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Sanjay Kumar

Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
Orthodoxy and Heterodoxy in the Yoga Tradition of Hinduism:

Linguistic, Archeological, Mythological and Textual Evidence

Introduction

What is Yoga –

In her book Yoga and Indian Philosophy Karel Werner states, “Any attempt at an

explanation or definition of Yoga necessarily involves going into the questions of its

origin and purpose and its relation to the development of man’s philosophical thought

and also his religious ideas and experiences.”1 Any examination into the essence and

development of Yoga brings up two crucial questions. The first is the controversy over its

origins. While no one doubts that Yoga is a system that has roots in India, there is no

unanimous agreement that it exclusively originated in India. While some advance an

autochthonous origin, others suggest a possible Central Asian or Indo-European

influence. Additionally, one needs to ask the question of the psycho-spiritual necessity

for the emergence of Yoga in human consciousness. If one adheres to the belief that Yoga

is a product of the human psyche, then how could it only be an Indian phenomenon?

Could Yoga be a possible universal development that has similar philosophical and

cultural manifestations throughout human history? If Yoga is truly an external

representation of a universal concept that has arisen from the collective unconscious, then

1
Werner, K. (1998). Yoga and Indian Philosophy (3 edition ed.). Motilal Banarsidass, 93.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
what makes Indian Yoga so unique when compared to other possible psycho-spiritual

practices?

Whatever the origins of Indian Yoga might be, it is first important to offer a

definition as to what is Yoga? This also produces its own challenges, as it will be

demonstrated the definition of what Yoga is dependent from which angle one looks at it.

However, a very broad and generally accepted definition of Yoga entails three basic

aspects.

1. A psycho-spiritual practice that “yokes” the individual to the Divine – this can
manifest as shamanism, ritual, asceticism, bhakti, goddess worship, physical
postures, meditation, chanting, etc.
2. Transformation in consciousness from an ordinary state to a supra-conscious
or transcendental state, experienced in either the mind or body.
3. To establish one’s place within the cosmic order.
As Werner further declares when discussing the challenges of delineating the history of

Yoga, “…it is not really proper to speak about a historical origin of Yoga. What is

perhaps possible is to try to trace historical sources of information about the occurrence

of Yogis and Yoga practice in the past in India, as far as historical research permits us to

do.”2 It is in this conceptual vein by which this paper adheres.

There exists a common presumption among many scholars of Yoga who prefer to

define it as an evolutionary process that originated from an ancient “proto-Yoga” and

eventually developed into the various styles that one witnesses today. Rather than looking

at Yoga from an “evolutionary/chronological” model, a better approach is to explore the

different ways in which Yoga has been conceptually identified, expressed and practiced

2
Ibid, 103.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
throughout Indian thought as a totality. Doing so dispels the misconception that human

consciousness and thought were “less evolved” in ancient times or that Yoga philosophy

became “more advanced” as Indian culture continued. Therefore, rather than looking at

Yoga from an outdated, evolutionary approach, I examine it from a “stratiographic

analysis”.3 This stratiographic approach explores the various philosophical, linguistic and

religious strata within the Yoga tradition using multi-dimensional methods from

archeology, mythology, linguistics and the actual texts. Thomas McEvilley and Michael

Witzel take a similar approach when studying the complexities of the cultural, linguistic

and religious traditions of ancient India. McEvilley states,

“…yoga is a reflection of the stratification of different


cultural-psychological layers in Indian religions in general: a
composite primitive stratum of shamanic magic, totemic magic,
and agricultural magic; possible fresh shamanic input from Central
Asia at about the end of the second millennium B.C. (not to
mention other possible outside influences); an overlay of Vedic
ritualism in the middle Vedic period; and a general redefinition
under the influence of idealist philosophy in the following periods.
It must be emphasized that this mixing of elements cannot be
limited by a purely chronological scheme; the characteristic of
‘uneven development,’ which may be more pronounced in India
than anywhere else in the world, has allowed this interplay of
elements from various stages of religious history to continue to
renew itself down to modern times.”4

