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INTRODUCTION
Thirty-three institutions collaborating in the Gynecologic On-
cology Group gathered surgical and pathological data on 1125 The several reports in the literature presenting a sur-
patients with primary, previously untreated, histologically con- gical-pathological analysis of stage I cervical cancer are
fhmed stage I cervical carcinoma with more than 3 mm of in-
mostly retrospective reviews of cases accumulated over
vasion who were selected to undergo radical hysterectomy and
paraaortic and pelvic lymphadenectomy. Of the 940 eligible, ev- a 5- to 20-year period [l-6]. From 1981 to 1984, thirty-
aluable patients, 732 had squamous carcinoma. Of the study three institutions associated with the Gynecologic On-
group, 87 (12%) did not undergo radical hysterectomy because cology Group (GOG) undertook a prospective study of
of gross disease beyond the uterus or microscopic aortic node the surgical and pathological data on patients with pri-
involvement documented at exploratory laparotomy. Among the mary, previously untreated, histologically confirmed
645 patients undergoing pelvic and paraaortic lymphadenectomy stage I cervical cancer. Data on these patients who
and radical hysterectomy, five risk factors were significantly as- underwent radical hysterectomy, pelvic lymph adenec-
sociated with microscopic pelvic lymph node metastasis: depth tomy, and paraaortic lymphadenectomy were subjected
of invasion (P = O.OOOl),parametrial involvement (P = O.OOOl), to multivariate analysis to identify independent risk fac-
capillary-lymphatic space invasion (P = O.OOOl),tumor grade tors and estimate the level of risk for pelvic lymph node
(P = O.Ol), and gross versus occult primary tumor (P = 0.009).
metastasis.
The factors identified as independent risk factors for pelvic lymph
node metastasis by multivariate analysis were capillary-lymphatic
space involvement (P < O.OOOl),depth of invasion (P < O.OOOl), MATERIAL AND METHODS
parametrial involvement (P = O.OOOS), and age (P = 0.02). The
model was used to predict the chance of a patient having nodal From May 1981 to February 1984, the Gynecologic
metastasis for any combination of risk factors. Q 19139academic PMS, Oncology Group registered preoperatively 1125 patients
Inc. with primary, previously untreated, histologically con-
firmed FIG0 stage I cervical cancer with more than 3
* Address reprint requests to GOG Headquarters, Suite 1945, 1234 mm of invasion. The protocol did not require registration
Market St., Philadelphia, PA 19107. of all stage IB cervical cancers of the cervix.
314
0090-8258/89$1.50
Copyright 0 1989by Academic Press, Inc.
All rights of reproductionin any form reserved.
SQUAMOUS CARCINOMA OF THE CERVIX 315
The protocol directed that all patients were to undergo of well, moderately or poorly differentiated was assigned
radical hysterectomy, paraaortic and pelvic lymphade- to each of the tumors using a modification of Broders’
nectomy, and peritoneal cytology. Patients with frozen- classification [ 14,151. Squamous carcinomas were cate-
section confirmation of tumor involving structures other gorized as large cell nonkeratinizing, large cell keratin-
than the uterus, cervix, and pelvic nodes were to have izing, or small cell, according to the criteria of Reagan
only exploration and appropriate biopsies to confirm the et al. [16,17].
extent of the disease. Patients with fixed, nonresectable The total thickness of the cervix was measured with
pelvic nodes, confirmed by frozen section, were to re- a millimeter scale. The maximum depth of invasion of
ceive only pelvic node biopsy, paraaortic node sampling, tumor into the cervical stroma was assessed, with the
and exploration of the abdomen and pelvis. site of penetration defined as that point where the base-
The radical hysterectomy consisted of removal of the ment membrane of the surface epithelium or underlying
uterus and contiguous parametrial tissue to its most lat- gland was disrupted by malignant cells. Also, the max-
eral extent, along the paravaginal tissue and the upper imum depth of invasion was categorized by fractional
portion of the vagina and the proximal uterosacral lig- thickness of the cervix as follows: any penetration up
aments. The uterine artery was transected at its origin to and including one-third the thickness of the cervix
lateral to the ureter. The ureter was unroofed from its was recorded as inner third, greater than one-third up
entry into the broad ligament to its intramural portion to and including two-thirds was recorded as middle third,
in the bladder and dissected laterally from its attachment and greater than two-thirds was recorded as outer third.
