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Background: Enucleation is used increasingly for small pancreatic tumours. Data on perioperative
outcome after pancreatic enucleation, especially regarding the significance and risk factors associated
with postoperative pancreatic fistula (POPF), are limited. This study aimed to assess risk-dependent
perioperative outcome after pancreatic enucleation, with a focus on POPF.
Methods: Patients undergoing enucleation for pancreatic lesions between October 2001 and February
2014 were identified from a prospective database. A detailed analysis of morbidity was performed. Risk
factors for POPF were assessed by univariable and multivariable analyses.
Results: Of 166 enucleations, 94 (56⋅6 per cent) were performed for cystic and 72 (43⋅4 per cent) for
solid lesions. Morbidity was observed in 91 patients (54⋅8 per cent). Severe complications occurred in
30 patients (18⋅1 per cent), and one patient (0⋅6 per cent) died. Reoperation was necessary in nine
patients (5⋅4 per cent). POPF was the main determinant of outcome and occurred in 68 patients (41⋅0
per cent): grade A POPF, 34 (20⋅5 per cent); grade B, ten (6⋅0 per cent); and grade C, 24 (14⋅5 per cent).
Risk factors independently associated with POPF were: cystic tumour, localization in the pancreatic tail,
history of pancreatitis and cardiac co-morbidity. Only cystic morphology was independently associated
with clinically relevant POPF (grade B or C), occurring after enucleation in 25 (27 per cent) of 94 patients
with cystic tumours versus nine (13 per cent) of 72 patients with solid tumours. Tumour size and distance
to the main duct were not associated with risk of POPF.
Conclusion: Enucleation is a safe procedure in appropriately selected patients with a low rate of severe
complications. POPF is the main determinant of outcome and is more frequent after the enucleation of
cystic lesions.
Presented to the 132nd Congress of the German Society of Surgeons, Munich, Germany, April 2015, and the 11th
Congress of the European–African Hepato-Pancreato-Biliary Association, Manchester, UK, April 2015
addressed the risk of POPF following enucleation12 – 14 . Vascular and ductal structures were divided after clo-
In contrast to resections, little is known about the clinical sure by clip ligature or monofilament sutures. Bipolar
significance of POPF after enucleation. coagulation was used only for superficial structures and
The aim of the present study was to assess the incidence avoided in the vicinity of the main duct. Other technical
and significance of POPF, as well as risk factors for POPF, sealing devices were not used except for the laparoscopic
after enucleation based on perioperative outcomes in a procedures. If a complete enucleation was not possible
large single-centre series. without compromising the main pancreatic duct, the
operation was converted to a formal resection. Frozen
section of enucleated lesions was performed routinely, and
Methods when there were doubts about the benign character of the
enucleated lesion the procedure was also converted to a
As approved by the local ethics committee, perioperative formal resection. In the database, converted procedures
data of all patients undergoing pancreatic surgery at the were entered as the resulting formal resections and were
Department of General Surgery, Heidelberg University therefore not included in the present study. Suture of the
Hospital, from October 2001 were collected in a specifi- pancreatic parenchyma, coverage of the enucleation site
cally developed electronic database. Patients who had enu- with a serosal patch, use of sealants, and intraoperative and
cleation for a pancreatic lesion between October 2001 and postoperative administration of octreotide were performed
February 2014 were identified, and their data analysed with at the surgeon’s discretion. One or two silicone drains were
respect to demographic and preoperative parameters, sur- routinely placed at the enucleation site.
gical and pathological findings, and perioperative outcome. Volume and appearance of drain outflow were recorded
Patients who underwent concomitant surgical procedures daily. Drains were routinely removed on postoperative day
involving other organs were included if it was considered 2 or 3, unless drain amylase, lipase or bilirubin levels were
that these could not affect outcomes specific to enucle- raised. POPF was defined according to the International
ation. Study Group on Pancreatic Fistula (ISGPF)5 . In patients
Preoperative diagnostic investigation included with POPF, intra-abdominal drains were kept in place and
cross-sectional imaging by contrast-enhanced CT, MRI removed later depending on the clinical course.