3
Jan Gonda used a similar stratigraphic approach toward Indian religion in his work Die Religionen
Indiens, vol. 1: Veda and ältern Hinduismus. Gonda, J. (1960).
4
McEveilley, T. (1981). Archeology of Yoga. Res , 1, 77.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
Orthodoxy and Heterodoxy in Hinduism and in Yoga –

The central hypothesis of this work is that the Yoga tradition, like Hinduism

itself, is a syncretism of many divergent and sometimes antithetical systems of thought

within Indian philosophy. These various philosophical schools within Yoga can be

generally divided into two encompassing categories – Vedic orthopraxy and “non-Vedic”

heterodoxy. What is today labeled as Hinduism is the result, over the course of

millennia, the merger of many different schools and traditions ranging from Vedic,

Vedāntic, Brahmanical, Tantric, Śaivaite, Bhakti, Śākta/Goddess, etc. The question

arises – is a similar stratification reflected within Yoga?

The earliest Indian text of the Ṛgveda suggests that there was a strong linguistic,

religious and cultural substratum and adstratum of indigenous languages, traditions and

philosophies that influenced the Indo-Aryan culture, which eventually resulted in the

development of the Vedic religion.5 The core features of the Vedic religion (sacrifice,

mantra and the observance of ṛta) became the backbone of Vedic and Brahmanical

orthopraxis. As Vedic religion and Brahmanism evolved and spread throughout the

Indian sub-continent, it incorporated (perhaps slowly and reluctantly) the religious

traditions and practices of the local and indigenous cultures that it encountered. Many of

these autochthonous traditions did not conform to the strict rules and regulations of Vedic

orthopraxis, and were seen as heterodoxy. Some (but not all) of these very early

heterodoxical religions might have included various forms of proto-Tantrism, proto-

Jainism, Shamanism, Śākta/Goddess traditions and Kashmir Śaivism. Over the course of

5
M. Witzel and A. Parpola have done considerable research in this area.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
several centuries, Vedic orthodoxy, perhaps recognizing the futility in “proselytizing” the

autochthonous practitioners of the indigenous religions, ultimately adapted and enfolded

the heterodox traditions into the predominant Brahmanical system.6 This eventual

mélange of Vedic orthopraxis and the “non-Vedic” heteropraxis resulted in what we

today know as Hinduism.

Similarly, within the context of the Yoga tradition there initially may have existed

a fundamental and contentious schism between the Indo-Aryan practitioners of Vedic

religion and the autochthonous “non-Vedic” practicing groups of ancient India. I propose

that elements of this division are evidenced throughout the corpus of the Yoga texts – in

both its practice and in its use of terminology. Just as a similar linguistic analogy exists

pointing to both Indo-Aryan and sub-stratum non-Indo-Aryan languages eventually

evolving into Sanskrit, a parallel situation perhaps occurred in the division and eventual

synthesis of the two strands of Yoga. In brief, ancient India witnessed a syncretism on

two fundamental levels –

1. Linguistic syncretism of Indo-Aryan, Dravidian, Muṇḍa and other possible

indigenous languages that led to the development of Vedic Sanskrit.

2. Religious/cultural syncretism from different magico-religious traditions (Indo-

European, Eurasiatic, Shamanism, Śākta, Tantric, Śaivism) spanning vast

geographic areas (Western Central Asia, the Indus Valley, the Hindukush and

the Gangetic Plains) that eventually merged over millennia to form Hinduism.

6
This very much parallels the rise of Christianity in the first few centuries C.E. as it encountered the
traditions of Pagan Europe. Rather than abolishing their customs, Christianity integrated them within the
religion.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
It is this same syncretism that also occurs in the Yoga system. Textual evidence

for the composite essence of religious practice, and possibly for Yoga, in ancient times

actually did exist as this passage from the Bhaghavāt Purāṇa explicitly indicates.

