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Recently, two different hypotheses have Jones, 1973; Lederer & Jackson, 1968; Rap-
been proposed to describe conflict resolution paport & Harrell, 1972; Stuart, 1969; Weiss,
in distressed and nondistressed marriages. One Hops, & Patterson, 1973).
hypothesis, based on behavior exchange the- The two hypotheses are independent. High
ory, is that it is more likely that nondistressed base rates of positive behaviors do not imply
couples will produce behaviors coded as posi- reciprocity. For example, Birchler et al.'s
tive by observers than will distressed couples. (1975) finding of higher rates of positive be-
This hypothesis has recently received some havior in nondistressed compared with dis-
support (Birchler, Weiss, & Vincent, 1975). tressed couples does not imply that reciprocity
A second hypothesis is that there is a is different for the two groups of couples. Al-
greater reciprocity of positive exchange in though nondistressed couples may seem to be
nondistressed than in distressed marriages. reciprocating positive behavior more fre-
Reciprocity of positive exchange has been sug- quently than distressed couples, that may only
gested as the central characteristic of success- be an artifact of the higher probability of
ful marital interaction in the clinical literature positive behaviors in nondistressed couples.
on marriage counseling (Azrin, Naster, & By emitting more positive responses, nondis-
tressed couples increase the probability that
one partner's positive response will be fol-
This research was partially supported by Grant lowed by the other partner's positive response.
R01 MH 24594 SP from the National Institute of What needs to be demonstrated is that a par-
Mental Health. The authors wish to thank the Men-
tal Health Center, the Center for Human Growth, ticular consequent code in a sequence can be
and the Center for Counseling and Psychological predicted from a particular antecedent code.
Services for their cooperation, and Steve Asher, Jack The test for reciprocity is that the diagonal
Bates, Fran Cherry, and Alice Eagly for their com- elements of the first-order Markov matrix of
ments on the manuscript. conditional probabilities must be significantly
Requests for reprints should be sent to John Gott- greater than the relative frequency of the con-
man, who is now at the Department of Psychology,
University of Illinois, Children's Research Center, SI sequent code (Patterson, 1974). For example,
E. Gerty Drive, Champaign, Illinois 61820. the conditional probability (p) of a conse-
14
BEHAVIOR EXCHANGE 15
quent positive wife code (W+) given an ante- search on marital interaction from a behavior
cedent positive husband code ( H + ) must be exchange standpoint. For example, standard
significantly greater than the nonconditional game theory experiments, which are commonly
probability of occurrence of W + . This means associated with behavior exchange theory,
that a knowledge of the antecedent code, H + , were not applied to the study of the marital
adds significantly to the ability to predict the dyad until Speer (1972). Speer studied 60 dis-
occurrence of a W + code, over and above tressed couples seeking counseling in a clinic
prediction, based simply on knowing the rela- and 60 nondistressed couples in an extension
tive frequency of occurrence of W + . Symboli- of the Prisoner's Dilemma Game. None of the
cally, what must be demonstrated is that p four response variables in Speer's study dis-
(W+/B.+ )>p (W+) (Raush, Barry, criminated the two groups on four forms of
Hertel, & Swain, 1974). In the present investi- the game.
gation these information analyses were per- Perhaps two reasons for the lack of success
formed to assess the ability of reciprocity of Speer's measures are that (a) behavior ex-
variables to discriminate distressed from non- change experiments reduce the behavioral
distressed marriages. repertoire of the couple and (b) they ex-
The distinction between high rates of posi- ternally control the payoffs of specific behav-
tive codes and reciprocity has been ignored in iors that they exhibit (Gergen, 1969). Another
the clinical literature on family interaction. potential problem with game theory experi-
For example, Alexander (1973) found that ments applied to the marital dyad has to do
the correlation across families between parent- with how the payoff matrix is interpreted.