to the cardinal ligament [7-121. Capillary-lymphatic space invasion was recorded when
Pelvic lymphadenectomy was performed by bilateral neoplastic cells were identified microscopically within
removal of all nodal tissue and skeletonization of all endothelium-lined spaces. Tumor involvement was de-
vessels from the midportion of the common iliac artery termined for the following structures: uterine cavity, pel-
to the deep circumflex iliac vein. The lateral limit of the vic and paraaortic nodes, fallopian tubes, ovaries, par-
dissection was the psoas muscle. The obturator fossa ametrium, and surgical margins.
was cleared to the level of the obturator nerve [ 131. The x2 test [18] was used to evaluate the association
For the paraaortic lymphadenectomy, the peritoneum of various factors with both the presence of tumor be-
was entered at the root of the small bowel mesentery at yond the uterus, cervix, and pelvic nodes and the pres-
the ileocecal junction. The peritoneal invasion continued ence of positive pelvic lymph nodes. The logistic model
toward the bifurcation of the aorta and extended ce- [19] was employed to simultaneously evaluate these as-
phalad for 5 cm. The mesentery of the small bowel was sociations to determine their independent contributions.
retracted, and aorta and vena cava were identified. After
the lateral retraction of the right ureter, the fatty tissue RESULTS
containing the lymph nodes was removed anterior and
lateral to the vena cava. The dissection was performed After central GOG review, the initial study group of
on the left side, anterior and lateral to the aorta, after 1125 patients was reduced to 940 evaluable cases (Table
identification and retraction of the left ureter and ovarian 1). One hundred twenty-one patients were eliminated
blood vessels. from the study because they did not meet preoperative
Clinical data collected included gross description, eligibility requirements: 15 patients did not have the cor-
greatest diameter of the primary tumor, patient age, and rect FIG0 stage, 1 patient had a previous cancer, 8
GOG performance status of 0, 1, and 2, which is equiv- patients had tumors with less than 3 mm of invasion, 9
alent to the Karnofsky scale of 90+ 100, 70+ 80, and patients had inadequate pathologic material to confirm
50 + 60, respectively. The participating institutions sub- histology and invasion, 2 patients did not undergo sur-
mitted operative reports, pathological slides and reports, gery, and 14 patients were registered postoperatively.
discharge summaries, and follow-up data on postoper- There were 49 patients who did not receive protocol
ative treatment, complications, and recurrence to the surgery because of intraoperative complications or other
GOG Gynecologic Management Committee which re- circumstances unrelated to their disease. Postoperative
viewed all the material for study. The Protocol Chairman histologic evaluation eliminated 15 additional patients:
reviewed the data for protocol adherence and coding 10 patients did not have cervical carcinoma (9 endome-
accuracy. Two pathologists from the GOG Pathology trial carcinoma, 1 uterine sarcoma); 3 patients had two
Committee reviewed and analyzed the pathology primary cancers, one each with endometrial, colonic, and
material. small bowel; and 2 patients were excluded because their
The tumors were classified according to cell type as institutions did not submit the required materials.
follows: squamous cell carcinoma, adenocarcinoma, ad- Of the 940 evaluable patients, 732 (78%) had squamous
enosquamous carcinoma, and other. A pathologic grade cell carcinoma. There were 117 (12%) patients with ad-
