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A Learning Companion
Oxfam Disaster Risk Reduction and Climate Change
Adaptation Resources
1. About this Companion •M&E traditionally measures change, but in DRR there
Disaster Risk Reduction (DRR) and Climate Change is a ‘reverse logic’, because its success is measured if
Adaptation (CCA) are corporate priorities for Oxfam GB. disasters are avoided.
This Learning Companion aims to support Oxfam staff • Vulnerability to disaster is most often the result of the
in developing indicators of disaster resilience1 for any interplay between several factors (see the Learning
programmes that aim to reduce the risk of disaster, and Companion An Introduction to Disaster Risk Reduction for
as part of the Monitoring, Evaluation and Learning (MEL) more on this). It is unusual for programmes to address all
system. risk factors affecting a vulnerable community, which means
that it can be challenging to identify clear programme logic
This Companion is one of a series of documents against which to measure change.
providing information about DRR and CCA. You should • It is often difficult to attribute cause and effect to specific
read the Introductory Companion first for definitions of measures when there is a wide range of actors working in
DRR and the key terminology. It assumes a basic level of a complex environment.
knowledge of the Oxfam GB MEL system and processes,
so, if you require more information on this, please browse Within Oxfam, there are an increasing number of
the Programme Quality section of the Intranet or contact programmes with exclusively DRR objectives or that
phd@oxfam.org.uk. incorporate a DRR approach. As the need to address
the risk of disaster increases, so does the importance of
This Companion has been produced in response to demonstrating progress, impact and accountability to all
requests from programme staff for more guidance on stakeholders in this expanding area of work.
measuring the impact of their work and, in particular, for
developing indicators that link to national and international Globally, five priority areas for reducing vulnerability to
DRR frameworks. It will help you to develop high-quality disaster have been identified for states and other actors
indicators, collect data to measure your effectiveness, in the Hyogo Framework for Action. Developing and
and use the data you gather to inform programme-level monitoring indicators according to these areas allows
decision-making. us to monitor our own and others’ progress in these
crucial areas. Specific guidance on indicators of disaster
resilience follows later, but first it is important to understand
how these indicators fit into the logic of our programme
Learning Objectives design and how we use indicators as part of a wider MEL
plan.
After reading this Companion, you should:
• understand why MEL is important in DRR work;
• know what the key elements of a MEL plan are
and have a sense of how you can incorporate
this into your programme work plan;
• understand the role of logic models and logical
frameworks, and the differences between them;
• know what indicators are, the critical role they
play in programme monitoring, and how to write
good indicators for DRR programmes;
• understand how to use the ‘Characteristics of
a Disaster-resilient Community’ in developing
outcome indicators for your programme; and
• understand how the development of indicators
fits into the wider Oxfam MEL system.
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3. Developing a MEL plan 4. Systematic monitoring against core
Good MEL plans contain three different types of indicators
processes – all of which play a key role in improving the
quality of our work. While this Companion focuses mainly 4.1. Developing programme logic2
on the first type outlined below, all three are essential. Good-quality M&E depends on coherent programme
If you would like more information on any of these design. Coherent programmes have strong internal
processes, please contact phd@oxfam.org.uk. logic which makes clear: what the programme intends
to achieve, how it expects to achieve it, and what
assumptions are being made – both in terms of how the
1. Systematic monitoring against core programme will be implemented and its theory of change
programme indicators (i.e. how the programme expects change to happen
within a given context). All of Oxfam’s programmes are
based on the following logical chain:
• Develop programme logic.
• Identify key indicators (e.g. for DRR they are
based on Hyogo Framework priority areas and
using Characteristics of a Disaster Resilient ACTIVITIES
Community).
• Collect and analyse data which relate to the
indicators and will enable assessment of impact OUTPUTS
and better decision-making.
OUTCOMES
IMPACT
2. Space for reflection and learning
4 This is a very brief introduction. There is existing generic guidance on developing good-quality programme indicators; please see the MEL
Guidance Note on Indicators or contact phd@oxfam.org.uk.
5 Definition taken from Organisation for Economic Co-operation and Development (OECD) Development Assistance Committee (DAC)
A cash for work scheme in Cambodia built a system of canals for irrigation. A total of 6 canals are dug in 9 villages and the CFW scheme
directly benefits 270 villagers. Photo: Pariphan Uawithya/Oxfam.
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• Quantitative indicators pertain to amounts and answer a. Outputs (called ‘results’ in EC logframes)
the questions: who was it, when, where, how often and Indicators at this level ask what the result of the
how much? They are expressed in numbers such as units, activities was. You held a training (activity), and you
prices, percentages, time, scoring or ranking. have trained some health workers. It is good to make sure
Example: % of trained committee members who can these indicators incorporate measures of quality, quantity
explain the process of setting up and executing small- and time (QQT). It is not enough to just train community
scale mitigation works. workers if they stop working after the end of the course.
