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1284 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 54, NO.

4, APRIL 2006

Radio-Propagation Model Based on the Combined


Method of Ray Tracing and Diffraction
Xiaoyang Huang, Student Member, IEEE, Bingquan Chen, Hong-Liang Cui, Member, IEEE, Jakob J. Stamnes,
Robert Pastore, Mark Farwell, Wilbur Chin, and Jennifer Ross

Abstract—In this paper, we consider UHF radio wave propa- different types of vegetation between 30 MHz and 60 GHz. A
gation in vegetated residential environments. The attenuating ef- semi-empirical model (dual gradient model) was presented for
fects of trees as well as those due to diffraction over the build- the millimeter spectrum [3]. Considering measurement geome-
ings are investigated. A new radio wave propagation prediction
model based on the combined method of ray tracing and diffrac- tries, this model gives better fit to measured data than purely
tion (CMRTD) is proposed. A row of trees is modeled as a two-di- empirical models. Attenuation through the canopies of single
mensional (2-D) cylinder. It is then represented by an equivalent trees was found to be between 10 to 20 dB for measurements
phase object (EPO); a row of buildings is replaced by an absorbing conducted at 869 MHz for low elevation angles [4]. Measure-
screen. The position and size of the EPO as well as the ampli- ments conducted by Cavdar [5] showed that the average value
tude and phase distributions of the input field at the EPO are de-
termined by ray tracing. Next the scattered field is computed by of the tree attenuations was 8.6 dB at UHF band, with the av-
the Kirchhoff diffraction theory. Among the numerical results are erage specific attenuation dB/m. The empirical
those of the scattering from a row of trees with circular or elliptic and semi-empirical models are simple and easy to use. How-
canopies and the scattering from a row of trees/buildings configu- ever, they are only applicable to specific measured data sets and
ration. The calculations treat both plane- and cylindrical-incident fail to reveal the underlying physical mechanisms affecting the
waves. By comparing the results with those obtained from the exact
eigenfunction expansion method, we show that the CMRTD is an propagation.
accurate and efficient method to calculate the scattering from a 2-D By contrast, theoretical models are based on various mech-
cylinder. Moreover, the range of the validity of using the CMRTD anisms of radio wave propagation through vegetation. They
to model the scattering from one row of trees is determined. can be classified into three categories. The first is known as the
Index Terms—Diffraction, ray tracing, elliptic cylinder, radio radiative transfer model, based on the radiative energy transfer
wave propagation, scattering. theory [6]. Ulaby et al. developed such a model [7] for radar
backscattering. To overcome the shortcomings of the traditional
I. INTRODUCTION EXD and the MED models, a radiative transfer model was
presented to predict the attenuation effects by the trees [8].