316 DELGADO ET AL.
TABLE 2 TABLE 3
Frequency of Positive Pelvic Lymph Nodes by Host and Clinical Frequency of Positive Pelvic Lymph Nodes by Pathological
Factors for Patients with Squamous Cell Carcinoma, No Gross Factors for Patients with Squamous Cell Carcinoma, No Gross
Diseasebeyond the Uterus and Cervix, and Negative Aortic Nodes Diseasebeyond the Uterus and Cervix, and Negative Aortic Nodes
Frequency Frequency
with positive with positive
pelvic lymph pelvic lymph
Factor nodes* P Factor nodes” P
TABLE 4
Percentage Probability (Based on the Logistic Model) of a Patient Having Positive Pelvic Lymph Nodes for Prognostic Factors:
Parametrial Status, Depth of Invasion, Age, Capillary-Lymphatic Spaces, and Grade
Negative capillary-lymphatic spaces Positive capillary-lymphatic spaces
Parametrial status,
depth of invasion, and age Grades 1, 2 Grade 3 Grades 1, 2 Grade 3
Percentage expected
Negative parametrium
Superficial third
51+ 1 8 2 18
5 50 1 12 3 30
Middle third
51+ 4 7 11 19
s 50 8 12 21 30
Deep third
51+ 8 7 24 24
6 50 15 15 35 36
Positive parametrium
Deep third
51+ 22 29 40 36
G 50 34” 34 60 61
a There were only 6 patients with positive parametrium and less than deep-third invasion. There were 13 patients with one or more of the
risk factors unknown: depth of invasion, parametrial and capillary-lymphatic space status.
b The study population had no patients with this combination of the five risk factors. The 34% probability is based on an age of 33 years.
tastasis is 60 to 61% among patients with positive cap- nificant risk factors. With few exceptions, the observed
illary-lymphatic spaces, positive parametrium, deep- percentages compare well with the corresponding per-
third invasion, and age at diagnosis less than or equal centages predicted by the model (Table 4) when the num-
to 50 years. ber of patients in the category exceeds 10. None of the
Table 5 shows the observed percentages of patients 30 patients included in the first row of Table 5 (i.e.,
with positive pelvic lymph nodes relative to the five sig- negative parametrium, superficial invasion, and age more
TABLE 5
Percentage of Patients with Positive Pelvic Lymph Nodes by Parametrial Status, Depth of Invasion, Age, Capillary-Lymphatic
Spaces, and Grade
Negative capillary-lymphatic spaces Positive capillary-lymphatic spaces
Negative parametrium
Superficial third
51+ 0 14 0 4 0 11 0 1
s 50 2 84 13 24 2 49 33 9
Middle third
51+ 0 17 0 9 9 11 0 6
s 50 11 70 13 39 18 40 46 13
Deep third
51+ 9 23 0 14 22 23 20 5
s 50 6 36 29 14 37 51 43 21
Positive parametrium
Deep thirdb
51+ 29 7 100 1 29 7 50 4
s 50 - 0 0 1 78 9 44 9
Note. There were 13 patients with one or more of the risk factors unknown: depth of invasion, parametrial status, and capillary-lymphatic
space status.
b There were only 6 patients with positive parametrium and less than deep-third invasion, and these were not included in the table. None
had positive pelvic nodes.
SQUAMOUS CARCINOMA OF THE CERVIX 319
than 50 years) had positive pelvic lymph nodes. In con- had gross disease beyond the uterus. The correlations
trast, of patients with deep-third invasion, positive para- thus indicate an insufficient specificity and sensitivity to
metrium, and capillary-lymphatic space involvement, 15 provide a satisfactory level of confidence for predicting
(52%) had positive pelvic lymph nodes. the presence of gross disease or aortic metastases on
There are only two categories for age at diagnosis in purely preoperative, clinical factors.
Tables 4 and 5 because it was the least dramatic of the In 674 selective aortic node dissections, 33 (5%) had
significant factors and to keep enough patients in most clinically occult metastatic cancer, 4 (12%) of which were
of the table cells to have reasonable estimates of the missed at frozen section. The real percentage of meta-
frequency of positive pelvic nodes. The breakpoint of 50 static aortic nodes in stage I disease cannot be assessed,
was chosen to keep a sufficient number of patients in because in several patients with disease beyond the cer-
the older category and it is a point where age begins to vix, node dissection was not performed. In view of the
make a notable decrease in risk. The effect on risk of limitations of the protocol design, however, definitive
age at diagnosis can best be demonstrated by example. guidelines for aortic node dissection in stage I squamous
Taking the category of negative parametrium, middle- cell cancer of the cervix cannot be given.
third invasion, negative capillary-lymphatic spaces, and Pelvic lymph node involvement was found in 15.5%
grade l/2 tumor, the expected probabilities of nodal in- of patients with disease apparently confined to the uterus
volvement for ages 35, 45, 55, and 65 are 9, 8, 5, and at exploration. Patients with disease beyond the uterus
3%, respectively. (including microscopic metastatic aortic nodes) did not
undergo pelvic lymphadenectomy.
