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Introduction
The use of HbA1c for diagnosis of type 2 diabetes is not currently recommended by
the World Health Organization (WHO) (WHO 2006). The reasons cited in the 2006
report included that HbA1c measurement was not widely available in many countries
throughout the world, global consistency in its measurement was problematic, and
that the HbA1c result is influenced by several factors including anaemia and
abnormalities of haemoglobin.
Research Question
How does HbA1c perform in the diagnosis of type 2 diabetes based on the detection
and prediction of microvascular complications?
Methods
OBJECTIVE
To review best available evidence on the performance of HbA1c for the diagnosis of
diabetes, based on the detection and prediction of microvascular complications.
Type of participants
Adults aged 18 years and older with or without diabetes.
Main outcome
• HbA1c cut-point associated with prevalent or incident microvascular
complications associated with diabetes (e.g. retinopathy, microalbuminuria)
• Acceptable forms of analyzing data on this association including sensitivity and
specificity, ROC curve analysis, change point analysis, inspection of
decile/vigintile distribution, and inspection of continuous plots.
• Preference was given to studies using the most recent WHO diagnostic criteria,
however studies using older WHO or ADA diagnostic criteria were also included.
Other outcomes
1
• FPG and 2-h PG cut-points associated with prevalent or incident microvascular
complications (e.g. retinopathy, microalbuminuria)
• Sensitivity and specificity, ROC curve analysis, change point analysis, inspection
of decile/vigintile distribution, and inspection of continuous plots describing the
association between HbA1c, FPG or 2-h PG values and prevalent or incident
microvascular complications
Electronic searches
Databases were searched for relevant articles published between January 1990 and
September 2010. The January 1990 start date was selected because HbA1c
measurement was first developed in the late 70’s, did not become routinely used in
clinical practice until the late 80’s and the first reports relevant to this review were
published in the mid-90’s.
A separate search strategy, specific for each electronic database was used for each
search. These searches can be found in Appendix 1.
Searching was carried out using a combination of keywords that cover all relevant
terminology for type 2 diabetes and the MESH terms HbA1c, type 2 diabetes,
diagnosis and complications. These searches were supplemented by reviewing
reference lists of relevant articles.
The relevance of articles was determined according to the inclusion and exclusion
criteria.
• Inclusion criteria require that the articles were conducted in humans (aged ≥ 18
years), contained cohorts with prevalent or incident cases of undiagnosed or
newly diagnosed type 2 diabetes, with diagnosis of diabetes based on the oral
glucose tolerance test (OGTT) or fasting plasma glucose (FPG) (using WHO
2006 or other established criteria); published in any language.
• Exclusion criteria were letters, commentaries, time series, case reviews or case-
control studies; all included participants had known diabetes.
2
• the study did not include measured HbA1c values
• the study did not report prevalent or incident microvascular complications
When a title/abstract could not be rejected with certainty, the full text of the article
was obtained for further evaluation.
Results
The search strategy identified 9680 studies. The majority of these were found to be
irrelevant upon reading the title, requiring only 134 abstracts to be read. Of these, 11
met the inclusion criteria and were included in the review. A summary of reviewed
studies is detailed below and is summarised in the attached Tables.
3
The point of intersection of the lower and upper components that minimised
misclassification were ≥ 7.2 mmol/L for FPG, ≥ 11.5 mmol/L for 2h PG, and ≥ 6.7%
for HbA1c. The sensitivities for FPG, 2h PG and HbA1c were 84%, 90%, and 68%,
respectively; the specificities were all 100%. The prevalence of retinopathy increased
above the sixth decile for FPG values (median glucose 6.6 mmol/L in seventh decile)
and above the seventh decile for 2h PG (median glucose 14.4 mmol/L in eight decile)
and HbA1c (median HbA1c 7.6% in eight decile) values. When diabetic retinopathy
was used to define type 2 diabetes in the entire population, area under the receiver
operator characteristic curve (AROC) analysis revealed that both FPG (0.85) and 2h
PG (0.86) were superior to HbA1c (0.82; p < 0.01). In the total population, the
sensitivity and specificity for detecting diabetic retinopathy were approximately equal
for FPG, 2h PG and HbA1c cut-points of ≥ 7.8 mmol/l, ≥ 12.8 mmol/L, and ≥ 6.9%,
respectively.