I N RADIO communication systems, the environments in the


propagation path have a significant impact on the quality of the
transmitted signal. In metropolitan areas, buildings are the main
Subsequently the results were compared with measurements
[9]. The second category is based on physical optics. Torrico,
Bertoni, and Lang (TBL) developed a theoretical model to
source of attenuation. In urban and suburban environments, trees compute the effects of trees as well as of buildings on the propa-
in the radio path can also have scattering and absorption effects on gation loss in residential areas [10], [11]. Each row of buildings
the radio signal. It is these attenuations from trees and buildings was represented by an absorbing screen and each row of trees
that need to be accounted for in order to improve the accuracy of planted in front of the buildings by a partially absorbing phase
the planning of radio communication systems. screen. Physical optics was then used to evaluate the diffracting
Modeling attenuation due to trees has been widely studied. In field at the receiver by using a multiple Kirchhoff–Huygens
general, there are three kinds of models: empirical, semi-empir- integration for each absorbing/phase half-screen combination.
ical, and theoretical models. After reviewing several exponential Based on the Fresnel–Kirchhoff theory, this method is free
decay models (EXD), Weissberger developed a modified expo- of shadow boundary problems. An iterative formula was used
nential model (MED) [1] that is applicable to cases in which to deal with a single tree/building as well as many rows of
the ray path is blocked by dense, dry, in-leaf trees found in tem- trees/buildings. The third is based on the geometrical/uniform
perate climates in the 230 MHz to 95 GHz band. Another em- theory of diffraction. Examples of models in this category are
pirical model was recommended by the International Telecom- referred to [12], [13]. The effects of buildings on the prop-
munications Union of Radio sector (ITU-R) [2]. It can be ap- agation have been investigated [14], [15]. A comprehensive
plied to evaluate excess loss for different path geometries and description of propagation in the presence of buildings can
be found in [16].
Manuscript received September 9, 2004; revised December 2, 2005. In this paper the attenuation effects of a row of trees with
X. Huang, B. Chen, and H.-L. Cui are with the Department of Physics and En-
gineering Physics, Stevens Institute of Technology, Hoboken, NJ 07030 USA. circular or elliptic canopies are investigated based on the com-
J. J. Stamnes is with the Department of Physics and Technology, University bined method of ray tracing and diffraction (CMRTD). CMRTD
of Bergen, N-5007 Bergen, Norway. was first used to compute the scattered field in focal regions of
R. Pastore, M. Farwell, W. Chin, and J. Ross are with the U.S. Army
RDECOM-CERDEC, Fort Monmouth, NJ 07703 USA. optical systems [17]. It was later extended to compute the field
Digital Object Identifier 10.1109/TAP.2006.872593 scattered by objects of simple as well as nonsimple shapes [18].
0018-926X/$20.00 © 2006 IEEE
HUANG et al.: RADIO-PROPAGATION MODEL BASED ON CMRTD 1285

first diffraction integral formula is used to obtain the scattered


field. Thus, the field scattered from the 2-D elliptic cylinder can
be expressed as ([18, (2.29)])

(1)

where is the size of the EPO, and are the ampli-


n >
Fig. 1. Geometry of a plane wave scattered from a 2-D elliptic cylinder ( tude and the phase of the incident field at the EPO, respectively.
n ). is the impulse response. Consider a unit-ampli-
tude plane wave at normal incidence, the scattered field becomes
Recently, CMRTD was employed to model the scattering from
a row of trees with circular canopies planted in front of a row of
buildings [19].
The formulation based on the CMRTD for scattering from
a two-dimensional (2-D) circular cylinder was completed in (2)
[18], while the formulation based on the CMRTD for scattering
from a 2-D elliptic cylinder will be completed in this study. with being the wavelength in the surrounding medium,
There have been many works dealing with scattering by elliptic representing the wavenumber in the surrounding
cylinders. One method used was to separate the wave equation medium, denoting the position of the EPO, and
in elliptic cylindrical coordinates and to express the waves in being the distance between an inte-
the form of eigenfunction expansions in terms of Mathieu and grating point on the EPO and an observation point. The integral
modified Mathieu functions [20]–[23]. Boundary conditions can be computed accurately and efficiently by the Stamnes–Sp-
were employed to find the unknown coefficients of the scattered jelkavik–Pedersen method [17], [24].
and transmitted waves. Due to the complexity of the computation The parameters of the EPO are next to be determined by ray
of eigenfunction expansion in terms of Mathieu functions, it is tracing. The size of the EPO, in this case, is the length of the line
necessary to find approximate techniques to simplify and speed . Note that the length of is shorter than because
up the computation while maintaining the required degree of total internal reflection occurs near both the top and the bottom
accuracy, which is one of the salient features of the present of the cylinder. Therefore, unlike the case of scattering from the
work. 2-D circular cylinder, an iterative algorithm is used to determine
the size of the EPO.
II. MODELING PROPAGATION THROUGH TREES WITH ELLIPTIC It can be readily shown that the position of the EPO, , can
CANOPIES be written as