DISCUSSION Six of 177 (3.4%) patients with 5 mm or less invasion
had pelvic node metastasis, the finding associated with
The original population of patients registered in this the lowest risk of nodal disease in the study. Only two
GOG study involved 1125 patients from 33 institutions patients had positive pelvic washings, indicating that this
reporting to a central statisical office, with the surgical procedure may be of very little value.
pathology and other data reviewed by a central com- This study confirms previous publications that con-
mittee. A goal of the study was to identify factors that clude that histological grade has a linear correlation with
could predict prognosis and indicate therapy for patients lymph node involvement and clinical tumor size corre-
with primary carcinoma clinically confined to the cervix lates with the risk of positive pelvic nodes [l]. However,
with more than 3 mm invasion. All patients were to this study also indicates that patients with occult cancers
undergo radical hysterectomy, paraaortic and pelvic can have nodal metastases, and that patients with exo-
lymphadenectomy, and peritoneal cytology; however, phytic lesions have the same risk for nodal metastases
hysterectomy was not required if gross extrauterine dis- as those with endophytic and ulcerated lesions. Although
ease (including larged fixed pelvic nodes confirmed by more patients had positive pelvic nodes when the uterine
frozen section) or microscopic aortic node metastases cavity was involved, the difference was not statistically
were found. Of the 940 evaluable patients, the 732 with significant. Capillary-lymphatic space invasion, found in
squamous carcinoma were analyzed relative to preop- 43% of the cases overall, correlated strongly with the
erative, intraoperative, and postoperative categories to risk of positive lymph nodes (25% vs 8%).
determine those factors independently associated with For patients without gross tumor beyond the uterus
pelvic node metastasis. and negative aortic lymph nodes, five risk factors were
An initial comparison was made of the squamous car- associated with pelvic node metastases: depth of inva-
cinoma group meeting all study requirements, no gross sion (greater than one-third), parametrial involvement,
extrauterine disease, and negative aortic nodes with capillary-lymphatic space invasion, tumor grade, and
those having gross disease beyond the uterus and/or gross cervical tumor. Using logistic analysis, four factors
metastases to the aortic nodes. Gross disease beyond were found to be highly statistically significant and to
the uterus was independently correlated with GOG per- operate independently: depth of invasion, capillary-lym-
formance status, tumor grade, tumor size, and tumor phatic space invasion, grade, and parametrial extension.
gross morphology. Tumor gross morphology did not in- By use of the model, risk groups were identified rang-
fluence the observed frequency of gross disease beyond ing from a 1 to 61% probability of having positive pelvic
the uterus in the extreme-risk groups. Forty-seven per- nodes. Of greater interest to the clinician is a model of
cent of patients in the highest-risk group, (i.e., GOG pelvic node risk utilizing preoperative data. This was
performance status 1-2, highest histological grade, max- accomplished with unsatisfactory results. In the low-risk
imum tumor diameter greater than 3 cm) had gross dis- group, those with grade I and clinically occult tumors,
ease beyond the uterus; however, 3 (4%) patients in the 5% of patients had microscopically positive pelvic nodes.
lowest-risk group, 2 of whom had occult cancer only, In contrast, 22% of patients with grade 3 and clinically
320 DELGADO ET AL.
gross tumors had positive nodes. Additional data on re- idential Panel at the 1970 Annual Meeting of the Society of Gy-
currence and survival, after further follow-up, may give necologic Oncologists, Gynecol. Uncol. 10, 105-l 10 (1980).
a clearer indication of risk factors permitting more ac- 4. Zander, .I., Baltzer, J., Lohe, er al. Carcinoma of the cervix: An
curate identification of patients with early invasive cerv- attempt to individualize treatment. Results of a 20-year cooperative
study, Amer. J. Obstet. Gynecol. 139, 752-759 (1981).
ical cancer who require additional or alternate therapy.