or endoscopic ultrasonography with tissue confirmation. Postoperative CT was used liberally if there was any sign
In the majority of patients the indication for surgical of infection. When peripancreatic fluid collections were
resection (versus observation) was based on the diagnosis of identified, CT-guided drainage was attempted and patients
a solid tumour or clinical symptoms. With growing expe- were treated with antibiotics. Repeat surgery was used only
rience and the detection of malignancy in Sendai-negative when this strategy appeared unsuccessful.
branch-duct intraductal papillary mucinous neoplasms Multiple preoperative, intraoperative and postoperative
(BD-IPMNs)18 , indications for surgical intervention were parameters were extracted either from the prospective
extended to incidental smaller cystic lesions when a muci- database or from electronic and archived patient files.
nous cystic neoplasm was suspected. Taking into account Parameters collected in the prospective database included
patient age and co-morbidity, the indication for surgery in patient age at operation, sex, American Society of Anes-
suspected BD-IPMN was based on a size of at least 2 cm thesiologists (ASA) fitness grade, body mass index, type
or an increase in cyst size during observation. of surgery, duration of the operation, histopathologi-
The final decision to perform enucleation rather than for- cal tumour entity, postoperative morbidity, POPF, need
mal resection was based on intraoperative findings involv- for interventional therapy (CT-guided interventions,
ing surgical exploration with inspection, palpation and endoscopic retrograde pancreatography) or reoperation,
complete mobilization of the pancreas as necessary. In addi- postoperative hospital stay, and in-hospital and 30-day
tion to preoperative imaging, intraoperative ultrasonog- mortality.
raphy was used to determine the exact location of the To exclude incomplete recording of clinically
lesion with respect to the main pancreatic duct and to non-relevant POPF in patients operated on before the
exclude multifocal lesions. Enucleation was attempted in introduction of the ISGPF definition in 20055 , POPF was
the absence of signs of malignancy or of direct involvement determined based on a combined assessment of informa-
of the main duct. tion from the prospective pancreatic database and of data
Enucleations were performed using careful microsurgi- points for amylase and lipase drain fluid collected prospec-
cal, mainly blunt, separation of the usually well defined tively in the institutional laboratory data information
lesion and the lobuli of the pancreatic parenchyma. system.
Table 1 Demographic and preoperative data Table 3 Perioperative outcome following pancreatic enucleation
No. of patients* (n = 166) No. of patients* (n = 166)
16
10 8
0 2
I II IIIa IIIb IV V No POPF Grade A Grade B Grade C
Grade of complications
a Contribution of POPF to overall morbidity b Effect of POPF on postoperative hospital stay
Impact of postoperative pancreatic fistula (POPF) on perioperative outcome: a overall morbidity (classified according to
Fig. 1
Clavien–Dindo21 ); b postoperative hospital stay. P < 0⋅001 (Kruskal–Wallis test); *P < 0⋅050 (Dunn’s multiple comparison test)
included tumour size (measured in the plane of maxi- test with Dunn’s multiple comparison test were used.
mum tumour extent), cystic morphology and minimal Two-sided P values were computed, and a difference was
distance from the tumour to the main pancreatic duct. The considered statistically significant at P ≤ 0⋅050.
parameters were determined using all available images
and orientations by two experienced radiologists with Results
the caliper tool within the picture archiving and com-
munication system (PACS) (GE Healthcare, Wauwatosa, Of 4329 pancreatic resections performed between October
Wisconsin, USA). 2001 and February 2014, a total of 170 patients (3⋅9 per
Patients with missing data were omitted from the univari- cent) underwent enucleation. Four patients who had enu-
able and multivariable analyses. cleation as part of complex surgical procedures and experi-
enced morbidity that could not be attributed to the enucle-
ation itself were excluded from this study. Characteristics of
Statistical analysis
the 166 patients who underwent enucleation for a pancre-
SAS® software release 9.4 (SAS Institute, Cary, North atic lesion are summarized in Table 1. There was a predomi-
Carolina, USA) was used. Quantitative parameters are nance of women. Most patients had little co-morbidity and
expressed as median (i.q.r.) unless indicated otherwise. The were classified as ASA grade II. The pancreatic lesions were
non-parametric Mann–Whitney U test was used to com- symptomatic in most patients.
