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POST-GRADUATION PROGRAM IN MECHANICAL ENGINEERING
NATAL - RN
2019
INFLUENCE OF TEMPERATURE ON POLYCRYSTALLINE SILICON SOLAR
CELL TECHNOLOGIES
A Deus.
As duas pessoas mais importantes da minha vida: meus pais, Sérgio Roberto de
Araújo e Juraneide da Fonseca Tinoco de Souza Araújo, os quais, juntos, mostraram-me a
importância dos estudos e da perseverança na vida, além de propiciar todos os possíveis e
impossíveis meios para que eu pudesse estudar da melhor forma.
Aos meus irmãos, Nickson Sérgio da Fonseca Tinoco de Souza Araújo e Nilberth
Roberto da Fonseca Tinoco de Souza Araújo, os quais me deram todo tipo de apoio sempre
que necessitei.
Aos meus avôs (Diniz Araújo e Jurandir Fonseca) e às minhas avós (Mirtô Tinoco
e Maria das Neves - Sassá) por terem propiciado um ambiente ímpar aos meus pais e, portanto,
a mim. Minha eterna gratidão a vocês.
A minha companheira, Lílyan Manásseias Romeiro Dantas, com quem tenho a
oportunidade de crescer cada dia mais. Uma mulher que admiro pela inteligência, simplicidade
e garra, a qual não permitiu que obstáculos a impedissem de buscar sempre o melhor.
Aos professores Dr. Fábio José Pinheiro Sousa e Dr. Flavio Bezerra Costa por me
aceitarem como seu aluno orientado e co-orientado, respectivamente, e por incentivarem a
pesquisa científica sempre nivelada por cima. Além de, juntos comigo, terem aceitado a dar
início a uma nova empreitada acadêmica, uma nova ramificação na árvore do conhecimento.
Ao Professor Dr. Gabriel Ivan Medina Tapia por ceder espaço físico no Laboratório
de Sistemas Térmicos e Energias Alternativas da UFRN para a realização dos ensaios
experimentais importantíssimos para o trabalho. Além das incontáveis discussões agregadoras
de conhecimento acadêmico e pessoal.
A todos os integrantes do Grupo de Estudos de Tribologia e Integridade Estrutural da
UFRN e do Laboratório de Sistemas Térmicos e Energias Alternativas com quem tive a
oportunidade de conviver e aprender. Grato em especial aos meus orientadores diretos de
Iniciação Científica João Andrade Lopes de Sousa, Gracilene dos Santos Aquino Pontes e
Fernando Nunes da Silva, e ao amigo produtivo Felipe Pinheiro Maia. Grato também ao meu
orientador indireto de Iniciação Científica o professor Dr. João Telésforo Nóbrega de
Medeiros o qual admiro enormemente por seu incentivo às pesquisas científicas, assim como
os debates de cunho sociais e pessoais ‘haut niveau’.
Ao Programa de PPGEM-UFRN. E, por fim, à CAPES, pelo apoio financeiro.
Thank you so much!
“Everything should become as simple as possible, but not simplified.”
Albert Einstein.
ix
Resumo
Abstract
Over the years, the contribution of photovoltaics energy to an eco-friendly world is continually
increasing and its costs reducing. In photovoltaic (PV) technologies, the solar cell temperature
and incident solar radiation are the main factors that affect their behaviors. The focus of this
work is the analysis of temperature influence over the solar cells, in view of its impact on
physical parameters of this technology, on simulation capacity of the existent equivalent models
an on effectiveness of solar simulators. Therefore, to comprehend these effects, it was
performed a study on the impact of cell temperature on the performance parameters of silicon
solar cell, a search for the most suitable model to emulate a solar cell when its operation
temperature varies and a analysis of the temperature effect on conditions of simulation while
using a low cost solar simulator, the SOLSIM. The experiment was carried out using a
polycrystalline silicon solar cell with the temperature in the range 20–60 °C at constant light
intensity 1,000 W/m2 employing a solar cell simulator (SOLSIM) developed by the INPE and
adapted by the author. In this work, it was made a brief review of the various existing
mathematical relationships involving the influence of temperature over solar cells. In the range
20-60 °C, the polycrystalline solar cell parameters varied linearly with temperature, and the
power is reduced with temperature increasing. In literature, it was identified seven equations
which determine the dependence between the solar cell parameters and the temperature. The
main existing research works on PV cell model parameter estimation problem are classified
according to number of parameters, parameters’ extraction, translation equations and PV
material technology. A qualitative comparative ranking was made and four models was found
to be the best ones to emulating PV cell: Boutana et al. (2017), Mahmoud and Xiao (2013),
Orioli and Di Gangi (2013) and Ishaque (2011). The temperature is determinant of the
maximum theoretical value to photogenerated current in function of the used solar simulator.
List of figures
Figure 1.1 World energy consumption by energy source (1990-2040). ..................................... 1
Figure 1.5 Current performance and price of different PV module technologies. ..................... 4
Figure 2.2 Power spectrum of a blackbody sun at 5760 K, and power available to its optimum
bandgap cell. ............................................................................................................................. 14
Figure 2.6 Spectral distribution of solar radiation for different atmospheric conditions. ........ 18
Figure 2.9 Illuminated J–V characteristics at various temperatures under illumination intensities
of (a) 10 suns, (b) 15 suns. ....................................................................................................... 21
Figure 2.10 Solar cells efficiency versus temperature for various materials............................ 22
Figure 2.11 Charge carriers’ mobility for silicon doped at two different donor concentrations in
relation to temperature. ............................................................................................................. 23
Figure 2.13 Evolution of bandgap energy of silicon with temperature. A) Temperature range (0
K to 300 K) according to the limitations of the relations; B) Temperature range (288.15 K to
xii
343.15 K) according to the usual operation temperature of solar cells, out of relations ranges.
.................................................................................................................................................. 27
Figure 2.14 Photon flux (AM1.5G) and the integrated short circuit current density as a function
of wavelength (bandgap – top x axis)....................................................................................... 28
Figure 3.1 The low cost solar simulator (SOLSIM) developed by INPE in partnership with the
company Orbital Eng. Ltda. ..................................................................................................... 40
Figure 3.2 Spectral irradiance curves for AM1.5G standard and SOLSIM. ............................ 40
Figure 3.3 Instruments used to measure the solar cells temperature. A) K-type Thermocouple
and B) NI 9211 module. ........................................................................................................... 42
Figure 3.6 Polycrystalline silicon solar cell used in this work. The solar cell is of 15.6 cm length.
A) Specimen before cutting process; B) Specimen after cutting process................................. 44
Figure 3.7 Materials used in the cutting procedure. A) DREMEL 4000 and B) Diamond Wheel.
.................................................................................................................................................. 44
Figure 3.8 Instruments used to measure the solar cells voltage and current output. A) NI 9205
module and B) Digital Multimeter model VC8045-II. ............................................................. 45
Figure 3.9 Components of the extraction circuit. A) terminal universal connector (5 ways) and
resistors, B) Protoboard (EPB 0057) and C) jumpers (20 cm length). ..................................... 45
Figure 3.10 Electrical circuit assembled to enable the extraction of the electrical parameters of
the solar cells (current and output voltage). ............................................................................. 47
Figure 4.1 Photon flux (SOLSIM) and the integrated short circuit current density as a function
of wavelength (bandgap – top x axis) at temperature 298 K. ................................................... 52
xiii
Figure 4.2 Maximum theoretical achievable (A) integrated short circuit current density, open-
circuit voltage and (B) efficiencies for a single p–n junction solar cell at 298 K as a function of
the wavelength for the SOLSIM spectra. ................................................................................. 53
Figure 4.3 Theoretical variations in solar cell performance parameters: (A) 𝐽𝑠𝑐 and (B) 𝑉𝑜𝑐 for
Si, InP, GaAs, CdTe and CdS with temperature for solar cells in the temperature range 298 K–
528 K at SOLSIM spectra. ....................................................................................................... 54
Figure 4.4 The theoretical efficiency of solar cells as a function of (A) material, (B) wavelength
and temperature for SOLSIM spectra. ...................................................................................... 54
Figure 4.6 Temperature controlling using the ultra-thermostatic bath model MA – 185 of
Marconi. .................................................................................................................................... 56
Figure 4.7 Temperature effect on the IxV curve of the solar cell. ........................................... 57
List of tables
Table 1.1 Advantages and disadvantages of solar photovoltaics during operation. ................... 5
Table 2.1 Varshni equation constants for silicon semiconductor material taken from different
works. ....................................................................................................................................... 26
Table 2.2 The main goal of 10 different equivalent circuit models for PV cell. ...................... 34
Table 2.4 Spectral distribution of the reference radiation, where percentage is relative to the
potential share of total radiation. .............................................................................................. 36
Table 3.1 The nine different conditions used in the present work. .......................................... 43
Table 4.1 Load configuration used to extract the whole I x V curve of silicon solar cell. The
uncertain is also available. ........................................................................................................ 55
Table 4.5 General ranking of the equivalent models for PV cell. ............................................ 65
xv
List of symbols
𝑎 Ideality factor
𝐴 Constant in 𝐽𝑠 expression
𝑐 Velocity of light in vacuum (299 792 458 m/s)
𝐶 Constant in 𝐽𝑠 expression
∆𝜇 Chemical potential (eV)
∆𝑡 Time variation (s)
𝐷𝑛 , 𝐷𝑝 Diffusion constants of minority carriers in 𝑛 and 𝑝 region
𝐸𝑐 Conduction band level (eV)
𝐸𝑔 Bandgap (eV)
𝐸𝑔,𝑟𝑒𝑓 Bandgap at STC (eV)
𝐸𝑖 Fermi level in equilibrium
𝐸𝑣 Valence band level
𝐺 Solar irradiation (W/m2)
𝐺0 Solar constant (=1,367 W/m2)
𝐺𝑟𝑒𝑓 Reference solar irradiation (=1,000 W/m2)
ℎ Planck's constant (6.62607004×10−34 J∙s)
𝐼 Cell output current (A)
𝐼𝑚𝑝 Maximum power current (A)
𝐼𝑑 Diode current (A)
𝐼𝑠 Cell saturation current (A)
𝐼𝑟𝑠 Cell reverse saturation current (A)
𝐼𝑠𝑐 Short-circuit current (A)
𝐼𝑝𝑣 Light-generated current (A)
𝐼𝑝𝑣,𝑟𝑒𝑓 Light-generated current at STC (A)
𝐽 Cell output current density (A/cm2)
𝐽𝑚𝑝 Maximum power current density (A/cm2)
𝐽𝑑 Diode current density (A/cm2)
𝐽𝑠 Cell saturation current density (A/cm2)
𝐽𝑟𝑠 Cell reverse saturation current density (A/cm2)
xviii
RESUMO ................................................................................................................................. IX
ABSTRACT .............................................................................................................................. X
1. INTRODUCTION ............................................................................................................... 1
5. CONCLUSIONS ............................................................................................................... 66
REFERENCES ......................................................................................................................... 70
APPENDICES .......................................................................................................................... 78
ANNEXES ............................................................................................................................... 89
1. Introduction
Energy demand is rising due to rapid population growth and rising living standards.
Between 2015 and 2040, it was projected that world energy consumption will grow by 28%,
according to the latest International Energy Outlook 2017 of the U.S. Energy Information
Administration (EIA, 2017; See Figure 1.1). This worldwide increasing energy utilization is
one of the greatest challenges that the world is currently dealing with, since there are both the
increasing accumulation of greenhouse gases and the decreasing reserves of fossil fuels (Khan
et al., 2016).
From Figure 1.2, the waste of energy is brutal. To produce electricity, 66% is lost
(25.3% is lost of a total of 38.2%). There is a lot to do in physics, chemistry, thermodynamics,
efficiency, emissions, etc.
and for dealing with fossil fuel-oriented environmental concerns. PV systems are free of moving
parts and present low noise level (Ishaque et al., 2011) and among renewables, solar PV's
provide the highest power density (University of Manitoba, 2017). In this respect, operation
and maintenance costs of such systems are notably low in comparison with other clean energy
generation technologies (Bianchini et al., 2016). Nowadays, over than 100 countries around the
globe are using solar PV's (Green Technology, 2015).
It is well-known that the PV power research has been progressing on two fronts, in the
effort to diminish the cost of solar energy: producing lower cost PV cells/devices and improving
their performances. The unceasing research and development in the solar cells area has
introduced novel design and concepts, new materials and processing methods, and cost
strategies (Yin et al., 2013) to diminish the cost of PV technology.
systems will probably remain growing in the future as strongly as so far, due to the thrust of
subsidies, tax breaks and other financial incentives (Devabhaktuni et al., 2013).