In CMRTD, an equivalent phase object (EPO), a planar (3)


obstacle, is introduced to replace a 2-D circular/elliptic cylinder
so that the scattering from the cylinder reduces to that from
where and are the coordinates of points and , and
the EPO. The scattered field is then calculated by the Kirch-
and are the coordinates of points and , as illustrated
hoff diffraction theory. In this section, the formulation of
in Fig. 1. is the slope of line .
the CMRTD to compute the field scattered by a 2-D elliptic
To determine the amplitude , we consider an incident ray
cylinder is derived and then applied to the modeling of the
which intersects the cylinder at the height . It
radio wave propagation in the presence of a row of trees with
can be readily shown that the refracted ray intersects the
elliptic canopies.
EPO at point at the height
A. Plane-Wave Incidence
(4)
Consider a plane wave normally incident upon a 2-D elliptic
cylinder. The geometry of the problem is illustrated in Fig. 1. where is the ray refracted into the cylinder, is the angle
Let the -axis be along the ellipse’s semi-major axis , and of incidence at point , and is the angle of refraction at point
-axis along its semi-minor axis . The refractive index of the . The ray refracted out of the cylinder makes an angle with
cylinder is assumed to be a complex number, corresponding the axis.
to the lossy materials. The refractive index of the surrounding The amplitude has the form ([18, (3.12)])
medium is .
In accordance with the CMRTD, the 2-D elliptic cylinder is (5)
first replaced by an EPO which is located at the plane , as
shown in Fig. 1. The position, size of the EPO as well as the am- where is the absorption coefficient, is the length of ray
plitude and phase distributions of the incident field at the EPO (see [18, (3.15)]) is the geometrical spreading
are determined by ray tracing. Next, the Rayleigh–Sommerfeld factor and is the transmission factor,
1286 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 54, NO. 4, APRIL 2006

Fig. 2. Geometry of a cylindrical wave scattered from a 2-D elliptic cylinder


(n > n ). Fig. 3. Geometry of a row of trees with circular canopies located in front of a
row of buildings.

with and denoting the Fresnel transmission


coefficients at points and .
Next we shall decide the phase of the input field at the
EPO. As shown in Fig. 1, it is given by

(6)

where is the wavenumber in vacuum, and

(7a)
Fig. 4. Diagram of a row of trees with circular canopies located in front of a
(7b) row of buildings.

(7c)
with

B. Cylindrical-Wave Incidence (12a)


As shown in Fig. 2, a line source at an arbitrary location (12b)
generates a diverging cylindrical wave which is in-
(12c)
cident upon a 2-D elliptic cylinder. The semi-major and semi-
minor axes of the cylinder are and , respectively. (12d)
The field scattered from the 2-D elliptic cylinder has the form
([18, (2.35)]) As depicted in this section, the scattered fields for both plane-
and cylindrical-incident waves can be calculated by (2) and (8),
respectively.

(8)
III. MODELING PROPAGATION THROUGH TREES AND
BUILDINGS
The size of the EPO is again determined by an iterative algo-
In this section, we will discuss the combined attenuation ef-
rithm. We can readily show that the position of EPO, , is given
fects of a row of trees/buildings, as shown in Fig. 3. In the figure,
by
the single tree represents a row of trees and the single building
denotes a row of buildings with uniform height . The planes
(9) of these rows are perpendicular to the paper and the incident
wave is from the left.
where is the ray incident upon the circumcircle of the The transmission loss through a building (i.e., into and out
cylinder at point . is the slope of ray , and of a building) is 18.7 dB at 900 MHz and higher at higher fre-
is the slope of the refracted ray . quencies [25]. For simplicity, a row of buildings is replaced by
In this case, the amplitude can also be calculated after (5), a perfect absorbing screen located at the plane , as shown
with given by in Fig. 4. Note that the penetration through the buildings needs
to be included at lower frequencies because of the smaller atten-
(10) uation. If the threshold of received power is set to be 20% of the
input power ( dB in path loss), then the penetration through
Furthermore, the phase of the incident field at the EPO is the buildings should be considered at or below 300 MHz for a
row of buildings with dielectric constant and
(11) width 2.5 m [25].
HUANG et al.: RADIO-PROPAGATION MODEL BASED ON CMRTD 1287

For a single building, it is clear that diffractions at the rooftop


and the edges of the buildings should both be taken into account.
However for a row of buildings whose length is much longer
than the width, the diffraction at the edges of buildings can be
neglected. Therefore we will restrict our attention to propaga-
tion over buildings. The total field in the half-space is
given by the Rayleigh–Sommerfeld first diffraction integral

