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Biomaterials
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Article history: Polyelectrolyte multilayer capsules have recently gained interest as carriers for drug delivery. When
Received 15 October 2010 envisioning mucosal administration, one is focused with potential concerns such as tissue irritation and
Accepted 6 November 2010 tissue damage, induced by the carrier itself. In this paper we demonstrate the use of a slug-based (Arion
Available online 3 December 2010
lusitanicus) assay to evaluate the mucosal irritation potential of different types of polyelectrolytes, their
complexes and multilayer capsules. This assay allows to assess in a simple yet efficient way mucosal
Keywords:
tissue irritation without using large numbers of vertebrates such as mice, rabbits or non-human
Mucosa
primates. We found that although single polyelectrolyte components do induce tissue irritation, this
Microcapsule
Drug delivery
response is dramatically reduced upon complexation with an oppositely charged polyelectrolyte,
Heparin rendering fairly inert polyelectrolyte complexes. These findings put polyelectrolyte multilayer capsules
Biocompatibility further en route towards drug delivery applications.
Ó 2010 Elsevier Ltd. All rights reserved.
1. Introduction high shear forces and (2) the ability to tailor the capsules’ physico-
chemical and biochemical properties by choosing from a virtually
Polyelectrolyte multilayer capsules (PMLC) are a new type of unlimited range of capsule components [7e12]. Only incubation of
carrier system which hold high potential for drug delivery and in vitro cultured cells with extremely elevated concentrations of
tissue engineering as they are well suited to efficiently encapsulate PMLC induced toxicity [13,14].
and deliver antigens, growth factors, nucleic acids, anticancer drugs Recently, a number of papers from our group and others have
etc. [1e3]. These capsules are fabricated by layer-by-layer (LbL) demonstrated the potential of PMLC for vaccine delivery where
coating of a sacrificial template followed by dissolution of this protein antigens are encapsulated within the PMLC and efficiently
template, yielding hollow capsules. A very convenient method to delivered to antigen presenting cells in vitro as well as in vivo
encapsulate proteins into PMLC was recently described by Volodkin [1,14e17]. Formulating antigens into microparticles has a number
et al. by co-precipitating a protein of choice with calcium chloride of distinct advantages compared to the delivery of soluble antigen
and sodium carbonate forming calcium carbonate (CaCO3) micro- including protection against degradation, enhanced uptake by
particles with the protein entrapped within its porous structure professional antigen presenting cells such as dendritic cells and the
[4e6]. Subsequently, the CaCO3 microparticles are LbL coated with ability to induce ‘cross-presentation’ of antigen to both CD4 and
polyelectrolytes of alternating charge and in a last step the CaCO3 CD8 T cells, inducing a broad humoral as well as cellular immune
cores are dissolved by extraction of the Ca2þ ions with an aqueous response [18,19]. As alternative to the parenteral route where the
EDTA solution (Fig. 1). As the polyelectrolyte complex shell is semi- vaccine is administered through subcutaneous or intramuscular
permeable, water, ions and low molecular weight species can freely injection there is an increased interest in mucosal vaccination for
diffuse in and out but proteins remain entrapped. The major assets a number of reasons such as (1) the avoidance of needles, (2) the
of this type of capsule are (1) the mild conditions used for protein possibility to store and apply the vaccine as dry powder, avoiding
encapsulation avoiding organic solvents, reactive chemistries or the cold chain and (3) most importantly, the ability to vaccinate at
that specific site where most infectious organisms enter the body,
i.e. at mucosal surfaces, inducing a protective mucosal immune
* Corresponding author. Tel.: þ32 9 264 81 89; fax: þ32 9 222 82 36.
response in addition to a systemic response.
E-mail address: Br.DeGeest@UGent.be (B.G. De Geest).
0142-9612/$ e see front matter Ó 2010 Elsevier Ltd. All rights reserved.
doi:10.1016/j.biomaterials.2010.11.012
1968 L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977
Fig. 1. Schematic overview of the fabrication of protein-loaded polyelectrolyte capsules using CaCO3 microparticles as sacrificial core templates. (A) Co-precipitation of the protein
(orange) in CaCO3 particles by mixing solutions of CaCl2 and Na2CO3 in the presence of a protein of choice. (B) Layer-by-layer coating of CaCO3 particles (green ¼ polyanion,
brown ¼ polycation). (C) Hollow polyelectrolyte capsules filled with the protein obtained after dissolving the CaCO3 particles with EDTA.