A strategy to reduce costs is to obtain economies of scale. This was evident with the
development of crystalline silicon cells and is likely to be true for other technologies when their
production volumes increase. In addition to economies of scale a combination of technological
innovation, research in this field and improvement in learning are likely to reduce costs
significantly. This is shown by the learning curve of the PV modules in Figure 1.3.
According to Figure 1.3, in the last 35 years, the module price decreased by about
19.1% at every duplication of cumulative production modules. Many scientists and engineers
familiar with the variety of materials and PV technology concluded that photovoltaic materials
of thin film and the third-generation ones are the most likely candidates to continue the 80%
price reduction (Sampaio et al., 2017).
Over the years, the solar cells performance is increasing for the different available
technologies. Figure 1.4 presents the growing trend of the PV technologies efficiency. There
were already, in the laboratory, multi-junction solar cells with high solar concentration with a
46% efficiency in 2016 (Sampaio et al., 2017).
Chapter 1. Introduction 4
To evaluate the performance and price of different PV module technologies, one can
look into the studies conducted by the International Energy Agency (IEA) exemplified in Figure
1.5 which is also presented the market share for each technology.
Figure 1.5 Current performance and price of different PV module technologies.
systems. These two aspects play a key role in climate policy (Torani et al., 2016). Many
countries, such as Germany, Denmark, Spain, China, Taiwan, United States, United Kingdom,
Japan, Sweden and South Korea have been using different mechanisms to encourage the
renewable energy’s use (Sampaio et al., 2017). According to the reports, the distance between
non-renewable and renewable energy resources is narrowed steadily (Cuce et al., 2017), and
the task of PV technology in this bias is of significant relevance (Cuce et al., 2014).
Even in the face of all this development in energy costs and efficiency, the feasibility
of using a PV plant, however, no mattering the PV technology chosen, depends on the
environmental parameters such as irradiance and cell temperature. Sampaio et al. (2017)
compiled the main advantages and disadvantages of PV solar energy in Table 1.1.
Table 1.1 Advantages and disadvantages of solar photovoltaics during operation.
Advantages Disadvantages
In this work, the analyses will depart from the final behavior of cell temperature after
being influenced by its secondary factors (i.e. wind speed, environment temperature, solar cell
geometry, etc.). The relation between the main and secondary factors can better understood at
the works of Rawat et al. (2017) and Akhsassi et al. (2018).
Aiming to bridge this gap on understanding the temperature influence over the solar
cells, a study on the impact of cell temperature on the performance of polycrystalline silicon
solar cell is undertaken in this work. The experiment will be carried out using a polycrystalline
silicon solar cell with the temperature in the range 20 – 60 °C at constant light intensity 1,000
W/m2 employing a solar simulator.
I) They include single crystal, multi-crystalline and the hetero-structure which have
more than 80% of the market share (Yeh and Yeh, 2013).
1.2. Objectives
The main purpose of this research is identifying and evaluating the temperature
influence over the silicon polycrystalline solar cell technology, highlighting the most important
physical concepts associated.
Chapter two provides a bibliographical review of the main concepts used throughout
the work, starting from the principles of semiconductors and operation of a photovoltaic cell.
Shortly thereafter, it is presented the solar cell performance factors, the equivalent electric
models and it is discussed about the solar simulators.
Chapter three describes the method adopted for the execution of each stage of this
study. The instruments used for simulation and measurement are specified, as well as the
assumptions.
The results obtained are presented and discussed in chapter four. This chapter was
divided in two fronts: solar cell characterization and the equivalent model analysis.
Chapter 1. Introduction 8
Finally, chapter five presents the conclusions obtained in this work, from the
experiments carried out following the methodology defined in chapter three, and presents some
directions for future researches in the subject discussed in this dissertation.
9
2. Literature review
2.1. Introduction
Sampaio et al. (2017) made a review on photovoltaic solar energy and showed that its
potential is continuously increasing mainly due to efficiency’s increasing and costs’ reducing.
When the center of attention is the efficiency, there is many parameters that have its
own influence either direct (temperature and irradiance) or indirect (wind speed and direction,
environment temperature, solar cell geometry, mounting structure, plane of the array,
transmittance of the glazing-cover, absorbance of the plate and other factors).
In this bibliographic review, it will be presented the photovoltaic effect, the basics
principles of a solar cell and the main equivalent models for solar cells since it will be used to
the extraction of the solar cells performance parameters. It was discussed the importance and
some methods for temperature measurements, and finally, the influence of the temperature on
the performance parameters of solar cells.
If the valence band is completely full and separated from the next band by an energy
gap, then the solid is a semiconductor or an insulator. The electrons in the valence band are all
completely involved in bonding and cannot be easily removed. They require an energy
equivalent to the bandgap to be removed to the nearest available unoccupied level. These
materials therefore do not conduct heat or electricity easily.
Semiconductors are distinguished, roughly, as the group of materials with the bandgap
in the range 0.5 to 3 eV. Semiconductors have a small conductivity in the dark because only a
small number of valence electrons will have enough kinetic energy at room temperature to be
excited across the bandgap at room temperature. This intrinsic conductivity decreases with
increasing bandgap. Insulators are wider bandgap materials whose conductivity is negligible at
room temperature. Materials of bandgap < 0.5 eV have reasonably high conductivity and are
usually known as semimetals.
When the solid forms a regular crystal, then the energies of the bands, or the band
structure can be predicted exactly. Exactly which crystal structure a solid will adopt depends
upon the number of valence electrons and other factors. It will prefer a configuration that
minimizes the total energy. A bandgap is likely to arise in a crystal structure where all valence
electrons are used in bonding.
The semiconductor described so far is intrinsic – it is a perfect crystal containing no
impurities. The only energy levels permitted are the levels of well-defined wavevector k which
arise from the overlap of the atomic orbitals into crystal bands (See Nelson, 2008). The
properties of those bands determine the position of the Fermi level in equilibrium, 𝐸𝑖 , and the
intrinsic carrier density, 𝑛𝑖 , which have enough thermal energy to cross the bandgap and
conduct electricity. They also determine the conductivity since intrinsic semiconductor has 𝑛
electrons and 𝑝 holes available for conduction and conductivity 𝜎 is given by
where µ𝑛 , and µ𝑝 are the mobilities of the electrons and holes, respectively, and 𝑞 is the
electronic charge. In equilibrium, 𝑛, electron density, and 𝑝, hole density, are replaced with 𝑛𝑖
in Equation 2.1.
At room temperature, the conductivity of an intrinsic semiconductor is generally very
small. For example, for intrinsic silicon, 𝜎 = 3 × 10−6 𝛺 −1 𝑐𝑚−1, at 300 K. Conductivity
increases with increasing temperature, and with decreasing bandgap since 𝑛𝑖 varies as
𝐸𝑔
𝑒𝑥𝑝 (− 2𝑘𝑇). For example, germanium with a bandgap of 0.74 eV has a conductivity of 𝜎 =
Chapter 2. Literature review 11
2 × 10−2 𝛺 −1 𝑐𝑚−1 while gallium arsenide with a bandgap of 1.42 eV has a conductivity of
𝜎 = 10−8 𝛺 −1 𝑐𝑚−1, many orders of magnitude smaller.
Now suppose that the crystal is altered by introducing an impurity atom or a structural
defect. The impurity or defect introduces bonds of different strength to those which make up
the perfect crystal, and therefore changes the local distribution of electronic energy levels. The
altered energy levels are localized (unless the density of defects is very high), unlike the
extended k states which make up intrinsic conduction and valence band states.
If the impurity energy levels occur within the bandgap they can affect the electronic
properties of the semiconductor. Introducing occupied impurity levels above 𝐸𝑖 increases the
Fermi level, which increases the density of electrons relative to holes in equilibrium. In the
same way, unoccupied levels below 𝐸𝑖 reduce the Fermi level and increase the density of holes
relative to electrons. The density and the nature of the carriers in the semiconductor can thus be
controlled by adding definite amounts of impurities which energy levels close to the conduction
or valence band edge. This is called doping.
2.2.1. n type doping
A semiconductor which has been doped to increase the density of electrons relative to
holes is called n type. The principal charge carriers are negative. Occupied levels between 𝐸𝑖
and 𝐸𝑐 are introduced by replacing some of the atoms in the crystal lattice with impurity atoms
which possess one too many valence electrons for the number of crystals bonds. Such impurities
are called donor atoms because they donate an extra electron to the lattice. An example would
be an atom of phosphorus, which has five valence electrons, in the tetravalent silicon lattice.
The extra electron is not needed in the strong directional covalent bonds which hold each atom
to its neighbors. Therefore, it is much less well bound than the other valence electrons, and is
instead held rather loosely in a Coulombic bound state with Phosphorus atom. The donor can
be ionized relatively easily, leaving the extra electron free to move and the fixed donor atom
positively charged. For typical donors, the ionization energy, 𝑉𝑛 , is some meV or tens of meV.
If the impurity is chosen so that 𝑉𝑛 is small enough, virtually all the donor atoms will be ionized
at room temperature.
In the band picture, the donor electrons have been promoted from a level in the
bandgap, 𝑉𝑛 below 𝐸𝑐 , into the conduction band. Since the donor states are all filled at 𝑇 = 0,
the Fermi level must ow lie between the donor level and 𝐸𝑐 .
The density of carriers can be controlled by varying the density of dopants, 𝑁𝐷 . If
𝑁𝐷 ≫ 𝑛𝑖 and the donors are fully ionized at room temperature, then
Chapter 2. Literature review 12
𝑛 ≈ 𝑁𝐷 (2.2)
and
𝑛𝑖 2
𝑝= (2.3)
𝑁𝐷
since 𝑛𝑝 = 𝑛𝑖 2 at equilibrium. The electron density is now greatly increased over its
equilibrium value, while the hole density is greatly reduced. The electrons are here called the
majority carriers and the holes the minority carriers. Relative to the intrinsic case, the total
density of carries is increased, and so therefore is the conductivity. Conductions in n type
semiconductors is mainly by electrons.
2.2.2. p type doping
A semiconductor which is doped to increase the density of positive charge carriers
relative to negative is called p type. It is produced by replacing some of the atoms in the crystal
with acceptor impurity atoms, which contribute too few valence electrons for the bonds they
need to form. An example would be the trivalent element boron in silicon. The acceptor
becomes ionized by removing a valence electron from another bond to complete the bonding
between it and its four neighbors. This releases a hole into the valence band. The energy of this
ionized state is higher, by a small amount of energy 𝑉𝑝 , than the highest energy of a valence
band electron, and so the acceptor energy level appears in the bandgap close to the valence band
edge. The Fermi level now lies between the acceptor level and 𝐸𝑣 .
These p type semiconductors contain an excess of positive carriers, holes. For a doping
density of 𝑁𝐴 ≫ 𝑛𝑖 ionisable acceptors, it is found
𝑛 ≈ 𝑁𝐴 (2.4)
and
𝑛𝑖 2
𝑛= (2.5)
𝑁𝐴
Again, the total carrier density and hence the conductivity is greatly increased, but now
conduction is mainly by holes, which are the majority carriers in this case.
Notice how the changes in n and p are consistent with the changes in the Fermi level.
In an intrinsic (i.e. pure) semiconductor 𝐸𝐹 lies roughly in the middle of the bandgap. The effect
of doping is to shift the Fermi level away from the center of the bandgap, towards 𝐸𝑐 in n type
material, and towards 𝐸𝑣 in p type material.
Chapter 2. Literature review 13
Note also that, unlike heating and illumination, doping is a way of increasing the
conductivity of the semiconductor at equilibrium without requiring a constant input of energy.
2.2.3. Effects of heavy doping
Heavy doping causes imperfections in the crystal structure which appear as states in
the bandgap close to the CB and VB edges. These states have the effect of adding a tail to the
CB and VB density of states functions, and so effectively reducing the bandgap. The intrinsic
carrier density will increase, because thermal excitation across the bandgap is easier, and this
has consequences for solar cell performance. Heavy doping is also likely to increase the density
of defect states which act as centers for carrier recombination or trapping.
2.3. Photovoltaic effect
The conversion of solar irradiation into electricity occurs due to the photovoltaic
effect, which was observed by the first time by Becquerel in 1839. This effect occurs in
materials known as semiconductors, which present two energy bands, in one of them the
presence of electrons is allowed (valence bad) and in the other there is no presence of them,
i.e., the band in completely “empty” (conduction band).
