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World Development Vol. 31, No. 1, pp.

23–52, 2003
Ó 2002 Elsevier Science Ltd. All rights reserved
Printed in Great Britain
www.elsevier.com/locate/worlddev 0305-750X/02/$ - see front matter
PII: S0305-750X(02)00121-3

Progress Toward the Millennium Development


Goals in Africa
DAVID E. SAHN and DAVID C. STIFEL *
Cornell University, Ithaca, NY, USA
Summary. — We analyze demographic and health surveys to examine the progress of African
countries in achieving six of the seven millennium development goals (MDG) set forth by the
United Nations. Our results paint a discouraging picture. Despite some noteworthy progress, the
evidence suggests that, in the absence of dramatic changes in the rates of improvement in most
measures of living standards, the MDG will not be reached for most indicators in most countries.
The results are particularly sobering for rural areas, where living standards are universally lower,
and where rates of progress lag behind urban areas.
Ó 2002 Elsevier Science Ltd. All rights reserved.

Key words — Africa, development goals, poverty, welfare measures, urban–rural

1. INTRODUCTION eliminating the gender gap in enrollments in


both primary and secondary school by 2005;
The United Nations (UN) recently articu- (d) reducing infant and child mortality by two-
lated a series of ambitious goals toward the thirds during 1990–2015; (e) reducing maternal
reduction of poverty. The millennium develop- mortality ratios by three-quarters during 1990–
ment goals (MDG) originated from a series of 2015; and (f) ensuring that all women have
UN resolutions and agreements made at world access to reproductive health services by 2015.
conferences held over the past decade, and were The seventh goal involves strategies to reverse
put forward with the recognition that while loss of environmental resources through im-
substantial improvements in living conditions plementing sustainable development strategies.
have occurred in many countries, performances While there is some evidence on the perfor-
have been uneven and painfully slow in much of mance of regions toward realizing these goals,
the developing world (UN, 2000; IMF, OCED, the empirical evidence on how well particular
UN & World Bank, 2000). The problem of countries are performing relative to these goals
faltering social progress is especially acute in remains sparse. Where information does exist,
Africa, in contract to other regions that have it is often not based on the type of detailed
witnessed more sustained improvements in empirical analysis of survey data needed to get
living standards (UNICEF, 2000). Further- an accurate portrayal of progress. 1 In this
more, in light of the weak and often faltering paper, we analyze a set of reliable household
macroeconomic performances in much of sub- survey data to examine the progress of African
Saharan Africa, the prospects of continued civil countries toward achieving the MDG. We are
conflict and vulnerability to negative shocks
due to weather and related natural events, and
the fact that fertility rates and population * The authors would like to express their gratitude to
growth outpace other regions, realizing the the African Development Bank, the United States
MDG in the years ahead will be a particularly Agency for International Development, and the World
challenging task in sub-Saharan Africa. Bank for funding this work. They would also like to
Six of the seven MDG are set in clear thank two anonymous referees for their insightful com-
quantitative terms. They include: (a) reducing ments, and Aparna Lhila for her skilled research assis-
the proportion of people living in extreme tance. Finally, we are indebted to Macro International
poverty by half during 1990–2015; (b) ensuring Inc., for supplying the data, and in particular, Bridget
that all children are enrolled in primary school James for her assistance and prompt responses to que-
by 2015; (c) reducing gender inequality through ries. Final revision accepted: 11 July 2002.
23
24 WORLD DEVELOPMENT

motivated by the need (i) to provide sound In the remainder of the paper we begin with a
empirical estimates of how well African coun- more detailed discussion of the methods we
tries are doing in general, and (ii) to assess the employ, and the variables we construct and use
prospects of these countries toward realizing to evaluate progress corresponding to the six
the MDG. The latter is done by extrapolating quantifiable MDG. We add a seventh goal on
past progress, and comparing these projections child nutritional status––reducing malnutrition
to the rates of change that are necessary to re- by two-thirds––because we feel it is of great
alize the MDG. Throughout our analysis, we importance, and that its absence was conspic-
disaggregate between rural and urban areas. uous in the UN deliberations. In addition, we
We find that doing so is particularly important discuss the methods for making projections
given the substantial evidence of far worse based on the data we have available on past
poverty, and significantly lower living stan- performance. Section 3 then provides more
dards in rural than in urban areas in Africa. details about the data, including when and
Therefore, we are particularly interested in where they were collected. This is followed by a
comparing the levels and progress toward the discussion of the results in Section 4. We con-
MDG in rural areas to those in urban areas. 2 clude with some observations about the use-
A new generation of nationally representa- fulness of the goals, and our attempt to
tive household income and expenditure surveys measure progress and prospects for future
has helped to provide a better understanding of progress.
living standards in Africa. Prominent among
these surveys is the so-called living standards
measurement surveys (LSMS), which have been 2. METHODS
implemented and funded by the World Bank. 3
These surveys have been enormously useful for In this section we describe the indicators and
the analysis of the level and characteristics of methods that we use to evaluate the progress of
poverty in many African countries. In addition, African countries with DHS data toward
there has been a series of recent studies that achieving the MDG. We do so by addressing
carefully examine changes in poverty based on each goal separately.
household income and expenditure surveys. 4
While many of these studies have attempted (a) The goals
to address issues such as variable recall periods
(Scott & Amenuvegbe, 1990), differences in Goal 1: Reduce the proportion of people living in ex-
commodity lists (Pradhan, 2000), and the well- treme poverty by half between 1990 and 2015
know difficulty of defining accurate deflators
for intertemporal and spatial comparisons, they Given the absence of income and/or expen-
are still limited in as far they do not involve diture data in the DHS data, we employ factor
reliable cross-country comparisons of well-be- analysis to construct an alternative measure of
ing, 5 and do not address the broader issue of economic well-being––an asset index––to track
living standards defined over a vector of pos- poverty over time within each country. 7 The
sible indicators of well-being. Thus, while we assets included in this index can be placed into
have learned a great deal about poverty, the three categories: household durables, house-
demographic and health surveys (DHS) pro- hold characteristics and human capital. The
vide us an opportunity to inform the question household durables consist of indicators of
of how living standards across a wide-range of ownership of radios, stereos, TVs, sewing ma-
nonmoney metric indicators are evolving in chines, stoves, refrigerators, bicycles, and mo-
Africa across a variety of dimensions. Not only torized transportation (motorcycle and/or
have the DHS been collected in a large number cars). The household characteristics include
of African countries, in many cases, at more indicator variables for sources of drinking
than one point in time, 6 but the survey in- water (piped or surface water relative to well
struments are standardized for all countries, water), toilet facilities (flush or no facilities
and the procedures for sampling and data col- relative to pit or latrine facilities), cooking fuel
lection do not vary substantially over time. (gas or electricity), and household construction
Therefore, we can confidently compare living material (indicators for quality of floors). We
standards across time periods, within a given also include the years of education of the
country, and also across countries for many of household head to account for householdÕs
our poverty measures. stock of human capital.
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 25

One of the properties of the asset index is For the same 10 countries for which we es-
that its distribution has zero mean and unit timate changes in enrollments, we also estimate
variance. Since we want to compare the dis- changes in the ratios of girls-to-boys enrolled in
tributions of assets over survey years for each primary and secondary schools. This indicator
country, the datasets for each of the 11 coun- of gender disparity in education is calculated by
tries for which we have at least two years of simply estimating in the samples of all indi-
survey data (and estimates of $1/day poverty viduals enrolled in primary and secondary
rates––more on this below), are pooled by schools, the ratio of girls to boys regardless of
country and the factor analysis asset weights their age. These ratios (multiplied by 100) are
are estimated for each pooled sample. They are predicted in urban and rural areas in 1990 as-
then applied to the separate samples to esti- suming a linear change in the ratios between the
mate the asset indices for each of the house- survey periods. Both linear and nonlinear ratio
holds in those samples. 8 To calibrate initial paths to the year 2005 are predicted and com-
poverty levels, we estimate poverty lines for pared to the target path leading to the MDG of
each of the 11 countries endogenously in order 100 in 2005.
to replicate the national $/day poverty rates
found in the World Development Indicators Goal 4: Reduce infant and child mortality rates by
(World Bank, 2001a, b). 9 Because the DHS two-thirds between 1990 and 2015
survey years and those years for which we
have $/day poverty estimates coincide for only Infant mortality rates (IMR) are constructed
Ghana and Madagascar, the poverty lines from the section of the individual survey in-
must be estimated iteratively for all of the strument that includes birth histories of each of
other countries by assuming a linear rate of the women interviewed. This provides infor-
change in poverty between the two survey mation on all live births, the ages of living
years. 10 Once we have the poverty lines for children, and the dates of deaths of children
each country, urban and rural poverty rates who did not survive to the date of interview.
are estimated for 1990 and for the last survey Infant mortality (1 q0 ) for a given cohort of
year. We further project linear and log-linear children is defined as the simple probability of a
poverty rate paths to the year 2015 based on child dying before his/her first birthday. The
‘‘observed’’ changes in poverty. These are retrospective nature of the birth histories,
compared to linear target paths based on the however, gives rise to a censoring problem in
stated MDG, which in the case of poverty is the estimation of mortality rates. Since the
to cut the percentage living in extreme poverty birth histories are recorded for women of child-
by one half. bearing age (15–49) at the time of the interview,
observations on births 10 years prior to the
Goal 2: Enroll all children in primary school by 2015 interview do not account for children born to
the cohort of women age 40–49 at that time.
For 10 African countries, the household Sahn, Stifel, and Younger (1999) find statisti-
roster section of the DHS data records age of cally significant parameters across-the-board
individuals and their educational status for at for 10 countries on the age and age squared of
least two survey periods. 11 Using this infor- the mother in infant mortality regressions.
mation, we estimate the percentage of children Thus, uncorrected estimates of IMR become
between the ages of six and 14 inclusive in more biased as one goes back in time from the
urban and rural areas who were enrolled in date of the survey, and are not comparable
school at the time of the survey. In a manner across surveys for a given time period. To avoid
similar to the poverty estimates, we predict the censoring problem, we truncated the sample
urban and rural enrollments in 1990 assuming a of children to only those born to mothers of age
linear change in enrollment between the survey 15–39 at the date of birth, or roughly 90% of all
periods. Both linear and nonlinear enrollment children reported to have been born in each of
paths to the year 2015 are predicted and com- the samples, and we extend our mortality esti-
pared to the target path leading to the MDG mates back only 10 years from the date of the
of 100% enrollment in 2015. survey.
IMR are estimated for cohorts of children
Goal 3: Make progress toward gender equality and born in each of the 10 years prior to the date of
empowering women by eliminating gender disparities the survey for the 24 African countries with
in primary and secondary education by 2005 DHS data. 12 Note that we exclude from our
26 WORLD DEVELOPMENT

sample all children born within one year of the percentage of births attended by skilled per-
survey because these observations represent sonnel are estimated for cohorts of children
censored spells (i.e., the child may still have born in each of the five years prior to the date
died before his/her first birthday though after of the survey for the 24 countries with DHS
the enumerators visited the household). 13 Re- data. 14 Regression lines are then estimated
gression lines are then estimated through these through these data points to estimate linear
data points to estimate linear annual rates of annual rates of change, and to predict the
change in IMR. We allow these rates of change percentage of births attended by skilled health
to differ across survey years and report them as personnel in 1990 and 2015. Both linear and
such when they are statistically different. When nonlinear paths from 1990 and 2015 are pre-
they do differ statistically, we use the estimated dicted and compared to the target path leading
rates of change for the last survey to predict to a proxy for the MDG of reducing maternal
mortality rates in 1990 and in 2015. Otherwise mortality by three quarters (i.e., 90% of births
we use the pooled estimates to predict both attended by skilled health personnel).
linear and nonlinear IMR paths from 1990 to
the year 2015 and compare them to the target Goal 6: Provide access for all who need reproductive
path leading to the MDG of one-third of the health services by 2015
mortality rate in 1990.

