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Archive News Alerts U.S. Nuclear War Plan Option Sought Destruction of China and Soviet
Briefing Books
Sourcebooks
Union as “Viable” Societies
Special Exhibits Published: Aug 15, 2018
Unredacted (Blog)
Briefing Book #638

Edited by William Burr

For more information, contact:


202-994-7000 or nsarchiv@gwu.e

Pre-delegation Instructions Excluded Yugoslavia from Attack on “Sino-Soviet”


Nations
SIOP-64 Established Overkill Levels of Expected Damage: 95 Percent
The SIOP Revisited

RELATED LINKS U.S. nuclear war plans during the Johnson administration included the option of a Categories: Nuclear Strategy and
retaliatory strike against nuclear, conventional military, and urban-industrial Weapons
Studies by Once Top Secret targets with the purpose of removing the Soviet Union “from the category of a Regions: Central/Eastern Europe
Government Entity Portrayed major industrial power” and destroying it as a “viable” society. This is one Russia and Former Sovie
Terrible Costs of Nuclear War disclosure from a Joint Staff review of the Single Integrated Operational Plan Union
July 22, 2014 United States and Canad
(SIOP) obtained via a Mandatory Declassification Review request by the George
Project: Nuclear Vault
New Evidence on the Origins of Washington University-based National Security Archive and posted on our site
Overkill today.
1 October 2009 The document, the Joint Staff’s review of SIOP guidance in June 1964, showed
"To Have the Only Option That of continued acceptance by policymakers of the cataclysmic nuclear strike options
Killing 80 Million People is the Height that had been integral to the plan since its inception. Accordingly, the SIOP set
of Immorality" high damage requirements—95 percent for the top priority nuclear targets—
November 23, 2005 ensuring that it remained an “overkill” plan, referring to its massively destructive
effects. Prepared and continually updated by the Joint Strategic Target Planning
U.S. Nuclear War Plans A "Hazard to Staff, the SIOP has been characterized by some as a “doomsday machine.”[1]
Ourselves as Well as Our Enemy"
13 July 2004 U.S. nuclear war planning drew on Cold War assumptions about the danger of a
Soviet surprise attack against the United States.[2] The possibility that deterrence Joint Chiefs of Staff Chairman Maxw
could fail and that U.S.-Soviet conflict could break out made U.S. defense officials Taylor with Secretary of Defense Ro
seek attack options “capable of execution under all reasonably foreseeable McNamara, July 1964, at the time o
conditions under which hostilities may begin.”[3] For such purposes, the SIOP Taylor’s appointment as ambassad
included a retaliatory option in the event of a Soviet surprise attack and a South Vietnam. Taylor presided ove
preemptive option in the case of intelligence warning of an imminent Soviet the development of the Single
attack Integrated Operational Plan that
included five choices for massive
The U.S. government has never declassified any version of the SIOP, forcing
nuclear strikes. McNamara later sa
researchers to rely on ancillary documentation to shed useful light on elements of
that “we had complete presidentia
the plan. The Joint Staff review posted today is the latest such evidence. Base-line
control over [the SIOP]” and “knew
declassified knowledge about earlier versions of the SIOP includes:
how … to cut back on the strike
SIOP-62 and its successors involved massive nuclear strikes against Sino- options.” (Photo courtesy of Office
Soviet targets, with thousands of weapons aimed at over a thousand the Secretary of Defense Historic
targets, with “Alpha” category nuclear weapons and delivery systems – Office)
nuclear-tipped missiles and bombers loaded with nuclear weapons – the
top priority.
To satisfy policymakers who wanted the president to have a wider range
of choices, by late 1962 the SIOP included two preemptive and three
retaliatory options. Included in the Football briefing material for the
President, the SIOP options were strikes, sometimes in combination, on
nuclear weapons and delivery systems (Task Alpha), on non-nuclear
military targets (Task Bravo), and on urban-industrial targets (Task
Charlie).
SIOP-63 established a high damage expectancy of 90 percent probability
of severe damage to targets, a requirement that made the SIOP an
instrument of “overkill” because multiple nuclear weapons would strike
high priority targets Air Force caption: “Worms-eye view
Boeing SM-80 ‘Minuteman’ guided
The Joint Staff review of the SIOP-64 guidance includes new information on
missile in silo prior to launch at Cap
nuclear war planning:
Canaveral FL, 7 Jan 1963.” The
The SIOP guidance permitted “withholds” to hold back strikes on specific Minuteman was becoming a major
countries. Recognizing the reality of Sino-Soviet tensions, it would be component of the nuclear weapon
possible to launch nuclear strikes against the Soviet Union without delivery systems available to SIOP
attacking China or vice versa or to withhold strikes from Eastern planners. (Photo from U.S. Nationa
European countries, namely Albania, Bulgaria, and Romania Archives, Still Pictures Branch, RG 3
Priorities for Task Alpha targets: At the top of the list of the most urgent box 966.)
target categories were: heavy and medium bomber bases, unprotected
ICBM sites (silos did not shield Soviet ICBMs until early 1964), and
IRBM/MRBM [intermediate range/medium range ballistic missile] sites.
For the top priority “Task Alpha” targets, the SIOP-64 guidance set an
even higher damage expectancy of 95 percent, “a high degree of
probability of damage.” Thus, overkill continued to be baked into the
SIOP. Yet, because nuclear planners based their assessments of damage
on the blast effects of nuclear explosions, they did not take into account
the further devastation caused by fire effects, especially in urban areas.[4]
The purpose of one of the retaliatory options was to destroy the Soviet
Union as a “viable” society because it targeted Soviet military forces
(conventional and nuclear) plus strikes on urban-industrial targets – Task
Charlie.