pare quantitative parameters between groups. Categori- An overview of surgical data is provided in Table 2. Of
cal parameters are presented as frequencies and compared note, almost half of the lesions were located in the head
between enucleations with and without POPF using the of the pancreas or the uncinate process, and would have
χ2 test, if appropriate, or Fisher’s exact test. Univariable required a pancreatic head resection as the alternative sur-
and multivariable logistic regression analyses were per- gical procedure. About one-third of lesions were located
formed to determine parameters associated with the risk of in the pancreatic body, requiring as an alternative either a
developing POPF (any grade) and clinically relevant POPF left resection associated with extensive parenchymal loss
(grades B and C). Parameters with a P value below the or a segmental resection. When enucleation was accompa-
20 per cent level in univariable analysis were included in nied by a concomitant procedure, the most common was
the multivariable analysis. For the comparison of postop- cholecystectomy.
erative stay between patients without POPF and POPF The majority of enucleated lesions were cystic (Table 2).
of different grades, Prism® version 5.04 (GraphPad Soft- Complete excision was achieved in all lesions treated by
ware, San Diego, California, USA) and the Kruskal–Wallis enucleation. Final pathology confirmed the non-invasive
Demographic/preoperative
Age (years) <50 46 22 0⋅312 9 0⋅929
50–70 93 38 20
≥70 27 8 5
Sex M 43 14 0⋅193 7 0⋅428
F 123 54 27
Body mass index (kg/m2 ) <18⋅5 3 2 0⋅443 0 0⋅467
18⋅5 to < 25 83 30 14
25 to < 30 56 24 15
≥30 24 12 5
ASA fitness grade* I 11 8 0⋅042 2 0⋅436
II 110 46 26
III 42 13 6
Cardiac co-morbidity* Yes 41 13 0⋅154 6 0⋅276
No 124 55 28
Diabetes mellitus* Yes 15 3 0⋅080 1 0⋅311
No 150 65 33
Symptomatic* Yes 100 41 0⋅868 19 0⋅798
No 63 25 13
History of acute pancreatitis Yes 16 11 0⋅017 5 0⋅325
No 150 57 29
Radiological†
Cystic morphology Yes 90 46 0⋅071 22 0⋅348
No 46 16 8
Size of lesion (mm) ≤19 70 28 0⋅128 15 0⋅781
>19 64 34 15
Minimum distance to main duct (mm) ≤ 2⋅2 67 33 0⋅405 14 0⋅510
>2⋅2 62 26 16
Surgical
Tumour location Head/uncinate 82 31 0⋅081 20 0⋅429
Body 53 18 8
Tail 21 13 3
Several sites 10 6 3
No. of enucleations 1 150 59 0⋅191 31 0⋅857
2 or 3 16 9 3
Coverage (serosal patch) Yes 64 28 0⋅563 16 0⋅253
No 102 40 18
Intraoperative octreotide* Yes 58 21 0⋅336 12 0⋅984
No 107 47 22
Concomitant procedure
Cholecystectomy Yes 92 33 0⋅137 18 0⋅744
No 74 35 16
Adhesiolysis Yes 45 20 0⋅578 11 0⋅440
No 121 48 23
Other Yes 38 14 0⋅556 7 0⋅720
No 128 54 27
Duration of surgery (min) <138 82 37 0⋅282 17 0⋅937
≥138 84 31 17
Blood loss (ml)* ≤ 200 89 38 0⋅204 21 0⋅412
>200 56 18 10
Surgical pathology
Morphology Cystic 94 49 0⋅001 25 0⋅026
Solid 72 19 9
Tumour entity pNEN 60 18 <0⋅001 8 0⋅192
IPMN 64 31 16
Benign MCN 4 3 1
SCN 21 14 7
Other entity 17 2 2
Table 4 Continued
*Data missing for some patients. †Included only if imaging results still available electronically (30 missing); data for lesion size and distance to pancreatic
duct missing for an additional two and seven patients respectively. POPF, postoperative pancreatic fistula; ASA, American Society of Anesthesiologists;
pNEN, pancreatic neuroendocrine neoplasia; IPMN, intraductal papillary mucinous neoplasia; MCN, mucinous cystic neoplasm; SCN, serous cystic
neoplasm. ‡χ2 test or Fisher’s exact test.