to-child supportive behavior and child-to-par- There are many alternative ways of interpret-
ent supportive behavior was significantly dif- ing a payoff matrix. Behavior exchange theory
ferent from zero (father-son r = .69, p < .05; proposes that a dyad engaged in a mutually
mother-son r=.S9} p<.05). Contrary to satisfying relationship will exchange behaviors
Alexander's conclusions, these correlations do that have low cost and high reward to both
not imply reciprocity. A family with high members (Thibaut & Kelley, 1959). One in-
rates of supportiveness could be distributing terpretation of the reward-cost notion is that
these behaviors noncontingently throughout a producing a specific behavior has a specific
discussion. In this case the correlations ob- reward and a specific cost to the person pro-
tained would be high due to different base ducing the behavior (Gergen, 1969, p. 36). An
rates across families, but there would still be alternative interpretation of the payoff matrix
no evidence of reciprocity. is that in a satisfying dyadic relationship, a
The base rate-reciprocity issue is also im- person will receive behaviors that have high
portant for distinguishing between behavior reward for himself or herself. This implies
exchange and social learning theories of mari- that a person will perceive a relationship as
tal conflict resolution. Birchler et al. (1975) satisfying to the extent that he or she codes
used a mix of language from both theories. the behaviors received as a positive.
They demonstrated that distressed couples Another issue regarding the way payoffs are
emit lower rates of positive codes and higher assigned is the comparison level for alterna-
rates of negative codes than do nondistressed tive relationships. Presumably, a behavior that
couples. This does not justify their view of will be coded as positive in one relationship
the positive codes as "social reinforcements." could be coded as negative in another rela-
It would be necessary to show that a particu- tionship in which the receiver's comparison
lar code on the part of one spouse affected the level is much higher. The fact that we do not
probability of occurrence of a particular code know a spouse's comparison level for alterna-
of the other spouse. tives suggests a phenomenological method for
Reciprocity hypotheses, therefore, have yet measuring payoff. To test this interpretation
to be adequately tested. Behavior exchange of the payoff matrix, then, it is necessary to
hypotheses of marital conflict resolution have design a measurement procedure in which the
also been ambiguous in making specific pre- positivity of the behavior received would be
dictions. There has, in fact, been little re- coded directly by the receiver. In this pro-
16 GOTTMAN, NOTARIUS, MARKMAN, BANK, YOPPI, AND RUBIN
cedure, it is the couple who codes the behav- or minimized (Riskin & Faunce, 1972). For
iors exchanged, not independent observers. It example, Haley (1964, 1967) placed no im-
is possible that what is coded as a warm smile portance on the tasks he chose for families to
by two observers is perceived as a sarcastic work on. Jacob and Davis (1973) reported
smirk to a spouse, and conversely, a "put- considerable stability across experimental
down" or "interruption" that is coded as nega- tasks to the structure of talk and interruptions
tive in Birchler et al. (1975, p. 352) is not in father-mother-child interactions. One po-
always seen as negative by the couple. tentially important dimension of contextual
The concept of the couple coding their own variation that has been ignored is the degree
behavior raises the question of whether dis- to which the decision-making task induces
tressed couples differ from nondistressed cou- conflict. For example, all of Jacob and Davis'
ples in the intended positivity of their mes- (1973) tasks were low-conflict tasks. It would
sages. According to the widely accepted seem theoretically important to ascertain
communication deficit explanation of marital whether the variables derived from behavior
distress, distressed couples are presumed to exchange theory can discriminate nondis-
intend their messages to be received as far tressed couples from distressed couples in low-
more positive than they are in fact received. conflict as well as high-conflict tasks. The
However, it could be that distressed couples present investigation employed two sets of
intend their messages to be more negative, or tasks that induced either high or low conflict.
less positive, than nondistressed couples. If The tasks ranged in content from a consensual
the messages were then received as more nega- ranking of a list of preferred dog breeds to
tive, or less positive, distressed couples would the discussion of an actual unresolved marital
be communicating well; their spouses would problem.
receive the messages as intended. A communi- STUDY 1
cation deficit explanation of marital distress
would seem more appropriate if intended posi- Method
tivity of messages differed markedly from the Subjects and selection. Thirty couples responded to
coding of the messages received. In this case an advertisement asking for couples who either
classified their relationship as "mutually satisfying"
messages received would not be coded as the or "experiencing marital difficulties." All couples
sender intended them to be coded. were offered $10 for participating, and it was made
In the present investigation, couples inter- clear that no therapy would be offered. In addition,
acted using a "talk table," a device we con- other distressed couples were recruited from local
campus and community mental health centers. Of
structed in which only one person could speak the IS distressed couples who participated in the
at a time. After speaking, the speaker coded study, 11 were referred from clinical sources and 4
the "intended impact" of his or her message. responded to the advertisement.