However, in order to reach a clinical stage, it is important to have of an outer single epithelium layer, containing epithelial and
extensive data on mucosal irritation since this delivery route mucous gland cells overlying connective tissue. Observing the
induces contact between the drug carrier and mucosal surfaces. In effect of test components after contact is easy due to the location of
the past, several tests using vertebrates such as mice, rabbits or the epithelium layer which is at the outside of the body wall. Under
non-human primates were developed to test mucosal irritation normal circumstances, slugs produce a limited amount of mucus
potency of different components [20e22]. Besides being often for their locomotion and to prevent dehydration. When slugs are
laborious, such assays raise important ethical questions concerning exposed to an irritating component, they will secrete mucus as
the large turnover of laboratory animals. By consequence there is a mechanism to protect their body wall. The higher the amount of
need for alternative tests involving lower species that allow an easy mucus produced by the slugs, the more irritating the substance is
and fast in vivo assay to investigate mucosal irritation. Recently, for their body wall. Also the color of the produced mucus indicates
Adriaens et al. introduced an assay using terrestrial slugs, namely the degree of irritation. Normally the mucus produced by slugs is
Arion lusitanicus as a nonvertabrate model organism to investigate colorless however contact with irritating substances evokes
mucosal irritation of several pharmaceutical as well as health care secretion of slightly yellow to dark yellow colored mucus. Serious
components in vivo [23,24]. What makes slugs interesting as a test damage of the single-layered epithelium and the underlying
organism is the morphology of their body wall which is composed connective tissue results in an increased release of proteins and
Fig. 2. Chemical structure of the polyelectrolytes used for the layer-by-layer coating of CaCO3 microparticles. (A) heparin, (B) poly-L-arginine, (C) PSS, (D) PDADMAC, and (E) DAR.
L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977 1969
Fig. 2: (1) Heparin/poly-L-arginine (hep/pARG) as ‘biopolymer’ LbL Complexes of PSS/DAR, PSS/PDADMAC and hep/pARG were made by mixing
film, (2) polystyrene-4-sulfonate/poly(diallyldimethylammonium equal amounts (w/w) of the respective oppositely charged (20 mg/ml containing
chloride) (PSS/PDADMAC) as synthetic LbL film and (3) poly- 0.5 M NaCl) polyelectrolytes. The complexes were centrifuged and washed twice
styrene-4-sulfonate/diazoresin (PSS/DAR) as covalently linked with water to remove non-adsorbed polyelectrolyte.
synthetic LbL film. Hep/pARG and PDADMAC/PSS interact purely
through electrostatics while under influence of light the diazo 2.5. Characterization of polyelectrolyte capsules and complexes
Absorbance [a.u.]
Absorbance [a.u.]
1.8
1.6 1.8 0.4
0.4 1.4
1.2 1.6 0.3
Absorbance [a.u.]
Absorbance [a.u.]
1.0 1.4
0.8 0.2
0.3 0.6 1.2
0.4 0.1
0.2 1.0
0.2 0.0 0.0
0 2 4 6 8 10 0.8 0 2 4 6 8 10
Number of bilayers 0.6 Number of bilayers
0.1 0.4
0.2
0.0 0.0
190 200 210 220 230 240 250 260 190 200 210 220 230 240 250 260
Wavelength [nm] Wavelength [nm]
0.1
0.6
0.0
0 2 4 6 8 10
0.4 Number of bilayers
0.2
0.0
200 250 300 350 400 450 500 550
Wavelength [nm]
Fig. 4. UV/VIS spectra of quartz slides coated with 10 bilayers of (A) hep/pARG, (B) PSS/PDADMAC and (C) PSS/DAR. The insets of graphs A, B and C show the absorbance of the
quartz slides as a function of the number of deposited bilayers at a wavelength of respectively 190 nm, 196 nm and 380 nm.
18e22 C. Only slugs without visible injuries on their foot surface and body wall 2.8. Determination of enzyme activity
were used during the experiments.
The mucosal irritation potency was evaluated by placing the slugs on the test 2.8.1. Alkaline phosphatase (ALP)
substances in a Petri dish during 1 h. For each test substance 5 slugs were used. Slugs Alkaline phosphatase converts p-nitrophenyl phosphate into p-nitrophenol and
were exposed to an amount of polyanion or polycation equal to the corresponding the enzyme activity was determined spectrophotometrically since p-nitrophenol
amount of that polyelectrolyte present in 10 mg capsules as determined by absorbs light at 405 nm in alkaline conditions. The amount of enzyme that catalyzes
elemental analysis (Table 1). The amount of polyelectrolyte was supplemented with the formation of 1 mmol/L of p-nitrophenol per minute under the assay conditions is
drum-dried waxy maize (DDWM) to obtain a total mass of 10 mg. As a negative defined as one unit of ALP activity. The enzyme activity, determined with an enzyme
control 10 mg DDWM was used and as a positive control 10 mg of a mix of DDWM kit (ALP CP, Horiba CPX) was expressed as U/L per g body weight and measured on
and sodium lauryl sulfate (DDWM/SLS 4/1) was used. In a next series of experiments, a Cobas Mira Plus analyzer (ABX).