In an analysis of NHANES III data on 2,821 individuals aged 40-74 years in whom
FPG, 2h PG and HbA1c were measured, all three measurements were strongly
associated with retinopathy (The Expert Committee on the Diagnosis and
Classification of Diabetes Mellitus 1997). The prevalence of type 2 diabetes increased
in the highest decile of each variable, corresponding to FPG ≥ 6.7 mmol/L, 2h PG ≥
10.8 mmol/L, and HbA1c ≥ 6.2%.
Miyazaki and colleagues (2004) compared FPG, 2h PG and HbA1c to diagnose type 2
diabetes based on the prevalence of retinopathy in a Japanese population of 1,637
subjects aged 40-79 years from the Hisayama study. Of these subjects, 2.3% had
diabetic retinopathy. All three measures were strongly associated with retinopathy.
The prevalence of retinopathy dramatically increased in the tenth decile of each
variable, corresponding to an FPG of ≥ 6.5 mmol/L, a 2h PG ≥ 11.0 mmol/L, and an
HbA1c of ≥ 5.8%. The prevalence of retinopathy in the tenth decile of FPG, 2h PG
and HbA1c was 16%, 20% and 20%, respectively. According to AROC analysis, the
optimal cut-points for the diagnosis of diabetes were 6.4 mmol/L for FPG, 11.1
mmol/L for 2h PG, and 5.7% for HbA1c. At these cut-points the three measurements
has identical sensitivity (87%) and similar specificity (87%-90%) for detecting type 2
diabetes. The AROC curve for detecting type 2 diabetes was not significantly
different between any of the three measurements (FPG 0.96, 2h PG 0.90, and HbA1c
0.95).
4
0.008) and for HbA1c ≥ 6.0% (95% CI 3.9-7.0%, p = 0.064). The association of 2h
PG and retinopathy was not assessed due to limited numbers, and there was no
significant thresholds observed for any measure of glycaemia with microalbuminuria
using change point models.
Ito and colleagues (2000a) evaluated FPG, 2h PG and HbA1c for the diagnosis of
diabetes based on the prevalence of retinopathy. The subjects were 12,208 Japanese
atomic-bomb survivors who underwent an OGTT between 1965 and 1997 (mean age
at initial test 59 years). The prevalence of retinopathy increased sharply and
significantly above the eighth decile with FPG (≥ 7.0 mmol/L), above the seventh
decile for 2h PG (≥ 11.0 mmol/L) and above the ninth decile of HbA1c (≥ 7.3%).
Wong and colleagues (2008) assessed data from three cross-sectional studies to
examine the relationship between FPG and retinopathy for the diagnosis of diabetes.
The three cohorts included 3,162 Australian subjects aged 45-97 years from the Blue
Mountains Eye Study (BMES), 2,182 Australian subjects aged 25-90 years from the
Australian Diabetes, Obesity and Lifestyle Study (AusDiab) and 6,079 US subjects
aged 45-84 years from the Multi-Ethnic Study of Atherosclerosis (MESA). The
prevalence of retinopathy was 11.5% in BMES, 9.6% in AusDiab and 15.8% in
MESA. Results indicate inconsistent evidence for a uniform glycaemic threshold for
retinopathy, with the suggestion of a continuous relationship. Across the three
cohorts, a FPG cut-point of ≥ 7.0 mmol/L had a low sensitivity ranging from 15-39%
for detecting retinopathy, with specificity between 81-96%. The AROC for FPG in
detecting retinopathy was low and ranged from 0.56 to 0.61. In a separate analysis,
the relationship between 2h PG and prevalent retinopathy was assessed in the
AusDiab cohort. A 2 hour plasma glucose cut-point of ≥ 11.1 mmol/L performed
worse than FPG in identifying prevalent retinopathy in this population, with a
sensitivity of 25%, specificity of 81% and AROC of 0.54. The authors also reported a
continuous relationship between prevalent retinopathy and glycated haemoglobin in
the MESA cohort, with change point models showing no evidence of a glycaemic
threshold.