Before speaking, the listener coded the "actual Two major definitions of marital distress have
impact" of the message. The talk table need been used, self-report of satisfaction and whether or
not the couple comes to the attention of public
not constrain the behavioral repertoire of the agencies such as marriage counselors or divorce
interacting dyad as in Speer (1972); the talk courts. Diverse measures of marital satisfaction have
table is apparently an inexpensive, simple way been shown to tap the same basic factor (Burgess,
to study behavior exchange in marriages, es- Locke, & Thomes, 1971). The Locke-Wallace Marital
Relationship Inventory (MRI) is the most widely
pecially compared with detailed ratings of used of these inventories; it has excellent discrimina-
videotapes (as in Birchler et al., 1975). How- tive validity in cross-sectional studies (Navran, 1967)
ever, before this can be confidently asserted, and good predictive validity in longitudinal studies
the talk table must demonstrate its ability to (Terman & Wallin, 1949). Using the cutoff scores on
elicit different patterns of exchange in differ- the MRI recommended by Burgess et al. (1971, pp.
330-331), only high-scoring nondistressed couples
ent kinds of couples. and low-scoring distressed couples were included in
One purpose of the present investigation the analyses. Specifically, distressed couples in which
was to assess the effect of the experimental at least one spouse's MRI score was less than 85
were included, and nondistressed couples in which
task on the coding of the interaction. The ef- both husband and wife MRI scores were greater than
ect of situational context on marital and 102 were included. A distressed couple was selected
family interaction has been either ignored for analysis only if at least one spouse was dissatisfied
BEHAVIOR EXCHANGE 17
with the marriage (low MRI), and a nondistressed had been supplied by the National Aeronautics and
couple was selected for analysis only if both spouses Space Administration (Hall, 1971). The other task
were satisfied with the marriage (high MRI). Using designed for this study (called the food task) in-
these cutoff scores, in Study 1 10 distressed couples volved rank ordering 10 items according to their
and 6 nondistressed couples were selected for analysis nutritional value. Correct answers had been sup-
from the sample of 30 couples, all of whom had plied by a nutrition specialist at Indiana University.
completed the experimental procedures.1 Coefficient A pilot study with 147 undergraduates, conducted to
alpha for the sample of Study 1 on the MRI was .88. determine whether there was a sex bias to the tasks,
The two groups of couples did not significantly revealed no significant sex differences in knowledge
differ in age, educational level, or the number of on either of the tasks. The couple also completed two
years married. Couples were, on the average, 24.95 high-conflict tasks: (a) The Inventory of Marital
years old and had been married an average of 3.22 Conflict (IMC) (Olson & Ryder, 1970) has been
years. frequently used in marital research. The IMC is a
Procedure. Interview teams were composed of one high-conflict consensus decision-making task, in which
male graduate student in clinical psychology and one the couple is presented with three short vignettes of
female undergraduate. There were four such teams, marital conflict and required to agree on which spouse
and each couple was interviewed by one of these in the vignette is primarily responsible for the problem,
teams. Spouses individually filled out a problem in- (b) The couple was also asked to discuss a current
ventory, a demographic information sheet, and the problem that they had agreed in the interview was
MRI. The problem inventory asked each spouse to most salient and asked to try to come to a mutually
rate the perceived severity of a list of problem satisfactory resolution of this problem. Within each
areas. The couple was then asked to agree jointly session the five tasks were randomly ordered. Dis-
on the three most salient current problem areas or tressed couples were told that a report would be writ-
areas of disagreement in their marriages. Next, the ten that they could read and discuss with the inter-
couple was asked to describe each of the problem viewing team and that could be sent to the couple's
areas separately and to provide a specific description therapist with their written permission.