Goal 5: Reduce maternal mortality ratios by three- The DHS data have a wealth of information
quarters between 1990 and 2015 on knowledge and use of contraceptives. Each
woman in the individual survey instrument is
Because of the difficulty in measuring actual asked detailed questions about contraceptives
maternal deaths (i.e., deaths at childbirth), we as well as her current reproductive status. This
employ a proxy for the prevention of such permits us to estimate the share of women in
deaths. Given that a large number of maternal need of reproductive health services who have
deaths follow from infections, blood loss and knowledge of modern contraceptives and who
unsafe abortion, and are thus preventable, the use them. Two issues need clarification here.
proportion of births attended by skilled health First, we define women who need access to
personnel provides a means of tracking pro- modern contraceptives as those who are fecund
gress in preventing them. Further, since this and do not currently want to get pregnant. To
form of health care is a primary policy mech- do this, we drop from our sample of women
anism that can be employed to address mater- those who are declared infecund or are meno-
nal mortality, tracking it allows us to also track pausal, and those who report desiring to have
the progress of public policy toward achieving children. This leaves nonmenopausal women
this goal. Thus, while we are unable to measure who either want no more children or report
the output (maternal deaths) we can and do wanting a child but after two or more years
measure changes in an input into reducing (i.e., desiring to space the births). Second,
maternal mortality (births attended by skilled modern contraceptives are defined as the pill,
health personnel). IUD, injections, diaphragm, foam, jelly, con-
This indicator of the quality of neonatal care dom, sterilization (male or female), Norplante
is recorded in the maternity section of the in- or other implants.
dividual survey instrument in the DHS. In this The percentage of women in need of access to
section, all women are asked about births reproduction health services who know of, and
within the five years prior to the survey, in- use modern contraceptive methods are esti-
cluding who was present at the birth. If a mated for urban and rural areas in the 13 Af-
doctor, a nurse, a midwife and/or a ‘‘trained rican countries with at least two DHS surveys.
health professional’’ was present at a birth, These percentages are predicted for 1990 as-
then the mother is recorded to have received suming a linear change in the ratios between the
neonatal health care from skilled health per- survey periods. Both linear and nonlinear per-
sonnel for that particular birth. Since there are centage paths to the year 2015 are predicted
many mothers in the samples with more than and compared to the target path leading to the
one birth recorded in the five years prior to the MDG of 100% in 2015.
surveys, it is possible (and observed) for some
women to have births that were both attended Additional goal: Reduce child malnutrition by two-
and not attended by trained professionals. The thirds during 1990–2015
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 27

The indicator of nutritional status used in status indicators and asset index over time. The
this paper (and available in the DHS) is the idea is to make ordinal judgments on how
height-for-age of children less than five years of poverty changes for a wide class of poverty
age standardized to a healthy reference popu- measures over a range of poverty lines (Da-
lation. This height-for-age z-score (HAZ) is an vidson & Duclos, 2000; Ravallion, 1996). We
indicator of a childÕs long-term nutritional discuss the concept of welfare dominance, and
status. 15 Children who are ‘‘stunted’’ are those explain how we estimate the orderings and
whose past chronic nutritional deprivations perform statistical inference on them in the
leave them shorter than expected for their age appendix.
and gender cohorts in the reference population.
In keeping with convention (WHO, 1983),
chronic malnutrition is defined as the percent- 3. DATA
age of the sample of children with HAZ scores
below 2 (i.e., stunting rates). 16 The DHS program has conducted over 70
Stunting rates are estimated in urban and nationally representative household surveys in
rural areas in the 14 countries that have at least more than 50 countries since 1984. With fund-
two DHS surveys with anthropometry sections. ing from USAID, the program is implemented
Both linear and nonlinear malnutrition paths by Macro International, Inc. In this study, we
from the last survey year for each country to use 43 of the surveys for 24 sub-Saharan Afri-
the year 2015 are predicted and compared to can countries that have cross-sectional surveys
the target path leading to a reduction in stun- available. The DHS surveys are conducted in
ting rates by two-thirds. single rounds with two main survey instru-
ments: a household schedule and an individual
questionnaire for women of reproductive age
(b) Determination of progress (15–49). The household schedule collects a list
of household members and basic household
The above discussion details how we go demographic information and is used primarily
about defining and measuring the various in- to select respondents eligible for the individual
dicators in the MDG and sketches out how we survey, though in later waves of the survey,
compare progress to the goals themselves. But information was also collected on educational
in addition to comparing extrapolated progress status and attainment of all household mem-
to the goals, we address the question of whether bers. The individual survey, inter alia, provides
there has been any progress in the various in- information on household assets, reproductive
dicators that comprise the MDG, regardless of histories, health, and the nutritional status of
the question of whether the progress is consis- the womenÕs young children. The quality of the
tent with the targets themselves. To do so, we data is generally good with improvements made
conduct various statistical tests of changes over over successive rounds.
time. These are perhaps of greater importance In the first wave of DHS surveys (DHS I),
since the goals themselves are in essence polit- co-resident husbands of women successfully
ical statements, and failure to achieve the goals interviewed in the individual survey were gen-
is not synonymous with failure to achieve social erally also interviewed in half of the clusters.
progress. This practice was changed in the later waves
In terms of the mechanics of our statistical (DHS II and III) to have a nationally repre-
comparisons of progress in the various indica- sentative sample of men, by interviewing all
tors, we employ standard statistical tests using men aged 15–49 living in every third or fourth
t-statistics for all of the goals (with the excep- household.
tion of infant mortality and neonatal care, Although the designs of the surveys are not
where we base our tests on the statistical sig- entirely uniform over time and across coun-
nificance of the slope parameters estimated tries, efforts were made to standardize them, so
from our regression models). In addition, for that in most cases they are reasonably compa-
our poverty and nutrition indicators that are rable. 17 The DHS program is designed for
derived from distributions with arbitrary cutoff typical self-weighted national samples of 5,000–
points used to distinguish the poor (malnour- 6,000 women between the ages of 15 and 49. In
ished) from the nonpoor (well-nourished), we some cases the sample sizes are considerably
employ standard tests of welfare dominance to larger, and some areas are over- or undersam-
compare the distributions of our nutritional pled. Household sampling weights are used to
28 WORLD DEVELOPMENT

account for over- and undersampling in various in extreme poverty, we first inspect the starting
regions within surveys. Since all regions are sam- levels of poverty (represented by the value
pled in the DHS surveys, with the exception of measured at the initial survey) in urban and
Uganda, we make the surveys nationally repre- rural areas. Note that in Table 2, poverty rates
sentative through the use of sampling weights. in each country are substantially higher in rural
Districts in northern Uganda were not included than urban areas, and in many cases this is
in the 1988 survey because of armed conflict. difference is dramatic (e.g., Burkina Faso and
Table 1 shows the 24 African countries with Zimbabwe). This finding is consistent with
DHS data and the years in which the data were findings reported elsewhere based on the use of
collected. It also shows which indicators are more traditional expenditure type metrics of
available for each country. For example, all of poverty incidence (Sahn, Dorosh, & Younger,
the indicators are available for Burkina Faso, 1997).
Ghana, Kenya, Madagascar, Niger, Nigeria, The results on changes in rural poverty in-
Tanzania, Zambia and Zimbabwe. Cameroon dicate that only in the cases of Ghana and
has all of the indicators except asset poverty Madagascar, do poverty rates decline at a pace
because there are no estimates for $/day pov- that is greater than or equal to the linear trend
erty for this country available in the 2001 required to realize the MDG. Having said this,
World Development Indicators, and as such an for the rural areas in these two countries, if we
absolute percentage of the population living in assume diminishing gains in our projections
extreme poverty cannot be estimated using the (i.e., the log-linear projections), the target is
asset index. Further, Mali has all of the indi- unlikely to be reached. In other countries,
cators except those concerned with enrollments. particularly Mali, Nigeria and Tanzania, we
This follows because the 1987 data were col- find substantial declines in rural poverty, but
lected in the first wave in which no information given the high initial levels, the paces of change
was recorded on the education of the household are not commensurate with linear projections
members. 18 For the nine countries with only to realize the goal. Nonetheless, as in Ghana
one survey, indicators are only available for and Madagascar, these findings of declining
changes in infant mortality and neonatal care. poverty for Mali and Nigeria are insensitive to
the choice of the poverty measure or the pov-
erty line (i.e., there is statistically significant
4. RESULTS first-order dominance––see the appendix for
details). 19 Kenya and Tanzania also witnessed
In this section we present the results of our statistically significant declines in the levels of
analysis of progress toward the MDG in Af- rural poverty. In both these cases, however, the
rica. We do so by indicating whether countries results are sensitive to the choice of poverty line
are on track to realize the goals and if im- and poverty measure employed (i.e., we cannot
provements in the various welfare measures reject the null hypothesis of nondominance). It
have been observed in general during the time is also worth noting that in Zambia and in
periods for which data were available. In other Zimbabwe, statistical comparisons indicate
words, we compare linear target paths which worsening rural poverty. In the case of Zim-
illustrate the changes required per year to re- babwe, we find first-order dominance. Whereas
alize the MDG, with both linear and nonlinear in Zambia, we find statistically significant sec-
projections of changes over the span of time ond-order improvement. In other words, when
relevant to the particular MDG in question. we measure poverty using the headcount ratio,
While we have little basis for assuming that we find an increase in rural poverty (at the $/
past performance is a good predictor of what day poverty line). But when we use more dis-
will happen in the future, or that either log- tributionally sensitive measures of poverty (e.g.,
linear or linear projections will reflect the evo- poverty gap index or the poverty severity index)
lution of the indicators that we examine, the or lower poverty lines, we find that rural pov-
projections are benchmarks which give a sense erty actually fell. This follows because, while
of where countries will be relative to the MDG the percentage of rural households in poverty
if the various rates of change in the relevant rose, the well-being of the poorest households
indicators continue as they have to date. improved.
Before examining changes in poverty over In urban areas, on the other hand, poverty
time and how these changes fare relative to the rates in Ghana, Kenya, Mali, Niger, Senegal
goal of halving the percentage of those who live and Tanzania are decreasing at paces greater
Table 1. International Development Goals (IDG) and the DHS
Goals Goal 1 Goal 2 Goal 3 Goal 4 Goal 5 Goal 6 Extra
Halve Enrol all Gender equality in Reduce Reduce maternal mortal- Access to reproductive Reduce malnutri-
poverty children schools IMR by 2=3 ity by 3=4 health services tion by 2=3

Indicator Asset Enroll- Ratio of girls-to- IMR Neonatal care with skilled Contraceptive knowledge Stunting

MILLENNIUM DEVELOPMENT GOALS IN AFRICA


poverty ments boys enrolled personnel and use
Countries
1 Benin (1996) X X
2 Burkina Faso (1992, 1999) X X X X X X X
3 Burundi (1987) X X
4 Cameroon (1991, 1998) X X X X X X
5 Central African Republic (1994) X X
6 Chad (1997) X X
7 Comoros (1996) X X
8 C^
ote dÕIvoire (1994) X X
9 Ghana (1988, 1993, 1998) X X X X X X X
10 Kenya (1988, 1993, 1998) X X X X X X X
11 Madagascar (1992, 1997) X X X X X X X
12 Malawi (1992) X X
13 Mali (1987, 1995) X X X X X
14 Mozambique (1997) X X
15 Namibia (1992) X X
16 Niger (1992, 1997) X X X X X X X
17 Nigeria (1990, 1999) X X X X X X X
18 Rwanda (1992) X X
19 Senegal (1986, 1992, 1997) X X X X X
20 Tanzania (1991, 1996, 1999) X X X X X X X
21 Togo (1988, 1998) X X X
22 Uganda (1988, 1995) X X X X
23 Zambia (1992, 1996) X X X X X X X
24 Zimbabwe (1988, 1994, 1999) X X X X X X X

29
30 WORLD DEVELOPMENT

Table 2. Poverty projections from DHS data for Africa


Country Year $/day Poverty rates estimated from DHS On target?
(DHS for $/ poverty
First Last t-Statis- Sto- 1990 2015 Projections
years) day (%)
survey survey tic for chastic Esti-
poverty Linear Log-lin- Target Linear Log-
year year differ- domi- mate
(%) (%) ear (%) (%) linear
(%) (%) ence nance (%)
Burkina Faso (1992, 1999)
National 1994 61.2 60.5 62.3 1.85 ND 60.0 66.5 64.0 30.0 N N
Urban 6.3 5.4 )1.04 ND 6.5 3.4 4.5 3.3 N N
Rural 73.3 74.0 0.68 ND 73.1 75.8 74.7 36.5 N N
Ghana (1988, 1993, 1998)
National 1998 38.8 53.8 37.5 )15.18 1þ 50.5 9.6 26.1 25.3 Y N
Urban 15.6 6.8 )6.80 1þ 13.8 0 0.6 6.9 Y Y
Rural 72.9 54.9 14.66 1þ 69.3 24.2 42.3 34.6 Y N
Kenya (1988, 1993, 1998)
National 1994 26.5 28.6 25.0 )4.38 ND 27.9 18.8 22.5 14.0 N N
Urban 1.5 1.2 )0.78 ND 1.5 0.5 1.0 0.7 Y N
Rural 34.4 31.5 )2.83 ND 33.8 26.6 29.5 16.9 N N
Madagascar (1992, 1997)
National 1997 63.4 73.2 63.3 )12.26 1þ 77.2 27.6 48.8 38.6 Y N
Urban 14.4 29.1 11.31 ND 8.6 82.0 50.6 4.3 N N
Rural 84.7 74.4 )12.37 1þ 88.8 37.5 59.3 44.4 Y N
Mali (1987, 1995)
National 1994 72.8 81.4 71.6 )10.13 1þ 77.7 46.9 61.9 38.9 N N
Urban 35.6 28.3 )4.05 ND 32.9 9.8 21.1 16.4 Y N
Rural 96.3 90.3 )8.81 1þ 94.0 75.3 84.4 47.0 N N
Niger (1992, 1997)
National 1995 61.4 63.6 59.8 )4.15 ND 65.1 45.9 54.2 32.6 N N
Urban 14.8 11.3 )3.16 ND 16.2 0 6.2 8.1 Y Y
Rural 72.9 70.4 )2.34 ND 73.9 61.5 66.7 36.9 N N
Nigeria (1990, 1999)
National 1997 70.2 77.2 68.2 )11.03 1þ 77.2 52.4 61.5 38.6 N N
Urban 37.4 36.5 )0.57 ND 37.4 35.1 35.8 18.7 N N
Rural 91.0 82.4 )11.14 1þ 91.0 67.1 76.0 45.5 N N
Senegal (1986, 1992, 1997)
National 1995 26.3 29.1 25.7 )2.66 2) 27.9 20.0 23.4 13.9 N N
Urban 7.5 0.9 )5.25 ND 5.1 0 0 2.5 Y Y
Rural 42.1 43.3 0.38 2) 42.5 45.1 44.1 21.3 N N
Tanzania (1991, 1996, 1999)
National 1993 57.0 58.8 49.2 )9.54 ND 60.0 30.0 41.2 30.0 Y N
Urban 20.3 11.0 )6.86 1þ 21.5 0 3.3 10.7 Y Y
Rural 70.7 62.0 )7.27 ND 71.7 44.5 54.8 35.9 N N
Zambia (1992, 1996)
National 1998 63.7 51.9 59.8 9.15 ND 48.0 97.1 74.9 24.0 N N
Urban 9.0 11.1 2.43 ND 7.9 21.3 15.1 3.9 N N
Rural 86.7 88.4 2.44 2þ 85.8 96.7 91.6 42.9 N N
Zimbabwe (1988, 1994)
National 1990 36.0 33.8 40.5 5.83 1) 36.0 63.9 49.6 18.0 N N
Urban 0.3 2.1 3.93 1) 0.9 8.2 4.6 0.5 N N
Rural 50.0 58.3 5.80 1) 52.8 87.3 69.6 26.4 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 31

