruz (C.) sought to amend
the draft by reducing the representation of the minority party and the Supreme
Court in the Electoral Commission to two members each, so as to accord more
representation to the majority party. The Convention rejected this amendment by
a vote of seventy-six (76) against forty-six (46), thus maintaining the non-partisan
character of the commission.
As approved on January 31, 1935, the draft was made to read as follows:
(6) All cases contesting the elections, returns and qualifications of the
Members of the National Assembly shall be judged by an Electoral
Commission, composed of three members elected by the party having the
largest number of votes in the National Assembly, three elected by the
members of the party having the second largest number of votes, and
three justices of the Supreme Court designated by the Chief Justice, the
Commission to be presided over by one of said justices.
The Style Committee to which the draft was submitted revised it as follows:
When the foregoing draft was submitted for approval on February 8, 1935, the
Style Committee, through President Recto, to effectuate the original intention of
the Convention, agreed to insert the phrase "All contests relating to" between the
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phrase "judge of" and the words "the elections", which was accordingly accepted
by the Convention.
The transfer of the power of determining the election, returns and qualifications of
the members of the legislature long lodged in the legislative body, to an
independent, impartial and non-partisan tribunal, is by no means a mere
experiment in the science of government.
Cushing, in his Law and Practice of Legislative Assemblies (ninth edition, chapter
VI, pages 57, 58), gives a vivid account of the "scandalously notorious"
canvassing of votes by political parties in the disposition of contests by the
House of Commons in the following passages which are partly quoted by the
petitioner in his printed memorandum of March 14, 1936:
153. From the time when the commons established their right to be the
exclusive judges of the elections, returns, and qualifications of their
members, until the year 1770, two modes of proceeding prevailed, in the
determination of controverted elections, and rights of membership. One of
the standing committees appointed at the commencement of each session,
was denominated the committee of privileges and elections, whose
functions was to hear and investigate all questions of this description which
might be referred to them, and to report their proceedings, with their
opinion thereupon, to the house, from time to time. When an election
petition was referred to this committee they heard the parties and their
witnesses and other evidence, and made a report of all the evidence,
together with their opinion thereupon, in the form of resolutions, which
were considered and agreed or disagreed to by the house. The other
mode of proceeding was by a hearing at the bar of the house itself. When
this court was adopted, the case was heard and decided by the house, in
substantially the same manner as by a committee. The committee of
privileges and elections although a select committee. The committee of
privileges and elections although a select committee was usually what is
called an open one; that is to say, in order to constitute the committee, a
quorum of the members named was required to be present, but all the
members of the house were at liberty to attend the committee and vote if
they pleased.
155. It was to put an end to the practices thus described, that Mr. Grenville
brought in a bill which met with the approbation of both houses, and
received the royal assent on the 12th of April, 1770. This was the
celebrated law since known by the name of the Grenville Act; of which Mr.
Hatsell declares, that it "was one of the nobles works, for the honor of the
house of commons, and the security of the constitution, that was ever
devised by any minister or statesman." It is probable, that the magnitude of
the evil, or the apparent success of the remedy, may have led many of the
contemporaries of the measure to the information of a judgement, which
was not acquiesced in by some of the leading statesmen of the day, and
has not been entirely confirmed by subsequent experience. The bill was
objected to by Lord North, Mr. De Grey, afterwards chief justice of the
common pleas, Mr. Ellis, Mr. Dyson, who had been clerk of the house, and
Mr. Charles James Fox, chiefly on the ground, that the introduction of the
new system was an essential alteration of the constitution of parliament,
and a total abrogation of one of the most important rights and jurisdictions
of the house of commons.
passed a law on January 29, 1877 (United States Statutes at Large, vol. 19,
chap. 37, pp. 227-229), creating a special Electoral Commission composed of
five members elected by the Senate, five members elected by the House of
Representatives, and five justices of the Supreme Court, the fifth justice to be
selected by the four designated in the Act. The decision of the commission was
to be binding unless rejected by the two houses voting separately. Although there
is not much of a moral lesson to be derived from the experience of America in
this regard, judging from the observations of Justice Field, who was a member of
that body on the part of the Supreme Court (Countryman, the Supreme Court of
the United States and its Appellate Power under the Constitution [Albany, 1913]
— Relentless Partisanship of Electoral Commission, p. 25 et seq.), the
experiment has at least abiding historical interest.
The members of the Constitutional Convention who framed our fundamental law
were in their majority men mature in years and experience. To be sure, many of
them were familiar with the history and political development of other countries of
the world. When , therefore, they deemed it wise to create an Electoral
Commission as a constitutional organ and invested it with the exclusive function
of passing upon and determining the election, returns and qualifications of the
members of the National Assembly, they must have done so not only in the light
of their own experience but also having in view the experience of other
enlightened peoples of the world. The creation of the Electoral Commission was
designed to remedy certain evils of which the framers of our Constitution were
cognizant. Notwithstanding the vigorous opposition of some members of the
Convention to its creation, the plan, as hereinabove stated, was approved by that
body by a vote of 98 against 58. All that can be said now is that, upon the
approval of the constitutional the creation of the Electoral Commission is the
expression of the wisdom and "ultimate justice of the people". (Abraham Lincoln,
First Inaugural Address, March 4, 1861.)
The grant of power to the Electoral Commission to judge all contests relating to
the election, returns and qualifications of members of the National Assembly, is
intended to be as complete and unimpaired as if it had remained originally in the
legislature. The express lodging of that power in the Electoral Commission is an
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implied denial of the exercise of that power by the National Assembly. And this is
as effective a restriction upon the legislative power as an express prohibition in
the Constitution (Ex parte Lewis, 45 Tex. Crim. Rep., 1; State vs.Whisman, 36
S.D., 260; L.R.A., 1917B, 1). If we concede the power claimed in behalf of the
National Assembly that said body may regulate the proceedings of the Electoral
Commission and cut off the power of the commission to lay down the period
within which protests should be filed, the grant of power to the commission would
be ineffective. The Electoral Commission in such case would be invested with the
power to determine contested cases involving the election, returns and
qualifications of the members of the National Assembly but subject at all times to
the regulative power of the National Assembly. Not only would the purpose of the
framers of our Constitution of totally transferring this authority from the legislative
body be frustrated, but a dual authority would be created with the resultant
inevitable clash of powers from time to time. A sad spectacle would then be
presented of the Electoral Commission retaining the bare authority of taking
cognizance of cases referred to, but in reality without the necessary means to
render that authority effective whenever and whenever the National Assembly
has chosen to act, a situation worse than that intended to be remedied by the
framers of our Constitution. The power to regulate on the part of the National
Assembly in procedural matters will inevitably lead to the ultimate control by the
Assembly of the entire proceedings of the Electoral Commission, and, by
indirection, to the entire abrogation of the constitutional grant. It is obvious that
this result should not be permitted.
We are not insensible to the impassioned argument or the learned counsel for
the petitioner regarding the importance and necessity of respecting the dignity
and independence of the national Assembly as a coordinate department of the
government and of according validity to its acts, to avoid what he characterized
would be practically an unlimited power of the commission in the admission of
protests against members of the National Assembly. But as we have pointed out
hereinabove, the creation of the Electoral Commission carried with it ex
necesitate rei the power regulative in character to limit the time with which
protests intrusted to its cognizance should be filed. It is a settled rule of
construction that where a general power is conferred or duty enjoined, every
particular power necessary for the exercise of the one or the performance of the
other is also conferred (Cooley, Constitutional Limitations, eight ed., vol. I, pp.
138, 139). In the absence of any further constitutional provision relating to the
procedure to be followed in filing protests before the Electoral Commission,
therefore, the incidental power to promulgate such rules necessary for the proper
exercise of its exclusive power to judge all contests relating to the election,
returns and qualifications of members of the National Assembly, must be
deemed by necessary implication to have been lodged also in the Electoral
Commission.
It is, indeed, possible that, as suggested by counsel for the petitioner, the
Electoral Commission may abuse its regulative authority by admitting protests
beyond any reasonable time, to the disturbance of the tranquillity and peace of
mind of the members of the National Assembly. But the possibility of abuse is not
argument against the concession of the power as there is no power that is not
susceptible of abuse. In the second place, if any mistake has been committed in
the creation of an Electoral Commission and in investing it with exclusive
jurisdiction in all cases relating to the election, returns, and qualifications of
members of the National Assembly, the remedy is political, not judicial, and must
be sought through the ordinary processes of democracy. All the possible abuses
of the government are not intended to be corrected by the judiciary. We believe,
however, that the people in creating the Electoral Commission reposed as much
confidence in this body in the exclusive determination of the specified cases
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assigned to it, as they have given to the Supreme Court in the proper cases
entrusted to it for decision. All the agencies of the government were designed by
the Constitution to achieve specific purposes, and each constitutional organ
working within its own particular sphere of discretionary action must be deemed
to be animated with the same zeal and honesty in accomplishing the great ends
for which they were created by the sovereign will. That the actuations of these
constitutional agencies might leave much to be desired in given instances, is
inherent in the perfection of human institutions. In the third place, from the fact
that the Electoral Commission may not be interfered with in the exercise of its
legitimate power, it does not follow that its acts, however illegal or
unconstitutional, may not be challenge in appropriate cases over which the
courts may exercise jurisdiction.
But independently of the legal and constitutional aspects of the present case,
there are considerations of equitable character that should not be overlooked in
the appreciation of the intrinsic merits of the controversy. The Commonwealth
Government was inaugurated on November 15, 1935, on which date the
Constitution, except as to the provisions mentioned in section 6 of Article XV
thereof, went into effect. The new National Assembly convened on November
25th of that year, and the resolution confirming the election of the petitioner, Jose
A. Angara was approved by that body on December 3, 1935. The protest by the
herein respondent Pedro Ynsua against the election of the petitioner was filed on
December 9 of the same year. The pleadings do not show when the Electoral
Commission was formally organized but it does appear that on December 9,
1935, the Electoral Commission met for the first time and approved a resolution
fixing said date as the last day for the filing of election protest. When, therefore,
the National Assembly passed its resolution of December 3, 1935, confirming the
election of the petitioner to the National Assembly, the Electoral Commission had
not yet met; neither does it appear that said body had actually been organized.
As a mater of fact, according to certified copies of official records on file in the
archives division of the National Assembly attached to the record of this case
upon the petition of the petitioner, the three justices of the Supreme Court the six
members of the National Assembly constituting the Electoral Commission were
respectively designated only on December 4 and 6, 1935. If Resolution No. 8 of
the National Assembly confirming non-protested elections of members of the
National Assembly had the effect of limiting or tolling the time for the presentation
of protests, the result would be that the National Assembly — on the hypothesis
that it still retained the incidental power of regulation in such cases — had
already barred the presentation of protests before the Electoral Commission had
had time to organize itself and deliberate on the mode and method to be followed
in a matter entrusted to its exclusive jurisdiction by the Constitution. This result
was not and could not have been contemplated, and should be avoided.
From another angle, Resolution No. 8 of the National Assembly confirming the
election of members against whom no protests had been filed at the time of its
passage on December 3, 1935, can not be construed as a limitation upon the
time for the initiation of election contests. While there might have been good
reason for the legislative practice of confirmation of the election of members of
the legislature at the time when the power to decide election contests was still
lodged in the legislature, confirmation alone by the legislature cannot be
construed as depriving the Electoral Commission of the authority incidental to its
constitutional power to be "the sole judge of all contest relating to the election,
returns, and qualifications of the members of the National Assembly", to fix the
time for the filing of said election protests. Confirmation by the National Assembly
of the returns of its members against whose election no protests have been filed
is, to all legal purposes, unnecessary. As contended by the Electoral
Commission in its resolution of January 23, 1936, overruling the motion of the
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herein petitioner to dismiss the protest filed by the respondent Pedro Ynsua,
confirmation of the election of any member is not required by the Constitution
before he can discharge his duties as such member. As a matter of fact,
certification by the proper provincial board of canvassers is sufficient to entitle a
member-elect to a seat in the national Assembly and to render him eligible to any
office in said body (No. 1, par. 1, Rules of the National Assembly, adopted
December 6, 1935).
Under the practice prevailing both in the English House of Commons and in the
Congress of the United States, confirmation is neither necessary in order to
entitle a member-elect to take his seat. The return of the proper election officers
is sufficient, and the member-elect presenting such return begins to enjoy the
privileges of a member from the time that he takes his oath of office (Laws of
England, vol. 12, pp. 331. 332; vol. 21, pp. 694, 695; U. S. C. A., Title 2, secs.
21, 25, 26). Confirmation is in order only in cases of contested elections where
the decision is adverse to the claims of the protestant. In England, the judges'
decision or report in controverted elections is certified to the Speaker of the
House of Commons, and the House, upon being informed of such certificate or
report by the Speaker, is required to enter the same upon the Journals, and to
give such directions for confirming or altering the return, or for the issue of a writ
for a new election, or for carrying into execution the determination as
circumstances may require (31 & 32 Vict., c. 125, sec. 13). In the United States,
it is believed, the order or decision of the particular house itself is generally
regarded as sufficient, without any actual alternation or amendment of the return
(Cushing, Law and Practice of Legislative Assemblies, 9th ed., sec. 166).
Under the practice prevailing when the Jones Law was still in force, each house
of the Philippine Legislature fixed the time when protests against the election of
any of its members should be filed. This was expressly authorized by section 18
of the Jones Law making each house the sole judge of the election, return and
qualifications of its members, as well as by a law (sec. 478, Act No. 3387)
empowering each house to respectively prescribe by resolution the time and
manner of filing contest in the election of member of said bodies. As a matter of
formality, after the time fixed by its rules for the filing of protests had already
expired, each house passed a resolution confirming or approving the returns of
such members against whose election no protests had been filed within the
prescribed time. This was interpreted as cutting off the filing of further protests
against the election of those members not theretofore contested (Amistad vs.
Claravall [Isabela], Second Philippine Legislature, Record — First Period, p. 89;
Urguello vs. Rama [Third District, Cebu], Sixth Philippine Legislature;
Fetalvero vs. Festin [Romblon], Sixth Philippine Legislature, Record — First
Period, pp. 637-640; Kintanar vs. Aldanese [Fourth District, Cebu], Sixth
Philippine Legislature, Record — First Period, pp. 1121, 1122; Aguilar vs. Corpus
[Masbate], Eighth Philippine Legislature, Record — First Period, vol. III, No. 56,
pp. 892, 893). The Constitution has repealed section 18 of the Jones Law. Act
No. 3387, section 478, must be deemed to have been impliedly abrogated also,
for the reason that with the power to determine all contest relating to the election,
returns and qualifications of members of the National Assembly, is inseparably
linked the authority to prescribe regulations for the exercise of that power. There
was thus no law nor constitutional provisions which authorized the National
Assembly to fix, as it is alleged to have fixed on December 3, 1935, the time for
the filing of contests against the election of its members. And what the National
Assembly could not do directly, it could not do by indirection through the medium
of confirmation.
Summarizing, we conclude:
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(b) That the system of checks and balances and the overlapping of
functions and duties often makes difficult the delimitation of the powers
granted.
(c) That in cases of conflict between the several departments and among
the agencies thereof, the judiciary, with the Supreme Court as the final
arbiter, is the only constitutional mechanism devised finally to resolve the
conflict and allocate constitutional boundaries.
(d) That judicial supremacy is but the power of judicial review in actual and
appropriate cases and controversies, and is the power and duty to see that
no one branch or agency of the government transcends the Constitution,
which is the source of all authority.
(f ) That the Electoral Commission is the sole judge of all contests relating
to the election, returns and qualifications of members of the National
Assembly.
(g) That under the organic law prevailing before the present Constitution
went into effect, each house of the legislature was respectively the sole
judge of the elections, returns, and qualifications of their elective members.
(h) That the present Constitution has transferred all the powers previously
exercised by the legislature with respect to contests relating to the
elections, returns and qualifications of its members, to the Electoral
Commission.
(i) That such transfer of power from the legislature to the Electoral
Commission was full, clear and complete, and carried with it ex necesitate
rei the implied power inter alia to prescribe the rules and regulations as to
the time and manner of filing protests.
(k) That section 4 of article VI of the Constitution repealed not only section
18 of the Jones Law making each house of the Philippine Legislature
respectively the sole judge of the elections, returns and qualifications of its
elective members, but also section 478 of Act No. 3387 empowering each
house to prescribe by resolution the time and manner of filing contests
against the election of its members, the time and manner of notifying the
adverse party, and bond or bonds, to be required, if any, and to fix the
costs and expenses of contest.
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We hold, therefore, that the Electoral Commission was acting within the
legitimate exercise of its constitutional prerogative in assuming to take
cognizance of the protest filed by the respondent Pedro Ynsua against the
election of the herein petitioner Jose A. Angara, and that the resolution of the
National Assembly of December 3, 1935 can not in any manner toll the time for
filing protests against the elections, returns and qualifications of members of the
National Assembly, nor prevent the filing of a protest within such time as the
rules of the Electoral Commission might prescribe.
The petition for a writ of prohibition against the Electoral Commission is hereby
denied, with costs against the petitioner. So ordered.
FIRST DIVISION
MAKASIAR, J.:
Respondent Yu replied pointing out, among others, that petitioner failed to refute
the issue of political question; and reiterated his stand, expanding his arguments
on the political question, thus:
It is an undeniable fact that this case has its source from the 1971
elections for municipal mayoralty. Unsatisfied with the counting of
votes held by the Board of Canvassers, the herein protestant filed
this present case. And before the termination of the same and
pending trial, the Filipino people in the exercise of their free will and
sovereign capacity approved a NEW CONSTITUTION, thus a NEW
FORM OF GOVERNMENT-PARLIAMENTARY IN FORM was
enforced. We find this provision under Article XI of the New
Constitution, which provides:
On December 18, 1973, the trial court, presided by respondent Judge, sustained
the political question theory of respondent Yu and ordered the dismissal of the
electoral protest. Thus:
We reverse.
The thrust of the aforesaid political question theory of respondent Yu is that the
1973 Constitution, through Section 9 of Article XVII thereof, protected only those
incumbents, like him, at the time of its ratification and effectivity and are the only
ones authorized to continue in office and their term of office as extended now
depends on the pleasure of, as the same has been entrusted or committed to,
the incumbent President of the Philippines or the Legislative Department; and
that Section 2 of Article XI thereof entrusted to the National Assembly the revamp
of the entire local government structure by the enactment of a local government
code, thus presenting a question of policy, the necessity and expediency of
which are outside the range of judicial review. In short, for the respondent Judge
to still continue assuming jurisdiction over the pending election protest of
petitioner is for him to take cognizance of a question or policy "in regard to which
full discretionary authority has been delegated to the Legislative or Executive
branch of the government."
WE ruled:
1. That Section 9 of Article XVII of the 1973 Constitution did not render moot and
academic pending election protest cases (Santos vs. Castañeda, 65 SCRA 114
[1975]; Euipilag vs. Araula, 60 SCRA 211 [1974]; Nunez vs. Averia, 57 SCRA
726 [1974]; Parades vs. Abad, L-36927, Sunga vs. Mosueda, L-37715, Valley vs.
Caro, L-38331, 56 SCRA 522, [1974]).
2. That "the constitutional grant of privilege to continue in office, made by the new
Constitution for the benefit of persons who were incumbent officials or employees
of the Government when the new Constitution took effect, cannot be fairly
construed as indiscriminately encompassing every person who at the time
happened to be performing the duties of an elective office, albeit under protest or
contest" and that "subject to the constraints specifically mentioned in Section 9,
Article XVII of the Transitory Provisions, it neither was, nor could have been the
intention of the framers of our new fundamental law to disregard and shunt aside
the statutory right of a condidate for elective position who, within the time-frame
prescribed in the Election Code of 1971, commenced proceedings beamed
mainly at the proper determination in a judicial forum of a proclaimed candidate-
elect's right to the contested office."' (Santos vs. Castañeda, supra); and We
rationalized that "the Constitutional Convention could not have intended, as in
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fact it .did not intend, to shielf or protect those who had been unduly elected. To
hold that the right of the herein private respondents to the respective offices
which they are now holding, may no longer be subject to question, would be
tantamount to giving a stamp of approval to what could have been an election
victory characterized by fraud, threats, intimidation, vote buying, or other forms of
irregularities prohibited by the Election Code to preserve inviolate the sanctity of
the ballot." (Parades, Sunga and Valley cases, supra).
5. That "there is a difference between the 'term' of office and the 'right' to hold an
office. A 'term' of office is the period during winch an elected officer or appointee
is entitled to hold office, perform its functions and enjoy its privileges and
emoluments. A 'right' to hold a public office is the just and legal claim to hold and
enjoy the powers and responsibilities of the office. In other words, the 'term'
refers to the period, duration of length of time during which the occupant of an
office is .entitled to stay therein whether such period be definite or indefinite.
Hence, although Section 9, Article XVII of the New Constitution made the term of
the petitioners indefinite, it did not foreclose any challenge by the herein
petitioners, in an election protest, of the 'right' of the private respondents to
continue holding their respective office. What has been directly affected by said
constitutional provision is the 'term' to the office, although the 'right' of the
incumbent to an office which he is legally holding is co-extensive with the 'term'
thereof," and that "it is erroneous to conclude that under Section 9, Article XVII of
the New Constitution, the term of office of the private respondents expired, and
that they are now holding their respective offices under a new term. We are of
the opinion that they hold their respective offices still under the term to which
they have been elected, although the same is now indefinite" (Parades, Sunga
and Valley cases, supra).
While under the New Constitution the Commission on Elections is now the sole
judge of all contests relating to the elections, returns, and qualifications of
members of the National Assembly as well as elective provincial and city officials
(par. 2 of Sec. 2, Article XII-C of the 1973 Constitution), such power does not
extend to electoral contests concerning municipal elective positions.
7. That General Order No. 3, issued by the President of the Philippines merely
reiterated his powers under Section 9 of Article XVII of the New Constitution. The
President did not intend thereby to modify the aforesaid constitutional provision
(Euipilag, supra).
General Order No. 3, as amended by General Order No. 3-A, does not expressly
include electoral contests of municipal elective positions as among those
removed from the jurisdiction of the courts; for said General Order, after affirming
the jurisdiction of the Judiciary to decide in accordance with the existing laws on
criminal and civil cases, simply removes from the jurisdiction of the Civil Court
certain crimes specified therein as well as the validity, legality or constitutionality
of any decree, order or acts issued by the President or his duly designated
representative or by public servants pursuant to his decrees and orders issued
under Proclamation No. 1081.
8. That General Order No. 3 may not be invoked by the courts to avoid exercise
of their jurisdiction because to do co "is nothing short of unwarranted abdication
of judicial', authority, which no judge duly imbued with the implications of the
paramount principle of independence of the judiciary should ever think of doing. It
is unfortunate indeed that respondent Judge is apparently unaware that it is a
matter of highly significant historical fact that this Court has always deemed
General Order No. 3 including its amendment by General Order No. 3-A as
practically inoperative even in the light of Proclamation No. 1081 of September
21, 1972 and Proclamation No. 1104 of January 17, 1973, placing the whole
Philippines under martial law. While the members of the Court are not agreed on
whether or not particular instances of attack against the validity of certain
Presidential decrees raise political questions which the Judiciary would not
interfere with, there is unanimity among Us in the view that it is for the Court
rather than the Executive to determine whether or not We may take cognizance
of any given case involving the validity of acts of the Executive Department
purportedly under the authority of the martial law proclamations" (Lina vs.
Purisima, 3 PHILAJUR 605, 610-611, 82 SCRA 344 [1978]).
II
1. In the light of the foregoing pronouncements, We hold that the electoral protest
case herein involved has remained a justiciable controversy. No political question
has ever been interwoven into this case. Nor is there any act of the incumbent
President or the Legislative Department to be indirectly reviewed or interfered
with if the respondent Judge decides the election protest. The term "political
question" connotes what it means in ordinary parlance, namely, a question of
policy. It refers to those questions which under the Constitution, are to be
decided by the people in their sovereign capacity; or in regard to which full
discretionary authority has been delegated to the legislative or executive branch
of the government. It is concerned with issues dependent upon the wisdom, not
legality, of a particular measure" (Tañada vs. Cuenco, L-1052, Feb. 28, 1957). A
broader definition was advanced by U.S. Supreme Court Justice Brennan
in Baker vs. Carr (369 U.S. 186 [1962]): "Prominent on the surface of any case
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2. The only issue in the electoral protest case dismissed by respondent Judge on
the ground of political question is who between protestant — herein petitioner —
and protestee — herein respondent Yu — was the duly elected mayor of
Rosales, Pangasinan, and legally entitled to enjoy the rights, privileges and
emoluments appurtenant thereto and to discharge the functions, duties and
obligations of the position. If the protestee's election is upheld by the respondent
Judge, then he continues in office; otherwise, it is the protestant, herein
petitioner. That is the only consequence of a resolution of the issue therein
involved — a purely justiciable question or controversy as it implies a given right,
legally demandable and enforceable, an act or ommission violative of said right,
and a remedy, granted or sanctioned by law, for said breach of right (Tan vs.
Republic, 107 Phil. 632-633 [1960]). Before and after the ratification and
effectivity of the New Constitution, the nature of the aforesaid issue as well as the
consequences of its resolution by the Court, remains the same as above-stated.
3. Any judgment to be made on that issue will not in any way collide or interfere
with the mandate of Section 9 of Article XVII of the New Constitution, as it will
merely resolve who as between protestant and protestee is the duly elected
mayor of Rosales, Pangasinan; hence, entitled to enjoy the extended term as
mandated by said provision of the New Constitution. As construed by this Court,
the elective officials referred to in Section 9 of Article XVII are limited to those
duly elected as the right to said extended term was not personal to whosoever
was incumbent at the time of the ratification and effectivity of the New
Constitution. Nor would such judgment preempt, collide or interfere with the
power or discretion entrusted by the New Constitution to the incumbent President
or the Legislative Department, with respect to the extended term of the duly
elected incumbents; because whoever between protestant and protestee is
declared the duly elected mayor will be subject always to whatever action the
President or the Legislative Department will take pursuant thereto.
National Assembly the power to enact a local government code "which may not
thereafter be amended except by a majority of all its Members, defining a more
responsive and accountable local government allocating among the different
local government units their powers, responsibilities, and resources, and
providing for their qualifications, election and removal, term, salaries, powers,
functions and duties of local officials, and all other matters relating to the
organization and operation of the local units" but "... any change in the existing
form of local government shall not take effect until ratified by a majority of the
votes cast in a plebiscite called for the purpose." It is apparent at once that such
power committed by the New Constitution to the National Assembly will not be
usurped or preempted by whatever ruling or judgment the respondent Judge will
render in the electoral protest case. Whoever will prevail in that contest will enjoy
the indefinite term of the disputed office of mayor of Rosales, Pangasinan in the
existing set-up of local government in this country; subject always to whatever
change or modification the National Assembly will introduce when it will enact the
local government code.
III
EN BANC
CONCEPCION, J.:
The Senate, in its session of February 22, 1956, upon nomination of Senator
Cipriano Primicias, on behalf of the Nacionalista Party, chose Senators Jose P.
Laurel, Fernando Lopez and Cipriano Primicias, as members of the Senate
Electoral Tribunal. Upon nomination of petitioner Senator Tañada, on behalf of
the Citizens Party, said petitioner was next chosen by the Senate as member of
said Tribunal. Then, upon nomination of Senator Primicias on behalf of the
Committee on Rules of the Senate, and over the objections of Senators Tañada
and Sumulong, the Senate choose respondents Senators Mariano J. Cuenco
and Francisco A. Delgado as members of the same Electoral Tribunal.
Subsequently, the Chairman of the latter appointed: (1) Alfredo Cruz and
Catalina Cayetano, as technical assistant and private secretary, respectively, to
Senator Cuenco, as supposed member of the Senate Electoral Tribunal, upon
his recommendation of said respondent; and (2) Manuel Serapio and Placido
Reyes, as technical assistant and private secretary, respectively to Senator
Delgado, as supposed member of said Electoral Tribunal, and upon his
recommendation.
"1. Upon petitioners' filing of bond in such amount as may be determined by this
Honorable Court, a writ of preliminary injunction be immediately issued directed
to respondents Mariano J. Cuenco, Francisco A. Delgado, Alfredo Cruz, Catalina
Cayetano, Manuel Serapio and Placido Reyes, restraining them from continuing
to usurp, intrude into and/ or hold or exercise the said public offices respectively
being occupied by them in the Senate Electoral Tribunal, and to respondent
Fernando Hipolito restraining him from paying the salaries of respondent Alfredo
Cruz, Catalina Cayetano, Manuel Serapio and Placido Reyes, pending this
action.
Respondents have admitted the main allegations of fact in the petition, except
insofar as it questions the legality, and validity of the election of respondents
Senators Cuenco and Delgado, as members of the Senate Electoral Tribunal,
and of the appointment of respondent Alfredo Cruz, Catalina Cayetano, Manuel
Serapio and Placido Reyes as technical assistants and private secretaries to said
respondents Senators. Respondents, likewise, allege, by way of special and
affirmative defenses, that: (a) this Court is without power, authority of jurisdiction
to direct or control the action of the Senate in choosing the members of the
Electoral Tribunal; and (b) that the petition states no cause of action, because
"petitioner Tañada has exhausted his right to nominate after he nominated
himself and refused to nominate two (2) more Senators", because said petitioner
is in estoppel, and because the present action is not the proper remedy. .
I. Respondents assail our jurisdiction to entertain the petition, upon the ground
that the power to choose six (6) Senators as members of the Senate Electoral
Tribunal has been expressly conferred by the Constitution upon the Senate,
despite the fact that the draft submitted to the constitutional convention gave to
the respective political parties the right to elect their respective representatives in
the Electoral Commission provided for in the original Constitution of the
Philippines, and that the only remedy available to petitioners herein "is not in the
judicial forum", but "to bring the matter to the bar of public opinion.".
We cannot agree with the conclusion drawn by respondents from the foregoing
facts. To begin with, unlike the cases of Alejandrino vs. Quezon (46 Phil., 83) and
Vera vs. Avelino (77 Phil., 192)-relied upon by the respondents this is not an
action against the Senate, and it does not seek to compel the latter, either
directly or indirectly, to allow the petitioners to perform their duties as members of
said House. Although the Constitution provides that the Senate shall choose six
(6) Senators to be members of the Senate Electoral Tribunal, the latter is part
neither of Congress nor of the Senate. (Angara vs. Electoral Commission, 63
Phil., 139, Suanes vs. Chief Accountant, 81 Phil., 818; 46 Off. Gaz., 462.).
Secondly, although the Senate has, under the Constitution, the exclusive power
to choose the Senators who shall form part of the Senate Electoral Tribunal, the
fundamental law has prescribed the manner in which the authority shall be
exercised. As the author of a very enlightening study on judicial self-limitation has
aptly put it:.
"The courts are called upon to say, on the one hand, by whom certain powers
shall be exercised, and on the other hand, to determine whether the powers
possessed have been validly exercised. In performing the latter function, they do
not encroach upon the powers of a coordinate branch of the, government, since
CONSTITUTIONAL LAW 1
the determination of the validity of an act is not the same, thing as the
performance of the act. In the one case we are seeking to ascertain upon whom
devolves the duty of the particular service. In the other case we are merely
seeking to determine whether the Constitution has been violated by anything
done or attented by either an executive official or the legislative." (Judicial Self-
Limitation by Finkelstein, pp. 221, 224, 244, Harvard Law Review, Vol. 39;
emphasis supplied,).
The case of Suanes vs. Chief Accountant (supra) cited by respondent refutes
their own pretense. This Court exercised its jurisdiction over said case and
decided the same on the merits thereof, despite the fact that it involved an inquiry
into the powers of the Senate and its President over the Senate Electoral
Tribunal and the personnel thereof. .
Again, under the Constitution, "the legislative power" is vested exclusively in the
Congress of the Philippines. Yet, this does not detract from the power of the
courts to pass upon the constitutionality of acts of Congress 1 And, since judicial
power includes the authority to inquire into the legality of statutes enacted by the
two Houses of Congress, and approved by the Executive, there can be no
reason why the validity of an act of one of said Houses, like that of any other
branch of the Government, may not be determined in the proper actions. Thus, in
the exercise of the so-called "judicial supremacy", this Court declared that a
resolution of the defunct National Assembly could not bar the exercise of the
powers of the former Electoral Commission under the original Constitution. 2
(Angara vs. Electoral Commission, supra), and annulled certain acts of the
Executive 3 as incompatible with the fundamental law.
Neither are the cases of Mabanag vs. Lopez Vito (78 Phil., 1) and Cabili vs.
Francisco (88 Phil., 654), likewise, invoked by respondents, in point. In the
Mabanag case, it was held that the courts could not review the finding of the
Senate to the effect that the members thereof who had been suspended by said
House should not be considered in determining whether the votes cast therein, in
favor of a resolution proposing an amendment to the Constitution, sufficed to
satisfy the requirements of the latter, such question being a political one. The
weight of this decision, as a precedent, has been weakened, however, by our
resolutions in Avelino vs. Cuenco (83 Phil., 17), in which this Court proceeded to
determine the number essential to constitute a quorum in the Senate. Besides,
the case at bar does not hinge on the number of votes needed for a particular act
of said body. The issue before us is whether the Senate-after acknowledging that
the Citizens Party is the party, having the second largest number of votes in the
Senate, to which party the Constitution gives the right to nominate three (3)
Senators for the Senate electoral Tribunal-could validly choose therefor two (2)
Nacionalista Senators, upon nomination by the floor leader of the Nacionalista
Party in the Senate, Senator Primicias claiming to act on behalf of the Committee
on Rules for the Senate.
The issue in the Cabili case was whether we could review a resolution of the
Senate reorganizing its representation in the Commission on Appointments. This
was decided in the negative, upon the authority of Alejandrino vs. Quezon
(supra) and Vera vs. Avelino (supra), the main purpose of the petition being "to
force upon the Senate the reinstatement of Senator Magalona in the Commission
on Appointments," one-half (1/2) of the members of which is to be elected by
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The only ground upon which respondents' objection to the jurisdiction of this
Court and their theory to the effect that the proper remedy for petitioners herein
is, not the present action, but an appeal to public opinion, could possibly be
entertained is, therefore, whether the case at bar raises merely a political
question, not one justiciable in nature.
"There are two remedies that occur to my mind right now, Mr. Senator; one is the
remedy open to all of us that if we feel aggrieved and there is no recourse in the
court of justice, we can appeal to public opinion. Another remedy is an action in
the Supreme Court. Of course, as Senator Rodriguez, our President here, has
said one day; "If you take this matter to the Supreme Court, you will lose,
because until now the Supreme Court has always ruled against any action that
would constitute interference in the business of anybody pertaining to the
Senate. The theory of separation of powers will be upheld by the Supreme
Court." But that learned opinion of Senator Rodriguez, our President,
notwithstanding, I may take the case to the Supreme Court if my right herein is
not respected. I may lose, Mr. President, but who has not lost in the Supreme
Court? I may lose because of the theory of the separation of powers, but that
does not mean, Mr. President, that what has been done here is pursuant to the
provision of the Constitution." (Congressional Record, Vol. III, p. 339; emphasis
supplied.).
This statement did not refer to the nomination, by Senator Primicias, and the
election, by the Senate, of Senators Cuenco and Delgado as members of said
Tribunal. Indeed, said nomination and election took place the day after the
aforementioned statement of Senator Tañada was made. At any rate, the latter
announced that he might "take the case to the Supreme Court if my right here is
not respected.".