When the available data is the light spectral distribution, it is interesting make a
relation between the wavelength and photon energy. The cut-off wavelength of photons of
energy useful for carrier generation depends on 𝐸𝑔 . The cut-off wavelength is given by (Singh
and Ravindra, 2012)
1240
𝜆𝑔 = (𝑛𝑚) (2.6)
𝐸𝑔 (𝑒𝑉)
Chapter 2. Literature review 14
The Figure 2.2 shows how usable energy fraction falls as E increases. Even at 𝐸 = 𝐸𝑔
only a fraction of the incident power is available, since 𝑞𝑉𝑚 < 𝐸𝑔 . For this reason, it is the
incident photon flux and not the photon energy density which determines the photogeneration.
Figure 2.2 Power spectrum of a blackbody sun at 5760 K, and power available to its optimum bandgap
cell.
The PV solar cell has fundamentally two layers of individually doped semiconductor
material with its p-n junction exposed to incident irradiation (Jordehi, 2016; Villalva and
Gazoli, 2009). With the purpose of reducing the blockage of incident light, the metal grid on
the top side is constructed with thin and discontinuous structure with finger-like metal elements
Chapter 2. Literature review 15
ingrained into the silicon (Ciulla et al., 2014). It is designed to reduce the contact resistances
and to maximize the absorbing area (Jordehi, 2016).
In the presence of irradiation, as aforementioned, the p-n junction absorbs the photons
with energy greater than the bandgap of the semiconductor from incident light and create
carriers, namely electron-hole pairs. All the rest of the photons becomes heat.
These carriers are swept away, under the influence of the internal electric fields of the
p-n junction and create a current which is proportional to the incident radiation, to opposite
sides of a built-in voltage barrier between the dissimilar materials, where the charges are
collected at low resistance metallic contacts. The resulting electrical current is named light-
generated current and denoted by 𝐼𝑝𝑣 . It can be extracted if the two oppositely charged contacts
are then connected through an external load circuit. Desired currents and voltages are obtained
by connecting cells in series and parallel to form modules, and by aggregating modules in series
and parallel groupings to form arrays, both following the normal electrical aspects. Though the
magnitudes of currents and voltages differ, the electrical characteristics are similar for cells,
modules, or arrays.
is the short-circuit current (maximum value achievable); The 2-tuple B is the condition of
maximum power extraction, that is, both voltage and current are the ones that produce the
maximum power output; The 2-tuple C is the condition of open-circuit, that is, the current is
equal to 0 and the voltage is the open-circuit voltage (maximum value achievable).
In a typical solar cell, it can be concluded from (𝐼, 𝑉) = (𝐼𝑠𝑐 , 0) condition that the
Equation 2.7 is valid, i.e., the value of light-generated current (𝐼𝑝𝑣 ) can be assumed equal to the
value of short-circuit current (𝐼𝑠𝑐 ). (Mares et al., 2015)
The light-generated current density (𝐽𝑝𝑣 ) depends on the solar cell material and on the
given solar spectral irradiance and it is given by Equation 2.8. Where F(𝜆) represents the
incident photon flux in irradiance wavelength 𝜆, q is the electron charge and 𝐴 is the solar cell
superficial area.
𝜆𝑔
𝐽𝑝𝑣 = 𝑞 ∫ F(𝜆) 𝑑𝜆 (2.8)
0
The short-circuit current density 𝐽𝑠𝑐 , was calculated directly from the irradiance data. These
data are integrated by rectangle rule integration. The photon flux F(𝜆); is calculated from the
irradiance 𝐺(𝜆) and the wavelength 𝜆.
𝜆 ∙ 𝐺(𝜆) (2.9)
F(𝜆) =
ℎ∙𝑐
The current density at quantum efficiency of unity, when every incident photon creates an
electron, can be found by multiplying the photon flux with the electric charge 𝑞
Chapter 2. Literature review 17
𝐽𝑠𝑐 = 𝐹 ∙ 𝑞
The optical absorption is considered to be complete for energies higher than the bandgap. For
lower energies, no absorption takes place, no carriers are generated. For smaller quantum
efficiencies, a model for the optical absorption must be assumed, respectively.
peak response near to the infrared region (900 nm), reaching red (740 nm) in the region of the
visible. The spectral distribution can also be found as spectral irradiance (𝐺λ ).
Figure 2.6 Spectral distribution of solar radiation for different atmospheric conditions.
The parameter AM (air mass) is associated with the angle presented by the light beam
when crossing a plane normal to the surface of the planet Earth. The AM 0 is the maximum
altitude, located above the atmosphere (free space); AM 1.5 is measured in tropical regions - in
Ecuador AM 1 is used, while AM 2 and AM 3 are used in regions of high latitudes.
𝐿 1
𝐴𝑀 = ≈ (2.10)
𝐿0 cos 𝑧
Where 𝐿 is the path length through the atmosphere, 𝐿0 is the path length at the zenith angle
(normal to the earth's surface) and 𝑧 is the zenith angle (in degrees). Figure 2.7 shows the values
of Air Mass according to the angle of the light beam relative to the zenith and the position of
entry into the Earth's atmosphere.
Chapter 2. Literature review 19
2.5.2. Irradiance
It is a unit of magnitude used to describe the incident power per unit of surface area,
the integral of the spectral distribution (in λ). As reference, there is the solar constant (𝐺0 ),
irradiance measured outside the atmosphere (imagining a flat horizontal surface perpendicular
to the sun's rays, oriented towards the zenith, at a mean Earth-Sun distance), whose value is
equal to 1,367 W/m2. According to the region of the planet, there are several different values
of irradiance (the highest values are in the equatorial regions and the lowest are in the poles).
The irradiance (𝐺) and temperature (T) is related to the 𝐼𝑠𝑐 of a cell by the approximate relation:
𝐺
𝐼𝑝𝑣 (𝐺) = [𝐼 + 𝜇𝐼𝑝𝑣 (𝑇 − 𝑇𝑟𝑒𝑓 )] (2.11)
𝐺𝑟𝑒𝑓 𝑝𝑣,𝑟𝑒𝑓
Where 𝐼𝑝𝑣,𝑟𝑒𝑓 is the short-circuit current, 𝑇𝑟𝑒𝑓 is the cell temperature, 𝐺𝑟𝑒𝑓 is the
irradiance in the STC condition and 𝜇𝐼𝑝𝑣 is the temperature coefficient of 𝐼𝑝𝑣 . This equation try
to describe the behaviour presented in Figure 2.8. From a certain value, irradiance increments
do not promote the growth of photogenerated current; this threshold value is called the
maximum current or saturation current of the cell (Carvalho ALC, 2014).
The air mass is related to the irradiance with the approximate relation (based on Laue's
observations):
where 𝐺0 is the radiance outside the atmosphere and 𝑧 is the distance from the zenith. The
constants 𝑐 and 𝑠 are empirical and are respectively 0.357 and 0.678.
Concentrated irradiance
Khan et al. (2016) carried out illuminated J–V measurements with temperatures in the
298–353 K interval, under a 𝐺 range of 2–18 suns, for a silicon solar cell. They observed
variations in the performance parameters under illumination conditions of up to 6 suns are like
those observed under normal illumination conditions. It should be noted that the methods
(analytical, curve fitting, and numerical) based on single J–V characteristics sometimes result—
at high temperatures—in negative values of 𝑅𝑠 and excessive values of 𝑎, owing to limitations
of these methods. The parameter variation trends at 18 suns are like the variation trends at 15
suns (Khan et al., 2016). Therefore, they performed detailed studies only for 𝐺 values of 10 and
15 suns. The experimentally measured illuminated J–V curves of the PV cell at various values
Chapter 2. Literature review 21
of T (298, 308, 318, 333, 343, and 353 K) are shown in Figure 2.9(a) and (b), for 𝐺 values of
10 and 15 suns, respectively.
Figure 2.9 Illuminated J–V characteristics at various temperatures under illumination intensities of (a)
10 suns, (b) 15 suns.
2.5.3. Temperature
Solar cells work best at certain temperatures, according to their material properties:
Some materials are more appropriate for use in orbit around the earth, some for terrestrial uses,
and others for high-temperature applications either under concentrated sunlight or in space near
the sun. Figure 2.10 shows how different cell materials lose efficiency with increasing
temperature. Note that at normal terrestrial temperatures, 25 °C, silicon's efficiency compares
favorably with other materials; but at high temperatures, 200 °C for instance, silicon's efficiency
has dropped to 5%, whereas the other materials are near 12%. Silicon is a good material for
ambient temperature terrestrial uses; it fails in high-temperature applications.
Although Figure 2.10 does not show it, there is a similar drop-off of efficiency below
a certain low temperature for each of the materials. Note that all materials lose efficiency in the
range shown.
High-Temperature Losses
The physical effects that determine efficiency's relationship with temperature are quite
complex. For the most part, two predominate in causing efficiency to drop as temperature rises:
As thermal energy increases, (1) lattice vibrations interfere with the free passage of charge
carriers and (2) the junction begins to lose its power to separate charges.
Chapter 2. Literature review 22
The first effect severely degrades silicon's performance even at room temperatures
(Figure 2.11). The ability of charge carriers to move without losing their energy is measured by
their mobility. Note that silicon is already below its maximum efficiency at room temperature.
The high-temperature losses shown here are mostly due to collisions with thermally excited
atoms.
Figure 2.10 Solar cells efficiency versus temperature for various materials.
The second effect does not occur until temperatures of about 300 °C for silicon are
reached. At such temperatures, a huge number of electrons in normal silicon bonds are
thermally jostled from their positions; on the n-type side, they join and greatly outnumber the
free electrons donated by the n-type dopant. At the same time holes are formed on the n-type
side (left behind by the thermally freed electrons); the n-type silicon begins to lose its n-type
character as the number of free electrons and holes become similar. The same process is
working on the p-type side, which is losing its p-type character. This leads to two effects: (1)
The thermally agitated charge carriers have so much energy, they cross over the junction in
both directions almost as if the barrier field were not there. (2) Ultimately the junction itself
disappears because there is no longer n- and p-type sides to induce it. All of these effects
accumulate to erode the activity of the cell, and efficiency diminishes to nearly zero.
Since solar cells are sensitive to temperature increases, and since a PV cell converts a
small portion of the irradiance into electrical energy while the remaining is converted into heat
(Fouad et al., 2017) which contributes to increase the cell temperature, it is frequently necessary
to either match the cell material to the temperature of operation or to continually cool it,
removing the extra, unwanted heat. Sometimes this latter method can lead to positive results,
Chapter 2. Literature review 23
raising a solar installation's overall efficiency if the heat is applied to useful purposes. The
overheating of the cell mainly occurs due to excessive solar radiation and high ambient
temperatures (Abd-Elhady et al., 2016).
Figure 2.11 Charge carriers’ mobility for silicon doped at two different donor concentrations in
relation to temperature.
Low-Temperature Losses
Low-temperature losses are, if anything, more complex and less understood. They are
important, however, only for deep-space PV applications. Two effects are thought to play roles:
(1) As temperature falls, thermal energy is less able to free charge carriers from either dopant
atoms or intrinsic silicon. Mobility for light-generated charge carriers drops because they
collide more frequently with ionized donors or acceptors in n- and p-type regions, respectively.
The donors and acceptors are not screened as much by clouds of thermally aroused charge
carriers. Also (2) at very low temperature, there is so little thermal energy that even dopants
behave as if they were normal silicon atoms. For instance, in the n-type material, donor atoms
retain their extra electrons; in the p-type material, holes remain fixed in place because electrons
are less likely to pop out of their normal positions to fill them. Since the n- and p-type sides no
longer exhibit their doped character, the junction disappears.
Chapter 2. Literature review 24
2.5.4. Relations
There are some proposed correlations in the literature that express the module
temperature as a function of variables such as the weather variables (depends on the location)
especially the ambient temperature, the local wind speed and direction, mounting structure
(Santhakumari and Sagar, 2019), as well as the solar or irradiance incidence on the plane of the
array (Fouad et al., 2017). Not only this but also the temperature depends on the material and
system-dependent properties such as the transmittance of the glazing-cover, absorbance of the
plate and other factors. The effect of different operational conditions on the temperature of a
PV module was found not to be negligible and it is also dependent on the actual electrical
efficiency due to the solar energy converted to heat (Ayman et al., 2019).
The study of the behavior of solar cells with temperature (𝑇) is important as, in
terrestrial applications, they are generally exposed to temperatures ranging from 15 °C (288 K)
to 50 °C (323 K) (Singh and Ravindra, 2012) and to even higher temperatures in space and
concentrator-systems (Zeitouny et al., 2018).