than, or nearly equal to the target path. In all ences are large, particularly in the two Sahelian
these countries, with the exception of Kenya countries in our sample, Burkina Faso and
with its initially very low rate of urban poverty, Niger. For example, the ratio of girls-to-boys
we also observe statistically significant declines. enrolled in rural Niger during the base survey
We are not however, able to reject the null of period of 1992 is an astonishingly low 0.39.
nondominance in the cases of Kenya, Mali, In terms of changes over time, only rural
Niger and Senegal, indicating that the results of Madagascar and Tanzania are on target to
poverty comparisons are sensitive to the choice meet the goal of gender equality in primary and
of poverty lines and poverty measures. While secondary education, though this only holds for
we observe little if any marked change in levels Madagascar if the observed rates of change
of poverty in many cases, poverty worsens in persist to the year 2015 in a linear fashion. This
urban areas in Zambia and Zimbabwe, as it did is also the case in urban areas of Burkina Faso,
in rural areas. This is also the case in urban Tanzania and Zimbabwe. For Burkina Faso,
Madagascar. 20 this accomplishment may occur despite the
When we look at the data on enrollment initially low ratio for urban areas of 79.4, and is
rates for children six through 14 years of age a result of the fact that there has been sub-
(see Table 3), again we find that they are higher stantial progress in observed enrollments of
in urban than rural areas in each country. girls in the years between the surveys. In rural
There is also a large divergence in enrollments Niger and Nigeria, there has been statistically
across countries, with those in Niger being the significant progress as measured by increasing
lowest, and those in Zimbabwe being the ratios of girls-to-boys enrolled in primary and
highest. In terms of changes over survey peri- secondary school, but the pace of change––
ods, we find that Kenya is the only country whether we assume linear or log-linear chan-
where the experience over the segment for ges––in each of these countries is below the
which we have data puts them on a (linear and/ linear target path. In a few countries, we actu-
or log-linear) path to realize the goal of 100% ally observe worsening performances in terms
enrollments in rural and urban areas. This of gender equity in enrollments. This is most
follows, in part, from the already relatively high pronounced in urban areas of Madagascar
enrollment rate of 77% in 1993. Urban Cam- (where overall enrollments are also falling),
eroon is the only other case where the linear Nigeria and Zambia, as well as both urban
projections are consistent with achieving the and rural Kenya. While at first glance the rates
goal of universal enrollment; although this not of decline in the ratios are sufficiently large
the case if enrollment rates increase in a log- to be a cause of serious concern, in fact they
linear fashion. 21 are only statistically significant in the case of
The rates of improvement over the period Madagascar.
for which we have data are also quite rapid Next we turn to a discussion of the results of
in urban and rural Niger as well as urban our two health indicators, infant mortality and
Tanzania, putting them close to reaching the chronic child malnutrition, or stunting. Al-
development goal for enrollments. Enrollments though the evidence for both of these indicators
in Nigeria also increased markedly and signifi- is mixed, the now common feature of urban
cantly in statistical terms over the span of the areas being better off than rural areas generally
nine years between the DHS surveys. We do applies here as well. With regard to infant
have some worrisome findings in a few cases mortality, we have measurements for the entire
where the enrollment situation worsens over sample of 24 countries. Since we rely on ret-
time. Statistically significant declines occurred rospective recall data, we can include any
in urban and rural Zambia and Zimbabwe; al- country in our analysis provided that there
though, in the case of the latter, the declines are exists at least one DHS dataset. We also can
small in magnitude. Enrollment rates have also construct the longest time series, once again,
fallen in urban Madagascar over the five-year owing to the reliance on recall.
period for which data are available. In terms of targets, with the exception of
In terms of the bias against girls in school Kenya, and one spell in Cameroon and Zam-
enrollments (see Table 4), we find that as with bia, all countries witnessed declines in national
other indicators, the situations during the base IMR (Table 5). When we disaggregate by re-
survey years were worse in rural areas than in gion, the declining rate of infant mortality is
urban areas in all countries, with the exception generally greater in rural than urban areas. In
of Tanzania. Some of these urban–rural differ- the case of rural areas, however, we do not get
32 WORLD DEVELOPMENT

Table 3. Enrollment rates for children of age 6–14


Country First survey Last survey t-Statistic for 1990 2015 Projections On target?
(DHS years) year (%) year (%) difference (%)
Linear Log-linear Target Linear Log-
(%) (%) linear
Burkina Faso (1992, 1999)
National 26.9 24.8 )3.25 27.5 20.0 22.8 100 N N
Urban 65.4 68.8 2.46 64.4 76.5 72.0 100 N N
Rural 19.5 18.3 )1.67 19.8 15.7 17.2 100 N N
Cameroon (1991, 1998)
National 68.4 74.5 7.28 67.6 89 80.5 100 N N
Urban 76.7 86.7 9.63 75.3 100 96.6 100 Y N
Rural 63.6 68.9 4.43 62.8 81.9 74.3 100 N N
Ghana (1993, 1998)
National 76.0 77.2 1.53 75.3 81.2 78.8 100 N N
Urban 86.4 87.1 0.54 86.0 89.2 88.0 100 N N
Rural 71.3 73.2 1.86 70.2 79.3 75.7 100 N N
Kenya (1993, 1998)
National 76.8 87.4 20.61 70.5 100 100 100 Y Y
Urban 78.7 88.0 5.43 73.2 100 100 100 Y Y
Rural 76.6 87.3 19.80 70.2 100 100 100 Y Y
Madagascar (1992, 1997)
National 56.2 58.1 2.42 55.5 64.8 60.8 100 N N
Urban 79.7 76.7 )2.40 80.9 66.1 72.4 100 N N
Rural 52.2 52.4 0.25 52.1 53.2 52.7 100 N N
Niger (1992, 1997)
National 16.1 22.9 11.55 13.5 47.0 32.7 100 N N
Urban 44.2 55.5 9.05 39.8 95.9 71.9 100 N N
Rural 10.3 14.6 7.07 8.6 29.9 20.8 100 N N
Nigeria (1990, 1999)
National 56.7 64.7 12.25 56.7 78.9 70.6 100 N N
Urban 75.3 77.8 2.58 75.3 82.3 79.7 100 N N
Rural 50.8 59.4 10.50 50.8 74.7 65.8 100 N N
Tanzania (1991, 1996, 1999)
National 46.5 49.6 3.69 46.1 55.8 52.1 100 N N
Urban 51.8 66.7 8.57 50.0 96.3 79.0 100 N N
Rural 45.1 45.3 0.20 45.1 45.7 45.4 100 N N
Zambia (1992, 1996)
National 70.8 60.2 )15.62 76.1 9.9 40.0 100 N N
Urban 83.2 72.9 )10.62 88.4 23.7 53.1 100 N N
Rural 59.3 52.3 )7.66 62.8 19.1 39.0 100 N N
Zimbabwe (1988, 1994)
National 84.9 83.3 )2.75 84.4 77.7 81.1 100 N N
Urban 90.7 87.4 )2.83 89.6 75.9 82.9 100 N N
Rural 83.4 82.1 )2.06 83.0 77.3 80.2 100 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.

statistically significant declines in seven of 24 significant fashion in Burkina Faso during


countries: Comoros, C^ ote dÕIvoire, Malawi, 1989–98, and in Zambia during 1982–95. In
Namibia, Tanzania, Zambia and Zimbabwe. In only 11 of the 24 countries is the improvement
urban areas, this applies to 16 of 24 countries, of infant mortality in rural areas great enough
with infant mortality rising in a statistically to realize the goal of reducing IMR by two-
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 33

Table 4. Ratio of girls-to-boys enrolled in primary and secondary schools


Country First survey Last survey t-Statistic 1990 2015 Projections On target?
(DHS year year for differ-
Linear Log-linear Target Linear Log-
years) (ratio  100) (ratio  100) ence
(ratio  100) (ratio  100) linear
Burkina Faso (1992, 1999)
National 66.0 67.5 0.44 65.6 70.6 68.8 100 N N
Urban 79.4 90.7 2.24 76.2 100 95.7 100 Y N
Rural 56.0 53.4 )0.59 56.7 47.4 50.9 100 N N
Cameroon (1991, 1998)
National 86.2 87.0 0.11 86.1 87.3 86.8 100 N N
Urban 91.2 91.1 )0.02 91.2 91.0 91.0 100 N N
Rural 82.1 83.3 0.26 81.9 84.5 83.9 100 N N
Ghana (1993, 1998)
National 81.0 86.6 1.75 77.6 100 94.6 100 Y N
Urban 90.0 89.8 )0.03 90.1 89.6 89.7 100 N N
Rural 76.2 85.0 2.26 71.0 97.3 91.3 100 N N
Kenya (1993, 1998)
National 98.0 93.6 )1.75 100.6 78.5 87.3 100 N N
Urban 101.5 92.7 )1.03 106.7 80.4 86.4 100 N N
Rural 97.6 93.7 )1.49 100.0 88.1 90.8 100 N N
Madagascar (1992, 1997)
National 94.0 91.9 )0.58 94.7 84.8 89.0 100 N N
Urban 96.3 84.7 )2.29 100.9 66.1 75.2 100 N N
Rural 93.1 96.2 0.67 91.9 100 98.7 100 Y N
Niger (1992, 1997)
National 56.3 65.8 2.96 52.4 100 79.7 100 Y N
Urban 77.0 85.8 1.79 73.4 99.9 93.0 100 N N
Rural 39.1 46.8 1.65 36.0 59.2 53.2 100 N N
Nigeria (1990, 1999)
National 81.2 83.6 0.95 81.2 87.5 85.2 100 N N
Urban 91.5 86.7 )1.22 91.5 83.5 85.0 100 N N
Rural 76.6 81.8 1.69 76.6 85.3 83.6 100 N N
Tanzania (1991, 1996, 1999)
National 88.3 105.2 4.23 86.2 100 100 100 Y Y
Urban 80.4 111.4 4.22 76.5 100 100 100 Y Y
Rural 91.0 103.0 2.46 89.5 100 100 100 Y Y
Zambia (1992, 1996)
National 92.2 88.3 )1.38 94.1 70.0 80.9 100 N N
Urban 97.9 92.1 )1.37 100.8 78.9 85.4 100 N N
Rural 84.7 84.8 0.01 84.7 84.9 84.8 100 N N
Zimbabwe (1988, 1994)
National 90.2 91.6 0.52 89.0 96.3 93.6 100 N N
Urban 93.5 97.3 0.60 90.4 100 99.6 100 Y N
Rural 89.3 89.7 0.13 88.9 90.2 89.9 100 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.

thirds by 2015 (Table 6), when linear projec- urban areas, only in C^ ote dÕIvoire, Ghana,
tions are employed. Using log-linear projec- Mali, and Namibia are the changes rapid
tions, we find that in only four countries are the enough to meet the target.
mortality rates falling fast enough. 22 Of the 15 In considering the results on IMR, the role
countries in which IMR were observed to fall in and implications of the HIV/AIDS crisis clearly
34 WORLD DEVELOPMENT