As already adverted to, the objection to our jurisdiction hinges on the question
whether the issue before us is political or not. In this connection, Willoughby
lucidly states:.
CONSTITUTIONAL LAW 1
"As distinguished from the judicial, the legislative and executive departments are
spoken of as the political departments of government because in very many
cases their action is necessarily dictated by considerations of public or political
policy. These considerations of public or political policy of course will not permit
the legislature to violate constitutional provisions, or the executive to exercise
authority not granted him by the Constitution or by, statute, but, within these
limits, they do permit the departments, separately or together, to recognize that a
certain set of facts exists or that a given status exists, and these determinations,
together with the consequences that flow therefrom, may not be traversed in the
courts." (Willoughby on the Constitution of the United States, Vol. 3, p. 1326;
emphasis supplied.).
To the same effect is the language used in Corpus Juris Secundum, from which
we quote:.
"It is well-settled doctrine that political questions are not within the province of the
judiciary, except to the extent that power to deal with such questions has been
conferred upon the courts by express constitutional or statutory provisions.
"It is not easy, however, to define the phrase `political question', nor to determine
what matters, fall within its scope. It is frequently used to designate all questions
that lie outside the scope of the judicial questions, which under the constitution,
are to be decided by the people in their sovereign capacity, or in regard to which
full discretionary authority has been delegated to the legislative or executive
branch of the government." (16 C.J.S., 413; see, also Geauga Lake Improvement
Ass'n. vs. Lozier, 182 N. E. 491, 125 Ohio St. 565; Sevilla vs, Elizalde, 112 F. 2d
29, 72 App. D. C., 108; emphasis supplied.).
Thus, it has been repeatedly held that the question whether certain amendments
to the Constitution are invalid for non-compliance with the procedure therein
prescribed, is not a political one and may be settled by the Courts. 5 .
In the case of In re McConaughy (119 N.W. 408), the nature of political question
was considered carefully. The Court said:.
"At the threshold of the case we are met with the assertion that the questions
involved are political, and not judicial. If this is correct, the court has no
jurisdiction as the certificate of the state canvassing board would then be final,
regardless of the actual vote upon the amendment. The question thus raised is a
fundamental one; but it has been so often decided contrary to the view
contended for by the Attorney General that it would seem to be finally settled.
xxx xxx x x x.
" .. What is generally meant, when it is, said that a question is political, and not
judicial, is that it is a matter which, is to be exercised by the people in their
primary political capacity, or that it has been specifically delegated to some other
department or particular officer of the government, with discretionary power to
act. See State vs. Cunningham, 81 Wis. 497, 51 L. R. A. 561; In Re Gunn, 50
Kan. 155; 32 Pac. 470, 948, 19 L. R. A. 519; Green vs. Mills, 69 Fed. 852, 16, C.
CONSTITUTIONAL LAW 1
In short, the term "political question" connotes, in legal parlance, what it means in
ordinary parlance, namely, a question of policy. In other words, in the language
of Corpus Juris Secundum (supra), it refers to "those questions which, under the
Constitution, are to be decided by the people in their sovereign capacity, or in
regard to which full discretionary authority has been delegated to the Legislature
or executive branch of the Government." It is concerned with issues dependent
upon the wisdom, not legality, of a particular measure.
Such is not the nature of the question for determination in the present case.
Here, we are called upon to decide whether the election of Senators Cuenco and
Delgado, by the Senate, as members of the Senate Electoral Tribunal, upon
nomination by Senator Primicias-a member and spokesman of the party having
the largest number of votes in the Senate-on behalf of its Committee on Rules,
contravenes the constitutional mandate that said members of the Senate
Electoral Tribunal shall be chosen "upon nomination .. of the party having the
second largest number of votes" in the Senate, and hence, is null and void. This
is not a political question. The Senate is not clothed with "full discretionary
authority" in the choice of members of the Senate Electoral Tribunal. The
exercise of its power thereon is subject to constitutional limitations which are
claimed to be mandatory in nature. It is clearly within the legitimate prove of the
judicial department to pass upon the validity the proceedings in connection
therewith.
".. whether an election of public officers has been in accordance with law is for
the judiciary. Moreover, where the legislative department has by statute
prescribed election procedure in a given situation, the judiciary may determine
whether a particular election has been in conformity with such statute, and,
particularly, whether such statute has been applied in a way to deny or
transgress on the constitutional or statutory rights .." (16 C.J.S., 439; emphasis
supplied.).
It is, therefore, our opinion that we have, not only jurisdiction, but, also, the duty,
to consider and determine the principal issue raised by the parties herein.
II. Is the election of Senators Cuenco and Delgado, by the Senate, as members
of the Electoral Tribunal, valid and lawful?.
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"The Senate and the House of Representatives shall each have an Electoral
Tribunal which shall be the sole judge of all contests relating to the election,
returns, and qualifications of their respective Members. Each Electoral Tribunal
shall be composed of nine Members, three of whom shall be Justices of the
Supreme Court to be designated by the Chief Justice, and the remaining six shall
be Members of the Senate or of the House of Representatives, as the case may
be, who shall be chosen by each House, three upon nomination of the party
having the largest number of votes and three of the party having the second
largest number of votes therein. The Senior Justice in each Electoral Tribunal
shall be its Chairman." (Emphasis supplied.).
It appears that on February 22, 1956, as well as at present, the Senate of the
Philippines consists of twenty three (23) members of the Nacionalista Party and
one (1) member of the Citizens Party, namely, Senator Tañada, who is, also, the
president of said party. In the session of the Senate held on February 21, 1956,
Senator Sabido moved that Senator Tañada, "the President of the Citizens Party,
be given the privilege to nominate .. three (3) members" of the Senate Electoral
Tribunal (Congressional Record for the Senate, Vol. III, pp. 328-329), referring to
those who, according to the provision above-quoted, should be nominated by
"the party having the second largest number of votes" in the Senate. Senator
Tañada objected formally to this motion upon the-ground: (a) that the right to
nominate said members of the Senate Electoral Tribunal belongs, not to the
Nacionalista Party of which Senator Sabido and the other Senators are
members-but to the Citizens Party, as the one having the second largest number
of votes in the Senate, so that, being devoid of authority to nominate the
aforementioned members of said Tribunal, the Nacionalista Party cannot give it
to the Citizens Party, which, already, has such authority, pursuant to the
Constitution; and (b) that Senator Sabido's motion would compel Senator Tañada
to nominate three (3) Senators to said Tribunal, although as representative of the
minority party in the Senate he has "the right to nominate one, two or three to the
Electoral Tribunal," in his discretion. Senator Tañada further stated that he
reserved the right to determine how many he would nominate, after hearing the
reasons of Senator Sabido in support of his motion. After some discussion, in
which Senators Primicias, Cea, Lim, Sumulong, Zulueta, and Rodrigo took part,
the Senate adjourned until the next morning, February 22, 1956 (Do., do, pp.
329, 330, 332-333, 336, 338, 339, 343).
Then, said issues were debated upon more extensively, with Senator Sumulong,
not only seconding the opposition of Senator Tañada, but, also, maintaining that
"Senator Tañada should nominate only one" member of the Senate, namely,
himself, he being the only Senator who belongs to the minority party in said
House (Do., do., pp. 360-364, 369). Thus, a new issue was raised - whether or
not one who does not belong to said party may be nominated by its spokesman,
Senator Tañada - on which Senators Paredes, Pelaez, Rosales and Laurel, as
well as the other Senators already mentioned, expressed their views (Do., do.,
pp. 345, 349, 350, 354, 358, 364, 375). Although the deliberations of the Senate
consumed the whole morning and afternoon of February 22, 1956, a satisfactory
solution of the question before the Senate appeared to be remote. So, at 7:40
p.m., the meeting was suspended, on motion of Senator Laurel, with a view to
seeking a compromise formula (Do., do., pp. 377). When session was resumed
at 8:10 p.m., Senator Sabido withdrew his motion above referred to. Thereupon,
Senator Primicias, on behalf of the Nacionalista Party, nominated, and the
Senate elected, Senators Laurel, Lopez and Primicias, as members of the
Senate Electoral Tribunal. Subsequently, Senator Tañada stated:.
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"On behalf of the Citizens Party, the minority party in this Body, I nominate the
only Citizens Party member in this Body, and that is Senator Lorenzo M.
Tañada.".
Without an objection, this nomination was approved by the House. Then, Senator
Primicias stood up and said:.
"Now, Mr. President, in order to comply with the provision in the Constitution, the
Committee on Rules of the Senate-and I am now making this proposal not on
behalf of the Nacionalista Party but on behalf of the Committee on Rules of the
Senate-I nominate two other members to complete the membership of the
Tribunal: Senators Delgado and Cuenco.".
What took place thereafter appears in the following quotations from the
Congressional Record for the Senate.
"SENATOR SUMULONG. For the reasons that I have stated a few moments ago
when I took the floor, I also wish to record my objection to the last nominations,
to the nomination of two additional NP's to the Electoral Tribunal.
Petitioners maintain that said nomination and election of Senators Cuenco and
Delgado-who belong to the Nacionalista Party-as members of the Senate
Electoral Tribunal, are null and void and have been made without power or color
of authority, for, after the nomination by said party, and the election by the
Senate, of Senators Laurel, Lopez and Primicias, as members of said Tribunal,
the other Senators, who shall be members thereof, must necessarily be
nominated by the party having the second largest number of votes in the Senate,
and such party is, admittedly, the Citizens Party, to which Senator Tañada
belongs and which he represents.
Respondents allege, however, that the constitutional mandate to the effect that
"each Electoral Tribunal shall be compose of nine (9) members," six (6) of whom
"shall be members of the Senate or of the House of Representatives, as the case
may be", is mandatory; that when-after the nomination of three (3) Senators by
the majority party, and their election by the Senate, as members of the Senate
Electoral Tribunal-Senator Tañada nominated himself only, on behalf of the
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minority party, he thereby "waived his right to no two more Senators;" that, when
Senator Primicias nominated Senators Cuenco and Delgado, and these
respondents were chosen by the Senate, as members of the Senate Electoral
Tribunal, Said Senator Primicias and the Senate merely complied with the
aforementioned provision of the fundamental law, relative to the number of
members of the Senate Electoral Tribunal; and, that, accordingly, Senators
Cuenco and Delgado are de jure members of said body, and the appointment of
their co-respondents, Alfredo Cruz, Catalina Cayetano, Manuel Serapio and
Placido Reyes is valid and lawful.
At the outset, it will be recalled that the proceedings the organization of the
Senate Electoral Tribunal began with a motion of Senator Sabido to the effect
that "the distinguished gentleman from Quezon, the President of the Citizens
Party, be given the privilege to nominate the three Members" of said Tribunal.
Senator Primicias inquired why the movant had used the word "privilege".
Senator Sabido explained that the present composition of the Senate had
created a condition or situation which was not anticipated by the framers of our
Constitution; that although Senator Tañada formed part of the Nacionalista Party
before the end of 1955, he subsequently parted ways with" said party; and that
Senator Tañada "is the distinguished president of the Citizens Party," which
"approximates the situation desired by the framers of the Constitution"
(Congressional Record for the Senate Vol. III, pp. 329-330). Then Senator Lim
intervened, stating:.
"At present Senator Tañada is considered as forming the only minority or the one
that has the second largest number of votes in the existing Senate, is not that
right? And if this is so, he should be given this as a matter of right, not as a
matter of privilege. .. I don't believe that we should be allowed to grant this
authority to Senator Tañada only as a privilege but we must grant it as a matter
of right." (Id., id., p. 32; emphasis supplied.).
".. the question is whether we have a party here having the second largest
number of votes, and it is clear in my mind that there is such a party, and that is
the Citizens Party to which the gentleman from Quezon belongs. .. We have to
bear in mind, .. that when Senator Tañada was included in the Nacionalista Party
ticket in 1953, it was by virtue of a coalition or an alliance between the Citizens
Party and the Nacionalista Party at that time, and I maintain that when Senator
Tañada as head of the Citizens Party entered into a coalition with the
Nacionalista Party, he did not thereby become a Nacionalista because that was a
mere coalition, not a fusion. When the Citizens Party entered into a mere
coalition, that party did not lose its personality as a party separate and distinct
from the, Nacionalista Party. And we should also remember that the certificate of
candidacy filed by Senator Tañada in the 1953 election was one to the effect that
he belonged to the Citizens Party .." (Id., id., p. 360; emphasis supplied.).
The debate was closed by Senator Laurel, who remarked, referring to Senator
Tañada:.
"..there is no doubt that he does not belong to the majority in the first place, and
that, therefore, he belongs to the minority. And whether we like it or not, that is
the reality of the actual situation-that he is not a Nacionalista now, that he is the
head and the representative of the Citizens Party. I think that on equitable ground
and from the point of view of public opinion, his situation .. approximates or
approaches what is within the spirit of that Constitution. .. and from the point of
view of the spirit of the Constitution it would be a good thing if we grant the
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The foregoing statements and the fact that, thereafter, Senator Sabido withdrew
his motion to grant Senator Tañada the "privilege" to nominate, and said
petitioner actually nominated himself "on behalf of the Citizens Party, the minority
party in this Body"-not only without any, objection whatsoever, but, also, with the
approval of the Senate-leave no room for doubt that the Senate-leave no room
for doubt that the Senate has regarded the Citizens Party, represented by
Senator Tañada, as the party having the second largest number of votes in said
House.
Regardless of the respect due its author, as a distinguished citizen and public
official, said opinion has little, if any, weight in the solution of the question before
this Court, for the practical construction of a Constitution is of little, if any, unless
it has been uniform .." 6a Again, "as a general rule, it is only in cases of
substantial doubt and ambiguity that the doctrine of contemporaneous or
practical construction has any application". As a consequence, "where the
meaning of a constitutional provision is clear, a contemporaneous or practical
executive interpretation thereof is entitled to no weight, and will not be allowed to
distort or in any way change its natural meaning." The reason is that "the
application of the doctrine of contemporaneous construction is more restricted as
applied to the interpretation of constitutional provisions than when applied to
statutory provisions", and that, "except as to matters committed by the
Constitution, itself to the discretion of some other department, contemporary or
practical construction is not necessarily binding upon the courts, even in a
doubtful case." Hence, "if in the judgment of the court, such construction is
erroneous and its further application is not made imperative by any paramount
considerations of public policy, it may he rejected." (16 C. J. S., 71-72; emphasis
supplied.) 6b.
The flaw in the position taken in said opinion and by respondent herein is that,
while, it relies upon the compulsory nature of the word "shall", as regards the
number of members of the Electoral Tribunals, it ignores the fact that the same
term is used with respect to the method prescribed for their election, and that
both form part of a single sentence and must be considered, therefore, as
integral portions of one and the same thought. Indeed, respondents have not
even tried to show and we cannot conceive-why "shall" must be deemed
mandatory insofar as the number of members of each Electoral Tribunal, and
should be considered directory as regards the procedure for their selection. More
important still, the history of section 11 of Article VI of the Constitution and the
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records of the Convention, refute respondents' pretense, and back up the theory
of petitioners herein.
"The experience of the Filipino people under the provisions of the organic laws
which left to the lawmaking body the determination of the elections, returns, and
qualifications of its members was not altogether satisfactory. There were many
complaints against the lack of political justice in this determination; for in a great
number of cases, party interests controlled and dictated the decisions. The
undue delay in the dispatch of election contests for legislative seats, the
irregularities that characterized the proceedings in some of them, and the very
apparent injection of partisanship in the determination of a great number of the
cases were decried by a great number of the people as well as by the organs of
public opinion.
"The faith of the people in the uprightness of the lawmaking body in the
performance of this function assigned to it in the organic laws was by no means
great. In fact so blatant was the lack of political justice in the decisions that there
was, gradually built up a camp of thought in the Philippines inclined to leave to
the courts the determination of election contests, following the practice in some
countries, like England and Canada.
"Such were the conditions of things at the time of the meeting of the convention."
(The Framing of the Philippine Constitution by Aruego, Vol. 1, pp. 257-258;
emphasis supplied.).
This view is shared by distinguished members of the Senate. Thus, in its session
of February 22, 1956, Senator Sumulong declared:.
".. when you leave it to either House to decide election protests involving its own
members, that is virtually placing the majority party in a position to dictate the
decision in those election cases, because each House will be composed of a
majority and a minority, and when you make each House the judge of every
election protest involving any member of that House, you place the majority in a
position to dominate and dictate the decision in the case and result was, there
were so many abuses, there were so main injustices: committed by the majority
at the expense and to the prejudice of the minority protestants. Statements have
been made here that justice was done even under the old system, like that case
involving Senator Mabanag, when he almost became a victim of the majority
when he had an election case, and it was only through the intervention of
President Quezon that he was saved from becoming the victim of majority
injustices.
"It is true that justice had sometimes prevailed under the old system, but the
record will show that those cases were few and they were the rare exceptions.
The overwhelming majority of election protests decided under the old system
was that the majority being then in a position to dictate the, decision in the
election protest, was tempted to commit as it did commit many abuses and
injustices." (Congressional Record for the Senate, Vol. 111, p. 361; emphasis
supplied.).
".. what was intended in the creation of the electoral tribunal was to create a sort
of collegiate court composed of nine members: Three of them belonging to the
party having the largest number of votes, and three from the party having the
second largest number votes so that these members may represent the party,
and the members of said party who will sit before the electoral tribunal as
protestees. For when it comes to a party, Mr. President, there ground to believe
that decisions will be made along party lines." (Congressional Record for the
Senate, Vol. III, p. 351; emphasis supplied.).
Senator Laurel, who played an important role in the framing of our Constitution,
expressed himself as follows:.
"Now, with reference to the protests or contests, relating to the election, the
returns and the qualifications of the members of the legislative bodies, I heard it
said here correctly that there was a time when that was given to the
corresponding chamber of the legislative department. So the election, returns
and qualifications of the members, of the Congress or legislative body was
entrusted to that body itself as the exclusive body to determine the election,
returns and qualifications of its members. There was some doubt also expressed
as to whether that should continue or not, and the greatest argument in favor of
the retention of that provision was the fact that was, among other things, the
system obtaining in the United States under the Federal Constitution of the
United States, and there was no reason why that power or that right vested in the
legislative body should not be retained. But it was thought that would make the
determination of this contest, of this election protest, purely political as has been
observed in the past." (Congressional Record for the Senate, Vol. III, p. 376;
emphasis supplied.).
It is interesting to note that not one of the members of the Senate contested the
accuracy of the views thus expressed.
"The defense of the Electoral Commission was based primarily upon the hope
and belief that the abolition of Party line because of the equal representation in
this body of the majority and the minority parties of the National Assembly and
the intervention of some members of the Supreme Court who, under the
proposed constitutional provision, would also be members of the same, would
insure greater political justice in the determination of election contests for seats in
the National Assembly than there would be if the power had been lodged in the
lawmaking body itself. Delegate Francisco summarized the arguments for the
creation of the Electoral Commission in the following words:.
"I understand that from the time that this question is placed in the hands of
members not only of the majority party but also of the minority party, there is
already a condition, a factor which would make protests decided in a non-
partisan manner. We know from experience that many times in the many protests
tried in the House or in the Senate, it was impossible to prevent the factor of
party from getting in. From the moment that it is required that not only the
majority but also the minority should intervene in these questions, we have
already enough guarantee that there would be no tyranny on the part of the
majority.
`But there is another more detail which is the one which satisfies me most, and
that is the intervention of three justices. So that with this intervention of three
justices if there would be any question as to the justice applied by the majority or
the minority, if there would be any fundamental disagreement, or if there would
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be nothing but questions purely of party in which the members of the majority as
well as those of the minority should wish to take lightly a protest because the
protestant belongs to one of said parties, we have in this case, as a check upon
the two parties, the actuations of the three justices. In the last analysis, what is
really applied in the determination of electoral cases brought before the tribunals
of justice or before the House of Representatives or the Senate? Well, it is
nothing more than the law and the doctrine of the Supreme Court. If that is the
case, there will be greater skill in the application of the laws and in the application
of doctrines to electoral matters having as we shall have three justices who will
act impartially in these electoral questions.
The foregoing was corroborated by Senator Laurel. Speaking for this Court, in
Angara vs. Electoral Commission (63 Phil., 139), he asserted:.
"The members of the Constitutional Convention who framed our fundamental law
were in their majority-men mature in years and experience. To be sure, many of
them were familiar with the history and political development of other countries of
the world. When, therefore they deemed it wise to create an Electoral
Commission as a constitutional organ and invested with the exclusive function of
passing upon and determining the election, returns and qualifications of the
members of the National Assembly, they must have done so not only in the light
of their own experience but also having in view the experience of other
enlightened peoples of the world. The creation of the Electoral Commission was
designed to remedy certain evils of which the framers of our Constitution were
cognizant. Notwithstanding the vigorous opposition of some members of the
Convention to its creation, the plan, as hereinabove stated, was approved by that
body by a vote of 98 against 58. All that can be said now is that, upon the
approval of the Constitution, the creation of the Electoral Commission is the
expression of the wisdom `ultimate justice of the people'. (Abraham Lincoln, First
Inaugural Address, March 4, 1861.).
composite body in which both the majority and minority parties are equally
represented to off-set partisan influence in its deliberations was created, and
further endowed with judicial temper by including in its membership three justices
of the Supreme Court," (Pp. 174-175.) 7.
"El Sr. PRESIDENTE. Que dice el Comite?" El Sr. ROXAS. Con mucho gusto.
"El Sr. CONEJERO. Tal como esta el draft., dando tres miembrosala mayoria, y
otros t?-es a la minyoryia y atros a la Corte Suprerma, no cree su Senoria que
este equivale pricticamente a dejar el asunto a los miembros del Tribunal
Supremo?.
"El Sr. ROXAS. Si y no. Creemos que si el tribunal a la Comision esta cotistuido
en esa forma, tanto los miembros de la mayoria como los de la minoria asi como
los miembros de la Corte Saprema consideration la cuestion sobre la base de
sus meritos, sabiendo que el partidismo no es suficiente para dar el triunbo.
"El Sr. CONEJERO. Cree Su Senoria que en un caso como ese, podriamos
hacer que tanto los de la mayoria como los de la minoria prescindieran del
partidisrno?.
"El Sr. ROXAS. Creo que si, porque el partidismo no les daria el triunfo." (Angara
vs. Electoral Commission, supra, pp. 168-169; emphasis supplied.).
It is clear from the foregoing that the main objective of the framers of our
Constitution in providing for the establishment, first, of an Electoral Commission,
8 and then 9 of one Electoral Tribunal for each House of Congress, was to insure
the exercise of judicial impartiality in the disposition of election contests affecting
members of the lawmaking body. To achieve this purpose, two devices were
resorted to, namely: (a) the party having the largest number of votes, and the
party having the second largest number of votes, in the National Assembly or in
each House of Congress, were given the same number of representatives in the
Electoral Commission or Tribunal, so that they may realize that partisan
considerations could not control the adjudication of said cases, and thus be
induced to act with greater impartiality; and (b) the Supreme Court was given in
said body the same number of representatives as each one of said political
parties, so that the influence of the former may be decisive and endow said
Commission or Tribunal with judicial temper.
This is obvious from the very language of the constitutional provision under
consideration. In fact, Senator Sabido-who had moved to grant to Senator
Tañada the privilege" to make the nominations on behalf of party having the
second largest number of votes in the Senate-agrees with it. As Senator
Sumulong inquired:.
"..I suppose Your Honor will agree with me that the framers of the Constitution
precisely thought of creating this Electoral Tribunal so as to prevent the majority
from ever having a preponderant majority in the Tribunal." (Congressional
Record for the Senate, Vol. III, p. 330; emphasis supplied.).
".. the purpose of the creation of the Electoral Tribunal and of its composition is to
maintain a balance between the two parties and make the members of the
Supreme Court the controlling power so to speak of the Electoral Tribunal or hold
the balance of power. That is the ideal situation." (Congressional Record for the
Senate, Vol. III, p. 349; emphasis supplied.).
Senator Sumulong opined along the same line. His words were: .
"..The intention is that when the three from the majority and the three from the
minority become members of the Tribunal it is hoped that they will become aware
of their judicial functions, not to protect the protestants or the protegees. It is
hoped that they will act as judges because to decide election cases is a judicial
function. But the framers of, the Constitution besides being learned were men of
experience. They knew that even Senators like us are not angels, that we are
human beings, that if we should be chosen to go to the Electoral Tribunal no one
can say that we will entirely be free from partisan influence to favor our party, so
that in, case that hope that the three from the majority and the three from the
minority who will act as Judges should result in disappointment, in case they do
not act as judges but they go there and vote along party liner, still there is the
guarantee that they will offset each other and the result will be that the deciding
vote will reside in the hands of the three Justices who have no partisan motives
to favor either the protestees or the protestants. In other words, the whole idea is
to prevent the majority from controlling and dictating the decisions of the Tribunal
and to make sure that the decisive vote will be wielded by the Congressmen or
Senators who are members the Tribunal but will be wielded by the Justices who,
by virtue of their judicial offices, will have no partisan motives to serve, either
protestants, or protestees. That is my understanding of the intention of the
framers of the Constitution when they decided to create the Electoral Tribunal.
xxx xxx x x x.
"My idea is that the intention of the framers of the constitution in creating the
Electoral Tribunal is to insure impartially and independence in its decision, and
that is sought to be done by never allowing the majority party to control the
Tribunal, and secondly by seeing to it that the decisive vote in the Tribunal will be
left in the hands of persons who have no partisan interest or motive to favor
either protestant or protestee." (Congressional Record for the Senate, Vol. III, pp.
362-363, 365-366; emphasis supplied.).
So important in the "balance of powers" between the two political parties in the
Electoral Tribunals, that several members of the Senate questioned the right of
the party having the second largest number of votes in the Senate and, hence, of
Senator Tañada, as representative of the Citizens Party-to nominate for the
Senate Electoral Tribunal any Senator not belonging to said party. Senators Lim,
Sabido, Cea and Paredes maintained that the spirit of the Constitution would be
violated if the nominees to the Electoral Tribunals did not belong to the parties
respectively making the nominations. 10.
It is not necessary, for the purpose of this decision, to determine whether the
parties having the largest, and the second largest, number of votes in each
House may nominate, to the Electoral Tribunals, those members of Congress
who do not belong to the party nominating them. It is patent, however, that the
most vital feature of the Electoral Tribunals is the equal representation of said
parties therein, and the resulting equilibrium to be maintained by the Justices of
the Supreme Court as members of said Tribunals. In the words of the members
of the present Senate, said feature reflects the "intent" "purpose", and "spirit of
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Now then, it is well settled that "the purpose of all rules or maxims as to the
construction or interpretation of statutes is to discover the true intention of the
law" (82 C. J. S., 526) and that.
What has been said above, relative to the conditions antecedent to, and
concomitant with, the adoption of section 11 of Article VI of the Constitution,
reveals clearly that its framers intended to prevent the majority party from
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controlling the Electoral Tribunals, and that the structure thereof is founded upon
the equilibrium between the majority and the minority parties therein, with the
Justices of the Supreme Court, who are members of said Tribunals, holding the
resulting balance of power. The procedure prescribed in said provision for the
selection of members of the Electoral Tribunals is vital to the role they are called
upon to play. it constitutes the essence of said Tribunals. Hence, compliance with
said procedure is mandatory, and acts performed in violation thereof are null and
void. 11.
It is true that the application of the foregoing criterion would limit the membership
of the Senate Electoral Tribunal, in the case at bar, to seven (7), instead of nine
(9), members; but, it is conceded that the present composition of the Senate was
not foreseen by the framers of our Constitution (Congressional Record for the
Senate, Vol. III, pp. 329, 342, 349, 354, 359, 375). Furthermore, the spirit of the
law prevails over its letter, and the solution herein adopted maintains the spirit of
the Constitution, for partisan considerations can not be decisive in a tribunal
consisting of three (3) Justices of the Supreme Court, three (3) members
nominated by the majority party and either one (1) or two (2) members
nominated by the party having the second largest number of votes in the House
concerned.
Upon the other hand, what would be the result of respondents' contention if
upheld? Owing to the fact that the Citizens Party 12 has only one member in the
Upper House, Senator Tañada felt he should nominate, for the Senate Electoral
Tribunal, only said member of the Citizens Party. The same is, thus, numerically
handicapped, vis-a-vis the majority party, in said Tribunal. Obviously, Senator
Tañada did not nominate other two Senators, because, otherwise, he would
worsen the already disadvantageous position, therein, of the Citizens Party.
Indeed, by the aforementioned nomination and election of Senators Cuenco and
Delgado, if the same were sanctioned, the Nacionalista Party would have five (5)
members in the Senate Electoral Tribunal, as against one (1) member of the
Citizens Party and three members of the Supreme Court. With the absolute
majority thereby attained by the majority party in said Tribunal, the philosophy
underlying the same would be entirely upset. The equilibrium between the
political parties therein would be destroyed. What is worst, the decisive
moderating role of the Justices of the Supreme Court would be wiped out, and, in
lieu thereof, the door would be thrown wide open for the predominance of
political considerations in the determination of election protests pending before
said Tribunal, which is precisely what the fathers of our Constitution earnestly
strove to forestall. 13.
This does not imply that the honesty, integrity or impartiality of Senators Cuenco
and Delgado are being questioned. As a matter of fact, when Senator Tañada
objected to their nomination, he explicitly made of record that his opposition was
based, not upon their character, but upon the principle involved. When the
election of members of Congress to the Electoral Tribunal is made dependent
upon the nomination of the political parties above referred to, the Constitution
thereby indicates its reliance upon the method of selection thus established,
regardless of the individual qualities of those chosen therefor. Considering the
wealth of experience of the delegatesto the Convention, as lawyers of great note,
as veteran politicians and as leaders in other fields of endeavor, they could not,
and did not, ignore the fact that the Constitution must limit itself to giving general
patterns or norms of action. In connection, particularly, with the composition of
the Electoral Tribunals, they believed that, even the most well meaning
individuals often find it difficult to shake off the bias and prejudice created by
political antagonisms and to resist the demands of political exigencies, the
pressure of which is bound to increase in proportion to the degree of
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predominance of the party from which it comes. As above stated, this was
confirmed by distinguished members of the present Senate. (See pp. 25-28, 33,
34, supra.).
In connection with the argument of the former Secretary of Justice to the effect
that when "there is no minority party represented in the Assembly, the necessity
for such a check by the minority disappears", the following observations of the
petitioners herein are worthy of notice:.
" Under the interpretation espoused by the respondents, the very frauds or
terrorism committed by a party would establish the legal basis for the final
destruction of minority parties in the Congress at least. Let us suppose, for
example, that in the Senate, the 15 or 16 senators with unexpired terms belong
to the party A. In the senatorial elections to fill the remaining 8 seats, all the 8
candidates of party A are proclaimed elected through alleged fraud and/or
terrorism. (The ouster of not less than 3 senators-elect in the elections held since
liberation attests to the reality of election frauds and terrorism in our country.)
There being no senator or only one senator belonging to the minority, who would
sit in judgment on the election candidates of the minority parties? According to
the contention of the respondents, it would be a Senate Electoral Tribunal made
up of three Supreme Court Justices and 5 or 6 members of the same party A
accused of fraud and terrorism. Most respectfully, we pray this Honorable Court
to reject an interpretation that would make of a democratic constitution the very
instrument by which a corrupt and ruthless party could entrench itself in power
the legislature and thus destroy democracy in the Philippines.
xxx xxx x x x.
".. When there are no electoral protests filed by the Minority party, or when the
only electoral protests filed are by candidates of the majority against members-
elect of the same majority party, there might be no objection to the statement.
But if electoral protests are filed by candidates of the minority party, it is at this
point that a need for a check on the majority party is greatest, and contrary to the
observation made in the above-quoted opinion, such a cheek is a function that
cannot be successfully exercised by the 3 Justices of the Supreme Court, for the
obvious and simple reason that they could easily be outvoted by the 6 members
of the majority party in the Tribunal.
xxx xxx x x x.
"In the case of the cited opinion of Secretary Abad Santos rendered in 1939, it,
did not appear that there were minority party candidates who were adversely
affected by the ruling of the Secretary of Justice and who could have brought a
test case to court." (Emphasis supplied.).
The defenses of waiver and estoppel set up against petitioner Tañada are
untenable. Although "an individual may waive constitutional provisions intended
for his benefit", particularly those meant for the protection of his property, and,
sometimes, even those tending "to secure his personal liberty", the power to
waive does not exist when "public policy or public morals" are involved. (11 Am.
Jur. 765; I Cooley's Constitutional Limitations, pp. 368-371). The procedure
outlined in the Constitution for the organization, of the Electoral Tribunals was
adopted in response to the demands of the common weal, and it has been held
that where a statute is founded on public policy, those to whom it applies should
not be permitted to waive its provisions" (82 C. J. S., 874). Besides, there can be
no waiver without an intent to such effect, which Senator Tañada did not have.
Again, the alleged waiver or exhaustion of his rights does not justify the exercise
CONSTITUTIONAL LAW 1
The rule estoppel is that "whenever a party has, by his declaration, act or
omissions, intentionally and deliberately led another to believe a particular thing
true, and to act upon such belief, he cannot, in a litigation arising out of such
declaration, act or omission, be permitted to falsify it" (Rule 69, sec. 68 [a], Rules
of Court). In the case at bar, petitioner Senator Tañada did not lead the Senate to
believe that Senator Primicias could nominate Senators Cuenco and Delgado.
On the contrary, said petitioner repeatedly asserted that his was the exclusive
right to make the nomination. He, likewise, specifically contested said nomination
of Senators Cuenco and Delgado. Again, the rule on estoppel applies to
questions of fact, not of law, about the truth of which the other party is ignorant
(see Moran's Comments on the Rules of Court, Vol. 3, pp. 490, 495). Such is not
the nature of the situation that confronted Senator Tañada and the other
members of the Senate. Lastly, the case of Zandueta vs. De la Costa (66 Phil.,
615), cited by respondents, is not in point. Judge Zandueta assumed office by
virtue of an appointment, the legality of which he later on assailed. In the case at
bar, the nomination and election of Senator Tañada as member of the Senate
Electoral Tribunal was separate, distinct and independent from the nomination
and election of Senators Cuenco and Delgado.
In view of the foregoing, we hold that the Senate may not elect, as members of
the Senate Electoral Tribunal, those Senators who have not been nominated by
the political parties specified in the Constitution; that the party having the largest
number of votes in the Senate may nominate not more than three (3) members
thereof to said Electoral Tribunal; that the party having the second largest
number of votes in the Senate has the exclusive right to nominate the other three
(3) Senators who shall sit as members in the Electoral Tribunal; that neither
these three (3) Senators, nor any of them, may be nominated by a person or
party other than the one having the second largest number of votes in the Senate
or its representative therein; that the Committee on Rules for the Senate has no
standing to validly make such nomination and that the nomination of Senators
Cuenco and Delgado by Senator Primicias, and the election of said respondents
by the Senate, as members of said Tribunal, are null and void ab initio.
EN BANC
MARTIN, J,:
The capital question raised in these prohibition suits with preliminary injunction
relates to the power of the incumbent President of the Philippines to propose
amendments to the present Constitution in the absence of the interim National
Assembly which has not been convened.
