Você está na página 1de 16

Measuring the Impact of Disaster Risk Reduction:

A Learning Companion
Oxfam Disaster Risk Reduction and Climate Change
Adaptation Resources
1. About this Companion •M&E traditionally measures change, but in DRR there
Disaster Risk Reduction (DRR) and Climate Change is a ‘reverse logic’, because its success is measured if
Adaptation (CCA) are corporate priorities for Oxfam GB. disasters are avoided.
This Learning Companion aims to support Oxfam staff • Vulnerability to disaster is most often the result of the
in developing indicators of disaster resilience1 for any interplay between several factors (see the Learning
programmes that aim to reduce the risk of disaster, and Companion An Introduction to Disaster Risk Reduction for
as part of the Monitoring, Evaluation and Learning (MEL) more on this). It is unusual for programmes to address all
system. risk factors affecting a vulnerable community, which means
that it can be challenging to identify clear programme logic
This Companion is one of a series of documents against which to measure change.
providing information about DRR and CCA. You should • It is often difficult to attribute cause and effect to specific
read the Introductory Companion first for definitions of measures when there is a wide range of actors working in
DRR and the key terminology. It assumes a basic level of a complex environment.
knowledge of the Oxfam GB MEL system and processes,
so, if you require more information on this, please browse Within Oxfam, there are an increasing number of
the Programme Quality section of the Intranet or contact programmes with exclusively DRR objectives or that
phd@oxfam.org.uk. incorporate a DRR approach. As the need to address
the risk of disaster increases, so does the importance of
This Companion has been produced in response to demonstrating progress, impact and accountability to all
requests from programme staff for more guidance on stakeholders in this expanding area of work.
measuring the impact of their work and, in particular, for
developing indicators that link to national and international Globally, five priority areas for reducing vulnerability to
DRR frameworks. It will help you to develop high-quality disaster have been identified for states and other actors
indicators, collect data to measure your effectiveness, in the Hyogo Framework for Action. Developing and
and use the data you gather to inform programme-level monitoring indicators according to these areas allows
decision-making. us to monitor our own and others’ progress in these
crucial areas. Specific guidance on indicators of disaster
resilience follows later, but first it is important to understand
how these indicators fit into the logic of our programme
Learning Objectives design and how we use indicators as part of a wider MEL
plan.
After reading this Companion, you should:
• understand why MEL is important in DRR work;
• know what the key elements of a MEL plan are
and have a sense of how you can incorporate
this into your programme work plan;
• understand the role of logic models and logical
frameworks, and the differences between them;
• know what indicators are, the critical role they
play in programme monitoring, and how to write
good indicators for DRR programmes;
• understand how to use the ‘Characteristics of
a Disaster-resilient Community’ in developing
outcome indicators for your programme; and
 • understand how the development of indicators
fits into the wider Oxfam MEL system.

1 Resilience refers to the ability of a community, society or other




system to continue to function during or after a hazard. It is generally


determined by the extent to which the social system is capable of
2. Introduction: What are the issues? adapting and organising itself to manage basic functions during
hazards and to recover afterwards. It is a broader term than capacity,
Monitoring, evaluation and learning are crucial in all because it represents the coming together of capacities with the
Oxfam programmes. They help us to learn, understand social, institutional structures that enable their use. (Summarised
and increase our effectiveness, make evidence-based from Twigg (2007) Characteristics of a Disaster Resilient Community,
p6, and DFID (2004) Disaster Risk Reduction: A Development
decisions, and ensure accountability to our donors and
Concern: A Scoping Study, p16.)
the communities with which we work. Monitoring and
evaluation (M&E) of DRR impact to date has not been
Page opposite: Volunteers receive training in flood preparedness in
systematically applied across the development sector for a Bangladesh and practice how to make a raft using local materials.
number of reasons, such as the following: Photo: Shailan Parker/Oxfam