Śrī bhaghavān uvāca


na hyanto ‘nanta pārasya karma kāṇḍasya coddhavam
saṅkṣiptam varṇayiṣyāmi yathāvad anupurvaśaḥ
vaidikastāntriko miśra iti me trividho makhaḥ
trayāṇāmīpsitenaiva vidhinā mām samarcaret
(XI, 27, 6-7)7

“The Supreme Lord said, ‘There is indeed no end to the


innumerable prescriptions for acting [in Yoga]; so, I shall
in brief explain it one step at a time. One should properly
worship me by choosing one of the three kinds of processes
to sacrifice: the three of the Veda, the Tantric or mixed.”

In these two specific verses, it clearly states that there were three forms of acceptable

worship currently being practiced at the time of the Purāṇic texts. The first adhered to the

Vedic orthopraxis exemplified in the sacerdotal Brahmanical tradition of the three

“original” Vedas (Ṛg, Yajur and Sāma), another non-Vedic heteropraxis that was equated

with the Tantric (i.e. non-Brahmanical) schools and a third one that was a combination of

the two. It is the third form of praxis, miśra “mixed”, which eventually led to modern

Hinduism...and possibly to modern-day Yoga.

We now observe this similar distinction paralleled in the Yogic tradition. The

development of Yoga was the result of a syncretism between two competing forms of

religious praxis – the “Indo-Aryan” Vedic/Brahmanical religion (evident in the 3

traditional Vedas, Upaniṣads and the Bhagavād Gītā) and the

“indigenous/autochthonous” non-Vedic/Tantric traditions (observed in the Atharvaveda,

7
Translation by Anand Aadhar (http://www.srimadbhagavatam.org)

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
Haṭha and Kuṇḍalinī texts). The third “mixed” form of worship alluded to in the above

passage from the Bhaghavāt Purāṇa is perhaps exemplified in the Sāṅkhya philosophy of

the Yoga Sūtra where one sees the hybridization of the two antithetical praxes codified

into one coherent system outlined in the “8 Limbs” of the Classical “Rāja” Yoga. I have

here tentatively summarized the division of the various texts into the three categories of

1) Vedic 2) Tantric and 3) Mixed.

VEDIC TANTRIC MIXED

Ṛgveda (Books 1-9); Ṛgveda (Book 10); Purāṇas


Yajurveda and Sāmaveda Atharvaveda
Brāhmaṇas; Āraṇyakas Śākta, Nātha, Kashmir Mahābhārata; Rāmāyaṇa
Śaivite Literature
Upaniṣads Haṭha Yoga Pradīpikā Yoga Sūtra
Bhagavād Gītā Gherandha Saṁhitā;
Gorakṣa Samhitā

Space limitation prevents a discussion of the entire Hindu corpus of Indian

literature that pertains to the Yoga tradition. However, the present work focuses on the

following texts as evidence to support its central hypothesis - Ṛgveda, Atharvaveda,

Upaniṣads, Bhagavād Gītā, Yoga Sūtra and Haṭha Yoga Pradīpikā.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan

General Characteristics of Orthodox and Heterodox Yoga Systems -


Before delving into a deeper discussion of the divergent systems of Yoga evident

throughout the Hindu literary tradition, it will be helpful to outline some of the major

distinctions between the two in the following table.