total amounts of 10 mg lyophilized hollow capsules, respectively lyophilized poly-
electrolyte complexes were evaluated. 2.8.2. Lactate dehydrogenase (LDH)
The mucus produced during the contact period of 1 h was measured by Lactate dehydrogenase catalyzes the conversion of pyruvate into lactate with the
weighing the Petri dishes with the test component before and after the contact concomitant oxidation of NADH into NADþ and the rate of decrease in absorbance at
period and was expressed as % (w/w) of the initial body weight. After the contact 340 nm which is due to the oxidation of NADH is a measure for the LDH activity. The
period with the test component, the slugs were placed on a new Petri dish con- amount of enzyme that catalyzes the formation of 1 mmol/L of NADþ per minute
taining 1 ml of phosphate buffered saline (PBS; pH 7.4) during 1 h. After this first under the assay conditions is defined as one unit of LDH activity. The enzyme
1 h period on PBS, the slugs were transferred to another Petri dish containing 1 ml activity, determined with an enzyme kit (LDH CP, Horiba ABX) was expressed as U/L
PBS for the second 1 h period. The PBS samples of the two periods were collected per g body weight and measured on a Cobas Mira Plus analyzer (ABX).
to quantify protein and enzyme release. A schematic overview of the slug mucosal
irritation test is shown in Fig. 3. 2.9. Assessment of slug mortality
Quantification of released proteins was performed by the NanoOrangeÒProtein
Quantitation Kit (Molecular Probes) and is based on protein binding to the Nano- Slugs were placed on Petri dishes containing protein rich food and a small paper
Orange reagent at 95 C. The NanoOrange reagent as such is not fluorescent but towel moistened with PBS after exposure to test substances, and slug mortality was
becomes fluorescent with an excitation at 470 nm and emission at 590 nm as soon as determined at day 1, 2, 5 and 7.
it binds to proteins. Bovine serum albumin was used as a standard and fluorescence
was measured using a fluorometer (Wallac 1420 multilabel counter, PerkinElmer). 2.10. Histological examination
The protein concentration is expressed as mg/ml per g body weight.
Results of both mucus production and protein release (mean of the 2 samples) After exposure, slugs were wrapped in aluminium foil and frozen in liquid
were log-transformed because of the inhomogeneity of the variances and subjected nitrogen. Cryosections of 10 mm were cut, stained with hematoxylin and eosin, and
to a one-way ANOVA combined with a post-hoc Scheffé test. examined by light microscopy.
L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977 1971
A 25 B 40
20 30
15
10 20
5 10
0
-5 0
-10 -10
-15 -20
-20
-25 -30
-30 -40
-35
0 1 2 3 4 hollow 0 1 2 3 4 hollow
Adsorption step Adsorption step
C 0
-5
-10
-15
-20
-25
-30
-35
-40
0 1 2 3 4 hollow
Adsorption step
Fig. 5. Zeta-potential profiles of the (A) (hep/pARG)2, (B) (PSS/PDADMAC)2 and (C) (PSS/DAR)2 multilayer build-up after each adsorption step on CaCO3 microparticles and after
adding EDTA (i.e. hollow capsules).
3. Results and discussion z-potential of the native CaCO3 microparticles, during LbL coating
and after dissolution of the CaCO3 cores with EDTA. Although
3.1. Characterization of polyelectrolyte complexation on planar native CaCO3 particles exhibit a negative z-potential, the multi-
surfaces, on sacrificial spherical templates and in solution layer build-up was started with the polyanion. Due to their high
porosity, CaCO3 microparticles strongly adsorb polymers, regard-
3.1.1. Formation of polyelectrolyte multilayer films on planar less their charge and previous experiments on CaCO3 microparti-
surfaces cles (unpublished data) showed that inter-particle aggregation is
In first instance the LbL film forming ability of the different reduced when started with the polyanion.