5
HbA1c and incident microvascular complications
A recent study by Massin and colleagues (in press, Archives of Ophthalmology)
compared the predictive values of baseline HbA1c and FPG for the development of
retinopathy over 10 years in 700 French subjects (aged 30-65 years at entry) from the
DESIR study. Of the study population, 235 had diabetes (treatment of FPG ≥ 7.0
mmol/L at least once over the preceding nine years), 238 always had NGT, and 227
had IFG at least once. The 44 subjects with retinopathy at 10 years had higher
baseline mean HbA1c (6.4 ± 1.6% vs. 5.7 ± 0.7%) and FPG (7.2 ± 2.7 mmol/L vs. 5.9
± 1.2 mmol/L) than those without retinopathy (both p < 0.0001). The 10-year
prevalence of retinopathy was 3.6% in the entire population and 16% for those with
HbA1c ≥ 6.5% and FPG ≥ 6.5 mmol/L. The 10-year prevalence of retinopathy was
3.3% for HbA1c < 6.0% and 6.8% for those with a higher HbA1c. An HbA1c of 6.0%
had a positive predictive value (PPV) of 6.8%, a negative predictive value (NPV) of
97%, a sensitivity of 16%, a specificity of 97%, and a positive likelihood ratio (PLR)
of 2.0 for 10-year retinopathy. For an HbA1c of 6.5%, these values were 15.9%, 97%,
7.9%, 97% and 2.4. For an FPG of 6.0 mmol/L these values were 8.6%, 97%, 27%,
90% and 2.6, while for a FPG of 6.5 mmol/L they were 17.4%, 97%, 21%, 96% and
5.7. A threshold above which retinopathy increased could not be determined from
these results due the small sample size and low frequency of 10-year retinopathy.
Van Leiden and colleagues (2003) evaluated the effect of HbA1c, among other risk
factors, on the incidence of retinopathy in 233 people aged 50-74 years with normal
and abnormal glucose metabolism from the Hoorn Study. Average follow-up was 9.4
years (range 7.9-11.0 years). The cumulative incidences of retinopathy among those
with normal, impaired, and diabetic glucose metabolism were 7.3%, 13.6%, and
17.5%, respectively. The cumulative incidence increased from 6.0% for those in the
lowest tertile of HbA1c to 20.7% for those in the highest tertile (p = 0.005 for trend).
The crude odds ratio for retinopathy were 2.01 and 2.71 for individuals with impaired
glucose metabolism and those with type 2 diabetes, respectively, compared with
individuals with normal glucose metabolism. The adjusted odds ratio for retinopathy
was 3.29 (95%CI 1.11-9.72) for the highest tertile of HbA1c at baseline. Limiting this
analysis to those without type 2 diabetes, the adjusted odds ratio for retinopathy in the
highest tertile of baseline HbA1c was 3.54 (0.94-13.37). Baseline HbA1c was
significantly higher in those who developed retinopathy at follow-up (6.1 ± 1.0%)
compared with those who did not (5.6 ± 1.0%, p = 0.03).
Prospective data were also reported by the McCance et al. (1994) on the development
to microvascular complications. However, as the data involved a combination of
measurement of HbA1 and measurement of HbA1c, it was considered inappropriate
for inclusion in this review.
6
Summary
4. Most of the data of the relationship of measures of glycaemia and retinopathy are
derived from cross-sectional studies. HbA1c levels associated with retinopathy
ranged from 5.8-7.3%. The DETECT-2 analysis pooled data from 47,364 people
and reported an HbA1c of approximately 6.5% as the threshold for diabetes-
specific retinopathy.