• Qualitative indicators pertain to descriptions and answer Good example of an output indicator for a DRR
questions such as how and why? They are a judgement programme:
and can be expressed as a narrative or by using scoring • Number of village volunteers trained in first aid and able
or ranking. They are used for gathering people’s opinions, to demonstrate skills during a simulation six months after
and monitoring satisfaction and changes that have training.
occurred.
Example: Level of flexibility and appropriateness of b. Outcomes (or ‘specific objectives’ or ‘purpose’ in EC/
credit schemes to the frequency and magnitude of DFID logframes)
shocks and the needs of households. Indicators at this level highlight what happened as a
result of the outputs. Training community workers
It is most useful to employ a balance of quantitative and is not an end in itself; they need to bring about some
qualitative indicators. observable or measurable change that can be attributed
to their presence. Several indicators may be needed
Two of the indicators above start with the words “level
of...”. These are called ‘scoring indicators’. The level of
their achievement needs to be measured, and each level
needs a context and project- or programme-relevant
example. Often, five levels are used for simplicity. Some
generic scoring levels, which could be adapted to the
relevant context, are:
1. no evidence of this at all;
2. some evidence of this but very limited;
3. moderate levels of evidence but with significant scope
for improvements;
4. substantial evidence with recognised limitations; and
5. very positive evidence of comprehensive achievements
which are covering the (for example, local area)
effectively.
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to give reliable information on the achievement of the c. Impact (‘principal objective’, ‘overall objective’ or ‘goal’
specific objective, but their number should be limited to a in EC/DFID logframes)
level manageable for data collection.
This is the hardest level at which it is possible to attribute
change to Oxfam’s intervention. In some cases, Oxfam
Good example of an outcome indicator for a DRR
may not be able to commit to attributing change at impact
programme:
level, and some donors, for example, ECHO, do not
• Percentage of population who reach shelters quickly
require indicators at this level.
(within x hours/minutes) and safely in the event of a
hazard of x strength. However, in other circumstances, it may be useful to
measure change towards the goal, even if it is not entirely
It is important to note that a number of different outputs possible to attribute the change entirely to Oxfam’s
might contribute to each outcome. So, for example, the intervention. The Oxfam MEL team would encourage this
outcome ‘vulnerable communities able to access shelters where possible, because – although there may be other
quickly and safely’ might be made up of a number of influencing factors – it can still provide useful data that
outputs, such as ‘shelters constructed or retrofitted, test the assumptions made in our theory of change.
‘vulnerable groups trained on evacuation and practising For example, if the goal of the programme is ‘to
in regular simulations’ and ‘completion of the small-scale contribute to the substantial reduction of disaster
mitigation works’ that allow safe access to shelters. Only losses caused by cyclones (both in terms of human life
by measuring the outcome will we know if our outputs and the social, economic and environmental assets of
have had the desired effect. communities) in four disaster-prone areas’, it may be
possible to include an indicator, such as:
People try to cross a flooded road by foot holding their belongings above their heads to keep them dry in Sultanpur village, West Bengal.
Anisa Draboo/Oxfam GB
Milagros Villagas Nima, 17, picks corn in her back yard. She lives in the tiny hamlet of San Martin de Malingas, Peru, which like many places in the
area is prone to flooding and landslides. As well as supporting civil defence committees to be better prepared when disasters strike, Oxfam is also
supporting families to use new technology such as drip irrigation to adapt to the changing climate.” Photo: Gilvan Barreto/Oxfam
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• percentage reduction in the number of human lives • ensuring the project is relevant to the beneficiaries’ needs;
lost during cyclones of x strength within x km of the • strengthening relationships between the project and the
programme area by the end of the programme period. community, which improves implementation;
In this instance, it may be possible to use data collected • ensuring a shared understanding of what success will
by the government or other organisations on loss of life. look like in the project, and contributing to downward
Similar indicators could be developed for the social, accountability;
economic and environmental assets. • improving our ability to measure change by ensuring that
the indicators measure changes that the community feels
4.2.3. What makes a good indicator? are appropriate to the objectives of the project; and
• creating greater beneficiary ownership of the project and,
All indicators must be: therefore, contributing to its sustainability.
