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RESEARCH AND EDUCATION

Understanding phenomenology:
the lived experience
By Taniya Mapp

could not be used to study all human phenomena and had


become so detached from the fabric of the human experience,
Abstract that it was in fact obstructing our understanding of ourselves
This article details the use of Phenomenology as a research (Crotty, 1996). He felt driven to establish a rigorous science
method which is to fully describe a person’s lived experience that found truth in the lived experience (LoBiondo-Wood
of an event or experience. It stresses that only those that have and Haber, 2002). Phenomenology therefore aims to develop
experienced phenomena can communicate them to the outside insights from the perspectives of those involved by them
world. It therefore provides an understanding of an experience detailing their lived experience of a particular time in their
from those who have lived it. lives (Clark, 2000). It is about searching for meanings and
The two schools of phenomenology which are described are essences of the experience. It obtains descriptions of experi-
utilized in both midwifery and nursing research. These are ences through first-person accounts during informal one-to-
Husserlian and Heideggerian (Hermeneutics) phenomenology. one interviews. These are then transcribed and analyzed for
The main focus in this article, however, is on the Husserlian themes and meanings (Moustakas, 1994) allowing the experi-
approach, its background, data collection, data analysis methods ence to be understood.
and its application to midwifery research.
Background
Although Husserl founded the phenomenological approach

P
henomenology as a research method, I believe has so (Polit et al, 2001) it is not the single phenomenologi-
much to offer both from the researchers and partici- cal method. Other phenomenologists who have shaped
pants perspectives, but it can be confusing to under- this philosophy and research method into an existential
stand if you are new to it. Therefore the intention of this approach are Gabriel Marcel (1889–1973), Jean-Paul Sartre
article is to introduce you to the concept of phenomenology, (1905–1980) and Maurice Merleau-Ponty (1908–1961).
particularly the Husserlian approach, its background and its According to Cohen (2000) they are referred to as the
application to midwifery research French phase of phenomenology, whereas Husserl and
Martin Heidegger (who was mentored by the former) are
Phenomenology the German phase.
Phenomenology is derived from philosophy and provides Heidegger developed another phenomenological approach
a framework for a method of research. It is based within known as Hermeneutics meaning interpretation (Annells,
the Humanistic research paradigm and follows a qualitative 1996). It differs to Husserlian phenomenology, in that the
approach (Denscombe, 2003). The goal of phenomeno- researchers bring their own understanding and experiences
logical enquiry is to fully describe a lived experience. It to the research process, whereas the former advocates ‘brack-
stresses that only those that have experienced phenomena eting’ (Walters, 1995). Bracketing is the suspension of the
can communicate them to the outside world (Todres and researcher’s own preconceptions, beliefs or prejudices so that
Holloway, 2004). It therefore answers questions of mean- they do not influence the interpretation of the respondents’
ing in understanding an experience from those who have experience (Parahoo, 2006).
experienced it. Husserlian phenomenology therefore requires the
Phenomenology as a philosophical method of inquiry researcher to suspend personal beliefs about the research
was developed by the German philosopher Edmond Husserl phenomena, while seeking to describe the participants’ expe-
(1859–1938). He is acknowledged as the founder of the phe- riences. Conversely, Heideggerian phenomenology suggests
nomenological movement (Koch, 1995). The phenomenolog- that researchers interpret the data collected in terms of their
ical term ‘lived experience’ is synonomous with this research own experiences and knowledge.
approach. Husserl’s drive for phenomenological enquiry was There are three Schools of Phenomenology (Polit et al,
derived from the belief that experimental scientific research 2001) and the first two are the focus for midwifery and
nursing research. The first school follows the Husserlian
Taniya Mapp is Senior Lecturer in the Department of Midwifery approach. Its main focus is on description and it has been
and Reproductive Health, Faculty of Health and Social Care, further developed by the Duquesne school of researchers
University of Chester of Van Kaam (1966), Colaizzi (1978) and Giorgi (1985).
E-mail: t.mapp@chester.ac.uk The second school is guided by the Heideggerian approach,
utilizing interpretive Hermeneutics as its basis. The third

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RESEARCH AND EDUCATION


school is referred to as the Dutch or Utrecht school, its
approach combines the characteristics of descriptive and
interpretive phenomenology and its application to social sci-
The practice of midwifer y
ence has been promoted by Van Manen (1984) (Holloway is grounded in the holistic
and Wheeler, 2002).
However, understanding phenomenology can be complicat- belief system that cares for
ed and confusing when first embarking on its use as a research
approach. This is realized by discovering that some authors mind, body and spirit (Tiran,