polyelectrolyte pairs was studied. Therefore quartz slides were Both (hep/pARG)2 (Fig. 5A) as well as (PSS/PDADMAC)2 (Fig. 5B)
chosen as planar substrates and after deposition of each polyanion/ coating resulted in an alternating behavior of the z-potential,
polycation bilayer the absorbance was measured by means of indicating that charge reversal takes place with each deposited
spectrophotometry. Ten bilayers heparin/pARG (Fig. 4A), PSS/ polyelectrolyte layer. Dissolving the CaCO3 cores by addition of
PDADMAC (Fig. 4B) and PSS/DAR (Fig. 4C) were deposited onto EDTA resulted in a decrease in z-potential from 11.9 mV to e19 mV
a quartz slide and from the quasi linear increase of the absorbance in case of (hep/pARG)2 capsules and from 31.3 mV to 14.3 mV in
as a function of number of deposited bilayers, a successful multi- case of (PSS/PDADMAC)2 capsules. This is likely due to reorgani-
layer build-up could be concluded. zation of the polyelectrolyte within the capsule shell upon disso-
lution of the CaCO3 core and liberation of an excess of polyanion
3.1.2. Formation of polyelectrolyte films on sacrificial CaCO3 that was adsorbed into the CaCO3 pores during the first deposition
templates step. Compared to (hep/pARG)2 and (PSS/PDADMAC)2 capsules, no
After having demonstrated the possibility to form poly- alternating z-potential profile was obtained for (PSS/DAR)2 capsules
electrolyte multilayer films composed of hep/pARG, PSS/PDAD- (Fig. 5C). A z-potential of 23.1 mV was obtained after depositing
MAC and PSS/DAR on a flat substrate, spherical templates were the first PSS layer and the z-potential remained negative after
used to be coated with the appropriate multilayer films in a next depositing the following layers. This might be due to covalent
step. For this purpose CaCO3 microparticles were used since they reaction between PSS and DAR, neutralizing the cationic diazo
are, as mentioned earlier in the introduction of the work, espe- moieties. Others did demonstrate an alternating profile during PSS/
cially well suited as sacrificial templates to form protein-loaded DAR multilayer build-up when keeping the polymers in the dark
PMLC. By means of measuring the electrophoretic mobility [25,26]. However, in our experiments we conducted the LbL build-
(z-potential) after deposition of each polyelectrolyte layer, one is up in ambient light which is sufficient to induce coupling of both
able to monitor the multilayer build-up. Fig. 5 shows the polymers [27].
1972 L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977
Fig. 6. Scanning electron microscopy images of (A) (hep/pARG)2 capsules, (B) (PSS/PDADMAC)2 capsules and (C) (PSS/DAR)2 capsules before (A1, B1, C1) and after (A2, B2, C2)
dissolution of the CaCO3 cores.
Scanning electron microscopy was further used to characterize morphology of complexes composed of PSS/PDADMAC (Fig. 7B) and
the PMLC. Fig. 6 shows micrographs before (A1, B1 and C1) and after PSS/DAR (Fig. 7C), both exhibiting large aggregated clumps, is
(A2, B2 and C2) dissolution of the CaCO3 core templates. The images completely different compared to the surface of CaCO3 microparticles
of collapsed spheres upon drying clearly demonstrate the forma- coated with the appropriate polyelectrolyte pairs.
tion of hollow capsules. A size distribution of roughly 3e5 mm is
observed and was confirmed by laser diffraction measurements. 3.1.4. Composition of PMLC and polyelectrolyte complexes
For further studies the exact composition of the PMLC and
3.1.3. Formation of polyelectrolyte complexes in solution polyelectrolyte complexes is required. Therefore, elemental anal-
Polyelectrolyte complexes of respectively hep/pARG, PSS/PDAD- ysis was performed on hep/pARG, PSS/DAR and PSS/PDADMAC
MAC and PSS/DAR were made by mixing equal amounts (w/w) of the capsules and complexes after extensive centrifugation and washing
oppositely charged polyelectrolytes in water. Fig. 7 shows scanning steps to remove any excess of freely soluble polyelectrolytes.
electron microscopy images of the complexes dried onto a silicon Results of nitrogen, carbon, hydrogen and sulfur content are shown
substrate. A similar granular morphology was observed for both the in Table 2. Using the molecular weight of the repeating unit of each
complexes composed of hep/pARG (Fig. 7A) as well as the (hep/ polymer, the molar ratio of the polyanion to polycation was
pARG)2 coated CaCO3 microparticles (Fig. 6A1). By contrast, the calculated (Table 3).
L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977 1973
Fig. 7. Overview (1) and zoomed (2) scanning electron microscopy images of complexes composed of (A) hep/pARG, (B) PSS/PDADMAC and (C) PSS/DAR.