5. The DESIR study examined FPG and HbA1c and 10-year incident retinopathy. A
threshold above which retinopathy increased could not be determined due to small
sample and low frequency of 10-year retinopathy. An HbA1c of 6.5% had a PPV
of 15.9%, NPV of 97%, sensitivity of 7.9%, and specificity of 97%.
Acknowledgements
Funding for the systematic review was provided by the World Health Organization.
7
References
8
Table 1 HbA1c and prevalent microvascular complications – study characteristics
Author, year Subject no Age Prevalence of Inclusion/ exclusion HbA1c test method Glucose Diabetes Blood
and country and gender (years) diabetes (%) criteria method diagnostic sample
(M/F) criteria
Colagiuri et 47,364 20-79 14.3 Age 20-79 years with Varies by study Varies by WHO 1999 Varies by
al. (in press, 22,127/ gradable retinal study study
Diabetes Care), 25,237 photographs and data for at
International least one measure of
glycaemia (FPG, 2h PG or
HbA1c)
Engelgau et 1,018 Mean: 35.6 ≥ 20 years old, Egyptian Affinity chromatography Glucose WHO 1980 Capillary
al. (1997), 417/601 45 (note: includes people with (Pierce Scientific) oxidase blood and
Egypt known diabetes, many of CV: 6.0% Serum
whom were receiving anti- glucose
hyperglycaemic treatment)
Expert 2,821 40-74 NR NR NR NR NR NR
Committee NR
(1997), US
Ito et al. 12,208 58.6 ± NR Japanese atomic bomb HPLC Glucose WHO 1999 Venous
(2000a), 6,440/5,768 11.6 survivors oxidase plasma
Japan
McCance et 960 ≥ 25 14-26 depending Pima Indian subjects ≥ 25 HPLC Potassium WHO 1985 Venous
al. (1994), US 384/576 on measurement years of age not receiving ferricyanide plasma
– Pima Indian and cut-point insulin or oral
(26.3 for 2-h PG ≥ hypoglycaemic treatment at
11.1 mmol/L) baseline
Miyazaki et 1,637 40-79 21-23 depending Age 40-79 years, not HPLC Glucose WHO 1999 Venous
al. (2004), on measurement receiving insulin treatment oxidase plasma
Japan (21 for 2-h PG ≥ (note: includes people
11.1 mmol/L) receiving oral anti-
hyperglycaemic treatment)
Tapp et al. 2,476 Mean: 34.5 Age ≥ 25 years Boronate affinity HPLC Olympus WHO 1999 Venous
(2006), 1,114/1,362 59 (Bio-Rad Variant AU600 plasma
Australia Haemoglobin Testing analyser
System)
CV: < 2%
2-h PG = 2 hour plasma glucose; ADA = American Diabetes Association; BMI = body mass index; CV = coefficient of variation; HPLC = high-performance liquid
chromatography; NR = not reported; WHO = World Health Organization.