like a play-by-play account of an incident, providing
situational context and a typical conversation illus- Results and Discussion
trating each problem. This was done in order to es-
tablish a rapport with the interviewing team and to Multivariate analysis of variance of spouses'
provide specificity to the problem to be discussed on coding of their partners' behavior (impact),
the talk table. The talk table is a double sloping combined over all five tasks, with distressed-
table. A toggle switch on the side of the table oper- nondistressed as a between-subjects factor and
ated by the couple lit a button on the side of the
spouse who had the floor to speak. There were two husband-wife as a within-subjects factor re-
rows of five buttons. The five buttons on the left sulted in a significant effect for the distress
were used by the speaker to code the "intended im- factor, Wilks-Lambda F(4, 25) =4.54, p<
pact" of his or her message; the five buttons on the .01, and no significant sex or Sex X Distress
right were used by the receiver to code the "impact" interaction. Table 1 presents the univariate
of the message received. The buttons were labeled
"super negative," "negative," "neutral," "positive," F ratios that contributed to the distress multi-
and "super positive." Although partners could see one variate F ratio. Nondistressed spouses were
another, a metal shield blocked the buttons from the more likely to code their partners' behavior as
view of the other person so that neither spouse could positive and super positive and less likely to
see the codes assigned by their partners throughout
the experiment. code their partners' behavior as negative than
their distressed counterparts.
In order to familiarize themselves with its use,
each couple was then asked to converse for a few Multivariate analysis of variance of spouses'
minutes using the talk table. When the couple indi- intent resulted in no significant distress, sex,
cated they were comfortable with the talk table, the or sex X distress F ratios. There were no sig-
experimental tasks began. nificant differences in intention for either
Each couple then completed three low-conflict husbands or wives on any category. For com-
tasks: (a) The choice questionnaire (Haley, 1964)
is a consensus decision-making task that requires an parison with the impact data, Table 2 pre-
agreed-upon ranking of personal preferences using
lists such as new cars or breeds of dogs, (b) Three 1
Analyses on couples were also done regardless of
Thematic Apperception Test cards (Locke, 1961) their Marital Relationship Inventory score to study
required the couple to create jointly one story for the effect of the convergent operations procedure for
each set of cards, (c) One of two tasks was ad- defining the two groups of couples. The same pattern
ministered first individually and then again for of results emerge from these analyses; a similar pat-
consensual ranking; one task (called NASA) involved tern of F ratios were significant but were not as
rank ordering 15 items for their survival value for large. This suggests that multiple criteria improved
a life-and-death trip to the moon. Correct answers discriminability for classifying couples.
18 GOTTMAN, NOTARIUS, MARKMAN, BANK, YOPPI, AND RUBIN
agreements and disagreements were calculated Super negative .18 .00 .00
separately for each coder, summing over high- Negative 1.72 .09 .05
and low-conflict tasks. Coders were first Positive .53 .49 .55
Super positive .12 .05 .03
trained using an interaction category system
developed in our laboratory (Gottman, a
Degrees of freedom = 1, 28. All Fs are nonsignificant. Neu-
tral is not included in the analysis of multivariate F; all five
Notarius, & Markman, Note 1) and reached variables form a linearly dependent set, since they sum to 1.0.
BEHAVIOR EXCHANGE 19
Raush, H. L., Barry, W. A., Hertel, R. K., & Swain, prediction and marital adjustment test. American
M. A. Communication, conflict and marriage. San Sociological Review, 1949, 14, 497-504.
Francisco: Josey-Bass, 1974. Thibaut, J. W., & Kelley, H. H. The social psychology
Riskin, J., & Faunce, E. E. An evaluative review of of groups. New York: Wiley, 1959.
family interaction research. Family Process, 1972, Weiss, R. L., Hops, H., & Patterson, G. R. A frame-
11, 365-455. work for conceptualizing marital conflict: A tech-
Speer, D. C. Marital dysfunctionality and two-person nology for altering it, some data for evaluating it.
non-zero-sum game behavior. Journal of Person- In Leo A. Hamerlynck, Lee C. Handy, & Eric J.
ality and Social Psychology, 1972, 21, 18-24. Mash (Eds.), Behavior Change: The Fourth Banff
Stuart, R. B. Operant interpersonal treatment for Conference on Behavior Modification. Champaign,
marital discord. Journal of Consulting and Clini- 111.: Research Press, 1973.
cal Psychology, 1969, 33, 675-682.
Terman, L. M., & Wallin, P. The validity of marriage (Received April 27, 1975)