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Kulbhushan Baloon i

IIM Kozhikod e Joint Forest Management


Makoto Inou e
University of Toky o
in India : The Management
Change Proces s

n the late 1970s professional foresters in the tropics realised that

T

they could not manage forests sustainably under the principle o f
conventional or industrial forestry whose main emphasis was o n
the generation of economic benefits through timber production . Unde r
such a mode of forestry, the village communities were considered to b e
obstacles to forest management' . Social forestry, first implemented i n
developing countries such as India and the Philippines, involving villag e
communities in tree plantation programmes on public and private lands ,
was recognised as an important norm for successful and sustainabl e
forest management, even though industrial forestry was the dominan t
Abstract practice . Scientists and non-governmental organisations (NGOs) cam e
to prefer the term `community forestry' to `social forestry' becaus e
This paper first addresses the processe s social forestry, created as a conciliatory measure, often adopted a top -
and circumstances that led to the evolution
down approach in project implementation 2 and therefore developed
of joint forest management in India, and
then reviews and analyses the emergin g ambivalent connotations . `Community forestry' was defined first b y
policy issues confronting joint fores t the Food and Agricultural Organisation' as `any situation that intimatel y
management . In so doing, it describes the involves local people in forest activity' .
`learning curve' achieved in th e
development of joint forest management in Over the years community forestry has diversified adapting to local
India, which has ushered in a 'managemen t contexts and changing circumstances, conceptualised as Joint Fores t
change' in the Indian forestry sector . Management (JFM) in India, community forestry in Nepal, and villag e

IIMB Management Review, March 2009 1



forestry in Lao People ' s Democratic Republic . Th e management process . However, the management chang e
differences are rooted in socio-economic, cultural, an d that has brought people-oriented forest policies to the for e
political characteristics and forestry conditions, mor e is not a new phenomenon . It is the outcome of severa l
noticeably in the key stakeholders, legal land status , factors including the inability of the forest department t o
property rights regimes, and institutional arrangements . prevent degradation of forest resources or arrest decline
Broadly the term ` participatory forestry management' i s in forest cover, as well as the policy failure t o
used to connote collective action-based fores t accommodate traditional forest use patterns and age-ol d
management . Ideally participatory forestry managemen t relationships between forest-dependent communities an d
implies people's participation in every domain of fores t forests . This paper first explores the evolution of JFM i n
policy to achieve sustainable forest management' (Exhibi t India from a policy point of view by analysing past an d
1) . On the other hand, social forestry is still used t o present forest polices that facilitated this change . I t
connote a range of comprehensive participatory forestr y analyses the emerging policy issues confronting the JF M
activities, as in Bangladesh, Indonesia, and Sri Lanka . programmes . This is followed by concluding remarks .

JFM in India is based on `co-management' and a `give -


and-take' relationship between the two majo r Forest Policies under Colonial Rule : State
stakeholders—village communities and the fores t versus Communitie s
department, and mediated in most cases by an NGO . Th e
Many of the forests in India have, at different points i n
forest department sets the objectives of fores t
the nation's history, been managed under sets of rule s
management under the JFM programme while th e
and regulations developed by different communities .
management responsibilities and benefits from the forest
However, given the diversity of culture, forest types an d
are expected to be shared by the village communities an d
administrative systems found in different parts of th e
the forest department . Functional groups of village
country, it is difficult to generalise historical fores t
communities known by different names such as Join t
management practices in India . Forests were generall y
Forest Management Committees, Hill Resourc e
managed under a common property regime an d
Management Societies, and Village Resource Management
documentation regarding forest management regime s
Committees undertake JFM on state-owned secondary
under the British administration is available . The British
forest and degraded land .
administration directed its forest policy toward s
JFM is a departure from the earlier forest policies practise d commercial interests and agricultural development, whic h
in India, whereby the forest department managed forest s was a major source of revenue . These motives wer e
primarily to generate the maximum possible revenue fo r explicitly documented in the Indian Forest Acts of 1865 ,
the State, while excluding village communities from the 1878, and 1927 and the National Forest Policy of 189 4

Exhibit 1 Participatory Forest Management : People's Participation i n


Every Domain of Forest Polic y

Sustainable Forest Management

i
Management of
production forests : Management o f Management of Distribution and trade of
Inventory and planning natural forests (logging) protection forest s conservation areas forest products
and manmade forest s (afforestation)
(reforestation)