9
Table 2 HbA1c, FPG and 2-h PG cut-points associated with prevalent microvascular complications
Study Complication HbA1c FPG 2-h PG
Optimum AROC Sensitivity Specificity Optimum AROC Sensitivity Specificity Optimum AROC Sensitivity Specificity
cut-point (%) (%) cut-point (%) (%) cut-point (%) (%)
(%) (mmol/L) (mmol/L)
Colagiuri et Retinopathy
al. (ROC curve ≥6.3 0.90 86 86 ≥6.5 0.87 82 81 ≥12.4 0.89 83 83
(in press, analysis)
Diabetes Care)
Retinopathy
(visual inspection
6.4-6.8 NR NR NR 6.4-6.8 NR NR NR 9.8-10.6 NR NR NR
of decile
distribution)
Engelgau et Bi-modal:
al. (1997) - Entire
≥6.7 NR 68 100 ≥7.2 NR 84 100 ≥11.5 NR 90 100
population
Retinopathy#:
- Entire
≥7.6 0.82 NR NR ≥6.6 0.85* NR NR ≥14.4 0.86* NR NR
population
Expert Retinopathy
Committee, ≥6.2 NR NR NR ≥6.7 NR NR NR ≥10.8 NR NR NR
(1997)
Ito et al. Retinopathy
≥7.3 NR NR NR ≥7.0 NR NR NR ≥11.0 NR NR NR
(2000a)
McCance et Retinopathy ≥7.0 NR 78 85 ≥7.2 NR 81 80 ≥13.0 NR 88 81
al. (1994) WHO equivalent ≥6.1 NR 81 77 ≥6.8 NR 81 77 ≥11.1 NR 88 76
ROC curve
≥5.7 0.95 87 90 ≥6.4 0.96 87 87 ≥11.1 0.90 87 90
analysis
Miyazaki et Retinopathy
≥5.8 NR NR NR ≥6.5 NR NR NR ≥11.0 NR NR NR
al. (2004)
Tapp et al. Retinopathy ≥6.1 NR NR NR ≥7.1 NR NR NR ≥13.1 NR NR NR
(2006) Microalbuminuria ≥6.1 NR NR NR ≥7.2 NR NR NR NR NR NR NR
Retinopathy§ ≥6.0 NR NR NR ≥8.5 NR NR NR NR NR NR NR
Microalbuminuria NIL - - - NIL - - - NR NR NR NR
* Significantly different from HbA1c (p < 0.01); # Median decile value; § By change point analysis. 2-h PG = 2 hour plasma glucose; AROC = Area under the receiver
operator characteristic curve; FPG = fasting plasma glucose; NR = Not reported; ROC = receiver operator characteristic; WHO = World Health Organization.
10
Table 3 HbA1c and incident microvascular complications – study characteristics
Author, Subject no Age Follow- Incidence of Inclusion/ exclusion criteria HbA1c test method Glucose Diabetes Blood
year and and gender (years) up diabetes (%) method diagnostic sample
country (M/F) (years) criteria
Massin et al. 700 30-65 10 NR Aged 30-65 years. Excluded if HPLC (Hitachi/Merck- Glucose NR Venous
(in press, 504/196 Retinopathy: uninterpretable retinal photographs VWR) or oxidase plasma
Archives of 6.3 DCA 2000 automated
Ophthalmol), immunoassay system
France (Bayer Diagnostics)
Van Leiden 233 50-74 9.4 NR Aged 50-74 years from Hoorn, HPLC (Modular Glucose WHO 1999 Venous
et al. (2003),124/109 Retinopathy: Netherlands. Diabetes Monitoring dehydrogenase plasma
Netherlands 11.6 system; Bio-Rad)
Normal range: 4.3-6.1%
HPLC = high-performance liquid chromatography; NR = not reported; WHO = World Health Organization.
11
Table 4 HbA1c and FPG cut-points associated with incident diabetes complications
12
Table 5. Evidence table for HbA1c and prevalent microvascular complications
13
Table 7. GRADE table for HbA1c and detection of prevalent microvascular complications
1
Based on combined sensitivity of 84% and specificity of 86%
2
One study contained pooled data from 8 studies with 29,819 participants
3
Although not a serious limitation, one study oversampled people with known diabetes
4
These 4 studies did not report information on sensitivity and specificity of HbA1c for predicting prevalent microvascular complications
14
Table 8. GRADE table for HbA1c and incident microvascular complications
4 1 study
Inconclusive Observational – – – – – – – IMPORTANT
(233 patients)
NOT
Cost Not reported – – – – – – – –
RELEVANT
2
Based on combined sensitivity of 16% and specificity of 97%
2
Imprecision could not be assessed as confidence intervals were not reported
3
Inconsistency is not applicable with data from only one study
4
This study did not report information on sensitivity and specificity of HbA1c for predicting incident microvascular complications