Unlike the 1956 Strategic Air Command Report on target systems in 1959, the
SIOP guidance paper was written at a fairly high level of generality that did not
include discussion of specific target systems. Nor did it review specific nuclear
weapons delivery vehicles, making references only to “survivable” delivery forces
for urban-industrial targets and “rapid reaction offensive forces” for the urgent
Task Alpha targets. Plainly these were references to the survivable Polaris SLBMs
Air Force caption: “The first salvo
and the rapid response Minutemen and Titan ICBMs. By May 1964, not long
launch of Minuteman intercontinen
before Taylor circulated the guidance paper, the Pentagon had hundreds of
ballistic missiles was made at
missiles for SIOP tasks: 488 alert Minutemen, 70 Titan I and II; and 208 Polaris A-1
Vandenberg Air Force base, Califor
and A-2 SLBMs. Besides the missiles, the arsenal of nuclear delivery vehicles
on 24 February 1966.” (Photo from
included 630 B-52 and 450 B-47 bombers, the latter of which were being phased
National Archives, Still Pictures Bra
out. [5]
RG 342B, box 967)

Preemption
The SIOP’s preemptive options should not be confused with a first strike.
President Eisenhower had ruled out one first-strike possibility, preventive war
against the Soviet Union, but the option for a preemptive strike against Soviet
military targets became standard in U.S. nuclear planning. Informing preemption
was the prospect that strategic intelligence could produce warning of an
impending Soviet attack that a U.S. strike could avert or at least blunt. Moreover,
some military planners believed that by destroying Soviet nuclear forces first a
preemptive strike could limit damage to the United States. Yet, by September
1963, top defense officials were concluding that damage limitation strategies
could fail. At a White House briefing on the 1963 report of the highly secret Net
Evaluation Subcommittee [NESC], General Leon Johnson told the president that
“There is no way, no matter what we do, to avoid unacceptable damage in the U.S.
if nuclear war breaks out.”[6] All the same, preemption remained in the menu of
SIOP options and the logic of damage limitation “became deeply ingrained in
decisions about the numbers and capabilities of the U.S. nuclear arsenal.”[7]

Vice President Johnson did not attend the meeting on the NESC report and it is
unknown whether Secretary of Defense Robert McNamara briefed him on the
limits of preemption. McNamara, however, was confident that should nuclear war
come he and the president could have improvised an attack without relying on the
SIOP options.[8]

The urgency given to counterforce targets and the availability of preemptive


options added momentum and instability to the U.S.-Soviet strategic competition.
Washington identified more Soviet nuclear installations for the target lists, which
then boosted the Pentagon’s requirements for more nuclear warheads. Putting
ICBMs on high alert for counterforce missions added to the risk of accidental
nuclear war as did the preemptive option. The primacy the Joint Staff gave to the
counterforce mission guaranteed that the SIOP would be an instrument of overkill
but may have been inconsistent with stable deterrence.[9]