The cell temperature is the key environmental parameter that has great influence on
the behavior of a PV system, as it greatly affects the system efficiency and energy output. It is
the key to decide the quality and performance of a solar cell (Chander et al., 2015b).
Earlier studies (Singh and Ravindra, 2012) have pointed out that the performance of
solar cells degrades with increase in temperature. The effect of the temperature on the cell
performance is mainly reflected in short-circuit current which increase slightly, in open circuit
voltage which decrease substantially with temperature (Ayman et al., 2019), and in an overall
reduction on the maximum power point. These effects can be visualized in Figure 2.12.
Bandgap
The bandgap energy (𝐸𝑔 ) of semiconductors is the primordial property that renders
them a veritable source of fundamental and technological interest (Bensalem et al., 2017). The
gap energy is a fundamental concept, according to the quantum theory, in semiconductor
crystals; the lowest point of the conduction band and the highest point of the valence band are
separated by a forbidden region called bandgap. The behavior of the gap under external
disturbances such as pressure and temperature is a determinant factor of semiconductor-based
device performance. In fact, the study of the gap dependence with temperature of
Chapter 2. Literature review 25
Bludau et al. (1974) reevaluated experimentally the 𝐸𝑔 of silicon with good precision
between 2 and 300 K through absorption spectroscopy method. Based on the experimental
results, the authors performed a quadratic fit using the following approximation:
(2.13)
𝐸𝑔 = 𝐴 + 𝐵𝑇 + 𝐶𝑇 2
where,
0 𝐾 < 𝑇 ≤ 190 𝐾 150 𝐾 ≤ 𝑇 ≤ 300 𝐾
𝐴 = 1.170 eV A = 1.1785 eV
𝐵 = 1.059 × 10−5 eV/𝐾 𝐵 = −9.025 × 10−5 eV/𝐾
𝐶 = −6.05 × 10−7 eV/𝐾 2 𝐶 = −3.05 × 10−7 eV/𝐾 2
Chapter 2. Literature review 26
here it is possible to note that the intervals for each constants group (A, B and C) are conflicting
due to an interpolating technique that just aims the precision.
Another empirical equation well-known in the literature that describes the temperature
dependence of the bandgap is the empirical relationship of Varshni (1967; Equation 2.14). The
constants in this expression are different according to the work, some examples are presented
in Table 2.1.
𝛼𝑇 2
𝐸𝑔 (𝑇) = 𝐸𝑔 (0) − (2.14)
𝑇+𝛽
Table 2.1 Varshni equation constants for silicon semiconductor material taken from different works.
𝐸𝑔 (0) (𝑒𝑉) 𝛼×10−4 (𝑒𝑉/𝐾) 𝛽 (𝐾) Source of data
O'Donnell and Chen (1991) proposed a new three-parameter fit to the temperature
dependence of semiconductor bandgaps. Their fitting is given by Equation 2.15.
〈ћ𝜔〉 (2.15)
𝐸𝑔 (𝑇) = 𝐸𝑔 (0) − 𝑆〈ћ𝜔〉 [coth ( ) − 1]
2𝑘𝑇
here, 𝑆 is a dimensionless coupling constant, 𝑘 is the Boltzmann’s constant
(1.380649 x 10−23 𝐽/𝐾; 8.6173324 x 10−5 𝑒𝑉/𝐾) and 〈ћ𝜔〉 is an average phonon energy. For
silicon in the temperature range 0 − 300𝐾, 𝑆 = 1.49, 〈ћ𝜔〉 = 25.2 𝑚𝑒𝑉 and 𝐸𝑔 (0) =
1.170 𝑒𝑉.
Bensalem et al. (2017) performed a research and proved that the provided values using
the parameters reported by Varshni (1967) disagree somehow with both Thurmond (1975) and
Alex et al. (1996) which tried to improve the values of Varshni Eq. (2.13) parameters, and this
is the object of both contributions. Bensalem et al. (2017) noted that, despite the simplifications
used in their analysis, the results agree well with the known values of silicon bandgap until 300
K. They guessed that the deviations compared to the results of Thurmond (1975) and O'Donnell
and Chen (1991) are since the coefficients of both contributions are very sensitive to the
temperature range, which is limited to 300 K. However, a good agreement is observed between
Chapter 2. Literature review 27
their results and those of Alex et al. (1996), which brought out the temperature dependence for
silicon bandgap up to 750 K. Thus, extrapolation is not recommended if high accuracy is
required.
A brief visual comparison among the aforementioned relations for bandgap and
temperature is presented in Figure 2.13. It is possible to note that in the temperature range of
288.15 K and 343.15 K presents a linear variation. Bensalem et al. (2017) proposed a linear
relationship and they observed that it has a high degree of confidence (regression coefficient is
close to one).
Figure 2.13 Evolution of bandgap energy of silicon with temperature. A) Temperature range (0 K to
300 K) according to the limitations of the relations; B) Temperature range (288.15 K to 343.15 K)
according to the usual operation temperature of solar cells, out of relations ranges.
Short-circuit current
The PV module temperature affects positively its current (Figure 2.12). It is observed
that the short circuit current (𝐼𝑠𝑐 ) showed only slight increase with the increase of the
temperature cell (Ayman et al., 2019).
Variation in short circuit current with temperature is primarily due to the change in
bandgap with temperature (Equations 2.13 to 2.15). 𝐼𝑠𝑐 increases with increasing temperature
due to decreasing bandgap; 𝐼𝑠𝑐 decreases with decreasing the temperature due to increasing
Chapter 2. Literature review 28
bandgap. A simple and commonly used relation that express the 𝐼𝑠𝑐 (𝐺, 𝑇) is the Equation 2.16
- a reformulation of Equation 2.11. The short-circuit current (𝐼𝑠𝑐 ) is proportional to the number
of generated charge carriers (intimately related to the bandgap) and mobility as well as it
depends strongly on the generation rate and the diffusion length (Chander et al., 2015b). The
rate of generation of charge carrier increases with cell temperature which causes an increment
in the short circuit current (Chander et al., 2015a).
𝐺 (2.16)
𝐼𝑠𝑐 (𝐺, 𝑇) = [𝐼 + 𝜇𝐼𝑆𝐶 (𝑇 − 𝑇𝑟𝑒𝑓 )]
𝐺𝑟𝑒𝑓 𝑠𝑐,𝑟𝑒𝑓
Generally, for most semiconductors, as the temperature increases, the bandgap
decreases. Consequently, the solar cell responds to longer wavelength regions in the solar
spectrum and 𝐼𝑠𝑐 increases (Equation 2.8), as well as the short-circuit current density (𝐽𝑠𝑐 ). Thus,
𝐼𝑠𝑐 is roughly proportional to the incident spectral intensity at wavelengths near the band edge
(Figure 2.2).
In Figure 2.14, it can be observed the short circuit current density for different
materials with different bandgaps under the AM1.5G spectral distribution.
Figure 2.14 Photon flux (AM1.5G) and the integrated short circuit current density as a function of
wavelength (bandgap – top x axis).
Reverse saturation current density (𝐽𝑠 ; the reverse saturation current divided by the
solar cell area) is a measure of the leakage (or recombination) of minority carriers across the p–
n junction in reverse bias (Singh and Ravindra, 2012). This leakage is a result of carrier
recombination in the neutral regions on either side of the junction and, therefore 𝐽𝑠 , primarily
controls the value of 𝑉𝑜𝑐 in the solar cells; higher 𝐽𝑠 corresponds to more leakage or
recombination of carriers whereas lower 𝐽𝑠 corresponds to less recombination. The minority
carriers are thermally generated; therefore, 𝐽𝑠 is highly sensitive to temperature changes.
Reverse saturation current density, 𝐽𝑠 , for a p–n junction solar cell, has been modeled (Hu, 1983)
as:
𝐷𝑛 𝐷𝑝
𝐽𝑠 = 𝑞 ( − )𝑛 2 (2.17)
𝐿𝑛 𝑁𝐴 𝐿𝑝 𝑁𝐷 𝑖
where, 𝑛𝑖 is the intrinsic carrier density, 𝑁𝐴 and 𝑁𝐷 are densities of acceptor and donor atoms,
𝐷𝑛 and 𝐷𝑝 are diffusion constants of minority carriers in 𝑝 and 𝑛 regions, 𝐿𝑛 and 𝐿𝑝 are
diffusion lengths of minority carriers in n and p regions, respectively. As from Equation 2.17,
𝐽𝑠 is strongly determined by the proportionality to ~𝑛𝑖 2 and 𝑛𝑖 can be represented as (Nelson,
2008):
2
𝐸𝑔 2𝜋𝑘𝑇 3 ∗3/2 ∗3/2 𝐸𝑔
𝑛𝑖 = 𝑁𝑐 𝑁𝑣 𝑒𝑥𝑝 (− ) = 4 ( 2 ) 𝑚𝑒 𝑚ℎ 𝑒𝑥𝑝 (− ) (2.18)
𝑎𝑘𝑇 ℎ 𝑎𝑘𝑇
where, 𝑁𝑐 , 𝑁𝑣 are effective density of states in conduction band, valance band and 𝑚𝑒 , 𝑚ℎ are
effective mass of electron, hole respectively.
Combining Equations 2.17 and 2.18, the expression for 𝐽𝑠 can be written in terms of
temperature and bandgap energy (Nell and Barnett, 1987) as:
𝐸𝑔
𝐽𝑠 = 𝐶𝑇 3 𝑒𝑥𝑝 (− ) (2.19)
𝑎𝑘𝑇
Chapter 2. Literature review 30
In Equation 2.19, doping and the material parameters of solar cells are combined in
this one constant 𝐶 (Nell and Barnett, 1987). The important solar cell parameters for the model
calculations are the temperature and bandgap. The higher the bandgap, lower will be the
saturation current density; Ge has very high 𝐽𝑠 values which can be attributed to the low bandgap
of Ge. The higher the temperature, higher will be the saturation current density.
An optimized value of 𝐶 = 17.90 𝑚𝐴 𝑐𝑚−2 𝐾 3 has been used by Nell and Barnet
(1987) for the calculation of performance parameters of solar cells made from a variety of
materials (Nell and Barnet, 1987). Therefore, for an optimized solar cell design, a minimum
value of 𝐶 is required and in reality, a single value is not applicable to all materials. Fan et al.
(1982) chose a value of 𝐶 = 50 𝑚𝐴 𝑐𝑚−2 𝐾 3 . Nell and Barnet (1987) investigated the effect of
various values of 𝐶 on the performance parameters of solar cells and found that the constant 𝐶
affects the efficiency logarithmically and a reasonable variation in the value of 𝐶, around 𝐶 =
17.90 𝑚𝐴 𝑐𝑚−2 𝐾 3 , will only have a modest effect on the overall system efficiency.
Green (1982) has proposed a simple empirical relation for 𝐽𝑠 where the product 𝐶𝑇 3 is
replaced by a constant 𝐴 = 1.5×108 𝑚𝐴 𝑐𝑚−2 :
𝐸𝑔
𝐽𝑠 = 𝐴 𝑒𝑥𝑝 (− ) (2.20)
𝑎𝑘𝑇
Loferski (1956) has discussed the cases where 𝐴 = 1×108 𝑚𝐴 𝑐𝑚−2 and 𝐴 =
1.44×108 𝑚𝐴 𝑐𝑚−2 .
Singh and Ravindra (2012) showed that the performance of cells for case 𝐴 =
1.5×108 𝑚𝐴 𝑐𝑚−2 gives the best agreement between the calculated and available theoretical
and experimental data for solar cells made from Si, Ge and GaAs whereas, for InP, CdTe and
CdS based solar cells, case 𝐶 = 17.90 𝑚𝐴 𝑐𝑚−2 𝐾 3 seems to be more appropriate at 298 K.
Moreover, as temperature changes, cases 𝐶 = 17.90 𝑚𝐴 𝑐𝑚−2 𝐾 3 and 𝐶 = 50 𝑚𝐴 𝑐𝑚−2 𝐾 3 are
more suitable to describe the performance of solar cells.
Open-circuit voltage
The PV cell temperature affects negatively its voltage. The open circuit voltage is
observed to decrease with cell temperature and is strongly depended on it (Ayman et al., 2019).