Table 5. Annual rates of change in infant mortality


Country Years Annual change per 1,000 livebirths
Rural t-Statistic Urban t-Statistic National t-Statistic
1 Benin 1986–95 )6.74 )2.86 
0.28 0.11 )4.60 )2.35
2 Burkina Faso 1982–98 )2.90 )2.91 )2.56 )2.68
1982–91 )6.01 )2.33
1989–98 9.45 2.60
3 Burundi 1977–86 )8.88 )7.21 6.98 2.89 )8.37 )6.86
4 Cameroon 1981–97 )1.66 )1.71 )1.24 )1.13
1981–90 )5.91 )4.30
1988–97 4.27 2.20
5 CAR 1984–93 )3.04 )1.89 )1.72 )1.19 )2.50 )1.88
6 Chad 1987–96 )5.74 )3.62 )0.25 )0.20 )4.62 )3.45
7 Comoros 1986–95 )4.78 )1.63 )0.43 )0.11 )3.74 )1.37
8 C^
ote dÕIvoire 1984–93 )3.60 )1.64 )2.22 )1.62 )3.10 )1.82
9 Ghana 1978–97 )2.80 )5.00 )2.19 )3.63 )2.59 )5.91
10 Kenya 1978–97 0.67 1.81 0.96 0.99 0.61 1.82
11 Madagascar 1982–96 )2.57 )3.25 )1.91 )1.78 )2.63 )3.50
12 Malawi 1982–91 )0.83 )0.43 2.98 0.98 )0.41 )0.22
13 Mali 1977–94 )3.69 )2.79 )2.85 )2.65 )3.55 )3.10
14 Mozambique 1987–96 )13.10 )2.87 0.50 0.14 )10.33 )2.86
15 Namibia 1982–91 )1.91 )1.48 )3.41 )1.06 )2.39 )1.70
16 Niger 1982–96 )2.93 )2.62 )2.26 )2.73 )2.91 )2.82
17 Nigeria 1980–98 ) 2.36 )3.70 )0.51 )0.54 )2.01 )3.63
18 Rwanda 1982–91 )3.04 )2.82 4.20 1.18 )2.64 )2.25
19 Senegal 1976–96 )2.67 )5.39 )3.00 )7.33
1976–85 )9.02 )5.55
1982–91 5.96 2.59
1987–96 8.59 3.74
20 Tanzania 1981–98 )0.70 )0.68 )1.56 )1.07 )0.87 )1.06
21 Togo 1978–97 )1.55 )2.97 )0.60 )0.59 )1.34 )2.90
22 Uganda 1978–94 )3.01 )3.37 )3.09 )3.29 )3.05 )3.74
23 Zambia 1982–95 )0.17 )0.19 5.08 3.79
1982–91 3.93 2.75
1986–95 )4.75 )2.36
24 Zimbabwe 1978–98 )0.14 )0.22 1.11 1.64
1978–87 )3.74 )2.74
1984–93 4.55 2.36
1989–98 6.70 3.46
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.

deserves mention. As noted above, with few mid 1990s, we do not pick up many of the child
notable exceptions such as urban Zambia and deaths attributed to HIV/AIDS. Second, and
Zimbabwe (with particularly high rates of perhaps even more important, the overall affect
HIV), our empirical observations indicate that of the epidemic on infant mortality is far less
IMR have fallen during the periods for which than on mortality rates of other age cohorts,
we have data––despite the AIDS epidemic. particularly young adults. This reflects the fact
These declines in the face of the effects of HIV/ that the rate of mother to child transmission of
AIDS may be attributed to several factors. HIV in Africa is estimated to be approximately
First, increased mortality associated with HIV 30% (Preble, 1990). Further, among those cases
had yet to contribute to large increases in where there is positive transmission, the prob-
overall mortality in the periods before the late ability of dying during the first year of life from
1990s. Because much of our data stops in the AIDS is estimated to be only 15% (Preble, 1990).
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 35

Table 6. IMR
Country 1990 2015 Projections On target?
(DHS years)
Linear Log-linear HIV-adjusted HIV-adjusted Target Linear Log-linear
linear log-linear
Deaths before the age of 12 months per 1,000 livebirths
Benin (1996)
National 110.0 0 50.5 2.0 52.4 37 Y N
Urban 91.2 98.1 94.8 99.1 95.8 30 N N
Rural 118.6 0 31.5 2.6 34.1 40 Y Y
Burkina Faso (1992, 1999)
National 129.1 65.1 90.7 67.8 93.4 43 N N
Urban 67.7 153.8 119.4 156.4 122.0 23 N N
Rural 135.6 63.0 92.0 65.7 94.7 45 N N
Burundi (1987)
National 35.7 0 0 2.0 2.0 12 Y Y
Urban 149.8 281.5 173.2 281.5 173.2 50 N N
Rural 31.6 0 0 1.8 1.8 11 Y Y
Cameroon (1991, 1998)
National 91.0 50.0 67.5 53.6 71.1 30 N N
Urban 72.0 40.9 54.2 43.4 56.7 24 N N
Rural 91.1 49.5 67.3 53.6 71.4 30 N N
Central African Republic (1994)
National 101.7 39.2 73.1 45.4 79.3 34 N N
Urban 79.3 36.3 59.6 41.6 64.9 26 N N
Rural 116.5 40.5 88.7 47.4 95.6 39 N N
Chad (1997)
National 130.9 15.5 67.9 18.8 71.2 44 Y N
Urban 116.9 110.7 113.5 113.7 116.5 39 N N
Rural 134.9 0 56.6 3.4 60.0 45 Y N
Comoros (1996)
National 83.6 0 35.2 0 35.2 28 Y N
Urban 58.8 48.0 53.2 48.0 53.2 20 N N
Rural 91.5 0 29.7 0 29.7 31 Y Y
C^
ote d’Ivoire (1994)
National 89.5 12.1 54.1 15.6 57.6 30 Y N
Urban 72.8 17.2 47.4 21.3 51.5 24 Y N
Rural 98.0 8.0 56.9 11.2 60.1 33 Y N
Ghana (1993, 1998)
National 77.9 13.2 40.8 14.6 42.2 26 Y N
Urban 57.7 2.9 26.3 4.1 27.5 19 Y N
Rural 85.3 15.4 45.2 16.9 46.7 28 Y N
Kenya (1993, 1998)
National 69.8 85.1 78.6 91.8 85.3 23 N N
Urban 57.9 81.9 71.7 89.4 79.2 19 N N
Rural 72.0 88.7 81.6 95.2 88.1 24 N N
Madagascar (1992, 1997)
National 106.4 40.8 70.6 40.9 70.7 35 N N
Urban 80.9 33.1 54.8 33.1 54.8 27 N N
Rural 111.9 47.6 76.9 47.8 77.1 37 N N
Malawi (1992)
National 146.8 136.6 142.8 142.4 148.6 49 N N
Urban 138.4 213.0 167.7 225.8 180.5 46 N N
Rural 148.0 127.3 139.9 132.1 144.7 49 N N
(Continued on next page)
36 WORLD DEVELOPMENT

Table 6—continued
Country 1990 2015 Projections On target?
(DHS years)
Linear Log-linear HIV-adjusted HIV-adjusted Target Linear Log-linear
linear log-linear
Mali (1987, 1995)
National 142.7 53.8 99.3 55.0 100.5 48 N N
Urban 106.3 35.0 71.5 36.1 72.6 35 Ya N
Rural 155.3 63.1 110.3 64.2 111.4 52 N N
Mozambique (1997)
National 172.4 0 31.6 6.9 38.5 57 Y Y
Urban 89.5 102.0 96.3 106.5 100.8 30 N N
Rural 192.4 0 13.8 7.7 21.5 64 Y Y
Namibia (1992)
National 59.7 0 36.2 7.4 43.6 20 Y N
Urban 54.3 0 20.8 10.2 31.0 18 Y N
Rural 62.5 14.7 43.7 20.4 49.4 21 Y N
Niger (1992, 1997)
National 154.6 81.8 114.9 82.8 115.9 52 N N
Urban 93.8 37.3 63.0 38.2 63.9 31 N N
Rural 166.3 93.0 126.3 93.9 127.2 55 N N
Nigeria (1990, 1999)
National 91.2 41.0 61.1 43.5 63.6 30 N N
Urban 75.2 62.6 67.6 65.6 70.6 25 N N
Rural 96.7 37.8 61.3 40.1 63.6 32 N N
Rwanda (1992)
National 88.5 22.4 62.5 25.7 65.8 29 Y N
Urban 103.8 208.9 145.1 214.9 151.1 35 N N
Rural 87.5 11.6 57.7 14.8 60.9 29 Y N
Senegal (1986, 1992, 1997)
National 83.3 8.3 42.4 8.5 42.6 28 Y N
Urban 56.4 0 20.1 0.2 20.3 19 Y N
Rural 97.4 86.7 91.6 86.9 91.8 32 N N
Tanzania (1991, 1996, 1999)
National 109.9 88.1 96.9 94.5 103.2 37 N N
Urban 97.5 58.5 74.1 65.6 81.2 33 N N
Rural 113.2 95.8 102.8 101.9 108.9 38 N N
Togo (1988, 1998)
National 90.0 56.4 70.7 58.8 73.2 30 N N
Urban 77.9 62.9 69.3 66.0 72.4 26 N N
Rural 94.3 55.6 72.1 57.7 74.2 31 N N
Uganda (1988, 1995)
National 97.9 21.7 60.8 24.4 63.4 33 Y N
Urban 87.8 10.6 50.2 15.7 55.3 29 Y N
Rural 99.3 24.1 62.7 26.4 65.0 33 Y N
Zambia (1992, 1996)
National 118.4 97.8 107.7 105.8 115.8 39 N N
Urban 99.6 226.7 165.3 238.9 177.5 33 N N
Rural 124.8 120.6 122.6 125.2 127.2 42 N N
Zimbabwe (1988, 1994)
National 54.0 127.9 98.3 142.9 113.4 18 N N
Urban 46.0 73.8 62.7 86.4 75.3 15 N N
Rural 65.1 61.5 62.9 78.2 79.6 22 N N
a
Target only achieved for nonadjusted projection.
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 37

So consider, for example, a country where the trend. In addition, there is some reason to hope
prevalence rate among pregnant women is high that behavioral changes will lead to a reduction
(15%). The impact of mother-to-child trans- in the share of pregnant women with HIV. But
mission of HIV on infant mortality will be less of course, important obstacles remain in terms
than seven deaths per 1,000 livebirths. If overall of making widely available the ARVs and other
infant mortality is 100 or above, as it is in interventions that may lower adult prevalence
many African countries, the impact of HIV/ rates.
AIDS as a percentage of total infant mortality In any event, in Table 6 we have shown an
will be limited relative to the deaths from other alternative HIV-adjusted predictive path for
causes. infant mortality that is based on four strong
As we look ahead, the impact of HIV/AIDS assumptions. First, we assume that HIV prev-
on infant mortality is also quite uncertain. On alence rates among pregnant women remain
the one hand, we recognize that––given the fixed at the most recently estimated levels.
ravages of HIV/AIDS––making projections (Table 7 presents the seroprevalence rates for
based on the changes in mortality during the pregnant women in urban and rural areas.)
late 1970s through the early 1990s may not be Second, we assume that there is no reduction in
meaningful in much of sub-Saharan Africa. On mother to child transmission rates. This as-
the other hand, in the medium to short-term, sumption, coupled with evidence that 15% of
there are reasons to be hopeful that anti-ret- the HIV-positive children will die in their first
rovirals (ARVs) will substantially reduce year of life leads to increased levels of mortal-
mother-to-child transmission. This should re- ity associated with HIV/AIDS (also shown in
duce the number of AIDS-related deaths Table 7). Third, we assume that none of the
among infants and contribute to acceleration in children who die of HIV/AIDS would have
the improvements witnessed during the past died due to other causes. Finally, we assume
few years, or at least should not reverse the that for the period in which we have data, there