U.S. apprehensions notwithstanding, a first strike was never part of Soviet military
doctrine. Yet Soviet political and military leaders feared a U.S. first strike, mirror
imaging Washington’s fears. While some Soviet military officials sought a
preemptive capability, key leaders such as Deputy Premier Alexei Kosygin rejected
it altogether.[10]

Pre-delegation
Also published today by the National Security Archive is new information on the
nuclear pre-delegation instructions approved by President Johnson in March 1964,
codenamed “Furtherance.” The instructions covered a specific contingency: if the
Soviet Union launched a surprise attack and if the U.S. president and successors
could not be reached, and if detonation of nuclear weapons on U.S. territory could
be confirmed. Under those circumstances,

U.S. commanders could respond with an all-out attack against the “Sino-Soviet”
bloc, which meant all countries allied with Moscow and Beijing. According to a
recently declassified document from the Lyndon B. Johnson Library, published
today by the National Security Archive, only Yugoslavia, an estranged Soviet ally,
would be spared from the nuclear strike, because of its independent status.

DOCUMENTS

Document 01
Memorandum by C.V. Clifton, "List of Things Which Have to be Done
as a Result of the Joint Chiefs of Staff Meeting with the President on
March 4, 1964," 23 March 1964, Top Secret
1964-03-23
Source: Lyndon B. Johnson Presidential Library, National Security Files, C. V.
Clifton files, box 2, Meetings with President, Volume I

In 2012, the Interagency Security Classification Appeals Panel (ISCAP)


declassified an important document on the pre-delegation instructions
approved by President Lyndon Johnson in early 1964. Under the instructions,
if the Soviet Union or China launched a nuclear attack on the United States
that knocked the president or his successor out of action, making
communication impossible, U.S. commanders-in-chief of unified or specified
commands (such as Strategic Air Command or European Command) had the
authority to retaliate against the entire Sino-Soviet bloc, even if some Soviet
allies or China had not launched an attack.

This document from March 1964, prepared a few weeks after President
Johnson's decisions on "Furtherance," clarified the meaning of "Sino-Soviet"
in the pre-delegation instructions. According to General Andrew J.
Goodpaster, director of the Joint Staff at the Pentagon, in the latest version of
the SIOP and the pre-delegation instructions, "Sino-Soviet" meant "all of the
Sino-Soviet nations and satellites, [but] not Yugoslavia." Nevertheless,
because neighboring Hungary, Romania, Bulgaria, and Albania, all countries
aligned with either China or the Soviet Union, would be targeted in an all-out
strike, Yugoslavia's population could suffer severe damage effects as well,
especially radiation.

Even though the guidance for SIOP-64 recognized the reality of the Sino-
Soviet split by permitting a China "withhold," it took four years, (until 1968),
before President Johnson rescinded the blanket "Sino-Soviet" requirement
from the "Furtherance" instructions, thus allowing top commanders to
discriminate between "Sino-Soviet" countries, e.g., by excluding China from
an attack.

Document 02
Joint Chiefs of Staff Chairman Maxwell Taylor to Generals LeMay,
Wheeler, and Greene, and Admiral McDonald, "Review of the SlOP
Guidance," 5 June 1964, CM [Chairman's Memorandum] -1407-64,
Top Secret
1964-05-06
Source: National Archives, Joint Chiefs of Staff Records, Record Group 218,
Chairman Maxwell Taylor Files, box 1, CMs

More needs to be learned about the "Furtherance" instructions and the


extent to which top commanders planned to implement them along the lines
of the most massive SIOP options. What is certain is that the SIOP, unlike
"Furtherance," gave flexibility to decisionmakers by offering "withholds" of
certain countries or categories from the target list. This was evident in the
review of the SIOP guidance, worked up by the Joint Staff, which JCS
Chairman Maxwell Taylor circulated to the Joint Chiefs of Staff in June 1964.
According to the review, the current SIOP guidance provided "a selective
capability to withhold ... all strikes against Red China and its satellites and
against the Soviet Bloc satellites, either individually or collectively." Thus, in
response to a question, the report cited an existing "capability to withhold all
attacks in all countries for which such a requirement exists, including Albania,
Bulgaria and Rumania."