5. Larsson, G., Alm, P., Gullberg, B., et al. Prognostic factors in
ACKNOWLEDGMENTS early invasive carcinoma of the uterine cervix. A clinical, histo-
pathologic, and statistical analysis of 343 cases, Amer J. Obstet.
The following are participating institutions and the National Cancer Gynecol. 146, 145-153 (1983).
Institute grants supporting this study: University of Alabama at Bir- 6. Inoue, T., and Okumura, M. Prognostic significance of parametrial
mingham (CA-12484), University of Oregon Health Sciences Center,* extension in patients with cervical carcinoma stages IB, IIA, and
Duke University Medical Center (CA-12534) Hahnemann Medical Col- IIB. A study of 628 cases treated by radical hysterectomy and
lege/Jefferson Medical College/Temple University School of Medicine lymphadenectomy with or without postoperative irradiation, Can-
(CA-12478), University of Rochester Medical Center (CA-12482), Wal- cer 54, 1714-1719 (1984).
ter Reed Army Medical Center (CA-23501), University of Minnesota 7. Brunschwig, A. The operative treatment of carcinoma of the cer-
Medical School (CA-23088), University of Southern California Medical vix: Radical panhysterectomy with pelvic lymph node excision,
Center at Los Angeles (CA-37535), University of Mississippi Medical Amer. J. Obstet. Gynecol. 61, 1193-1206 (1951).
Center (CA-13633), Colorado Foundation for Medical Care (CA-15975). 8. Meigs, J. V. Radical hysterectomy for cancer of the cervix with
University of California Medical Center at Los Angeles (CA-13630), bilateral pelvic lymphadenectomy (the so-called Wertheim oper-
University of Miami School of Medicine (CA-37234), Milton S. Hershey ation), in Progress in gynecology, Vol. II (J. V. Meigs and S. H.
School of Medicine of Pennsylvania State University (CA-16386), Sturgis, Eds.), Grune & Stratton, New York, pp. 540-560 (1950).
Georgetown University Hospital (CA-16938) University of North Car- 9. Okabayaski, H. Radical abdominal hysterectomy for cancer of the
olina School of Medicine (CA-23073), University of Texas Health Sci- cervix uteri, Surg. Gynecol. Obstet. 33, 335-341 (1921).
ence Center at Dallas (CA-28160), Indiana University Medical Center
10. Piver, M. S., Rutledge, F., and Smith, J. P. Five classes of ex-
(CA-21720), Bowman Gray School of Medicine of Wake Forest Uni-
tended hysterectomy for women with cervical cancer, Obstet. Gy-
versity (CA-21946), The Albany Medical College of Union University,*
necol. 44, 265-272 (1974).
University of California Medical Center at Irvine (CA-23765), Tufts
New England Medical Center (CA-37569) Illinois Cancer Council (CA- 11. Rutledge, F. Radical hysterectomy, in Gynecologic surgery errors,
27806), University of Pittsburgh School of Medicine,* St. Louis Uni- safeguards, and salvage, 2nd ed. (H. H. Ridley, Ed.), Williams &
versity Medical Center (CA-35571), Stanford University Medical Cen- Wilkins Co., Baltimore, Chap. 9, pp. 325-342 (1981).
ter,* University of Connecticut Medical Center,* State University of 12. Wertheim, E. The radical abdominal operation in carcinoma of the
New York-Downstate Medical Center (CA-34477) University of cervix uteri, Surg. Gynecol. Obstet. 4, l-10 (1907).
Michigan Medical School,* Jacksonville University Hospital,* Latter 13. Taussig, F. J. The removal of lymph nodes in cancer of the cervix,
Day Saints Hospital,* University of Utah Medical Center (CA-15469), Amer. J. Roentgenol. 34, 354-363 (1935).
University of Puerto Rico,* and University of Kentucky.* (Partici- 14. Broders, A. C. Squamous cell epithelioma of the lip, J. Amer.
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