I I
People's participatio n

2 Joint Forest Management in India : The Management Change Process


during the colonial era . These legal and policy instrument s forest ' . In sum, this led to the tightening of the State' s
radically changed the forests from common property int o grip over forests by depriving communities of many o f
state property . It was the beginning of the era when th e their traditional rights as `people ' s rights [to use forests ]
sole motivation of forest administration was the promotio n were extinguished and replaced by privileges' 8 . This
of State interests . Perhaps, it was also the beginning o f ultimately led to greater dissociation of communities fro m
the alienation of village communities from the forests . forests and turned forests into open access regions as th e
State lacked the wherewithal to guard entire forest patche s
The 1865 Act empowered the government to declar e
on a continuous basis' . It is argued that the 1927 Ac t
forests as government land (reserved forests) . However, recognised different categories of forests depending upo n
the government found the 1865 Act inadequate as th e the needs and capacities of the forest dependent population s
prevalence of customary rights came in the way o f (i e, there was an appreciation of people's role in the fores t
imposition of State control over forests' . It was replaced management) but this was overshadowed by the State' s
by a more comprehensive piece of the legislation, the 187 8 priorities for revenue generation in the post-independenc e
Act, enabling the government's sole right over valuabl e era 10 .
forests . Later, the National Forest Policy of 1894, th e
first formal forest policy in India was issued reiteratin g The Indian states adopted the 1927 Act after independenc e
the government ' s intentions . This policy stipulated that in 1947 . Subsequently the Act was modified throug h
several amendments and furthermore, the Indian state s
`forests which are the reservoirs of valuable timbers shoul d
promulgated their own Forest Acts . In the post -
be managed on commercial lines as a source of revenu e
independence era `forest offenses [as outlined in the 192 7
to the States' and that `wherever an effective demand fo r
Act] were recategorised and harsher punishments were
culturable land exists and can only be supplied [by a] fores t
provided ' 11 . Attempts to curtail local forest use by affectin g
area, the land should ordinarily he relinquished withou t
changes to this Act continued until the early 1980s eve n
hesitation . . .' 6 .
as people's groups and NGOs resisted government -
As a result, the British administration divided the forest s imposed measures . Despite the restrictions on forest use ,
into four classes for management purposes . The first clas s the people continued to find access to forests . Even under
of forests was generally situated on hill slopes and wa s colonial rule, in some cases, people actively opposed th e
deemed essential for the protection of cultivated plain s state take over and demonstrated against curtailment o f
from damage caused by landslides and hill torrents . Th e public rights . Two such cases of resistance by people i n
second class included vast reserves of valuable timbe r the State of West Benga l 1 ' and Uttaranchal" (earlier called
trees . People's requirements were to be met by the thir d Uttar Pradesh Hills) cases had a remarkable impact on th e
class of forests—'minor forests ' that yielded only inferio r Indian Forestry sector in the years that followed .
timber, fuelwood, or fodder, and by the fourth class —
'pastures and grazing grounds ' to which certai n Genesis of Joint Forest Managemen t
restrictions were applied . In general, the policy dictate d
the constitution and preservation of forests and, to a greate r Continuous deforestation and degradation of forests leadin g
or lesser degree, the regulation of users' rights and th e to a decline in forest cover have long been sources o f
restriction of their privileges . It further suggested tha t concern for policy makers in India . The need of the hou r
`the cardinal principle to be observed is that the right s and policy failure backlash induced the emergence of a
and privileges of individuals . . . he limited ' ' . new institution and the rationale for the JFM model withi n
the Indian forestry sector. This section discusses wh y
Likewise, the implementation of the Indian Forest Act o f
the government commenced JFM in India .
1927, which succeeded the 1878 Act, also had an impac t
on forest-dependent communities . The 1927 Act embodied
all the major provisions of the 1878 Act and its amendment s
Misdirected Forest Policie s
and further consolidated the law relating to forests, th e The Indian government enacted the first post-independenc e
transit of forest produce and the duty that could be levie d National Forest Policy in 1952 . As an attempt to revis e
on timber and other forest produce . The 1927 Act include d rather than entirely reconstruct the preceding forest policy ,
a provision for the conditional transfer of a reserved fores t the 1952 Policy did not alter the fundamental principle s
to a village community, which would he called `villag e which underpinned the 1894 Policy . In the context o f

IIMB Management Review, March 2009 3


post-independence reconstruction, the 1952 Policy wa s with a total population of 350 million people on the fringes
required to accommodate and endorse the heavy deman d of India's forests 16 . The inference is that the State ca n
on forests as a number of industrial expansion and rive r effectively protect forests only by soliciting people' s
valley and communications development scheme s participation in forest management . Conversely, village
commenced . Forest-based industries benefited the mos t communities as forest users should shoulder th e
from forests in the post-independence era in the form o f responsibility for protecting and managing their forests
subsidised raw material . Such policy decisions in turn with the forest department . Under such an arrangemen t
had an effect on forest-dependent communities and le d the local community could harvest products from thei r
to several people's movements against State policy . forests in a sustainable manner and with a sense o f
ownership . Ideally this forest management model shoul d
With regard to people's involvement in forestry, the 195 2
have been in place, bearing in mind the continue d
Policy laid down that `it would be the duty of the forester
significance of forests in village economies .
to awaken the interest of the people in the development ,
extension and establishment of tree-lands whereve r
The Arabari and Sukhomajri Experiments in JFM
possible, and to make them tree minded ' 14 . However, th e
policy did not provide any strategic appraisal of how t o A group of forest department personnel realised th e
bring about public participation in forest management . importance of peoples' participation in regeneratin g
degraded sal forests in the Arabari Range of the Midnapu r
Rather, the government continued with British fores t
district in West Bengal in the 1970s . This fores t
policies even after independence .
rejuvenation strategy started as an experiment and wa s
Three reasons have been identified for deforestation an d replicated on a large scale first in this state and then i n
degradation of forests in India : defective forest policy, other parts of country . The West Bengal Fores t
faulty policy implementation, and poverty 15 . Department issued the first government order in 1989 t o
Misdirected policies to curb deforestation, led to th e involve village communities in forest protection wit h
introduction of laws regulating the felling and marketin g provisions to give people 25% of the revenue from timbe r
of trees on private lands . This had the opposite effect a s harvested from protected forests . This successfu l
farmers planted fewer trees on private lands fearing tha t experiment led to the development of a new fores t
they would not be able to sell the timber . Nonetheless, th e management strategy known as `Joint Fores t
demand for wood remained strong and the prices fo r Management' (JFM) . The village communities involve d
timber high . Therefore, pressure on government forest s in managing nearby government forests under JF M
with relatively open access increased to meet the demand . became known as JFM Committees or Forest Protectio n
Committees . This is India's first recorded case of `co -
Consequently, India's forests suffered further depletion .
management' of forests by the forest department an d
The State issued misdirected forest policies that failed t o village communities" . The JFM Committees formed i n
account for the fact that poor people have historicall y Arabari have also emerged out of a persistent conflic t
depended on forests for their needs and have fe w between the people and the government for control over
alternatives . Also, the stakeholders—village communitie s forest resources .
and the forest department—were dealing with forests i n
Another successful experiment, which began in 1975 i n
isolation and from different perspectives . This resulted i n
Sukhomajri, a village in the state of Haryana, also helpe d
the implementation of forest policy initiatives as a mean s
JFM conceptualisation . This experiment was initiated as
to overcome the problem, perhaps without analysing th e
an integrated watershed development programme by th e
relationship between cause and effect . The outcome was
Central Soil and Water Conservation Research an d
an increasingly indifferent attitude among people toward s
Training Institute (CSWCRTI) . The emphasis was o n
the forests and the forest department .
rainwater harvesting to enhance irrigation of cultivate d
Specifically, it was not possible for the forest department , land in Sukhomajri, which faced a severe soil erosio n
even armed with strict forest protection laws, to safeguard problem . Forestry became an integral part of th e
a large component of forests from the large number o f experiment, as various tree species were planted to protec t
local users, given the small number of forestry personne l the watershed, along with building water-harvestin g
throughout the country. There are around 200,000 villages structures for collecting rainwater . An unwritten agreement