The report did not explain why those three countries were eligible for
withholds (but not, for example, Poland). Given Albania's close ties to China,
it is possible that the government wanted the ability to withhold Albania as a
target if it was also withholding strikes against its ally China. Moreover, U.S.
intelligence was aware that Soviet-Romanian relations were troubled. In fact,
during Fall 1963, Foreign Minister Corneliu Manescu told Secretary of State
Dean Rusk that the Soviets had not consulted Romania during the Cuban
Missile Crisis and that the Soviets had not deployed nuclear weapons in
Romania. In response, Rusk assured Manescu that U.S. military planning
would take that into account.[i] (The "Furtherance" instructions showed the
limits to the withholds, at least before 1968.) Why Bulgaria was included is far
from evident because it was so closely aligned with the Soviet Union.

Priorities and Operations


Target withholds were only one issue in the Joint Staff review of SIOP guidance
that had been requested at an October 1963 meeting of top Defense and JCS
officials at Strategic Air Command headquarters, of which no record is yet
available. The guidance review took into account the highly secret Joint Strategic
Capabilities Plan that assigned wartime missions, such as target priorities, to the
Strategic Air Command among other commands.[12] For example, JSCP-65
stipulated that the “military objective in general war …[was] to defeat the Soviet
Bloc alone or in combination with the Asian communist Bloc.” Consistent with that
objective, U.S. nuclear forces were to “destroy or neutralize on a selective basis if
required, the military capabilities of the enemy, as necessary to limit damage to
the United States and its allies to the maximum extent practicable.” Moreover,
strategic forces were to “maintain an assured capability under all conditions [to]
destroy, on a selective basis, the war supporting and urban/industrial resources of
the enemy.”

The guidance review reaffirmed the five attack options that had been designed for
SIOP-63. Two were preemptive attack options – I: strikes against nuclear targets,
II: strikes against nuclear and non-nuclear military targets); and three were
retaliatory attack options – III: nuclear targets, IV: nuclear and non-nuclear
military, and V: military and urban industrial. As before, the top priority was
“destroying or neutralizing the enemy’s military capabilities,” with precedence
given to nuclear threat targets (Alpha category). The “secondary concern” was
extending the attack to urban-industrial targets. According to Maxwell Taylor’s
cover memorandum, this order of priorities was something that he believed
needed further review.

The Joint Staff endorsed the practice of keeping attacks on urban-industrial


targets (Charlie category) as part of a separate option because, if all attack
options combined military and urban-industrial targets, that would deny the U.S.
government “any selectivity in our attack and could dictate automatically the
destruction of US urban industrial areas by the enemy.” Attack Option V, a
retaliatory option, was the only one that targeted a combination of nuclear, non-
nuclear military, and urban industrial targets in such a way as to “destroy the will
and ability of the Sino-Soviet Bloc to wage war, remove the enemy from the
category of a major industrial power, and assure a post-war balance of power
favorable to the United States.”
Apparently, there was some hope in the Joint Staff that striking nuclear threat
targets only could signal an intent to spare urban areas that could be
reciprocated. Yet, the attacks on military targets would have been so massive as to
undermine any notion of “selectivity.” The guidance review did not discuss
numbers of weapons assigned to the strike options and no such information
from the mid-1960s is available, but in 1969 the Alpha preemptive strike, the
“smallest” SIOP option, targeted about 1,750 nuclear weapons on Soviet nuclear
forces and delivery systems.

Population as an Objective
The emphasis on a capability to destroy urban-industrial targets provided context
for a related issue in the SIOP review: the Joint Staff raised the possibility of using
“population loss as the primary yardstick for effectiveness in destroying the
enemy society with only collateral attention to industrial damage.” The implication
of this alarming statement was that as long as urban workers, clerks, and
managers were killed the level of damage to industrial targets might not be as
important. Given the JSCP-65 requirement for “an assured capability to destroy
the enemy’s war supporting and urban/industrial resources,” fatalities were likely
to increase “in that a larger portion of the urban population may be placed at
risk.” Placing “at risk” amounted to using population loss as a “primary yardstick”
but whether that criterion became embedded in SIOP planning remains to be
learned.

According to the Joint Staff review, a recent study, done in conjunction with the
Joint Strategic Target Planning Staff, considered what needed to be done “to
destroy the USSR and China as viable societies.” In the SIOP-64 guidance, the
targeting objectives already in place, including the destruction of 70 percent of
industrial floor space, could achieve “the destruction of the USSR as a viable
society.” Meeting that goal for China was more complicated because so much of
the population was agrarian. A requirement for 30 percent fatalities of the total
Chinese population, amounting to 212 million people, “would necessitate an
exorbitant weight of effort”; because 84 percent of the population was in rural
areas, “the attack of a large number of place names would destroy only a small
fraction of the total population of China.” Moreover, once the top 30 cities were
destroyed, according to the Joint Staff, “the rate of return for a weapon expended
diminishes rapidly.” To correct this problem, the Joint Staff would be looking at
“alternative examples of redistribution of targeting weights of effort between the
various categories of targets and to derive theoretical consequences of execution
of a SlOP thus retargeted.”

