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Research in semantic memory has relied heavily on words with distinctive phonetic markers (e.g., "ology")
the natural memories of subjects, and relatively few and categories with an unusually large proportion of
studies have attempted to use artificial information. The short or long words. Anderson and Bower (1973)
few include Smith, Haviland, Buckley, and Sack (1972), doubted if factors such as word frequency, conjoint
who used learned artificial facts in order to examine the propositional frequency, recency, and concreteness
confounding in the Collins and Quillian (1969) memory could be adequately controlled.
organization research between noun-property frequency The debate over measurement of category size
and number of hypothesized deductive steps, and Potts illustrates the seemingly intractable control problem
(1976), who examined the ability of subjects to cor- using natural memories. Methods of measuring category
rectly accept or reject assertions based on previously size can be summarized as being either analytic or
learned artificial logical relationships. Recently, Murphy subject-based (Wilkins, 1979). The analytic methods are
and Smith (1982) used artificial category names in order illustrated by the use of nested pairs of categories, as in
to control for both the length and familiarity of natural Landauer and Freedman (1968), and the counting of
category names. None of these experiments, however, exemplars in some compendium of English words, such
has examined the spontaneous generation of a semantic as Thorndike and Lorge (1944). The nesting technique
memory structure for unfamiliar stimulus material over introduces the confounding variable of greater abstract-
a lengthy training period. ness of the larger categories. The counting of exemplars
Awareness of problems associated with the use of assumes that the listings in a popular thesaurus are
natural memories has led to both caution and debate exhaustive. However, thesauri may list more common
over the control of relevant variables. Landauer and words while omitting rare but easily classifiable words.
Meyer (1972) discussed the problems encountered in If the frequency distributions along a "commonness"
determining word frequency and relative sizes of semantic dimension were similar for all categories, then a reason-
categories, as well as the confounding introduced by able measure of category size might be the number of
common words in the category. However, large cate-
gories such as "plant" may contain many uncommon
words, whereas relatively small categories such as "days
This paper is based on an MA thesis submitted to the Uni- of week" may contain all common words. Wilkins
versity of Newcastle by the first author and supervised by the
second author. We wish to thank the subjects for their generous (1979) has warned also that analytic measures do not
participation in the project for a period of almost 12 months. take into account the manner in which a subject may
interpret the category name, for example, "mammal" some role in the eventual meaning of a concept. On the
possibly being confused with "animal." other hand, set size and printed frequency could be
The subject-based methods include subjects’ pro- controlled precisely, and printed conjoint frequency,
duction of exemplars (Battig & Montague, 1969) and although difficult to control in prose, could be con-
subjects’ ratings of category size (Morris, 1977). Morris trolled by way of written exercises. The structure of the
has objected to the method of production of exemplars concept could be controlled, and category familiarity
in a limited time on the grounds of problems intro- would vary little in newly learned, artificial categories.
duced by differing item accessibility. It can be added Findings from Joelson and Herrmann (1978) indicated
that in the semantic memory categorization task, the that major factors that affect the use and comprehen-
subject is required to recognize rather than produce sion of categories are category size, category-label
instances of a given category. The number of instances printed frequency, semantic complexity, and category
produced by a subject for a given category would not familiarity. This study aimed to control these factors as
necessarily be monotonically related to the number of far as possible.
instances that the subject could recognize. For example, Four categories were developed, each containing
a subject might produce more names of "months" than either 8 or 16 instances, and each being either hierar-
"birds" even though the latter is the larger category. chically organized or unorganized. The training period
The method of subjects’ ratings of category size (Morris, of 12 weeks distinguished this study from that of
1977) has been criticized by Wilkins (1979) on the Potts (1976) and Smith et al. (1972), since their subjects
grounds that the experimenter does not know by what studied the given information for only a few mintues.