4 Joint Forest Management in India : The Management Change Process


between a CSWCRTI team and the villagers came int o Nonetheless, the NCA placed emphasis on meeting the
being for protecting the catchment of water-harvestin g requirements of forest-based industries, and held that th e
structures from grazing and illicit cutting in the area" . production of industrial wood would have to be the raiso n
This was achieved by instituting a Water Users ' d'etre for the existence of forests` .
Association ' subsequently renamed Hill Resourc e Subsequently, the government launched a `social forestry '
Management Society . Built upon this successfu l
programme, including `farm forestry' on private lands ,
participatory model, watershed management is now a n and established `community self-help woodlots' o n
integral part of the ongoing JFM programme under th e community lands on a large scale during the 1970s an d
ambit of micro-level planning . Parallels can be draw n 1980s to reduce pressure on government owned forest s
between the evolution of forest and other natural resourc e and also to incorporate people into the afforestatio n
management practices involving communities at the gras s programme . However, social forestry programmes wer e
roots in India . not successful, as they did not provide enough benefit s
Successful policies initiated for reforestation/afforestatio n to the people 22 . The emphasis of this programme wa s
activities at the micro-level have led to subsequen t more on farm forestry than establishment of communit y
formulation and implementation o f woodlots, where communit y
new polices for forest management woodlots were aimed at meeting th e
Successful policies fo r requirements of rural communities .
for the entire country . At present ,
there are more than 84,000 JF M reforestation at the micro-leve l For example, whilst the Worl d
Bank-assisted social forestr y
Committees spread over 27 states , have led to the formulation o f
managing about 17 million hectares programme in Uttar Prades h
(ha) of forests . There are als o new polices . At present, ther e overshot its farm forestry targets,
numerous Self-Initiated Fores t are 84,000 JFM Committees i n establishment of community self -
Protection Groups (SIFPGs ) help woodlots achieved only 11 %
27 states, managing 17 millio n of the target23 . The farm forestr y
protecting and managing state -
owned forests in India on th e hectares of forests; there are programme too was successfu l
, only in the commercialized an d
principle of participatory forestry , also Self-Initiated Forest monetized regions of India, an d
in the states of Orissa, Bihar ,
Gujarat, Rajasthan, Karnataka ,
Protection Groups managin g made little impact on the vas t

Madhya Pradesh, and Andhr a state-owned forests in India o n subsistence regions ' an d
furthermore `even in regions where
Pradesh . The SIFPGs came u p the principle of participatory it was successful in the earl y
`parallel to and often preceding stat e
initiatives' in the implementation o f forestry. 1980s, it could not be sustaine d
°W after 1986' 24 . By and large the State
JFM' .
failed to involve people in the social
The other factors leading to the evolution of JFM ar e forestry programme despite huge investment s25 ; somewhat
discussed in the following sections . similar failures in implementation of social forestry
programmes since the late 1970s were also experience d
Failure to Promote Social Forestry in other tropical countries with centralised fores t
One of the first initiatives to enhance forest cover at a management, such as Indonesia and the Philippines .
time when forests were declining was made by th e However, the social forestry programme provided a n
National Commission on Agriculture (NCA) in 1976 . The opportunity for forest department personnel to enter int o
NCA was set up in 1970 by the government to examin e a dialogue with village communities, thereby laying th e
comprehensively the progress of agriculture, includin g foundations for JFM in India . There were also soun d
forestry, and to make recommendations for it s economic reasons for initiating JFM in India . As th e
improvement and modernisation . In the case of forestry , emphasis shifted away from imposing punitive measure s
the NCA investigated and reported that farm forestry shoul d as a component of the State's prerogatives over fores t
be accepted as an important factor affecting agricultura l issues, the costs of monitoring and enforcement wer e
progress and as a source of raw material for industry 20. reduced and the role of State Forest Departments i n

IIMB Management Review, March 2009 5


excluding people from forests was eased" . It has bee n of forest land for non-forest purposes and highlighted th e
argued that JFM is a means of ensuring protection o f primacy of forest conservation over other requirements .
forests at low cost 27 . In fact, before the 1980 Act, central control over fores t
lands was strengthened by transferring forestry from the
Facilitative Role of NGO s State List to the Concurrent List by the 42"d Amendmen t
NGOs are facilitating village communities as well as the of the Indian Constitution in 1976 . The initiative for th e
formulation of the 1988 Policy was an outcome of socia l
forest department in the formation of JFM Committees
and political dynamics spread over 10–15 years an d
and have been instrumental in articulating the needs o f
forest-dependent communities to the state . NGOs hav e primarily led by the late Prime Minister, Mrs Indira Gandh i
also developed their own participatory forestry model s in the 1970s31 .
based on the JFM policy directives of the government . During the 1970s and 1980s, the concerns for fores t
During the inception of JFM in India, the forest departmen t conservation were highlighted when misdirected fores t
was skeptical of NGO involvement in assisting villag e policies of the pre- and post-independence period led t o
communities in undertakin g several people's movements against the State . The Chipko
community forestry programmes 28 . Movement which began in the Stat e
of Uttaranchal in 1973, late r
Over the last decade, however, th e During the inception of JFM th e
state of affairs has changed i n spreading in an organised manner to
favour of NGOs, which may h e
forest department wa s other states, saw people protestin g
mainly attributed to the change i n skeptical of NGO involvemen t against the logging of trees fo r
the mindset of forest departmen t in assisting village industrial' use 32 . The people' s
personnel towards fores t movement achieved a major victory
communities in community in 1980 when the State placed a 15 -
management . Now substantial rural
developmental funds earmarked b y forestry programmes . Over the year ban on tree felling in th e
the government are routed throug h last decade, however, thing s Himalayan forests . This movemen t
NGOs for JFM programmes . against State policy was highlighted
have changed in favour of
Additionally, pressure on the fores t by the media and led to increasingl y
department from external ai d NGOs. Now substantial rura l conservation-oriented managemen t
agencies to involve NGOs in JF M developmental fund s and utilisation of forests . In another
programmes and to restructure th e earmarked by the governmen t case, people protested against th e
forest department accordingly, a s replacement of native sal forest s
a condition for aid in India, has als o
are routed through NGOs fo r with teak plantations by the Fores t
resulted in overcoming the proble m JFM programmes . Development Corporation in Biha r
between NGOs and the fores t in 1977 33 . This movement, termed
department29 . Now NGOs are a major stakeholder in fores t `tree war ' , met with stiff resistance from the stat e
policy formulation in the country. administration .
The international developments in the field of th e
Policy Change: Creating a People's Movemen t environmental protection commencing with the Stockhol m
The movement for the adoption of JFM in the forests o f Summit on Human Environment in 1972 was also one o f
India gained momentum and was formally institutionalise d the factors for the central government-supported fores t
once people's participation in forest protection an d conservation initiatives34 . These initiatives were couple d
management was incorporated into the new Nationa l with considerable international funding for the forestr y
Forest Policy of 1988, the second forest policy afte r sector in India3s
independence .
The 1988 Policy has in the last two decades changed th e
The paradigm shift in the forest policies and legislation s face of the Indian forestry sector. It is both conservation -
was noticed in the 1970s and 1980s, with the passage o f and production-oriented . The basic objective of this polic y
the Forest (Conservation) Act 1980 30 , which made th e is maintenance of environmental stability throug h
central government's approval mandatory for conversion preservation of forests as a natural heritage . It also place s