Later in the guidance paper, the Joint Staff further discussed what it could take to
destroy China as a “viable” society. To achieve that, the Joint Staff suggested
cutting back on the goal of destroying 50 cities and 70 percent of industrial floor
space as specified in the SIOP-64 guidance. Instead, keeping in mind the mainly
agrarian character of Chinese society, the Joint Staff relaxed the criteria for Attack
Option V, the retaliatory attack combining military and urban-industrial targets. It
would aim at destroying 30 cities with the goal of 30 percent urban fatalities and
destroying 50 percent of industrial floor space.

Implementing Option V in that way “would destroy such a level of the Chinese
urban population and industrial capacity that China would no longer be a viable
nation.”

The fingerprints of Secretary of Defense Robert McNamara can be found in some


of the language in the Joint Staff guidance review. McNamara made the concept
of “assured destruction” basic to the way that top Pentagon officials sized U.S.
strategic forces.[13] It meant a retaliatory strike that could destroy the Soviet
government and command centers along with “a large percentage of their
population and economy” (e.g. 30 percent of population, 50 percent of industrial
capacity, and 150 cities). The type of precision associated with McNamara’s
thinking can be seen in the Joint Staff SIOP guidance review, for example, in the
discussion of how China could be destroyed as a “viable” society.

The SIOP guidance review did not include any specific discussion of casualty
levels. No casualty estimates from 1964 are available but other declassified
documents provide a sense of the terrible scale. According to a 1961 estimate, a
full force SIOP attack could cause a 71 percent casualty rate in Soviet cities and 53
percent in Chinese cities. An estimate from the following year projected 70
million Soviet fatalities caused by a no-warning U.S. strike on combined military
and urban-industrial targets. By contrast the Defense Department estimated that
a U.S. strike on military targets only via “ground-burst” would cause 55 million
Soviet fatalities.
Target Priorities and Allocation of Delivery Systems
That “Task Alpha” targets (nuclear forces) were “time sensitive” suggested that
they would be struck, according to the Joint Staff, by “rapid reaction forces”—
implicitly Minuteman missiles. By contrast, “highly survivable” systems, implicitly
Polaris submarine-launched ballistic missiles, would be assigned to urban-
industrial “Charlie” targets because “an assured capability must be provided
under all conditions to destroy” them. To ensure that a survivable capability was
available, the guidance for SIOP-64 directed the “establishment of a secure
retaliatory force” for this purpose.

For destroying the most time-sensitive Task Alpha targets, SIOP-64 established the
following priorities, which was generally, but not completely, consistent with top
precedent targets in SIOP-63:

(1) Active heavy and medium bomber home bases and primary staging
bases.

(2) Soft ICBM sites.

(3) Known and fixed IRBM/MRBM sites.

(4) Primary missile launching submarine bases (or their access to the sea).

(5) Primary heavy and medium bomber dispersal bases and active light
bomber home bases.

(6) Primary nuclear and CBR [Chemical/Biological/Radiological] weapons


storage facilities outside of major urban centers.

(7) Known active local control centers that exercise control over nuclear
delivery forces which present a threat to the United States or its Allies, not
co-located with those forces, but located outside of major urban centers.

That the destruction of bomber bases had even greater urgency than “soft” ICBM
sites is an interesting problem which may possibly be explained by the large
numbers of Soviet bombers that threatened not only the U.S. but also NATO allies
and U.S. bases and troops. That “local control centers” for nuclear delivery
systems were to be excluded from the priority list if they were located in “major
urban centers” was significant because it indicated some degree of effort,
consistent with the McNamara “no cities” approach, to protect urban populations
from a counter-force strike.[14]

With the U.S.’s growing deployments of ICBMs, the Joint Staff proposed one
change in priorities. Item seven, the nuclear control centers, should get a higher
ranking, below three and above four, because they were a time-sensitive target
category. In other words, the control centers needed to be struck earlier to
disrupt the Soviet attack, but as in SIOP-63, to minimize civilian losses they would
be the ones located outside of urban areas.