(Author’s own categorization)

Orthodox “Vedic” Elements Heterodox “Tantric” Elements


of Yoga of Yoga
Traditions/Schools of • Vedic • Tantric
Philosophy • Vedāntic • Jain
• Brahmanical • Buddhist
• Ājīvika
• Śākta/Goddess
• Kashmir Śaivism
• Haṭha/Kuṇḍalīni Yoga
• Nāth
• Bhakti
• Ayurveda
Emphasis • Citta-sādhana - • Kāya-sādhana
Psycho-spiritual/non-corporeal Corporeal
• Enstacy • Ecstacy
• Transcendence/ Liberation • Transformation/Alchemy
• Mokṣā • Siddhiḥ
• Brahman/Ātman • Awakening of Kuṇḍalinī
• Dissolving māya, samsāra, avidyā • Creating Sukṣma śarīra
• Preservation of ṛta/dharma • Matriarchal/Matrolineal
• Patriarchal/Patrolineal • Fertility rituals
• Begetting male sons

Praxis • Abstinence/Celibacy – • Sexuality


brahmacarya • Meat/Alcohol/Entheogenic
• Austerity - tapas consumption done in non-ritualistic
• Sacrifice/ Ritual settings
– yajña • Bhakti Yoga
• Meditation – dhāraṇā, dhyāna,
svādhyāya, pratyāhāra
• Soma taken as part of
ceremony/ritual
• Mantra
• Karma/Jñāna Yoga
Practitioners • Ṛṣi/ Vipra • Muni
• Brahmin • Vrātya
• Yati
Mytho-poetic Features • Cosmic/Celestial • Chthonian
Animal Symbol • Cow • Snake
• Eagle
Vedic/Hindu Deities • Varuṇa • Śiva
• Mitra • Rudra/Śarva

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
• Indra • Murungaṉ
• Soma • Goddess
• Āryaman
• Agni
• Brahma
• Viṣṇu

Overview –

The work begins by exploring the emergence of a possible nascent concept of

Yoga in the pre-Vedic Indus Valley culture(s). Since no actual texts exist from the Indus

Valley remains nor is there a definitive translation of the script, archeological evidence

will be used. The archeological artifacts suggest that a possible proto-Tantric concept of

āsana may have existed in the Indus Valley. However, contrary to what many scholars

have attempted to do, no definitive conclusions can be made - only inferences. The next

section explores the influence onto Yoga by the Indo-Aryan migrations from Western

Central Asia via the Hindukush. It is during this period of migration over the course of a

millennium into the Indian sub-continent that the Indo-Aryan language and religion

adopted many innovations in its vocabulary and mytho-poetic features unique to the

subsequent Vedic culture – such as sacrifice, ingestion of Soma in ritual, the names of

some of the major Vedic dieites and the oral composition of the earliest books of the

Ṛgveda. It is in this period of Indo-Aryan migration, which developed more fully in the

later Vedic and Upaniṣadic texts, that the possible pre-cursor of dhyāna, dhāraṇā and

pratyāhāra of Patañjali’s Yoga Sūtra has its origin. Additionally, it is during the Vedic

period that encounters with the “indigenous/autochthonous” religions led to the clash of

ideologies between the Vedic and non-Vedic traditions, remnants of which are reflected

in the mytho-poetic tradition and language of the Vedas.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
The bulk of the paper explores in more detail the elements of the two different

Vedic orthodox and non-Vedic/Tantric heterodox aspects of Yoga, dedicating a section to

each of them supported by appropriate textual evidence. This is followed by an

examination of the eventual synthesis of the two systems culminating in the Sāṅkhya text

of the Yoga Sūtra, where elements of both Vedic orthodoxy and the Tantric heterodoxy

integrate into the system of Classical Yoga. Lastly, a brief linguistic discussion

hypothesizes that much of the vocabulary that one finds in the “Vedic orthodox”

components of Yoga have Indo-Aryan or Indo-European etymologies, while those from

the Tantric Yogic practices derive from non-Indo-Aryan (i.e. Dravidian and Muṇḍa)

sources and are largely absent from the earliest strata of Vedic Sanskrit. Due to space

limitation, this paper does not include the exploration of Yoga in the non-Brahmanical

religions of ancient India, i.e. Jainism and Buddhism.