6 Joint Forest Management in India : The Management Change Process


emphasis on substantially increasing forest/tree cover an d changes in JFM intensity . The JFM intensity can be defined
the productivity of forests to meet national needs . in terms of the gradually increasing area under JFM, th e
However, the distinctive feature of this new policy wa s number of JFM Committees, the stakeholders includin g
the creation of `a massive people ' s movement with the the NGOs and also the increasing number of challenge s
involvement of women, for achieving . . . the objective s and issues confronted .
and to minimise pressure on existing forests' 36 . This is a
complete departure from the previous 1952 Policy as i t This section summarises the policy directives drawn fro m
envisages people's participation in the development an d the Government of India's orders, notifications an d
protection of forests . The 1988 Policy is a harbinger o f guidelines on JFM (Exhibit 2) (these policy directives are
management change i e, from government-managed t o distinct from the forestry legal system in India which i s
people-managed forests . designed around The Indian Forest Act, 1927) . Th e
frequency of these policy directives in recent year s
suggests a learning curve achieved in the development o f
Policy Directives vis-a-vis Joint Fores t JFM in India .
Management Intensit y
As a follow up to the 1998 Policy, the Ministry o f First Circular on JFM and State Resolution s
Environment and Forests has issued policy directives o n The first policy directive to support the 1988 Policy wa s
JFM from time to time, reflecting the government resolv e a JFM Circular issued by the central government in June
to create a people's movement and encourage participation 1990 for the involvement of village communities an d
in the management of forests, also keeping in view the voluntary agencies in the regeneration of degraded forests .

Exhibit 2 Important Features of Policy Directives on Joint Forest Management (JFM )

Policy Directive Main Features

The Circular (first) Concerning JFM, 1990 – Involvement of village communities and NGOs in regeneration of degraded forest s
– Benefits of people's participation should go to the village communitie s

JFM Cell Creation Notification, 1998 – Cell created for monitoring impact of JFM being carried out by state government s

Standing Committee Notification, 1988 – Advise on all operational aspects of JFM for expansion of JFM to non-forest area s

Terms of Reference Notification, 1999 – Sharing of experiences of JFM implementation as each state has passed its own resolutio n
on JF M
– Monitoring of JFM programme s

Notification for JFM Network, 2000 – Creation of `JFM Network' at the national level to act as regular mechanism for consultatio n
between various agencies involved in JF M
Representatives from all the stakeholder s

Guidelines for Strengthening Present latest JFM policy directives and broad framework for implementation of JF M
JFM, 2000, 2002 Measures such as legal support for JFM Committees, promotion of women's participation ,
and conflict resolutio n
– Memorandum of Understanding between forest department and JFM Committees outlinin g
short- and long-term roles and responsibilities, and pattern of sharing of usufruct s
– Capacity building for management of non-timber forest products for providing remunerativ e
prices for user s

Operational Guidelines for – Formulation of National Afforestation Programme to encourage participatory approach t o
Tenth Five Year Plan, 2002–2007 sustainable forest developmen t
Implementation of centrally sponsored afforestation schemes via a two-tier syste m
consisting of Forest Development Agencies and JFM Committee s
– Transfer of funds to JFM Committees through Forest Development Agencies