• linked to your programme logic model and an important
part of your logframe; 5. Linking Oxfam’s impact to global disaster risk
• appropriate – you need different kinds of indicators at reduction frameworks
different stages of the project cycle; It makes sense to link how we measure Oxfam’s impact in
• flexible – they are not ‘set in stone’ and can be changed achieving DRR to the Hyogo Framework for Action (HFA).
if found to be impractical or immeasurable if the situation It improves accountability by enabling progress against
changes; however, money can be wasted collecting data HFA priorities to be communicated in a standardised
against inappropriate indicators, so it is even better to get way across the sector. Likewise, improving how we
it right first time; and measure progress against the HFA enables us to build
the capacity of others, especially governments, to do the
• SMART: specific, measurable, attainable, relevant, and same. The identification of good practice through MEL
time-bound. linked to the HFA also makes it easier to lobby for the
•Qualitative indicators should also be SPICED: replication and scale-up of successful interventions. This
subjective, participatory, interpreted (and communicable), section describes two documents which we have used to
cross-checked (and compared), empowering, and diverse.6 produce the tables of example indicators that follow.
on how CDRC has been used are available from the Elements of an Enabling Environment. However, if you
Adaptation and Risk Reduction (ARR) team in Oxford. wish to measure the success of lobbying and advocacy
work, you can use the same process to transform the
5.2. Oxfam DRR indicator matrix Elements of an Enabling Environment into indicators.
The ARR team in Oxford has reviewed hundreds of • This Companion focuses mainly on outcome indicators,
indicators used in Oxfam’s programmes around the as these are the hardest to write and are most often
world. A large number of good-quality indicators have missing from Oxfam’s M&E work.
been presented in a matrix organised according to the
five priority areas set out in the HFA, with an additional Make sure programme indicators are context specific
section for those measuring ‘mainstreamed’ objectives. The characteristics are generic and aim to represent all
The full matrix is available on the ARR Intranet pages or contexts. The indicators which we have suggested give an
on request by e-mailing phd@oxfam.org.uk. indication of how generic characteristics can be
transformed into generic indicators. To successfully
5.3. Developing indicators using these tools measure the outcomes of your project or programme, the
This section illustrates how the Characteristics of indicators suggested below must be modified to reflect its
a Disaster-resilient Community can be turned into unique context. The process for identifying which indicators
indicators. Examples are all drawn from Oxfam’s are most useful to your programme and which are feasible
programmes, as documented in the indicator matrix. It to measure is likely to be a crucial part of the programme
should be noted that: development process. The development of indicators is
• Indicators for only 10 of the characteristics are used most effective when a range of programme stakeholders
here to demonstrate the process of transforming the are involved so that there is agreement about what is
characteristics. There are 167 characteristics in total. important to measure and how data will be collected.
• While the characteristics document is a very useful
basis for developing indicators for DRR, it is not Remember that indicators that start with the word ‘level’
a comprehensive checklist. If appropriate to the or ‘extent’ are ‘scoring indicators’: the level of their
programme, indicators that are not covered by the achievement needs to be measured, and each level (1–5)
characteristics can be used. needs a context and project- or programme-relevant
• The indicators in this companion only illustrate the example. The generic ‘scoring levels’ can be found in
Characteristics of a Disaster-resilient Community, not the Section 4.2.1.
6 More information about the definitions of SMART and SPICED can be found in Roche C (1999) Impact Assessment for Development
Agencies: Learning to Value Change, Oxford: Oxfam GB.
7 Official Guidelines for Reporting on Progress on the Implementation of the Hyogo Framework for Action have been produced but do not have
a particular emphasis on social justice. See the section on Measuring Progress in DRR on the UNISDR website for more.
8
Oxfam consulted extensively with women and other vulnerable sections of Darfur society to tailor our projects to meet villagers’ precise
needs. Livelihoods and protection teams worked together to identify low cost items that were urgently needed but which would not increase
the risk of looting and attack. Photo: Adrian McIntyre/Oxfam
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Thematic Area 1: Governance CDRC Thematic Area 3: Knowledge and Education
Hyogo Priority 1: Ensure that DRR is a national Hyogo Priority 3: Use knowledge, innovation
and local priority with a strong institutional basis and education to build a culture of safety and
for implementation resilience at all levels
• Potential generic indicator: % of community members • Potential generic indicator: % of community members,
who can list at least x rights and x legal obligations of who took part in accessible awareness campaigns,
governments and other stakeholders to provide protection that are able to describe at least x relevant measures to
•Example indicator from an Oxfam programme: % of approach community needs and capacities
community members who can detail at least x relevant/ Example indicator from an Oxfam programme: level
specific legislations/regulations/procedures and their of involvement of youth groups in organising DRR
importance awareness-raising events
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A Civil Protection Committee in Haiti runs through a training exercise which teaches them how to save lives in a flood. Abbie Trayler-Smith/Oxfam
• Potential generic indicator: % of community members their response equipment and options for replacing
with access to and means to reach facilities (homes, consumables, doing essential maintenance, and
workplaces, public and social facilities) not exposed to supporting basic organisational activities
hazards in high-risk areas within locality and/or relocated
away from unsafe sites Component of Resilience 2: Early warning systems
• Example indicator from an Oxfam programme: % of Characteristic 2.2 Early warning system capable of
households of most-at-risk families willing to move to safer reaching whole community (via radio, TV, telephone and
sites or to strengthen their individual dwelling (resources other communications technologies, and via community
permitting) early warning mechanisms such as volunteer networks)
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5.4. Collecting data allocate time for monitoring reviews or ongoing data
For indicators to be useful, data must be collected to collection activities.