and researchers put forward phenomenological enquiry as a 1999) ...
single approach (Oiler, 1982; Jasper, 1994; Rowan, 2003),
when in essence midwifery and nursing research literature
concentrates on the two methods of Husserl and Heidegger edge of the phenomena concerned (Clifford, 1997) and this
(Hermeneutics) (Beck, 1994; Walters, 1995; Somer-Smith, therefore allows an understanding of the lived experience.
2001; Lawler and Sinclair, 2003). This suggests that there are The sample can represent participants who are living the
two main phenomenological approaches which are used in experience or those that have lived the experience in their
midwifery and nursing research. Confusion however persists past (Cohen, 2002), for example, ‘Women’s experiences of
in trying to understand these approaches, particularly when obstetric emergencies’ (Mapp and Hudson, 2005).
midwifery and nursing authors do not always attribute phe- It is suggested by Carpenter (1999) that the sample size
nomenology to its philosophical school of either descriptive in phenomenological research should be small, so that each
or interpretive phenomenology. experience can be examined in depth. Its aim is not to gener-
Phenomenology has different applications dependent on alize the findings, therefore large numbers of participants are
the authors who have founded and developed it. This should not required. However, it can be difficult to predict sample
therefore be recognized in midwifery research to increase size using this research method because sampling should
knowledge and the use of the most appropriate phenomeno- continue until saturation is achieved, i.e. no new categories
logical research approach for the phenomenon to be studied. occur during data collection (Macnee, 2004). Once the
Following a Husserlian approach the researcher will aim to participants are selected the following procedures must be
‘bracket’ her beliefs to describe the experience people have achieved prior to data collection. Informed consent must be
had, as opposed to using a Heiderggerian approach, whereby obtained, confidentiality is ensured, permission is obtained
the experiences are interpreted and analyzed through the to audiotape the interviews and to publish the results, and a
researcher’s own knowledge and experience. While either time and place is agreed for data collection.
approach is acceptable in midwifery research, I tend to
favour Husserlian phenomenology. This is because it does Data collection
not have the constraints of the Heiderggerian approach In both Husserlian and Heidergerrian phenomenology
whereby the researcher is required to have detailed first- research the optimum method for data collection is by
hand knowledge on the subject matter in order to provide unstructured one-to-one interviews (van Teijlingen and
an interpretation. Husserlian phenomenology can provide a Ireland, 2003).The following researchers Beck (1992);
greater degree of flexibility as the researcher is not required Berg and Dahlberg (1998); Ng and Sinclair (2002); and
to have in-depth knowledge of the data under scrutiny, but Thornburg (2002) used an unstructured approach for their
is still able to provide a very vivid descriptive account of the interview format. They initiated the interview with a ques-
lived experience from the perspectives of those who have tion such as ‘tell me about your experience’. These experi-
experienced them. Box 1 gives examples of midwifery studies ences are then transcribed and analyzed for themes and
that have used the Husserlian approach. meanings allowing the experience to be understood.
However the technique of phenomenological inter-
Sampling viewing following a Husserlian approach differs to the
The type of sampling used in phenomenology is purposive Heidegerrian approach in that it requires the researcher to
sampling because it selects individuals who will have knowl- put aside her preconceived ideas regarding the subject of the
interview prior to data collection. Therefore the researcher
is required to follow the process of ‘bracketing’, i.e. setting
Box 1. Examples of research studies using aside pre-judgment.
Husserlian phenomenology The advantages to using interviews are that they draw
from the interviewee a vivid picture of the experience,
n You cope by breaking down in private: fathers and
which leads to understanding of shared meanings (Sorrell
PTSD following childbirth (White, 2007)
and Redmond, 1995). This fulfills the aim of Husserlian
n Feelings & fears during obstetric emergencies Part 1
(Mapp and Hudson, 2005) phenomenology, which is to describe peoples’ experiences
n Women’s expectations and experiences of childbirth of phenomena and how they understand it. This, however,
(Gibbins and Thomson, 2001) can only be achieved if the participants are not influenced
n Women’s experiences of pain during childbirth by the researcher.
(Lundgren and Dahlberg, 1998) Moustakas (1994) suggests that the interview begins with
a social conversation aimed at creating a relaxed and trust-

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RESEARCH AND EDUCATION

ing atmosphere. Then for the researcher to suggest that the tion skills to conduct interviews using a phenomenological
interviewee takes a few moments to focus on the experience approach. As to where the location for the interview should
fully, prior to the start of the interview. By revealing to the be, it is usually in an environment where a participant
participants that the researcher is supportive and trustwor- spends their time.
thy, this allows them to describe their experiences without
bias until data saturation is achieved. Data analysis
The length of a phenomenological interview is guided In trying to identify the most appropriate method of data
by the process of saturation i.e. when the narratives become analysis, there appears to be three mainstay methods of analy-
repetitive and no new data is revealed. When data satura- sis using a Husserlian phenomenological approach. These
tion is reached, then sampling will stop. Data saturation in data analysis methods belong to the Duquesne school of phe-
Berg and Dahlberg’s (1998) study was reached between 30 nomenology (Polit et al, 2001). These are namely the meth-
and 120 minutes, whereas Lunqvist and colleagues’ (2002) ods devised by Colaizzi (1978), Giorgi (1985) and Van Kaam
interviews achieved saturation between 60 and 90 minutes. (von Eckartsberg, 1998). Holloway and Wheeler (2002)
The majority of phenomenological interviews are audio- believe that once the researcher has decided on which school
taped to provide a rich source of data, which can be analyzed of phenomenology to follow, i.e. Husserlian or Hermeneutics,
after the interview. Nuances of description may be missed she will be guided on using the most appropriate steps in data
if the interviewer is handwriting the notes of the interview analysis, which is advocated by the approach.
while it is occurring. In addition Robinson (2006) would The three data analysis methods of Van Kaam (von
suggest that the researcher should have the facility to make Eckartsberg, 1998), Colaizzi (1978), and Giorgi (1985)
notes once the tape recording has finished, because at this share common features of interpretation; they all transcribe
time it is not unusual for participants to provide rich data. the data and this is then coded into themes. Key words
There are disadvantages to using this data collection are noticed in the transcripts which identify the themes
method. It can be time consuming, labour intensive (Robinson, 2006). Yet there are differences between these
(Carpenter, 1999), costly and requires interviewers to be methods. Giorgi’s method would appear to differ from
highly skilled in this technique (Polit et al, 2001; Parahoo, Colaizzi’s in that the former synthesises the grouped state-
2006). However, Robinson (2000) would suggest that ments. Van Kaam’s method differs to both the Colaizzi and
midwives are equipped with the appropriate communica- Giorgi methods in that a hypothetical identification of the

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RESEARCH AND EDUCATION

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