1
2
3. Developing a MEL plan 4. Systematic monitoring against core
Good MEL plans contain three different types of indicators
processes – all of which play a key role in improving the
quality of our work. While this Companion focuses mainly 4.1. Developing programme logic2
on the first type outlined below, all three are essential. Good-quality M&E depends on coherent programme
If you would like more information on any of these design. Coherent programmes have strong internal
processes, please contact phd@oxfam.org.uk. logic which makes clear: what the programme intends
to achieve, how it expects to achieve it, and what
assumptions are being made – both in terms of how the
1. Systematic monitoring against core programme will be implemented and its theory of change
programme indicators (i.e. how the programme expects change to happen
within a given context). All of Oxfam’s programmes are
based on the following logical chain:
• Develop programme logic.
• Identify key indicators (e.g. for DRR they are
based on Hyogo Framework priority areas and
using Characteristics of a Disaster Resilient ACTIVITIES
Community).
• Collect and analyse data which relate to the
indicators and will enable assessment of impact OUTPUTS
and better decision-making.

OUTCOMES

IMPACT
2. Space for reflection and learning

• Monitoring reviews: (twice a year in development


programmes, and as appropriate in humanitarian Assumptions
responses.) Based on the evidence that we have, we
• These can be used in standalone DRR assume that there is a logical progression from
programmes and also to consider how one to another. However, these assumptions
incorporating DRR could improve the quality need to be tested during the development of
of programmes not currently taking a DRR the M&E framework. It is important to question
approach. whether the outputs will actually lead to the
outcomes, and if so, how they will do so.

4.1.1. What is the difference between a logic model and


3. Rigorous analysis of outcomes and
a logical framework?
impact
A logic model aims to clarify the overarching logic of
a programme. It can be used in the design phase or
during implementation to review the theory of change
• Although the Oxfam GB evaluation policy makes it
for the whole programme or for a specific component of
mandatory for only some programmes to carry out
it. It is usually no more than one page long and can be
mid-term and final evaluations, all programmes
expressed as a table with columns for each stage or in
should plan for some type of evaluation.
a free-flow diagram. All programmes in Oxfam need to
• Evaluations can take many different forms. They
demonstrate an understanding of their programme logic.
can be internal or external, formative (which help in
developing programmes) or summative (document
A logical framework (logframe)3 is a more detailed
impact or learning from a completed programme).
document but based on the logic model, generally used as
a programme management tool. Although Oxfam does not
require logframes, many donors that fund DRR projects, such
2 This is only a brief introduction to logic models to illustrate how as the Department for International Development (DFID) or
DRR indicators relate to this. For further guidance, please see the the European Commission (EC), do ask for them as part
MEL Guidance Sheet on Programme Logic Models.
of project proposal and reporting. Although you will use
3 For more on logframes, please see the Pick Up and Go module: An the same principles to design a logical chain in a logframe,
Introduction to Logical Frameworks or contact phd@oxfam.org.uk. donors may have their own terminology for the different levels.
3
Logframes are also used to document the indicators • Impact indicators are quantitative measures or qualitative
at different levels (output, outcome and impact) and judgements (or both) by which the achievements of
means of verification (evidence/data which will be used outcomes (or the positive or negative ‘impact’ on the
to measure progress towards the indicators). Logframes target group) can be judged. These indicators are
can be used as a basis for developing a monitoring developed at outcome/objective or impact/goal level.
framework.
Process and impact indicators can be direct or indirect
4.1.2. Testing programme logic through monitoring (‘proxy’) and quantitative and/or qualitative. Here are a
Once you have documented your programme logic few indicators showing what this terminology means in
and started implementing your programme, checking practice. Further examples are given below in Section 5.3.
the validity of the assumptions in the logic model is an
essential part of programme monitoring. This is key to • Direct indicators are straightforward and easy to
assessing the programme’s contribution towards change. measure. They are usually a precise, comprehensive
restatement of the respective objective.
4.2. Developing high-quality indicators Example: % of households possessing a family
contingency plan developed by their children, where the
4.2.1. What are indicators?4 head of the household can describe the plan.
Indicators are observable or measurable changes due to
the actions or input from a project. Oxfam describes an • Indirect (proxy) indicators are used when the
indicator as a “quantitative or qualitative factor or variable achievement of the objective is not directly observable,
that provides a simple and reliable means to measure measurement would incur very high costs, resources for
achievement”.5 measuring are not available, or the achievement of the
objective is only measurable a long time after the activity
There are two different types of indicators: has been carried out.
• Process indicators show how the project is progressing,  Example: Level of public health systems working
what is happening, and if the original plan is being according to minimum standards, suffering minimal
followed. They can measure the amount of work being damages from floods, and easily repaired and functioning
done as well as the quality and timeliness. These again within three days.
indicators are developed at output level.