IIMB Management Review, March 2009 7


This Circular provided the background and methods fo r committee was also given the responsibility of preparin g
JFM implementation by the State Forest Departments wit h formats for monitoring JFM programmes and identifyin g
the involvement of village communities . It also envisaged JFM programme items for systematic funding, with du e
participation of voluntary organisations/NGOs with a regard to long-term sustainability . To give added impetu s
proven track record in JFM to facilitate participation o f to JFM in India, the government instituted a `JF M
village communities in the development and protection o f Network' at the national level in 2000 . The JFM Networ k
forests with an emphasis on regenerating degrade d acts as a regular mechanism for consultation betwee n
forests . Further, the Circular highlighted managemen t various agencies engaged in JFM work . It also obtain s
concerns such as ownership or lease rights over forests , constant feedback from various stakeholders on the JF M
membership of JFM Committees, usufruct rights of programme for policy formulation and suitable direction s
beneficiaries, and management and supervision o f to states . This network has representatives from th e
afforestation and protection activities . Consequently, state Ministry of Environment and Forests, NGOs, and fundin g
governments passed their own resolutions on JFM . These agencies .
resolutions varied from state to state depending on socio -
economic, political and geographical configurations as wel l Issuing Guidelines for Strengthening JFM
as each state ' s cultural characteristics . Almost a decade after the first notification on JFM, th e
government developed guidelines in 2000 for strengthenin g
Monitoring Cell and Expansion of JFM to the JFM programme, representing the latest JFM polic y
Non-forest Area s directives, and presenting a structured and broa d
The government created a `JFM Monitoring Cell' in 199 8 framework for JFM implementation in India . Th e
with the objective of monitoring the impact of JFM . guidelines set forth a number of measures fo r
Furthermore, the government constituted a `Standin g strengthening JFM, including increased legal support for
Committee on JFM' in 1998 to review the implementatio n JFM Committees ; promotion of women ' s participation i n
of JFM programmes as well as existing JFM arrangement s JFM programmes ; extension of JFM into good fores t
in the country . This committee comprised scientists , areas ; preparation of microplans in JFM areas ; conflict
senior Indian Forest Service Officers, and officials o f resolution ; and official recognition of SIFPGs . Th e
funding agencies and other organisations engaged in JFM guidelines also stipulated returning a minimum of 25% o f
activities . The main objective of the committee was t o the revenue earned by products harvested by villag e
advise the government on the operational aspects of JFM , communities into meeting the conservation an d
development needs of the forests . These suggestions have
including institutional arrangements . The committee wa s
been developed on the basis of the experiences in JF M
also expected to discuss the strategies to expand JFM in
non-forest areas . In India, besides the forest land owne d implementation in various parts of the country .
and managed by the State Forest Departments, there is a Another set of guidelines for strengthening the JF M
large area (around 76 million ha) of non-agricultural or programme issued in 2002 focus on three issues :
non-forest land . Though these uncultivated lands are highly Memorandum of Understanding between the fores t
degraded, they hold potential for expansion of JFM in th e department and the JFM Committees, relationship betwee n
country . village panchayats (village councils) and JFM Committees ,
and capacity building for management of non-timber forest
Sharing of Experiences and Creating a JFM products . These measures also reflect the State's intention
Network to monitor JFM Committees .

Given that each state in India has passed its own JF M


resolution, it is vital that experiences of its implementation ,
JFM in Afforestation Scheme s
both successes and failures, be shared and that ways an d Given the government ' s emphasis on JFM, investment s
means are found to share experiences among the states . in afforestation under the Five Year Plans are bein g
With this in view, the government established a committe e revamped in order to factor in people's participation i n
comprising senior forest officers from six states and a project formulation and implementation . The Ministry of
member of the JFM Monitoring Cell in 1999 . This Environment and Forests issued new operational guideline s

8 Joint Forest Management in India : The Management Change Process


under the tenth Five Year Plan to encourage a participator y Emerging Policy Issue s
approach to sustainable development of forests . Th e
National Afforestation Programme has been formulate d The emergence of new policy directives from time t o
by merging four centrally sponsored afforestatio n time implies that JFM is still evolving . There are a number
schemes of the Ninth Five Year Plan . of policy issues which affect either sustainability o f
existing JFM programmes or decelerate the pace of thei r
One of the major features of these guidelines is that al l
implementation . The inception of the JFM programme
the new centrally sponsored afforestation schemes wil l
in India was a daunting task fo r
be implemented via a two-tier system consisting of Fores t
the forest department, NGOs, and other stakeholders . Th e
Development Agencies (FDAs) and JFM Committees t o
state governments issued their ow n
allow greater participation of the community in plannin g JFM resolutions to set their implementation guidelines .
and implementation . FDAs are new institutiona l
However, it was not possible to visualise at the outset th e
organisations registered under the Societies Registratio n
range of problems that would be confronted in eac h
Act and operational at territorial/wildlife forest divisio n
situation and at the different stages of JFM implementation .
level . FDAs will work in tandem with JFM Committees
under the terms of a Memorandu m In India, though more than 84,000
of Understanding . On the one hand , JFM Committees have bee n
Equity in participation in th e established, the figures do no t
FDAs strengthen the role o f
existing JFM Committees b y JFM context refers to th e reflect the success rate and, more
addressing the socio-economi c participation of all stakeholder s importantly, the sustainability of
these grass roots organisations .
needs of the people, (e g, by takin g with an emphasis on under-
initiatives for value addition an d This remains the major `teething '
privileged societal elements . problem for JFM programme i n
marketing of forest produce ,
formulation of guidelines fo r The government is specificall y India . The government has admitted
utilisation and sharing of usufruc t targeting such people inhabitin g that measures to sustai n
programmes beyond the projec t
and employment generatio n forests and adjoining areas
opportunities) and on the other, the y period have not yet bee n
create new JFM Committees . The
under the JFM and othe r conceptualise d 37 . For example, out
government is also transferrin g afforestation programmes as of the total 362 tree growers '
funds to JFM Committees under the they have fewer alternativ e cooperatives organised by th e
National Afforestation Programme National Tree Growers ' Co -
opportunities for employmen t operative Federation Limited (no w
through the FDAs . In short, the
purpose of the Nationa l and income generation . Foundation for Ecological Security)
Afforestation Programme is to make during 1998-1996, only 79% were
JFM a central and integral part of all afforestation project s actually functional, the rest being either non-functional o r
in the country . defunct" .

The interrelations between these policy directives hav e So what are the factors that directly or indirectly hampe r
impacted the trajectory of the development of JFM an d the progress and sustainability of JFM programmes? The
many states have come up with revised JFM orders . Th e following sections summarise important policy issues .
` first resolution on JFM' has been consolidated by issuin g
new `guidelines for strengthening JFM' in 2000 and the n Equity in Participatio n
again in 2002, and the inputs for this policy change were `Equity in participation' in the JFM context refers to th e
provided by the `JFM Monitoring Cell' and `JF M participation of all stakeholders/users with an emphasi s
Network', facilitating a dialogue among variou s on marginalised/under-privileged societal elements (suc h
stakeholders . While the new `guidelines for strengthenin g as the landless labour force, marginal and small-scale
JFM' facilitated revision of state resolutions on JFM, th e farmers, scheduled castes, tribal groups, and women) .
policy changes on JFM take place within the purview o f The government is specifically targeting such people
the 1988 Policy . inhabiting forests and adjoining areas under the JF M

IIMB Management Review, March 2009 9


programme and other afforestation programmes as the y remains to be tackled' . Similarly, a fundamental proble m
have fewer alternative opportunities for employment an d exists with women ' s representation in other rura l
income generation . One of the objectives of the JF M developmental activities under the ambit of the village
programme is to create employment for the under - panchayat . The government has issued new guideline s
privileged sections of society, with around 60% of th e for ensuring meaningful participation of women in JFM ,
expenditure incurred in JFM being wages . A substantial Nevertheless, it is difficult to speculate when the muc h
proportion of the financial allocation of various rural needed and veritable participation of women in JFM i n
developmental programmes in India is kept aside fo r India will be ensured .
afforestation schemes .