Table 7. HIV-1 seroprevalence rates and mortality adjustments


Country (DHS years) HIV-1 seroprevalence rate Increase in IMR due to HIV/AIDSa
National Urban Rural National Urban Rural
Benin (1996) 4.3 2.3 5.7 2.0 1.0 2.6
Burkina Faso (1992, 1999) 5.9 5.7 6.0 2.7 2.6 2.7
Burundi (1987) 4.5 18.6 3.9 2.0 8.4 1.8
Cameroon (1991, 1998) 7.9 5.6 9.2 3.6 2.5 4.1
Central African Republic (1994) 13.8 11.7 15.3 6.2 5.3 6.9
Chad (1997) 7.3 6.7 7.5 16.5 15.1 16.9
Comoros (1996) 0 0 0 0 0 0
C^
ote dÕIvoire (1994) 7.9 9.0 7.1 3.6 4.1 3.2
Ghana (1993, 1998) 3.1 2.7 3.4 1.4 1.2 1.5
Kenya (1993, 1998) 14.9 16.7 14.4 6.7 7.5 6.5
Madagascar (1992, 1997) 0.3 0.1 0.4 0.1 0.0 0.2
Malawi (1992) 12.9 28.5 10.7 5.8 12.8 4.8
Mali (1987, 1995) 2.5 2.5 2.5 1.1 1.1 1.1
Mozambique (1997) 15.3 9.9 17.0 6.9 4.5 7.7
Namibia (1992) 16.5 22.7 12.6 7.4 10.2 5.7
Niger (1992, 1997) 2.1 2.1 2.1 0.9 0.9 0.9
Nigeria (1990, 1999) 5.5 6.7 5.0 2.5 3.0 2.3
Rwanda (1992) 7.4 13.3 7.0 3.3 6.0 3.2
Senegal (1986, 1992, 1997) 0.5 0.4 0.5 0.2 0.2 0.2
Tanzania (1991, 1996, 1999) 14.1 15.8 13.5 6.4 7.1 6.1
Togo (1988, 1998) 5.4 6.8 4.6 2.4 3.1 2.1
Uganda (1988, 1995) 6.0 11.4 5.0 2.7 5.1 2.3
Zambia (1992, 1996) 17.8 27.1 10.3 8.0 12.2 4.6
Zimbabwe (1988, 1994) 33.5 28.0 37.0 15.1 12.6 16.7
Source: Center for International Research, US Bureau of the Census (2002).
a
Deaths per 1,000 livebirths.
38 WORLD DEVELOPMENT

Table 8. Percent of children under five years of age who are stunted percentage height-for-age z-score less than 2
Country First Second t-Statistic Stochastic 1990 (%) 2015 Projections On target?
(DHS years) survey survey for differ- dominance
Linear Log-lin- Target Linear Log-
year (%) year (%) ence
(%) ear (%) (%) linear
Burkina Faso (1992, 1999)
National 33.4 37.0 2.91 1) 32.3 45.3 40.5 10.8 N N
Urban 20.0 22.7 1.66 1) 19.3 28.9 25.3 6.4 N N
Rural 35.9 39.0 2.32 1) 35.0 46.3 42.0 11.7 N N
Cameroon (1991, 1998)
National 25.6 29.9 2.99 1) 25.0 40.1 34.1 8.3 N N
Urban 17.0 22.6 3.39 1) 16.2 36.1 28.2 5.4 N N
Rural 31.5 32.5 0.56 2) 31.4 34.8 33.4 10.5 N N
Ghana (1988, 1993, 1998)
National 29.9 26.1 )2.75 1þ 29.2 19.6 23.4 9.7 N N
Urban 25.1 14.6 )4.25 2þ 23.0 0 7.4 7.7 Y Y
Rural 31.9 29.9 )1.19 ND 31.5 26.5 28.5 10.5 N N
Kenya (1993, 1998)
National 33.8 33.6 )0.19 ND 33.9 33.0 33.4 11.3 N N
Urban 22.0 25.7 1.39 ND 19.8 38.2 30.8 6.6 N N
Rural 35.3 35.2 )0.07 ND 35.4 35.0 35.1 11.8 N N
Madagascar (1992, 1997)
National 54.5 48.8 )4.67 ND 56.8 28.2 40.4 18.9 N N
Urban 45.0 45.2 0.08 ND 44.9 46.0 45.5 15.0 N N
Rural 56.0 49.6 )4.56 ND 58.5 26.7 40.3 19.5 N N
Mali (1987, 1995)
National 24.0 29.9 3.83 1) 26.2 44.7 35.8 8.7 N N
Urban 19.6 21.5 0.92 2) 20.3 26.3 23.4 6.8 N N
Rural 26.3 32.9 2.99 1) 28.8 49.5 39.5 9.6 N N
Niger (1992, 1997)
National 39.7 41.3 1.47 2) 39.1 47.2 43.7 13.0 N N
Urban 27.4 31.5 2.25 ND 25.7 46.4 37.6 8.6 N N
Rural 42.5 43.3 0.52 ND 42.2 45.8 44.3 14.1 N N
Nigeria (1990, 1999)
National 43.2 47.0 2.49 2) 43.2 53.7 49.8 14.4 N N
Urban 35.1 43.0 2.94 2) 35.1 57.0 48.8 11.7 N N
Rural 45.7 48.5 1.59 2) 45.7 53.7 50.7 15.2 N N
Senegal (1986, 1992, 1997)
National 23.3 24.8 0.83 ND 23.8 27.3 25.8 7.9 N N
Urban 17.5 15.1 )0.86 ND 16.6 11.3 13.6 5.5 N N
Rural 26.6 30.7 1.66 2) 28.1 37.3 33.4 9.4 N N
Tanzania (1991, 1996, 1999)
National 43.9 42.6 )1.02 ND 44.0 40.2 41.6 14.7 N N
Urban 38.2 24.6 )5.88 ND 39.9 0 13.2 13.3 Y Y
Rural 45.3 46.5 0.87 ND 45.2 48.8 47.5 15.1 N N
Togo (1988, 1998)
National 29.7 22.0 )5.42 1þ 24.5 0 0 8.2 Y Y
Urban 21.2 14.9 )2.58 1þ 17.0 0 0 5.7 Y Y
Rural 33.1 24.1 )5.20 2þ 27.1 0 0 9.0 Y Y
Uganda (1988, 1995)
National 44.8 39.3 )4.79 1þ 43.3 23.7 33.2 14.4 N N
Urban 25.8 23.4 )1.09 ND 25.1 16.5 20.6 8.4 N N
Rural 46.7 41.6 )3.87 1þ 45.2 27.1 35.9 15.1 N N
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 39

Table 8—continued
Country First Second t-Statistic Stochastic 1990 (%) 2015 Projections On target?
(DHS years) survey survey for differ- dominance
Linear Log- Target Linear Log-
year (%) year (%) ence
(%) linear (%) (%) linear
Zambia (1992, 1996)
National 40.2 42.8 2.73 1) 45.3 61.9 54.3 15.1 N N
Urban 33.0 33.1 0.11 ND 32.9 33.9 33.5 11.0 N N
Rural 46.6 49.3 2.10 2) 45.3 61.9 54.3 15.1 N N
Zimbabwe (1988, 1994)
National 29.1 27.1 )1.58 2þ 32.4 16.1 24.5 10.8 N N
Urban 14.5 21.5 3.20 ND 16.8 46.1 31.1 5.6 N N
Rural 33.7 29.8 )2.59 1þ 32.4 16.1 24.5 10.8 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.

are no HIV related deaths (since we are unable to reject the null of nondominance when
assuming that the AIDS shock is additional to comparing the levels of malnutrition between
the changes that have already occurred in the the two periods, and we are only able to do so
IMRs). This latter assumption is clearly the using second-order conditions in urban Ghana
most extreme. Further, it is most obviously not and rural Togo, despite the fact that the point
correct in such cases as Zimbabwe and Zambia estimates are all statistically different. In rural
where the epidemic hit early and hard, and areas of Uganda and Zimbabwe, the rates of
where the increased IMRs undoubtedly already malnutrition fall, but not fast enough to keep
capture the effect of mother-to-child transmis- pace with linear projections needed to cut
sion. malnutrition by two-thirds. Nevertheless, in
The results indicated that the overall impact both cases, we are able to reject the null of
of our HIV adjustment on the IMR projections nondominance implying unambiguous im-
is quite modest in most cases. Obvious excep- provements in the nutrition of the pre-school
tions include those countries with high sero- age child populations in these countries.
prevalence, such as Namibia and Malawi. In In many countries, malnutrition shows no
the case of the former, the log-linear projection improvement or actually worsens. Malnutrition
for IMR in urban areas is 31 using our HIV in rural and urban areas in Burkina Faso,
adjustment, versus only 21 without. In urban Cameroon, Mali, Niger, and Nigeria, as well as
Malawi, the comparable figures are 181 based rural Madagascar, Senegal and Zambia deteri-
on the assumptions above, versus only 169 orated over the periods spanned by the re-
otherwise. spective surveys.
Our examination of changes in health out- We now turn to the analysis of two MDG for
comes using child anthropometric measures which there are no precise measures in the
provides some additional insights that are not DHS: access to reproductive health services
always consistent with the story we get from and maternal mortality. In the case of maternal
looking at changes and levels of infant mor- mortality, we have a reasonable, but far from
tality. We employ the same target as is used for perfect proxy measure––the number of births
mortality: a two-thirds reduction of the percent attended by skilled health personnel. Like in-
of children who are stunted. In Table 8, we find fant mortality, these data come from recall in-
that the percent of malnourished children is formation that allows us to construct a longer
greater in rural areas than urban areas in all data series than the periods between surveys.
countries for which we have data. Only in Before discussing the prognoses for realizing
urban areas in Ghana, Tanzania and Togo, as the development goal, we should first highlight
well as rural areas in Togo, do we observe de- the large disparities in the percentage of births
clines in stunting that are consistent with attended by qualified personnel both across
meeting the target (both linearly and log-lin- countries and between rural and urban areas
early). In case of Tanzania, however, we are (Table 9). The figures from rural Chad and
40 WORLD DEVELOPMENT

Table 9. Percentage of births attended by skilled health personnel


Country Last survey Annual rate t-Statistic 1990 2015 Projections On target?
(DHS years) year (%) of change for rate of (%)
Linear Log-linear Target Linear Log-linear
change
(%) (%) (%)
Benin (1996)
National 63.2 )1.0 )2.56 69.0 44.8 55.8 90 N N
Urban 80.1 )0.1 )0.29 80.9 77.6 79.1 90 N N
Rural 55.7 )1.0 )2.89 61.9 36.1 47.8 90 N N
Burkina Faso (1992, 1999)
National 28.0 )1.4 )5.54 40.8 5.1 18.5 90 N N
Urban 92.0 0.1 0.61 91.1 93.7 92.7 90 Y Y
Rural 22.6 )1.1 )4.93 32.4 5.0 15.3 90 N N
Burundi (1987)
National 17.2 )0.9 )2.39 14.6 0 9.5 90 N N
Urban 81.1 )2.1 )2.51 74.9 23.4 62.8 90 N N
Rural 15.4 )0.7 )1.99 13.4 0 9.6 90 N N
Cameroon (1991, 1998)
National 57.4 )0.6 )1.38 61.8 48.0 53.5 90 N N
Urban 85.6 0.3 1.71 83.2 90.6 87.6 90 Y N
Rural 48.1 )0.2 )0.34 49.4 45.4 47.0 90 N N
Central African Republic (1994)
National 35.1 )15.0 )2.12 95.0 0 0 90 N N
Urban 74.1 )4.9 )2.45 93.9 0 33.7 90 N N
Rural 21.8 )2.0 )1.32 29.8 0 5.4 90 N N
Chad (1997)
National 11.4 )1.4 )3.26 21.4 0 0.9 90 N N
Urban 40.1 )1.9 )2.68 53.5 5.5 26.0 90 N N
Rural 4.9 )0.6 )3.03 9.4 0 0.2 90 N N
Comoros (1996)
National 50.9 )0.6 )3.49 54.6 39.0 46.1 90 N N
Urban 75.4 )3.5 )1.39 96.7 8.2 48.4 90 N N
Rural 45.3 1.4 2.86 36.9 71.9 55.9 90 N N
C^
ote d’Ivoire (1994)
National 40.3 )4.9 )5.78 59.8 0 0.3 90 N N
Urban 75.2 )0.5 )0.61 77.1 65.5 71.4 90 N N
Rural 27.1 )2.4 )13.07 36.6 0 7.7 90 N N
Ghana (1993, 1998)
National 45.8 0.3 1.94 43.1 51.5 48.2 90 N N
Urban 80.6 0.5 1.22 76.5 89.4 84.2 90 N N
Rural 34.2 0.4 2.29 31.3 40.4 36.8 90 N N
Kenya (1993, 1998)
National 42.1 )0.6 )3.05 47.0 31.6 37.8 90 N N
Urban 71.8 )0.6 )1.90 76.9 60.9 67.3 90 N N
Rural 35.9 )0.8 )3.77 42.2 22.7 30.5 90 N N
Madagascar (1992, 1997)
National 46.3 )1.3 )5.96 55.6 22.6 36.7 90 N N
Urban 68.6 )1.7 )3.99 80.5 38.3 56.3 90 N N
Rural 40.5 )1.5 )4.70 50.9 13.5 29.5 90 N N
Malawi (1992)
National 51.6 )1.8 )5.76 55.3 9.6 35.8 90 N N
Urban 86.4 0.4 0.41 85.6 95.5 89.9 90 Y N
Rural 47.5 )1.9 )4.00 51.4 2.8 30.7 90 N N
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 41