criteria category size estimates are made. This ignorance The subjective group structures for each category were
could lead to a circular operational definition of cate- examined by using a technique for inducing the organi-
gory size with no external validation, categories with a zation of information in memory based on regularities
high rating being large and large categories being those in free recall, as proposed by Friendly (1977). The
with a high rating. Friendly (1977) technique uses as the measure of
The selection of particular categories can also provide similarity the average number of instances between each
difficulties in avoiding overlap between categories. For possible pair of instances in free recall lists of the cate-
instance, Loftus (1975) drew attention to Rosch’s gory. The similarity matrices derived from subjects’
(1975a) categories, in which members of the category free recall of the instances of each category were ana-
"vehicle" such as "car" and "skates" could also be lyzed for structure by means of multidimensional
members of the category "toy." scaling and clustering procedures.
Several factors have been proposed as the critical The posttraining experimental task, which required
influence on reaction time (RT) in categorization subjects to decide whether or not individually presented
experiments. For example, Collins and Quillian (1969, instances were members of a previously presented super-
1970) have proposed inferential distance as the critical set, allowed the testing of several hypotheses. One
factor, with nesting and semantic relatedness being hypothesis, based on much of the literature, was that the
relevant. Landauer and Freedman (1968), Landauer and duration of categorization RT would vary directly with
Meyer (1972), and others have pointed out that increas- the size of the target category (Landauer & Freedman,
ing inferential distance is effective in increasing the set 1968; Landauer & Meyer, 1972; Meyer, 1970; Wilkins,
size. Conrad (1972) has argued that conjoint frequency 1971). A competing hypothesis, based on Collins and
of category and instance is the significant factor. How- Quillian (1970), was for an effect due to hierarchical
ever, the role of such factors as category size, nesting, structure but not set size. If the artificial categories were
and conjoint frequency is difficult to assess using natural to behave similarly to natural categories, then negative
memories because of inherent control problems. RTs would be longer than positive RTs (e.g., Wilkins,
The purpose of this study was to examine the effects 1971), and the negative categorization of well learned
of particular category structures and category sizes on instances would take longer than the negative cate-
categorization RT using artificial categories. A set of gorization of novel instances (e.g., Smith, Shoben, &
artificial categories was developed and introduced to Rips, 1974).
subjects over a period of several months. Frequent
involvement with these concepts ensured that subjects METHOD
did not simply have a list of instances committed to
Development of Artificial Categories
memory, but rather, a familiar set of concepts, each of Construction of artificial categories. Sixty-eight consonant-
which would be associated with a particular image and vowel-consonant (CVC) trigrams were selected from Archer
verbal description. (1960) within the 45-70 range of a 1-100 scale of meaningful-
The use of artificial categories would introduce ness. CVCs with "Y" as the vowel, ending in "C," "H," "Q," or
special difficulties, since the terms and their meaning "W," which would cause pronunciation difficulties, or having a
sex-related rating difference were not chosen. Subjects were
would be assimilated into an existing memory frame- advised of the pronunciation of all words.
work. Hence, the experience of subjects would play CVCs were randomly assigned as category names, subcate-
230 CASEY AND HEATH
Table 1
Allocation of CVCs to Categories by Set Size and Structure
Large Set (16) Small Set (8)
Nonhier- Nonhier-
archical (N) Hierarchical (H) archical (N) Hierarchical (H)
DIB(N-16)* JEP(H-16) TOX(N-8) LUT(H-8)
PES BEM PAB BOZ GID KOV
TIG VAP FIS HET MEZ DEV SEV NAL YID ZEP
GOM KAF GUF BEF FAV SAF ZOM TUD WOL JOD
VUL MOG HIN TEP PUM HAB DEG KUL GAZ MAV
BAX ZIT NOM SIZ WEP NUP
FEZ DOF VOD LIF VIG JIT
JUM FOL
MIP PIV
SOF
NEP
YAL
HUK
ZAR
KEM
WUD
LEB
*Future references to the category titles, DIB, JEP, TOX, and L UT, will include a memory aid indicating the structure and size of the
category. Thus, DIB(N-16) indicates that DIB is a nonhierarchically organized category containing 16 instances.