4 This is a very brief introduction. There is existing generic guidance on developing good-quality programme indicators; please see the MEL
Guidance Note on Indicators or contact phd@oxfam.org.uk.
5 Definition taken from Organisation for Economic Co-operation and Development (OECD) Development Assistance Committee (DAC)

A cash for work scheme in Cambodia built a system of canals for irrigation. A total of 6 canals are dug in 9 villages and the CFW scheme
directly benefits 270 villagers. Photo: Pariphan Uawithya/Oxfam.

4
• Quantitative indicators pertain to amounts and answer a. Outputs (called ‘results’ in EC logframes)
the questions: who was it, when, where, how often and Indicators at this level ask what the result of the
how much? They are expressed in numbers such as units, activities was. You held a training (activity), and you
prices, percentages, time, scoring or ranking. have trained some health workers. It is good to make sure
Example: % of trained committee members who can these indicators incorporate measures of quality, quantity
explain the process of setting up and executing small- and time (QQT). It is not enough to just train community
scale mitigation works. workers if they stop working after the end of the course.

• Qualitative indicators pertain to descriptions and answer Good example of an output indicator for a DRR
questions such as how and why? They are a judgement programme:
and can be expressed as a narrative or by using scoring • Number of village volunteers trained in first aid and able
or ranking. They are used for gathering people’s opinions, to demonstrate skills during a simulation six months after
and monitoring satisfaction and changes that have training.
occurred.
Example: Level of flexibility and appropriateness of b. Outcomes (or ‘specific objectives’ or ‘purpose’ in EC/
credit schemes to the frequency and magnitude of DFID logframes)
shocks and the needs of households. Indicators at this level highlight what happened as a
result of the outputs. Training community workers
It is most useful to employ a balance of quantitative and is not an end in itself; they need to bring about some
qualitative indicators. observable or measurable change that can be attributed
to their presence. Several indicators may be needed
Two of the indicators above start with the words “level
of...”. These are called ‘scoring indicators’. The level of
their achievement needs to be measured, and each level
needs a context and project- or programme-relevant
example. Often, five levels are used for simplicity. Some
generic scoring levels, which could be adapted to the
relevant context, are:
1. no evidence of this at all;
2. some evidence of this but very limited;
3. moderate levels of evidence but with significant scope
for improvements;
4. substantial evidence with recognised limitations; and
5. very positive evidence of comprehensive achievements
which are covering the (for example, local area)
effectively.

4.2.2. How do I develop indicators for each level in my


logic model?
As explained above, it is really important to have a small
number of indicators for each level of programme logic.
Oxfam programmes often have good output indicators,
but then do not have indicators to show change at
outcome or impact level. This is a problem because:
• Without outcome indicators, the assumptions we have
made in our logic model are never tested. We, therefore,
do not know if our theory of change makes sense. We
only know that activities are being completed, but we do
not know if they lead to the change we want.
• We only have anecdotal evidence that we are responsible
for positive change. We cannot authoritatively talk about
the change that we have created. This means that we are
not able to be accountable to donors or beneficiaries.

Note: You do not need indicators at activity level,


because you report against the activities themselves. At
activity level, you need to employ more of a benchmark
– i.e. certain activities will be completed at/by a certain
time.