Table 9—continued
Country Last survey Annual rate t-Statistic 1990 2015 Projections On target?
(DHS years) year (%) of change for rate of (%)
Linear Log-linear Target Linear Log-linear
change
(%) (%) (%)
Mali (1987, 1995)
National 39.8 1.7 6.36 31.4 73.6 53.2 90 N N
Urban 80.1 1.0 2.39 75.3 99.4 87.7 90 Y N
Rural 26.0 1.6 6.11 18.3 57.1 38.3 90 N N
Mozambique (1997)
National 36.5 )5.3 )2.82 73.5 0 0 90 N N
Urban 87.3 3.1 3.07 65.7 100 100 90 Y Y
Rural 29.7 )3.0 )1.73 50.6 0 7.9 90 N N
Namibia (1992)
National 69.0 )0.1 )0.17 69.2 66.9 68.2 90 N N
Urban 88.4 0.6 1.21 87.3 100 93.6 90 Y Y
Rural 62.0 1.0 1.89 60.0 85.4 70.8 90 N N
Niger (1992, 1997)
National 17.6 0.3 1.50 15.5 22.9 19.7 90 N N
Urban 69.5 )0.1 )0.78 70.5 67.1 68.5 90 N N
Rural 7.8 0.4 3.27 5.2 14.4 10.5 90 N N
Nigeria (1990, 1999)
National 42.8 0.5 0.83 38.5 50.4 45.9 90 N N
Urban 58.3 )0.4 )1.51 61.7 52.2 55.8 90 N N
Rural 36.8 0.6 0.90 31.7 45.8 40.5 90 N N
Rwanda (1992)
National 26.5 0.2 0.59 26.1 31.1 28.2 90 N N
Urban 63.8 )1.6 )2.06 67.0 28.1 50.4 90 N N
Rural 24.4 0.2 0.57 24.0 29.2 26.2 90 N N
Senegal (1986, 1992, 1997)
National 52.8 1.6 6.99 41.2 82.4 64.8 90 N N
Urban 85.7 0.8 4.14 80.2 100 91.5 90 Y Y
Rural 35.6 1.7 7.77 23.6 66.5 48.2 90 N N
Tanzania (1991, 1996, 1999)
National 37.1 )2.2 )4.24 57.3 1.4 22.2 90 N N
Urban 78.0 )0.9 )3.17 86.5 63.0 71.8 90 N N
Rural 28.9 )2.3 )4.34 49.3 0 13.8 90 N N
Togo(1988, 1998)
National 49.7 0.2 1.36 47.8 53.6 51.3 90 N N
Urban 88.1 0.7 3.55 82.3 100 93.2 90 Y Y
Rural 39.0 0.3 1.61 36.9 43.5 40.9 90 N N
Uganda (1988, 1995)
National 35.2 )0.9 )1.63 39.8 17.0 28.0 90 N N
Urban 78.1 )0.5 )1.44 80.3 69.0 74.5 90 N N
Rural 31.3 )0.5 )1.94 33.9 20.9 27.2 90 N N
Zambia (1992, 1996)
National 44.3 )1.2 )2.29 51.2 22.5 35.5 90 N N
Urban 75.9 )0.7 )1.70 79.8 63.5 70.9 90 N N
Rural 25.0 )0.3 )0.92 26.9 18.9 22.5 90 N N
Zimbabwe (1988, 1994)
National 70.8 0.3 1.34 69.5 77.4 74.5 90 N N
Urban 91.1 0.0 0.28 90.7 91.8 91.4 90 Y Y
Rural 62.6 0.1 0.32 62.3 64.1 63.5 90 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.
42 WORLD DEVELOPMENT

Niger paint a particularly acute picture. In the result in the goal of 100% access being realized.
last years for which have survey data, only The rapid increases in rural Mali, and to a
4.9% and 7.8% of births in rural areas of these lesser extent rural Nigeria, are particularly
countries, respectively, were attended by qual- pronounced.
ified medical personnel. Contrast this with rural In contrast, there is no case in either urban or
Zimbabwe where the comparable figure was rural areas, where the percentage of women
over 62.6%. In urban areas in Burkina Faso using modern methods of contraception in-
and Zimbabwe, qualified persons attend over creases at a rate that even comes close to fol-
90% of the births, and in a number of other lowing the target path (Table 11). Aside from
countries the figures approach this level. We Kenya and Zimbabwe, in none of the African
should also add that the high value for Burkina countries for which we have data do we find
Faso is surprising. We admonish that deter- more than 10% of rural women using modern
mining whether personnel are ‘‘qualified’’ or contraceptive devices in the first survey period.
‘‘skilled’’ is a subjective undertaking, and con- The picture is not much rosier in urban areas.
sequently we should treat cross country compar- While nearly two-thirds of the women in urban
isons of this indicator with caution, despite the Zimbabwe use such contraception, the next
comparability in the questionnaire and training highest figure is 35% from urban Kenya. In no
of enumerators in the various surveys. other country did more than one-quarter of the
In examining and interpreting our results urban women use modern contraceptives in the
relative to the subject of interest––maternal first survey period. Thus, while this is consistent
mortality––we should bear in mind that pro- with the general picture of higher living stan-
gress in increasing the number of qualified birth dards in urban relative to rural areas that we
attendants should be easier to achieve than observe for other indicators, use of modern
lowering maternal mortality rates. Thus, it is contraceptives remains low in rural and urban
not a good sign that the only cases where we areas alike.
find statistically significant improvements con- Despite this sobering assessment of the bleak
sistent with the linear rates of progress required prospects for realizing the goal of access to
to realize the targets are urban areas in Cam- modern contraception, we find statistically
eroon, Mali, Mozambique, Senegal and Togo. significant improvements in all cases except
There is virtually no realistic hope for rural urban Madagascar and urban Zimbabwe. The
areas in any of the countries to meet the goal. fact that these improvements have occurred
Although, rural areas of Comoros, Ghana, despite the poor performance relative to targets
Mali, Namibia, Niger and Senegal, all wit- reflects the ambitious nature of the target to
nessed statistically significant improvements in ensure universal access, especially given the low
this indicator, the low starting levels and slow starting levels. This situation contrasts with the
rates of improvement will keep them from re- previous indicator of knowledge of modern
alizing the goal regardless of our assumption contraception. For example, in Burkina Faso,
about curvature in the rates of improvement. only 2.4% of the women in rural areas reported
In Tables 10 and 11, we present two proxies using modern contraception at the base period
for access to reproductive health services. for which we have data (1992), while just
Given the difficulty of disentangling access over 60% indicated they were knowledgeable
from knowledge and usage, we present esti- of modern contraceptive methods. This is an
mates of the percentage of women who know enormous difference that may reflect largely the
of, and use modern forms of contraceptives. As inaccessibility of services, but may be a result of
described in the methodology section, these other socio-cultural factors as well. From the
percentages are calculated over the population perspective of our target analysis, the slope of
of women who ‘‘need’’ access (i.e., fecund, the target path is thus far steeper for every
nonmenopausal and not desiring to currently country when it comes to realizing universal
have children), not over all women. Our find- use of modern contraception than universal
ings show that in both urban and rural areas in knowledge. In other words, far greater absolute
every African country for which we have data changes in use than knowledge are necessary to
(except Madagascar, which nevertheless has meet these goals. This being said, we find in
seen statistically significant improvements in Tables 10 and 11 that, except for Kenya, the
rural and national levels), knowledge of mod- absolute increases in the percentage of women
ern contraceptives has been increasing at linear with knowledge of modern contraception ex-
rates in excess of the target path that would ceeds the absolute increases in the percentage of
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 43

Table 10. Percentage of women who know of modern contraceptive methodsa


Country First Second t-Statistic for 1990 2015 Projections On target?
(DHS years) survey year survey year difference (%)
Linear Log-linear Target Linear Log-
(%) (%)
(%) (%) (%) linear
Burkina Faso (1992, 1999)
National 67.2 80.2 11.6 63.5 100 92.5 100 Y N
Urban 95.0 98.5 4.5 94.0 100 100 100 Y Y
Rural 60.7 76.7 11.0 56.1 100 92.1 100 Y N
Cameroon (1991, 1998)
National 69.9 84.5 9.4 67.8 100 99.1 100 Y N
Urban 81.3 95.5 8.4 79.3 100 100 100 Y Y
Rural 62.3 77.7 6.2 60.2 100 93.0 100 Y N
Ghana (1993, 1998)
National 77.9 93.8 15.3 81.1 100 100 100 Y Y
Urban 87.7 97.4 6.8 89.7 100 100 100 Y Y
Rural 73.3 91.9 13.7 77.0 100 100 100 Y Y
Kenya (1993, 1998)
National 92.0 98.3 12.5 93.2 100 100 100 Y Y
Urban 96.4 98.8 3.1 96.9 100 100 100 Y Y
Rural 91.2 98.1 11.6 92.6 100 100 100 Y Y
Madagascar (1992, 1997)
National 67.4 73.8 5.2 64.8 96.9 83.2 100 N N
Urban 91.4 89.9 )1.2 92.1 84.4 87.7 100 N N
Rural 61.5 67.6 3.8 59.0 89.7 76.6 100 N N
Mali (1987, 1995)
National 26.3 69.0 30.6 42.3 100 100 100 Y Y
Urban 55.1 89.5 15.4 68.0 100 100 100 Y Y
Rural 15.9 60.2 27.6 32.5 100 100 100 Y Y
Niger (1992, 1997)
National 61.8 77.5 12.7 55.5 100 100 100 Y Y
Urban 92.3 98.1 6.0 90.0 100 100 100 Y Y
Rural 55.8 72.0 10.0 49.4 100 95.7 100 Y N
Nigeria (1990, 1999)
National 44.9 69.9 20.8 44.9 100 88.3 100 Y N
Urban 73.1 87.1 8.6 73.3 100 97.4 100 Y N
Rural 36.5 61.8 16.8 36.5 100 80.5 100 Y N
Senegal (1986, 1992, 1997)
National 73.8 85.7 8.8 78.1 100 93.6 100 Y N
Urban 89.8 96.9 4.9 92.4 100 100 100 Y Y
Rural 63.9 78.8 7.9 69.3 100 88.7 100 Y N
Tanzania (1991, 1996, 1999)
National 81.4 90.7 10.1 80.2 100 98.4 100 Y N
Urban 93.4 97.1 3.1 93.0 100 100 100 Y Y
Rural 77.7 88.1 8.8 76.4 100 96.8 100 Y N
Togo (1988, 1998)
National 83.2 95.5 12.2 85.6 100 100 100 Y Y
Urban 93.9 98.5 3.9 94.8 100 100 100 Y Y
Rural 78.8 93.8 11.3 81.8 100 100 100 Y Y
Uganda (1988, 1995)
National 79.1 91.7 10.4 82.7 100 100 100 Y Y
Urban 93.4 95.5 1.2 94.0 100 97.8 100 Y N
Rural 77.5 90.9 9.6 81.3 100 100 100 Y Y
(Continued on next page)
44 WORLD DEVELOPMENT

Table 10—continued
Country First Second t-Statistic for 1990 2015 Projections On target?
(DHS years) survey year survey year difference (%)
Linear Log-linear Target Linear Log-
(%) (%)
(%) (%) (%) linear
Zambia (1992, 1996)
National 92.8 97.9 8.7 90.2 100 100 100 Y Y
Urban 97.3 98.8 2.6 96.5 100 100 100 Y Y
Rural 87.9 97.2 9.0 83.3 100 100 100 Y Y
Zimbabwe (1988, 1994)
National 98.5 98.9 1.3 98.6 100 99.5 100 Y N
Urban 99.4 99.6 0.5 99.5 100 99.9 100 Y N
Rural 98.1 98.6 1.2 98.2 100 99.4 100 Y N

Indicates significance at the 10% level.

Indicates significance at the 1% level.