15
Appendix 1
Search for HbA1c in the diagnosis of diabetes (search covers both sections: incident and
prevalent complications associated with HbA1c)
***************************
16
Search 2 – Embase
17
Search 3 – Pubmed
Search History
#18 Search #4 AND #10 AND #17 Limits: Humans, Publication Date from 1990 to 2010 7191
#4 Search #1 or #2 or #3 87454
18
Search 4 – Cinahl
from: 19900101-20101231;
Boolean/Phrase
Search modes -
S19 S4 and S11 and S18 703
Boolean/Phrase
Search modes -
S18 S12 or S13 or S14 or S15 or S16 or S17 148780
Boolean/Phrase
Search modes -
S17 TI retinopath* or AB retinopath* 1585
Boolean/Phrase
Search modes -
S16 TI complication* or AB complication* 38685
Boolean/Phrase
Search modes -
S15 TI diagnos* or AB diagnos* 109484
Boolean/Phrase
Search modes -
S14 (MH "Diagnosis, Laboratory") 6119
Boolean/Phrase
Search modes -
S13 (MH "Diagnostic Tests, Routine") 783
Boolean/Phrase
Search modes -
S12 (MH "Diagnosis") 2056
Boolean/Phrase
Search modes -
S11 S5 or S6 or S7 or S8 or S9 or S10 5717
Boolean/Phrase
19
TI ( glycohaemoglobin or glycohemoglobin ) or AB ( Search modes -
S8 66
glycohaemoglobin or glycohemoglobin ) Boolean/Phrase
Search modes -
S6 TI hba1c or AB hba1c 2208
Boolean/Phrase
Search modes -
S5 (MH "Hemoglobin A, Glycosylated") 3908
Boolean/Phrase
Search modes -
S4 S1 or S2 or S3 18051
Boolean/Phrase
Search modes -
S1 (MH "Diabetes Mellitus, Non-Insulin-Dependent") 15554
Boolean/Phrase
20
Search 5 – Psycinfo
Database: PsycINFO
Search Strategy:
--------------------------------------------------------------------------------
1 (type 2 diabetes or type II diabetes).tw. (2117)
2 (non?insulin dependent diabetes or NIDDM).tw. (148)
3 1 or 2 (2248)
4 hba1c.tw. (493)
5 h?emoglobin A1c.tw. (199)
6 Glyco?h?emoglobin.tw. (19)
7 Glycated h?emoglobin.tw. (102)
8 Glycosylated h?emoglobin.tw. (311)
9 4 or 5 or 6 or 7 or 8 (883)
10 diagnosis/ (24273)
11 diagnos$.tw. (177767)
12 "Complications (Disorders)"/ (756)
13 complication$.tw. (11553)
14 retinopath$.tw. (379)
15 10 or 11 or 12 or 13 or 14 (189699)
16 3 and 9 and 15 (106)
17 limit 16 to (human and yr="1990 - 2010") (104)
***************************
21
Search 6 – Cochrane Library
Current Search
ID Search Hits
#1 MeSH descriptor Diabetes Mellitus, Type 2 explode all trees 6415
#2 (type 2 diabetes or type II diabetes):ti,ab,kw 8982
(non insulin dependent diabetes or non insulin dependent diabetes or non-insulin dependent diabetes
#3 2020
or niddm):ti,ab,kw
#4 (#1 OR #2 OR #3) 9548
#5 MeSH descriptor Hemoglobin A, Glycosylated, this term only 2656
#6 (hba1c):ti,ab,kw 1642
#7 (haemoglobin a1c or hemoglobin a1c):ti,ab,kw 788
#8 (glycohaemoglobin or glycohemoglobin):ti,ab,kw 69
#9 (glycated haemoglobin or glycated hemoglobin):ti,ab,kw 476
#10 (glycosylated haemoglobin or glycosylated hemoglobin):ti,ab,kw 3168
#11 (#5 OR #6 OR #7 OR #8 OR #9 OR #10) 4352
#12 MeSH descriptor Diagnosis, this term only 65
#13 MeSH descriptor Diagnostic Tests, Routine, this term only 293
#14 (diagnos*):ti,ab,kw 66662
#15 MeSH descriptor Diabetes Complications explode all trees 3896
#16 (complication*):ti,ab,kw 71382
#17 (retinopath*):ti,ab,kw 1861
#18 (#12 OR #13 OR #14 OR #15 OR #16 OR #17) 129125
#19 (#4 AND #11 AND #18), from 1990 to 2010 1141
22
Appendix 2
NHMRC Evidence Hierarchy: designations of ‘levels of evidence’ according to type of research question (NHMRC 2007)
Level Intervention Diagnostic accuracy Prognosis Aetiology Screening Intervention
I A systematic review of level II A systematic review of level A systematic review of level A systematic review of level A systematic review of level II
Studies II studies II studies II studies studies
II A randomised controlled trial A study of test accuracy A prospective cohort study A prospective cohort study A randomised controlled trial