Table 5 Multivariable logistic regression analysis of variables associated with postoperative pancreatic fistula in 160 patients
Tumour entity
Benign MCN/SCN versus pNEN/other 7⋅76 (2⋅77, 23⋅95) <0⋅001
IPMN versus pNEN/other 1⋅93 (1⋅32, 6⋅65) 0⋅009
Localization (tail versus other) 4⋅45 (1⋅50, 14⋅33) 0⋅009
History of acute pancreatitis (yes versus no) 3⋅12 (0⋅98, 11⋅07) 0⋅061
Cardiac co-morbidity (yes versus no) 0⋅34 (0⋅13, 0⋅81) 0⋅018
Cystic morphology (yes versus no) 2⋅53 (1⋅13, 6⋅12) 0⋅030
Not included
Localization, body 0⋅905
Localization, several sites 0⋅825
Cholecystectomy 0⋅755
Male sex 0⋅520
ASA fitness grade (III versus < III) 0⋅421
Cystic morphology 0⋅329
Diabetes 0⋅239
Enucleations (1 versus 2/3) 0⋅237
IPMN 0⋅789
MCN/SCN 0⋅432
Values in parentheses are 95 per cent c.i. Six patients were excluded from the multivariable analysis owing to missing values. POPF, postoperative
pancreatic fistula; MCN, mucinous cystic neoplasm; SCN, serous cystic neoplasm; pNEN, pancreatic neuroendocrine neoplasia; IPMN, intraductal
papillary mucinous neoplasia; ASA, American Society of Anesthesiologists.
60
grade). In contrast, only cystic tumour entity was identi-
50
fied as a risk factor for clinically relevant POPF (grade B or
40 C). In multivariable analysis, cystic tumour entities, local-
30 ization in the tail of the pancreas, and cardiac co-morbidity
20 were identified as independent risk factors for POPF (any
grade); a history of acute pancreatitis showed a clear trend.
10
Only cystic morphology remained an independent risk fac-
0
Head/uncinate Body Tail Several sites tor for clinically relevant POPF (grade B or C) (Table 5).
Two parameters that might influence surgical
Frequency and grade of postoperative pancreatic fistula
Fig. 2 decision-making, owing to their presumed association
(POPF) in relation to the enucleation site(s) with POPF risk, size of the lesion and minimum distance
of the lesion to the main pancreatic duct, were not associ-
incisional hernia repair. In contrast to formal pancreatic ated with POPF. An increased risk for POPF of any grade
resections, POPF after pancreatic enucleation was associ- was seen following enucleations located in the pancreatic
ated with postpancreatectomy haemorrhage only rarely (4 tail, although this did not translate to clinically relevant
patients). POPF because most POPFs from left-sided enucleations
The contribution of POPF to overall morbidity after were clinically non-relevant (Fig. 2). Neither radiological
pancreatic enucleation is shown in Fig. 1a. Most patients nor pathological tumour size was associated with POPF
with morbidity after enucleation had POPF as their only or (Table 4). Similarly, the minimum distance of the lesion
a contributing complication, and only a few patients with to the main pancreatic duct was not associated with risk
clinically significant complications had no POPF. This is of POPF (of any grade, or for grade B or C), as tested
further demonstrated by the significant impact of POPF by entering the distance as a continuous variable or using
on postoperative hospital stay, which increased with POPF cut-off values. An example of such a lesion in direct contact
grade (Fig. 1b). with the main pancreatic duct is shown in Fig. 3.
1 cm
a Direct contact of hypervascular lesion with b Intact pancreatic main duct after enucleation
main duct
Fig. 3a Preoperative contrast-enhanced CT scan (arterial phase) in axial orientation showing a hypervascular lesion (pancreatic
neuroendocrine tumour) in the pancreatic body (arrow) in direct vicinity to the main pancreatic duct (arrowheads); distance between
lesion and main duct, 0 mm. b Operative images showing the enucleated lesion and an intact pancreatic duct after enucleation
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Supporting information
Additional supporting information may be found in the online version of this article:
Table S1 Concomitant surgical procedures (Word document)