Indicates significance at the 5% level.
a
Women who need access to reproductive health services (i.e., those not seeking to get pregnant).

women using modern methods, despite the base though not all, urban areas are faring better
level for the latter being far lower. In urban than rural areas in terms of their potential for
areas, this is also the case for Cameroon, reaching the targets. 24 For example, in urban
Ghana, Mali and Nigeria. In Madagascar, Ghana and Tanzania, three of the seven targets
both use and knowledge fell as a percentage of are likely to be achieved, with two of them
urban women in need of reproductive health being reductions in poverty and malnutrition.
services. In those urban areas where the abso- In Senegal and Mali, where we only have
lute percentage increase in knowledge of mod- measurements on five of the seven goals,
ern contraceptives was less than the increase in three of the targets are likely to be reached
usage, the initial percentages of women with in the urban areas (again with a commonality
knowledge of modern methods were 90% or of declines in poverty). Nonetheless, in the
higher, thus there is little room for improve- majority of the cases, the MDG are unlikely
ment. to be met in urban, just as in rural, areas in
In Table 12 we summarize the results of our Africa.
target analysis, by country for rural, urban and A somewhat more optimistic assessment of
national levels. The first set of columns shows, progress toward realizing improvements in liv-
when using linear projections, the number of ing standards is found in the last three columns
indicators that are on target to achieve the de- of Table 12, which simply address whether
velopment goals as stated in the MDG (and the there are statistically significant improvements
added goal of reducing malnutrition by two- for the indicators, regardless of whether the
thirds) for each country. Note that we have rates of improvement are rapid enough to reach
data on five or more goals for 12 countries. 23 the MDG. At a national level, Ghana, Mada-
Among these countries, in rural areas for gascar and Niger have witnessed improvements
Burkina Faso, Mali, and Niger, changes al- in five out of seven indicators. A number of
ready observed in the data suggest that none of countries, particularly Senegal, Togo, and
the MDG will be met. To make matters worse, Uganda also do well in terms of the share of
in Nigeria and Zambia, this also holds true in indicators for which improvements are noted.
urban areas. In rural areas, Ghana and Mad- In contrast, Burkina Faso, Zambia and Zim-
agascar are the only two countries to be on babwe only see improvements in one out of
target to achieve two of the seven goals. Ad- seven goals. In rural and urban areas, Ghana
mittedly, we have information on the realiza- and Niger are also the best performers of those
tion of only two goals in nine countries. countries where we have data on all the goals,
Nonetheless, it is only in rural areas in these but again, Senegal, Togo and Uganda do well
latter countries where we find that at most half in both urban and rural areas, as does Mali in
of the goals are likely to be met. In some cases, urban areas.
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 45

Table 11. Percentage of women who use modern contraceptive methodsa


Country First Second t-Statistic for 1990 2015 Projections On target?
(DHS years) survey year survey year difference (%)
Linear Log-linear Target Linear Log-linear
(%) (%)
(%) (%) (%)
Burkina Faso (1992, 1999)
National 6.2 8.1 2.9 5.7 12.4 9.9 100 N N
Urban 22.5 30.4 3.9 20.2 48.5 37.9 100 N N
Rural 2.4 3.9 2.8 2.0 7.4 5.4 100 N N
Cameroon (1991, 1998)
National 8.4 14.4 5.4 7.5 28.9 20.3 100 N N
Urban 13.0 21.6 4.7 11.8 42.3 30.1 100 N N
Rural 5.3 9.9 3.4 4.6 20.9 14.4 100 N N
Ghana (1993, 1998)
National 7.3 15.1 8.7 8.9 28.4 20.6 100 N N
Urban 11.1 18.2 3.9 12.5 30.1 28.0 100 N N
Rural 5.5 13.5 8.0 7.1 27.0 19.1 100 N N
Kenya (1993, 1998)
National 23.5 36.7 13.0 26.1 59.0 45.9 100 N N
Urban 34.6 46.5 4.9 37.0 66.8 54.9 100 N N
Rural 21.6 33.6 10.8 24.0 54.1 42.1 100 N N
Madagascar (1992, 1997)
National 8.1 12.3 5.2 6.5 27.2 18.4 100 N N
Urban 21.8 20.1 )0.9 22.5 13.9 17.6 100 N N
Rural 4.8 9.3 5.5 3.0 25.5 15.9 100 N N
Mali (1987, 1995)
National 1.7 7.7 11.3 4.0 22.9 13.7 100 N N
Urban 5.9 18.9 9.0 10.8 51.2 31.7 100 N N
Rural 0.2 3.0 8.1 1.2 10.1 5.8 100 N N
Niger (1992, 1997)
National 4.2 8.5 6.6 2.5 23.9 14.8 100 N N
Urban 17.7 26.7 4.8 14.1 59.0 39.8 100 N N
Rural 1.5 3.6 3.9 0.7 11.0 6.6 100 N N
Nigeria (1990, 1999)
National 5.8 15.6 12.6 5.8 32.9 22.8 100 N N
Urban 14.7 23.7 5.4 14.7 39.8 30.4 100 N N
Rural 3.2 11.8 10.5 3.2 27.0 18.1 100 N N
Senegal (1986, 1992, 1997)
National 5.2 11.7 7.9 7.6 22.3 16.0 100 N N
Urban 12.6 25.4 6.4 17.2 46.3 33.9 100 N N
Rural 0.6 3.3 5.9 1.6 7.7 5.1 100 N N
Tanzania (1991, 1996, 1999)
National 10.6 21.9 10.9 9.2 44.5 31.3 100 N N
Urban 20.9 38.9 7.5 18.6 75.1 54.0 100 N N
Rural 7.5 15.1 7.1 6.5 30.2 21.4 100 N N
Togo (1988, 1998)
National 4.2 11.7 10.8 5.7 24.6 17.0 100 N N
Urban 9.1 18.0 5.3 10.9 33.1 24.2 100 N N
Rural 2.2 8.3 9.0 3.4 18.6 12.5 100 N N
Uganda (1988, 1995)
National 5.3 11.3 7.5 7.0 28.2 18.0 100 N N
Urban 22.3 29.1 2.3 24.3 48.6 36.9 100 N N
Rural 3.4 7.6 5.4 4.6 19.6 12.4 100 N N
(Continued on next page)
46 WORLD DEVELOPMENT

Table 11—continued
Country First Second t-Statistic for 1990 2015 Projections On target?
(DHS years) survey year survey year difference (%)
Linear Log-linear Target Linear Log-linear
(%) (%)
(%) (%) (%)
Zambia (1992, 1996)
National 15.2 19.1 3.9 13.3 37.8 26.6 100 N N
Urban 24.6 27.6 1.7 23.1 41.9 33.3 100 N N
Rural 5.2 11.3 6.5 2.2 40.2 22.9 100 N N
Zimbabwe (1988, 1994)
National 50.3 53.8 2.3 51.5 66.1 58.6 100 N N
Urban 65.6 65.2 )0.2 65.5 63.8 64.7 100 N N
Rural 43.4 48.5 2.8 45.1 66.4 55.5 100 N N
*
Indicates significance at the 10% level.
**
Indicates significance at the 1% level.
***
Indicates significance at the 5% level.
a
Women who need access to reproductive health services (i.e., those not seeking to get pregnant).

Table 12. Progress among indicators of well-being


Number of Number of IDGs on target Number of indicators for which
indicators in to be achieved there is statistically significant
the data improvement
National Urban Rural National Urban Rural
1 Benin (1996) 2 1 0 1 0 0 0
2 Burkina Faso (1992, 1999) 7 0 2 0 1 3 1
3 Burundi (1987) 2 1 0 1 0 0 0
4 Cameroon (1991, 1998) 6 0 2 0 3 3 3
5 Central African Republic (1994) 2 0 0 0 1 0 1
6 Chad (1997) 2 1 0 1 1 0 1
7 Comoros (1996) 2 1 0 1 0 0 0
8 C^
ote dÕIvoire (1994) 2 1 1 1 1 0 1
9 Ghana (1988, 1993, 1998) 7 3 3 2 5 4 5
10 Kenya (1988, 1993, 1998) 7 1 2 1 3 2 3
11 Madagascar (1992, 1997) 7 1 0 2 5 1 5
12 Malawi (1992) 2 0 1 0 0 0 0
13 Mali (1987, 1995) 5 0 3 0 4 4 4
14 Mozambique (1997) 2 1 1 1 0 1 0
15 Namibia (1992) 2 1 2 1 1 0 1
16 Niger (1992, 1997) 7 1 1 0 5 5 5
17 Nigeria (1990, 1999) 7 0 0 0 4 2 4
18 Rwanda (1992) 2 1 0 1 0 0 0
19 Senegal (1986, 1992, 1997) 5 1 3 0 4 4 4
20 Tanzania (1991, 1996, 1999) 7 2 3 1 4 5 4
21 Togo (1988, 1998) 3 1 2 1 3 3 3
22 Uganda (1988, 1995) 4 1 1 1 3 2 3
23 Zambia (1992, 1996) 7 0 0 0 1 1 1
24 Zimbabwe (1988, 1994, 1999) 7 0 2 0 1 0 1

5. CONCLUSIONS picture. Despite some noteworthy progress in


improved living standards in certain dimen-
In this paper we have quantitatively exam- sions in a select number of countries, the pre-
ined progress toward the MDG among African ponderance of the evidence suggests that, in the
countries, in addition to making statistical absence of dramatic changes, the MDG are not
comparisons of changes in living standards going to be reached for most indicators in most
over time. The results paint a discouraging countries. In the case of our poverty estimates,
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 47

only two of 11 rural populations exhibit pro- realize the MDG. For many indicators, we
gress commensurate with the linear target path; observe statistically significant improvements in
although, in five countries, the urban sectors many, if not all the countries, even when the
are on target. With regard to enrollments, only current rates of change will leave the targets
Kenya and urban Cameroon are on target. unmet by 2015. For example, no country is on
Things would even be worse if we assume that target to realize the goals regarding modern
the paths of improvement over time take on contraception, but all have made progress over
log-linear shapes. the periods for which we have data. Most
Only three of the 10 countries for which we countries have reduced poverty, but few are on
have data on changes in education have wit- target to halve poverty by 2015. More than half
nessed reductions in gender discrimination in the countries have increased enrollments, but
urban areas consistent with the target. What is only one is on target to reach the goal of uni-
worse is that this is only the case for rural areas versal enrollment. Finally, although only one
in two countries. Not a single country out of 24 country is on target to reduce malnutrition by
is on target in terms of increasing births at- two-thirds, four of 14 countries have reduced
tended by skilled personnel in rural areas, and levels of stunting in the 1990s. So, while this is
only four are on target in urban areas. The welcome news, legitimate concerns remain
HIV/AIDS epidemic, in fact, will likely make about the pace of progress. Quite simply, sta-
attended births all the more important, espe- tistically significant improvement is just that,
cially to the extent that mid-wives and other and says little about the rate of change.
health care workers have access to pharma- While our findings are particularly informa-
ceuticals to reduce the probability of mother to tive with regard to assessing the progress of
child transmission. Likewise, other harmful countries toward achieving the MDG, it is im-
consequences of the failure to progress in this portant to keep in mind that in most cases, we
area include jeopardizing the health of women rely on only two survey time periods from
during delivery, increasing the chances of neo- which we can estimate trends. Further, these
natal deaths, and losing the opportunity for cover only a relatively brief span of time. As
birth attendants to educate women in areas more DHS surveys come on line, it will be
such as proper child lactation and weaning important to update our analysis in order to
practices, and child spacing technologies. extend the period of coverage. Nonetheless,
Togo is the only country of the 14 for which despite the major pitfall of our work––that the
we have anthropometric data over time where time periods for which we can measure change
the target for reducing rural malnutrition seems are often brief (with the exception of the mor-
realizable. Things are slightly better in urban tality statistics)––we argue that the information
areas, where Ghana and Tanzania are also on on intertemporal trends based on only two
target. These stunting results are robust to our DHS surveys is far more accurate and mean-
assumptions about whether rates of change ingful than similar two points in time compar-
assume a linear or log-linear path through isons for, say, changes in income and/or
2015. In terms of universal access to modern expenditures. This follows because, first, survey
reproductive health services, not one country is and sampling methods do not change for the
on track vis-a-vis use of modern contraceptives. DHS surveys we employ. Second, we need not
In most countries, however, knowledge of worry about problems of deflators, purchasing
modern contraceptive methods is likely to be power parity, and other market price related
universal by 2015 provided that the trends issues that plague money-metric welfare mea-
continue linearly. If, however, we assume that sures. Third, for some indicators such as infant
the trajectories are log-linear, things do not mortality and attended births, we can construct
look nearly so favorable in rural areas. Fortu- long-term data series from retrospective infor-
nately, all this bad news is slightly tempered by mation. Fourth, for most other indicators,
the trends in infant mortality. The results of there are unlikely to be significant transient or
our analysis suggest that in 10 (six) of 24 short-term intertemporal fluctuations. For ex-
countries, mortality targets will be realized in ample, contraceptive knowledge and chronic
rural (urban) areas if improvements persist malnutrition (the cumulative effect of well-be-
linearly. ing over the past few years) will not change
More encouraging is our analysis of im- markedly in response to the types of shocks
provements in living standards in general, re- that may affect incomes. Thus, our trends
gardless of whether the progress is sufficient to are based not on two unstable snapshots of
48 WORLD DEVELOPMENT

well-being, but rather on measures the stock of larly sobering for rural areas, where living
well-being at the time of the surveys. We believe standards are universally lower, and where
that these stocks are not terribly sensitive to rates of progress generally lag behind urban
short-term exogenous shocks. This being said, areas. In the final analysis, the targets against
we still need to emphasize that for some indi- which we compare progress are the outcome
cators, particularly mortality, the notion of of political consultations among international
linear progress and its pace are conditioned by organizations and member countries of the
the ravages of HIV/AIDS and other unforeseen United Nations. Even if they were adjusted to
positive and negative health shocks. Thus, be somewhat less ambitious, the basic results of
while we compare log-linear and linear projec- our analysis would not change. Rather, given
tions to goals, the true shape of path of pro- the rate of progress, of which there has been
gress is unknown. Are there increasing returns some, quite substantial revisions in the MDG
to investing in health and education infra- will likely be necessary to avoid widespread
structure? Is it reasonable to expect the pace in failure to achieve targets across the continent.
declining mortality to accelerate or decelerate This being said, we do not address perhaps the
in most countries? Will diseases such as tuber- fundamental issue: how policy can be re-shaped
culosis continue their resurgence (WHO, 2001)? to accelerate progress toward the MDG. The
Will the prevalence of other diseases such as paramount importance of sustainable pro-poor
malaria continue to fluctuate (WHO, 1999)? growth, and the strategic pillars necessary to
We do not claim to have satisfactory answers to achieve it have been widely debated and artic-
these questions. ulated. As such, an assessment of these policies
Ultimately, regardless of the assumptions we is beyond the scope of this paper. Nonetheless,
make in our analysis, the poor performance in because the targets are out there and are widely
terms of improving living standards in Africa disseminated and used by governments and the
seems irrefutable. In fact, if we consider that international agencies, an assessment of pro-
the worst-off countries in sub-Saharan Africa gress toward them and expectations about them
(i.e., those torn apart by war and communal is extremely important. This paper is one such
violence) are not represented in the survey data reality check, with results that are not terribly
analysis, things overall are undoubtedly worse encouraging for those concerned about raising
than portrayed here. The results are particu- living standards in Africa.