The most used relation for 𝑉𝑂𝐶 (𝑇) is
Chapter 2. Literature review 31
𝐺 (2.21)
𝑉𝑂𝐶 (𝑇) = 𝑉𝑂𝐶,𝑟𝑒𝑓 + 𝑎𝑉𝑡 ln ( ) + 𝜇𝑉𝑜𝑐 (𝑇 − 𝑇𝑟𝑒𝑓 )
𝐺𝑟𝑒𝑓
According to Orioli and Di Gangi (2013), the above expression of 𝑉𝑂𝐶 (Equation 2.16),
is quite imprecise because it was obtained from model 1D2R on the basis of the simplified
hypotheses of the 1D1R model, in which it is 𝑅𝑠ℎ = ∞. Moreover, when the irradiance tends
to zero, Equation 2.21 yields an unrealistic value of the open circuit voltage (𝑉𝑜𝑐 → −∞.). Thus,
these authors proposed the Equation 2.22 based on the I–V characteristics of 108 models of PV
panels (among heterojunction with intrinsic thin layer, polycrystalline and monocrystalline
silicon) issued on the Internet by 23 manufacturers.
2 3
𝐺 𝐺 𝐺 (2.22)
𝑉𝑜𝑐 = 𝑉𝑜𝑐,𝑟𝑒𝑓 + {𝐶1 𝑙𝑛 ( ) + 𝐶2 𝑙𝑛 ( ) + 𝐶3 𝑙𝑛 ( ) } + 𝜇𝑉𝑜𝑐 (𝑇 − 𝑇𝑟𝑒𝑓 )
𝐺𝑟𝑒𝑓 𝐺𝑟𝑒𝑓 𝐺𝑟𝑒𝑓
From the 1D2R model at the open-circuit voltage (0, 𝑉𝑜𝑐 ), it can be extracted that:
𝑞𝑉𝑜𝑐 𝑉𝑜𝑐
𝐼𝑝𝑣 = 𝐼𝑠 [exp ( ) − 1] + (2.23)
𝑎𝑘𝑇 𝑅𝑠ℎ
Assuming
𝑉𝑜𝑐 𝑞𝑉𝑜𝑐
≪1 exp ( )≫1 𝐼𝑝𝑣 ≈ 𝐼𝑠𝑐
𝑅𝑠ℎ 𝑎𝑘𝑇
𝑎𝑘𝑇 𝐽𝑠𝑐
𝑉𝑜𝑐 = 𝑙𝑛 ( ) (2.24)
𝑞 𝐽𝑠
𝐸𝑔 𝑎𝑘𝑇 𝐶𝑇 3
𝑉𝑜𝑐 = − (𝑙𝑛 ) (2.25)
𝑞 𝑞 𝐽𝑠𝑐
Therefore, 𝑉𝑜𝑐 decreases with an increasing temperature. All terms in Equation 2.25
affects negatively the voltage value. Including the first: the energy bandgap decreases with cell
temperature and consequently open circuit voltage is decreased. Thus, it strongly depended on
temperature.
Chapter 2. Literature review 32
The temperature influence over the open circuit voltage (𝑉𝑜𝑐 ) can be explained since it
is proportional to the contact potential difference (𝑉𝐷 ) which is given by relation concerned
(Wen et al., 2012).
𝑘𝑇 𝑁𝐷 𝑁𝐴
𝑉𝐷 = ( ) 𝑙𝑛 ( 2 ) (2.26)
𝑞 𝑛𝑖
The temperature dependence of 𝑉𝑜𝑐 can be obtained both from Equation 2.24 and 2.25,
in case of derivate from the first one, it is obtained as
The equivalent circuit models are the well-known ways for modelling PV cells
(Jordehi, 2016), however, there are other approaches for modelling PV cells. Furthermore,
proper modelling of PV cells encompasses not just proper circuit model, but precise circuit
model parameters (Jordehi, 2016). A challenging problem in the field of renewable energies is
achieving the circuit model parameters of PV cells which is a nonlinear optimisation problem
since the I–V curve of PV cells is nonlinear. A proper parameter estimation method for PV cells
should:
• Be robust, i.e., be stable while delivering accurate model parameters, in other words,
model parameters which lead to I–V data or remarkable I–V points as close as possible
to the manufacturer information and/or experimental data even with variations in entries
(Jordehi, 2016);
• Low time-consuming, especially when it is applied for Maximum Power Point Tracking
(MPPT) (Ram et al., 2017).
A huge deal of study has already been performed to solve “PV cell equivalent circuit
model parameter estimation problem”, however, efforts in research are still being put to
effectively solve this problem. (Jordehi, 2016)
During the past decades, there were many efforts to model the solar cell. The
conception of a circuit model usually starts from the basic principles of physics of
semiconductors, taking into account the influence of ambient conditions that is analysed from
the thermodynamics. There is no general agreement on which singular equation which can be
used for modelling the I–V characteristic of the PV cell. However, most models of the solar
cells have as starting point the Shockley theory of illuminated p-n junction (Mares et al., 2015).
Thus, the equivalent circuit of the solar cell is described at different levels of approximation
(Mares et al., 2015). These distinct models, i.e., models with different levels of emulation
capability are described next, together with some comments on their particularities. It is
important to note that the PV module’s I–V characteristic results from the combination of the
I–V characteristics of the solar cells that constitute it.
Resuming the main characteristics of each model available (Table 2.2) is pertinent to
allow the interested people to choose the best option at specific applications since the models
have different levels of emulation capability, and some particularities, as above mentioned.
Chapter 2. Literature review 34
Table 2.2 The main goal of 10 different equivalent circuit models for PV cell.
Model Main goal
1D Explain fundamental concepts of PV cells. It cannot emulate the behavior of
physical PV cells.
1D1R Take into account dissipative effects, and the sum of several contact
resistance and the resistance of the materials which compose the module and
causes a reduction on the power converted by this device.
1D2R Be more robust in relation to temperature influence. Emulates the behavior of
construction defects which cause leakage currents within the PV cell.
2D2R Improve the accuracy deteriorates at low irradiances. Does not assume that
the recombination loss in the depletion region is absent.
1D2R1C Emulate transient processes of the voltage on PV cell terminals in the
instantaneous load connection/disconnection.
2D4R Proportionate the division of the current into two components associated to
power factor and other as a loss factor, so it is possible that solar cells can be
compared with each other, and the way to improve solar cell performance
may be easily found.
3D2R Consider: 1) the polaron-pair generation rate as constant for a given light
intensity, rather than the current; 2) the current depends on competition
between polaron recombination and its dissociation/collection by the
electrodes.
3D5R Model small size solar cells since it present leakage current through
peripheries.
xD2R Model different PV cell technologies to achieve low modelling error.
2D1R1Rv Emulate other conduction mechanisms which are described by a nonlinear
dependence and most of the classical analysis does not considered. It was used
an SCLC mechanism.
The spectral match corresponds to the percentage ratio (value measured by the default
value), specified in Table 2.4, for each wavelength range. The wavelength ranges in this table
are suitable for characterization of silicon solar cells. Therefore, solar simulators for use with
cells from other materials need current standards covering a wider range of wavelengths.
A typical solar simulator consists of a discharge lamp in high pressure Xenon gas, 10
MPa when lit, power supply, ellipsoidal reflector, 45 ° mirrors, optical integrator, shutter, filter
holder and collimating lens. Normally, with a 1,000 W lamp, it illuminates an area of 10 cm x
10 cm. The price of an equipment, with this description, is in the order of US $ 50,000. There
are also solar pulsed light simulators used to illuminate large areas. For example, Spectrolab's
Large Area Pulsed Solar Simulator (LAPSS) costs around $ 300,000 and illuminates an area of
Chapter 2. Literature review 36
two meters in diameter during the 10 ms light pulse. This type of equipment allows to obtain
the IxV characteristic curve of a solar panel without changing its temperature (Veissid and Vaz,
2011).
Table 2.4 Spectral distribution of the reference radiation, where percentage is relative to the potential
share of total radiation.
Percentage of total radiation in Percentage of total radiation in
Wavelength range (µm)
AM1,5G (%) AM0 (%)
0,4 a 0,5 18,5 20,5
0,5 a 0,6 20,1 20,5
0,6 a 0,7 18,3 17,5
0,7 a 0,8 14,8 14,0
0,8 a 0,9 12,2 11,2
0,9 a 1,1 16,1 16,3
The value of the uncertainty associated with the measurements of the magnitude 𝑥, in
turn, can be taken from the variance (𝜎 2 ) of the set of N measures:
𝑁
1
𝜎𝑥2 = ∑(𝑥𝑖 − 𝑥̅ )2 (2.29)
𝑁−1
𝑖=1
Note that the variance does not have the same physical dimension as the magnitude
([𝜎𝑥2 ] = [𝑥 2 ] ≠ [𝑥]), so that the uncertainty associated with the measure of magnitude 𝑥 is
defined by the standard deviation of the set of N measures:
𝜎 = √𝜎𝑥2 (2.30)
The standard deviation, 𝜎, is, therefore, a definite positive quantity because of the
radiciation operation, and represents the uncertainty related to each of the data, that is, it
evaluates the distance between each measurement and the true value. Considering that the mean
was calculated on N measurements, the standard representation of the magnitude x is given by:
𝑥 = 𝑥̅ ± 𝜎𝑥 (2.31)
Where the uncertainty of the mean value is described by Equation 2.32, by the so-
called mean standard deviation, 𝜎𝑥 :
𝜎
𝜎𝑥 = (2.32)
√𝑁
Validity conditions
Equation 2.33 has general validity provided since two conditions are obeyed:
i) The set variables are statistically independent. This means that none of the variables can
be calculated from one or some of the variables in the set, nor does their measurement
interfere with the measurement of another. If this happens, the equation must be
expanded in the expression of 𝑓 before applying the propagation formula. What happens
is that each term in Equation 2.33 must represent all the dependence of the function with
Chapter 2. Literature review 38
respect to the variable on which the partial derivative was calculated; there can be no
underlying dependencies on the other variables. Note that if any of the quantities are
measured directly from other quantities that are not in this set, we can apply the
uncertainty propagation formula in isolation to them and use the calculated variances in
the propagation formula.
ii) For each variable x, we need the inequality 𝑥̅ ≫ 𝜎𝑥 . In many of the propagation
formulas we will see, the variables appear in the denominator, which causes problems
if the variable can be null, since its inverse is not defined. Even if it is not null, when
𝑥̅ ≈ 𝜎𝑥 , there is a probability that a given observation of x gives zero result. Equation
2.33 for the propagation of uncertainties assumes that observations can be repeated
infinitely; the result is nothing more than the expected value for the average of infinite
observations, so we can never use an undefined value when using equation.
Chapter 3. Materials and methods 39
Veissid and Vaz (2011) made a comparison between the values of the light-generated
current of SOLSIM and other solar simulators in AM1,5G irradiation following the standards
NBR 11879 (1991), IEC 60904-9 (2007) and ASTM E 927-85. The simulation was done
considering spectral irradiance curves of different solar simulators and spectral response of
different solar cells. SOLSIM and X25 were the equipment which presented the lowest average
standard deviation, around 1%, in relation to the values of light-generated current calculated for
the AM1.5G standard. In addition to this fact, SOLSIM is the equipment that shows the best
trade-off between accuracy and capital feasibility since its price (fifteen thousand dollars) is
one third order of the other equipment.
Chapter 3. Materials and methods 40
Figure 3.1 The low cost solar simulator (SOLSIM) developed by INPE in partnership with the
company Orbital Eng. Ltda.
Technical characteristics
Non-uniformity Class A
Temporal instability Class B
Spectral match ratio Class B
Figure 3.2 Spectral irradiance curves for AM1.5G standard and SOLSIM.
SOLSIM characterization
It is important to know the maximum theoretic values that are achievable by any solar
cell using a specific solar simulator – in this research case is the SOLSIM – since becomes
possible to create a new scale for comparisons.
From the SOLSIM solar spectral irradiance (Figure 3.2) and using Equations 2.7-2.9
could be found the relation between the 𝐽𝑠𝑐 and the λ. Also from the SOLSIM solar spectral
irradiance, but now using 𝐽𝑠𝑐 and Equations 2.19 and 2.24, could be found the relation between
Chapter 3. Materials and methods 41
the 𝑉𝑜𝑐 and the λ. Furthermore, using the relations between the 𝑉𝑜𝑐 and the λ, the 𝐽𝑠𝑐 and the λ,
could be found the relation between the 𝜂 and the λ.