(13)

where is the total field incident upon the buildings


located at plane , and is given by

Fig. 5. Power of the total field behind a row of trees with circular canopies
for a 900-MHz incident plane wave. The tree canopy has a radius of 4 m, and
(14) the distance from the observation point to the center of the canopy is 50 m. The
refractive index of the tree canopy is n  1:014, and the absorption coefficient
Here, is the incident field at the top of the buildings. is   0:103 nep/m at 900 MHz [16].
is the scattered field propagating onto the top of the
buildings; it can be computed by (1). Substituting (14) into (13),
we have

(15)

where

(16)

(17) Fig. 6. Comparison of the field scattered from a 2-D circular cylinder for
a 900-MHz incident plane wave. The radius of the cylinder is 4 m, and the
observation point is 50 m from the center of the canopy. In the figure, the curve
(18) with solid line denotes the result of the CMRTD; the curve with  character
corresponds to the result of the exact eigenfunction expansion method; the curve
(19) with dotted line represents the result of the TBL.

The scattering from a row of trees/buildings is addressed in canopies, the received power is small because of the scattering
this section. The combined attenuation effects of a row of and absorption from the trees, as shown in Fig. 5.
trees/buildings can be evaluated by (15). To verify the use of the CMRTD to compute the scattering
from a 2-D circular cylinder, the scattered field obtained by the
IV. NUMERICAL COMPUTATIONS CMRTD is compared with those obtained by the exact eigen-
function expansion method and the TBL method. Note that the
The power distributions of the scattered and total fields be- result of the TBL method is obtained from [10, (15)]. As illus-
hind a row of trees with circular or elliptic canopies are given trated in Fig. 6, the CMRTD agrees with the exact eigenfunction
for both plane- and cylindrical-incident waves. In addition, the expansion method in the forward-scattering direction but less
range of the validity of using CMRTD to model the scattering accurate for the side lobes. Also note that the CMRTD does not
from a row of trees is determined by comparing the results with agree with TBL. This may be due to the different descriptions
those of two empirical models and the TBL method [10]. of a row of trees. TBL regards a row of trees as a partially ab-
sorbing phase screen which describes the phase shift and attenu-
A. A Row of Trees With Circular Canopies ation from the trees with an exponential factor [16]. In contrast,
1) Plane-Wave Incidence: The power of the total field CMRTD describes a row of trees by an EPO which accounts for
behind a row of trees with circular canopies is plotted in not only the phase shift and attenuation but also the variation in
Fig. 5. When the receiver is placed in the shadow region of tree amplitude of the incident field traveling through a row of trees.
1288 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 54, NO. 4, APRIL 2006

Fig. 7. Power of the total field behind a row of trees with circular canopies for Fig. 8. Comparison of the power calculated by the CMRTD and the TBL
a 900-MHz incident cylindrical wave. The tree canopy has a radius of 4 m, and behind a row of buildings with/without trees for a 900-MHz incident plane wave.
the distance between the observation point and the center of the canopy is 50 The radius of the tree canopy is 4 m, the height of the building is 8 m, and the
m. The refractive index n  1:014, and the absorption coefficient   0:103 distance between the building and the observation plane is 20 m.
nep/m at 900 MHz.

Also, instead of using a complex exponential factor as in TBL,


CMRTD employs ray tracing to determine the phase shift and
change in amplitude of the incident field.
2) Cylindrical-Wave Incidence: Suppose a line source at
generates a diverging cylindrical
wave with horizontal polarization. The power of the total field
behind a row of trees with circular canopies is shown in Fig. 7,
which is similar to Fig. 5, showing that scattering and attenua-
tion are significant in the shadow region of tree canopies.