Twenty days after or on September 22, 1976, the President issued another
related decree, Presidential Decree No. 1031, amending the previous
Presidential Decree No. 991, by declaring the provisions of presidential Decree
No. 229 providing for the manner of voting and canvass of votes in "barangays"
(Citizens Assemblies) applicable to the national referendum-plebiscite of October
16, 1976. Quite relevantly, Presidential Decree No. 1031 repealed Section 4, of
Presidential Decree No. 991, the full text of which (Section 4) is quoted in the
footnote below.2
On the same date of September 22, 1976, the President issued Presidential
Decree No. 1033, stating the questions to be submitted to the people in the
referendum-plebiscite on October 16, 1976. The Decree recites in its "whereas"
clauses that the people's continued opposition to the convening of the National
Assembly evinces their desire to have such body abolished and replaced thru a
constitutional amendment, providing for a legislative body, which will be
submitted directly to the people in the referendum-plebiscite of October 16.
(2) Whether or not you want martial law to be continued, do you approve the
following amendments to the Constitution? For the purpose of the second
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question, the referendum shall have the effect of a plebiscite within the
contemplation of Section 2 of Article XVI of the Constitution.
PROPOSED AMENDMENTS:
1. There shall be, in lieu of the interim National Assembly, an interim Batasang
Pambansa. Members of the interim Batasang Pambansa which shall not be more
than 120, unless otherwise provided by law, shall include the incumbent
President of the Philippines, representatives elected from the different regions of
the nation, those who shall not be less than eighteen years of age elected by
their respective sectors, and those chosen by the incumbent President from the
members of the Cabinet. Regional representatives shall be apportioned among
the regions in accordance with the number of their respective inhabitants and on
the basis of a uniform and progressive ratio while the sectors shall be determined
by law. The number of representatives from each region or sector and the,
manner of their election shall be prescribed and regulated by law.
2. The interim Batasang Pambansa shall have the same powers and its
members shall have the same functions, responsibilities, rights, privileges, and
disqualifications as the interim National Assembly and the regular National
Assembly and the members thereof. However, it shall not exercise the power
provided in Article VIII, Section 14(l) of the Constitution.
3. The incumbent President of the Philippines shall, within 30 days from the
election and selection of the members, convene the interim Batasang Pambansa
and preside over its sessions until the Speaker shall have been elected. The
incumbent President of the Philippines shall be the Prime Minister and he shall
continue to exercise all his powers even after the interim Batasang Pambansa is
organized and ready to discharge its functions and likewise he shall continue to
exercise his powers and prerogatives under the nineteen hundred and thirty five.
Constitution and the powers vested in the President and the Prime Minister under
this Constitution.
4. The President (Prime Minister) and his Cabinet shall exercise all the powers
and functions, and discharge the responsibilities of the regular President (Prime
Minister) and his Cabinet, and shall be subject only to such disqualifications as
the President (Prime Minister) may prescribe. The President (Prime Minister) if
he so desires may appoint a Deputy Prime Minister or as many Deputy Prime
Ministers as he may deem necessary.
Referenda conducted thru the barangays and under the Supervision of the
Commission on Elections may be called at any time the government deems it
necessary to ascertain the will of the people regarding any important matter
whether of national or local interest.
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9. These amendments shall take effect after the incumbent President shall have
proclaimed that they have been ratified by I majority of the votes cast in the
referendum-plebiscite."
The Commission on Elections was vested with the exclusive supervision and
control of the October 1976 National Referendum-Plebiscite.
Petitioners contend that under the 1935 and 1973 Constitutions there is no grant
to the incumbent President to exercise the constituent power to propose
amendments to the new Constitution. As a consequence, the Referendum-
Plebiscite on October 16 has no constitutional or legal basis.
On October 5, 1976, the Solicitor General filed the comment for respondent
Commission on Elections, The Solicitor General principally maintains that
petitioners have no standing to sue; the issue raised is political in nature, beyond
judicial cognizance of this Court; at this state of the transition period, only the
incumbent President has the authority to exercise constituent power; the
referendum-plebiscite is a step towards normalization.
Still another petition for Prohibition with Preliminary Injunction was filed on
October 5, 1976 by RAUL M. GONZALES, his son RAUL, JR., and ALFREDO
SALAPANTAN, docketed as L- 44714, to restrain the implementation of
Presidential Decrees relative to the forthcoming Referendum-Plebiscite of
October 16.
These last petitioners argue that even granting him legislative powers under
Martial Law, the incumbent President cannot act as a constituent assembly to
propose amendments to the Constitution; a referendum-plebiscite is untenable
under the Constitutions of 1935 and 1973; the submission of the proposed
amendments in such a short period of time for deliberation renders the plebiscite
a nullity; to lift Martial Law, the President need not consult the people via
referendum; and allowing 15-.year olds to vote would amount to an amendment
of the Constitution, which confines the right of suffrage to those citizens of the
Philippines 18 years of age and above.
I
CONSTITUTIONAL LAW 1
2. The Solicitor General would consider the question at bar as a pure political
one, lying outside the domain of judicial review. We disagree. The amending
process both as to proposal and ratification, raises a judicial question. 8This is especially
true in cases where the power of the Presidency to initiate the of normally exercised by the legislature, is seriously doubted. Under the terms
of the 1973 Constitution, the power to propose amendments o the constitution resides in the interim National Assembly in the period of
transition (See. 15, Transitory provisions). After that period, and the regular National Assembly in its active session, the power to propose
amendments becomes ipso facto the prerogative of the regular National Assembly (Sec. 1, pars. 1 and 2 of Art. XVI, 1973 constitution). The
normal course has not been followed. Rather than calling the National Assembly to constitute itself into a constituent assembly the incumbent
President undertook the proposal of amendments and submitted the proposed amendments thru Presidential Decree 1033 to the people in a
Referendum-Plebiscite on October 16. Unavoidably, the regularity regularity of the procedure for amendments, written in lambent words in
the very Constitution sought to be amended, raises a contestable issue. The implementing Presidential Decree Nos. 991, 1031, and 1033,
which commonly purport to have the force and effect of legislation are assailed as invalid, thus the issue of the validity of said Decrees is
plainly a justiciable one, within the competence of this Court to pass upon. Section 2 (2), Article X of the new Constitution provides: "All cases
involving the constitutionality of a treaty, executive agreement, or law may shall be heard and decided by the Supreme Court en banc and no
treaty, executive agreement, or law may be declared unconstitutional without the concurrence of at least ten Members ..... " Th e Supreme
Court has the last word in the construction not only of treaties and statutes, but also of the Constitution itself The amending, like all other
powers organized in the Constitution, is in form a delegated and hence a limited power, so that the Supreme Court is vested w ith that
authorities to determine whether that power has been discharged within its limits.
Political questions are neatly associated with the wisdom, of the legality of a
particular act. Where the vortex of the controversy refers to the legality or validity
of the contested act, that matter is definitely justiciable or non-political. What is in
the heels of the Court is not the wisdom of the act of the incumbent President in
proposing amendments to the Constitution, but his constitutional authority to
perform such act or to assume the power of a constituent assembly. Whether the
amending process confers on the President that power to propose amendments
is therefore a downright justiciable question. Should the contrary be found, the
actuation of the President would merely be a brutum fulmen. If the Constitution
provides how it may be amended, the judiciary as the interpreter of that
Constitution, can declare whether the procedure followed or the authority
assumed was valid or not.10
We cannot accept the view of the Solicitor General, in pursuing his theory of non-
justiciability, that the question of the President's authority to propose
amendments and the regularity of the procedure adopted for submission of the
proposal to the people ultimately lie in the judgment of the A clear Descartes
fallacy of vicious circle. Is it not that the people themselves, by their sovereign
act, provided for the authority and procedure for the amending process when
they ratified the present Constitution in 1973? Whether, therefore, the
constitutional provision has been followed or not is the proper subject of inquiry,
not by the people themselves of course who exercise no power of judicial but by
the Supreme Court in whom the people themselves vested that power, a power
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which includes the competence to determine whether the constitutional norms for
amendments have been observed or not. And, this inquiry must be done a prior
not a posterior i.e., before the submission to and ratification by the people.
Indeed, the precedents evolved by the Court or, prior constitutional cases
underline the preference of the Court's majority to treat such issue of Presidential
role in the amending process as one of non-political impression. In the Plebiscite
Cases, 11 the contention of the Solicitor General that the issue on the legality of
Presidential Decree No. 73 "submitting to the Pilipino people (on January 15,
1973) for ratification or rejection the Constitution of the Republic of the
Philippines proposed by the 1971 Constitutional Convention and appropriating
fund s therefore "is a political one, was rejected and the Court unanimously
considered the issue as justiciable in nature. Subsequently in the Ratification
Cases12 involving the issue of whether or not the validity of Presidential
Proclamation No. 1102. announcing the Ratification by the Filipino people of the
constitution proposed by the 1971 Constitutional Convention," partakes of the
nature of a political question, the affirmative stand of' the Solicitor General was
dismissed, the Court ruled that the question raised is justiciable. Chief Justice
Concepcion, expressing the majority view, said, Thus, in the aforementioned
plebiscite cases, We rejected the theory of the respondents therein that the
question whether Presidential Decree No. 73 calling a plebiscite to be held on
January 15, 1973, for the ratification or rejection of the proposed new
Constitution, was valid or not, was not a proper subject of judicial inquiry
because, they claimed, it partook of a political nature, and We unanimously
declared that the issue was a justiciable one. With Identical unanimity. We
overruled the respondent's contention in the 1971 habeas corpus cases,
questioning Our authority to determine the constitutional sufficiency of the factual
bases of the Presidential proclamation suspending the privilege of the writ of
habeas corpus on August 21, 1971, despite the opposite view taken by this Court
in Barcelon vs. Baker and Montenegro vs. Castaneda, insofar as it adhered to
the former case, which view We, accordingly, abandoned and refused to apply.
For the same reason, We did not apply and expressly modified, in Gonzales vs.
Commission on Elections, the political-question theory adopted in Mabanag vs.
Lopez Vito." 13 The return to Barcelon vs. Baker and Mabanag vs. Lopez Vito,
urged by the Solicitor General, was decisively refused by the Court. Chief Justice
Concepcion continued: "The reasons adduced in support thereof are, however,
substantially the same as those given in support on the political question theory
advanced in said habeas corpus and plebiscite cases, which were carefully
considered by this Court and found by it to be legally unsound and
constitutionally untenable. As a consequence. Our decisions in the
aforementioned habeas corpus cases partakes of the nature and effect of a stare
decisis which gained added weight by its virtual reiteration."
II
In the present period of transition, the interim National Assembly instituted in the
Transitory Provisions is conferred with that amending power. Section 15 of the
Transitory Provisions reads:
There are, therefore, two periods contemplated in the constitutional life of the
nation, i.e., period of normalcy and period of transition. In times of normally, the
amending process may be initiated by the proposals of the (1) regular National
Assembly upon a vote of three-fourths of all its members; or (2) by a
Constitutional Convention called by a vote of two-thirds of all the Members of the
National Assembly. However the calling of a Constitutional Convention may be
submitted to the electorate in an election voted upon by a majority vote of all the
members of the National Assembly. In times of transition, amendments may be
proposed by a majority vote of all the Members of the National Assembly upon
special call by the interim Prime Minister,.
2. This Court in Aquino v. COMELEC," had already settled that the incumbent
President is vested with that prerogative of discretion as to when he shall initially
convene the interim National Assembly. Speaking for the majority opinion in that
case, Justice Makasiar said: "The Constitutional Convention intended to leave to
the President the determination of the time when he shall initially convene the
interim National Assembly, consistent with the prevailing conditions of peace and
order in the country." Concurring, Justice Fernandez, himself a member of that
Constitutional Convention, revealed: "(W)hen the Delegates to the Constitutional
Convention voted on the Transitory Provisions, they were aware of the fact that
under the same, the incumbent President was given the discretion as to when he
could convene the interim National Assembly; it was so stated plainly by the
sponsor, Delegate Yaneza; as a matter of fact, the proposal that it be convened
'immediately', made by Delegate Pimentel (V) was rejected. The President's
decision to defer the convening of the interim National Assembly soon found
support from the people themselves. In the plebiscite of January 10-15, 1973, at
which the ratification of the 1973 Constitution was submitted, the people voted
against the convening of the interim National Assembly. In the referendum of July
24, 1973, the Citizens Assemblies ("bagangays") reiterated their sovereign will to
withhold the convening of the interim National Assembly. Again, in the
referendum of February 27, 1975, the proposed question of whether the interim
National Assembly shall be initially convened was eliminated, because some of
the members of Congress and delegates of the Constitutional Convention, who
were deemed automatically members of the I interim National Assembly, were
against its inclusion since in that referendum of January, 1973, the people had
already resolved against it.
3. In sensu strictiore, when the legislative arm of the state undertakes the
proposals of amendment to a Constitution, that body is not in the usual function
of lawmaking. lt is not legislating when engaged in the amending process.16
Rather, it is exercising a peculiar power bestowed upon it by the fundamental
charter itself. In the Philippines, that power is provided for in Article XVI of the
1973 Constitution (for the regular National Assembly) or in Section 15 of the
CONSTITUTIONAL LAW 1
III
Concentration of Powers
crisis government.
IV
President t to propose
VI
Referendum-Plebiscite not
VII
1. There appeals to be no valid basis for the claim that the regime of martial law
stultifies in main the freedom to dissent. That speaks of a bygone fear. The
martial law regime which, in the observation of Justice Fernando, 41 is impressed
with a mild character recorded no State imposition for a muffled voice. To be
sure, there are restraints of the individual liberty, but on certain grounds no total
suppression of that liberty is aimed at. The for the referendum-plebiscite on
October 16 recognizes all the embracing freedoms of expression and assembly
The President himself had announced that he would not countenance any
suppression of dissenting views on the issues, as he is not interested in winning
a "yes" or "no" vote, but on the genuine sentiment of the people on the issues at
hand. 42 Thus, the dissenters soon found their way to the public forums, voicing
CONSTITUTIONAL LAW 1
out loud and clear their adverse views on the proposed amendments and even
(in the valid ratification of the 1973 Constitution, which is already a settled
matter.43 Even government employees have been held by the Civil Service
Commission free to participate in public discussion and even campaign for their
stand on the referendum-plebiscite issues.44
VIII
is not short.
IN RESUME
2. During the present stage of the transition period, and under, the environmental
circumstances now obtaining, does the President possess power to propose
amendments to the Constitution as well as set up the required machinery and
prescribe the procedure for the ratification of his proposals by the people?
3. Is the submission to the people of the proposed amendments within the time
frame allowed therefor a sufficient and proper submission?
Upon the first issue, Chief Justice Fred Ruiz Castro and Associate Justices
Enrique M. Fernando, Claudio Teehankee, Antonio P. Barredo, Cecilia Munoz
Palma, Hermogenes Concepcion Jr. and Ruperto G. Martin are of the view that
the question posed is justiciable, while Associate Justices Felix V. Makasiar,
Felix Q. Antonio and Ramon C. Aquino hold the view that the question is political.
Upon the second issue, Chief Justice Castro and Associate Justices Barredo,
Makasiar, Antonio, Aquino, Concepcion Jr. and Martin voted in the affirmative,
while Associate Justices Teehankee and Munoz Palma voted in the negative.
Associate Justice Fernando, conformably to his concurring and dissenting
opinion in Aquino vs. Enrile (59 SCRA 183), specifically dissents from the
proposition that there is concentration of powers in the Executive during periods
of crisis, thus raising serious doubts as to the power of the President to propose
amendments.
Upon the third issue, Chief Justice Castro and Associate Justices Barredo,
Makasiar, Aquino, Concepcion Jr. and Martin are of the view that there is a
sufficient and proper submission of the proposed amendments for ratification by
the people. Associate Justices Barredo and Makasiar expressed the hope,
however that the period of time may be extended. Associate Justices Fernando,
Makasiar and Antonio are of the view that the question is political and therefore
beyond the competence and cognizance of this Court, Associate Justice
Fernando adheres to his concurrence in the opinion of Chief Justice Concepcion
in Gonzales vs. COMELEC (21 SCRA 774).Associate Justices Teehankee and
MUNOZ Palma hold that prescinding from the President's lack of authority to
exercise the constituent power to propose the amendments, etc., as above
stated, there is no fair and proper submission with sufficient information and time
to assure intelligent consent or rejection under the standards set by this Court in
the controlling cases of Gonzales, supra, and Tolentino vs. COMELEC (41 SCRA
702).
Chief Justice Castro and Associate Justices Barredo, Makasiar, Antonio, Aquino,
Concepcion Jr. and Martin voted to dismiss the three petitions at bar. For
reasons as expressed in his separate opinion, Associate Justice Fernando
concurs in the result. Associate Justices Teehankee and Munoz Palma voted to
grant the petitions.
ACCORDINGLY, the vote being 8 to 2 to dismiss, the said petitions are hereby
dismissed. This decision is immediately executory.
SO ORDERED.
CONSTITUTIONAL LAW 1
EN BANC
CRUZ, J.:
After the congressional elections of May 11, 1987, the House of Representatives
proportionally apportioned its twelve seats in the Commission on Appointments
among the several political parties represented in that chamber, including the
Lakas ng Bansa, the PDP-Laban, the NP-Unido, the Liberal Party, and the KBL,
in accordance with Article VI, Section 18, of the Constitution. Petitioner Raul A.
Daza was among those chosen and was listed as a representative of the Liberal
Party. 1
The petitioner came to this Court on January 13, 1989, to challenge his removal
from the Commission on Appointments and the assumption of his seat by the
respondent. Acting initially on his petition for prohibition and injunction with
preliminary injunction, we issued a temporary restraining order that same day to
prevent both the petitioner and the respondent from serving in the Commission
on Appointments.4
Briefly stated, the contention of the petitioner is that he cannot be removed from
the Commission on Appointments because his election thereto is permanent
under the doctrine announced in Cunanan v. Tan. 5 His claim is that the
reorganization of the House representation in the said body is not based on a
permanent political realignment because the LDP is not a duly registered political
party and has not yet attained political stability.
For his part, the respondent argues that the question raised by the petitioner is
political in nature and so beyond the jurisdiction of this Court. He also maintains
that he has been improperly impleaded, the real party respondent being the
House of Representatives which changed its representation in the Commission
on Appointments and removed the petitioner. Finally, he stresses that nowhere in
the Constitution is it required that the political party be registered to be entitled to
proportional representation in the Commission on Appointments.
In addition to the pleadings filed by the parties, a Comment was submitted by the
Solicitor General as amicus curiae in compliance with an order from the Court.
CONSTITUTIONAL LAW 1
At the core of this controversy is Article VI, Section 18, of the Constitution
providing as follows:
Ruling first on the jurisdictional issue, we hold that, contrary to the respondent's
assertion, the Court has the competence to act on the matter at bar. Our finding
is that what is before us is not a discretionary act of the House of
Representatives that may not be reviewed by us because it is political in nature.
What is involved here is the legality, not the wisdom, of the act of that chamber in
removing the petitioner from the Commission on Appointments. That is not a
political question because, as Chief Justice Concepcion explained in Tanada v.
Cuenco. 6
In the aforementioned case, the Court was asked by the petitioners therein to
annul the election of two members of the Senate Electoral Tribunal of that
chamber, on the ground that they had not been validly nominated. The Senate
then consisted of 23 members from the Nacionalista Party and the petitioner as
the lone member of the Citizens Party. Senator Lorenzo M. Tanada nominated
only himself as the minority representative in the Tribunal, whereupon the
majority elected Senators Mariano J. Cuenco. and Francisco Delgado, from its
own ranks, to complete the nine-man composition of the Tribunal as provided for
in the 1935 Constitution. The petitioner came to this Court, contending that under
Article VI, Section 11, of that Charter, the six legislative members of the Tribunal
were to be chosen by the Senate, "three upon nomination of the party having the
largest number of votes and three of the party having the second largest number
of votes therein." As the majority party in the Senate, the Nacionalista Party could
nominate only three members and could not also fill the other two seats
pertaining to the minority.
By way of special and affirmative defenses, the respondents contended inter alia
that the subject of the petition was an internal matter that only the Senate could
resolve. The Court rejected this argument, holding that what was involved was
not the wisdom of the Senate in choosing the respondents but the legality of the
choice in light of the requirement of the Constitution. The petitioners were
questioning the manner of filling the Tribunal, not the discretion of the Senate in
doing so. The Court held that this was a justiciable and not a political question,
thus:
CONSTITUTIONAL LAW 1
It is, therefore, our opinion that we have, not only jurisdiction but also
the duty, to consider and determine the principal issue raised by the
parties herein."
Although not specifically discussed, the same disposition was made in Cunanan
v. Tan as it likewise involved the manner or legality of the organization of the
Commission on Appointments, not the wisdom or discretion of the House in the
choice of its representatives.
In the case now before us, the jurisdictional objection becomes even less tenable
and decisive. The reason is that, even if we were to assume that the issue
presented before us was political in nature, we would still not be precluded from
resolving it under the expanded jurisdiction conferred upon us that now covers, in
proper cases, even the political question. Article VII, Section 1, of the
Constitution clearly provides:
The respondent's contention that he has been improperly impleaded is even less
persuasive. While he may be technically correct in arguing that it is not he who
caused the petitioner's removal, we feel that this objection is also not an
insuperable obstacle to the resolution of this controversy. We may, for one thing,
treat this proceeding as a petition for quo warranto as the petitioner is actually
questioning the respondent's right to sit as a member of the Commission on
Appointments. For another, we have held as early as in the Emergency Powers
Cases 7 that where serious constitutional questions are involved, "the
CONSTITUTIONAL LAW 1
The language of justice Laurel fits the case: "All await the decision of
this Court on the constitutional question. Considering, therefore, the
importance which the instant case has assumed and to prevent
multiplicity of suits, strong reasons of public policy demand that [its]
constitutionality ... be now resolved.' It may likewise be added that
the exceptional character of the situation that confronts us, the
paramount public interest, and the undeniable necessity for ruling,
the national elections being barely six months away, reinforce our
stand. It would appear undeniable, therefore, that before us is an
appropriate invocation of our jurisdiction to prevent the enforcement
of an alleged unconstitutional statute. We are left with no choice
then; we must act on the matter.
Coming now to the more crucial question, the Court notes that both the petitioner
and the respondent are invoking the case of Cunanan v. Tan to support their
respective positions. It is best, therefore, to make a quick review of that case for
a proper disposition of this one.
In the election for the House of Representatives held in 1961, 72 seats were won
by the Nacionalista Party, 29 by the Liberal Party and 1 by an independent.
Accordingly, the representation of the chamber in the Commission on
Appointments was apportioned to 8 members from the Nacionalista Party and 4
from the Liberal Party. Subsequently, 25 members of the Nacionalista Party,
professing discontent over the House leadership, made common cause with the
Liberal Party and formed what was called the Allied Majority to install a new
Speaker and reorganize the chamber. Included in this reorganization was the
House representation in the Commission on appointments where three of the
Nacionalista congressmen originally chosen were displaced by three of their
party colleagues who had joined the Allied Majority.
The Court agreed. It noted that the Allied Majority was a merely temporary
combination as the Nacionalista defectors had not disaffiliated from their party
and permanently joined the new political group. Officially, they were still
members of the Nacionalista Party. The reorganization of the Commission on
Appointments was invalid because it was not based on the proportional
CONSTITUTIONAL LAW 1
The petitioner vigorously argues that the LDP is not the permanent political party
contemplated in the Constitution because it has not been registered in
accordance with Article IX-B, Section 2(5), in relation to the other provisions of
the Constitution. He stresses that the so-called party has not yet achieved
stability and suggests it might be no different from several other political groups
that have died "a-bornin'," like the LINA, or have subsequently floundered, like
the UNIDO.
The respondent also cites Cunanan but from a different viewpoint. According to
him, that case expressly allows reorganization at any time to reflect changes in
the political alignments in Congress, provided only that such changes are
permanent. The creation of the LDP constituting the bulk of the former PDP-
Laban and to which no less than 24 Liberal congressmen had transferred was a
permanent change. That change fully justified his designation to the Commission
on Appointments after the reduction of the LP representation therein. Thus, the
Court held:
Upon the other hand, the constitutional provision to the effect that
"there shall be a Commission on Appointments consisting of twelve
(12) Senators and twelve (12) members of the House of
Representatives elected by each House, respectively, on the basis
of proportional REPRESENTATION OF THE POLITICAL PARTIES
THEREIN," necessarily connotes the authority of each House of
Congress to see to it that this requirement is duly complied with. As
a consequence, it may take appropriate measures, not only upon the
initial organization of the Commission, but also, subsequently
thereto. If by reason of successful election protests against members
of a House, or of their expulsion from the political party to which they
belonged and/or of their affiliation with another political party, the
ratio in the representation of the political parties in the House is
materially changed, the House is clothed with authority to declare
vacant the necessary number of seats in the Commission on
Appointments held by members of said House belonging to the
political party adversely affected by the change and then fill said
vacancies in conformity with the Constitution.
In the course of the spirited debate on this matter between the petitioner and the
respondent (who was supported by the Solicitor General) an important
development has supervened to considerably simplify the present controversy.
The petitioner, to repeat, bases his argument heavily on the non-registration of
the LDP which, he claims has not provided the permanent political realignment to
justify the questioned reorganization. As he insists:
CONSTITUTIONAL LAW 1
... the clear constitutional intent behind Section 18, Article VI, of the
1987 Constitution, is to give the right of representation in the
Commission on Appointment only to political parties who are duly
registered with the Comelec. 10
The petitioner's contention that, even if registered, the party must still pass the
test of time to prove its permanence is not acceptable. Under this theory, a
registered party obtaining the majority of the seats in the House of
Representatives (or the Senate) would still not be entitled to representation in the
Commission on Appointments as long as it was organized only recently and has
not yet "aged." The Liberal Party itself would fall in such a category. That party
was created in December 1945 by a faction of the Nacionalista Party that
seceded therefrom to support Manuel A. Roxas's bid for the Presidency of the
Philippines in the election held on April 23, 1946. 12 The Liberal Party won. At that
time it was only four months old. Yet no question was raised as to its right to be
represented in the Commission on Appointments and in the Electoral Tribunals
by virtue of its status as the majority party in both chambers of the Congress.
The LDP has been in existence for more than one year now. It now has 157
members in the House of Representatives and 6 members in the Senate. Its
titular head is no less than the President of the Philippines and its President is
Senator Neptali A. Gonzales, who took over recently from Speaker Ramon V.
Mitra. It is true that there have been, and there still are, some internal
disagreements among its members, but these are to be expected in any political
organization, especially if it is democratic in structure. In fact even the monolithic
Communist Party in a number of socialist states has undergone similar
dissension, and even upheavals. But it surely cannot be considered still
temporary because of such discord.
If the petitioner's argument were to be pursued, the 157 members of the LDP in
the House of Representatives would have to be denied representation in the
Commission on Appointments and, for that matter, also the Electoral Tribunal. By
the same token, the KBL, which the petitioner says is now "history only," should
also be written off. The independents also cannot be represented because they
belong to no political party. That would virtually leave the Liberal Party only with
all of its seventeen members to claim all the twelve seats of the House of
Representatives in the Commission on Appointments and the six legislative seats
in the House Electoral Tribunal.
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It is noteworthy that when with 41 members the Liberal Party was alloted two of
the seats in the Commission on Appointments, it did not express any
objection. 13 Inconsistently, the petitioner is now opposed to the withdrawal from it
of one seat although its original number has been cut by more than half.
As for the other condition suggested by the petitioner, to wit, that the party must
survive in a general congressional election, the LDP has doubtless also passed
that test, if only vicariously. It may even be said that as it now commands the
biggest following in the House of Representatives, the party has not only
survived but in fact prevailed. At any rate, that test was never laid down in
Cunanan.
The Court would have preferred not to intervene in this matter, leaving it to be
settled by the House of Representatives or the Commission on Appointments as
the bodies directly involved. But as our jurisdiction has been invoked and, more
importantly, because a constitutional stalemate had to be resolved, there was no
alternative for us except to act, and to act decisively. In doing so, of course, we
are not imposing our will upon the said agencies, or substituting our discretion for
theirs, but merely discharging our sworn responsibility to interpret and apply the
Constitution. That is a duty we do not evade, lest we ourselves betray our oath.
SO ORDERED.
DELAGATION OF POWERS
EN BANC
FELICIANO, J.:
On 27 November 1990, the President issued Executive Order No. 438 which
imposed, in addition to any other duties, taxes and charges imposed by law on all
articles imported into the Philippines, an additional duty of five percent (5%) ad
valorem. This additional duty was imposed across the board on all imported
articles, including crude oil and other oil products imported into the Philippines.
This additional duty was subsequently increased from five percent (5%) ad
valorem to nine percent (9%) ad valorem by the promulgation of Executive Order
No. 443, dated 3 January 1991.
Meantime, Executive Order No. 475 was issued by the President, on 15 August
1991 reducing the rate of additional duty on all imported articles from nine
percent (9%) to five percent (5%) ad valorem, except in the cases of crude oil
and other oil products which continued to be subject to the additional duty of nine
percent (9%) ad valorem.
Upon completion of the public hearings, the Tariff Commission submitted to the
President a "Report on Special Duty on Crude Oil and Oil Products" dated 16
August 1991, for consideration and appropriate action. Seven (7) days later, the
President issued Executive Order No. 478, dated 23 August 1991, which levied
(in addition to the aforementioned additional duty of nine percent (9%) ad
valorem and all other existing ad valorem duties) a special duty of P0.95 per liter
or P151.05 per barrel of imported crude oil and P1.00 per liter of imported oil
products.
Petitioner further argues that Executive Orders No. 475 and 478 contravene
Section 401 of the Tariff and Customs Code, which Section authorizes the
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Thus, petitioner questions first the constitutionality and second the legality of
Executive Orders Nos. 475 and 478, and asks us to restrain the implementation
of those Executive Orders. We will examine these questions in that order.
Before doing so, however, the Court notes that the recent promulgation of
Executive Order No. 507 did not render the instant Petition moot and academic.
Executive Order No. 517 which is dated 30 April 1992 provides as follows:
Under the above quoted provision, crude oil and other oil products
continue to be subject to the additional duty of nine percent (9%) ad
valorem under Executive Order No. 475 and to the special duty of P0.95
per liter of imported crude oil and P1.00 per liter of imported oil products
under Executive Order No. 478.
Turning first to the question of constitutionality, under Section 24, Article VI of the
Constitution, the enactment of appropriation, revenue and tariff bills, like all other
bills is, of course, within the province of the Legislative rather than the Executive
Department. It does not follow, however, that therefore Executive Orders Nos.
475 and 478, assuming they may be characterized as revenue measures, are
prohibited to the President, that they must be enacted instead by the Congress of
the Philippines. Section 28(2) of Article VI of the Constitution provides as follows:
(2) The Congress may, by law, authorize the President to fix within
specified limits, and subject to such limitations and restrictions as it
may impose, tariff rates, import and export quotas, tonage and
wharfage dues, and other duties or imposts within the framework of
the national development program of the Government. (Emphasis
supplied)
The relevant congressional statute is the Tariff and Customs Code of the
Philippines, and Sections 104 and 401, the pertinent provisions thereof. These
are the provisions which the President explicitly invoked in promulgating
Executive Orders Nos. 475 and 478. Section 104 of the Tariff and Customs Code
provides in relevant part:
There shall be levied, collected, and paid upon all imported articles
the rates of duty indicated in the Section under this section except
as otherwise specifically provided for in this Code: Provided, that,
the maximum rate shall not exceed one hundred per cent ad
valorem.
(Emphasis supplied)
E.O. Nos. 478 and 475 having nothing to do whatsoever with the
protection of local industries and products for the sake of national
economy, general welfare and/or national security. On the contrary,
they work in reverse, especially as to crude oil, an essential product
which we do not have to protect, since we produce only minimal
quantities and have to import the rest of what we need.
The Court is not persuaded. In the first place, there is nothing in the language of
either Section 104 or of 401 of the Tariff and Customs Code that suggest such a
sharp and absolute limitation of authority. The entire contention of petitioner is
anchored on just two (2) words, one found in Section 401 (a)(1):
"existing protective rates of import duty," and the second in the proviso found at
the end of Section 401 (a): "protection levels granted in Section 104 of this Code
. . . . " We believe that the words "protective" and ''protection" are simply not
enough to support the very broad and encompassing limitation which petitioner
seeks to rest on those two (2) words.
In the second place, petitioner's singular theory collides with a very practical fact
of which this Court may take judicial notice — that the Bureau of Customs which
administers the Tariff and Customs Code, is one of the two (2) principal
traditional generators or producers of governmental revenue, the other being the
Bureau of Internal Revenue. (There is a third agency, non-traditional in character,
that generates lower but still comparable levels of revenue for the government —
The Philippine Amusement and Games Corporation [PAGCOR].)
In the third place, customs duties which are assessed at the prescribed tariff
rates are very much like taxes which are frequently imposed for both revenue-
raising and for regulatory purposes. 4 Thus, it has been held that "customs
duties" is "the name given to taxes on the importation and exportation of
commodities, the tariff or tax assessed upon merchandise imported from, or
exported to, a foreign country." 5 The levying of customs duties on imported
CONSTITUTIONAL LAW 1
goods may have in some measure the effect of protecting local industries —
where such local industries actually exist and are producing comparable goods.
Simultaneously, however, the very same customs duties inevitably have the
effect of producing governmental revenues. Customs duties like internal revenue
taxes are rarely, if ever, designed to achieve one policy objective only. Most
commonly, customs duties, which constitute taxes in the sense of exactions the
proceeds of which become public funds 6 — have either or both the generation
of revenue and the regulation of economic or social activity as their moving
purposes and frequently, it is very difficult to say which, in a particular instance, is
the dominant or principal objective. In the instant case, since the Philippines in
fact produces ten (10) to fifteen percent (15%) of the crude oil consumed here,
the imposition of increased tariff rates and a special duty on imported crude oil
and imported oil products may be seen to have some "protective" impact upon
indigenous oil production. For the effective, price of imported crude oil and oil
products is increased. At the same time, it cannot be gainsaid that substantial
revenues for the government are raised by the imposition of such increased tariff
rates or special duty.
In the fourth place, petitioner's concept which he urges us to build into our
constitutional and customs law, is a stiflingly narrow one. Section 401 of the Tariff
and Customs Code establishes general standards with which the exercise of the
authority delegated by that provision to the President must be consistent: that
authority must be exercised in "the interest of national economy, general welfare
and/or national security." Petitioner, however, insists that the "protection of local
industries" is the only permissible objective that can be secured by the exercise
of that delegated authority, and that therefore "protection of local industries" is
the sum total or the alpha and the omega of "the national economy, general
welfare and/or national security." We find it extremely difficult to take seriously
such a confined and closed view of the legislative standards and policies
summed up in Section 401. We believe, for instance, that the protection of
consumers, who after all constitute the very great bulk of our population, is at the
very least as important a dimension of "the national economy, general welfare
and national security" as the protection of local industries. And so customs duties
may be reduced or even removed precisely for the purpose of protecting
consumers from the high prices and shoddy quality and inefficient service that
tariff-protected and subsidized local manufacturers may otherwise impose upon
the community.
It seems also important to note that tariff rates are commonly established and the
corresponding customs duties levied and collected upon articles and goods
which are not found at all and not produced in the Philippines. The Tariff and
Customs Code is replete with such articles and commodities: among the more
interesting examples are ivory (Chapter 5, 5.10); castoreum or musk taken from
the beaver (Chapter 5, 5.14); Olives (Chapter 7, Notes); truffles or European
fungi growing under the soil on tree roots (Chapter 7, Notes); dates (Chapter 8,
8.01); figs (Chapter 8, 8.03); caviar (Chapter 16, 16.01); aircraft (Chapter 88,
88.0l); special diagnostic instruments and apparatus for human medicine and
surgery (Chapter 90, Notes); X-ray generators; X-ray tubes;
X-ray screens, etc. (Chapter 90, 90.20); etc. In such cases, customs duties may
be seen to be imposed either for revenue purposes purely or perhaps, in certain
cases, to discourage any importation of the items involved. In either case, it is
clear that customs duties are levied and imposed entirely apart from whether or
not there are any competing local industries to protect.