It is primarily the marginalised sections of society that Equity in Benefit Sharing


are involved in plantation and protection activities in JFM . Equity in the sharing of benefits derived from protecte d
However, their involvement in determining fores t forests managed under the JFM programme is a s
management priorities is to be ascertained . An extensive important as equal participation in the JFM programme
study on the participation process in 55 JFM Committee s itself. Prior to the JFM programme implementation, villag e
in Andhra Pradesh found that JF M communities accessed fores t
is successful in achieving th e products under different rights an d
Equity in the sharing o f regimes provided under variou s
representation of marginalise d
sections in executive committee s benefits is as important a s agreements . But with JF M
implementation, community acces s
and attendance of meetings but no t equal participation in the JF M
in actually influencing the decision s to forest products was restricted a s
taken in the meetings39 . It furthe r programme . Two sets o f a prerequisite for the rejuvenation o f
revealed that it is the older people problems can be discerned : degraded forests . Villag e
and households belonging to larger communities waited patiently t o
that relating to distribution o f harvest forest products fro m
caste groups who are more likel y
to influence the decisions . benefits among the users protected areas . After more than a
decade and half since th e
Further, political control in fores t themselves, and the othe r
introduction of JFM in India ,
management remains vested in men . relating to the distribution o f however, the stalled distribution o f
The government resolutions o n
benefits between the users / benefits from plantations ,
JFM in India advocate activ e rejuvenated forest areas and th e
participation by women in th e village community and th e inadequate remuneration to village
decision-making process anti i n forest department . communities has begun to spar k
determining forest managemen t signs of restiveness amongst user s45 .
priorities . The 1988 Polic y Such a problem arises due to the
specifically refers to the creation of `a massive people' s high value of a resource (forest) which leads to reluctanc e
movement with the involvement of women'—'the onl y on the part of the State (nominal dominant partner-fores t
non-bracketed mention of women' in the policy 40 . department) to share power and benefits "
However, this policy objective is far from bein g
In fact the `regenerated forests themselves have create d
accomplished . For example, in West Bengal, a woma n
valuable assets that are sources of conflicts amon g
automatically becomes a member of the JFM Committe e
communities, conflicts that threaten the long ter m
by virtue of her husband being a member, but even then
sustainability of JFM' 47 . Two sets of problems can be
the husband is regarded as the primary member" . Whil e
discerned : that relating to distribution of benefits amon g
women may be excluded from decision-making, they ma y
the users themselves, and those relating to the distributio n
he drawn into `activity-specific participation', especiall y
of benefits between the users/village community and the
forest protection42 . There are few cases of women ' s
forest department . There were apprehensions at the lac k
participation in all-women committees in India's hill areas43 . of procedure for allocating benefits at the time when JFM
Women's participation in JFM has been high on th e programmes were first establishe d4" . That is, the curren t
government's agenda for more than a decade but still problems regarding benefit-sharing constitute a

10 Joint Forest Management in India : The Management Change Process


fundamental policy failure, which, in explicit terms, tilt s existence of socio-economic inequality in Indian villages .
the flow of benefits derived from rehabilitated forests i n The rationale for collaborative/participatory/JF M
favour of the forest department, despite objections fro m programmes from a government or donor perspective i s
village communities, as in the case of Andhra Pradesh that such programmes would increase the flow t o
where the forest department has refused to share revenu e communities and help reduce rural poverty and thereb y
from bamboo with tribal communities49 . strengthen social securit y 56 . But recent studie s57 contradic t
this widely held assumption . This is coupled with th e
In Karnataka, only one third of the community assigned
inequitable distribution of benefits accruing from the JF M
forest produce was distributed by the forest departmen t
programme among the participating households, an d
to the members in 18 JFM Committees in Uttar Kannad a
inequity in participation by the marginalised sections .
Distric t 50. A study on the JFM in Orissa found that benefi t
sharing is the most contentious issue and for the villag e A study in Jharkhand reveals that it is the wealthier section s
communities the system of benefit sharing between JF M of the communities who have benefited from the JF M
Committees and the forest department (50 :50) seems lik e programme at the expense of the poo r58 . Similarly a cas e
a `share cropping system 'S ' . A study of JFM in Utta r study of three villages in Gadchiroli District in Maharashtr a
Kannada District revealed that the found that no special attention ha s
share of 25% of the incom e been paid to the purposive strateg y
received by the village communitie s The rationale for collaborativ e of equity in benefit sharing and as a
is too small an incentive for the m result the poor suffer59 . In Andhra
JFM programmes from a
to he actively involved in fores t Pradesh, marginalised groups such
protection52 . On the other hand, due government or dono r as shifting cultivators and head
to arbitrary changes in the benefit - loaders have been denied access to
sharing mechanism in a JF M
perspective is that such the forests in the JFM programme
programme in Haryana, the initial programmes would increas e in the name of forest protection 60
gains of a successful model have In the Attappady Wastelan d
been eroded 5 3 the flow to communities an d Comprehensive Environmenta l
Moreover, arrangements fo r help reduce rural poverty an d Conservation Project in Keral a
aimed at restoring commons to th e
benefit-sharing between villag e thereby strengthen socia l people through people's institutions ,
communities and forest departmen t
vary from state to state . With the security. But recent studie s the traditional access arrangement s
for tribals, such as the grazing o f
passage of time, different state s contradict this widely hel d cattle in the commons has bee n
have passed their own resolutions
changed ; thereby, affecting thei r
to resolve this issue . For example , assumption .
livelihood 6 ' . This situation i s
in Gujarat, the distribution o f
described as `better off non-user s
benefits derived from communit y
become stakeholders, users become offenders' 62 . Further,
forests on government forest land between the fores t
a study of JFM in 13 hamlets in five forest divisions i n
department and village communities was in the ratio of
Tamilnadu revealed inequity in participation in JF M
3 :1 before the state government issued a JFM resolutio n
activities and benefit sharing, and lack of adequat e
in March 1991 . Subsequently, a second JFM resolutio n
provision for extending individual assistance to all the poo r
was issued in June 1994, enhancing the share of benefit s
and erstwhile forest users63
from rehabilitated forests to village communities from 25 %
to 50% 54 . Similarly, recent legislative orders in Andhr a Thus the issue of empowerment of the marginalise d
Pradesh have increased the benefit share of the villag e sections needs to be placed at the centre of participator y
communities from 25% to 100% but restricted t o processes . This becomes important given that a larg e
incremental volumes in timber and bamboo 5 5 proportion of forests in India is gradually coming unde r
the JFM programme .
Poverty Alleviatio n
The foremost issue of concern for India's JFM programme Institutional Impediments
is whether or not it helps to alleviate poverty given th e With the wide acceptance of JFM in India, the need t o