B. A Row of Trees With Circular Canopies in Front of a Row


of Buildings

1) Plane-Wave Incidence: Consider a unit-amplitude


plane wave with horizontal polarization incident upon the Fig. 9. Power behind a row of buildings with/without trees for a 900-MHz
tree/building configuration, as illustrated in Fig. 3. The received incident cylindrical wave. The radius of the tree canopy is 4 m, the height of the
building is 8 m, the distance from the building to the receiver is 20 m, and the
signal power calculated by the CMRTD method is compared 0
line source is located at S (x = 0; z = 100 m).
with that of the TBL ([10, (15)]) in Fig. 8.
Fig. 8 indicates that for the case of no trees in the propagation
path, the results denoted by “no tree-CMRTD” and “no tree- C. A Row of Trees With Elliptic Canopies
TBL” are in good agreement. However when a row of trees is 1) Plane-Wave Incidence: First consider a plane wave of
planted in front of a row of buildings, the curves are different. unit amplitude with horizontal (or vertical) polarization nor-
As shown in Section IV-A.1, this is mainly due to the different mally incident upon a row of trees with elliptic canopies. The
treatments of the attenuating effects of a row of trees in two dependence of the total field behind the trees on the height of
methods. CMRTD uses an EPO to replace a row of trees and receiver is plotted in Fig. 10. The parameters of the cylinder
TBL uses a partially absorbing screen to represent a row of trees. shown in Figs. 1 and 2 are listed in Table I. Note that the sur-
In addition, In CMRTD, ray tracing technique is employed to rounding medium is air . The calculation of refrac-
determine the phase shift, attenuation and variance in amplitude tive index and the absorption coefficient of the trees are given
of the incident field at the EPO; In TBL, a complex exponential in [16]. Fig. 10 shows that the total field behind a row of trees
phase factor is used to depict the phase shift and attenuation of with elliptic canopies consists of two parts: the scattered and
the incident field at the screen. the incident field. In the shadow region of the tree canopies, the
2) Cylindrical-Wave Incidence: The propagation through a scattered field dominates. However when the observation point
row of trees/buildings for a cylindrical-incident wave is also is highly above the top of the trees, the scattered field is small
considered and the numerical result is plotted in Fig. 9. Similar compared to the incident field. The observed oscillations above
to the results given in Section IV-B.1, there is an interference the treetops are due to the interference between the incident and
pattern in the shadow region of the tree/building configuration. scattered fields.
HUANG et al.: RADIO-PROPAGATION MODEL BASED ON CMRTD 1289

Fig. 10. Power of the total field behind a row of trees with elliptic canopies Fig. 11. Scattering from a row of trees with elliptic canopies for a 900-MHz
for a 1.8-GHz incident plane wave. incident plane wave.

TABLE I
PARAMETERS FOR A ROW OF TREES WITH ELLIPTIC CANOPIES

TABLE II
AVERAGE POWER BEHIND A ROW OF TREES

Fig. 12. Scattering from a row of trees with elliptic canopies for a 1.8-GHz
incident plane wave.

Next, in order to determine the range of the validity of the use


To determine the effect of polarization on the transmitted of the CMRTD to model the scattering from a row of trees, the
signal, the power distributions of the total field behind a row computed path losses are compared with those obtained from
of trees with elliptic or circular canopies are calculated for a the TBL method and two empirical models (ITU and MED),
unit-amplitude plane-incident wave. The average power distri- as plotted in Figs. 11 and 12. Note that the specific attenuation
butions computed along the height of the receiver for both the coefficients for computing the path loss by the use of the TBL
horizontal and vertical polarizations are listed in Table II. The are obtained from [16].
observation plane is 50 m from the center of a row of trees with It can be seen from Fig. 11 that CMRTD gives the largest
elliptic canopies. From Table II, we can see that the average estimate of path loss, compared with other methods. Figs. 11
power is smaller for the vertical polarization than the horizontal and 12 also show the results predicted by CMRTD overestimate
polarization for both the circular and elliptic tree canopies, im- the path loss less than about 4.5 dB compared with the MED
plying that the tree attenuation is greater for vertical polarization model. One possible reason for this is that the MED model treats
than for horizontal polarization. In addition it can be seen from the differential attenuation , in dB/meter, as a constant at short
Table II that the received power tends to decrease with the in- tree depths (between 0 and 14 m) while some measurements [1]
crease of the frequency, indicating that the attenuation increases show that increases slightly with the depths of trees at short
with the frequency. Table II also shows that the elliptic shape tree depths.
of the canopy has a smaller attenuating effect than the circular 2) Cylindrical-Wave Incidence: For a line source at
shape, this may be because that the refracted rays travel shorter , the computed power distributions of the
paths through the elliptic tree canopies than through the circular scattered and the total fields are given in Figs. 13 and 14. It can
ones. In general, the difference in attenuation between the two be seen that the scattering is stronger for vertical polarization
polarization states decreases with increasing frequency for both than for horizontal polarization, showing a similar result to that
the elliptic and circular canopies. in Section IV-C.1.
1290 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 54, NO. 4, APRIL 2006