The efficiency of a solar cell is the ratio of the power output corresponding to the
maximum power point to the power input and is represented as:
𝑉𝑜𝑐 𝑉
⁄𝑉 − 𝑙𝑛 ( 𝑜𝑐⁄𝑉 + 0.72)
𝑡ℎ 𝑡ℎ
𝐹𝐹 = (3.2)
𝑉𝑜𝑐
⁄𝑉 + 1
𝑡ℎ
3.2.2. Temperature
Monitoring
Temperature monitoring was achieved by using K-type thermocouples connected to a
NI 9211 module from National Instruments (Figure 3.3). All thermocouples were calibrated at
the Metrology Laboratory of the Federal University of Rio Grande do Norte
(LabMetrol/UFRN). The calibration certificates are in the annexes (Annexes A-D).
Although the thermocouples had a large measurement range (-270 to 1200 ° C) that
could lead to inaccuracy during measurements when calibrating them by comparison, the
thermocouples showed an uncertainty of ± 0.5 °C. The uncertainties presented have a
confidence level of approximately 95% and coverage factor k = 2.1, according to EA-4/02.
Besides a level of uncertainty appropriate to the purpose of this paper, they are easy to acquire
and use.
Chapter 3. Materials and methods 42
Figure 3.3 Instruments used to measure the solar cells temperature. A) K-type Thermocouple and B)
NI 9211 module.
Controlling
The temperature is a parameter that is necessary to control due to the scope of the
present work. It is required to the system a temperature range of 20 to 60 °C. This variation
become possible by using an ultra-thermostatic bath (from Marconi and model MA - 185)
integrated to the SOLSIM simulator. This equipment works as a heat exchanger that uses the
water as fluid; It has a cool/heat system, besides the pump that enables the water circulation.
Aiming the objective of this work of evaluate empirically the temperature influence
over the silicon polycrystalline solar cell technology focusing on the performance parameters,
it was chosen nine conditions presented in Table 3.1. These conditions were chosen based on
the range adopted to these work (temperature varying from approximately 20 to 60 °C) and an
increment near to 5 °C. The irradiation was maintained constant to avoid its undesirable
influences.
Chapter 3. Materials and methods 43
Table 3.1 The nine different conditions used in the present work.
Condition Irradiation (W/m²) Temperature (°C)
#1 1,000 19.1
#2 1,000 24.0
#3 1,000 28.7
#4 1,000 34.1
#5 1,000 38.8
#6 1,000 44.9
#7 1,000 49.1
#8 1,000 54.2
#9 1,000 59.0
Given this limitation, a cutting process was performed to provide an appropriate size
to the specimen. This procedure was resumed to a removal of an isosceles triangle with 2.5 cm
side length in the specimen corns (superficial area reduction of 5,14%). Following this
proceeding, the initial form (Figure 3.6A) was modified to an adequate shape (Figure 3.6B).
The cutting process was performed using a DREMEL 4000 and a Diamond wheel (Figure 3.7)
refrigerated by water in order to proportionate a regular edge with negligible shunt resistance.
Figure 3.6 Polycrystalline silicon solar cell used in this work. The solar cell is of 15.6 cm length. A)
Specimen before cutting process; B) Specimen after cutting process.
Figure 3.7 Materials used in the cutting procedure. A) DREMEL 4000 and B) Diamond Wheel.
Chapter 3. Materials and methods 45
Figure 3.8 Instruments used to measure the solar cells voltage and current output. A) NI 9205 module
and B) Digital Multimeter model VC8045-II.
In order to simulate the load, proportionate the connections and, thus, extract the
electrical parameters, the following items (Figure 3.9) were used:
i. Protoboard (EPB0057);
ii. Jumpers (20 cm length);
iii. Resistors (1.0, 1.5, 10 and 150 Ω);
iv. Quick splicing connectors (5 ways).
Figure 3.9 Components of the extraction circuit. A) terminal universal connector (5 ways) and
resistors, B) Protoboard (EPB 0057) and C) jumpers (20 cm length).
Moreover, the electrical circuit used to determine the electrical parameters of the solar
cell must have a variable load form that enables the extraction of the entire IxV curve. This
variable load was obtained from associations (in series and / or parallel) of the resistors.
However, using this extraction method, the phenomenon of uncertainty propagation (see
Subsection 2.8) arises, which must and were calculated from Equation 2.33. The propagation
of uncertainty generally occurred in two ways:
Chapter 3. Materials and methods 46
From literature:
𝑅𝑒𝑞 = 𝑅1 + 𝑅2 (3.3)
Then,
2 2
𝜕𝑅𝑒𝑞 𝜕𝑅𝑒𝑞
𝜎𝑅2𝑒𝑞 =( | ) 𝜎𝑅21 + ( | ) 𝜎𝑅22
𝜕𝑅1 𝑅 ̅̅̅̅ 𝜕𝑅2 𝑅 ̅̅̅̅
1 =𝑅 1 2 =𝑅 2
From literature:
𝑅1 ∙ 𝑅2
𝑅𝑒𝑞 = 𝑅1 | 𝑅2 = (3.5)
𝑅1 + 𝑅2
Then,
2 2
2
𝜕𝑅𝑒𝑞 𝜕𝑅𝑒𝑞
𝜎𝑅𝑒𝑞 =( | ) 𝜎𝑅21 + ( | ) 𝜎𝑅22
𝜕𝑅1 𝑅 ̅̅̅̅ 𝜕𝑅2 𝑅 ̅̅̅̅
1 =𝑅 1 2 =𝑅 2
2 2
𝑅2 2 2
𝑅1 2
=( ) 𝜎𝑅1 + ( ) 𝜎𝑅22
(𝑅1 + 𝑅2 )2 (𝑅1 + 𝑅2 )2
2 2
𝑅2 2 𝑅1 2
∴ 𝜎𝑅𝑒𝑞 = √( 2
) 𝜎𝑅1 + ( ) 𝜎𝑅22 (3.6)
(𝑅1 + 𝑅2 )2 (𝑅1 + 𝑅2 )2
A schematic drawn of the used general electrical circuit is presented in Figure 3.10.
The voltmeter is used in parallel to the load while the ammeter is used in series. The internal
resistance associated with both the voltmeter and the ammeter was considered negligible due
to the accuracy of the respective apparatus. In addition, all the results of this work will be
expressed as percentages, so that possible errors lose their significance.
Chapter 3. Materials and methods 47
Figure 3.10 Electrical circuit assembled to enable the extraction of the electrical parameters of the
solar cells (current and output voltage).
that emulate polycrystalline silicon solar cell which have their operating temperature varying
while operating. However, it is not feasible to analyze all equivalent models due to its
abundance, so it is necessary to choose a group of models and make a comparison between
them.
In order to know what models should be compared, an intensive research on the
literature was carried out aiming to made a list of the available equivalent circuit models, and
to establish relations based on the available information. The process of ranking the models
analyzed by this work was divided in two parts: 1) literature research; and 2) comparative and
qualitative analysis according to an error analysis, operation conditions – focusing on
temperature –, Translation equations and PV technology.
In the literature, it is possible to realize that there are many relations among the existent
models. These relations were separated in three groups: 1) Worse than: it was used when during
the article the author(s) prove by error data that his (their) model is more efficient than the other
in question; 2) Indecisive: it was used when the model was compare to others, but no
quantitative results were given in order to affirmed which is more efficient. This second group
also involves the models that were just compare to datasheet or experimental data; and 3) Base
for: it was used when the model is, evidently, a base for another one and there are not relations
that can be classified in the first two groups.
The ranking on “PV operation conditions” criteria was made based on the following
aspects of the models: 1) Different operation conditions – focusing on temperature; 2)
Experimental data from literature and not just datasheet information. These criteria were chosen
since the model would better emulate at different operation conditions, using also experimental
data. When necessary, once more, the tie-breaking criterion was to be the most recent model.
parameters in any other. Besides, using this bias it is possible to relate the operation conditions
directly to each parameter. The ranking on “Translation equation” criteria was made based on
the following aspects of the models: 1) Number of parameters having translation equations; 2)
Equations recently developed; 3) Number of parameters considered. These criteria were chosen
since the model would better emulate the real condition if the maximum of parameters is
considered using recent well-established equations. When necessary, once more, the tie-
breaking criterion was to be the most recent model.
3.3.3. PV technology
The models are usually said to be useful in many different PV technologies. However,
it is worthy to highlight that the performance generally goes down when a model is used in a
situation other than that used to validate itself. Thus, it is pertinent to classify the selected
models based on the cell material.
The ranking on “PV technology” criteria was made based on the following aspects of
the models: 1) Number of PV module/cells; 2) Different PV technologies. These criteria were
chosen since the model which has the largest and varied sample, it could represent more
accurately the entire PV technology population, i.e., it would better emulate different PV
module technologies with less dispersion. When necessary, the tie-breaking criterion was to be
the most recent model. It was supposed that be better than the previous models under the same
aspects is a condition to be accepted by the scientific community.
3.3.4. Assumptions
The use of assumptions is common for all models. It is used aiming the simplification
of some calculus. Its presence is greater mainly in models that present transcendental equations.
However, its easiness results in loss of accuracy, thus, it is important to identify and discuss the
main assumptions made by the models.
3.3.5. Overview
For conceiving a general ranking involving all criteria, some aspects were established.
Firstly, it was considered the models that present comparisons to any work in the literature, in
specific, the relation “worse than”. This was the main aspect to rank the models since the
superiority was declared by the authors themselves. Secondly, it was considered the different
operation conditions followed by different PV technology. This sequence was chosen because
all models use silicon technology, which represents 80% of the PV all market (Sudhakar et al.,
Chapter 3. Materials and methods 50
2016), i.e., the models that use others technologies, despite emulate in a broader variety of
technology, the difference is balanced due to the percentage of each technology
commercialized. Finally, it was computed the ranking of translation equations.
Chapter 4. Results and discussions 51
Then, it is presented the main results of this research: the influence of the temperature
in the range of 20 to 60 °C on the polycrystalline silicon solar cells; and the equivalent model
selection considering different aspects.
32.64 and 31.48% respectively at 298 K for SOLSIM spectra. Therefore, in Figure 4.2B, at the
maximum theoretical efficiency, an exact choice of the corresponding wavelength and so the
band gap or material can be chosen. However, comparing Figure 4.2B to the literature, it is
observer that there is difference between the spectra SOLSIM and AM1.5G and therefore it
must be weighed in any study using this simulator.
Figure 4.1 Photon flux (SOLSIM) and the integrated short circuit current density as a function of
wavelength (bandgap – top x axis) at temperature 298 K.
Figure 4.3A presents the variation in 𝐽𝑠𝑐 with temperature using SOLSIM spectra for
solar cells based on Si, InP, GaAs, CdTe and CdS. 𝐽𝑠𝑐 increases with increasing temperature
whereas it decreases with increasing bandgap. For CdS based cells, the difference in 𝑑𝐽𝑠𝑐 /𝑑𝑇
values in comparison to Singh and Ravindra (2012) values is high. Variation in short circuit
current density with temperature is primarily due to the change in bandgap with temperature
(Sze, 1981). Generally, for most semiconductors, as the temperature increases, the bandgap
decreases (Sze, 1981). Consequently, the solar cell responds to longer wavelength regions in
the solar spectrum and 𝐽𝑠𝑐 increases. Thus, 𝐽𝑠𝑐 is roughly proportional to the incident spectral
intensity at wavelengths near the band edge.
The variation in the open circuit voltage for solar cells based on Si, InP, GaAs, CdTe
and CdS in the temperature range 273–523 K using SOLSIM spectra is shown in Figure 4.3B.
Open-circuit voltages shown in Figure 4.3B are determined from the calculated 𝐽𝑠𝑐 and 𝐽𝑠 using
Equation 2.19 for 𝐶 = 17.90 𝑚𝐴 𝑐𝑚−2 𝐾 3 since it was observed by Nell and Barnet (1987) that
Chapter 4. Results and discussions 53
will only have a modest effect on the overall system efficiency, besides, it was observed by
Singh and Ravindra (2012) that this value is more suitable to describe the performance of solar
cells as temperature changes. According to Equation 2.24, the voltage will increase if the light
intensity is increased. For solar cells based on InP and CdTe, the 𝑉𝑜𝑐 calculated are very close
to the experimentally achieved 𝑉𝑜𝑐 by Singh and Ravindra (2012). Nonetheless, the values
calculated in this work are close to the values reported by Wysocki and Rappaport (1960).