5
to give reliable information on the achievement of the c. Impact (‘principal objective’, ‘overall objective’ or ‘goal’
specific objective, but their number should be limited to a in EC/DFID logframes)
level manageable for data collection.
This is the hardest level at which it is possible to attribute
change to Oxfam’s intervention. In some cases, Oxfam
Good example of an outcome indicator for a DRR
may not be able to commit to attributing change at impact
programme:
level, and some donors, for example, ECHO, do not
• Percentage of population who reach shelters quickly
require indicators at this level.
(within x hours/minutes) and safely in the event of a
hazard of x strength. However, in other circumstances, it may be useful to
measure change towards the goal, even if it is not entirely
It is important to note that a number of different outputs possible to attribute the change entirely to Oxfam’s
might contribute to each outcome. So, for example, the intervention. The Oxfam MEL team would encourage this
outcome ‘vulnerable communities able to access shelters where possible, because – although there may be other
quickly and safely’ might be made up of a number of influencing factors – it can still provide useful data that
outputs, such as ‘shelters constructed or retrofitted, test the assumptions made in our theory of change.
‘vulnerable groups trained on evacuation and practising For example, if the goal of the programme is ‘to
in regular simulations’ and ‘completion of the small-scale contribute to the substantial reduction of disaster
mitigation works’ that allow safe access to shelters. Only losses caused by cyclones (both in terms of human life
by measuring the outcome will we know if our outputs and the social, economic and environmental assets of
have had the desired effect. communities) in four disaster-prone areas’, it may be
possible to include an indicator, such as:

People try to cross a flooded road by foot holding their belongings above their heads to keep them dry in Sultanpur village, West Bengal.
Anisa Draboo/Oxfam GB

Milagros Villagas Nima, 17, picks corn in her back yard. She lives in the tiny hamlet of San Martin de Malingas, Peru, which like many places in the
area is prone to flooding and landslides. As well as supporting civil defence committees to be better prepared when disasters strike, Oxfam is also
supporting families to use new technology such as drip irrigation to adapt to the changing climate.” Photo: Gilvan Barreto/Oxfam

6
• percentage reduction in the number of human lives • ensuring the project is relevant to the beneficiaries’ needs;
lost during cyclones of x strength within x km of the • strengthening relationships between the project and the
programme area by the end of the programme period. community, which improves implementation;
In this instance, it may be possible to use data collected • ensuring a shared understanding of what success will
by the government or other organisations on loss of life. look like in the project, and contributing to downward
Similar indicators could be developed for the social, accountability;
economic and environmental assets. • improving our ability to measure change by ensuring that
the indicators measure changes that the community feels
4.2.3. What makes a good indicator? are appropriate to the objectives of the project; and
• creating greater beneficiary ownership of the project and,
All indicators must be: therefore, contributing to its sustainability.
• linked to your programme logic model and an important
part of your logframe; 5. Linking Oxfam’s impact to global disaster risk
• appropriate – you need different kinds of indicators at reduction frameworks
different stages of the project cycle; It makes sense to link how we measure Oxfam’s impact in
• flexible – they are not ‘set in stone’ and can be changed achieving DRR to the Hyogo Framework for Action (HFA).
if found to be impractical or immeasurable if the situation It improves accountability by enabling progress against
changes; however, money can be wasted collecting data HFA priorities to be communicated in a standardised
against inappropriate indicators, so it is even better to get way across the sector. Likewise, improving how we
it right first time; and measure progress against the HFA enables us to build
the capacity of others, especially governments, to do the
• SMART: specific, measurable, attainable, relevant, and same. The identification of good practice through MEL
time-bound. linked to the HFA also makes it easier to lobby for the
•Qualitative indicators should also be SPICED: replication and scale-up of successful interventions. This
subjective, participatory, interpreted (and communicable), section describes two documents which we have used to
cross-checked (and compared), empowering, and diverse.6 produce the tables of example indicators that follow.

Impact indicators must: 5.1. Characteristics of a Disaster-resilient Community:


•include target values; A Guidance Note
• help to answer the question ‘how will we know if the result Characteristics of a Disaster-resilient Community: A
has been achieved?’; and Guidance Note (CDRC) was produced in response to
• include details of quantity, quality and time. calls by NGOs for indicators for the HFA that prioritised
Make sure: the poorest people and those most vulnerable to
• Your indicators measure key elements of vulnerability disaster.7 Rather than generic indicators, it contains a
and coping capacity. The initial analysis of vulnerability comprehensive list of the ‘characteristics’ of disaster
and risk should highlight which elements are most resilience arranged around the same five thematic areas
important for the communities with which you are working. as the HFA. These are, therefore, a useful tool when
Indicators covering attitudes, knowledge, behaviour or developing indicators for DRR interventions.
access to resources can help to measure these.
• Your indicators measure the outcomes of our work for While its focus is at the level of communities, the
vulnerable and socially excluded people, especially document also highlights the importance of wider
women, older people, men and women with disabilities institutional, policy and socio-economic factors in
or who are affected by HIV/AIDS. See the section on supporting community-level resilience. For each
social exclusion and DRR in the Learning Companion component of resilience, it also lists ‘Elements of the
An Introduction to Disaster Risk Reduction for more Enabling Environment’. These are less detailed than
information on why this is so important. the characteristics but illustrate the local, national and
• You select a small number of indicators. Do not develop sometimes international dimensions of the enabling
similar indicators that require different data, and do not environment, which need to be addressed to achieve
develop too many indicators. This will make it easier to community resilience. These elements are extremely
gather data and inform decision-making. useful to consider when developing advocacy strategies.
• You know how you will collect data (and fund data Oxfam programmes have used this guidance note in
collection) to measure the indicator before you put it into various ways in MEL and advocacy.
the programme design.
• You avoid using vague and ambiguous terms for In addition to its use in identifying indicators for MEL,
indicators such as ‘to increase awareness…’, ‘appropriate it has also been used as a scoping tool to support
use of…’, ‘beneficiary involvement…’, ‘increased governments and NGOs to analyse vulnerability and
participation…’, ‘good understanding…’. develop programme interventions. By suggesting what a
disaster-resilient community might look like, and setting
Involve beneficiaries where possible out many different elements of resilience, it can help us to
The involvement of beneficiaries in developing indicators identify which vulnerabilities exist in our target area and
and collecting data has a number of benefits, including: need to be addressed. Examples of and further advice
7
The Jovos, young volunteers for disaster prevention meet regularly to learn about how they can help people to stay safe from flooding and rock
falls. They have regularly training courses including first aid and evacuation skills. Photo: Jane Beesley/Oxfam

on how CDRC has been used are available from the Elements of an Enabling Environment. However, if you
Adaptation and Risk Reduction (ARR) team in Oxford. wish to measure the success of lobbying and advocacy
work, you can use the same process to transform the
5.2. Oxfam DRR indicator matrix Elements of an Enabling Environment into indicators.
The ARR team in Oxford has reviewed hundreds of • This Companion focuses mainly on outcome indicators,
indicators used in Oxfam’s programmes around the as these are the hardest to write and are most often
world. A large number of good-quality indicators have missing from Oxfam’s M&E work.
been presented in a matrix organised according to the
five priority areas set out in the HFA, with an additional Make sure programme indicators are context specific
section for those measuring ‘mainstreamed’ objectives. The characteristics are generic and aim to represent all
The full matrix is available on the ARR Intranet pages or contexts. The indicators which we have suggested give an
on request by e-mailing phd@oxfam.org.uk. indication of how generic characteristics can be
transformed into generic indicators. To successfully
5.3. Developing indicators using these tools measure the outcomes of your project or programme, the
This section illustrates how the Characteristics of indicators suggested below must be modified to reflect its
a Disaster-resilient Community can be turned into unique context. The process for identifying which indicators
indicators. Examples are all drawn from Oxfam’s are most useful to your programme and which are feasible
programmes, as documented in the indicator matrix. It to measure is likely to be a crucial part of the programme
should be noted that: development process. The development of indicators is
• Indicators for only 10 of the characteristics are used most effective when a range of programme stakeholders
here to demonstrate the process of transforming the are involved so that there is agreement about what is
characteristics. There are 167 characteristics in total. important to measure and how data will be collected.
• While the characteristics document is a very useful
basis for developing indicators for DRR, it is not Remember that indicators that start with the word ‘level’
a comprehensive checklist. If appropriate to the or ‘extent’ are ‘scoring indicators’: the level of their
programme, indicators that are not covered by the achievement needs to be measured, and each level (1–5)
characteristics can be used. needs a context and project- or programme-relevant
• The indicators in this companion only illustrate the example. The generic ‘scoring levels’ can be found in
Characteristics of a Disaster-resilient Community, not the Section 4.2.1.

6 More information about the definitions of SMART and SPICED can be found in Roche C (1999) Impact Assessment for Development
Agencies: Learning to Value Change, Oxford: Oxfam GB.
7 Official Guidelines for Reporting on Progress on the Implementation of the Hyogo Framework for Action have been produced but do not have
a particular emphasis on social justice. See the section on Measuring Progress in DRR on the UNISDR website for more.