Accordingly, we believe and so hold that Executive Orders Nos. 475 and 478
which may be conceded to be substantially moved by the desire to generate
additional public revenues, are not, for that reason alone, either constitutionally
CONSTITUTIONAL LAW 1
flawed, or legally infirm under Section 401 of the Tariff and Customs Code.
Petitioner has not successfully overcome the presumptions of constitutionality
and legality to which those Executive Orders are entitled. 7
SO ORDERED.
EN BANC
x -------------------------------------------------------- x
x -------------------------------------------------------- x
x -------------------------------------------------------- x
x -------------------------------------------------------- x
TUASON, J.:
CONSTITUTIONAL LAW 1
Three of these cases were consolidated for argument and the other two were
argued separately on other dates. Inasmuch as all of them present the same
fundamental question which, in our view, is decisive, they will be disposed of
jointly. For the same reason we will pass up the objection to the personality or
sufficiency of interest of the petitioners in case G. R. No. L-3054 and case G. R.
No. L-3056 and the question whether prohibition lies in cases Nos. L-2044 and L-
2756. No practical benefit can be gained from a discussion of the procedural
matters since the decision in the cases wherein the petitioners' cause of action or
the propriety of the procedure followed is not in dispute, will be controlling
authority on the others. Above all, the transcendental importance to the public of
these cases demands that they be settled promptly and definitely, brushing
aside, if we must, technicalities of procedure. (Avelino vs. Cuenco, G. R. No. L-
2821.) The petitions challenge the validity of executive orders of the President
avowedly issued in virtue of Commonwealth Act No. 671. Involved in cases Nos.
L-2044 and L-2756 is Executive Order No. 62, which regulates rentals for houses
and lots for residential buildings. The petitioner, J. Antonio Araneta, is under
prosecution in the Court of First Instance of Manila for violation of the provisions
of this Executive Order, and prays for the issuance of the writ of prohibition to the
judge and the city fiscal. Involved in case L-3055 is Executive Order No. 192,
which aims to control exports from the Philippines. In this case, Leon Ma.
Guerrero seeks a writ of mandamus to compel the Administrator of the Sugar
Quota Office and the Commissioner of Customs to permit the exportation of
shoes by the petitioner. Both official refuse to issue the required export license
on the ground that the exportation of shoes from the Philippines is forbidden by
this Executive Order. Case No. L-3054 relates to Executive Order No. 225, which
appropriates funds for the operation of the Government of the Republic of the
Philippines during the period from July 1, 1949 to June 30, 1950, and for other
purposes. The petitioner Eulogio Rodriguez, Sr., as a tax-payer, an elector, and
president of the Nacionalista Party, applies for a writ of prohibition to restrain the
Treasurer of the Philippines from disbursing this Executive Order. Affected in
case No. L-3056 is Executive Order No. 226, which appropriates P6,000,000 to
defray the expenses in connection with, and incidental to, the hold lug of the
national elections to be held in November, 1949. The petitioner, Antonio Barredo,
as a citizen, tax-payer and voter, asks this Court to prevent "the respondents
from disbursing, spending or otherwise disposing of that amount or any part of it."
SECTION 1. The existence of war between the United States and other
countries of Europe and Asia, which involves the Philippines, makes it
CONSTITUTIONAL LAW 1
SEC. 4. This Act shall take effect upon its approval and the rules and
regulations promulgated hereunder shall be in force and effect until the
Congress of the Philippines shall otherwise provide.
Commonwealth Act No. 671 does not in term fix the duration of its effectiveness.
The intention of the Act has to be sought for in its nature, the object to be
accomplish, the purpose to be subserved, and its relation to the Constitution. The
consequences of the various constructions offered will also be resorted to as
additional aid to interpretation. We test a rule by its results.
Article VI of the Constitution provides that any law passed by virtue thereof
should be "for a limited period." "Limited" has been defined to mean "restricted;
bounded; prescribed; confined within positive bounds; restrictive in duration,
extent or scope." (Encyclopedia Law Dictionary, 3rd ed., 669; Black's Law
Dictionary, 3rd ed., 1120.) The words "limited period" as used in the Constitution
are beyond question intended to mean restrictive in duration. Emergency, in
order to justify the delegation of emergency powers, "must be temporary or it can
not be said to be an emergency." (First Trust Joint Stock Land Bank of
Chicago vs. Adolph P. Arp, et al., 120 A. L. R., 937, 938.).
CONSTITUTIONAL LAW 1
It is to be presumed that Commonwealth Act No. 671 was approved with this
limitation in view. The opposite theory would make the law repugnant to the
Constitution, and is contrary to the principle that the legislature is deemed to
have full knowledge of the constitutional scope of its powers. The assertion that
new legislation is needed to repeal the act would not be in harmony with the
Constitution either. If a new and different law were necessary to terminate the
delegation, the period for the delegation, it has been correctly pointed out, would
be unlimited, indefinite, negative and uncertain; "that which was intended to meet
a temporary emergency may become permanent law," (Peck vs. Fink, 2 Fed.
[2d], 912); for Congress might not enact the repeal, and even if it would, the
repeal might not meet the approval of the President, and the Congress might not
be able to override the veto. Furthermore, this would create the anomaly that,
while Congress might delegate its powers by simple majority, it might not be able
to recall them except by a two-third vote. In other words, it would be easier for
Congress to delegate its powers than to take them back. This is not right and is
not, and ought not to be, the law. Corwin, President: Office and Powers, 1948
ed., p. 160, says:
It is generally agreed that the maxim that the legislature may not delegate
its powers signifies at the very least that the legislature may not abdicate
its powers: Yet how, in view of the scope that legislative delegations take
nowadays, is the line between delegation and abdication to be
maintained? Only, I urge, by rendering the delegated powers recoverable
without the consent of the delegate; . . . .
Section 4 goes far to settle the legislative intention of this phase of Act No. 671.
Section 4 stipulates that "the rules and regulations promulgated thereunder shall
be in full force and effect until the Congress of the Philippines shall otherwise
provide." The silence of the law regarding the repeal of the authority itself, in the
face of the express provision for the repeal of the rules and regulations issued in
pursuance of it, a clear manifestation of the belief held by the National Assembly
that there was no necessity to provide for the former. It would be strange if
having no idea about the time the Emergency Powers Act was to be effective the
National Assemble failed to make a provision for this termination in the same way
that it did for the termination of the effects and incidents of the delegation. There
would be no point in repealing or annulling the rules and regulations promulgated
under a law if the law itself was to remain in force, since, in that case, the
President could not only make new rules and regulations but he could restore the
ones already annulled by the legislature.
More anomalous than the exercise of legislative function by the Executive when
Congress is in the unobstructed exercise of its authority is the fact that there
would be two legislative bodies operating over the same field, legislating
concurrently and simultaneously, mutually nullifying each other's actions. Even if
the emergency powers of the President, as suggested, be suspended while
Congress was in session and be revived after each adjournment, the anomaly
would not be limited. Congress by a two-third vote could repeal executive orders
promulgated by the President during congressional recess, and the President in
turn could treat in the same manner, between sessions of Congress, laws
enacted by the latter. This is not a fantastic apprehension; in two instances it
materialized. In entire good faith, and inspired only by the best interests of the
country as they saw them, a former President promulgated an executive order
regulating house rentals after he had vetoed a bill on the subject enacted by
Congress, and the present Chief Executive issued an executive order on export
control after Congress had refused to approve the measure.
Quiet apart from these anomalies, there is good basis in the language of Act No.
671 for the inference that the National Assembly restricted the life of the
CONSTITUTIONAL LAW 1
emergency powers of the President to the time the Legislature was prevented
from holding sessions due to enemy action or other causes brought on by the
war. Section 3 provides:
The clear tenor of this provision is that there was to be only one meeting of
Congress at which the President was to give an account of his trusteeship. The
section did not say each meeting, which it could very well have said if that had
been the intention. If the National Assembly did not think that the report in section
3 was to be the first and last Congress Act No. 671 would lapsed, what reason
could there be for its failure to provide in appropriate and clear terms for the filing
of subsequent reports? Such reports, if the President was expected to continue
making laws in the forms of rules, regulations and executive orders, were as
important, of as unimportant, as the initial one.
What then was the contemplated period? President Quezon in the same
paragraph of his autobiography furnished part of the answer. He said he issued
the call for a special session of the National Assembly "when it became evident
that we were completely helpless against air attack, and that it was most unlikely
the Philippine Legislature would hold its next regular session which was to open
on January 1, 1942." (Emphasis ours.) It can easily be discerned in this
statement that the conferring of enormous powers upon the President was
decided upon with specific view to the inability of the National Assembly to meet.
Indeed no other factor than this inability could have motivated the delegation of
powers so vast as to amount to an abdication by the National Assembly of its
authority. The enactment and continuation of a law so destructive of the
foundations of democratic institutions could not have been conceived under any
circumstance short of a complete disruption and dislocation of the normal
processes of government. Anyway, if we are to uphold the constitutionality of the
act on the basis of its duration, we must start with the premise that it fixed a
definite, limited period. As we have indicated, the period that best comports with
constitutional requirements and limitations, with the general context of the law
and with what we believe to be the main if not the sole raison d'etre for its
enactment, was a period coextensive with the inability of Congress to function, a
period ending with the conventing of that body.
It is our considered opinion, and we so hold, that Commonwealth Act No. 671
became inoperative when Congress met in regular session on May 25, 1946, and
that Executive Orders Nos. 62, 192, 225 and 226 were issued without authority of
law. In setting the session of Congress instead of the first special session
preceded it as the point of expiration of the Act, we think giving effect to the
purpose and intention of the National Assembly. In a special session, the
CONSTITUTIONAL LAW 1
Having arrived at this conclusion, we are relieved of the necessity of deciding the
question as to which department of government is authorized to inquire whether
the contingency on which the law is predicated still exists. The right of one or
another department to declare the emergency terminated is not in issue. As a
matter of fact, we have endeavored to find the will of the National Assembly—call
that will, an exercise of the police power or the war power — and, once
ascertained, to apply it. Of course, the function of interpreting statutes in proper
cases, as in this, will not be denied the courts as their constitutional prerogative
and duty. In so far as it is insinuated that the Chief Executive has the exclusive
authority to say that war not ended, and may act on the strength of his opinion
and findings in contravention of the law as the courts have construed it, no legal
principle can be found to support the proposition. There is no pretense that the
President has independent or inherent power to issue such executive orders as
those under review. we take it that the respondents, in sustaining the validity of
these executive orders rely on Act No. 600, Act No. 620, or Act No. 671 of the
former Commonwealth and on no other source. To put it differently, the
President's authority in this connection is purely statutory, in no sense political or
directly derived from the Constitution.
Act No. 671, as we have stressed, ended ex proprio vigore with the opening of
the regular session of Congress on May 25, 1946. Acts Nos. 600 and 620
contain stronger if not conclusive indication that they were self-liquidating. By
express provision the rules and regulations to be eventually made in pursuance
of Acts Nos. 600 and 620, respectively approved on August 19, 1940 and June 6,
1941, were to be good only up to the corresponding dates of adjournment of the
following sessions of the Legislature, "unless sooner amended or repealed by the
National Assembly." The logical deduction to be drawn from this provision is that
in the mind of the lawmakers the idea was fixed that the Acts themselves would
lapse not latter than the rules and regulations. The design to provide for the
automatic repeal of those rules and regulations necessarily was predicated on
the consciousness of a prior or at best simultaneous repeal of their source. Were
not this the case, there would arise the curious spectacle, already painted, and
easily foreseen, of the Legislature amending or repealing rules and regulations of
the President while the latter was empowered to keep or return them into force
and to issue new ones independently of the National Assembly. For the rest, the
reasoning heretofore adduced against the asserted indefinite continuance of the
operation of Act No. 671 equally applies to Acts Nos. 600 and 620.
The other corollary of the opinion we have reached is that the question whether
war, in law or in fact, continues, is irrelevant. If we were to that actual hostilities
between the original belligerents are still raging, the elusion would not be altered.
After the convening of Congress new legislation had to be approved if the
continuation of the emergency powers, or some of them, was desired. In the light
of the conditions surrounding the approval of the Emergency Power Act, we are
of the opinion that the "state of total emergency as a result of war" envisaged in
the preamble referred to the impending invasion and occupation of the
Philippines by the enemy and the consequent total disorganization of the
Government, principally the impossibility for the National Assembly to act. The
state of affairs was one which called for immediate action and with which the
National Assembly would would not be able to cope. The war itself and its
attendant chaos and calamities could not have necessitated the delegation had
the National Assembly been in a position to operate.
CONSTITUTIONAL LAW 1
After all the criticism that have been made against the efficiency of the system of
the separation of powers, the fact remains that the Constitution has set up this
form of government, with all its defects and shortcomings, in preference to the
commingling of powers in one man or group of men. The Filipino people by
adopting parliamentary government have given notice that they share the faith of
other democracy-loving people in this system, with all its faults, as the ideal. The
point is, under this framework of government, legislation is preserved for
Congress all the time, not expecting periods of crisis no matter how serious.
Never in the history of the United States, the basic features of whose Constitution
have been copied in ours, have the specific functions of the legislative branch of
enacting laws been surrendered to another department — unless we regard as
legislating the carrying out of a legislative policy according to prescribed
standards; no, not even when that Republic was fighting a total war, or when it
was engaged in a life-and-death struggle to preserve the Union. The truth is that
under our concept of constitutional government, in times of extreme perils more
than in normal circumstances "the various branches, executive, legislative, and
judicial," given the ability to act, are called upon "to the duties and discharge the
responsibilities committed to them respectively."
Upon the foregoing considerations, the petitions will be granted. In order to avoid
any possible disruption and interruption in the normal operation of the
Government, we have deemed it best to depart in these cases from the ordinary
rule to the period for the effectivity of decisions, and to decree, as it is hereby
decreed, that this decision take effect fifteen days from the date of the entry of
final judgment provided in section 8 of Rule 53 of the Rules of Court in relation to
section 2 of Rule 35. No costs will be charged.
EN BANC
PARAS, C.J.:
had lapsed and/or after the Congress had enacted legislation on the same
subjects.1
Section 26 of Article VI of the Constitution provides that "in times of war or other
national emergency, the Congress may by law authorize the President, for a
limited period and subject to such restrictions as it may prescribe, to promulgate
rules and regulations to carry out a declared national policy." Accordingly the
National Assembly passed Commonwealth Act No. 671, declaring (in section 1)
the national policy that "the existence of war between the United States and other
countries of Europe and Asia, which involves the Philippines makes it necessary
to invest the President with extraordinary powers in order to meet the resulting
emergency," and (in section 2) authorizing the President, "during the existence of
the emergency, to promulgate such rules and regulations as he may deem
necessary to carry out the national policy declared in section 1."
Although House Bill No. 727, had been vetoed by the President and did not
thereby become a regular statute, it may at least be considered as a concurrent
resolution of the Congress formally declaring the termination of the emergency
powers. To contend that the Bill needed presidential acquiescence to produce
effect, would lead to the anomalous, if not absurd, situation that, "while Congress
might delegate its power by a simple majority, it might not be able to recall them
except by two-third vote. In other words, it would be easier for Congress to
delegate its powers than to take them back. This is not right and is not, and ought
not to be the law."2
Act No. 671 may be likened to an ordinary contract of agency, whereby the
consent of the agent is necessary only in the sense that he cannot be compelled
to accept the trust, in the same way that the principal cannot be forced to keep
the relation in eternity or at the will of the agent. Neither can it be suggested that
the agency created under the Act is coupled with interest.
The logical view consistent with constitutionality is to hold that the powers lasted
only during the emergency resulting from the last world war which factually
involved the Philippines when Act No. 671 was passed on December 16, 1941.
That emergency, which naturally terminated upon the ending of the last world
CONSTITUTIONAL LAW 1
As early as July 26, 1948, the Congress categorically declared that "since
liberation conditions have gradually returned to normal, but not so with regard to
those who have suffered the ravages of war and who have not received any relief
for the loss and destruction resulting therefrom," and that "the emergency
created by the last war as regards these war sufferers being still existent, it is the
declared policy of the state that as to them the debt moratorium should be
continued in force in a modified form."4 It is important to remember that Republic
Act No. 342 in which this declaration was made bore the approval of the
President. Indeed, the latter in his speech delivered on July 4, 1949, plainly
proclaimed that "what emergencies it (the Republic) faces today are incidental
passing rains artificially created by seasonal partisanship, very common among
democracies but will disappear with the rains that follow the thunderclaps not
later than November 8 of this year," — an admission, that such emergencies not
only are not total but are not the result of the last war as envisaged in Act No.
671.
There is no point in the argument that the Philippines is still technically at war
with Japan pending the ratification of the peace treaty. In the first place, Act No.
671 referred to a factual war. In the second place, the last world war was
between the United States and Japan, the Philippines being involved only
because it was then under American sovereignty. In the third place, the United
States had already signed the peace treaty with Japan, and the Philippines has
become an independent country since July 4, 1946.
It is pointed out that the passage of House Bill No. 727 is inconsistent with the
claim that the emergency powers are non-existent. But, from the debates in the
House, it is patent that the Bill had to be approved merely to remove all doubts,
especially because this Court had heretofore failed, for lack of necessary
majority, to declare Act No. 671 entirely inoperative.
Even under the theory of some members of this court that insofar as the
Congress had shown its readiness or ability to act on a given matter, the
emergency powers delegated to the President had been pro tanto withdrawn,
Executive Orders Nos. 545 and 546 must be declared as having no legal
anchorage. We can take judicial notice of the fact that the Congress has since
liberation repeatedly been approving acts appropriating funds for the operation of
the Government, public works, and many others purposes, with the result that as
to such legislative task the Congress must be deemed to have long decided to
assume the corresponding power itself and to withdraw the same from the
President. If the President had ceased to have powers with regards to general
appropriations, none can remain in respect of special appropriations; otherwise
he may accomplish indirectly what he cannot do directly. Besides, it is significant
that Act No. 671 expressly limited the power of the President to that continuing
"in force" appropriations which would lapse or otherwise become inoperative, so
that, even assuming that the Act is still effective, it is doubtful whether the
President can by executive orders make new appropriations. The specific power
"to continue in force laws and appropriations which would lapse or otherwise
become inoperative" is a limitation on the general power "to exercise such other
powers as he may deem necessary to enable the Government to fulfill its
responsibilities and to maintain and enforce its authority." Indeed, to hold that
although the Congress has, for about seven years since liberation, been normally
functioning and legislating on every conceivable field, the President still has any
residuary powers under the Act, would necessarily lead to confusion and
overlapping, if not conflict.
Shelter may not be sought in the proposition that the President should be allowed
to exercise emergency powers for the sake of speed and expediency in the
interest and for the welfare of the people, because we have the Constitution,
designed to establish a government under a regime of justice, liberty and
democracy. In line with such primordial objective, our Government is democratic
in form and based on the system of separation of powers. Unless and until
changed or amended, we shall have to abide by the letter and spirit of the
CONSTITUTIONAL LAW 1
Wherefore, Executive Orders Nos. 545 and 546 are hereby declared null and
void, and the respondents are ordered to desist from appropriating, releasing,
allotting, and expending the public funds set aside therein. So ordered, without
costs.
EN BANC
LAUREL, J.:
This is an original action instituted in this court on August 19, 1937, for the
issuance of the writ of certiorari and of prohibition to the Court of First Instance of
Manila so that this court may review the actuations of the aforesaid Court of First
Instance in criminal case No. 42649 entitled "The People of the Philippine Islands
vs. Mariano Cu Unjieng, et al.", more particularly the application of the defendant
Mariano Cu Unjieng therein for probation under the provisions of Act No. 4221,
and thereafter prohibit the said Court of First Instance from taking any further
action or entertaining further the aforementioned application for probation, to the
end that the defendant Mariano Cu Unjieng may be forthwith committed to prison
in accordance with the final judgment of conviction rendered by this court in said
case (G. R. No. 41200). 1
Petitioners herein, the People of the Philippine and the Hongkong and Shanghai
Banking Corporation, are respectively the plaintiff and the offended party, and the
respondent herein Mariano Cu Unjieng is one of the defendants, in the criminal
case entitled "The People of the Philippine Islands vs. Mariano Cu Unjieng, et
al.", criminal case No. 42649 of the Court of First Instance of Manila and G.R.
No. 41200 of this court. Respondent herein, Hon. Jose O. Vera, is the Judge ad
interim of the seventh branch of the Court of First Instance of Manila, who heard
the application of the defendant Mariano Cu Unjieng for probation in the
aforesaid criminal case.
The information in the aforesaid criminal case was filed with the Court of First
Instance of Manila on October 15, 1931, petitioner herein Hongkong and
Shanghai Banking Corporation intervening in the case as private prosecutor.
After a protracted trial unparalleled in the annals of Philippine jurisprudence both
in the length of time spent by the court as well as in the volume in the testimony
and the bulk of the exhibits presented, the Court of First Instance of Manila, on
CONSTITUTIONAL LAW 1
The instant proceedings have to do with the application for probation filed by the
herein respondent Mariano Cu Unjieng on November 27, 1936, before
the trial court, under the provisions of Act No. 4221 of the defunct Philippine
Legislature. Herein respondent Mariano Cu Unjieng states in his petition, inter
alia, that he is innocent of the crime of which he was convicted, that he has no
criminal record and that he would observe good conduct in the future. The Court
of First Instance of Manila, Judge Pedro Tuason presiding, referred the
application for probation of the Insular Probation Office which recommended
denial of the same June 18, 1937. Thereafter, the Court of First Instance of
Manila, seventh branch, Judge Jose O. Vera presiding, set the petition for
hearing on April 5, 1937.
On April 2, 1937, the Fiscal of the City of Manila filed an opposition to the
granting of probation to the herein respondent Mariano Cu Unjieng. The private
prosecution also filed an opposition on April 5, 1937, alleging, among other
things, that Act No. 4221, assuming that it has not been repealed by section 2 of
Article XV of the Constitution, is nevertheless violative of section 1, subsection
(1), Article III of the Constitution guaranteeing equal protection of the laws for the
reason that its applicability is not uniform throughout the Islands and because
section 11 of the said Act endows the provincial boards with the power to make
said law effective or otherwise in their respective or otherwise in their respective
provinces. The private prosecution also filed a supplementary opposition on April
19, 1937, elaborating on the alleged unconstitutionality on Act No. 4221, as an
undue delegation of legislative power to the provincial boards of several
provinces (sec. 1, Art. VI, Constitution). The City Fiscal concurred in the
opposition of the private prosecution except with respect to the questions raised
concerning the constitutionality of Act No. 4221.
On July 3, 1937, counsel for the herein respondent Mariano Cu Unjieng filed an
exception to the resolution denying probation and a notice of intention to file a
motion for reconsideration. An alternative motion for reconsideration or new trial
was filed by counsel on July 13, 1937. This was supplemented by an additional
motion for reconsideration submitted on July 14, 1937. The aforesaid motions
were set for hearing on July 31, 1937, but said hearing was postponed at the
petition of counsel for the respondent Mariano Cu Unjieng because a motion for
leave to intervene in the case as amici curiae signed by thirty-three (thirty-four)
attorneys had just been filed with the trial court. Attorney Eulalio Chaves whose
signature appears in the aforesaid motion subsequently filed a petition for leave
to withdraw his appearance as amicus curiae on the ground that the motion for
leave to intervene as amici curiae was circulated at a banquet given by counsel
for Mariano Cu Unjieng on the evening of July 30, 1937, and that he signed the
same "without mature deliberation and purely as a matter of courtesy to the
person who invited me (him)."
On August 6, 1937, the Fiscal of the City of Manila filed a motion with the trial
court for the issuance of an order of execution of the judgment of this court in
said case and forthwith to commit the herein respondent Mariano Cu Unjieng to
jail in obedience to said judgment.
On August 7, 1937, the private prosecution filed its opposition to the motion for
leave to intervene as amici curiae aforementioned, asking that a date be set for a
hearing of the same and that, at all events, said motion should be denied with
respect to certain attorneys signing the same who were members of the legal
staff of the several counsel for Mariano Cu Unjieng. On August 10, 1937, herein
respondent Judge Jose O. Vera issued an order requiring all parties including the
movants for intervention as amici curiae to appear before the court on August 14,
1937. On the last-mentioned date, the Fiscal of the City of Manila moved for the
hearing of his motion for execution of judgment in preference to the motion for
leave to intervene as amici curiae but, upon objection of counsel for Mariano Cu
Unjieng, he moved for the postponement of the hearing of both motions. The
respondent judge thereupon set the hearing of the motion for execution on
August 21, 1937, but proceeded to consider the motion for leave to intervene
as amici curiae as in order. Evidence as to the circumstances under which said
motion for leave to intervene as amici curiae was signed and submitted to court
was to have been heard on August 19, 1937. But at this juncture, herein
petitioners came to this court on extraordinary legal process to put an end to
what they alleged was an interminable proceeding in the Court of First Instance
of Manila which fostered "the campaign of the defendant Mariano Cu Unjieng for
delay in the execution of the sentence imposed by this Honorable Court on him,
exposing the courts to criticism and ridicule because of the apparent inability of
the judicial machinery to make effective a final judgment of this court imposed on
the defendant Mariano Cu Unjieng."
The scheduled hearing before the trial court was accordingly suspended upon
the issuance of a temporary restraining order by this court on August 21, 1937.
I. Because said respondent judge lacks the power to place respondent Mariano
Cu Unjieng under probation for the following reason:
(1) Under section 11 of Act No. 4221, the said of the Philippine
Legislature is made to apply only to the provinces of the Philippines;
it nowhere states that it is to be made applicable to chartered cities
like the City of Manila.
II. Because even if the respondent judge originally had jurisdiction to entertain
the application for probation of the respondent Mariano Cu Unjieng, he
nevertheless acted without jurisdiction or in excess thereof in continuing to
entertain the motion for reconsideration and by failing to commit Mariano Cu
Unjieng to prison after he had promulgated his resolution of June 28, 1937,
denying Mariano Cu Unjieng's application for probation, for the reason that:
III. Because the respondent judge made a finding that Mariano Cu Unjieng is
innocent of the crime for which he was convicted by final judgment of this court,
which finding is not only presumptuous but without foundation in fact and in law,
and is furthermore in contempt of this court and a violation of the respondent's
oath of office as ad interim judge of first instance.
IV. Because the respondent judge has violated and continues to violate his duty,
which became imperative when he issued his order of June 28, 1937, denying
the application for probation, to commit his co-respondent to jail.
Petitioners also avers that they have no other plain, speedy and adequate
remedy in the ordinary course of law.
CONSTITUTIONAL LAW 1
Respondents in their answer dated August 31, 1937, as well as in their oral
argument and memorandums, challenge each and every one of the foregoing
proposition raised by the petitioners.
(1) That the present petition does not state facts sufficient in law to
warrant the issuance of the writ of certiorari or of prohibition.
(4) That upon the hypothesis that this court has concurrent
jurisdiction with the Court of First Instance to decide the question as
to whether or not the execution will lie, this court nevertheless
cannot exercise said jurisdiction while the Court of First Instance has
assumed jurisdiction over the same upon motion of herein
petitioners themselves.
(6) That under the supposition that this court has jurisdiction to
resolve the question submitted to and pending resolution by the trial
court, the present action would not lie because the resolution of the
trial court denying probation is appealable; for although the
Probation Law does not specifically provide that an applicant for
probation may appeal from a resolution of the Court of First Instance
denying probation, still it is a general rule in this jurisdiction that a
final order, resolution or decision of an inferior court is appealable to
the superior court.
(7) That the resolution of the trial court denying probation of herein
respondent Mariano Cu Unjieng being appealable, the same had not
become final and executory for the reason that the said respondent
had filed an alternative motion for reconsideration and new trial
within the requisite period of fifteen days, which motion the trial court
was able to resolve in view of the restraining order improvidently and
erroneously issued by this court. law p hi1.n et
(8) That the Fiscal of the City of Manila had by implication admitted
that the resolution of the trial court denying probation is not final and
unappealable when he presented his answer to the motion for
reconsideration and agreed to the postponement of the hearing of
the said motion.
(9) That under the supposition that the order of the trial court
denying probation is not appealable, it is incumbent upon the
accused to file an action for the issuance of the writ
of certiorari with mandamus, it appearing that the trial court, although
it believed that the accused was entitled to probation, nevertheless
denied probation for fear of criticism because the accused is a rich
man; and that, before a petition for certiorari grounded on an
irregular exercise of jurisdiction by the trial court could lie, it is
incumbent upon the petitioner to file a motion for reconsideration
specifying the error committed so that the trial court could have an
opportunity to correct or cure the same.
(11) That on the hypothesis that the resolution of the trial court is
appealable as respondent allege, said court cannot order execution
of the same while it is on appeal, for then the appeal would not be
availing because the doors of probation will be closed from the
moment the accused commences to serve his sentence (Act No.
4221, sec. 1; U.S. vs. Cook, 19 Fed. [2d], 827).
In their memorandums filed on October 23, 1937, counsel for the respondents
maintain that Act No. 4221 is constitutional because, contrary to the allegations
of the petitioners, it does not constitute an undue delegation of legislative power,
does not infringe the equal protection clause of the Constitution, and does not
encroach upon the pardoning power of the Executive. In an additional
memorandum filed on the same date, counsel for the respondents reiterate the
view that section 11 of Act No. 4221 is free from constitutional objections and
contend, in addition, that the private prosecution may not intervene in probation
proceedings, much less question the validity of Act No. 4221; that both the City
Fiscal and the Solicitor-General are estopped from questioning the validity of the
Act; that the validity of Act cannot be attacked for the first time before this court;
that probation in unavailable; and that, in any event, section 11 of the Act No.
4221 is separable from the rest of the Act. The last memorandum for the
respondent Mariano Cu Unjieng was denied for having been filed out of time but
was admitted by resolution of this court and filed anew on November 5,
1937. This memorandum elaborates on some of the points raised by the
respondents and refutes those brought up by the petitioners.
In the scrutiny of the pleadings and examination of the various aspects of the
present case, we noted that the court below, in passing upon the merits of the
application of the respondent Mariano Cu Unjieng and in denying said application
assumed the task not only of considering the merits of the application, but of
passing upon the culpability of the applicant, notwithstanding the final
pronouncement of guilt by this court. (G.R. No. 41200.) Probation implies guilt be
final judgment. While a probation case may look into the circumstances attending
the commission of the offense, this does not authorize it to reverse the findings
and conclusive of this court, either directly or indirectly, especially wherefrom its
own admission reliance was merely had on the printed briefs, averments, and
pleadings of the parties. As already observed by this court in Shioji vs.
Harvey ([1922], 43 Phil., 333, 337), and reiterated in subsequent cases, "if each
and every Court of First Instance could enjoy the privilege of overruling decisions
of the Supreme Court, there would be no end to litigation, and judicial chaos
would result." A becoming modesty of inferior courts demands conscious
realization of the position that they occupy in the interrelation and operation of
the intergrated judicial system of the nation.
After threshing carefully the multifarious issues raised by both counsel for the
petitioners and the respondents, this court prefers to cut the Gordian knot and
take up at once the two fundamental questions presented, namely, (1) whether or
not the constitutionality of Act No. 4221 has been properly raised in these
proceedings; and (2) in the affirmative, whether or not said Act is constitutional.
Considerations of these issues will involve a discussion of certain incidental
questions raised by the parties.
By the Code of Civil Procedure of the Philippine Islands, section 516, the
Philippine supreme court is granted concurrent jurisdiction in prohibition
with courts of first instance over inferior tribunals or persons, and original
jurisdiction over courts of first instance, when such courts are exercising
functions without or in excess of their jurisdiction. It has been held by that
court that the question of the validity of the criminal statute must usually be
raised by a defendant in the trial court and be carried regularly in review to
the Supreme Court. (Cadwallader-Gibson Lumber Co. vs. Del Rosario, 26
Phil., 192). But in this case where a new act seriously affected numerous
persons and extensive property rights, and was likely to cause a
multiplicity of actions, the Supreme Court exercised its discretion to bring
the issue to the act's validity promptly before it and decide in the interest of
the orderly administration of justice. The court relied by analogy upon the
cases of Ex parte Young (209 U. S., 123;52 Law ed., 714; 13 L. R. A. [N.
S.] 932; 28 Sup. Ct. Rep., 441; 14 Ann. Ca., 764; Traux vs. Raich, 239 U.
S., 33; 60 Law. ed., 131; L. R. A. 1916D, 545; 36 Sup. Ct. Rep., 7; Ann.
Cas., 1917B, 283; and Wilson vs. New, 243 U. S., 332; 61 Law. ed., 755;
L. R. A. 1917E, 938; 37 Sup. Ct. Rep., 298; Ann. Cas. 1918A, 1024).
Although objection to the jurisdiction was raise by demurrer to the petition,
this is now disclaimed on behalf of the respondents, and both parties ask a
decision on the merits. In view of the broad powers in prohibition granted
CONSTITUTIONAL LAW 1
to that court under the Island Code, we acquiesce in the desire of the
parties.
in 1915, also reached the conclusion that the power to suspend the execution of
sentences pronounced in criminal cases is not inherent in the judicial function.
"All are agreed", he said, "that in the absence of statutory authority, it does not lie
within the power of the courts to grant such suspensions." (at p. 278.) Both
petitioner and respondents are correct, therefore, when they argue that a Court
of First Instance sitting in probation proceedings is a court of limited jurisdiction.
Its jurisdiction in such proceedings is conferred exclusively by Act No. 4221 of
the Philippine Legislature.
It is, of course, true that the constitutionality of a statute will not be considered on
application for prohibition where the question has not been properly brought to
the attention of the court by objection of some kind (Hill vs. Tarver [1901], 130
Ala., 592; 30 S., 499; State ex rel. Kelly vs. Kirby [1914], 260 Mo., 120; 168 S.
W., 746). In the case at bar, it is unquestionable that the constitutional issue has
been squarely presented not only before this court by the petitioners but also
before the trial court by the private prosecution. The respondent, Hon. Jose O
Vera, however, acting as judge of the court below, declined to pass upon the
question on the ground that the private prosecutor, not being a party whose
rights are affected by the statute, may not raise said question. The respondent
judge cited Cooley on Constitutional Limitations (Vol. I, p. 339; 12 C. J., sec. 177,
pp. 760 and 762), and McGlue vs. Essex County ([1916], 225 Mass., 59; 113 N.