According to Figure 4.3B, 𝑉𝑜𝑐 decreases with increasing temperature whereas it increases with
increasing bandgap. For solar cells based on Si, at 298 K, 𝑉𝑜𝑐 value is 0.6948 V and decreases
further to 0.2239 V at 528 K. The decrease in bandgap with increasing temperature results in
lower 𝑉𝑜𝑐 . The slight difference in both reported in literature (Fan et al. 1982; Wysocki and
Rappaport, 1960) and calculated 𝑉𝑜𝑐 in this work may be attributed to different spectra as well
as to the 𝐽𝑠 values.
Figure 4.2 Maximum theoretical achievable (A) integrated short circuit current density, open-circuit
voltage and (B) efficiencies for a single p–n junction solar cell at 298 K as a function of the
wavelength for the SOLSIM spectra.
the optimum cut-off wavelength shifts from 907.53 nm (bandgap of 1.37 eV) at 298 K to 825,54
nm (bandgap of 1.50 eV) at 528 K.
Figure 4.3 Theoretical variations in solar cell performance parameters: (A) 𝐽𝑠𝑐 and (B) 𝑉𝑜𝑐 for Si, InP,
GaAs, CdTe and CdS with temperature for solar cells in the temperature range 298 K–528 K at
SOLSIM spectra.
Figure 4.4 The theoretical efficiency of solar cells as a function of (A) material, (B) wavelength and
temperature for SOLSIM spectra.
Chapter 4. Results and discussions 55
4.2.3. Temperature
Monitoring
The temperature monitoring was successfully registered (Figure 4.5) for all nine
conditions. All conditions (different temperatures) presented a steady-state, without any
significant variation.
Chapter 4. Results and discussions 56
Controlling
The initial procedures to guarantee the temperature controlling was successfully
performed (Figure 4.6). The input temperature that was registered in the ultra-thermostatic bath
and the output temperature of the solar cell surface present a linear relation. This relation type
is the easiest one when the goal is controlling.
Figure 4.6 Temperature controlling using the ultra-thermostatic bath model MA – 185 of Marconi.
R² = 0.9994
60,0
50,0
40,0
30,0
20,0
10,0
10,0 15,0 20,0 25,0 30,0 35,0 40,0 45,0 50,0 55,0 60,0
Setting temperature (°C)
In order to know how linear is the relation, it was made a linear fitting. As expected,
the linear fitting is adequate because the R-square was 0.9994.
From the Equation (4.1) obtained from the linear fitting and knowing the smallest
possible variation of temperature sourced by ultra-thermostatic bath (0.1 °C), the minimum
interval for temperature variation, it is approximately 0.101 °C.
Chapter 4. Results and discussions 57
Figure 4.7 Temperature effect on the IxV curve of the solar cell.
50
0
0,00 0,20 0,40 0,60
Voltage (V)
Current (mA)
80 80
60 60
40 40
20 20
0 0
0,00 0,20 0,40 0,60 0,00 0,20 0,40 0,60
Voltage (V) Voltage (V)
Current (mA)
60 60
40 40
20 20
0 0
0,00 0,20 0,40 0,60 0,00 0,10 0,20 0,30 0,40 0,50
Voltage (V) Voltage (V)
Current (mA)
40 30
30
20
20
10 10
0 0
0,00 0,10 0,20 0,30 0,40 0,50 0,00 0,20 0,40 0,60
Voltage (V) Voltage (V)
Chapter 4. Results and discussions 58
Current (mA)
20 15
15
10
10
5 5
0 0
0,00 0,10 0,20 0,30 0,40 0,50 0,00 0,10 0,20 0,30 0,40 0,50
Voltage (V) Voltage (V)
4.3.3. PV technology
Following the ranking on “PV technology” aspects: 1) Number of PV module/cells; 2)
Different PV technologies. Besides, considering the tie-breaking as the most recent model, it
was achieved the ranking in Table 4.4.
Chapter 4. Results and discussions 62
4.3.4. Assumptions
Chaibi et al. (2018), Cibira and Koscová (2014) and Lineykin et al. (2014) assumed
that the bandgap is constant in function of temperature variation. This assumption brings not
just loss of accuracy, but it does not represent the reality properly. It is recommended the use
of some equation to relate the bandgap energy and the temperature since it gives back to the
model the physical meaning and it do not increase the time-consuming because it is a simple
equation.
The assumption of 𝐼𝑝𝑣,𝑟𝑒𝑓 = 𝐼𝑠𝑐,𝑟𝑒𝑓 used by Chaibi et al. (2018), and Cibira and
Koscová (2014) is widely accepted, however, the use of 𝑅𝑠ℎ ≫ 𝑅𝑠 used by Peng et al. (2014)
and Chaibi et al. (2018) and 𝑅𝑠 = 𝐼𝑠𝑐 /40 used by Cibira and Koscová (2014) are not. The
acceptation or rejection by the scientific community is related, respectively, to the reduction at
time-consuming and to the loss of accuracy.
minimum deviation from the datasheet/measured I–V curve at STC. Peng et al. (2014) assumed
𝑎 is unit; Ishaque et al. (2011) also used 𝑎1 = 1 and 𝑎2 ≥ 1.2. In this work, it is defended that
the 𝑎 value has also to be related to the PV technology, and not just a parameter to reduce the
deviation of the curve from the datasheet/measured data. Once it is constant and related to the
PV technology, the time-consuming is reduced and the model presents physical meaning.
4.3.5. Overview
Regarding evaluation on different temperatures, the model proposed by Isaque et al.
(2011) was verified that it has the greatest temperature range, however, the models of Chaibi et
al. (2018), Lineykin et al. (2014), Orioli and Di Gangi (2013), Boutana et al. (2017) and
Mahmoud and Xiao (2013) are considered well-evaluated since they were validated in the
temperature range (from 50 to 75 °C) that is usual in operation conditions for most of the solar
cells.
Ishaque et al. (2011), despite proposing a two-diode modeling method for PV cell,
achieved a method that requires the computation of only four parameters and computes the
series and shunt resistances using a simple and rapid iterative approach. It presented excellent
precision at lower irradiance conditions and it was superior when exposed to temperature and
irradiance variations using datasheet information from the manufacturers of six PV modules of
different technologies.
Cibira and Koscová (2014) do not compare themselves against any other work. The
error analysis mentioned in the work just comments that differences occur at bending and tail
areas (highest difference point at V = 1.6 V); but, they do not exceed 2.3% of measured level.
The analysis could be showed at all curve. In the graphics with varying temperature, it was
observed an anomalous behavior that deserves more attention, since it is not in accordance with
general literature.
Chapter 4. Results and discussions 64
The model presented in Chaibi et al. (2018) shows good agreement between the
proposed method and datasheet, except for irradiance lower than 400 W/m². The curve presents
a great inclination, and so, a remarkable discrepancy can be observed at vicinities of 𝑉𝑜𝑐 , it was
also observed at Saloux et al. (2011) and Das (2011), different of Villalva and Gazoli (2009)
and Mermoud (2012). The present work made comparisons among his model, well established
models and datasheet separately. It is recommended a simultaneous comparison to confirm its
accuracy since it is easier to visualize. This model usually underestimate the MPP, thus, it is
not the best choice when the aim is the prediction of maximum energy production to study the
feasibility of a power plant. It is ideal to conservative predictions.
Jaimes and Sousa (2017) developed a new model which is very effective in harvesting
applications because it forecasts the power constrain introduced by the indoor PV solar cells
apparatus to the payload. In addition, this model forecasts precisely the operation of the indoor
PV solar cells under warm LED spectrum – with illuminance from 177 lm/m2 to 33.3×103
(0.67–107 W/m2) – at ambient temperature. However, it is not suitable to be compared to the
others models presented here due to its radiation source and application field.
Mares et al. (2015) presented a five-parameter model which was tested on six different
commercially available crystalline silicon PV modules. The values of the determination
coefficient r² are in the range 0.976–0.998 demonstrating a very good agreement between the
experimental I–V characteristic and the estimated I–V characteristics. However, there are minor
differences in two curves. These discrepancies can be attributed to the PV technology; these
two modules are mc-Si while the other four are pc-Si, which contributed to the point already
discussed: it should be a criterion during the extraction of parameters that differentiate the PV
technologies, i.e., the 𝑎 value. Lineykin et al. (2014) also discussed how the value of the s
affects the curve. Despite this work affirms that its accuracy and the one reported by Lo Brano
et al. (2010) is comparable, it was not proved by error analysis. However, for running the
algorithm of Mares et al. (2015), the graphical presentation of the I–V characteristic in the PV
module datasheet is not required, which is a major advantage.
Lineykin et al. (2014) used the minimization of the divergence between the modeled
and experimental I–V curves of several off the shelf panels of leading manufacturers to obtain
the fifth parameter. The proposed method indicates feasibility and high accuracy through the
results of an average deviation of 0.1 – 0.5%.
Chapter 4. Results and discussions 65
The general ranking is presented in Table 4.5. Contrasting to the others rankings, this
final one is divided in 3 groups. This classification manner was chosen since it was not feasible
to precisely weight each aspect because of lacking quantitative analysis. However, this division
is enough and reliable to elect the most appropriate equivalent models for PV cells (group 1):
Ishaque et al. (2011), Orioli and Di Gangi (2013), Mahmoud and Xiao (2013) and Boutana et
al. (2017).
Among these models, it is selected the one developed by Ishaque et al. (2011) as the
most robust mathematical equivalent electric circuit models that emulate the solar cell
parameters in the respect of “Operation conditions” and “Error analysis”.
5. Conclusions
This work aiming to study the influence of temperature on polycrystalline silicon solar
cell technology was divided in three fronts: IxV curve, simulator spectral distribution and
equivalent circuit model.
IxV curve
The I-V curve for a polycrystalline silicon solar cell was carefully measured to observe
how the solar cells parameters depend on temperature. This work permitted to analyze the
development of a simple system capable of extract all desired parameters using only resistors,
an ultra-thermostatic bath, a low-cost solar simulator, a voltmeter and an amperemeter.
This work also allowed to confirm some previously reported results, and provided new
ones. It was observed that both 𝑉𝑜𝑐 and 𝐽𝑠𝑐 are sensitive to temperature, almost inversely and
directly proportional, respectively. With increasing temperature, reverse saturation current
increases, and therefore, 𝑉𝑜𝑐 decreases which decreases the fill factor and hence the efficiency
of the solar cell. At the same time, the bandgap also decreases with increasing temperature and
this results in an increase in 𝐽𝑠𝑐 which acts to improve the efficiency of the cell. Therefore, the
tendency of 𝑉𝑜𝑐 to decrease and 𝐽𝑠𝑐 to increase with increasing temperature in the solar cells
results in a decrease in the efficiency with increasing temperature. It was observed a
considerable loss of power by the solar cell indicated by the shape of the IxV curve.
The method used to perform the analysis of SOLSIM spectral distribution was found
to be very robust and of easy implementation, providing reliable results for all single-diode
parameters with low difference to literature. In the SOLSIM analysis, the temperature
dependence of performance parameters, 𝑉𝑜𝑐 , 𝐽𝑠𝑐 , and 𝜂 of solar cells based on Si, GaAs, InP,
CdTe and CdS has been investigated in the temperature range 298–528 K.
The maximum achievable 𝑉𝑜𝑐 , 𝐽𝑠𝑐 , and 𝜂 of solar cells are nearly the same as in the
literature, the differences are explained due to the existent difference in spectral distribution
considered in the works analyzed. Furthermore, using such method was possible to conclude
that the spectral distribution of the simulator used in a research is of fundamental significance
since it will influence the maximum achievable value for a determined parameter. For
Chapter 5. Conclusions 67
researchers, relative parameters applying the AM1.5G and the used simulator spectra should be
employed, since the results required to be given in a much universal comparable way.
Besides, in this work, the existing research works on PV cell model parameter
estimation problem are classified per number of parameters, parameters’ extraction, translation
equations and PV technology. The existent models were discussed pointing out its different
levels of approximation. According to the qualitatively comparison in terms of PV technology,
operation conditions, translation equations, and assumptions and time-consuming level
performed in this work, four models were classified as the most appropriate to be used to
emulate the solar cell behaviour: Boutana et al. (2017), Mahmoud and Xiao (2013), Orioli and
Di Gangi (2013) and Ishaque (2011). Among these models, it is selected the one developed by
Ishaque et al. (2011) as the most robust mathematical equivalent electric circuit models that
emulate the solar cell parameters in the respect of “Operation conditions” and “Error analysis”.
The error analysis is considered the most important, however, it was observed that is
common it not be complete and adequate. It is suggested that this investigation should be like
that performed by Boutana et al. (2017) and Mahmoud and Xiao (2013) that presented
graphically the error at all curve I-V, or at least, as was done by Ishaque et al. (2011) that
computed the error to each different condition. Since it was observed that the most recent is not
the best one necessarily, it is indispensable the comparison to other existent models, mainly the
ones appointed here as Group 1, and under the same conditions that the first one was developed.