8
Oxfam consulted extensively with women and other vulnerable sections of Darfur society to tailor our projects to meet villagers’ precise
needs. Livelihoods and protection teams worked together to identify low cost items that were urgently needed but which would not increase
the risk of looting and attack. Photo: Adrian McIntyre/Oxfam

9
10
Thematic Area 1: Governance CDRC Thematic Area 3: Knowledge and Education
Hyogo Priority 1: Ensure that DRR is a national Hyogo Priority 3: Use knowledge, innovation
and local priority with a strong institutional basis and education to build a culture of safety and
for implementation resilience at all levels

Component of Resilience 2: Legal and regulatory Component of Resilience 1: Public awareness,


systems knowledge and skills
Characteristic 2.2 Community aware of its rights and the Characteristic 1.2 Whole community exposed to/taken
legal obligations of government and other stakeholders to part in ongoing awareness campaigns, which are geared
provide protection to community needs and capacities (e.g. literacy levels)

• Potential generic indicator: % of community members • Potential generic indicator: % of community members,
who can list at least x rights and x legal obligations of who took part in accessible awareness campaigns,
governments and other stakeholders to provide protection that are able to describe at least x relevant measures to
•Example indicator from an Oxfam programme: % of approach community needs and capacities
community members who can detail at least x relevant/ Example indicator from an Oxfam programme: level
specific legislations/regulations/procedures and their of involvement of youth groups in organising DRR
importance awareness-raising events

Component of Resilience 4: Integration with Component of Resilience 5: Learning and Research


emergency response and recovery Characteristic 5.1 Documentation, use and adaptation of
Characteristic 4.1 Community and other local-level indigenous technical knowledge and coping strategies
actors in sustainable development and DRR engage in
joint planning with community and local-level emergency • Potential generic indicator: level of documentation, use
teams and structures and adaptation of indigenous technical knowledge and
coping strategies (e.g. in DRR plans)
• Potential generic indicator: % of community and other • Example indicator from an Oxfam programme: level of
local-level actors in sustainable development who attend indigenous technical knowledge and coping mechanisms
joint planning meetings with community and local-level used to develop awareness-raising materials
emergency teams and structures and can list at least x of
their contributions to joint plans
• Example indicator from an Oxfam programme: level of
inputs between communities and Parliaments during the CDRC Thematic Area 4: Risk Management and
process of the development/review and deliberation of Vulnerability Reduction
DRR legal frameworks Hyogo Priority 4: Reduce the underlying risk
factors

CDRC Thematic Area 2: Risk Assessment Component of Resilience 1: Environmental and


Hyogo Priority 2: Identify, assess and monitor natural resource management
disaster risks and enhance early warning Characteristic 1.2 Adoption of sustainable environmental
management practices that reduce hazard risk

• Potential generic indicator: level of adoption of


sustainable environmental management practices that
Component of Resilience 2: Vulnerability and impact
reduce hazard risk (e.g. within the parish)
data and assessment
• Example indicator from an Oxfam programme: level of
Characteristic 2.3 Assessment findings shared,
sustainability of the system in place for the maintenance
discussed, understood and agreed among all
of protection works
stakeholders and fed into community disaster planning

Component of Resilience 6: Physical protection,


• Potential generic indicator: % of stakeholders who
structural and technical measures (including physical
can explain assessment findings and how they feed into
capital)
community disaster planning
Characteristic 6.3 Safe locations: community members
• Example indicator from an Oxfam programme: % of
and facilities (homes, workplaces, public and social
households who can list at least five main issues from the
facilities) not exposed to hazards in high-risk areas within
Participatory Capacity and Vulnerability Analysis (PCVA)
locality and/or relocated away from unsafe sites
findings

11
A Civil Protection Committee in Haiti runs through a training exercise which teaches them how to save lives in a flood. Abbie Trayler-Smith/Oxfam