Damage Expectancy
As in earlier SIOPs, the guidance for SIOP-64 stipulated high expectancy [DE], 90
percent, of severe damage to targeted installations. That would be the goal for all
targets except the “hard targets” in the Alpha category. Implicitly 90 percent was
the goal for urban-industrial and non-nuclear military targets. 90 percent was
neither “a maximum nor a minimum, but one which is highly desirable and
probably attainable with the available forces.”[15]

Because of the top priority given to destroying nuclear threat targets, the
guidance assigned a 95 percent expectancy of damage. Considering the
uncertainties associated with launching and landing a weapon on target, the
guidance for SIOP-64 stipulated that the “over-all damage expectancy to any
single DGZ [designated ground zeroes] should not exceed 95% except for those
targets of highest priority.” As meeting a high DE could require the assignment of
multiple bombs and warheads, the Joint Staff allowed that high numbers “may
not be consistent with economical weight of effort.” To balance those
considerations, the Joint Staff recommended revising the guidance “to provide
more specific instructions.”

Why the authors of the SIOP-64 guidance considered 95 percent to be possible


and necessary remains obscure. With more Minuteman I’s becoming available,
perhaps significant numbers were to be targeted on the hundreds of Soviet ICBM
and MRBM sites. The more accurate Minuteman II would not become available
until late 1965; it would have a circular error probable (CEP) in the 0.26-0.34
nautical miles range compared to 1.1. nm for Minuteman I; a significant difference
that made it a “counterforce weapon.”[16]

So that forces implementing Task Charlie achieved the “prescribed” damage


expectancy of 90 percent, the Joint Staff recommended that allocations of forces
assigned to the urban-industrial task be given “equal priority with the objectives
of Task Alpha.” Those force allocations would especially apply to retaliatory strike
Option V (combining Alpha, Bravo, and Charlie objectives) if a Soviet surprise
attack occurred when U.S. forces were in a “normal alert posture.” Whether force
allocations were so restructured is unclear, but as of 1969, 11 percent of strategic
forces were committed to the Charlie objective, but whether that was more or less
than in 1964 is presently unknown.

Major recommendations on SIOP guidance would have reached Secretary of


Defense Robert McNamara but no paper trail is presently available on that point.
While McNamara saw an assured destruction force as adequate for deterrence,
the SIOP did not include such an option because of its heavy emphasis on
counter-force. Indeed, assured destruction was antithetical to the SIOP because it
assumed just enough forces for retaliation against a smaller target set. Years
later, McNamara told author Deborah Shapley that had the circumstances arisen,
he and the president could have improvised: “we had complete presidential
control over [the SIOP]” and “we knew how, on a rough basis, to cut back on the
strike options.” Yet, he conceded that he “never did modify the SIOP to reflect
realistic alternatives.”[17]

Later in the 1960s, a new president, Richard M. Nixon, was aghast when he
learned about the scale of the SIOP attack options and concluded that a president
needed military options that did not result in Armageddon. Hoping that more
choices could prevent escalation and make nuclear weapons more usable
diplomatically, the Nixon administration initiated a search for limited nuclear
options, which would become elements of the SIOP during the last years of the
Cold War.

Note: Thanks to Lynn Eden, Senior Research Scholar Emerita, Stanford University,
for incisive comments on a draft of this posting.

NOTES
[1] . See "David Alan Rosenberg on: U.S. Planning for a Soviet Nuclear Attack,”
Interview Transcript, PBS. “Race for the Superbomb,” and Daniel Ellsberg, The
Doomsday Machine: Confessions of a Nuclear War Planner (New York:
Bloomsbury, 2017). For the organizational routines, see “David Alan Rosenberg
on the Bureaucracy of Death,” Interview Transcript, PBS, “Race for the
Superbomb” (no longer online).

[2]. According to Johnson’s chief of staff, Marvin Watson, the regular Pentagon
“doomsday briefing” included the basic point that U.S. military policy “is based on
the assumption that [the Soviets] will attempt a first strike against us.”
Nevertheless, even if a Soviet attack destroyed most of the United States, the U.S.
“counterstrike will throw the Soviet Union back into the Stone Age.” Because the
Soviet leadership is “sane, we believe they will never launch an attack against us.”
See Marvin Watson, Chief of Staff: Lyndon Johnson and His Presidency (New York:
Thomas Dunne Books, 2004), 99.