E., 742, 743), as authority for the proposition that a court will not consider any
attack made on the constitutionality of a statute by one who has no interest in
defeating it because his rights are not affected by its operation. The respondent
judge further stated that it may not motu proprio take up the constitutional
question and, agreeing with Cooley that "the power to declare a legislative
enactment void is one which the judge, conscious of the fallibility of the human
judgment, will shrink from exercising in any case where he can conscientiously
and with due regard to duty and official oath decline the responsibility"
(Constitutional Limitations, 8th ed., Vol. I, p. 332), proceeded on the assumption
that Act No. 4221 is constitutional. While therefore, the court a quo admits that
the constitutional question was raised before it, it refused to consider the
question solely because it was not raised by a proper party. Respondents herein
reiterates this view. The argument is advanced that the private prosecution has
no personality to appear in the hearing of the application for probation of
defendant Mariano Cu Unjieng in criminal case No. 42648 of the Court of First
Instance of Manila, and hence the issue of constitutionality was not properly
raised in the lower court. Although, as a general rule, only those who are parties
to a suit may question the constitutionality of a statute involved in a judicial
decision, it has been held that since the decree pronounced by a court without
jurisdiction is void, where the jurisdiction of the court depends on the validity of
the statute in question, the issue of the constitutionality will be considered on its
being brought to the attention of the court by persons interested in the effect to
be given the statute.(12 C. J., sec. 184, p. 766.) And, even if we were to concede
that the issue was not properly raised in the court below by the proper party, it
does not follow that the issue may not be here raised in an original action
of certiorari and prohibitions. It is true that, as a general rule, the question of
constitutionality must be raised at the earliest opportunity, so that if not raised by
the pleadings, ordinarily it may not be raised at the trial, and if not raised in the
trial court, it will not considered on appeal. (12 C. J., p. 786. See,
also, Cadwallader-Gibson Lumber Co. vs. Del Rosario, 26 Phil., 192, 193-195.)
But we must state that the general rule admits of exceptions. Courts, in the
exercise of sounds discretion, may determine the time when a question affecting
the constitutionality of a statute should be presented. (In re Woolsey [1884], 95
N. Y., 135, 144.) Thus, in criminal cases, although there is a very sharp conflict of
authorities, it is said that the question may be raised for the first time at any stage
of the proceedings, either in the trial court or on appeal. (12 C. J., p. 786.) Even
CONSTITUTIONAL LAW 1
in civil cases, it has been held that it is the duty of a court to pass on the
constitutional question, though raised for the first time on appeal, if it appears
that a determination of the question is necessary to a decision of the case.
(McCabe's Adm'x vs. Maysville & B. S. R. Co., [1910], 136 ky., 674; 124 S. W.,
892; Lohmeyer vs. St. Louis Cordage Co. [1908], 214 Mo., 685; 113 S. W. 1108;
Carmody vs. St. Louis Transit Co., [1905], 188 Mo., 572; 87 S. W., 913.) And it
has been held that a constitutional question will be considered by an appellate
court at any time, where it involves the jurisdiction of the court below (State vs.
Burke [1911], 175 Ala., 561; 57 S., 870.) As to the power of this court to consider
the constitutional question raised for the first time before this court in these
proceedings, we turn again and point with emphasis to the case of Yu Cong Eng
vs. Trinidad, supra. And on the hypotheses that the Hongkong & Shanghai
Banking Corporation, represented by the private prosecution, is not the proper
party to raise the constitutional question here — a point we do not now have to
decide — we are of the opinion that the People of the Philippines, represented by
the Solicitor-General and the Fiscal of the City of Manila, is such a proper party in
the present proceedings. The unchallenged rule is that the person who impugns
the validity of a statute must have a personal and substantial interest in the case
such that he has sustained, or will sustained, direct injury as a result of its
enforcement. It goes without saying that if Act No. 4221 really violates the
constitution, the People of the Philippines, in whose name the present action is
brought, has a substantial interest in having it set aside. Of grater import than the
damage caused by the illegal expenditure of public funds is the mortal wound
inflicted upon the fundamental law by the enforcement of an invalid statute.
Hence, the well-settled rule that the state can challenge the validity of its own
laws. In Government of the Philippine Islands vs. Springer ([1927]), 50 Phil., 259
(affirmed in Springer vs. Government of the Philippine Islands [1928], 277 U.S.,
189; 72 Law. ed., 845), this court declared an act of the legislature
unconstitutional in an action instituted in behalf of the Government of the
Philippines. In Attorney General vs. Perkins ([1889], 73 Mich., 303, 311, 312; 41
N. W. 426, 428, 429), the State of Michigan, through its Attorney General,
instituted quo warranto proceedings to test the right of the respondents to renew
a mining corporation, alleging that the statute under which the respondents base
their right was unconstitutional because it impaired the obligation of contracts.
The capacity of the chief law officer of the state to question the constitutionality of
the statute was though, as a general rule, only those who are parties to a suit
may question the constitutionality of a statute involved in a judicial decision, it
has been held that since the decree pronounced by a court without jurisdiction in
void, where the jurisdiction of the court depends on the validity of the statute in
question, the issue of constitutionality will be considered on its being brought to
the attention of the court by persons interested in the effect to begin the statute.
(12 C.J., sec. 184, p. 766.) And, even if we were to concede that the issue was
not properly raised in the court below by the proper party, it does not follow that
the issue may not be here raised in an original action of certiorari and prohibition.
It is true that, as a general rule, the question of constitutionality must be raised at
the earliest opportunity, so that if not raised by the pleadings, ordinarily it may not
be raised a the trial, and if not raised in the trial court, it will not be considered on
appeal. (12 C.J., p. 786. See, also, Cadwallader-Gibson Lumber Co. vs. Del
Rosario, 26 Phil., 192, 193-195.) But we must state that the general rule admits
of exceptions. Courts, in the exercise of sound discretion, may determine the
time when a question affecting the constitutionality of a statute should be
presented. (In re Woolsey [19884], 95 N.Y., 135, 144.) Thus, in criminal cases,
although there is a very sharp conflict of authorities, it is said that the question
may be raised for the first time at any state of the proceedings, either in the trial
court or on appeal. (12 C.J., p. 786.) Even in civil cases, it has been held that it is
the duty of a court to pass on the constitutional question, though raised for first
time on appeal, if it appears that a determination of the question is necessary to
CONSTITUTIONAL LAW 1
a decision of the case. (McCabe's Adm'x vs. Maysville & B. S. R. Co. [1910], 136
Ky., 674; 124 S. W., 892; Lohmeyer vs. St. Louis, Cordage Co. [1908], 214 Mo.
685; 113 S. W., 1108; Carmody vs. St. Louis Transit Co. [1905], 188 Mo., 572;
87 S. W., 913.) And it has been held that a constitutional question will be
considered by an appellate court at any time, where it involves the jurisdiction of
the court below (State vs. Burke [1911], 175 Ala., 561; 57 S., 870.) As to the
power of this court to consider the constitutional question raised for the first time
before this court in these proceedings, we turn again and point with emphasis to
the case of Yu Cong Eng. vs. Trinidad, supra. And on the hypothesis that the
Hongkong & Shanghai Banking Corporation, represented by the private
prosecution, is not the proper party to raise the constitutional question here — a
point we do not now have to decide — we are of the opinion that the People of
the Philippines, represented by the Solicitor-General and the Fiscal of the City of
Manila, is such a proper party in the present proceedings. The unchallenged rule
is that the person who impugns the validity of a statute must have a personal and
substantial interest in the case such that he has sustained, or will sustain, direct
injury as a result of its enforcement. It goes without saying that if Act No. 4221
really violates the Constitution, the People of the Philippines, in whose name the
present action is brought, has a substantial interest in having it set aside. Of
greater import than the damage caused by the illegal expenditure of public funds
is the mortal wound inflicted upon the fundamental law by the enforcement of an
invalid statute. Hence, the well-settled rule that the state can challenge the
validity of its own laws. In Government of the Philippine Islands vs. Springer
([1927]), 50 Phil., 259 (affirmed in Springer vs. Government of the Philippine
Islands [1928], 277 U.S., 189; 72 Law. ed., 845), this court declared an act of the
legislature unconstitutional in an action instituted in behalf of the Government of
the Philippines. In Attorney General vs. Perkings([1889], 73 Mich., 303, 311, 312;
41 N.W., 426, 428, 429), the State of Michigan, through its Attorney General,
instituted quo warranto proceedings to test the right of the respondents to renew
a mining corporation, alleging that the statute under which the respondents base
their right was unconstitutional because it impaired the obligation of contracts.
The capacity of the chief law officer of the state to question the constitutionality of
the statute was itself questioned. Said the Supreme Court of Michigan, through
Champlin, J.:
. . . The idea seems to be that the people are estopped from questioning
the validity of a law enacted by their representatives; that to an accusation
by the people of Michigan of usurpation their government, a statute
enacted by the people of Michigan is an adequate answer. The last
proposition is true, but, if the statute relied on in justification is
unconstitutional, it is statute only in form, and lacks the force of law, and is
of no more saving effect to justify action under it than if it had never been
enacted. The constitution is the supreme law, and to its behests the courts,
the legislature, and the people must bow . . . The legislature and the
respondents are not the only parties in interest upon such constitutional
questions. As was remarked by Mr. Justice Story, in speaking of an
acquiescence by a party affected by an unconstitutional act of the
legislature: "The people have a deep and vested interest in maintaining all
the constitutional limitations upon the exercise of legislative powers." (Allen
vs. Mckeen, 1 Sum., 314.)
In State vs. Doane ([1916], 98 Kan., 435; 158 Pac., 38, 40), an original action
(mandamus) was brought by the Attorney-General of Kansas to test the
constitutionality of a statute of the state. In disposing of the question whether or
not the state may bring the action, the Supreme Court of Kansas said:
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. . . the state is a proper party — indeed, the proper party — to bring this
action. The state is always interested where the integrity of its Constitution
or statutes is involved.
Where the constitutionality of a statute is in doubt the state's law officer, its
Attorney-General, or county attorney, may exercise his bet judgment as to
what sort of action he will bring to have the matter determined, either by
quo warranto to challenge its validity (State vs. Johnson, 61 Kan., 803; 60
Pac., 1068; 49 L.R.A., 662), by mandamus to compel obedience to its
terms (State vs. Dolley, 82 Kan., 533; 108 Pac., 846), or by injunction to
restrain proceedings under its questionable provisions (State ex rel. vs.
City of Neodesha, 3 Kan. App., 319; 45 Pac., 122).
Other courts have reached the same conclusion (See State vs. St. Louis S. W.
Ry. Co. [1917], 197 S. W., 1006; State vs. S.H. Kress & Co. [1934], 155 S., 823;
State vs. Walmsley [1935], 181 La., 597; 160 S., 91; State vs. Board of County
Comr's [1934], 39 Pac. [2d], 286; First Const. Co. of Brooklyn vs. State [1917],
211 N.Y., 295; 116 N.E., 1020; Bush vs. State {1918], 187 Ind., 339; 119 N.E.,
417; State vs. Watkins [1933], 176 La., 837; 147 S., 8, 10, 11). In the case last
cited, the Supreme Court of Luisiana said:
It is the duty of a district attorney to enforce the criminal laws of the state,
and, above all, to support the Constitution of the state. If, in the
performance of his duty he finds two statutes in conflict with each other, or
one which repeals another, and if, in his judgment, one of the two statutes
is unconstitutional, it is his duty to enforce the other; and, in order to do so,
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The respondents do not seem to doubt seriously the correctness of the general
proposition that the state may impugn the validity of its laws. They have not cited
any authority running clearly in the opposite direction. In fact, they appear to
have proceeded on the assumption that the rule as stated is sound but that it has
no application in the present case, nor may it be invoked by the City Fiscal in
behalf of the People of the Philippines, one of the petitioners herein, the principal
reasons being that the validity before this court, that the City Fiscal is estopped
from attacking the validity of the Act and, not authorized challenge the validity of
the Act in its application outside said city. (Additional memorandum of
respondents, October 23, 1937, pp. 8,. 10, 17 and 23.)
The mere fact that the Probation Act has been repeatedly relied upon the past
and all that time has not been attacked as unconstitutional by the Fiscal of Manila
but, on the contrary, has been impliedly regarded by him as constitutional, is no
reason for considering the People of the Philippines estopped from nor assailing
its validity. For courts will pass upon a constitutional questions only when
presented before it in bona fide cases for determination, and the fact that the
question has not been raised before is not a valid reason for refusing to allow it to
be raised later. The fiscal and all others are justified in relying upon the statute
and treating it as valid until it is held void by the courts in proper cases.
Apart from the foregoing considerations, that court will also take cognizance of
the fact that the Probation Act is a new addition to our statute books and its
validity has never before been passed upon by the courts; that may persons
accused and convicted of crime in the City of Manila have applied for probation;
that some of them are already on probation; that more people will likely take
advantage of the Probation Act in the future; and that the respondent Mariano Cu
Unjieng has been at large for a period of about four years since his first
conviction. All wait the decision of this court on the constitutional question.
Considering, therefore, the importance which the instant case has assumed and
to prevent multiplicity of suits, strong reasons of public policy demand that the
constitutionality of Act No. 4221 be now resolved. (Yu Cong Eng vs. Trinidad
[1925], 47 Phil., 385; [1926], 271 U.S., 500; 70 Law. ed., 1059. See 6 R.C.L., pp.
77, 78; People vs. Kennedy [1913], 207 N.Y., 533; 101 N.E., 442, 444; Ann. Cas.
1914C, 616; Borginis vs. Falk Co. [1911], 147 Wis., 327; 133 N.W., 209, 211; 37
CONSTITUTIONAL LAW 1
L.R.A. [N.S.] 489; Dimayuga and Fajardo vs. Fernandez [1922], 43 Phil., 304.)
In Yu Cong Eng vs. Trinidad, supra, an analogous situation confronted us. We
said: "Inasmuch as the property and personal rights of nearly twelve thousand
merchants are affected by these proceedings, and inasmuch as Act No. 2972 is
a new law not yet interpreted by the courts, in the interest of the public welfare
and for the advancement of public policy, we have determined to overrule the
defense of want of jurisdiction in order that we may decide the main issue. We
have here an extraordinary situation which calls for a relaxation of the general
rule." Our ruling on this point was sustained by the Supreme Court of the United
States. A more binding authority in support of the view we have taken can not be
found.
We have reached the conclusion that the question of the constitutionality of Act
No. 4221 has been properly raised. Now for the main inquiry: Is the Act
unconstitutional?
Under a doctrine peculiarly American, it is the office and duty of the judiciary to
enforce the Constitution. This court, by clear implication from the provisions of
section 2, subsection 1, and section 10, of Article VIII of the Constitution, may
declare an act of the national legislature invalid because in conflict with the
fundamental lay. It will not shirk from its sworn duty to enforce the Constitution.
And, in clear cases, it will not hesitate to give effect to the supreme law by setting
aside a statute in conflict therewith. This is of the essence of judicial duty.
This court is not unmindful of the fundamental criteria in cases of this nature that
all reasonable doubts should be resolved in favor of the constitutionality of a
statute. An act of the legislature approved by the executive, is presumed to be
within constitutional limitations. The responsibility of upholding the Constitution
rests not on the courts alone but on the legislature as well. "The question of the
validity of every statute is first determined by the legislative department of the
government itself." (U.S. vs. Ten Yu [1912], 24 Phil., 1, 10; Case vs. Board of
Health and Heiser [1913], 24 Phil., 250, 276; U.S. vs. Joson [1913], 26 Phil., 1.)
And a statute finally comes before the courts sustained by the sanction of the
executive. The members of the Legislature and the Chief Executive have taken
an oath to support the Constitution and it must be presumed that they have been
true to this oath and that in enacting and sanctioning a particular law they did not
intend to violate the Constitution. The courts cannot but cautiously exercise its
power to overturn the solemn declarations of two of the three grand departments
of the governments. (6 R.C.L., p. 101.) Then, there is that peculiar political
philosophy which bids the judiciary to reflect the wisdom of the people as
expressed through an elective Legislature and an elective Chief Executive. It
follows, therefore, that the courts will not set aside a law as violative of the
Constitution except in a clear case. This is a proposition too plain to require a
citation of authorities.
One of the counsel for respondents, in the course of his impassioned argument,
called attention to the fact that the President of the Philippines had already
expressed his opinion against the constitutionality of the Probation Act, adverting
that as to the Executive the resolution of this question was a foregone
conclusion. Counsel, however, reiterated his confidence in the integrity and
independence of this court. We take notice of the fact that the President in his
message dated September 1, 1937, recommended to the National Assembly the
immediate repeal of the Probation Act (No. 4221); that this message resulted in
the approval of Bill No. 2417 of the Nationality Assembly repealing the probation
Act, subject to certain conditions therein mentioned; but that said bill was vetoed
by the President on September 13, 1937, much against his wish, "to have
stricken out from the statute books of the Commonwealth a law . . . unfair and
very likely unconstitutional." It is sufficient to observe in this connection that, in
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vetoing the bill referred to, the President exercised his constitutional prerogative.
He may express the reasons which he may deem proper for taking such a step,
but his reasons are not binding upon us in the determination of actual
controversies submitted for our determination. Whether or not the Executive
should express or in any manner insinuate his opinion on a matter encompassed
within his broad constitutional power of veto but which happens to be at the same
time pending determination in this court is a question of propriety for him
exclusively to decide or determine. Whatever opinion is expressed by him under
these circumstances, however, cannot sway our judgment on way or another and
prevent us from taking what in our opinion is the proper course of action to take
in a given case. It if is ever necessary for us to make any vehement affirmance
during this formative period of our political history, it is that we are independent of
the Executive no less than of the Legislative department of our government —
independent in the performance of our functions, undeterred by any
consideration, free from politics, indifferent to popularity, and unafraid of criticism
in the accomplishment of our sworn duty as we see it and as we understand it.
The constitutionality of Act No. 4221 is challenged on three principal grounds: (1)
That said Act encroaches upon the pardoning power of the Executive; (2) that its
constitutes an undue delegation of legislative power and (3) that it denies the
equal protection of the laws.
1. Section 21 of the Act of Congress of August 29, 1916, commonly known as the
Jones Law, in force at the time of the approval of Act No. 4221, otherwise known
as the Probation Act, vests in the Governor-General of the Philippines "the
exclusive power to grant pardons and reprieves and remit fines and forfeitures".
This power is now vested in the President of the Philippines. (Art. VII, sec. 11,
subsec. 6.) The provisions of the Jones Law and the Constitution differ in some
respects. The adjective "exclusive" found in the Jones Law has been omitted
from the Constitution. Under the Jones Law, as at common law, pardon could be
granted any time after the commission of the offense, either before or after
conviction (Vide Constitution of the United States, Art. II, sec. 2; In re Lontok
[1922], 43 Phil., 293). The Governor-General of the Philippines was thus
empowered, like the President of the United States, to pardon a person before
the facts of the case were fully brought to light. The framers of our Constitution
thought this undesirable and, following most of the state constitutions, provided
that the pardoning power can only be exercised "after conviction". So, too, under
the new Constitution, the pardoning power does not extend to "cases of
impeachment". This is also the rule generally followed in the United States
(Vide Constitution of the United States, Art. II, sec. 2). The rule in England is
different. There, a royal pardon can not be pleaded in bar of an impeachment;
"but," says Blackstone, "after the impeachment has been solemnly heard and
determined, it is not understood that the king's royal grace is further restrained or
abridged." (Vide, Ex parte Wells [1856], 18 How., 307; 15 Law. ed., 421; Com.
vs. Lockwood [1872], 109 Mass., 323; 12 Am. Rep., 699; Sterling vs. Drake
[1876], 29 Ohio St., 457; 23 am. Rep., 762.) The reason for the distinction is
obvious. In England, Judgment on impeachment is not confined to mere "removal
from office and disqualification to hold and enjoy any office of honor, trust, or
profit under the Government" (Art. IX, sec. 4, Constitution of the Philippines) but
extends to the whole punishment attached by law to the offense committed. The
House of Lords, on a conviction may, by its sentence, inflict capital punishment,
perpetual banishment, perpetual banishment, fine or imprisonment, depending
upon the gravity of the offense committed, together with removal from office and
incapacity to hold office. (Com. vs. Lockwood, supra.) Our Constitution also
makes specific mention of "commutation" and of the power of the executive to
impose, in the pardons he may grant, such conditions, restrictions and limitations
as he may deem proper. Amnesty may be granted by the President under the
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Constitution but only with the concurrence of the National Assembly. We need
not dwell at length on the significance of these fundamental changes. It is
sufficient for our purposes to state that the pardoning power has remained
essentially the same. The question is: Has the pardoning power of the Chief
Executive under the Jones Law been impaired by the Probation Act?
As already stated, the Jones Law vests the pardoning power exclusively in the
Chief Executive. The exercise of the power may not, therefore, be vested in
anyone else.
". . . The benign prerogative of mercy reposed in the executive cannot be taken
away nor fettered by any legislative restrictions, nor can like power be given by
the legislature to any other officer or authority. The coordinate departments of
government have nothing to do with the pardoning power, since no person
properly belonging to one of the departments can exercise any powers
appertaining to either of the others except in cases expressly provided for by the
constitution." (20 R.C.L., pp., , and cases cited.) " . . . where the pardoning power
is conferred on the executive without express or implied limitations, the grant is
exclusive, and the legislature can neither exercise such power itself nor delegate
it elsewhere, nor interfere with or control the proper exercise thereof, . . ." (12
C.J., pp. 838, 839, and cases cited.) If Act No. 4221, then, confers any pardoning
power upon the courts it is for that reason unconstitutional and void. But does it?
In United States vs. Murray ([1925], 275 U.S., 347; 48 Sup. Ct. Rep., 146; 72
Law. ed., 309), the Supreme Court of the United States, through Chief Justice
Taft, held that when a person sentenced to imprisonment by a district court has
begun to serve his sentence, that court has no power under the Probation Act of
March 4, 1925 to grant him probation even though the term at which sentence
was imposed had not yet expired. In this case of Murray, the constitutionality of
the probation Act was not considered but was assumed. The court traced the
history of the Act and quoted from the report of the Committee on the Judiciary of
the United States House of Representatives (Report No. 1377, 68th Congress, 2
Session) the following statement:
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Prior to the so-called Killitts case, rendered in December, 1916, the district
courts exercised a form of probation either, by suspending sentence or by
placing the defendants under state probation officers or volunteers. In this
case, however (Ex parte United States, 242 U.S., 27; 61 L. Ed., 129;
L.R.A., 1917E, 1178; 37 Sup. Ct. Rep., 72 Ann. Cas. 1917B, 355), the
Supreme Court denied the right of the district courts to suspend
sentenced. In the same opinion the court pointed out the necessity for
action by Congress if the courts were to exercise probation powers in the
future . . .
Since this decision was rendered, two attempts have been made to enact
probation legislation. In 1917, a bill was favorably reported by the Judiciary
Committee and passed the House. In 1920, the judiciary Committee again
favorably reported a probation bill to the House, but it was never reached
for definite action.
If this bill is enacted into law, it will bring the policy of the Federal
government with reference to its treatment of those convicted of violations
of its criminal laws in harmony with that of the states of the Union. At the
present time every state has a probation law, and in all but twelve states
the law applies both to adult and juvenile offenders. (see, also, Johnson,
Probation for Juveniles and Adults [1928], Chap. I.)
The constitutionality of the federal probation law has been sustained by inferior
federal courts. In Riggs vs. United States supra, the Circuit Court of Appeals of
the Fourth Circuit said:
Since the passage of the Probation Act of March 4, 1925, the questions
under consideration have been reviewed by the Circuit Court of Appeals of
the Ninth Circuit (7 F. [2d], 590), and the constitutionality of the act fully
sustained, and the same held in no manner to encroach upon the
pardoning power of the President. This case will be found to contain an
able and comprehensive review of the law applicable here. It arose under
the act we have to consider, and to it and the authorities cited therein
special reference is made (Nix vs. James, 7 F. [2d], 590, 594), as is also to
a decision of the Circuit Court of Appeals of the Seventh Circuit (Kriebel
vs. U.S., 10 F. [2d], 762), likewise construing the Probation Act.
We have seen that in 1916 the Supreme Court of the United States; in plain and
unequivocal language, pointed to Congress as possessing the requisite power to
enact probation laws, that a federal probation law as actually enacted in 1925,
and that the constitutionality of the Act has been assumed by the Supreme Court
of the United States in 1928 and consistently sustained by the inferior federal
courts in a number of earlier cases.
We are fully convinced that the Philippine Legislature, like the Congress of the
United States, may legally enact a probation law under its broad power to fix the
punishment of any and all penal offenses. This conclusion is supported by other
authorities. In Ex parte Bates ([1915], 20 N. M., 542; L.R.A. 1916A, 1285; 151
Pac., 698, the court said: "It is clearly within the province of the Legislature to
denominate and define all classes of crime, and to prescribe for each a minimum
and maximum punishment." And in State vs. Abbott ([1910], 87 S.C., 466; 33
L.R.A. [N. S.], 112; 70 S. E., 6; Ann. Cas. 1912B, 1189), the court said: "The
legislative power to set punishment for crime is very broad, and in the exercise of
this power the general assembly may confer on trial judges, if it sees fit, the
largest discretion as to the sentence to be imposed, as to the beginning and end
of the punishment and whether it should be certain or indeterminate or
conditional." (Quoted in State vs. Teal [1918], 108 S. C., 455; 95 S. E., 69.)
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Indeed, the Philippine Legislature has defined all crimes and fixed the penalties
for their violation. Invariably, the legislature has demonstrated the desire to vest
in the courts — particularly the trial courts — large discretion in imposing the
penalties which the law prescribes in particular cases. It is believed that justice
can best be served by vesting this power in the courts, they being in a position to
best determine the penalties which an individual convict, peculiarly
circumstanced, should suffer. Thus, while courts are not allowed to refrain from
imposing a sentence merely because, taking into consideration the degree of
malice and the injury caused by the offense, the penalty provided by law is
clearly excessive, the courts being allowed in such case to submit to the Chief
Executive, through the Department of Justice, such statement as it may deem
proper (see art. 5, Revised Penal Code), in cases where both mitigating and
aggravating circumstances are attendant in the commission of a crime and the
law provides for a penalty composed of two indivisible penalties, the courts may
allow such circumstances to offset one another in consideration of their number
and importance, and to apply the penalty according to the result of such
compensation. (Art. 63, rule 4, Revised Penal Code; U.S. vs. Reguera and
Asuategui [1921], 41 Phil., 506.) Again, article 64, paragraph 7, of the Revised
Penal Code empowers the courts to determine, within the limits of each periods,
in case the penalty prescribed by law contains three periods, the extent of the
evil produced by the crime. In the imposition of fines, the courts are allowed to fix
any amount within the limits established by law, considering not only the
mitigating and aggravating circumstances, but more particularly the wealth or
means of the culprit. (Art. 66, Revised Penal Code.) Article 68, paragraph 1, of
the same Code provides that "a discretionary penalty shall be imposed" upon a
person under fifteen but over nine years of age, who has not acted without
discernment, but always lower by two degrees at least than that prescribed by
law for the crime which he has committed. Article 69 of the same Code provides
that in case of "incomplete self-defense", i.e., when the crime committed is not
wholly excusable by reason of the lack of some of the conditions required to
justify the same or to exempt from criminal liability in the several cases
mentioned in article 11 and 12 of the Code, "the courts shall impose the penalty
in the period which may be deemed proper, in view of the number and nature of
the conditions of exemption present or lacking." And, in case the commission of
what are known as "impossible" crimes, "the court, having in mind the social
danger and the degree of criminality shown by the offender," shall impose upon
him either arresto mayor or a fine ranging from 200 to 500 pesos. (Art. 59,
Revised Penal Code.)
Under our Revised Penal Code, also, one-half of the period of preventive
imprisonment is deducted form the entire term of imprisonment, except in certain
cases expressly mentioned (art. 29); the death penalty is not imposed when the
guilty person is more than seventy years of age, or where upon appeal or
revision of the case by the Supreme Court, all the members thereof are not
unanimous in their voting as to the propriety of the imposition of the death
penalty (art. 47, see also, sec. 133, Revised Administrative Code, as amended
by Commonwealth Act No. 3); the death sentence is not to be inflicted upon a
woman within the three years next following the date of the sentence or while she
is pregnant, or upon any person over seventy years of age (art. 83); and when a
convict shall become insane or an imbecile after final sentence has been
pronounced, or while he is serving his sentenced, the execution of said sentence
shall be suspended with regard to the personal penalty during the period of such
insanity or imbecility (art. 79).
But the desire of the legislature to relax what might result in the undue harshness
of the penal laws is more clearly demonstrated in various other enactments,
including the probation Act. There is the Indeterminate Sentence Law enacted in
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1933 as Act No. 4103 and subsequently amended by Act No. 4225, establishing
a system of parole (secs. 5 to 100 and granting the courts large discretion in
imposing the penalties of the law. Section 1 of the law as amended provides;
"hereafter, in imposing a prison sentence for an offenses punished by the
Revised Penal Code, or its amendments, the court shall sentence the accused to
an indeterminate sentence the maximum term of which shall be that which, in
view of the attending circumstances, could be properly imposed under the rules
of the said Code, and to a minimum which shall be within the range of the penalty
next lower to that prescribed by the Code for the offense; and if the offense is
punished by any other law, the court shall sentence the accused to an
indeterminate sentence, the maximum term of which shall not exceed the
maximum fixed by said law and the minimum shall not be less than the minimum
term prescribed by the same." Certain classes of convicts are, by section 2 of the
law, excluded from the operation thereof. The Legislature has also enacted the
Juvenile Delinquency Law (Act No. 3203) which was subsequently amended by
Act No. 3559. Section 7 of the original Act and section 1 of the amendatory Act
have become article 80 of the Revised Penal Code, amended by Act No. 4117 of
the Philippine Legislature and recently reamended by Commonwealth Act No. 99
of the National Assembly. In this Act is again manifested the intention of the
legislature to "humanize" the penal laws. It allows, in effect, the modification in
particular cases of the penalties prescribed by law by permitting the suspension
of the execution of the judgment in the discretion of the trial court, after due
hearing and after investigation of the particular circumstances of the offenses,
the criminal record, if any, of the convict, and his social history. The Legislature
has in reality decreed that in certain cases no punishment at all shall be suffered
by the convict as long as the conditions of probation are faithfully observed. It this
be so, then, it cannot be said that the Probation Act comes in conflict with the
power of the Chief Executive to grant pardons and reprieves, because, to use the
language of the Supreme Court of New Mexico, "the element of punishment or
the penalty for the commission of a wrong, while to be declared by the courts as
a judicial function under and within the limits of law as announced by legislative
acts, concerns solely the procedure and conduct of criminal causes, with which
the executive can have nothing to do." (Ex parteBates, supra.) In Williams vs.
State ([1926], 162 Ga., 327; 133 S.E., 843), the court upheld the constitutionality
of the Georgia probation statute against the contention that it attempted to
delegate to the courts the pardoning power lodged by the constitution in the
governor alone is vested with the power to pardon after final sentence has been
imposed by the courts, the power of the courts to imposed any penalty which
may be from time to time prescribed by law and in such manner as may be
defined cannot be questioned."
We realize, of course, the conflict which the American cases disclose. Some
cases hold it unlawful for the legislature to vest in the courts the power to
suspend the operation of a sentenced, by probation or otherwise, as to do so
would encroach upon the pardoning power of the executive. (In re Webb [1895],
89 Wis., 354; 27 L.R.A., 356; 46 Am. St. Rep., 846; 62 N.W., 177; 9 Am. Crim.,
Rep., 702; State ex rel. Summerfield vs. Moran [1919], 43 Nev., 150; 182 Pac.,
927; Ex parte Clendenning [1908], 22 Okla., 108; 1 Okla. Crim. Rep., 227; 19
L.R.A. [N.S.], 1041; 132 Am. St. Rep., 628; 97 Pac., 650; People vs. Barrett
[1903], 202 Ill, 287; 67 N.E., 23; 63 L.R.A., 82; 95 Am. St. Rep., 230; Snodgrass
vs. State [1912], 67 Tex. Crim. Rep., 615; 41 L. R. A. [N. S.], 1144; 150 S. W.,
162; Ex parte Shelor [1910], 33 Nev., 361;111 Pac., 291; Neal vs. State [1898],
104 Ga., 509; 42 L. R. A., 190; 69 Am. St. Rep., 175; 30 S. E. 858; State ex rel.
Payne vs. Anderson [1921], 43 S. D., 630; 181 N. W., 839; People vs. Brown, 54
Mich., 15; 19 N. W., 571; States vs. Dalton [1903], 109 Tenn., 544; 72 S. W.,
456.)
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Other cases, however, hold contra. (Nix vs. James [1925; C. C. A., 9th], 7 F. [2d],
590; Archer vs. Snook [1926; D. C.], 10 F. [2d], 567; Riggs. vs. United States
[1926; C. C. A. 4th], 14]) [2d], 5; Murphy vs. States [1926], 171 Ark., 620; 286 S.
W., 871; 48 A. L. R., 1189; Re Giannini [1912], 18 Cal. App., 166; 122 Pac., 831;
Re Nachnaber [1928], 89 Cal. App., 530; 265 Pac., 392; Ex parte De Voe [1931],
114 Cal. App., 730; 300 Pac., 874; People vs. Patrick [1897], 118 Cal., 332; 50
Pac., 425; Martin vs. People [1917], 69 Colo., 60; 168 Pac., 1171; Belden vs.
Hugo [1914], 88 Conn., 50; 91 A., 369, 370, 371; Williams vs. State [1926], 162
Ga., 327; 133 S. E., 843; People vs. Heise [1913], 257 Ill., 443; 100 N. E., 1000;
Parker vs. State [1893], 135 Ind., 534; 35 N. E., 179; 23 L. R. A., 859; St. Hillarie,
Petitioner [1906], 101 Me., 522; 64 Atl., 882; People vs. Stickle [1909], 156 Mich.,
557; 121 N. W., 497; State vs. Fjolander [1914], 125 Minn., 529; State ex rel.
Bottomnly vs. District Court [1925], 73 Mont., 541; 237 Pac., 525; State vs.
Everitt [1913], 164 N. C., 399; 79 S. E., 274; 47 L. R. A. [N. S.], 848; State ex rel.
Buckley vs. Drew [1909], 75 N. H., 402; 74 Atl., 875; State vs. Osborne [1911],
79 N. J. Eq., 430; 82 Atl. 424; Ex parte Bates [1915], 20 N. M., 542; L. R. A.,
1916 A. 1285; 151 Pac., 698; People vs. ex rel. Forsyth vs. Court of Session
[1894], 141 N. Y., 288; 23 L. R. A., 856; 36 N. E., 386; 15 Am. Crim. Rep.,
675;
People ex rel. Sullivan vs. Flynn [1907], 55 Misc., 639; 106 N. Y. Supp., 928;
People vs. Goodrich [1914], 149 N. Y. Supp., 406; Moore vs. Thorn [1935], 245
App. Div., 180; 281 N. Y. Supp., 49; Re Hart [1914], 29 N. D., 38; L. R. A.,
1915C, 1169; 149 N. W., 568; Ex parte Eaton [1925], 29 Okla., Crim. Rep., 275;
233 P., 781; State vs. Teal [1918], 108 S. C., 455; 95 S. E., 69; State vs. Abbot
[1910], 87 S. C., 466; 33 L.R.A., [N. S.], 112; 70 S. E., 6; Ann. Cas., 1912B,
1189; Fults vs. States [1854],34 Tenn., 232; Woods vs. State [1814], 130 Tenn.,
100; 169 S. W., 558; Baker vs. State [1814], 130 Tenn., 100; 169 S. W., 558;
Baker vs. State [1913],70 Tex., Crim. Rep., 618; 158 S. W., 998; Cook vs. State
[1914], 73 Tex. Crim. Rep., 548; 165 S. W., 573; King vs. State [1914], 72 Tex.
Crim. Rep., 394; 162 S. W., 890; Clare vs. State [1932], 122 Tex. Crim. Rep.,
394; 162 S. W., 890; Clare vs. State [1932], 122 Tex. Crim. Rep., 211; 54 S. W.