The molar ratio of heparin to poly-L-arginine in capsules is 0.349 mucosal irritation potency by a slug mucosal irritation assay
indicating that a higher molar amount of poly-L-arginine is involved developed by Adriaens et al. [23,24]. This assay is a reproducible
in the layer-by-layer build-up on CaCO3 microparticles. This can be quantitative method which does not require complex test equip-
easily understood since poly-L-arginine in solution has a tertiary ment, sophisticated chemical analysis or a long experimental time.
structure compared to heparin having a more linear structure. The Furthermore this assay did not require vertebrates such as mice,
molar ratio of simple complexes composed of heparin and poly-L- rats and non-human primates resulting in a less laborious assay.
arginine is 0.351 which is remarkably similar to the value of PMLC. Slugs were exposed to the different samples in a dry powder
PSS and PDADMAC exhibit a molar ratio of 0.755 for PMLC and state obtained through lyophilization. The reason for this is that
0.775 for simple polyelectrolyte complexes, also these values are dry powder is a common type of formulation for mucosal appli-
remarkably close. Apparently, hep/pARG and PSS/PDADMAC cation which often holds problems concerning mucosal irritation.
interact in a similar fashion on a supported substrate as in solution. After 1 h exposure, we evaluated the mucus production by the
Also in case of PSS/PDADMAC there is an excess of polycation, but slugs, the color of the produced mucus, release of enzymes and
this is less pronounced than in case of hep/pARG. proteins, and slug mortality within a period of 7 days after
In contrast to hep/pARG and PSS/PDADMAC, a large discrepancy exposure. For PSS, 2 different amounts (denoted as PSS∼PSS/DAR and
in the molar ratio of PSS/DAR capsules and simple complexes was PSS∼PSS/PDADMAC) were used according to the amount of PSS
observed. PMLC have a PSS/DAR ratio of 1.118 while simple PSS/DAR present in respectively hollow (PSS/DAR)2 and (PSS/PDADMAC)2
complexes have a ratio of 0.551. Thus, when depositing an LbL film capsules. The amount of a single polyelectrolyte component
on CaCO3 microparticles, a higher molar amount of PSS is involved available in 10 mg capsules could be calculated from the elemental
while a higher molar amount of DAR is involved when forming analysis results (Table 1). To classify our test substances for their
complexes in solution. This could be due to a higher availability of degree of irritation, the reactions of treated slugs were compared
sulfonate groups of PSS in solution whereby more DAR can interact to the reactions of slugs exposed to DDWM as negative and
with PSS compared to the availability of sulfonate groups of DDWM/SLS (4/1) as positive control since previous research
adsorbed PSS on CaCO3 microparticles. revealed the non-irritating respectively irritating properties of
these substances [23,28].
Table 4 summarizes the results of total mucus production
3.2. Mucosal irritation potential of polyelectrolytes, polyelectrolyte (expressed as % (w/w) of the initial body weight) during exposure
complexes and polyelectrolyte multilayer capsules to the test substances. The negative control evoked a minimal
secretion of colorless mucus which was on average 0.7% of the body
3.2.1. Mucus production weight while the positive control evoked a high mucus secretion
The different polyelectrolytes, their complexes and multilayer (4.7% of the body weight) which had a yellow color.
capsules characterized in the sections above were tested for their
Table 2 Table 3
Elemental analysis of hollow (hep/pARG)2, (PSS/DAR)2 and (PSS/PDADMAC)2 Molar ratio of polyanion to polycation in hollow capsules and complexes
capsules and the corresponding complexes. composed of hep/pARG, PSS/DAR and PSS/PDADMAC.
Fig. 8. Survival curves of slugs exposed to (A) single polyelectrolytes, (B) hollow polyelectrolyte multilayer capsules and (C) polyelectrolyte complexes made in solution.
The foot of a slug consists of outer single-layered epithelium epithelium layer is continuous indicating absence of tissue
overlying connective tissue. Exposure of a slug to an irritating damage. The foot of slugs exposed to (hep/pARG)2 capsules
component may lead to severely damaged epithelium cells which (Fig. 9B) showed also an intact outer epithelium layer compa-
can be observed through immunohistochemistry. Fig. 9A shows rable to the control. These results further confirm on a micro-
an H&E stained cryosection of the foot of a control slug which scopic scale the relatively inert character of (hep/pARG)2
was not exposed to any test substance. The outer single capsules regarding mucosal irritation.
1976 L.J. De Cock et al. / Biomaterials 32 (2011) 1967e1977
Fig. 9. Optical microscopy images of hematoxylin and eosin stained cryosections showing the foot of (A) a control, non-exposed, slug and (B) a slug exposed to (hep/pARG)2
capsules.
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