[3] . For failure of deterrence, Lynn Eden, “The U.S. Nuclear Arsenal and Zero:
Sizing and Planning for Use - Past, Present, and Future,” in Catherine McArdle
Kelleher and Judith Reppy, eds., Getting to Zero: The Path to Nuclear
Disarmament (Stanford: Stanford University Press, 2011), 69 and 78.

[4] . For “overkill” and the SIOP’s high damage requirements, see David A.
Rosenberg, "The Origins of Overkill: Nuclear Weapons and American Strategy,
1945-1960,” International Security 7 (1983): 3-71. For fire effects, see Lynn Eden,
Whole World on Fire: Organizations, Knowledge, and Nuclear Devastation (Ithaca:
Cornell University Press, 2004).

[5]. Department of Defense, “Selected Items on ICBM [Intercontinental Ballistic


Missile], Polaris and Nike X Programs Are Reported,” 19 May 1964, Digital National
Security Archive.

[6]. For first strikes, preventive war and preemptive war, see David A. Rosenberg,
"The Origins of Overkill: Nuclear Weapons and American Strategy, 1945-1960,”
International Security 7 (1983): 33-35. For the 1963 Net Evaluation Subcommittee
briefing, see also William Burr and David Alan Rosenberg, “Nuclear Competition in
an Era of Stalemate, 1963-1975,” in Melvyn P. Leffler and Odd Arne Westad, eds.,
The Cambridge History of the Cold War (New York: Cambridge University Press,
2010), 89-90.
[7]. For the logic of damage limitation, see Eden, “The U.S. Nuclear Arsenal and
Zero,” 73.

[8]. Deborah Shapley, Promise and Power: The Life and Times of Robert
McNamara (Boston: Little Brown and Company, 1993), 200-201

[9]. Michael Krepon, “Reconsidering Deterrence Stability,” Arms Control Wonk,


14 January 2015. For an argument about the possibility of deterrence without
counterforce, see Ivan Oelhrich, “The Next Steps in Arms Control: Eliminate the
Counterforce Mission,” The Bulletin of the Atomic Scientists 68 (2012): 79-85.

[10]. William Burr and Svetlana Savranskaya, “Previously Classified Interviews


with Former Soviet Officials Reveal U.S. Strategic Intelligence Failure Over
Decades,” National Security Archive Electronic Briefing Book No. 285, 11
September 2009.

[11]. Raymond L. Garthoff, A Journey through the Cold War: A Memoir of


Containment and Coexistence1(Washington, D.C.: Brookings Institution, 2001),
149-150.

[12] . Robert J. Watson, History of the Office of the Secretary of Defense, Into the
Missile Age, 1954-1960 (Washington, D.C.: Historical Office: Office of the Secretary
of Defense, 1997), 473 and 786. For the JSCP’s deep secrecy during the 1960s, see
Ellsberg, The Doomsday Machine, 104-105 and 129-131.

[13]. David A. Rosenberg, “Reality and Responsibility: Power and Process in the
Making of United States Nuclear Strategy,1945–68,” Journal of Strategic Studies 9
(1986): 48.

[14] . At some point the guidance changed by targeting major political and
military controls even if located in important urban centers. By the late 1960s,
Task Alpha included the “Moscow-Beijing Missile Package” requiring strikes
against high level Soviet and Chinese political and military control centers. Such
strikes could be withheld; during 1968 State Department officials suggested to the
Joint Staff the desirability of not attacking Beijing or Moscow so that the U.S.
government “can have someone to talk to” during a conflict. See interview with
John C. Ausland, 8 October 1991, Nuclear History Program Berlin Crisis Oral
History Project Oral History Sessions # 1-8 (College Park, MD: Center for
International Security Studies at Maryland School of Public Affairs University of
Maryland, circa 1993), 260.

[15] . For calculations of damage expectancy, see Eden, “The U.S. Nuclear Arsenal
and Zero,” 89-90, based on formulae developed by Theodore Postol, “Targeting,”
in Ashton B. Carter, John D. Steinbruner, and Charles Zracket, eds., Managing
Nuclear Operations (Washington, D.C. : Brookings Institution, 1987), 375-378.

[16]. Donald MacKenzie, Inventing Accuracy: A Historical Sociology of Nuclear


Missile Guidance (Cambridge: MIT Press, 1990), 213.

[17]. Shapley, Promise and Power, 200-201.

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