IIMB Management Review, March 2009 11


overcome various institutional impediments, which resul t other drawbacks in Orissa 72 . As such, there is a pressin g
in high transaction costs, is being increasingly realised . need to unify policy in at least the more important aspect s
In many states, the institutional elements of JFM functio n of JFM structure across the country in order to achieve
under a plethora of resolutions, laws, policies, and acts , better coordination among the states and for efficien t
which are often ` conflicting, ambiguous, [contradictory] , monitoring and evaluation .
and lack legal validity ' 64 . That is, the JFM programme
There are also several problems in the acquisition of village
lacks legislative support even when it is based o n
administrative orders 65 . For example, the forest department common lands for JFM implementation at the grass roots ,
in particular, the bureaucratic procedures and delays 73 .
is vested with the responsibility of resolving conflict s
Confusion between the forest department and the revenu e
within JFM Committees, disbanding a badly functionin g
department over land records adds to the aforesai d
JFM Committee, cancelling membership, nominatin g
problems . Acquisition of degraded lands classed as a
NGOs for membership 66 , and even nominating th e
common property resource is further aggravated b y
members of the JFM Committee Executive Body 67 .
encroachment of local people onto such land 74. A stud y
JFM activities presently derive their legal legitimacy fro m of tree growers' co-operatives in Gujarat concluded tha t
the resolutions issued by state governments . However, eviction following illegal encroachment on forest land i s
these resolutions do not have a statutory basis and ar e typically contested by individuals and organisations in Indi a
therefore easily reversible 68 . The state governmen t on the grounds that many of these encroachments ha d
resolutions on JFM imply that JFM Committees are taken place in the past" . The lack of demarcation an d
functional groups without a legal and statutory basi s69 and confusion over the boundary of degraded lands suitabl e
also without financial and executive powers 70. This may for JFM activities has also affected the programme, sinc e
affect the management of community forests by the JFM the administrative boundaries determined in the settlement
Committees on a long term basis . The situation creates plans were concluded during the 19 th century and reflec t
uncertainty about the rights to tenure of villag e few of the present ground realities of use and resourc e
communities involved in forest protection . Hence, for th e management .
continued success of JFM, village communities need t o
be provided with enough flexibility to build sustainabl e Marketing of forest products is often affected b y
institutional arrangements . institutional stipulations . For example, in several states ,
the provisions of the Forest Law impose restrictions o n
Furthermore, there remains a lot of variation between th e
felling, transportation, and sale of timber, (e g, in Andhra
JFM resolutions issued by different states . Also, JFM
Pradesh, the Forest Produce Transit Rules of 1970 regulat e
Committees in different states vary in nomenclature ,
transit of forest produce into, from or within any area i n
structure, and composition, and whereas they ar e
the state) . Under the JFM programme too, a JF M
registered with forest departments in some states, in others
Committee has to get permission to fell and transpor t
they are societies and cooperatives . Even within a stat e
timber, which is often a time-consuming process . Man y
there are different types of committees, e g, the State o f
states have started exempting tree species that are grow n
Madhya Pradesh has Village Forest Committees fo r
by farmers on their lands from government regulation s76 .
degraded forests, Forest Protection Committees or JF M
Such policy changes would positively impact JFM .
Committees for good forests, and Eco Developmen t
Committees for protected forests under the ongoing JF M Moreover, poor infrastructure and a lackadaisical approac h
programme . The arrangements for benefit-sharin g to marketing forest produce result in non-remunerativ e
between JFM Committees and village communities, an d prices for the products . Marketing of forest produce i n
the terms and conditions of forest land leased to JF M India is either done by State agencies or through th e
Committees, also vary from state to state . Even the alternative markets controlled by middlemen an d
recently instituted FDAs to facilitate JFM have created a intermediaries . In most cases, beneficiaries do not get a
mix-up . Since the guidelines for FDAs are different fro m remunerative price . These marketing organisations nee d
JFM rules passed by the states, the `same villages ca n to be revived or modified to function efficiently 77 . The
have different committees ' 71 ; the FDA-JFM Committee most serious hurdle comes from the nationalisation o f
model has also been criticised for reviving the top–botto m almost all the important and commercially valuable Non -
approach in the decision-making process and for many Timber Forest Products (NTFPs), as there is only one