Table 2
Def’ming At~ibutes of Categories and Subcategories
DIB(N-16) Movement. Limited by being fixed to the ground at one point.
Instances. Defined by kind of growth and manner of movement.
JEP(H-16) Movement. Freedom of movement on the ground.
BEM: Day-time beings PAB: Night-time beings
VA P: Waist high HET: Restricted to open spaces
FIS: Knee high MEZ: Restricted to undergrowth
Instances. Det’med by shape and manner of movement on the ground.
TOX(N-8) Movement. Free floating, cloud like.
Instances. Defined by color and peculiar effec~ on the perceiver.
LUT(H-8) Movement. Flashing, stroboscopic movement.
GID: Flashed regularly KOV: Flashed irregularly
SEV Strong visual effect Y ID: Soft sounding
NAL: Light visual effect ZEP: Harsh sounding
Instances. Defined by manner and intensity of perception.
ARTIFICIAL CATEGORIES 231
Table 3
Means and Standard Errors (SE) of Means of Mean Categorization RTs in Seconds
Positive Response Negative Response
Large Set Small Set Lalge Set Small Set
DIB(Nol6) JEP(H-16) TOX(N-8) LUT(H-8) DIB(N-16) JEP(H-16) TOX(N-8) LUT(H-8)
Mean RT 1.754 2.037 1.581 2.002 2.302 2.155 1.923 2.115
SE .184 .189 .116 .215 .222 .200 .162 .205
Table 5
Stress Percentages and Levine (1978) Derived z Scores for One- and Two-Dimensional
M-D-SCAL Configurations of the Artificial Categories
Category
JEP(H-16) LUTiH-8) DIBiN-16) TOX(N-8)
Number of z
Dimensions Stress z Stress z Stress z Stress
MAV ~
JOD
p,v
FOL --
GAZ JIT
WOL NUP
KUL ~ HAB
TUD ~ SAF
DEG -~--1 J DEV -- ]
ZOM .---J BOZ
Figure 1. Tree produced from the similarity matrix for the Figure 3. Tree produced from the similarity matrix for the
LUTOt-8) category (scaled 0-100) from clustering by the com- TOX(N-8) category (scaled 0-100) from clustering by the com-
plete linkage method. plete linkage method.
Figure 2. Two-dimensional M-D-SCAL representation of the Figure 4. Two-dimensional M-D-SCAL representation of the
JEP(H-16) category, with loops indicating clusters from the DIB(N-16) category, with loops indicating clusters from the
BMDP1M cluster analysis. BMDP1M cluster analysis.
DISCUSSION since the predictions from such a model for category size
effects are not clear. Such predictions rest on the relative
The results supported the Collins and Quillian (1970) similarity between instance and category, the concept of
finding that categorization RT is a function of hierar- similarity being related to defining and characteristic
chical structuring but not of category size. The hypoth- features. In this experiment, no attempt was made to
eses of longer RTs for negative categorizations over measure similarity, assuming such a concept differs
positive categorizations and for negative categorization from conjoint frequency. Moreover, Collins and Loftus
of well learned instances over novel instances were (1975) have pointed out that the distinction between
supported. The M-D-SCAL and clustering procedures defining and characteristic features in real categories
showed that the experimenter-imposed hierarchical cannot be maintained.