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REFERENCES Xiaoyang Huang (S’03) received the B.E. degree in


computer engineering from Xi’an Institute of Tech-
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1986. Propagation in nonionised media, CCIR XVth Plenary Assembly. Since June 2005, she has been a Postdoctoral
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[4] W. J. Vogel and J. Goldhirsh, “Tree attenuation at 869 MHz derived wave propagation, ultrawide-band communications,
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HUANG et al.: RADIO-PROPAGATION MODEL BASED ON CMRTD 1291

Bingquan Chen received the Ph.D. degree in optics Jakob J. Stamnes received the M.Sc. degree in
from the University of Bergen, Bergen, Norway, in applied physics from the Norwegian Technical Uni-
1996. versity, Trondheim, Norway, in 1969 and the Ph.D.
From January 1997 to September 1999, he worked degree in optics from the University of Rochester,
as Postdoctoral Fellow at the Geophysical Institute, Rochester, NY, in 1975.
University of Alaska. Since October 1999, he has He is a Professor of physics in the Department
been a Research Professor in the Department of of Physics and Technology at the University of
Physics and Engineering Physics, Stevens Institute Bergen, Bergen, Norway. He has published a total of
of Technology, Hoboken, NJ. His current research more than 120 papers, mostly on wave propagation,
interests include modeling and simulation of ra- diffraction, and scattering, but recently on remote
diowave propagation for wireless communication sensing of the atmosphere and ocean as well as of
systems; biomedical optics, optical imaging techniques in random media as biological tissue. He is the author of Waves in Focal Regions (London, U.K.:
well as its applications in medical diagnoses; fiber optical sensors for nonde- Adam Hilger, 1986) and Editor of the SPIE Milestone Series on Electromag-
structive monitoring, imaging, testing and evaluation; diffraction theory and netic Fields in the Focal Region (SPIE Optical Engineering Press, Bellingham,
diffraction tomography; ocean optics, atmospheric optics, radiation transport WA: 2001).
in planetary media including the coupled atmosphere-snow/ice-ocean system, He is a fellow of the Optical Society of America (OSA), a member of Inter-
optical/satellite remote sensing. national Society for Optical Engineering (SPIE), and a founding member of the
European Optical Society (EOS).

Hong-Liang Cui (M’93) received the B.E. degree Robert Pastore, photograph and biography not available at the time of publi-
in applied physics from Changchun Institute of cation.
Optics and Fine Mechanics, Changchun, China, in
1982 and the Ph.D. degree in theoretical condensed
matter physics from Stevens Institute of Technology,
Hoboken, NJ, in 1987.
Since 1987, he has been on the faculty at Stevens Mark Farwell, photograph and biography not available at the time of publica-
Institute of Technology where he is currently a Pro- tion.
fessor of physics and directs the Applied Electronics
Laboratory. His research efforts are concentrated in
the areas of solid-state electronics/nanoelectronics,
optical communications and sensing, electromagnetic wave propagation and Wilbur Chin, photograph and biography not available at the time of publication.
interaction with matters such as bio-agents, and high-performance computing
approach to modeling of physical devices and phenomena. He has published
more than 150 research papers in peer-reviewed scientific journals, holds five
U.S. patents, and has guided 20 Ph.D. dissertations to completion.
Prof. Cui is a member of the American Physical Society, Optical Society of Jennifer Ross, photograph and biography not available at the time of publica-
America, and Sigma Xi. tion.

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