12 Joint Forest Management in India : The Management Change Process


single buyer, the government, which effectively reduce s provides refinance facilities to certain categories o f
competition and also brings the bureaucracy into marketin g financial institutions in respect of the loans advanced b y
channels . This monopsony of the government has negativ e them to the ultimate beneficiaries—including individual s
economic implications on the forest-dependen t and NGOs—for undertaking development activities .
communities78 —the gatherers of NTFPs—as it reduce s However, since the inception of NABARD in 1982, it s
their collection and income . For example, 22 NTFPs i n contribution to tree plantation activities has been paltr y S2 ,
Andhra Pradesh are given in lease to Girijan Co-operativ e and in fact has declined in recent years 83 . Furthermore ,
Corporation, a state government agency (it is Kerala Fores t there is almost a negligible flow of institutional credit for
Development Corporation (KFDC) in Kerala and Larg e implementing ongoing JFM programmes .
Adivasi Multipurpose Society (LAMPS) in Jharkhand ) Most of the funds for JFM come from governmen t
thereby prohibiting tribal people from selling the produc e
sources and donor agencies and are usually made available
in the open market 79 . In Tamilnadu and Karnataka ,
for short periods, typically between three to five years ,
collection rights of a large number of NTFPs have been for a particular project area . In many cases, discontinuity
given to paper mills, owners of oil extraction plants, an d of funds affects the sustainability of the village-leve l
auction bidders80 .
institutions involved in JF M
Lack of appropriate marketin g programmes . In such cases ,
Most of the funds for JF M
infrastructure for forest produce ha s financial institutions can provide
always been a serious constraint in come from governmen t credit to village communities t o
the Indian forestry sector. The JFM sources and dono r continue JFM activities . Given the
poor performance of NABARD i n
programme in India emphasise s agencies and are usuall y
production of NTFPs because they disbursing institutional credit fo r
made available for shor t tree plantation programmes in th e
provide a regular income for JFM
Committees . For this system to periods, typically between past, it would be a challenging tas k
function efficiently, however, it i s three to five years, for a to now increase the flow o f
institutional credit for JF M
necessary to make JF M particular project area . I n
Committees self-sufficient for thei r throughout the countr y 84 . NABARD
day-to-day operations, rather tha n
many cases, discontinuit y has undertaken some small-scal e
depending on the government and of funds affects th e initiatives to provide funds for th e
NGOs . Marketing of NTFPs varie s sustainability of the village - JFM programme 8s but the impac t
between the states in India in term s at the grass roots is yet to b e
level institutions involved i n observed . For example, funds fro m
of `market structure, marketin g
channels, price, scope for valu e JFM programmes . NABARD helped to overcome the
added processing . . . depending on collapse of the JFM process in th e
the nature of the products [and] their legal status . . . .' B I state of Andhra Pradesh after the completion of its firs t
phase 86 .
Given this context, marketing strategies for NTFPs nee d
to he radically revamped so as to fulfil JFM objectives . It
would be a mistake for policy makers to wait and watc h Concluding Remark s
rather than to resolve this important issue, as in man y
states JFM is still in its infancy and marketing has no t The JFM policy directives issued by the government fro m
emerged as a serious constraint . time to time since the announcement of the National Fores t
Policy of 1988 indicate the existence of a learning curve
in the process of implementing JFM in India . These polic y
Institutional Financ e
directives have been developed on the principle of `analysi s
Institutional finance, a potential source of funding fo r for policy' . This means that with the passage of time ,
forestry activities in India is yet to be tapped . The Nationa l policy makers have realised the need for new polic y
Bank for Agricultural and Rural Development (NABARD) , measures for expanding the JFM programmes togethe r
an apex development bank in India, supports and promotes with the need for overcoming the constraints in thei r
tree plantations on private and community lands . NABAR D implementation, while involving various stakeholders i n

IIMB Management Review, March 2009 13


evolving policies . empower and help poverty alleviation by ensuring th e


livelihood security of the forest-dependent people .
The development of any successful doctrine is likely t o
face failures . The JFM programme in India currentl y
confronts several teething problems inherited from th e Acknowledgement s
past . While there are sub-national variations in JF M
This is the revised version of a study that appeared in the 'Polic y
implementation, the programme in general is facing a rang e
Trend Report 2002' published by the Institute for Globa l
of issues that normally crop up when an institution begin s
Environmental Strategies, Kanagawa. This study was revised for
to take root . These issues arise from the fores t publication with the assistance of the Japan Societyfor the Promotion
department ' s top-down approach, the process of JF M of Science Postdoctoral Fellowship (The University of Tokyo) and
Committee formation in different states as well as th e the Sustainable Tropical Forestry European Erasmus Mundus
lack of participatory rural techniques during this process 87 . Scholar Scholarship (University of Copenhagen) awarded to the
This requires change in the attitude of the fores t first author. We duly acknowledge this support. We sincerely thank
department . There is a need to use methods such a s two anonymous IMR referees for their constructive comments.
collaborative learning, communities of interest and open
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communities, and within communities themselves . 3 FAO, 1978, 'Forestry for Local Community Development', FAO
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4 Inoue, 'Participatory Forest Management Policy . . . '
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5 Kulkarni, Sharad, 2000, 'The Plight of the Tribal,' SEMINA R
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8 Hobley, Mary, 1996, 'Participatory Forestry : The Process o f
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24a, Winter 98/99, 0D1, London . 64 Government of India, undated, 'Study on Joint Fores t
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50 Damodaran, Appukuttannair, 2000, 'Report on Economi c 68 Hobley, 'Participatory Forestry . . .


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52 Bhat, P R, J R Rao, I K Murthy, K S Murali, and N H 72 Panigrahi, Rekha, 2006, 'Democratization of Forest Governance :
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82 Balooni, Kulbhushan, and Katar Singh, 2003, 'Financing o f
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62 Sarin, 'Policy Goals and JFM Practice' . 84 Balooni and Singh, 'Financing of Wasteland Afforestation in
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16 Joint Forest Management in India : The Management Change Process


86 Government of India, 2002, `Minutes of the Fourth JF M


Kulbhushan Balooni is Associate Professor, Indian Institute o f
Networking Meeting' . Management Kozhikode .
87 Damodaran and Engel, `Joint Forest Management in India . . .' . kbalooni@iimk .ac .in, kbalooni@yahoo .com

88 Vira et at, `Institutional Pluralism in Forestry . . .' . Makoto Inoue is Professor of Global Forest Environmental
Studies at the University of Tokyo, Tokyo .
89 Hobley, `Participatory Forestry . . .' . mkinoue@fr .a .u-tokyo .ac .jp
90 Khare et al, Joint Forest Management : Policy, Practice and
Prospects. Reprint No 0910 1

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