structures were also the subjective structures. Further, While Hollan (1975) has demonstrated that set-
as shown by Tulving (1962), subjects imposed their own theoretic models, such as that of Smith et al. (1974),
organization on the "unrelated" instances of DIB(N-16) are equivalent to network models, different models
and TOX(N-8). appear to give rise to different ways of interpreting the
The effect of category structure but not category size data (Gellatly & Gregg, 1977). Spreading-activation
is contrary to a category search model (e.g., Landauer theory (e.g., Anderson, 1976) can be modified to
& Meyer, 1972). The notion of search may not be account for the effect of hierarchical structure and the
appropriate when instances are both well learned and absence of a category size effect. Spreading-activation
clearly defined in number, even though such a notion theory, as proposed by Collins and Loftus (1975),
may be appropriate in the case of small, newly learned has been considered lacking in empirical falsifiability
categories def’med by only an enumeration of instances (Anderson, 1976; Rosch, 1975b), and th~more testable
(e.g., Pollack, 1963; Sternberg, 1966). ACT model of Anderson (1976) is also worrisome to
The major findings cannot be explained by a feature its author in regard to its degree of empirical testability
comparison model, such as that of Smith et al. (1974), (p. 531). Given this concern about spreading-activation
234 CASEY AND HEATH
theories, the following exposition rests on the general The usual findings of longer categorization RTs for
notion of activation emanating through the conceptual negative categorizations than for positive categoriza-
network from activated nodes, combined with a hypoth- tions and shorter negative categorizations for novel
esized decision making process. instances than for semantically closer instances can also
In the present experiment, there were four well be related to spreading activation and a subsequent deci-
learned categories. After a target category was presented sion process. It is worth noting that negative instances
[e.g., JEP(H-16), DIB(N-16)], 2 sec elapsed before an always came from another category (only superordinate
instance was presented, such time being sufficient for categories were tested), were used only once, and had
all instances of the given category to be activated, even never served as a positive instance.
though activation may have been slower for the larger When a category was presented, since all four cate-
categories. Moreover, because the conjoint frequencies gories came from the imaginary planet VIZ, a weak
of major superordinate categories and instances were priming effect occurred for the instances of the cate-
balanced both across and within categories, activation gories not being considered. If the negative instance
downward in any category should have resulted in all presented was one of the four unseen instances, no
instances being equally well primed. Here lies an impor- further activation occurred and such an instance was
tant difference from natural categories. In natural immediately categorized negatively. However, a weakly
categories, it is arguable that instances that have a higher primed, negative instance required checking by tracing
conjoint frequency are more highly primed. In larger a path to its superordinate node. Moreover, the super-
categories, there may be many instances that are very ordinate category might be a hierarchical category (as
weakly primed. However, with artificial categories, was the case for 50% of negative instances for the non-
priming allowed activation of all instances m roughly hierarchical categories but only for 25% of the hierar-
equal amounts. chical categories), which would slow down the checking
The presentation of a positive instance following process. Thus, the first step was to check links for a
priming produced different consequences for hierar- positive categorization. If such links were weak, the next
chical categories than for nonhierarchical categories. step was to generate the superordinate category of the
In the fom~er, if a positive instance of JEP(H-16), such given instance and falsify that this was the target cate-
as KAF, was presented, activation would spread upward gory. Thus, a tendency to seek confirmatory evidence
in parallel to all three superordinates, VAP, BEM, and resulted in an additional step for negative categoriza-
JEP, since subjects had learned the categorizations tions, and hence, longer RTs.
KAF-VAP, KAF-BEM, and KAF-JEP (even though the Caution clearly must be exercised in generalizing
conjoint frequencies of such pairs were unable to be findings from artificial to natural categories. For
balanced). The decision process affirming "A KAF is a example, natural categories may lack clearly definable
JEW’ would be slowed down by interference from the features. Moreover, the use of hierarchical categories
associations KAF-VAP and KAF-BEM. However, if a in which the highest conjoint frequency is between
positive instance of a nonhierarchical category was instances and the major superordinate may be unnatural.