• Potential generic indicator: % of community members their response equipment and options for replacing
with access to and means to reach facilities (homes, consumables, doing essential maintenance, and
workplaces, public and social facilities) not exposed to supporting basic organisational activities
hazards in high-risk areas within locality and/or relocated
away from unsafe sites Component of Resilience 2: Early warning systems
• Example indicator from an Oxfam programme: % of Characteristic 2.2 Early warning system capable of
households of most-at-risk families willing to move to safer reaching whole community (via radio, TV, telephone and
sites or to strengthen their individual dwelling (resources other communications technologies, and via community
permitting) early warning mechanisms such as volunteer networks)

• Potential generic indicator: % of community members


who receive early warning messages from at least one
CDRC Thematic Area 5: Disaster Preparedness source
and Response • Example indicator from an Oxfam programme: level of
Hyogo Priority 5: Strengthen disaster functioning of the communications/early warning system
preparedness at all levels for the transmission of alerts that permits information to
reach people in an appropriate and timely manner

Component of Resilience 1: Organisational Capacities Component of Resilience 4: Emergency resources and


and Coordination infrastructure
Characteristic 1.6 Sufficient number of trained and Characteristic 4.2: Safe evacuation routes identified,
organisational personnel and community members to maintained, and known to community members
carry out specific relevant tasks (e.g. communication,
search and rescue, first aid, relief distribution) • Potential generic indicator: % of safe evacuation routes
that receive regular maintenance, and percentage of
• Potential generic indicator: % of committee members community members able to identify safe evacuation
showing skills in carrying out relevant response tasks routes
according to minimum standards in a coordinated manner • Example indicator from an Oxfam programme: %
• Example indicator from an Oxfam programme: % of community members who are able to reach shelters
of (e.g. committees) having a system for managing safely and quickly

12
5.4. Collecting data allocate time for monitoring reviews or ongoing data
For indicators to be useful, data must be collected to collection activities.
show progress against them. The following rules apply
when thinking about the data that you will need to collect. 6. Space for learning and reflection
• Collect the right information. Most programmes already Programme Monitoring Reviews, Country Learning
collect too much information that they cannot use. Reviews and Regional Learning Reviews can all be
Information should only be collected that is essential used to strengthen our understanding of the impact
for influencing decision-making and accountability and of our programmes on vulnerability and disaster risk.
demonstrating impact. Developing strong programme These provide critical moments to review information
logic and selecting a small number of effective indicators collected through monitoring and to ensure that this
is the best way to ensure that you only collect the most information feeds into decision-making. If you are working
relevant data. in a standalone DRR programme, discussions about
• Collect the information at the right time. The starting point vulnerability and disaster are likely to feature in all of your
for data collection is a baseline that shows the situation Monitoring Reviews. However, in programmes where DRR
before the intervention. Data collection intervals will then is not the main objective, it can be really beneficial to use
depend on the needs of the programme and its donors. this time and space to think about how to strengthen the
• Use the right tools for the job. There are a number of impact on DRR.
specific tools for collecting data on the elements that
make up disaster risk – i.e. hazards, vulnerability, and 7. Rigorous analysis of outcomes and impact:
capacity – which make use of existing participatory evaluation
methodologies and tools. For more guidance on what All Oxfam programmes should plan to evaluate their
tools to use when, please email the Programme Help impact and learn about how they can improve their work
Desk: phd@oxfam.org.uk. in future. The Oxfam evaluation policy and accompanying
• Plan and budget for data collection in advance. guidance are available on the Intranet and from phd@
Collecting baseline data and carrying out annual impact oxfam.org.uk; they exist to help programme teams to plan
assessments require an investment of staff time and and implement evaluations across all thematic areas.
funds. Make sure this is in your plans from the beginning. However, more specifically, the following have been
You will also need to make sure that annual work plans identified as specific goals for DRR evaluations:

Joyce Aneno Oywelo, a Public Health Facilitator (PHF) in Amida camp, northern Uganda. Home visits are used to provide support, but also to
collect data on malaria, diarrhoea and other health problems. Geoff Sayer/Oxfam