NOTES

1. For example, in the most authoritative report on the & Cherel-Robson, 2000b), Uganda (Appleton, Emwanu,
topic thus far (IMF et al., 2000), we find that the Kagugube, & Muwonge, 1999), Zambia (McCulloch,
‘‘statistics. . . were provided by various international Baulch, & Cherel-Robson, 2000a), and Zimbabwe
agencies, which compiled or estimated them on the basis (Alwang & Ersado, 1999; Alwang, 2000; Alwang, Mills,
of reports from national authorities. They are the best & Taruvinga, 1999, 2002; Burger, Hoogeveen, Kinsey, &
available today. But the picture they portray is flawed Sparrow, 2000).
because for some countries the data are incomplete,
unreliable or unavailable.’’ 5. Chen and Ravallion (2001) have estimated dollar/
day poverty lines for many African countries. But, this
2. Sahn, Stifel, and Younger (2002) discuss in more effort often involves strong assumptions and reliance on
detail levels and trends in urban–rural disparities. purchasing power parity exchange rates which are often
not precise. Furthermore, these efforts, unlike in the
3. There are also other household budget surveys intertemporal comparisons within a country, have not
conducted by governments and research institutions effectively dealt with differences in survey instruments
that share many of the characteristics and offer many of and methods.
the same possibilities for analysis as the LSMS.
6. The DHS is a project funded primarily by USAID,
4. These studies used income and expenditure data for and is administered by Macro International Inc.
Ethiopia (Dercon, 2000, 2001), Ghana (Coulombe &
McKay, 2001), Madagascar (Razafindravonona, Stifel, 7. See Sahn and Stifel (2000) for a detailed discussion
& Paternostro, 2001), Mauritania (McCulloch, Baulch, of this asset index and how it is constructed.
MILLENNIUM DEVELOPMENT GOALS IN AFRICA 49

8. Ideally, the weights should be allowed to vary over 16. Since the z-score for the reference population has a
time. For obvious practical reasons (i.e., estimating standard normal distribution in the limit, any given child
weights separately for each survey year results in the has a probability distribution on the expected value of
same mean asset index value for each distribution), the his/her z-score. As such, if more than 2.5% of a
weights must be estimated from the pooled sample to population of children has a z-score that falls two
make poverty comparisons. In initial experiments, standard deviations below zero, then there is said to be
weights estimated separately across time within coun- malnutrition in the country. We follow the standard
tries did not differ substantially. The results that follow practice of not subtracting this 2.5% (i.e., the share of
are thus insensitive to pooling the samples within the population expected to have z-scores less than 2),
countries to estimate the index weights. and note that this does not affect the estimated changes
in malnutrition.
9. We could have arbitrarily chosen some percentile of
the first survey year as the poverty line with which to 17. In addition to the standard set of survey instru-
analyze trends in relative poverty. We opted, however, ments, country-specific questions are asked.
to employ the $/day poverty estimates to make the
choice of the poverty line less arbitrary.
18. Note that this also affects Ghana, Kenya and
Zimbabwe. But since each of these countries has three
10. In the case of Ghana, Kenya, Senegal and Tanza-
surveys, two of which were in the second or third wave
nia where we have three surveys, we iteratively estimate
when information on educational status and attainment
linear regression lines through the three poverty rates.
was included in the household roster, changes in
11. This information was not available in the first enrollments can be estimated. Although Senegal has
round of the DHS. two later wave surveys, information on education is not
available in the 1992 data.

12. Because of the retrospective nature of the data, we


do not need more than one survey to estimate changes in 19. Technically, we reject the null hypothesis that the
IMR. Thus we have indicators of changes in IMR for all distributions of asset indices over time for these coun-
24 countries in sub-Saharan Africa for which DHS data tries are the same. Ravallion (1996) and Foster and
are available. Shorrocks (1988) provide the interpretation that reject-
ing the null hypothesis is equivalent to concluding that
13. Sahn et al. (1999) find remarkably close IMR point poverty levels are different in the same direction (i.e.,
estimates within countries where there exist more than more poverty in one year than another) for any given
one survey and where there is overlap among the yearly poverty line and any given poverty measure.
estimates. This suggests that the quality of these recall
data are very good. 20. The relative changes in rural and urban poverty for
Ghana, Kenya and Zambia are consistent with those
Eastwood and Lipton (2000) report using non-DHS
14. As with the mortality data, only one survey is
evidence. For further analysis of urban–rural disparities
necessary to estimate changes in the quality of neonatal
using the DHS data (see Sahn et al., 2002).
care because of the retrospective nature of the maternity
data.
21. Note that where the projections exceed 100––and
inevitability at some point when using linear projec-
15. A variety of other anthropometric indicators, tions––we truncate the estimate to 100.
particularly weight-for-height and weight-for-age are
used in the nutrition literature. The former is an
22. To be more precise, the log linear projections take
indicator of short-term malnutrition and poor health.
the form y ¼ a þ b lnðtÞ, where y is the IMR in this case,
It is more stochastic in nature reflecting recent acute
and t is the time trend.
negative shocks. The latter is a composite of height-for-
age and weight-for-height, and is thus more difficult to
23. These countries comprise 46.3% of sub-Saharan
interpret. Disentangling the respective contributions of
AfricaÕs population (World Bank, 2001b).
recent acute, chronic health and nutrition problems can
be problematic when using this measure. In measuring
the general health status of children, height-for-age is the 24. Note that greater improvement in rural areas than
preferred indicator (WHO, 1995; Strauss & Thomas, in urban areas does not imply that the levels of welfare in
1995). the former will be any higher than in the latter.
50 WORLD DEVELOPMENT

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the nutritional impact of supplementary feeding pro- sure chosen, we might simultaneously conclude
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World Health Organization (WHO). (2001). WHO functions that are increasing, anonymous, and
report 2001. Geneva: WHO. that favor equality. To define second-order
dominance, let D2A ðxÞ be the area under FA up to
x,
Z x
APPENDIX
D2A ðxÞ ¼ D1A ðyÞ dy:
0
Consider two distributions of welfare indi-
cators with cumulative distribution functions, If D2A ðxÞ 6 ð<Þ D2B ðxÞ for all x (i.e., the area
FA and FB , with support in the nonnegative real under FA up to x is less the area under FB up to
numbers. Let x), then distribution A is said to (strictly) sec-
Z x ond-order dominate distribution B.
D1A ðxÞ ¼ FA ðxÞ ¼ dFA ðyÞ: If, to use RavallionÕs (1996) terminology, the
0 ‘‘poverty deficit’’ curves (D2 ) cross, then higher
orders of dominance can be checked. To gen-
If D1A ðxÞ 6 ð<Þ D1B ðxÞ
for all x 2 Rþ (i.e., FA is eralize, let
everywhere to the right of FB ), then distribution Z x
A is said to (strictly) first-order dominate dis- DsA ðxÞ ¼ Ds1
A ðyÞ dy;
tribution B. In terms of welfare economics, the 0
interpretation is that up to the poverty line x, A
is a better distribution than B for any welfare for any integer, s P 2. Now distribution A is
function that is both increasing in the welfare said to (strictly) dominate distribution B at
variable (e.g., expenditures or height-for-age) order s if DsA ðxÞ 6 ð<Þ DsB ðxÞ.
and anonymous, in the sense that we do not Davidson and Duclos (2000) show that Ds ðxÞ
care that one particular personÕs welfare falls, can be equivalently expressed as
Z x
as long as anotherÕs rises by more than enough 1
to compensate. If we can say this for a broad Ds ðxÞ ¼ ðx  yÞs1 dF ðyÞ:
ðs  1Þ! 0
range of poverty lines, then we have a quite
general conclusion that A is preferable to B. This formulation makes it easy to see that
Both the anthropometric z-scores and the asset second-order dominance implies that the pov-
index have negative values. But this does not erty gap (P1 ) is less for distribution A than for
cause a problem because the distributions of distribution B for all possible poverty lines.
these welfare indicators can be shifted upward Further, third-order dominance implies an un-
so that the support is entirely positive without ambiguous change in the squared poverty gap
affecting the outcome of the tests. (P2 ). To generalize even further, welfare domi-
Since D1A ðxÞ is also the poverty headcount nance of order s implies that the Foster–Greer–
ratio (P0 ) where the x is the poverty line, it Thorbecke poverty measure Ps1 is less for
follows that first-order dominance implies that distribution A than for distribution B for all
poverty as measured by P0 is lower for distri- possible poverty lines. Foster and Shorrocks
bution A than for distribution B regardless of (1988) show that while first-order dominance is
the poverty line chosen. Dominance results can a sufficient condition for higher-order domi-
also be considered up to a maximum allowable nance, it is not a necessary condition. Thus if
poverty line if we are not concerned with rela- we find that a distribution first-order dominates
tive changes in the upper ends of the distribu- another, then we know how poverty as mea-
tion. sured by any of the FGT Pa measures has
If the two distributions cross within the range changed over the relevant range of poverty
of poverty lines that we consider relevant, then lines.
first-order dominance does not hold, and we Davidson and Duclos (2000) also show that
know that different poverty lines and measures if we have a random sample of N independent
will rank the distributions differently. In other observations on the welfare variable, yi , from a
words, depending on the poverty line or mea- population, then a natural estimator of Ds ðxÞ is
52 WORLD DEVELOPMENT

Z x
b s ðxÞ ¼ 1 For the height for age nutrition indicators,
D ðx  yÞs1 d Fb ðyÞ
ðs  1Þ! 0
stochastic dominance tests were applied to the
distributions of z-scores up to values of 1 (one
1 XN
¼ ðx  yi Þs1 Iðyi 6 xÞ; standard deviations below the mean of the
N ðs  1Þ! i¼1 reference population, respectively). This is ap-
propriate because we are primarily interested in
where Fb is the empirical cumulative distribu- changes in malnutrition, and because a right-
tion function of the sample, and Ið Þ is an in- ward shift in the entire distribution of z-score
dicator function, which is equal to one when itÕs cannot be interpreted in the same manner as a
argument is true, and equal to zero when false. similar shift in the distribution of expenditures
We apply this estimator to two independent or income.
samples for each of our indicators. Thus, Since the cumulative distribution functions
are defined over supports in the nonnegative
varð D b s ðxÞÞ ¼ varð D
b s ðxÞ  D b s ðxÞÞ þ varð D
b s ðxÞÞ; real numbers, and because shifting all of the
A B A B
distributions of nutrition indicators by the
which is easy to estimate since D b s ðxÞ is a sum of same constant does not change any of the in-
iid variables. Simple t-statistics are constructed formation, we added values of 10 to each z-
to test the null hypothesis, score to conduct the tests. Note that since Ds ðxÞ
is not normalized by the ‘‘poverty line’’ (x) (i.e.,
b s ðxÞ  D
H0 : D b s ðxÞ ¼ 0; the magnitude of the ‘‘poverty gap’’ (x  y) is
A B
all that matters in the estimate of Ds ðxÞ, and
for a series of test points up to an arbitrarily varðDs ðxÞÞ), shifts in both the indicator and the
defined highest reasonable poverty line. In maximum poverty line do not affect the out-
cases where the null hypothesis is rejected and come of the tests.
the signs are the same on all of the t-statistics, We also apply stochastic dominance tests to
then dominance of order s is declared. The tests the shifted distributions of household asset in-
were conducted up to s ¼ 3, after which ‘‘no dexes up to a relative poverty line defined for a
dominance’’ is declared. Foster and Shorrocks given country by the 40th percentile of the
(1988) show that eventually one distribution distribution in the first survey. Since the
will dominate the other at a higher order. But it weights are consistent across surveys for a
is difficult to interpret orders of dominance country, applying this poverty line to the sec-
greater than two, much less three. ond survey is also consistent.

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