with: an independent,
blinded comparison with a
valid reference standard,
among consecutive persons
with a defined clinical
presentation
III-1 A pseudorandomised controlled trial A study of test accuracy All or none All or none A pseudorandomised
(i.e. alternate allocation or some with: an independent, controlled trial
other method) blinded comparison with a (i.e. alternate allocation or
valid reference standard, some other method)
among non-consecutive
persons with a defined
clinical presentation
II-2 A comparative study with A comparison with reference Analysis of prognostic A retrospective cohort study A comparative study with
concurrent controls: standard that does not meet factors amongst persons in concurrent controls:
▪ Non-randomised, the criteria required for a single arm of a ▪ Non-randomised,
experimental trial Level II and III-1 evidence randomised controlled trial experimental trial
▪ Cohort study ▪ Cohort study
▪ Case-control study ▪ Case-control study
▪ Interrupted time series with a
control group
III-3 A comparative study without Diagnostic case-control A retrospective cohort study A case-control study A comparative study without
concurrent controls: study concurrent controls:
▪ Historical control study ▪ Historical control study
▪ Two or more single arm ▪ Two or more single arm
study study
▪ Interrupted time series without a
parallel control group
IV Case series with either post-test Study of diagnostic Case series, or cohort study of A cross-sectional study or Case series
or pre-test/post-test outcomes yield (no reference persons at different stages of case series
standard) disease
(Source: NHMRC 2007)
23
Study Assessment Criteria
Cohort studies
1. Are study participants well-defined in terms of time, place and person?
2. What percentage (%) of individuals or clusters refused to participate?
3. Are outcomes measured in a standard, valid and reliable way?
4. Are outcomes measured in the same way for both intervention and control
groups?
5. Was outcome assessment blind to exposure status?
6. Are confounding factors, comparable between the groups and if not
comparable, are they adjusted for in the analysis?
7. Were >80% of subjects entered accounted for in results and clinical status
described?
24
8. Was follow-up long enough for the outcome to occur
9. Was follow-up complete and were there exclusions from the analysis?
10. Are results homogeneous between sites? (Multicentre/multisite studies only).
Case-control studies
1. Was the definition of cases adequate?
2. Were the controls randomly selected from the source of population of the
cases?
3. Were the non-response rates and reasons for non-response the same in both
groups?
4. Is possible that over-matching has occurred in that cases and controls were
matched on factors related to exposure?
5. Was ascertainment of exposure to the factor of interest blinded to case/control
status?
6. Is exposure to the factor of interest measured in the same way for both case
and control groups in a standard, valid and reliable way (avoidance of recall
bias)?
7. Are outcomes measured in a standard, valid and reliable way for both case and
control groups?
8. Are the two groups comparable on demographic characteristics and important
potential confounders? and if not comparable, are they adjusted for in the
analysis?
9. Were all selected subjects included in the analysis?
10. Was the appropriate statistical analysis used (matched or unmatched)?
11. Are results homogeneous between sites? (Multicentre/multisite studies only).
25
Study quality – Rating
The following was used to rate the quality of each study against the study type criteria
listed above.
26
II. Classifying magnitude of the effect
27