13
• to test the assumptions made during programme 9. Further reading
design on the occurrence and severity of hazards and If you are having difficulty locating any of these
vulnerabilities; resources, please email phd@oxfam.org.uk for advice.
• to understand the impact (positive or negative, intended
or unintended) of the intervention on the vulnerability of MEL pages on the Oxfam GB Intranet
men and women in the target communities, and ensure http://intranet.oxfam.org.uk/programme/pm/programme_
beneficiary feedback; cycle_management/mel
• to generate learning on interventions which reduce or Contains information about the Oxfam GB MEL system
contribute to vulnerability, which can be incorporated into as well as tools and guidance that aim to support
future programme design; and programme teams to plan and implement MEL processes,
• to produce a written report, which can contribute to including developing logic models, identifying indicators,
transparency and accountability and, where relevant, collecting data including baseline studies, and facilitating
inform lobbying activities with local or national governments. moments for review such as Monitoring Reviews and
For example, a report demonstrating the effectiveness of evaluations.
certain activities in achieving a specific goal of the HFA or in
implementing national policy could be effective in lobbying Benson C and Twigg J (2007) ‘Guidance Note 13 –
for additional government funding for this activity. Evaluating disaster risk reduction initiatives’, Tools for
Mainstreaming Disaster Risk Reduction: Guidance Notes
This is not an exhaustive list, and programme staff are for Development Organisations, ProVention Consortium
encouraged to contact their regional programme quality This guidance note sets out the main steps in planning
lead or phd@oxfam.org.uk if they would like more support evaluations, collecting and analysing data, and using the
in thinking through the objectives for an evaluation. results, and it discusses issues associated with these
activities.

Emergency Capacity Building Project (2007) Impact


8. Summary of key learning points from Measurement and Accountability in Emergencies: The
this Learning Companion Good Enough Guide
This pocket guide presents some tried and tested
• MEL plans must include monitoring against core
methods for putting impact measurement and
programme indicators, moments for review, and
accountability into practice throughout the life of a
rigorous analysis of outcomes and impact.
project. It is available to download from the Oxfam
• All good MEL plans are based on clear website, on CD-Rom or in hard copy.
programme logic, with high-quality indicators
for output and outcome levels. Impact-level ProVention Consortium (2007) DRR and M&E Sourcebook
indicators are desirable but not always possible. This follows on from the ProVention Consortium guidance
•  An indicator is an observable or measurable note mentioned above and is a more comprehensive
change which results from the intervention of a online guide to the M&E issues of DRR. It contains many
project. practical examples of M&E, as well as links to useful
• The CDRC Guidance Note is a valuable input to reference material online and a bibliography of off-line
help develop a MEL plan that will demonstrate publications.
progress against the Hyogo Framework for
Action. Roche C (1999) Impact Assessment for Development
• A matrix of good DRR indicators is available on Agencies: Learning to Value Change, Oxford: Oxfam GB
the ARR Intranet pages. This book shows how and why impact assessment can be
integrated into all stages of development programmes –
• Developing a small number of relevant indicators
from planning to evaluation.
will make it easier to collect the right data.
•  Planning and budgeting for data collection For more advice on measuring the impact of DRR,
exercises is essential. please contact your regional Programme Quality Advisor
•  Space to reflect on monitoring data and to use or regional DRR or Humanitarian Advisor, or the PPT
it to influence decision-making are an essential Adaptation and Risk Reduction team in Oxford at arr@
part of any MEL plan. Monitoring reviews can be oxfam.org.uk.
used to review our progress against indicators
of vulnerability to disasters in all Oxfam’s
programmes, not just standalone DRR work.
• It is vital to plan and budget for evaluations and
consider how learning from evaluations can be
disseminated and incorporated into decision-
making and future programme planning.

14
Disaster Risk Reduction and Climate Change Adaptation are corporate priorities for Oxfam GB. The Learning Companions are a set
of articles, which provide accessible and practical guidance to Oxfam staff wishing to integrate DRR and Climate Change adaptation
approaches into programming. To find out about other resources on Disaster Risk Reduction and Climate Change Adaptation, and to
give us your feedback on these resources, please contact the Programme Resource Centre. Email: phd@oxfam.org.uk

Front picture: Participants get ready to apply the techniques they have learnt during Oxfam’s week-long water rescue training, Haiti.
Photo: Maite Alvarez/Oxfam

Oxfam is a registered charity in England and Wales No 202918 and Scotland SCO 039042. Inhouse 4087

Você também pode gostar