[2d], 127; Re Hall [1927], 100 Vt., 197; 136 A., 24; Richardson vs. Com. [1921],
131 Va., 802; 109 S.E., 460; State vs. Mallahan [1911], 65 Wash., 287; 118 Pac.,
42; State ex rel. Tingstand vs. Starwich [1922], 119 Wash., 561; 206 Pac., 29; 26
A. L. R., 393; 396.) We elect to follow this long catena of authorities holding that
the courts may be legally authorized by the legislature to suspend sentence by
the establishment of a system of probation however characterized. State ex rel.
Tingstand vs. Starwich ([1922], 119 Wash., 561; 206 Pac., 29; 26 A. L. R., 393),
deserved particular mention. In that case, a statute enacted in 1921 which
provided for the suspension of the execution of a sentence until otherwise
ordered by the court, and required that the convicted person be placed under the
charge of a parole or peace officer during the term of such suspension, on such
terms as the court may determine, was held constitutional and as not giving the
court a power in violation of the constitutional provision vesting the pardoning
power in the chief executive of the state. (Vide, also, Re Giannini [1912], 18 Cal
App., 166; 122 Pac., 831.)
Probation and pardon are not coterminous; nor are they the same. They are
actually district and different from each other, both in origin and in nature. In
People ex rel. Forsyth vs. Court of Sessions ([1894], 141 N. Y., 288, 294; 36 N.
E., 386, 388; 23 L. R. A., 856; 15 Am. Crim. Rep., 675), the Court of Appeals of
New York said:
. . . The power to suspend sentence and the power to grant reprieves and
pardons, as understood when the constitution was adopted, are totally
distinct and different in their nature. The former was always a part of the
judicial power; the latter was always a part of the executive power. The
suspension of the sentence simply postpones the judgment of the court
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temporarily or indefinitely, but the conviction and liability following it, and
the civil disabilities, remain and become operative when judgment is
rendered. A pardon reaches both the punishment prescribed for the
offense and the guilt of the offender. It releases the punishment, and blots
out of existence the guilt, so that in the eye of the law, the offender is as
innocent as if he had never committed the offense. It removes the
penalties and disabilities, and restores him to all his civil rights. It makes
him, as it were, a new man, and gives him a new credit and capacity. (Ex
parte Garland, 71 U. S., 4 Wall., 333; 18 Law. ed., 366; U. S. vs. Klein, 80
U. S., 13 Wall., 128; 20 Law. ed., 519; Knote vs. U. S., 95 U. S., 149; 24
Law. ed., 442.)
The framers of the federal and the state constitutions were perfectly
familiar with the principles governing the power to grant pardons, and it
was conferred by these instruments upon the executive with full knowledge
of the law upon the subject, and the words of the constitution were used to
express the authority formerly exercised by the English crown, or by its
representatives in the colonies. (Ex parte Wells, 59 U. S., 18 How., 307; 15
Law. ed., 421.) As this power was understood, it did not comprehend any
part of the judicial functions to suspend sentence, and it was never
intended that the authority to grant reprieves and pardons should abrogate,
or in any degree restrict, the exercise of that power in regard to its own
judgments, that criminal courts has so long maintained. The two powers,
so distinct and different in their nature and character, were still left
separate and distinct, the one to be exercised by the executive, and the
other by the judicial department. We therefore conclude that a statute
which, in terms, authorizes courts of criminal jurisdiction to suspend
sentence in certain cases after conviction, — a power inherent in such
courts at common law, which was understood when the constitution was
adopted to be an ordinary judicial function, and which, ever since its
adoption, has been exercised of legislative power under the constitution. It
does not encroach, in any just sense, upon the powers of the executive, as
they have been understood and practiced from the earliest times. (Quoted
with approval in Directors of Prisons vs. Judge of First Instance of Cavite
[1915], 29 Phil., 265, Carson, J., concurring, at pp. 294, 295.)
The probation described in the act is not pardon. It is not complete liberty,
and may be far from it. It is really a new mode of punishment, to be applied
by the judge in a proper case, in substitution of the imprisonment and find
prescribed by the criminal laws. For this reason its application is as purely
a judicial act as any other sentence carrying out the law deemed
applicable to the offense. The executive act of pardon, on the contrary, is
against the criminal law, which binds and directs the judges, or rather is
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outside of and above it. There is thus no conflict with the pardoning power,
and no possible unconstitutionality of the Probation Act for this cause.
(Archer vs. Snook [1926], 10 F. [2d], 567, 569.)
That the power to suspend the sentence does not conflict with the power of
the Governor to grant reprieves is settled by the decisions of the various
courts; it being held that the distinction between a "reprieve" and a
suspension of sentence is that a reprieve postpones the execution of the
sentence to a day certain, whereas a suspension is for an indefinite time.
(Carnal vs. People, 1 Parker, Cr. R., 262; In re Buchanan, 146 N. Y., 264;
40 N. E., 883), and cases cited in 7 Words & Phrases, pp. 6115, 6116.
This law cannot be hold in conflict with the power confiding in the Governor
to grant commutations of punishment, for a commutations is not but to
change the punishment assessed to a less punishment.
In State ex rel. Bottomnly vs. District Court ([1925], 73 Mont., 541; 237 Pac.,
525), the Supreme Court of Montana had under consideration the validity of the
adult probation law of the state enacted in 1913, now found in sections 12078-
12086, Revised Codes of 1921. The court held the law valid as not impinging
upon the pardoning power of the executive. In a unanimous decision penned by
Justice Holloway, the court said:
We conclude that the Probation Act does not conflict with the pardoning power of
the Executive. The pardoning power, in respect to those serving their
probationary sentences, remains as full and complete as if the Probation Law
had never been enacted. The President may yet pardon the probationer and thus
place it beyond the power of the court to order his rearrest and imprisonment.
(Riggs vs. United States [1926],
14 F. [2d], 5, 7.)
2. But while the Probation Law does not encroach upon the pardoning power of
the executive and is not for that reason void, does section 11 thereof constitute,
as contended, an undue delegation of legislative power?
The rule, however, which forbids the delegation of legislative power is not
absolute and inflexible. It admits of exceptions. An exceptions sanctioned by
immemorial practice permits the central legislative body to delegate legislative
powers to local authorities. (Rubi vs. Provincial Board of Mindoro [1919], 39 Phil.,
660; U. S. vs. Salaveria [1918], 39 Phil., 102; Stoutenburgh vs. Hennick [1889],
129 U. S., 141; 32 Law. ed., 637; 9 Sup. Ct. Rep., 256; State vs. Noyes [1855],
30 N. H., 279.) "It is a cardinal principle of our system of government, that local
affairs shall be managed by local authorities, and general affairs by the central
authorities; and hence while the rule is also fundamental that the power to make
laws cannot be delegated, the creation of the municipalities exercising local self
government has never been held to trench upon that rule. Such legislation is not
regarded as a transfer of general legislative power, but rather as the grant of the
authority to prescribed local regulations, according to immemorial practice,
subject of course to the interposition of the superior in cases of necessity."
(Stoutenburgh vs. Hennick, supra.) On quite the same principle, Congress is
powered to delegate legislative power to such agencies in the territories of the
United States as it may select. A territory stands in the same relation to Congress
as a municipality or city to the state government. (United States vs. Heinszen
[1907], 206 U. S., 370; 27 Sup. Ct. Rep., 742; 51 L. ed., 1098; 11 Ann. Cas., 688;
Dorr vs. United States [1904], 195 U.S., 138; 24 Sup. Ct. Rep., 808; 49 Law. ed.,
128; 1 Ann. Cas., 697.) Courts have also sustained the delegation of legislative
power to the people at large. Some authorities maintain that this may not be
done (12 C. J., pp. 841, 842; 6 R. C. L., p. 164, citing People vs. Kennedy [1913],
207 N. Y., 533; 101 N. E., 442; Ann. Cas., 1914C, 616). However, the question of
whether or not a state has ceased to be republican in form because of its
adoption of the initiative and referendum has been held not to be a judicial but a
political question (Pacific States Tel. & Tel. Co. vs. Oregon [1912], 223 U. S.,
118; 56 Law. ed., 377; 32 Sup. Cet. Rep., 224), and as the constitutionality of
such laws has been looked upon with favor by certain progressive courts, the
sting of the decisions of the more conservative courts has been pretty well
drawn. (Opinions of the Justices [1894], 160 Mass., 586; 36 N. E., 488; 23 L. R.
A., 113; Kiernan vs. Portland [1910], 57 Ore., 454; 111 Pac., 379; 1132 Pac.,
402; 37 L. R. A. [N. S.], 332; Pacific States Tel. & Tel. Co. vs. Oregon, supra.)
Doubtless, also, legislative power may be delegated by the Constitution itself.
Section 14, paragraph 2, of article VI of the Constitution of the Philippines
provides that "The National Assembly may by law authorize the President,
subject to such limitations and restrictions as it may impose, to fix within specified
limits, tariff rates, import or export quotas, and tonnage and wharfage dues." And
section 16 of the same article of the Constitution provides that "In times of war or
other national emergency, the National Assembly may by law authorize the
President, for a limited period and subject to such restrictions as it may
prescribed, to promulgate rules and regulations to carry out a declared national
policy." It is beyond the scope of this decision to determine whether or not, in the
absence of the foregoing constitutional provisions, the President could be
authorized to exercise the powers thereby vested in him. Upon the other hand,
whatever doubt may have existed has been removed by the Constitution itself.
The case before us does not fall under any of the exceptions hereinabove
mentioned.
The challenged section of Act No. 4221 in section 11 which reads as follows:
This Act shall apply only in those provinces in which the respective
provincial boards have provided for the salary of a probation officer at rates
not lower than those now provided for provincial fiscals. Said probation
officer shall be appointed by the Secretary of Justice and shall be subject
to the direction of the Probation Office. (Emphasis ours.)
CONSTITUTIONAL LAW 1
For the purpose of Probation Act, the provincial boards may be regarded as
administrative bodies endowed with power to determine when the Act should
take effect in their respective provinces. They are the agents or delegates of the
legislature in this respect. The rules governing delegation of legislative power to
administrative and executive officers are applicable or are at least indicative of
the rule which should be here adopted. An examination of a variety of cases on
delegation of power to administrative bodies will show that the ratio decidendi is
at variance but, it can be broadly asserted that the rationale revolves around the
presence or absence of a standard or rule of action — or the sufficiency thereof
— in the statute, to aid the delegate in exercising the granted discretion. In some
cases, it is held that the standard is sufficient; in others that is insufficient; and in
still others that it is entirely lacking. As a rule, an act of the legislature is
incomplete and hence invalid if it does not lay down any rule or definite standard
by which the administrative officer or board may be guided in the exercise of the
discretionary powers delegated to it. (See Schecter vs. United States [1925], 295
U. S., 495; 79 L. ed., 1570; 55 Sup. Ct. Rep., 837; 97 A.L.R., 947; People ex rel.
Rice vs. Wilson Oil Co. [1936], 364 Ill., 406; 4 N. E. [2d], 847; 107 A.L.R., 1500
and cases cited. See also R. C. L., title "Constitutional Law", sec 174.) In the
case at bar, what rules are to guide the provincial boards in the exercise of their
discretionary power to determine whether or not the Probation Act shall apply in
their respective provinces? What standards are fixed by the Act? We do not find
any and none has been pointed to us by the respondents. The probation Act
does not, by the force of any of its provisions, fix and impose upon the provincial
boards any standard or guide in the exercise of their discretionary power. What is
granted, if we may use the language of Justice Cardozo in the recent case of
Schecter, supra, is a "roving commission" which enables the provincial boards to
exercise arbitrary discretion. By section 11 if the Act, the legislature does not
seemingly on its own authority extend the benefits of the Probation Act to the
provinces but in reality leaves the entire matter for the various provincial boards
to determine. In other words, the provincial boards of the various provinces are to
determine for themselves, whether the Probation Law shall apply to their
provinces or not at all. The applicability and application of the Probation Act are
entirely placed in the hands of the provincial boards. If the provincial board does
not wish to have the Act applied in its province, all that it has to do is to decline to
appropriate the needed amount for the salary of a probation officer. The plain
language of the Act is not susceptible of any other interpretation. This, to our
minds, is a virtual surrender of legislative power to the provincial boards.
"The true distinction", says Judge Ranney, "is between the delegation of power to
make the law, which necessarily involves a discretion as to what it shall be, and
conferring an authority or discretion as to its execution, to be exercised under
and in pursuance of the law. The first cannot be done; to the latter no valid
objection can be made." (Cincinnati, W. & Z. R. Co. vs. Clinton County Comrs.
CONSTITUTIONAL LAW 1
[1852]; 1 Ohio St., 77, 88. See also, Sutherland on Statutory Construction, sec
68.) To the same effect are the decision of this court in Municipality of Cardona
vs. Municipality of Binangonan ([1917], 36 Phil., 547); Rubi vs. Provincial Board
of Mindoro ([1919],39 Phil., 660) and Cruz vs. Youngberg ([1931], 56 Phil., 234).
In the first of these cases, this court sustained the validity of the law conferring
upon the Governor-General authority to adjust provincial and municipal
boundaries. In the second case, this court held it lawful for the legislature to
direct non-Christian inhabitants to take up their habitation on unoccupied lands to
be selected by the provincial governor and approved by the provincial board. In
the third case, it was held proper for the legislature to vest in the Governor-
General authority to suspend or not, at his discretion, the prohibition of the
importation of the foreign cattle, such prohibition to be raised "if the conditions of
the country make this advisable or if deceased among foreign cattle has ceased
to be a menace to the agriculture and livestock of the lands."
It should be observed that in the case at bar we are not concerned with the
simple transference of details of execution or the promulgation by executive or
administrative officials of rules and regulations to carry into effect the provisions
of a law. If we were, recurrence to our own decisions would be sufficient. (U. S.
vs. Barrias [1908], 11 Phil., 327; U.S. vs. Molina [1914], 29 Phil., 119; Alegre vs.
Collector of Customs [1929], 53 Phil., 394; Cebu Autobus Co. vs. De Jesus
[1931], 56 Phil., 446; U. S. vs. Gomez [1915], 31 Phil., 218; Rubi vs. Provincial
Board of Mindoro [1919], 39 Phil., 660.)
It is connected, however, that a legislative act may be made to the effect as law
after it leaves the hands of the legislature. It is true that laws may be made
effective on certain contingencies, as by proclamation of the executive or the
adoption by the people of a particular community (6 R. C. L., 116, 170-172;
Cooley, Constitutional Limitations, 8th ed., Vol. I, p. 227). In Wayman vs.
Southard ([1825], 10 Wheat. 1; 6 Law. ed., 253), the Supreme Court of the
United State ruled that the legislature may delegate a power not legislative which
it may itself rightfully exercise.(Vide, also, Dowling vs. Lancashire Ins. Co. [1896],
92 Wis., 63; 65 N. W., 738; 31 L. R. A., 112.) The power to ascertain facts is
such a power which may be delegated. There is nothing essentially legislative in
ascertaining the existence of facts or conditions as the basis of the taking into
effect of a law. That is a mental process common to all branches of the
government. (Dowling vs. Lancashire Ins. Co., supra; In re Village of North
Milwaukee [1896], 93 Wis., 616; 97 N.W., 1033; 33 L.R.A., 938; Nash vs. Fries
[1906], 129 Wis., 120; 108 N.W., 210; Field vs. Clark [1892], 143 U.S., 649; 12
Sup. Ct., 495; 36 Law. ed., 294.) Notwithstanding the apparent tendency,
however, to relax the rule prohibiting delegation of legislative authority on
account of the complexity arising from social and economic forces at work in this
modern industrial age (Pfiffner, Public Administration [1936] ch. XX; Laski, "The
Mother of Parliaments", foreign Affairs, July, 1931, Vol. IX, No. 4, pp. 569-579;
Beard, "Squirt-Gun Politics", in Harper's Monthly Magazine, July, 1930, Vol.
CLXI, pp. 147, 152), the orthodox pronouncement of Judge Cooley in his work on
Constitutional Limitations finds restatement in Prof. Willoughby's treatise on the
Constitution of the United States in the following language — speaking of
declaration of legislative power to administrative agencies: "The principle which
permits the legislature to provide that the administrative agent may determine
when the circumstances are such as require the application of a law is defended
upon the ground that at the time this authority is granted, the rule of public policy,
which is the essence of the legislative act, is determined by the legislature. In
other words, the legislature, as it its duty to do, determines that, under given
circumstances, certain executive or administrative action is to be taken, and that,
under other circumstances, different of no action at all is to be taken. What is
thus left to the administrative official is not the legislative determination of what
CONSTITUTIONAL LAW 1
public policy demands, but simply the ascertainment of what the facts of the case
require to be done according to the terms of the law by which he is governed."
(Willoughby on the Constitution of the United States, 2nd ed., Vol. II, p. 1637.) In
Miller vs. Mayer, etc., of New York [1883], 109 U.S., 3 Sup. Ct. Rep., 228; 27
Law. ed., 971, 974), it was said: "The efficiency of an Act as a declaration of
legislative will must, of course, come from Congress, but the ascertainment of the
contingency upon which the Act shall take effect may be left to such agencies as
it may designate." (See, also, 12 C.J., p. 864; State vs. Parker [1854], 26 Vt.,
357; Blanding vs. Burr [1859], 13 Cal., 343, 258.) The legislature, then may
provide that a contingencies leaving to some other person or body the power to
determine when the specified contingencies has arisen. But, in the case at bar,
the legislature has not made the operation of the Prohibition Act contingent upon
specified facts or conditions to be ascertained by the provincial board. It leaves,
as we have already said, the entire operation or non-operation of the law upon
the provincial board. the discretion vested is arbitrary because it is absolute and
unlimited. A provincial board need not investigate conditions or find any fact, or
await the happening of any specified contingency. It is bound by no rule, —
limited by no principle of expendiency announced by the legislature. It may take
into consideration certain facts or conditions; and, again, it may not. It may have
any purpose or no purpose at all. It need not give any reason whatsoever for
refusing or failing to appropriate any funds for the salary of a probation officer.
This is a matter which rest entirely at its pleasure. The fact that at some future
time — we cannot say when — the provincial boards may appropriate funds for
the salaries of probation officers and thus put the law into operation in the various
provinces will not save the statute. The time of its taking into effect, we reiterate,
would yet be based solely upon the will of the provincial boards and not upon the
happening of a certain specified contingency, or upon the ascertainment of
certain facts or conditions by a person or body other than legislature itself.
The various provincial boards are, in practical effect, endowed with the power of
suspending the operation of the Probation Law in their respective provinces. In
some jurisdiction, constitutions provided that laws may be suspended only by the
legislature or by its authority. Thus, section 28, article I of the Constitution of
Texas provides that "No power of suspending laws in this state shall be
exercised except by the legislature"; and section 26, article I of the Constitution of
Indiana provides "That the operation of the laws shall never be suspended,
except by authority of the General Assembly." Yet, even provisions of this sort do
not confer absolute power of suspension upon the legislature. While it may be
undoubted that the legislature may suspend a law, or the execution or operation
of a law, a law may not be suspended as to certain individuals only, leaving the
law to be enjoyed by others. The suspension must be general, and cannot be
made for individual cases or for particular localities. In Holden vs. James ([1814],
11 Mass., 396; 6 Am. Dec., 174, 177, 178), it was said:
To illustrate the principle: A section of a statute relative to dogs made the owner
of any dog liable to the owner of domestic animals wounded by it for the
damages without proving a knowledge of it vicious disposition. By a provision of
the act, power was given to the board of supervisors to determine whether or not
during the current year their county should be governed by the provisions of the
act of which that section constituted a part. It was held that the legislature could
not confer that power. The court observed that it could no more confer such a
power than to authorize the board of supervisors of a county to abolish in such
county the days of grace on commercial paper, or to suspend the statute of
limitations. (Slinger vs. Henneman [1875], 38 Wis., 504.) A similar statute in
Missouri was held void for the same reason in State vs. Field ([1853, 17 Mo.,
529;59 Am. Dec., 275.) In that case a general statute formulating a road system
contained a provision that "if the county court of any county should be of opinion
that the provisions of the act should not be enforced, they might, in their
discretion, suspend the operation of the same for any specified length of time,
and thereupon the act should become inoperative in such county for the period
specified in such order; and thereupon order the roads to be opened and kept in
good repair, under the laws theretofore in force." Said the court: ". . . this act, by
its own provisions, repeals the inconsistent provisions of a former act, and yet it
is left to the county court to say which act shall be enforce in their county. The act
does not submit the question to the county court as an original question, to be
decided by that tribunal, whether the act shall commence its operation within the
county; but it became by its own terms a law in every county not excepted by
name in the act. It did not, then, require the county court to do any act in order to
give it effect. But being the law in the county, and having by its provisions
superseded and abrogated the inconsistent provisions of previous laws, the
county court is . . . empowered, to suspend this act and revive the repealed
provisions of the former act. When the question is before the county court for that
tribunal to determine which law shall be in force, it is urge before us that the
power then to be exercised by the court is strictly legislative power, which under
CONSTITUTIONAL LAW 1
our constitution, cannot be delegated to that tribunal or to any other body of men
in the state. In the present case, the question is not presented in the abstract; for
the county court of Saline county, after the act had been for several months in
force in that county, did by order suspend its operation; and during that
suspension the offense was committed which is the subject of the present
indictment ....... " (See Mitchell vs. State [1901], 134 Ala., 392; 32 S., 687.)
True, the legislature may enact laws for a particular locality different from those
applicable to other localities and, while recognizing the force of the principle
hereinabove expressed, courts in may jurisdiction have sustained the
constitutionality of the submission of option laws to the vote of the people. (6
R.C.L., p. 171.) But option laws thus sustained treat of subjects purely local in
character which should receive different treatment in different localities placed
under different circumstances. "They relate to subjects which, like the retailing of
intoxicating drinks, or the running at large of cattle in the highways, may be
differently regarded in different localities, and they are sustained on what seems
to us the impregnable ground, that the subject, though not embraced within the
ordinary powers of municipalities to make by-laws and ordinances, is
nevertheless within the class of public regulations, in respect to which it is proper
that the local judgment should control." (Cooley on Constitutional Limitations, 5th
ed., p. 148.) So that, while we do not deny the right of local self-government and
the propriety of leaving matters of purely local concern in the hands of local
authorities or for the people of small communities to pass upon, we believe that
in matters of general of general legislation like that which treats of criminals in
general, and as regards the general subject of probation, discretion may not be
vested in a manner so unqualified and absolute as provided in Act No. 4221.
True, the statute does not expressly state that the provincial boards may
suspend the operation of the Probation Act in particular provinces but,
considering that, in being vested with the authority to appropriate or not the
necessary funds for the salaries of probation officers, they thereby are given
absolute discretion to determine whether or not the law should take effect or
operate in their respective provinces, the provincial boards are in reality
empowered by the legislature to suspend the operation of the Probation Act in
particular provinces, the Act to be held in abeyance until the provincial boards
should decide otherwise by appropriating the necessary funds. The validity of a
law is not tested by what has been done but by what may be done under its
provisions. (Walter E. Olsen & Co. vs. Aldanese and Trinidad [1922], 43 Phil.,
259; 12 C. J., p. 786.)
It in conceded that a great deal of latitude should be granted to the legislature not
only in the expression of what may be termed legislative policy but in the
elaboration and execution thereof. "Without this power, legislation would become
oppressive and yet imbecile." (People vs. Reynolds, 5 Gilman, 1.) It has been
said that popular government lives because of the inexhaustible reservoir of
power behind it. It is unquestionable that the mass of powers of government is
vested in the representatives of the people and that these representatives are no
further restrained under our system than by the express language of the
instrument imposing the restraint, or by particular provisions which by clear
intendment, have that effect. (Angara vs. Electoral Commission [1936], 35 Off.
Ga., 23; Schneckenburger vs. Moran [1936], 35 Off. Gaz., 1317.) But, it should
be borne in mind that a constitution is both a grant and a limitation of power and
one of these time-honored limitations is that, subject to certain exceptions,
legislative power shall not be delegated.
3. It is also contended that the Probation Act violates the provisions of our Bill of
Rights which prohibits the denial to any person of the equal protection of the
laws (Act. III, sec. 1 subsec. 1. Constitution of the Philippines.)
This basic individual right sheltered by the Constitution is a restraint on all the
tree grand departments of our government and on the subordinate
instrumentalities and subdivision thereof, and on many constitutional power, like
the police power, taxation and eminent domain. The equal protection of laws,
sententiously observes the Supreme Court of the United States, "is a pledge of
the protection of equal laws." (Yick Wo vs. Hopkins [1886], 118 U. S., 356; 30
Law. ed., 220; 6 Sup. Ct. Rep., 10464; Perley vs. North Carolina, 249 U. S., 510;
39 Sup. Ct. Rep., 357; 63 Law. ed., 735.) Of course, what may be regarded as a
denial of the equal protection of the laws in a question not always easily
determined. No rule that will cover every case can be formulated. (Connolly vs.
Union Sewer Pipe Co. [1902], 184, U. S., 540; 22 Sup. Ct., Rep., 431; 46 Law.
ed., 679.) Class legislation discriminating against some and favoring others in
prohibited. But classification on a reasonable basis, and nor made arbitrarily or
capriciously, is permitted. (Finely vs. California [1911], 222 U. S., 28; 56 Law.
ed., 75; 32 Sup. Ct. Rep., 13; Gulf. C. & S. F. Ry Co. vs. Ellis [1897], 165 U. S.,
150; 41 Law. ed., 666; 17 Sup. Ct. Rep., 255; Smith, Bell & Co. vs. Natividad
[1919], 40 Phil., 136.) The classification, however, to be reasonable must be
based on substantial distinctions which make real differences; it must be
germane to the purposes of the law; it must not be limited to existing conditions
only, and must apply equally to each member of the class. (Borgnis vs. Falk. Co.
[1911], 147 Wis., 327, 353; 133 N. W., 209; 3 N. C. C. A., 649; 37 L. R. A. [N. S.],
489; State vs. Cooley, 56 Minn., 540; 530-552; 58 N. W., 150; Lindsley vs.
Natural Carbonic Gas Co.[1911], 220 U. S., 61, 79, 55 Law. ed., 369, 377; 31
Sup. Ct. Rep., 337; Ann. Cas., 1912C, 160; Lake Shore & M. S. R. Co. vs.
Clough [1917], 242 U.S., 375; 37 Sup. Ct. Rep., 144; 61 Law. ed., 374; Southern
Ry. Co. vs. Greene [1910], 216 U. S., 400; 30 Sup. Ct. Rep., 287; 54 Law. ed.,
536; 17 Ann. Cas., 1247; Truax vs. Corrigan [1921], 257 U. S., 312; 12 C. J., pp.
1148, 1149.)
In the case at bar, however, the resultant inequality may be said to flow from the
unwarranted delegation of legislative power, although perhaps this is not
necessarily the result in every case. Adopting the example given by one of the
counsel for the petitioners in the course of his oral argument, one province may
appropriate the necessary fund to defray the salary of a probation officer, while
another province may refuse or fail to do so. In such a case, the Probation Act
would be in operation in the former province but not in the latter. This means that
a person otherwise coming within the purview of the law would be liable to enjoy
the benefits of probation in one province while another person similarly situated
in another province would be denied those same benefits. This is obnoxious
discrimination. Contrariwise, it is also possible for all the provincial boards to
appropriate the necessary funds for the salaries of the probation officers in their
respective provinces, in which case no inequality would result for the obvious
reason that probation would be in operation in each and every province by the
affirmative action of appropriation by all the provincial boards. On that
hypothesis, every person coming within the purview of the Probation Act would
be entitled to avail of the benefits of the Act. Neither will there be any resulting
inequality if no province, through its provincial board, should appropriate any
amount for the salary of the probation officer — which is the situation now —
and, also, if we accept the contention that, for the purpose of the Probation Act,
the City of Manila should be considered as a province and that the municipal
board of said city has not made any appropriation for the salary of the probation
officer. These different situations suggested show, indeed, that while inequality
may result in the application of the law and in the conferment of the benefits
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therein provided, inequality is not in all cases the necessary result. But whatever
may be the case, it is clear that in section 11 of the Probation Act creates a
situation in which discrimination and inequality are permitted or allowed. There
are, to be sure, abundant authorities requiring actual denial of the equal
protection of the law before court should assume the task of setting aside a law
vulnerable on that score, but premises and circumstances considered, we are of
the opinion that section 11 of Act No. 4221 permits of the denial of the equal
protection of the law and is on that account bad. We see no difference between a
law which permits of such denial. A law may appear to be fair on its face and
impartial in appearance, yet, if it permits of unjust and illegal discrimination, it is
within the constitutional prohibitions. (By analogy, Chy Lung vs. Freeman [1876],
292 U. S., 275; 23 Law. ed., 550; Henderson vs. Mayor [1876], 92 U. S., 259; 23
Law. ed., 543; Ex parte Virginia [1880], 100 U. S., 339; 25 Law. ed., 676; Neal
vs. Delaware [1881], 103 U. S., 370; 26 Law. ed., 567; Soon Hing vs. Crowley
[1885], 113 U. S., 703; 28 Law. ed., 1145, Yick Wo vs. Hopkins [1886],118 U. S.,
356; 30 Law. ed., 220; Williams vs. Mississippi [1897], 170 U. S., 218; 18 Sup.
Ct. Rep., 583; 42 Law. ed., 1012; Bailey vs. Alabama [1911], 219 U. S., 219; 31
Sup. Ct. Rep. 145; 55 Law. ed., Sunday Lake Iron Co. vs. Wakefield [1918], 247
U. S., 450; 38 Sup. Ct. Rep., 495; 62 Law. ed., 1154.) In other words, statutes
may be adjudged unconstitutional because of their effect in operation (General
Oil Co. vs. Clain [1907], 209 U. S., 211; 28 Sup. Ct. Rep., 475; 52 Law. ed., 754;
State vs. Clement Nat. Bank [1911], 84 Vt., 167; 78 Atl., 944; Ann. Cas., 1912D,
22). If the law has the effect of denying the equal protection of the law it is
unconstitutional. (6 R. C. L. p. 372; Civil Rights Cases, 109 U. S., 3; 3 Sup. Ct.
Rep., 18; 27 Law. ed., 835; Yick Wo vs. Hopkins, supra; State vs. Montgomery,
94 Me., 192; 47 Atl., 165; 80 A. S. R., 386; State vs. Dering, 84 Wis., 585; 54 N.
W., 1104; 36 A. S. R., 948; 19 L. R. A., 858.) Under section 11 of the Probation
Act, not only may said Act be in force in one or several provinces and not be in
force in other provinces, but one province may appropriate for the salary of the
probation officer of a given year — and have probation during that year — and
thereafter decline to make further appropriation, and have no probation is
subsequent years. While this situation goes rather to the abuse of discretion
which delegation implies, it is here indicated to show that the Probation Act
sanctions a situation which is intolerable in a government of laws, and to prove
how easy it is, under the Act, to make the guaranty of the equality clause but "a
rope of sand". (Brewer, J. Gulf C. & S. F. Ry. Co. vs. Ellis [1897], 165 U. S., 150
154; 41 Law. ed., 666; 17 Sup. Ct. Rep., 255.) la wp h! 1.n e t
Great reliance is placed by counsel for the respondents on the case of Ocampo
vs. United States ([1914], 234 U. S., 91; 58 Law. ed., 1231). In that case, the
Supreme Court of the United States affirmed the decision of this court (18 Phil.,
1) by declining to uphold the contention that there was a denial of the equal
protection of the laws because, as held in Missouri vs. Lewis (Bowman vs. Lewis)
decided in 1880 (101 U. S., 220; 25 Law. ed., 991), the guaranty of the equality
clause does not require territorial uniformity. It should be observed, however, that
this case concerns the right to preliminary investigations in criminal cases
originally granted by General Orders No. 58. No question of legislative authority
was involved and the alleged denial of the equal protection of the laws was the
result of the subsequent enactment of Act No. 612, amending the charter of the
City of Manila (Act No. 813) and providing in section 2 thereof that "in cases
triable only in the court of first instance of the City of Manila, the defendant . . .
shall not be entitled as of right to a preliminary examination in any case where
the prosecuting attorney, after a due investigation of the facts . . . shall have
presented an information against him in proper form ....... " Upon the other hand,
an analysis of the arguments and the decision indicates that the investigation by
the prosecuting attorney — although not in the form had in the provinces — was
considered a reasonable substitute for the City of Manila, considering the
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peculiar conditions of the city as found and taken into account by the legislature
itself.
Reliance is also placed on the case of Missouri vs. Lewis, supra. That case has
reference to a situation where the constitution of Missouri permits appeals to the
Supreme Court of the state from final judgments of any circuit court, except those
in certain counties for which counties the constitution establishes a separate
court of appeals called St. Louis Court of Appeals. The provision complained of,
then, is found in the constitution itself and it is the constitution that makes the
apportionment of territorial jurisdiction.
We are of the opinion that section 11 of the Probation Act is unconstitutional and
void because it is also repugnant to equal-protection clause of our Constitution.
Section 11 of the Probation Act being unconstitutional and void for the reasons
already stated, the next inquiry is whether or not the entire Act should be
avoided.
It is contended that even if section 11, which makes the Probation Act applicable
only in those provinces in which the respective provincial boards provided for the
salaries of probation officers were inoperative on constitutional grounds, the
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remainder of the Act would still be valid and may be enforced. We should be
inclined to accept the suggestions but for the fact that said section is, in our
opinion, is inseparably linked with the other portions of the Act that with the
elimination of the section what would be left is the bare idealism of the system,
devoid of any practical benefit to a large number of people who may be
deserving of the intended beneficial result of that system. The clear policy of the
law, as may be gleaned from a careful examination of the whole context, is to
make the application of the system dependent entirely upon the affirmative action
of the different provincial boards through appropriation of the salaries for
probation officers at rates not lower than those provided for provincial fiscals.
Without such action on the part of the various boards, no probation officers would
be appointed by the Secretary of Justice to act in the provinces. The Philippines
is divided or subdivided into provinces and it needs no argument to show that if
not one of the provinces — and this is the actual situation now — appropriate the
necessary fund for the salary of a probation officer, probation under Act No. 4221
would be illusory. There can be no probation without a probation officer. Neither
can there be a probation officer without the probation system.
Section 2 of the Acts provides that the probation officer shall supervise and visit
the probationer. Every probation officer is given, as to the person placed in
probation under his care, the powers of the police officer. It is the duty of the
probation officer to see that the conditions which are imposed by the court upon
the probationer under his care are complied with. Among those conditions, the
following are enumerated in section 3 of the Act:
(c) Shall report to the probation officer as directed by the court or probation
officers;
(d) Shall permit the probation officer to visit him at reasonable times at his
place of abode or elsewhere;
(e) Shall truthfully answer any reasonable inquiries on the part of the
probation officer concerning his conduct or condition; "(f) Shall endeavor to
be employed regularly; "(g) Shall remain or reside within a specified place
or locality;
(f) Shall make reparation or restitution to the aggrieved parties for actual
damages or losses caused by his offense;
(g) Shall comply with such orders as the court may from time to time make;
and
(h) Shall refrain from violating any law, statute, ordinance, or any by-law or
regulation, promulgated in accordance with law.