There are few different operation conditions and there are also a few PV technologies
considered in almost all PV models which limits its accuracy. Some PV modules can be used
to overcome these limitations, such as: KC 200GT, S36, SW255, SQ150-PC, SP-70, SM 55
and ST40. It is also advised the use of experimental data to guarantee the effectiveness of the
model when both temperature and radiation are acting at different ranges simultaneously. The
implementation of more data, improve the capacity of energy production’s prediction which is
more adequate than using direct expressions that relate just the efficiency of the PV cells to
ambient conditions since it is not possible to describe the entire I-V curve, fundamental to
design the power plant.
Chapter 5. Conclusions 68
Final considerations
From the results of this work and the literature review, the temperature then influences
mainly the material of the solar cell. In the literature, this dependence has been represented by
three distinct equations. Consequently, temperature influences the photogenerated current as
well as the potential difference generated among the cell poles. These last two dependencies
are represented in the literature by one and two relations, respectively, having, in the case of
voltage, a more precise equation.
Some gaps have been observed in the literature under the theme “influence of
temperature on polycrystalline silicon solar cell technologies” and, therefore, they can be
studied in future work. They are:
i) Analyze whether the temperature dependence of the bandgap energy can be used
for efficiency gain at any operation condition;
ii) Develop a method that compares qualitative and quantitatively the existing
equivalent circuit models of solar cells. The methods of Boutana et al. (2017) and/or
Mahmoud and Xiao (2013) and/or Ishaque et al. (2011) can be used as references. It is
recommended the using of new experimental data and those already well established in
the literature (acquired from KC 200GT, S36, SW255, SQ150-PC, SP-70, SM 55 and
ST40 module datasheets);
iii) Develop a method in order to provide a more reliable comparison between data
extracted from different solar simulators without suffer significant influence of
temperature and its spectral distribution;
iv) Analyze whether the ideality factor can be related to solar cell technology as
already suggested by Cuce et al. (2017), and also determine its temperature dependence;
Chapter 5. Conclusions 69
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78
Appendices
Appendices A: A brief review of equivalent models
Appendices 79
Ideal model
If the solar irradiation does not exist, the cell acts as a simple p-n junction diode. Its
attributes are governed by the well-known Shockley diode equation, which expresses diode
current 𝐼𝑑 as (Chin et al., 2015):
𝑞𝑉
𝐼𝑑 = 𝐼𝑠 [exp ( ) − 1] (Ap.0)
𝑎𝑘𝑇
where, 𝐼𝑠 represents the saturation current and 𝑎 is the ideality (or quality) factor of the diode.
Constant 𝑘 is the Boltzmann’s constant, 𝑞 is the absolute value of electron’s charge
(1.60217646 x 10−19 C), 𝑉 is the cell output voltage, while 𝑇 is the temperature of the junction
(K). This temperature is generally assumed to be close enough to the temperature of the cell
itself (Villalva and Gazoli, 2009). However, it can be accurately determined by transfer heat as
done by Akhsassi et al. (2018). The ratio 𝑘𝑇/𝑞 is known as the thermal voltage (𝑉𝑡 ).
It is evident that the mentioned ideal PV cell model has three parameters: 𝐼𝑝𝑣 , 𝑎 and 𝐼𝑠 . Its
I–V curve characteristic is given by:
𝑞𝑉
𝐼 = 𝐼𝑝𝑣 − 𝐼𝑠 [exp ( ) − 1] (Ap.1)
𝑎𝑘𝑇
Appendices 80
According to Khan et al. (2013), the 𝐼𝑠 value is also indicative of the recombination in
the bulk of semiconductor materials, while 𝑎 indicates the recombination at the surfaces of the
solar cells and also in the bulk space charge regions. Accordingly, the value of ideality factor
notably depends on the PV technology (Cuce et al., 2017).
Bätzner et al. (2001) support that 𝑎 value depends on the current transport mechanism.
A unit value indicates ideal charge transport through the p-n junction, while a value of two
corresponds to the superposition of recombination mechanisms and diffusion. When multi-
recombination or multi-tunnelling steps occur, values higher than two can be obtained.
1D1R model
The ideal PV cell model is not commonly used for simulation of PV cells, but it is only
used to explain fundamental concepts of PV cells since it cannot emulate the behaviour of
physical PV cells (Lim et al., 2015). Therefore, to improve this emulation (Xiao et al., 2004),
the 1D1R model, which is also known as single diode 𝑅𝑠 model, presents a new element, the
series resistance R s as can be observed in Figure Ap.2.
According to literature, the presence of the series resistance 𝑅𝑠 represents the sum of
several structural resistances of the device (Boutana et al., 2017), including the parasitic series
resistance (Mazhari, 2006) and dissipative effects (Cuce et al., 2017), the contact resistance of
the metal base with the p semiconductor layer, the resistances of the p and n bodies, the contact
resistance of the n layer with the top metal grid (Ciulla et al., 2014; Cibira and Koscová, 2014),
and the resistance of the grid (Khan et al., 2013), and finally, the resistance of the materials
which compose the module and causes a reduction on the power converted by this device
(Ruschel et al., 2016).
Appendices 81
This model has four parameters: 𝐼𝑝𝑣 , 𝑎, 𝐼𝑠 and 𝑅𝑠 , and its I–V curve characteristic is
given by:
𝑞(𝑉 + 𝑅𝑠 𝐼)
𝐼 = 𝐼𝑝𝑣 − 𝐼𝑠 [exp ( ) − 1] (Ap.2)
𝑎𝑘𝑇
1D2R model
Although 1D1R model imitates the behaviour of physical PV cells better than ideal
PV cell model, it can also lack accuracy, especially in the situations where the PV cell presents
many defects and/or important temperature variation (Mares et al., 2015). Therefore, to take
into account this phenomenon and improve the similarity between model and real PV cell, the
1D2R model, also known as single diode 𝑅𝑠ℎ model, presents a new element (Figure Ap.3): the
shunt resistance 𝑅𝑠ℎ . Despite the improved performance, the accuracy deteriorates at low
irradiances, especially in the proximities of the open-circuit voltage Voc (Salam et al., 2010).
According to the existing literature, the presence of this shunt resistance represents the
construction defects (Orioli and Gangi, 2013) which cause leakage currents within the PV cell
(Jordehi, 2016; Boutana et al., 2017), i.e., any parallel high-conductivity paths (shunts) for free
carriers produced by the solar irradiation across the PV cell p-n junction or on the PV cell edges
(Mares et al., 2015). A high shunt resistance means that the clear majority of these carriers
generate power, whereas a low resistance indicates large losses (Ruschel et al., 2016). The
magnitude of the shunt resistance varies with different fabrication methods since it is intimately
related to the construction defects. This model has five parameters: 𝐼𝑝𝑣 , 𝑎, 𝐼𝑠 , 𝑅𝑠 , and 𝑅𝑠ℎ , and
its I–V curve characteristic is given by:
𝑞(𝑉 + 𝑅𝑠 𝐼) 𝑉 + 𝑅𝑠 𝐼
𝐼 = 𝐼𝑝𝑣 − 𝐼𝑠 [exp ( ) − 1] − (Ap.3)
𝑎𝑘𝑇 𝑅𝑠ℎ
Appendices 82
Comparing Equations (Ap.1) and (Ap.3), the series resistance affects the output
voltage while the shunt resistance reduces the available electrical current.
According to Bai et al. (2014), the shunt resistance is the key parameter to analyse
more complex situations of PV cells, PV modules or arrays, such as mismatch and hot-spot
phenomena. The five-parameter model has been confirmed to be more accurate than the four-
parameter model (Lo Brano et al., 2012). It is arguably the most popular used PV cell model
thanks to its relatively appropriate trade-off between accuracy and simplicity (Jordehi, 2016).
2D2R model
Despite the improved performance of the 1D2R model, its accuracy deteriorates at low
irradiances since the single diode models assumed that the recombination loss in the depletion
region is absent. In a real solar cell, the recombination represents a substantial loss, which
cannot be adequately modelled using a single diode. Consideration of this loss leads to a more
precise model, especially in the proximities of 𝑉𝑜𝑐 . Therefore, according to Gupta et al. (2012),
to overcome this limitation and to take into account the recombination phenomenon, the 2D2R
model, which is also known as two-diode model, presents a new element, the second diode 𝐷2
as shown in Figure Ap.4.
According to the existing literature, the presence of this second diode represents a
global effect due to the presence of a plurality of adjacent and uniformly distributed elementary
diodes along the surface that separates the two layers of the semiconductor (Wolf and
Rauschenbach, 1963), i.e., the effect of recombination current loss in the depletion region.
This model has seven parameters: 𝐼𝑝𝑣 , 𝑎1 , 𝑎2 , 𝐼𝑠1 , 𝐼𝑠2 , 𝑅𝑠 , and 𝑅𝑠ℎ , and its I–V curve
characteristic is given by:
Appendices 83
𝑞(𝑉 + 𝑅𝑠 𝐼) 𝑞(𝑉 + 𝑅𝑠 𝐼) 𝑉 + 𝑅𝑠 𝐼
𝐼 = 𝐼𝑝𝑣 − 𝐼𝑠1 [exp ( ) − 1] − 𝐼𝑠2 [exp ( ) − 1] − (Ap.4)
𝑎1 𝑘𝑇 𝑎2 𝑘𝑇 𝑅𝑠ℎ
In the scientific literature, there are few entirely elucidated models that allow
implementing of the algorithm to determine the seven parameters. The transcendental equation
and the existence of two exponential terms make the determination of the seven parameters an
arduous task. The procedures demand to be correctly lead during the primary estimation of the
parameters to avoid contradictory outcomes; some researchers admit: the primary conditions
heavily affect the resolution (Ciulla et al., 2014).
Bail et al. (2003) affirms that 1D1R and 1D2R model adequately emulate the operating
of the solar cells in virtue of insignificant recombination in the space charge region since they
are under normal illumination conditions.
1D2R1C model
This model is similar to the single diode model but with the addition of a capacitance.
It is depicted in Figure Ap.5.
Suskis and Galkin (2013) verified that the voltage on the terminals of the PV panel
remains at almost the same value after the instantaneous load connection for 188 microseconds
(∆𝑡). According to them, this can be explained by p-n junction capacitance that is maintaining
the bias at almost the same level, and that after discharge of this characteristics capacitance, the
Appendices 84
bias drops to the load steady-state value. Thus, a model with included p-n junction capacitance
can provide more precise and closer to the reality simulations of transient processes.
2D4R model
3D2R model
Mazhari (2006) develops a new simplified model, which is depicted in Figure Ap.7,
based on the assumption that: a) electron-hole pairs generation rate is steady for a given
radiation intensity; and b) the energy flux relies upon competition between electron-hole
recombination and its collection by the finger-like metal elements.
Appendices 85
It is known that the magnetic field contributes to the current in the solar cells and the
electric field is influenced by the voltage, thus, it is expected that current would, in general,
depends on the voltage across the solar cell indirectly since the charge extraction efficiency
depends on internal electric field.
The difference of this model to previous ones is that the internal series and shunt
resistances (it is used the index in lowscript ‘int’) come into effect only under the presence of
light. Furthermore, this model considers the shunt resistance as constant and series resistance
as a variable depending on the magnitude of current across it, although both internal resistances
can, in general, be functions of externally applied voltage, and non-linear in nature (Mazhari,
2006).
3D5R model
It was perceived by Nishioka et al. (2007) that when the modelling was leading with
small size solar cells, it was difficult to perform precise fitting, because the leakage current
through peripheries considerably affects the I–V characteristics of solar cells. With the
objective of solve this limitation, the model depicted in was proposed.
The model in Figure Ap.8 overcomes the limitation of the cells size. Besides, it enables
to model small size cells, which is very important, mainly, when it comes to developing cells.
Appendices 86
xD2R model
Soon et al. (2014) demonstrates that different PV models is required to model different
PV cell technologies to achieve low modelling error. In the present work, the physics meaning
of each diode is not explained, but the quantity varies according to the necessity of better data’s
fitting. The model is depicted in Figure Ap.9.
2D1R1Rv model
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Annexes
Annex A – Calibration certificate: Thermocouple A0
Annex B – Calibration certificate: Thermocouple A1
Annex C – Calibration certificate: Thermocouple A2
Annex D – Calibration certificate: Thermocouple A3
Annexes 90