presented [e.g., PES from DIB(N-16)], only one super- However, given the correlational nature of much seman-
ordinate (viz., DIB) would be activated. The upward tic memory research (Anderson & Reder, 1974) and
activation required to confirm instances as being from the control problems discussed in the introduction,
nonhierarchical categories would receive less interference artificial categories can be employed quite profitably
than in the case of instances from hierarchical categories, in semantic memory research. The results of this study
thus resulting in shorter categorization RTs for instances have shown that, not only can well known findings be
from nonhierarchical categories. replicated using artificial categories, but also some light
In summary, priming produced approximately equal may be cast on the less tractable problems of semantic
activation of all instances of the given category. Sub- memory such as the effects of category size and struc-
jects, on presentation of an instance, sought confirma- ture.
tory evidence by checking the link to the superordinate
category. This confirmation process was slower in hierar-
chical structures because of interference from instances REFERENCES
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ARTIFICIAL CATEGORIES 235
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Journal of Verbal Learning and Verbal Behavior, 1977, 16,
505-518. Below are sample diary reports from "Life on the Planet
HOLLAS, J. D. Features and semantic memory: Set-theoretic or VIZ."
network model? PsychologicalReview, 1975, 82, 154-155.
JOELSON, J. M., & HERRMANN, D. J. Properties of categories in. Week 2. No. 2
semantic memory. American Journal of Psychology, 1978, 91, Diary Day 2. (Jo).
101-114. Well, Pete didn’t say much the f’trst day because we were just
KEUSKAL, J. B. Multidimensional scaling by optimizing goodness settling in. However, we’ve seen so much today that I hardly
of fit to a nonmetric hypothesis. Psychometrika, 1964, 29, know where to begin.
1-27. (a) After some discussion, Pete and I decided we had better look
KRUSKAL, J. B. Nonmetric multidimensional scaling: A numerical at only one class of beings at a time. A new world can be very
method. Psychometrika, 1964, 29, 115-129. (b) confusing. I’m confused enough at any time. Careful ordering
KItUSKAL, J. B. M-D-SCAL. Murray Hill, N.J: Bell Telephone might help me learn better. JEP, those things which moved
Laboratories, 1976. freely but in contact with the ground, seemed an interesting
LANDAUER, T. Ko, & FREEDMAN, J. L. Information retrieval
looking group to begin with.
from long-term memory: Category size and recognition time. 1 know scientists are supposed to give Latin and Greek names
Journal of Verbal Learning and Verbal Behavior, 1968, 7, to things. Animals, plants and that sort of stuff on earth are
291-295. divided into phyla and genera and all that. Well, we’ll keep some
LANDAUER, T. K., & MEYER, D. E. Category size and semantic form of grouping. However, I’ve just used up all my Greek and
memory retrieval. Journal of Verbal Learning and Verbal Latin. So we’ll make up our own words, as Pete has already
Behavior, 1972, 11,539-549. noted. We weren’t too sure how friendly the JEP might be, so
LEvIsz, D. M. A Monte Carlo study of Kruskal’s variance based we watched from some rocks near our camp. Through our
measure on stress. Psychometrika, 1978, 43, 307-315. binoculars we were able to see 20 or 30 objects moving about
LovTus, E. F. Spreading activation within semantic categories: m an open space a hundred metres from where we lay. They
Comments on Rosch’s "Cognitive representations of semantic seemed to fall into one of only two size groupings. Because we
categories." Journal of Experimental Psychology: General, were not yet used to distances and sizes on VIZ, we could only
1975, 104, 234-240. guess at theiz sizes. Some seemed to be about half our height
ME~’ER, D. E. On the representation and retrieval of stored and were shaped something like a balloon but not as smooth
semantic information. Cognitive Psychology, 1970, 1, 242-299. looking. The rest looked like they would hardly come up to our
MORRIS, P. E. A criticism of Wilkins’ (1971) measure of category knees. These varied in shape.