The court is required to notify the probation officer in writing of the period and
terms of probation. Under section 4, it is only after the period of probation, the
submission of a report of the probation officer and appropriate finding of the court
that the probationer has complied with the conditions of probation that probation
may be definitely terminated and the probationer finally discharged from
supervision. Under section 5, if the court finds that there is non-compliance with
said conditions, as reported by the probation officer, it may issue a warrant for
the arrest of the probationer and said probationer may be committed with or
without bail. Upon arraignment and after an opportunity to be heard, the court
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may revoke, continue or modify the probation, and if revoked, the court shall
order the execution of the sentence originally imposed. Section 6 prescribes the
duties of probation officers: "It shall be the duty of every probation officer to
furnish to all persons placed on probation under his supervision a statement of
the period and conditions of their probation, and to instruct them concerning the
same; to keep informed concerning their conduct and condition; to aid and
encourage them by friendly advice and admonition, and by such other measures,
not inconsistent with the conditions imposed by court as may seem most
suitable, to bring about improvement in their conduct and condition; to report in
writing to the court having jurisdiction over said probationers at least once every
two months concerning their conduct and condition; to keep records of their work;
make such report as are necessary for the information of the Secretary of Justice
and as the latter may require; and to perform such other duties as are consistent
with the functions of the probation officer and as the court or judge may direct.
The probation officers provided for in this Act may act as parole officers for any
penal or reformatory institution for adults when so requested by the authorities
thereof, and, when designated by the Secretary of Justice shall act as parole
officer of persons released on parole under Act Number Forty-one Hundred and
Three, without additional compensation."
But the probation officers and the administrative personnel referred to in the
foregoing section are clearly not those probation officers required to be appointed
for the provinces under section 11. It may be said, reddendo singula singulis, that
the probation officers referred to in section 10 above-quoted are to act as such,
not in the various provinces, but in the central office known as the Probation
Office established in the Department of Justice, under the supervision of the
Chief Probation Officer. When the law provides that "the probation officer" shall
investigate and make reports to the court (secs. 1 and 4); that "the probation
officer" shall supervise and visit the probationer (sec. 2; sec. 6, par. d); that the
probationer shall report to the "probationer officer" (sec. 3, par. c.), shall allow
"the probationer officer" to visit him (sec. 3, par. d), shall truthfully answer any
reasonable inquiries on the part of "the probation officer" concerning his conduct
or condition (sec. 3, par. 4); that the court shall notify "the probation officer" in
writing of the period and terms of probation (sec. 3, last par.), it means the
probation officer who is in charge of a particular probationer in a particular
province. It never could have been intention of the legislature, for instance, to
require the probationer in Batanes, to report to a probationer officer in the City of
Manila, or to require a probation officer in Manila to visit the probationer in the
said province of Batanes, to place him under his care, to supervise his conduct,
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to instruct him concerning the conditions of his probation or to perform such other
functions as are assigned to him by law.
That under section 10 the Secretary of Justice may appoint as many probation
officers as there are provinces or groups of provinces is, of course possible. But
this would be arguing on what the law may be or should be and not on what the
law is. Between is and ought there is a far cry. The wisdom and propriety of
legislation is not for us to pass upon. We may think a law better otherwise than it
is. But much as has been said regarding progressive interpretation and judicial
legislation we decline to amend the law. We are not permitted to read into the law
matters and provisions which are not there. Not for any purpose — not even to
save a statute from the doom of invalidity.
Upon the other hand, the clear intention and policy of the law is not to make the
Insular Government defray the salaries of probation officers in the provinces but
to make the provinces defray them should they desire to have the Probation Act
apply thereto. The sum of P50,000, appropriated "to carry out the purposes of
this Act", is to be applied, among other things, for the salaries of probation
officers in the central office at Manila. These probation officers are to receive
such compensations as the Secretary of Justice may fix "until such positions
shall have been included in the Appropriation Act". It was the intention of the
legislature to empower the Secretary of Justice to fix the salaries of the probation
officers in the provinces or later on to include said salaries in an appropriation
act. Considering, further, that the sum of P50,000 appropriated in section 10 is to
cover, among other things, the salaries of the administrative personnel of the
Probation Office, what would be left of the amount can hardly be said to be
sufficient to pay even nominal salaries to probation officers in the provinces. We
take judicial notice of the fact that there are 48 provinces in the Philippines and
we do not think it is seriously contended that, with the fifty thousand pesos
appropriated for the central office, there can be in each province, as intended, a
probation officer with a salary not lower than that of a provincial fiscal. If this a
correct, the contention that without section 11 of Act No. 4221 said act is
complete is an impracticable thing under the remainder of the Act, unless it is
conceded that in our case there can be a system of probation in the provinces
without probation officers.
adopt the line of action which in our opinion, is supported better reasoned
authorities and is more conducive to the general welfare. (Smith, Bell & Co. vs.
Natividad [1919], 40 Phil., 136.) Realizing the conflict of authorities, we have
declined to be bound by certain adjudicated cases brought to our attention,
except where the point or principle is settled directly or by clear implication by the
more authoritative pronouncements of the Supreme Court of the United States.
This line of approach is justified because:
(a) The constitutional relations between the Federal and the State
governments of the United States and the dual character of the American
Government is a situation which does not obtain in the Philippines;
(c) The distinct federal and the state judicial organizations of the United
States do not embrace the integrated judicial system of the Philippines
(Schneckenburger vs. Moran [1936], 35 Off. Gaz., p. 1317);
Act No. 4221 is hereby declared unconstitutional and void and the writ of
prohibition is, accordingly, granted. Without any pronouncement regarding costs.
So ordered.
FIRST DIVISION
CRUZ, J.:
The private respondent in this case was awarded the sum of P192,000.00 by the Philippine Overseas Employment Administration (POEA)
for the death of her husband. The decision is challenged by the petitioner on the principal ground that the POEA had no jurisdiction over the
case as the husband was not an overseas worker.
Vitaliano Saco was Chief Officer of the M/V Eastern Polaris when he was killed in
an accident in Tokyo, Japan, March 15, 1985. His widow sued for damages
under Executive Order No. 797 and Memorandum Circular No. 2 of the POEA.
The petitioner, as owner of the vessel, argued that the complaint was cognizable
not by the POEA but by the Social Security System and should have been filed
against the State Insurance Fund. The POEA nevertheless assumed jurisdiction
and after considering the position papers of the parties ruled in favor of the
complainant. The award consisted of P180,000.00 as death benefits and
P12,000.00 for burial expenses.
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The petitioner immediately came to this Court, prompting the Solicitor General to
move for dismissal on the ground of non-exhaustion of administrative remedies.
Ordinarily, the decisions of the POEA should first be appealed to the National
Labor Relations Commission, on the theory inter alia that the agency should be
given an opportunity to correct the errors, if any, of its subordinates. This case
comes under one of the exceptions, however, as the questions the petitioner is
raising are essentially questions of law. 1 Moreover, the private respondent
himself has not objected to the petitioner's direct resort to this Court, observing
that the usual procedure would delay the disposition of the case to her prejudice.
The petitioner does not contend that Saco was not its employee or that the claim
of his widow is not compensable. What it does urge is that he was not an
overseas worker but a 'domestic employee and consequently his widow's claim
should have been filed with Social Security System, subject to appeal to the
Employees Compensation Commission.
We see no reason to disturb the factual finding of the POEA that Vitaliano Saco
was an overseas employee of the petitioner at the time he met with the fatal
accident in Japan in 1985.
It is worth observing that the petitioner performed at least two acts which
constitute implied or tacit recognition of the nature of Saco's employment at the
time of his death in 1985. The first is its submission of its shipping articles to the
POEA for processing, formalization and approval in the exercise of its regulatory
power over overseas employment under Executive Order NO. 797. 7 The second
is its payment 8 of the contributions mandated by law and regulations to the
Welfare Fund for Overseas Workers, which was created by P.D. No. 1694 "for
the purpose of providing social and welfare services to Filipino overseas
workers."
Significantly, the office administering this fund, in the receipt it prepared for the
private respondent's signature, described the subject of the burial benefits as
"overseas contract worker Vitaliano Saco." 9 While this receipt is certainly not
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controlling, it does indicate, in the light of the petitioner's own previous acts, that
the petitioner and the Fund to which it had made contributions considered Saco
to be an overseas employee.
The petitioner argues that the deceased employee should be likened to the
employees of the Philippine Air Lines who, although working abroad in its
international flights, are not considered overseas workers. If this be so, the
petitioner should not have found it necessary to submit its shipping articles to the
POEA for processing, formalization and approval or to contribute to the Welfare
Fund which is available only to overseas workers. Moreover, the analogy is
hardly appropriate as the employees of the PAL cannot under the definitions
given be considered seamen nor are their appointments coursed through the
POEA.
The award of P180,000.00 for death benefits and P12,000.00 for burial expenses
was made by the POEA pursuant to its Memorandum Circular No. 2, which
became effective on February 1, 1984. This circular prescribed a standard
contract to be adopted by both foreign and domestic shipping companies in the
hiring of Filipino seamen for overseas employment. A similar contract had earlier
been required by the National Seamen Board and had been sustained in a
number of cases by this Court. 10 The petitioner claims that it had never entered
into such a contract with the deceased Saco, but that is hardly a serious
argument. In the first place, it should have done so as required by the circular,
which specifically declared that "all parties to the employment of any Filipino
seamen on board any ocean-going vessel are advised to adopt and use this
employment contract effective 01 February 1984 and to desist from using any
other format of employment contract effective that date." In the second place,
even if it had not done so, the provisions of the said circular are nevertheless
deemed written into the contract with Saco as a postulate of the police power of
the State. 11
But the petitioner questions the validity of Memorandum Circular No. 2 itself as
violative of the principle of non-delegation of legislative power. It contends that no
authority had been given the POEA to promulgate the said regulation; and even
with such authorization, the regulation represents an exercise of legislative
discretion which, under the principle, is not subject to delegation.
The authority to issue the said regulation is clearly provided in Section 4(a) of
Executive Order No. 797, reading as follows:
Similar authorization had been granted the National Seamen Board, which, as
earlier observed, had itself prescribed a standard shipping contract substantially
the same as the format adopted by the POEA.
There are two accepted tests to determine whether or not there is a valid
delegation of legislative power, viz, the completeness test and the sufficient
standard test. Under the first test, the law must be complete in all its terms and
conditions when it leaves the legislature such that when it reaches the delegate
the only thing he will have to do is enforce it. 13 Under the sufficient standard test,
there must be adequate guidelines or stations in the law to map out the
boundaries of the delegate's authority and prevent the delegation from running
riot. 14
The reason is the increasing complexity of the task of government and the
growing inability of the legislature to cope directly with the myriad problems
demanding its attention. The growth of society has ramified its activities and
created peculiar and sophisticated problems that the legislature cannot be
expected reasonably to comprehend. Specialization even in legislation has
become necessary. To many of the problems attendant upon present-day
undertakings, the legislature may not have the competence to provide the
required direct and efficacious, not to say, specific solutions. These solutions
may, however, be expected from its delegates, who are supposed to be experts
in the particular fields assigned to them.
The reasons given above for the delegation of legislative powers in general are
particularly applicable to administrative bodies. With the proliferation of
specialized activities and their attendant peculiar problems, the national
legislature has found it more and more necessary to entrust to administrative
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agencies the authority to issue rules to carry out the general provisions of the
statute. This is called the "power of subordinate legislation."
With this power, administrative bodies may implement the broad policies laid
down in a statute by "filling in' the details which the Congress may not have the
opportunity or competence to provide. This is effected by their promulgation of
what are known as supplementary regulations, such as the implementing rules
issued by the Department of Labor on the new Labor Code. These regulations
have the force and effect of law.
It is not denied that the private respondent has been receiving a monthly death
benefit pension of P514.42 since March 1985 and that she was also paid a
P1,000.00 funeral benefit by the Social Security System. In addition, as already
observed, she also received a P5,000.00 burial gratuity from the Welfare Fund
for Overseas Workers. These payments will not preclude allowance of the private
respondent's claim against the petitioner because it is specifically reserved in the
standard contract of employment for Filipino seamen under Memorandum
Circular No. 2, Series of 1984, that—
3. ...
All compensation benefits under Title II, Book Four of the Labor
Code of the Philippines (Employees Compensation and State
Insurance Fund) shall be granted, in addition to whatever benefits,
gratuities or allowances that the seaman or his beneficiaries may be
entitled to under the employment contract approved by the NSB. If
applicable, all benefits under the Social Security Law and the
Philippine Medicare Law shall be enjoyed by the seaman or his
beneficiaries in accordance with such laws.
The above provisions are manifestations of the concern of the State for the
working class, consistently with the social justice policy and the specific
provisions in the Constitution for the protection of the working class and the
promotion of its interest.
One last challenge of the petitioner must be dealt with to close t case. Its
argument that it has been denied due process because the same POEA that
issued Memorandum Circular No. 2 has also sustained and applied it is an
uninformed criticism of administrative law itself. Administrative agencies are
vested with two basic powers, the quasi-legislative and the quasi-judicial. The
first enables them to promulgate implementing rules and regulations, and the
second enables them to interpret and apply such regulations. Examples abound:
the Bureau of Internal Revenue adjudicates on its own revenue regulations, the
Central Bank on its own circulars, the Securities and Exchange Commission on
its own rules, as so too do the Philippine Patent Office and the Videogram
Regulatory Board and the Civil Aeronautics Administration and the Department of
Natural Resources and so on ad infinitum on their respective administrative
regulations. Such an arrangement has been accepted as a fact of life of modern
governments and cannot be considered violative of due process as long as the
cardinal rights laid down by Justice Laurel in the landmark case of Ang Tibay v.
Court of Industrial Relations 21 are observed.
Whatever doubts may still remain regarding the rights of the parties in this case
are resolved in favor of the private respondent, in line with the express mandate
of the Labor Code and the principle that those with less in life should have more
in law.
When the conflicting interests of labor and capital are weighed on the scales of
social justice, the heavier influence of the latter must be counter-balanced by the
sympathy and compassion the law must accord the underprivileged worker. This
is only fair if he is to be given the opportunity and the right to assert and defend
his cause not as a subordinate but as a peer of management, with which he can
negotiate on even plane. Labor is not a mere employee of capital but its active
and equal partner.
WHEREFORE, the petition is DISMISSED, with costs against the petitioner. The
temporary restraining order dated December 10, 1986 is hereby LIFTED. It is so
ordered.
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EN BANC
JOHNS, J.:
At its special session of 1919, the Philippine Legislature passed Act No. 2868,
entitled "An Act penalizing the monopoly and holding of, and speculation in,
palay, rice, and corn under extraordinary circumstances, regulating the
distribution and sale thereof, and authorizing the Governor-General, with the
consent of the Council of State, to issue the necessary rules and regulations
therefor, and making an appropriation for this purpose," the material provisions of
which are as follows:
(a) To prevent the monopoly and hoarding of, and speculation in, palay,
rice or corn.
(c) To fix, from time to time the quantities of palay rice, or corn that a
company or individual may acquire, and the maximum sale price that the
industrial or merchant may demand.
(d) . . .
SEC. 7. At any time that the Governor-General, with the consent of the
Council of State, shall consider that the public interest requires the
application of the provisions of this Act, he shall so declare by
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Upon the cessation of the reasons for which such proclamation was
issued, the Governor-General, with the consent of the Council of State,
shall declare the application of this Act to have likewise terminated, and all
laws temporarily suspended by virtue of the same shall again take effect,
but such termination shall not prevent the prosecution of any proceedings
or cause begun prior to such termination, nor the filing of any proceedings
for an offense committed during the period covered by the Governor-
General's proclamation.
August 8, 1919, a complaint was filed against the defendant, Ang Tang Ho,
charging him with the sale of rice at an excessive price as follows:
That on or about the 6th day of August, 1919, in the city of Manila,
Philippine Islands, the said Ang Tang Ho, voluntarily, illegally and
criminally sold to Pedro Trinidad, one ganta of rice at the price of eighty
centavos (P.80), which is a price greater than that fixed by Executive Order
No. 53 of the Governor-General of the Philippines, dated the 1st of August,
1919, under the authority of section 1 of Act No. 2868. Contrary to law.
Upon this charge, he was tried, found guilty and sentenced to five months'
imprisonment and to pay a fine of P500, from which he appealed to this court,
claiming that the lower court erred in finding Executive Order No. 53 of 1919, to
be of any force and effect, in finding the accused guilty of the offense charged,
and in imposing the sentence.
The official records show that the Act was to take effect on its approval; that it
was approved July 30, 1919; that the Governor-General issued his proclamation
on the 1st of August, 1919; and that the law was first published on the 13th of
August, 1919; and that the proclamation itself was first published on the 20th of
August, 1919.
The question here involves an analysis and construction of Act No. 2868, in so
far as it authorizes the Governor-General to fix the price at which rice should be
sold. It will be noted that section 1 authorizes the Governor-General, with the
consent of the Council of State, for any cause resulting in an extraordinary rise in
the price of palay, rice or corn, to issue and promulgate temporary rules and
emergency measures for carrying out the purposes of the Act. By its very terms,
the promulgation of temporary rules and emergency measures is left to the
discretion of the Governor-General. The Legislature does not undertake to
specify or define under what conditions or for what reasons the Governor-
General shall issue the proclamation, but says that it may be issued "for any
cause," and leaves the question as to what is "any cause" to the discretion of the
Governor-General. The Act also says: "For any cause, conditions arise resulting
in an extraordinary rise in the price of palay, rice or corn." The Legislature does
not specify or define what is "an extraordinary rise." That is also left to the
discretion of the Governor-General. The Act also says that the Governor-
General, "with the consent of the Council of State," is authorized to issue and
CONSTITUTIONAL LAW 1
promulgate "temporary rules and emergency measures for carrying out the
purposes of this Act." It does not specify or define what is a temporary rule or an
emergency measure, or how long such temporary rules or emergency measures
shall remain in force and effect, or when they shall take effect. That is to say, the
Legislature itself has not in any manner specified or defined any basis for the
order, but has left it to the sole judgement and discretion of the Governor-
General to say what is or what is not "a cause," and what is or what is not "an
extraordinary rise in the price of rice," and as to what is a temporary rule or an
emergency measure for the carrying out the purposes of the Act. Under this state
of facts, if the law is valid and the Governor-General issues a proclamation fixing
the minimum price at which rice should be sold, any dealer who, with or without
notice, sells rice at a higher price, is a criminal. There may not have been any
cause, and the price may not have been extraordinary, and there may not have
been an emergency, but, if the Governor-General found the existence of such
facts and issued a proclamation, and rice is sold at any higher price, the seller
commits a crime.
By the organic law of the Philippine Islands and the Constitution of the United
States all powers are vested in the Legislative, Executive and Judiciary. It is the
duty of the Legislature to make the law; of the Executive to execute the law; and
of the Judiciary to construe the law. The Legislature has no authority to execute
or construe the law, the Executive has no authority to make or construe the law,
and the Judiciary has no power to make or execute the law. Subject to the
Constitution only, the power of each branch is supreme within its own jurisdiction,
and it is for the Judiciary only to say when any Act of the Legislature is or is not
constitutional. Assuming, without deciding, that the Legislature itself has the
power to fix the price at which rice is to be sold, can it delegate that power to
another, and, if so, was that power legally delegated by Act No. 2868? In other
words, does the Act delegate legislative power to the Governor-General? By the
Organic Law, all Legislative power is vested in the Legislature, and the power
conferred upon the Legislature to make laws cannot be delegated to the
Governor-General, or any one else. The Legislature cannot delegate the
legislative power to enact any law. If Act no 2868 is a law unto itself and within
itself, and it does nothing more than to authorize the Governor-General to make
rules and regulations to carry the law into effect, then the Legislature itself
created the law. There is no delegation of power and it is valid. On the other
hand, if the Act within itself does not define crime, and is not a law, and some
legislative act remains to be done to make it a law or a crime, the doing of which
is vested in the Governor-General, then the Act is a delegation of legislative
power, is unconstitutional and void.
The Supreme Court of the United States in what is known as the Granger
Cases (94 U.S., 183-187; 24 L. ed., 94), first laid down the rule:
It was there for the first time held in substance that a railroad was a public utility,
and that, being a public utility, the State had power to establish reasonable
maximum freight and passenger rates. This was followed by the State of
Minnesota in enacting a similar law, providing for, and empowering, a railroad
CONSTITUTIONAL LAW 1
commission to hear and determine what was a just and reasonable rate. The
constitutionality of this law was attacked and upheld by the Supreme Court of
Minnesota in a learned and exhaustive opinion by Justice Mitchell, in the case of
State vs. Chicago, Milwaukee & St. Paul ry. Co. (38 Minn., 281), in which the
court held:
It will be noted that the law creating the railroad commission expressly provides
—
With that as a basis for the law, power is then given to the railroad commission to
investigate all the facts, to hear and determine what is a just and reasonable rate.
Even then that law does not make the violation of the order of the commission a
crime. The only remedy is a civil proceeding. It was there held —
That the legislative itself has the power to regulate railroad charges is now
too well settled to require either argument or citation of authority.
The difference between the power to say what the law shall be, and the
power to adopt rules and regulations, or to investigate and determine the
facts, in order to carry into effect a law already passed, is apparent. The
true distinction is between the delegation of power to make the law, which
necessarily involves a discretion as to what it shall be, and the conferring
an authority or discretion to be exercised under and in pursuance of the
law.
The legislature enacts that all freights rates and passenger fares should be
just and reasonable. It had the undoubted power to fix these rates at
whatever it deemed equal and reasonable.
The delegation of legislative power was before the Supreme Court of Wisconsin
in Dowling vs. Lancoshire Ins. Co. (92 Wis., 63). The opinion says:
CONSTITUTIONAL LAW 1
"The true distinction is between the delegation of power to make the law,
which necessarily involves a discretion as to what it shall be, and
conferring authority or discretion as to its execution, to be exercised under
and in pursuance of the law. The first cannot be done; to the latter no valid
objection can be made."
The act, in our judgment, wholly fails to provide definitely and clearly what the
standard policy should contain, so that it could be put in use as a uniform policy
required to take the place of all others, without the determination of the insurance
commissioner in respect to maters involving the exercise of a legislative
discretion that could not be delegated, and without which the act could not
possibly be put in use as an act in confirmity to which all fire insurance policies
were required to be issued.
The result of all the cases on this subject is that a law must be complete, in all its
terms and provisions, when it leaves the legislative branch of the government,
and nothing must be left to the judgement of the electors or other appointee or
delegate of the legislature, so that, in form and substance, it is a law in all its
details in presenti, but which may be left to take effect in futuro, if necessary,
upon the ascertainment of any prescribed fact or event.
The delegation of legislative power was before the Supreme Court in United
States vs. Grimaud (220 U.S., 506; 55 L. ed., 563), where it was held that the
rules and regulations of the Secretary of Agriculture as to a trespass on
government land in a forest reserve were valid constitutional. The Act there
provided that the Secretary of Agriculture ". . . may make such rules and
regulations and establish such service as will insure the object of such
reservations; namely, to regulate their occupancy and use, and to preserve the
forests thereon from destruction; and any violation of the provisions of this act or
such rules and regulations shall be punished, . . ."
From the beginning of the government, various acts have been passed
conferring upon executive officers power to make rules and regulations, —
not for the government of their departments, but for administering the laws
which did govern. None of these statutes could confer legislative power.
But when Congress had legislated power. But when Congress had
legislated and indicated its will, it could give to those who were to act under
such general provisions "power to fill up the details" by the establishment
of administrative rules and regulations, the violation of which could be
punished by fine or imprisonment fixed by Congress, or by penalties fixed
by Congress, or measured by the injury done.
If, after the passage of the act and the promulgation of the rule, the
defendants drove and grazed their sheep upon the reserve, in violation of
the regulations, they were making an unlawful use of the government's
property. In doing so they thereby made themselves liable to the penalty
imposed by Congress.
The subjects as to which the Secretary can regulate are defined. The lands are
set apart as a forest reserve. He is required to make provisions to protect them
from depredations and from harmful uses. He is authorized 'to regulate the
occupancy and use and to preserve the forests from destruction.' A violation of
reasonable rules regulating the use and occupancy of the property is made a
crime, not by the Secretary, but by Congress."
The above are leading cases in the United States on the question of delegating
legislative power. It will be noted that in the "Granger Cases," it was held that a
railroad company was a public corporation, and that a railroad was a public utility,
and that, for such reasons, the legislature had the power to fix and determine just
and reasonable rates for freight and passengers.
The Minnesota case held that, so long as the rates were just and reasonable, the
legislature could delegate the power to ascertain the facts and determine from
the facts what were just and reasonable rates,. and that in vesting the
commission with such power was not a delegation of legislative power.
The Wisconsin case was a civil action founded upon a "Wisconsin standard
policy of fire insurance," and the court held that "the act, . . . wholly fails to
provide definitely and clearly what the standard policy should contain, so that it
could be put in use as a uniform policy required to take the place of all others,
without the determination of the insurance commissioner in respect to matters
involving the exercise of a legislative discretion that could not be delegated."
The case of the United States Supreme Court, supra dealt with rules and
regulations which were promulgated by the Secretary of Agriculture for
Government land in the forest reserve.
These decisions hold that the legislative only can enact a law, and that it cannot
delegate it legislative authority.
The line of cleavage between what is and what is not a delegation of legislative
power is pointed out and clearly defined. As the Supreme Court of Wisconsin
says:
Where an act is clothed with all the forms of law, and is complete in and of
itself, it may be provided that it shall become operative only upon some
certain act or event, or, in like manner, that its operation shall be
suspended.
The legislature cannot delegate its power to make a law, but it can make a
law to delegate a power to determine some fact or state of things upon
which the law makes, or intends to make, its own action to depend.
All saloons in said village shall be closed at 11 o'clock P.M. each day and
remain closed until 5 o'clock on the following morning, unless by special
permission of the president.
Construing it in 136 Wis., 526; 128 A. S. R., 1100,1 the Supreme Court of that
State says:
It must be conceded that, after the passage of act No. 2868, and before any rules
and regulations were promulgated by the Governor-General, a dealer in rice
could sell it at any price, even at a peso per "ganta," and that he would not
commit a crime, because there would be no law fixing the price of rice, and the
sale of it at any price would not be a crime. That is to say, in the absence of a
proclamation, it was not a crime to sell rice at any price. Hence, it must follow
that, if the defendant committed a crime, it was because the Governor-General
issued the proclamation. There was no act of the Legislature making it a crime to
sell rice at any price, and without the proclamation, the sale of it at any price was
to a crime.
(5) The maximum selling price of palay, rice or corn is hereby fixed, for the
time being as follows:
In Manila —
In the provinces producing palay, rice and corn, the maximum price shall
be the Manila price less the cost of transportation from the source of
supply and necessary handling expenses to the place of sale, to be
determined by the provincial treasurers or their deputies.
The law says that the Governor-General may fix "the maximum sale price that
the industrial or merchant may demand." The law is a general law and not a local
or special law.
The proclamation undertakes to fix one price for rice in Manila and other and
different prices in other and different provinces in the Philippine Islands, and
delegates the power to determine the other and different prices to provincial
treasurers and their deputies. Here, then, you would have a delegation of
legislative power to the Governor-General, and a delegation by him of that power
to provincial treasurers and their deputies, who "are hereby directed to
communicate with, and execute all instructions emanating from the Director of
Commerce and Industry, for the most effective and proper enforcement of the
above regulations in their respective localities." The issuance of the proclamation
by the Governor-General was the exercise of the delegation of a delegated
power, and was even a sub delegation of that power.
Assuming that it is valid, Act No. 2868 is a general law and does not authorize
the Governor-General to fix one price of rice in Manila and another price in Iloilo.
It only purports to authorize him to fix the price of rice in the Philippine Islands
under a law, which is General and uniform, and not local or special. Under the
terms of the law, the price of rice fixed in the proclamation must be the same all
over the Islands. There cannot be one price at Manila and another at Iloilo.
Again, it is a mater of common knowledge, and of which this court will take
judicial notice, that there are many kinds of rice with different and corresponding
market values, and that there is a wide range in the price, which varies with the
grade and quality. Act No. 2868 makes no distinction in price for the grade or
quality of the rice, and the proclamation, upon which the defendant was tried and
convicted, fixes the selling price of rice in Manila "at P15 per sack of 57½ kilos, or
63 centavos per ganta," and is uniform as to all grades of rice, and says nothing
about grade or quality. Again, it will be noted that the law is confined to palay,
rice and corn. They are products of the Philippine Islands. Hemp, tobacco,
coconut, chickens, eggs, and many other things are also products. Any law which
single out palay, rice or corn from the numerous other products of the Islands is
not general or uniform, but is a local or special law. If such a law is valid, then by
the same principle, the Governor-General could be authorized by proclamation to
fix the price of meat, eggs, chickens, coconut, hemp, and tobacco, or any other
product of the Islands. In the very nature of things, all of that class of laws should
be general and uniform. Otherwise, there would be an unjust discrimination of
property rights, which, under the law, must be equal and inform. Act No. 2868 is
nothing more than a floating law, which, in the discretion and by a proclamation
of the Governor-General, makes it a floating crime to sell rice at a price in excess
of the proclamation, without regard to grade or quality.
When Act No. 2868 is analyzed, it is the violation of the proclamation of the
Governor-General which constitutes the crime. Without that proclamation, it was
no crime to sell rice at any price. In other words, the Legislature left it to the sole
discretion of the Governor-General to say what was and what was not "any
cause" for enforcing the act, and what was and what was not "an extraordinary
rise in the price of palay, rice or corn," and under certain undefined conditions to
fix the price at which rice should be sold, without regard to grade or quality, also
to say whether a proclamation should be issued, if so, when, and whether or not
the law should be enforced, how long it should be enforced, and when the law
should be suspended. The Legislature did not specify or define what was "any
CONSTITUTIONAL LAW 1
cause," or what was "an extraordinary rise in the price of rice, palay or corn,"
Neither did it specify or define the conditions upon which the proclamation should
be issued. In the absence of the proclamation no crime was committed. The
alleged sale was made a crime, if at all, because the Governor-General issued
the proclamation. The act or proclamation does not say anything about the
different grades or qualities of rice, and the defendant is charged with the sale "of
one ganta of rice at the price of eighty centavos (P0.80) which is a price greater
than that fixed by Executive order No. 53."
We are clearly of the opinion and hold that Act No. 2868, in so far as it
undertakes to authorized the Governor-General in his discretion to issue a
proclamation, fixing the price of rice, and to make the sale of rice in violation of
the price of rice, and to make the sale of rice in violation of the proclamation a
crime, is unconstitutional and void.
It may be urged that there was an extraordinary rise in the price of rice and
profiteering, which worked a severe hardship on the poorer classes, and that an
emergency existed, but the question here presented is the constitutionality of a
particular portion of a statute, and none of such matters is an argument for, or
against, its constitutionality.
In the fixing of the price at which the defendant should sell his rice, the law was
not dealing with government property. It was dealing with private property and
private rights, which are sacred under the Constitution. If this law should be
sustained, upon the same principle and for the same reason, the Legislature
could authorize the Governor-General to fix the price of every product or
commodity in the Philippine Islands, and empower him to make it a crime to sell
any product at any other or different price.
It may be said that this was a war measure, and that for such reason the
provision of the Constitution should be suspended. But the Stubborn fact remains
that at all times the judicial power was in full force and effect, and that while that
power was in force and effect, such a provision of the Constitution could not be,
and was not, suspended even in times of war. It may be claimed that during the
war, the United States Government undertook to, and did, fix the price at which
wheat and flour should be bought and sold, and that is true. There, the United
States had declared war, and at the time was at war with other nations, and it
was a war measure, but it is also true that in doing so, and as a part of the same
act, the United States commandeered all the wheat and flour, and took
possession of it, either actual or constructive, and the government itself became
the owner of the wheat and flour, and fixed the price to be paid for it. That is not
this case. Here the rice sold was the personal and private property of the
defendant, who sold it to one of his customers. The government had not bought
and did not claim to own the rice, or have any interest in it, and at the time of the
alleged sale, it was the personal, private property of the defendant. It may be that
the law was passed in the interest of the public, but the members of this court
have taken on solemn oath to uphold and defend the Constitution, and it ought
CONSTITUTIONAL LAW 1
This opinion is confined to the particular question here involved, which is the right
of the Governor-General, upon the terms and conditions stated in the Act, to fix
the price of rice and make it a crime to sell it at a higher price, and which holds
that portions of the Act unconstitutional. It does not decide or undertake to
construe the constitutionality of any of the remaining portions of the Act.
The judgment of the lower court is reversed, and the defendant discharged. So
ordered.
EN BANC
FELICIANO, J.:
The petitioners sought admission into colleges or schools of medicine for the
school year 1987-1988. However, the petitioners either did not take or did not
successfully take the National Medical Admission Test (NMAT) required by the
Board of Medical Education, one of the public respondents, and administered by
the private respondent, the Center for Educational Measurement (CEM).
On 5 March 1987, the petitioners filed with the Regional Trial Court, National
Capital Judicial Region, a Petition for Declaratory Judgment and Prohibition
with a prayer for Temporary Restraining Order and Preliminary Injunction. The
petitioners sought to enjoin the Secretary of Education, Culture and Sports, the
Board of Medical Education and the Center for Educational Measurement from
enforcing Section 5 (a) and (f) of Republic Act No. 2382, as amended, and
MECS Order No. 52, series of 1985, dated 23 August 1985 and from requiring
the taking and passing of the NMAT as a condition for securing certificates of
eligibility for admission, from proceeding with accepting applications for taking
the NMAT and from administering the NMAT as scheduled on 26 April 1987 and
in the future. After hearing on the petition for issuance of preliminary injunction,
CONSTITUTIONAL LAW 1
the trial court denied said petition on 20 April 1987. The NMAT was conducted
and administered as previously scheduled.
Petitioners accordingly filed this Special Civil Action for certiorari with this Court
to set aside the Order of the respondent judge denying the petition for issuance
of a writ of preliminary injunction.
Republic Act 2382, as amended by Republic Acts Nos. 4224 and 5946, known as
the "Medical Act of 1959" defines its basic objectives in the following manner:
The statute, among other things, created a Board of Medical Education which is
composed of (a) the Secretary of Education, Culture and Sports or his duly
authorized representative, as Chairman; (b) the Secretary of Health or his duly
authorized representative; (c) the Director of Higher Education or his duly
authorized representative; (d) the Chairman of the Medical Board or his duly
authorized representative; (e) a representative of the Philippine Medical
Association; (f) the Dean of the College of Medicine, University of the Philippines;
(g) a representative of the Council of Deans of Philippine Medical Schools; and
(h) a representative of the Association of Philippine Medical Colleges, as
members. The functions of the Board of Medical Education specified in Section 5
of the statute include the following:
(h) To promulgate and prescribe and enforce the necessary rules and
regulations for the proper implementation of the foregoing functions.
(Emphasis supplied)
MECS Order No. 52, s. 1985, issued by the then Minister of Education, Culture
and Sports and dated 23 August 1985, established a uniform admission test
called the National Medical Admission Test (NMAT) as an additional requirement
for issuance of a certificate of eligibility for admission into medical schools of the
Philippines, beginning with the school year 1986-1987. This Order goes on to
state that:
Pursuant to MECS Order No. 52, s. 1985, the private respondent Center
conducted NMATs for entrance to medical colleges during the school year 1986-
1987. In December 1986 and in April 1987, respondent Center conducted the
NMATs for admission to medical colleges during the school year 1987.1988. 1 av v phi 1
No. 2382, as amended, and MECS Order No. 52, s. 1985, pending resolution of
the issue of constitutionality of the assailed statute and administrative order. We
regard this issue as entirely peripheral in nature. It scarcely needs documentation
that a court would issue a writ of preliminary injunction only when the petitioner
assailing a statute or administrative order has made out a case of
unconstitutionality strong enough to overcome, in the mind of the judge, the
presumption of constitutionality, aside from showing a clear legal right to the
remedy sought. The fundamental issue is of course the constitutionality of the
statute or order assailed.