show progress against them. The following rules apply
when thinking about the data that you will need to collect. 6. Space for learning and reflection
• Collect the right information. Most programmes already Programme Monitoring Reviews, Country Learning
collect too much information that they cannot use. Reviews and Regional Learning Reviews can all be
Information should only be collected that is essential used to strengthen our understanding of the impact
for influencing decision-making and accountability and of our programmes on vulnerability and disaster risk.
demonstrating impact. Developing strong programme These provide critical moments to review information
logic and selecting a small number of effective indicators collected through monitoring and to ensure that this
is the best way to ensure that you only collect the most information feeds into decision-making. If you are working
relevant data. in a standalone DRR programme, discussions about
• Collect the information at the right time. The starting point vulnerability and disaster are likely to feature in all of your
for data collection is a baseline that shows the situation Monitoring Reviews. However, in programmes where DRR
before the intervention. Data collection intervals will then is not the main objective, it can be really beneficial to use
depend on the needs of the programme and its donors. this time and space to think about how to strengthen the
• Use the right tools for the job. There are a number of impact on DRR.
specific tools for collecting data on the elements that
make up disaster risk – i.e. hazards, vulnerability, and 7. Rigorous analysis of outcomes and impact:
capacity – which make use of existing participatory evaluation
methodologies and tools. For more guidance on what All Oxfam programmes should plan to evaluate their
tools to use when, please email the Programme Help impact and learn about how they can improve their work
Desk: phd@oxfam.org.uk. in future. The Oxfam evaluation policy and accompanying
• Plan and budget for data collection in advance. guidance are available on the Intranet and from phd@
Collecting baseline data and carrying out annual impact oxfam.org.uk; they exist to help programme teams to plan
assessments require an investment of staff time and and implement evaluations across all thematic areas.
funds. Make sure this is in your plans from the beginning. However, more specifically, the following have been
You will also need to make sure that annual work plans identified as specific goals for DRR evaluations:
Joyce Aneno Oywelo, a Public Health Facilitator (PHF) in Amida camp, northern Uganda. Home visits are used to provide support, but also to
collect data on malaria, diarrhoea and other health problems. Geoff Sayer/Oxfam
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• to test the assumptions made during programme 9. Further reading
design on the occurrence and severity of hazards and If you are having difficulty locating any of these
vulnerabilities; resources, please email phd@oxfam.org.uk for advice.
• to understand the impact (positive or negative, intended
or unintended) of the intervention on the vulnerability of MEL pages on the Oxfam GB Intranet
men and women in the target communities, and ensure http://intranet.oxfam.org.uk/programme/pm/programme_
beneficiary feedback; cycle_management/mel
• to generate learning on interventions which reduce or Contains information about the Oxfam GB MEL system
contribute to vulnerability, which can be incorporated into as well as tools and guidance that aim to support
future programme design; and programme teams to plan and implement MEL processes,
• to produce a written report, which can contribute to including developing logic models, identifying indicators,
transparency and accountability and, where relevant, collecting data including baseline studies, and facilitating
inform lobbying activities with local or national governments. moments for review such as Monitoring Reviews and
For example, a report demonstrating the effectiveness of evaluations.
certain activities in achieving a specific goal of the HFA or in
implementing national policy could be effective in lobbying Benson C and Twigg J (2007) ‘Guidance Note 13 –
for additional government funding for this activity. Evaluating disaster risk reduction initiatives’, Tools for
Mainstreaming Disaster Risk Reduction: Guidance Notes
This is not an exhaustive list, and programme staff are for Development Organisations, ProVention Consortium
encouraged to contact their regional programme quality This guidance note sets out the main steps in planning
lead or phd@oxfam.org.uk if they would like more support evaluations, collecting and analysing data, and using the
in thinking through the objectives for an evaluation. results, and it discusses issues associated with these
activities.
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Disaster Risk Reduction and Climate Change Adaptation are corporate priorities for Oxfam GB. The Learning Companions are a set
of articles, which provide accessible and practical guidance to Oxfam staff wishing to integrate DRR and Climate Change adaptation
approaches into programming. To find out about other resources on Disaster Risk Reduction and Climate Change Adaptation, and to
give us your feedback on these resources, please contact the Programme Resource Centre. Email: phd@oxfam.org.uk
Front picture: Participants get ready to apply the techniques they have learnt during Oxfam’s week-long water rescue training, Haiti.
Photo: Maite Alvarez/Oxfam
Oxfam is a registered charity in England and Wales No 202918 and Scotland SCO 039042. Inhouse 4087