size and its implication for the Smith, Shoben and Rips (1974) Pete suggested that we give each group a name. However, it
model of semantic memory. British Journal of Psychology, seemed to me that we needed more than two new names. Pete
1977, 68, 351-352. didn’t know that I had been up during the night and had noticed
MoapHY, G. L., & SMITH, E. E. Basic-level superiority in pic- that there seemed to be a lot of movement around. I told Pete
ture categorization. Journal of Verbal Learning and Verbal that I had seen many things moving around clearly in the light
Behavior, 1982, 21, 1-20. from some of VIZ’s four moons. Some seemed to move only in
POLLACK, I. Speed of classification of words into superordinate the open spaces and were very saucer shaped. Other objects
categories. Journal of Verbal Learning and Verbal Behavior, were moving about only in the undergrowth. These seemed to
1963, 2, 159-165. have something like hairy arms, but I wasn’t sure.
PorTs, G. R. Artificial logical relations and their relevance to Some play with the letters of the alphabet produced the
semantic memory. Journal of Experimental Psychology: following words:
Human Learning and Memory, 1976, 2, 746-758. BEM: Day-time JEP.
ROSCH, E. H. Cognitive representations of semantic categories. PAB: Night-time JEP.
Journal of Experimental Psychology: General, 1975, 104, Waist-high BEM: VAP.
192-233. (a) Knee-high BEM: FIS.
ROSCH, E. H. Reply to Loftus. Journal of Experimental Psy- The name for the open spaces PAB: HET.
chology: General, 1975, 104, 241-243. (b) The name for the foliage loving PAB: MEZ.
Su~rn, E. E., HAWLASD, S. E., BUCRL~Y, P. B., & SACR, M. More on these tomorrow.
236 CASEY AND HEATH
Exercise: Please cover above and complete. finally picked up the sound effects of the KOV, I turned up a
Circle either True or False. cassette of my favourite group, The Wedges, to their normal,
ABEMisaJEP T or F. AMEZisaJEP T or F. head-splitting crescendo. I thought the KOV might appreciate
APABisaJEP T or F. AHETisaBEM T or F. the music and perhaps learn something from it. Certainly the
AVAPisaPAB T or F. AFISisaBEM T or F. right combination of KOV sounds, GID lights and TOX colours
AFISisaJEP T or F. AMEZisaPAB T or F. could possibly produce a galaxy wide sensation.
The music had barely commenced when the KOV began to
Week 9. No. 29 fade away into the distance. I moved my head appropriately, but
Diary Day 18 (Continued). clearly the YID and ZEP had gone. Maybe the KOV didn’t have
Although my day so far had been somewhat "shocking" 1 my taste in music?
was determined to experiment with the LUT before "calling it Anyway, what was "taste" to these strange beings? I was
a day." As evening approached I could sense that the silent GID becoming very aware that although we could describe these VIZ
were close by. Soon I was able to detect the fast flashing NAL beings fairly well, we were still a long way from knowing much
and the slow flashing SEV. Then individual KUL, TUD, ZOM about them.
and DEG began to combine in a wild rhythm of exploding light.
The GID certainly could produce a powerful effect. Exerdse
I took out our searchlight torch and began to signal to the (I) Part 1. Write all words out on separate, small pieces of
GID. I tried out various flash combinations, even Morse code. paper. (You may still have these from earlier exercises.)
When I finally managed to produce combinations of flashes (II) Spread the four headings TOX, LUT, DIB and JEP
which were of the same length as one of the TUD, KUL, DEG or across a table (or on the floor).
ZOM, it seemed as if the GID moved away, perhaps mystified (III) Mix other names in a box.
by some other being giving their signals. (IV) Draw one name at a time. Correctly make the TOX
"If I can affect the GID with regular light flashes, perhaps I and DIB lists and the JEP and LUT trees.
might be able to contact the noisy KOV with sound combina- (V) Correct. Practise until completely correct.
tions," I thought to myself. I put my head fight back to look
for the YID and searched out the corner of my eye for the ZEP,
at the same time listening for distinctive sounds: the WOL siren, (Received for publication May 18, 1982;
the GAZ humm, the JOD twang and the MAV bong. When I revision accepted December 8, 1982.)