(a) Article 11, Section 11: "The state values the dignity of every human
person and guarantees full respect of human rights. "
(b) ArticleII, Section l3: "The State recognizes the vital role of the youth in
nation building and shall promote and protect their physical, moral,
spiritual, intellectual and social well being. It shall inculcate in the youth
patriotism and nationalism, and encourage their involvement in public and
civic affairs."
(c) Article II, Section 17: "The State shall give priority to education, science
and technology, arts, culture and sports to foster patriotism and
nationalism, accelerate social progress and to promote total human
liberation and development. "
(d) Article XIV, Section l: "The State shall protect and promote the right of
all citizens to quality education at all levels and take appropriate steps to
make such education accessible to all. "
(e) Article XIV, Section 5 (3): "Every citizen has a right to select a
profession or course of study, subject to fair, reasonable and equitable
admission and academic requirements."
Article II of the 1987 Constitution sets forth in its second half certain "State
policies" which the government is enjoined to pursue and promote. The
petitioners here have not seriously undertaken to demonstrate to what extent or
in what manner the statute and the administrative order they assail collide with
the State policies embodied in Sections 11, 13 and 17. They have not, in other
words, discharged the burden of proof which lies upon them. This burden is
heavy enough where the constitutional provision invoked is relatively specific,
rather than abstract, in character and cast in behavioral or operational terms.
That burden of proof becomes of necessity heavier where the constitutional
provision invoked is cast, as the second portion of Article II is cast, in language
descriptive of basic policies, or more precisely, of basic objectives of State policy
and therefore highly generalized in tenor. The petitioners have not made their
case, even a prima facie case, and we are not compelled to speculate and to
imagine how the legislation and regulation impugned as unconstitutional could
possibly offend the constitutional provisions pointed to by the petitioners.
Turning to Article XIV, Section 1, of the 1987 Constitution, we note that once
more petitioners have failed to demonstrate that the statute and regulation they
assail in fact clash with that provision. On the contrary we may note-in
anticipation of discussion infra — that the statute and the regulation which
petitioners attack are in fact designed to promote "quality education" at the level
CONSTITUTIONAL LAW 1
2. In the trial court, petitioners had made the argument that Section 5 (a) and (f)
of Republic Act No. 2382, as amended, offend against the constitutional principle
which forbids the undue delegation of legislative power, by failing to establish the
necessary standard to be followed by the delegate, the Board of Medical
Education. The general principle of non-delegation of legislative power, which
both flows from the reinforces the more fundamental rule of the separation and
allocation of powers among the three great departments of government,1 must be
applied with circumspection in respect of statutes which like the Medical Act of
1959, deal with subjects as obviously complex and technical as medical
education and the practice of medicine in our present day world. Mr. Justice
Laurel stressed this point 47 years ago in Pangasinan Transportation Co., Inc.
vs. The Public Service Commission:2
The standards set for subordinate legislation in the exercise of rule making
authority by an administrative agency like the Board of Medical Education are
necessarily broad and highly abstract. As explained by then Mr. Justice
Fernando in Edu v. Ericta4 —
The standard may be either expressed or implied. If the former, the non-
delegation objection is easily met. The standard though does not have to
be spelled out specifically. It could be implied from the policy and purpose
of the act considered as a whole. In the Reflector Law, clearly the
legislative objective is public safety. What is sought to be attained as in
Calalang v. Williams is "safe transit upon the roads. 5
We believe and so hold that the necessary standards are set forth in Section 1 of
the 1959 Medical Act: "the standardization and regulation of medical education"
and in Section 5 (a) and 7 of the same Act, the body of the statute itself, and that
these considered together are sufficient compliance with the requirements of the
non-delegation principle.
3. The petitioners also urge that the NMAT prescribed in MECS Order No. 52, s.
1985, is an "unfair, unreasonable and inequitable requirement," which results in a
denial of due process. Again, petitioners have failed to specify just what factors
CONSTITUTIONAL LAW 1
There is another reason why the petitioners' arguments must fail: the legislative
and administrative provisions impugned by them constitute, to the mind of the
Court, a valid exercise of the police power of the state. The police power, it is
commonplace learning, is the pervasive and non-waivable power and authority of
the sovereign to secure and promote an the important interests and needs — in a
word, the public order — of the general community.6 An important component of
that public order is the health and physical safety and well being of the
population, the securing of which no one can deny is a legitimate objective of
governmental effort and regulation.7
Perhaps the only issue that needs some consideration is whether there is some
reasonable relation between the prescribing of passing the NMAT as a condition
for admission to medical school on the one hand, and the securing of the health
and safety of the general community, on the other hand. This question is perhaps
most usefully approached by recalling that the regulation of the practice of
medicine in all its branches has long been recognized as a reasonable method of
protecting the health and safety of the public.8 That the power to regulate and
control the practice of medicine includes the power to regulate admission to the
ranks of those authorized to practice medicine, is also well recognized. thus,
legislation and administrative regulations requiring those who wish to practice
medicine first to take and pass medical board examinations have long ago been
recognized as valid exercises of governmental power.9 Similarly, the
establishment of minimum medical educational requirements — i.e., the
completion of prescribed courses in a recognized medical school — for
admission to the medical profession, has also been sustained as a legitimate
exercise of the regulatory authority of the state.10 What we have before us in the
instant case is closely related: the regulation of access to medical schools.
MECS Order No. 52, s. 1985, as noted earlier, articulates the rationale of
regulation of this type: the improvement of the professional and technical quality
of the graduates of medical schools, by upgrading the quality of those admitted to
the student body of the medical schools. That upgrading is sought by selectivity
in the process of admission, selectivity consisting, among other things, of limiting
admission to those who exhibit in the required degree the aptitude for medical
studies and eventually for medical practice. The need to maintain, and the
difficulties of maintaining, high standards in our professional schools in general,
and medical schools in particular, in the current stage of our social and economic
development, are widely known.
We believe that the government is entitled to prescribe an admission test like the
NMAT as a means for achieving its stated objective of "upgrading the selection of
applicants into [our] medical schools" and of "improv[ing] the quality of medical
education in the country." Given the widespread use today of such admission
tests in, for instance, medical schools in the United States of America (the
Medical College Admission Test [MCAT]11 and quite probably in other countries
with far more developed educational resources than our own, and taking into
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4. Petitioners have contended, finally, that MECS Order No. 52, s. 1985, is in
conflict with the equal protection clause of the Constitution. More specifically,
petitioners assert that that portion of the MECS Order which provides that
the cutoff score for the successful applicants, based on the scores on the
NMAT, shall be determined every-year by the Board of Medical 11
Education after consultation with the Association of Philippine Medical
Colleges. (Emphasis supplied)
infringes the requirements of equal protection. They assert, in other words, that
students seeking admission during a given school year, e.g., 1987-1988, when
subjected to a different cutoff score than that established for an, e.g., earlier
school year, are discriminated against and that this renders the MECS Order
"arbitrary and capricious." The force of this argument is more apparent than real.
Different cutoff scores for different school years may be dictated by differing
conditions obtaining during those years. Thus, the appropriate cutoff score for a
given year may be a function of such factors as the number of students who have
reached the cutoff score established the preceding year; the number of places
available in medical schools during the current year; the average score attained
during the current year; the level of difficulty of the test given during the current
year, and so forth. To establish a permanent and immutable cutoff score
regardless of changes in circumstances from year to year, may wen result in an
unreasonable rigidity. The above language in MECS Order No. 52, far from being
arbitrary or capricious, leaves the Board of Medical Education with the measure
of flexibility needed to meet circumstances as they change.
We conclude that prescribing the NMAT and requiring certain minimum scores
therein as a condition for admission to medical schools in the Philippines, do not
constitute an unconstitutional imposition.
WHEREFORE, the Petition for certiorari is DISMISSED and the Order of the
respondent trial court denying the petition for a writ of preliminary injunction is
AFFIRMED. Costs against petitioners.
SO ORDERED.
EN BANC
CRUZ, J.:
Done in the City of Manila, this 25th day of October, in the year of
Our Lord, nineteen hundred and eighty.
President
The petitioner had transported six carabaos in a pump boat from Masbate to
Iloilo on January 13, 1984, when they were confiscated by the police station
commander of Barotac Nuevo, Iloilo, for violation of the above measure. 1 The
petitioner sued for recovery, and the Regional Trial Court of Iloilo City issued a writ of replevin upon his filing of a supersedeas bond of
P12,000.00. After considering the merits of the case, the court sustained the confiscation of the carabaos and, since they could no longer be
produced, ordered the confiscation of the bond. The court also declined to rule on the constitutionality of the executive order, as raise by the
petitioner, for lack of authority and also for its presumed validity. 2
The petitioner appealed the decision to the Intermediate Appellate Court,* 3 which
upheld the trial court, ** and he has now come before us in this petition for review on certiorari.
The thrust of his petition is that the executive order is unconstitutional insofar as
it authorizes outright confiscation of the carabao or carabeef being transported
across provincial boundaries. His claim is that the penalty is invalid because it is
imposed without according the owner a right to be heard before a competent and
impartial court as guaranteed by due process. He complains that the measure
should not have been presumed, and so sustained, as constitutional. There is
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also a challenge to the improper exercise of the legislative power by the former
President under Amendment No. 6 of the 1973 Constitution. 4
While also involving the same executive order, the case of Pesigan v.
Angeles 5 is not applicable here. The question raised there was the necessity of
the previous publication of the measure in the Official Gazette before it could be
considered enforceable. We imposed the requirement then on the basis of due
process of law. In doing so, however, this Court did not, as contended by the
Solicitor General, impliedly affirm the constitutionality of Executive Order No.
626-A. That is an entirely different matter.
This Court has declared that while lower courts should observe a becoming
modesty in examining constitutional questions, they are nonetheless not
prevented from resolving the same whenever warranted, subject only to review
by the highest tribunal. 6 We have jurisdiction under the Constitution to "review,
revise, reverse, modify or affirm on appeal or certiorari, as the law or rules of
court may provide," final judgments and orders of lower courts in, among others,
all cases involving the constitutionality of certain measures. 7 This simply means
that the resolution of such cases may be made in the first instance by these
lower courts.
And while it is true that laws are presumed to be constitutional, that presumption
is not by any means conclusive and in fact may be rebutted. Indeed, if there be a
clear showing of their invalidity, and of the need to declare them so, then "will be
the time to make the hammer fall, and heavily," 8 to recall Justice Laurel's
trenchant warning. Stated otherwise, courts should not follow the path of least
resistance by simply presuming the constitutionality of a law when it is
questioned. On the contrary, they should probe the issue more deeply, to relieve
the abscess, paraphrasing another distinguished jurist, 9 and so heal the wound
or excise the affliction.
Judicial power authorizes this; and when the exercise is demanded, there should
be no shirking of the task for fear of retaliation, or loss of favor, or popular
censure, or any other similar inhibition unworthy of the bench, especially this
Court.
It is part of the art of constitution-making that the provisions of the charter be cast
in precise and unmistakable language to avoid controversies that might arise on
their correct interpretation. That is the Ideal. In the case of the due process
clause, however, this rule was deliberately not followed and the wording was
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Aware of this, the courts have also hesitated to adopt their own specific
description of due process lest they confine themselves in a legal straitjacket that
will deprive them of the elbow room they may need to vary the meaning of the
clause whenever indicated. Instead, they have preferred to leave the import of
the protection open-ended, as it were, to be "gradually ascertained by the
process of inclusion and exclusion in the course of the decision of cases as they
arise." 11 Thus, Justice Felix Frankfurter of the U.S. Supreme Court, for example, would go no farther than to define due process —
and in so doing sums it all up — as nothing more and nothing less than "the embodiment of the sporting Idea of fair play." 12
When the barons of England extracted from their sovereign liege the reluctant promise that that Crown would thenceforth not proceed
against the life liberty or property of any of its subjects except by the lawful judgment of his peers or the law of the land, they thereby won for
themselves and their progeny that splendid guaranty of fairness that is now the hallmark of the free society. The solemn vow that King John
made at Runnymede in 1215 has since then resounded through the ages, as a ringing reminder to all rulers, benevolent or base, that every
person, when confronted by the stern visage of the law, is entitled to have his say in a fair and open hearing of his cause.
The closed mind has no place in the open society. It is part of the sporting Idea of
fair play to hear "the other side" before an opinion is formed or a decision is
made by those who sit in judgment. Obviously, one side is only one-half of the
question; the other half must also be considered if an impartial verdict is to be
reached based on an informed appreciation of the issues in contention. It is
indispensable that the two sides complement each other, as unto the bow the
arrow, in leading to the correct ruling after examination of the problem not from
one or the other perspective only but in its totality. A judgment based on less that
this full appraisal, on the pretext that a hearing is unnecessary or useless, is
tainted with the vice of bias or intolerance or ignorance, or worst of all, in
repressive regimes, the insolence of power.
The minimum requirements of due process are notice and hearing 13 which, generally
speaking, may not be dispensed with because they are intended as a safeguard against official arbitrariness. It is a gratifying commentary on
our judicial system that the jurisprudence of this country is rich with applications of this guaranty as proof of our fealty to the rule of law and
the ancient rudiments of fair play. We have consistently declared that every person, faced by the awesome power of the State, is entitled to
"the law of the land," which Daniel Webster described almost two hundred years ago in the famous Dartmouth College Case, 14 as "the law
which hears before it condemns, which proceeds upon inquiry and renders judgment only after trial." It has to be so if the rights of every
person are to be secured beyond the reach of officials who, out of mistaken zeal or plain arrogance, would degrade the due process clause
into a worn and empty catchword.
This is not to say that notice and hearing are imperative in every case for, to be
sure, there are a number of admitted exceptions. The conclusive presumption,
for example, bars the admission of contrary evidence as long as such
presumption is based on human experience or there is a rational connection
between the fact proved and the fact ultimately presumed therefrom. 15 There are
instances when the need for expeditions action will justify omission of these requisites, as in the summary abatement of a nuisance per
se, like a mad dog on the loose, which may be killed on sight because of the immediate danger it poses to the safety and lives of the people.
Pornographic materials, contaminated meat and narcotic drugs are inherently pernicious and may be summarily destroyed. The passport of a
person sought for a criminal offense may be cancelled without hearing, to compel his return to the country he has fled. 16 Filthy restaurants
may be summarily padlocked in the interest of the public health and bawdy houses to protect the public morals. 17 In such instances,
previous judicial hearing may be omitted without violation of due process in view of the nature of the property involved or the urgency of the
need to protect the general welfare from a clear and present danger.
The protection of the general welfare is the particular function of the police power
which both restraints and is restrained by due process. The police power is
simply defined as the power inherent in the State to regulate liberty and property
for the promotion of the general welfare. 18 By reason of its function, it extends to all the great public needs
and is described as the most pervasive, the least limitable and the most demanding of the three inherent powers of the State, far outpacing
taxation and eminent domain. The individual, as a member of society, is hemmed in by the police power, which affects him even before he is
born and follows him still after he is dead — from the womb to beyond the tomb — in practically everything he does or owns. Its reach is
virtually limitless. It is a ubiquitous and often unwelcome intrusion. Even so, as long as the activity or the property has some relevance to the
public welfare, its regulation under the police power is not only proper but necessary. And the justification is found in the venerable Latin
maxims, Salus populi est suprema lex and Sic utere tuo ut alienum non laedas, which call for the subordination of individual interests to the
benefit of the greater number.
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It is this power that is now invoked by the government to justify Executive Order
No. 626-A, amending the basic rule in Executive Order No. 626, prohibiting the
slaughter of carabaos except under certain conditions. The original measure was
issued for the reason, as expressed in one of its Whereases, that "present
conditions demand that the carabaos and the buffaloes be conserved for the
benefit of the small farmers who rely on them for energy needs." We affirm at the
outset the need for such a measure. In the face of the worsening energy crisis
and the increased dependence of our farms on these traditional beasts of
burden, the government would have been remiss, indeed, if it had not taken
steps to protect and preserve them.
A similar prohibition was challenged in United States v. Toribio, 19 where a law regulating the
registration, branding and slaughter of large cattle was claimed to be a deprivation of property without due process of law. The defendant had
been convicted thereunder for having slaughtered his own carabao without the required permit, and he appealed to the Supreme Court. The
conviction was affirmed. The law was sustained as a valid police measure to prevent the indiscriminate killing of carabaos, which were then
badly needed by farmers. An epidemic had stricken many of these animals and the reduction of their number had resulted in an acute
decline in agricultural output, which in turn had caused an incipient famine. Furthermore, because of the scarcity of the animals and the
consequent increase in their price, cattle-rustling had spread alarmingly, necessitating more effective measures for the registration and
branding of these animals. The Court held that the questioned statute was a valid exercise of the police power and declared in part as
follows:
From what has been said, we think it is clear that the enactment of
the provisions of the statute under consideration was required by
"the interests of the public generally, as distinguished from those of
a particular class" and that the prohibition of the slaughter of
carabaos for human consumption, so long as these animals are fit
for agricultural work or draft purposes was a "reasonably necessary"
limitation on private ownership, to protect the community from the
loss of the services of such animals by their slaughter by improvident
owners, tempted either by greed of momentary gain, or by a desire
to enjoy the luxury of animal food, even when by so doing the
productive power of the community may be measurably and
dangerously affected.
In the light of the tests mentioned above, we hold with the Toribio Case that the
carabao, as the poor man's tractor, so to speak, has a direct relevance to the
public welfare and so is a lawful subject of Executive Order No. 626. The method
chosen in the basic measure is also reasonably necessary for the purpose
sought to be achieved and not unduly oppressive upon individuals, again
following the above-cited doctrine. There is no doubt that by banning the
slaughter of these animals except where they are at least seven years old if male
and eleven years old if female upon issuance of the necessary permit, the
executive order will be conserving those still fit for farm work or breeding and
preventing their improvident depletion.
But while conceding that the amendatory measure has the same lawful subject
as the original executive order, we cannot say with equal certainty that it
complies with the second requirement, viz., that there be a lawful method. We
note that to strengthen the original measure, Executive Order No. 626-A imposes
an absolute ban not on the slaughter of the carabaos but on their movement,
providing that "no carabao regardless of age, sex, physical condition or purpose
(sic) and no carabeef shall be transported from one province to another." The
object of the prohibition escapes us. The reasonable connection between the
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Even if a reasonable relation between the means and the end were to be
assumed, we would still have to reckon with the sanction that the measure
applies for violation of the prohibition. The penalty is outright confiscation of the
carabao or carabeef being transported, to be meted out by the executive
authorities, usually the police only. In the Toribio Case, the statute was sustained
because the penalty prescribed was fine and imprisonment, to be imposed by the
court after trial and conviction of the accused. Under the challenged measure,
significantly, no such trial is prescribed, and the property being transported is
immediately impounded by the police and declared, by the measure itself, as
forfeited to the government.
In the instant case, the carabaos were arbitrarily confiscated by the police station
commander, were returned to the petitioner only after he had filed a complaint for
recovery and given a supersedeas bond of P12,000.00, which was ordered
confiscated upon his failure to produce the carabaos when ordered by the trial
court. The executive order defined the prohibition, convicted the petitioner and
immediately imposed punishment, which was carried out forthright. The measure
struck at once and pounced upon the petitioner without giving him a chance to be
heard, thus denying him the centuries-old guaranty of elementary fair play.
It has already been remarked that there are occasions when notice and hearing
may be validly dispensed with notwithstanding the usual requirement for these
minimum guarantees of due process. It is also conceded that summary action
may be validly taken in administrative proceedings as procedural due process is
not necessarily judicial only. 20 In the exceptional cases accepted, however. there
is a justification for the omission of the right to a previous hearing, to wit,
the immediacy of the problem sought to be corrected and the urgency of the
need to correct it.
In the case before us, there was no such pressure of time or action calling for the
petitioner's peremptory treatment. The properties involved were not even
inimical per se as to require their instant destruction. There certainly was no
reason why the offense prohibited by the executive order should not have been
proved first in a court of justice, with the accused being accorded all the rights
safeguarded to him under the Constitution. Considering that, as we held
in Pesigan v. Angeles, 21 Executive Order No. 626-A is penal in nature, the
violation thereof should have been pronounced not by the police only but by a
court of justice, which alone would have had the authority to impose the
prescribed penalty, and only after trial and conviction of the accused.
We also mark, on top of all this, the questionable manner of the disposition of the
confiscated property as prescribed in the questioned executive order. It is there
authorized that the seized property shall "be distributed to charitable institutions
and other similar institutions as the Chairman of the National Meat Inspection
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Commission may see fit, in the case of carabeef, and to deserving farmers
through dispersal as the Director of Animal Industry may see fit, in the case of
carabaos." (Emphasis supplied.) The phrase "may see fit" is an extremely
generous and dangerous condition, if condition it is. It is laden with perilous
opportunities for partiality and abuse, and even corruption. One searches in vain
for the usual standard and the reasonable guidelines, or better still, the limitations
that the said officers must observe when they make their distribution. There is
none. Their options are apparently boundless. Who shall be the fortunate
beneficiaries of their generosity and by what criteria shall they be chosen? Only
the officers named can supply the answer, they and they alone may choose the
grantee as they see fit, and in their own exclusive discretion. Definitely, there is
here a "roving commission," a wide and sweeping authority that is not "canalized
within banks that keep it from overflowing," in short, a clearly profligate and
therefore invalid delegation of legislative powers.
To sum up then, we find that the challenged measure is an invalid exercise of the
police power because the method employed to conserve the carabaos is not
reasonably necessary to the purpose of the law and, worse, is unduly
oppressive. Due process is violated because the owner of the property
confiscated is denied the right to be heard in his defense and is immediately
condemned and punished. The conferment on the administrative authorities of
the power to adjudge the guilt of the supposed offender is a clear encroachment
on judicial functions and militates against the doctrine of separation of powers.
There is, finally, also an invalid delegation of legislative powers to the officers
mentioned therein who are granted unlimited discretion in the distribution of the
properties arbitrarily taken. For these reasons, we hereby declare Executive
Order No. 626-A unconstitutional.
We agree with the respondent court, however, that the police station commander
who confiscated the petitioner's carabaos is not liable in damages for enforcing
the executive order in accordance with its mandate. The law was at that time
presumptively valid, and it was his obligation, as a member of the police, to
enforce it. It would have been impertinent of him, being a mere subordinate of the
President, to declare the executive order unconstitutional and, on his own
responsibility alone, refuse to execute it. Even the trial court, in fact, and the
Court of Appeals itself did not feel they had the competence, for all their superior
authority, to question the order we now annul.
The Court notes that if the petitioner had not seen fit to assert and protect his
rights as he saw them, this case would never have reached us and the taking of
his property under the challenged measure would have become
a faitaccompli despite its invalidity. We commend him for his spirit. Without the
present challenge, the matter would have ended in that pump boat in Masbate
and another violation of the Constitution, for all its obviousness, would have been
perpetrated, allowed without protest, and soon forgotten in the limbo of
relinquished rights.
The strength of democracy lies not in the rights it guarantees but in the courage
of the people to invoke them whenever they are ignored or violated. Rights are
but weapons on the wall if, like expensive tapestry, all they do is embellish and
impress. Rights, as weapons, must be a promise of protection. They become
truly meaningful, and fulfill the role assigned to them in the free society, if they
are kept bright and sharp with use by those who are not afraid to assert them.
SO ORDERED.
EN BANC
CONCEPCION, J.:
During the period from September 4 to October 29, 1964 the President of the
Philippines, purporting to act pursuant to Section 68 of the Revised
Administrative Code, issued Executive Orders Nos. 93 to 121, 124 and 126 to
129; creating thirty-three (33) municipalities enumerated in the margin.1 Soon
after the date last mentioned, or on November 10, 1964 petitioner Emmanuel
Pelaez, as Vice President of the Philippines and as taxpayer, instituted the
present special civil action, for a writ of prohibition with preliminary injunction,
against the Auditor General, to restrain him, as well as his representatives and
agents, from passing in audit any expenditure of public funds in implementation
of said executive orders and/or any disbursement by said municipalities.
Petitioner alleges that said executive orders are null and void, upon the ground
that said Section 68 has been impliedly repealed by Republic Act No. 2370 and
constitutes an undue delegation of legislative power. Respondent maintains the
contrary view and avers that the present action is premature and that not all
proper parties — referring to the officials of the new political subdivisions in
question — have been impleaded. Subsequently, the mayors of several
municipalities adversely affected by the aforementioned executive orders —
because the latter have taken away from the former the barrios composing the
new political subdivisions — intervened in the case. Moreover, Attorneys Enrique
M. Fernando and Emma Quisumbing-Fernando were allowed to and did appear
as amici curiae.
Barrios shall not be created or their boundaries altered nor their names
changed except under the provisions of this Act or by Act of Congress.
All barrios existing at the time of the passage of this Act shall come under
the provisions hereof.
Upon petition of a majority of the voters in the areas affected, a new barrio
may be created or the name of an existing one may be changed by the
provincial board of the province, upon recommendation of the council of
the municipality or municipalities in which the proposed barrio is stipulated.
The recommendation of the municipal council shall be embodied in a
resolution approved by at least two-thirds of the entire membership of the
said council: Provided, however, That no new barrio may be created if its
population is less than five hundred persons.
Hence, since January 1, 1960, when Republic Act No. 2370 became effective,
barrios may "not be created or their boundaries altered nor their names changed"
except by Act of Congress or of the corresponding provincial board "upon petition
of a majority of the voters in the areas affected" and the "recommendation of the
council of the municipality or municipalities in which the proposed barrio is
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situated." Petitioner argues, accordingly: "If the President, under this new law,
cannot even create a barrio, can he create a municipality which is composed of
several barrios, since barrios are units of municipalities?"
Respondent answers in the affirmative, upon the theory that a new municipality
can be created without creating new barrios, such as, by placing old barrios
under the jurisdiction of the new municipality. This theory overlooks, however, the
main import of the petitioner's argument, which is that the statutory denial of the
presidential authority to create a new barrio implies a negation of the bigger
power to create municipalities, each of which consists of several barrios. The
cogency and force of this argument is too obvious to be denied or even
questioned. Founded upon logic and experience, it cannot be offset except by a
clear manifestation of the intent of Congress to the contrary, and no such
manifestation, subsequent to the passage of Republic Act No. 2379, has been
brought to our attention.
It is obvious, however, that, whereas the power to fix such common boundary, in
order to avoid or settle conflicts of jurisdiction between adjoining municipalities,
CONSTITUTIONAL LAW 1
Section 68 of the Revised Administrative Code does not meet these well settled
requirements for a valid delegation of the power to fix the details in the
enforcement of a law. It does not enunciate any policy to be carried out or
implemented by the President. Neither does it give a standard sufficiently precise
to avoid the evil effects above referred to. In this connection, we do not overlook
the fact that, under the last clause of the first sentence of Section 68, the
President:
... may change the seat of the government within any subdivision to such
place therein as the public welfare may require.
It is apparent, however, from the language of this clause, that the phrase "as the
public welfare may require" qualified, not the clauses preceding the one just
quoted, but only the place to which the seat of the government may be
transferred. This fact becomes more apparent when we consider that said
Section 68 was originally Section 1 of Act No. 1748,3 which provided that,
"whenever in the judgment of the Governor-General the public welfare requires,
he may, by executive order," effect the changes enumerated therein (as in said
section 68), including the change of the seat of the government "to such place ...
as the public interest requires." The opening statement of said Section 1 of Act
No. 1748 — which was not included in Section 68 of the Revised Administrative
Code — governed the time at which, or the conditions under which, the powers
therein conferred could be exercised; whereas the last part of the first sentence
of said section referred exclusively to the place to which the seat of the
government was to be transferred.
At any rate, the conclusion would be the same, insofar as the case at bar is
concerned, even if we assumed that the phrase "as the public welfare may
require," in said Section 68, qualifies all other clauses thereof. It is true that
in Calalang vs. Williams (70 Phil. 726) and People vs. Rosenthal (68 Phil. 328),
CONSTITUTIONAL LAW 1
this Court had upheld "public welfare" and "public interest," respectively, as
sufficient standards for a valid delegation of the authority to execute the law. But,
the doctrine laid down in these cases — as all judicial pronouncements — must
be construed in relation to the specific facts and issues involved therein, outside
of which they do not constitute precedents and have no binding effect.4 The law
construed in the Calalang case conferred upon the Director of Public Works, with
the approval of the Secretary of Public Works and Communications, the power to
issue rules and regulations to promote safe transitupon national roads and
streets. Upon the other hand, the Rosenthal case referred to the authority of the
Insular Treasurer, under Act No. 2581, to issue and cancel certificates or permits
for the sale of speculative securities. Both cases involved grants
to administrative officers of powers related to the exercise of their administrative
functions, calling for the determination of questions of fact.
Such is not the nature of the powers dealt with in section 68. As above indicated,
the creation of municipalities, is not an administrative function, but one which is
essentially and eminently legislative in character. The question of whether or not
"public interest" demands the exercise of such power is not one of fact. it is
"purely a legislativequestion "(Carolina-Virginia Coastal Highway vs. Coastal
Turnpike Authority, 74 S.E. 2d. 310-313, 315-318), or a political question (Udall
vs. Severn, 79 P. 2d. 347-349). As the Supreme Court of Wisconsin has aptly
characterized it, "the question as to whether incorporation is for the best
interest of the community in any case is emphatically a question of public policy
and statecraft" (In re Village of North Milwaukee, 67 N.W. 1033, 1035-1037).
For this reason, courts of justice have annulled, as constituting undue delegation
of legislative powers, state laws granting the judicial department, the power to
determine whether certain territories should be annexed to a particular
municipality (Udall vs. Severn, supra, 258-359); or vesting in a Commission the
right to determine the plan and frame of government of proposed villages and
what functions shall be exercised by the same, although the powers and
functions of the village are specifically limited by statute (In re Municipal
Charters, 86 Atl. 307-308); or conferring upon courts the authority to declare a
given town or village incorporated, and designate its metes and bounds, upon
petition of a majority of the taxable inhabitants thereof, setting forth the area
desired to be included in such village (Territory ex rel Kelly vs. Stewart, 23 Pac.
405-409); or authorizing the territory of a town, containing a given area and
population, to be incorporated as a town, on certain steps being taken by the
inhabitants thereof and on certain determination by a court and subsequent vote
of the inhabitants in favor thereof, insofar as the court is allowed to determine
whether the lands embraced in the petition "ought justly" to be included in the
village, and whether the interest of the inhabitants will be promoted by such
incorporation, and to enlarge and diminish the boundaries of the proposed village
"as justice may require" (In re Villages of North Milwaukee, 67 N.W. 1035-1037);
or creating a Municipal Board of Control which shall determine whether or not the
laying out, construction or operation of a toll road is in the "public interest" and
whether the requirements of the law had been complied with, in which case the
board shall enter an order creating a municipal corporation and fixing the name
of the same (Carolina-Virginia Coastal Highway vs. Coastal Turnpike Authority,
74 S.E. 2d. 310).
To summarize and conclude upon this point: Sec. 3 of the Recovery Act is
without precedent. It supplies no standards for any trade, industry or
activity. It does not undertake to prescribe rules of conduct to be applied to
particular states of fact determined by appropriate administrative
procedure. Instead of prescribing rules of conduct, it authorizes the making
of codes to prescribe them. For that legislative undertaking, Sec. 3 sets up
no standards, aside from the statement of the general aims of
rehabilitation, correction and expansion described in Sec. 1. In view of the
scope of that broad declaration, and of the nature of the few restrictions
that are imposed, the discretion of the President in approving or
prescribing codes, and thus enacting laws for the government of trade and
industry throughout the country, is virtually unfettered. We think that the
code making authority thus conferred is an unconstitutional delegation of
legislative power.
It may not be amiss to note that the executive orders in question were issued
after the legislative bills for the creation of the municipalities involved in this case
had failed to pass Congress. A better proof of the fact that the issuance of said
executive orders entails the exercise of purely legislative functions can hardly be
given.
The President shall have control of all the executive departments, bureaus,
or offices, exercise general supervision over all local governments as may
be provided by law, and take care that the laws be faithfully executed.
The power of control under this provision implies the right of the President to
interfere in the exercise of such discretion as may be vested by law in the officers
of the executive departments, bureaus, or offices of the national government, as
well as to act in lieu of such officers. This power is denied by the Constitution to
the Executive, insofar as local governments are concerned. With respect to the
latter, the fundamental law permits him to wield no more authority than that of
checking whether said local governments or the officers thereof perform their
duties as provided by statutory enactments. Hence, the President cannot
interfere with local governments, so long as the same or its officers act Within the
scope of their authority. He may not enact an ordinance which the municipal
council has failed or refused to pass, even if it had thereby violated a duty
imposed thereto by law, although he may see to it that the corresponding
provincial officials take appropriate disciplinary action therefor. Neither may he
CONSTITUTIONAL LAW 1
vote, set aside or annul an ordinance passed by said council within the scope of
its jurisdiction, no matter how patently unwise it may be. He may not even
suspend an elective official of a regular municipality or take any disciplinary
action against him, except on appeal from a decision of the corresponding
provincial board.5
Upon the other hand if the President could create a municipality, he could, in
effect, remove any of its officials, by creating a new municipality and including
therein the barrio in which the official concerned resides, for his office would
thereby become vacant.6 Thus, by merely brandishing the power to create a new
municipality (if he had it), without actually creating it, he could compel local
officials to submit to his dictation, thereby, in effect, exercising over them the
power of control denied to him by the Constitution.
Then, also, the power of control of the President over executive departments,
bureaus or offices implies no more than the authority to assume directly the
functions thereof or to interfere in the exercise of discretion by its officials.
Manifestly, such control does not include the authority either to abolish an
executive department or bureau, or to create a new one. As a consequence, the
alleged power of the President to create municipal corporations would
necessarily connote the exercise by him of an authority even greater than that of
control which he has over the executive departments, bureaus or offices. In other
words, Section 68 of the Revised Administrative Code does not merely fail to
comply with the constitutional mandate above quoted. Instead of giving the
President less power over local governments than that vested in him over the
executive departments, bureaus or offices, it reverses the process and does
the exact opposite, by conferring upon him more power over municipal
corporations than that which he has over said executive departments, bureaus or
offices.
There are only two (2) other points left for consideration, namely, respondent's
claim (a) that "not all the proper parties" — referring to the officers of the newly
created municipalities — "have been impleaded in this case," and (b) that "the
present petition is premature."
As regards the first point, suffice it to say that the records do not show, and the
parties do not claim, that the officers of any of said municipalities have been
appointed or elected and assumed office. At any rate, the Solicitor General, who
has appeared on behalf of respondent Auditor General, is the officer authorized
by law "to act and represent the Government of the Philippines, its offices and
agents, in any official investigation, proceeding or matter requiring the services of
a lawyer" (Section 1661, Revised Administrative Code), and, in connection with
the creation of the aforementioned municipalities, which involves a political, not
proprietary, function, said local officials, if any, are mere agents or
representatives of the national government. Their interest in the case at bar has,
accordingly, been, in effect, duly represented.8
With respect to the second point, respondent alleges that he has not as yet acted
on any of the executive order & in question and has not intimated how he would
act in connection therewith. It is, however, a matter of common, public
knowledge, subject to judicial cognizance, that the President has, for many
years, issued executive orders creating municipal corporations and that the same
CONSTITUTIONAL LAW 1
WHEREFORE, the Executive Orders in question are hereby declared null and
void ab initio and the respondent permanently restrained from passing in audit
any expenditure of public funds in implementation of said Executive Orders or
any disbursement by the municipalities above referred to. It is so ordered.