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Sanjay Kumar
Comprehensive Exam
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
Timeline of the Texts
This table is taken from the author’s work The Sacred Language of Yoga.8
2000- 1000 B.C.E.9 Vedic Period - First scant references to yoga found. Certain
references to breath control, basic philosophy, and spirituality.
1000 B.C.E. Pre-Classical Yoga- The earliest Brāhmaṇas and Upaniṣads are
orally composed with many more early references to yoga,
philosophy, and spirituality.

500 B.C.E. Epic Period- Works like the Mahābhārata, Bhagavād Gītā and
later Upaniṣads are composed. Yoga as its own distinct
philosophy and practice begins to take shape and form. Krishna
reveals to Arjuna the three paths of yoga in detail - jñāna,
bhakti, and karma yoga. However still no mention of yoga as a
physical practice.
200 C.E. Classical Period- Patañjali writes the Yoga Sūtra (including the
eight limbs). Now one finds the backbone of most modern
forms of yoga, including current yoga philosophy known as rāja
yoga.
500 C.E.- 1900 C.E. Post-Classical Yoga- Many styles of yoga emerge based on
various elements of the Yoga Sūtra and the eight limbs. Several
schools of haṭha yoga begin to form and the basic poses get
established. The Haṭha Yoga Pradiīpikā is written around 1400
CE and the Gheranda Saṁhitā around the late 1600s.
1900-CE to present Modern Yoga- Various masters come to the United States and
other western countries and begin teaching yoga to a new
audience. Haṭha yoga is greatly influenced by the gymnastics
of the British empire and hybrid vinyasa styles of yoga are born
out of British occupation of India.

8
Kumar, J. (2008). The Sacred Language of Yoga.
9
Certain scholars cite other dates for the beginning of the Vedic Period going as far back as 4,000 BCE and
as late as 1,500 BCE. The dates that I provide here are according to my personal research on the matter and
are open to debate. Please also note that the Devanagari script was not used to write Sanskrit until around
200 BCE. Prior to this date all the major texts of Indian literature were orally composed, memorized, and
transmitted from generation to generation for nearly 2,000 years.

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Sanjay Kumar
Comprehensive Exam
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
Section One - Yoga in Pre-Vedic India

Despite the lack of any literary evidence and a definitive translation of the Indus

Valley language(s), scholars have speculated on the origins of Yoga dating back to pre-

Vedic history. Based on linguistic and mythological reconstruction, as well as

archeological evidence, there are two speculative origins of Yoga that scholars have

proposed – 1) Indus Valley, Shamanic and autochthonous Indians 2) Central Asian/Indo-

Aryan. Some notable scholars that adhere to each hypothesis are

1. Dhyansky, Eliade, Marshall


2. Allen, Filliozat

Indus Valley Origin of Yoga –


Mircea Eliade was one of the first Western scholars to explore the religious and

cultural origins of Yoga in his book Yoga, Immortality and Freedom. While his work

was pioneering for the time, his conclusion that Yoga originated in the Indus Valley

was based entirely on his assumption that the figurines and seals of the Indus Valley

represented individuals “unquestionably” in Yogic postures. In his book’s final

chapter “Yoga and Aboriginal India”, he admits the intimate relationship between

shamanism and Yoga. Furthermore, he concludes that the shamanistic elements of

Yoga and the origins of both Yoga and Hinduism have their common source in the

Indus Valley culture. He states,

“These facts can hardly be belittled, and their bearing is


immense. Between the protohistorical civilization of the
Indus and modern Hinduism there is no solution of

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Sanjay Kumar
Comprehensive Exam
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
continuity. The Great Goddess and the generic God (Śiva),
the cult of vegetation (the papal tree, so characteristic of
Hinduism) and phallism, the holy men in the āsana
position, perhaps practicing ekāgrata—then as now, they
are in the very foreground.”10
He further states,
“…Yoga constitutes a characteristic dimension of the
Indian mind, to such a point that wherever Indian religion
and culture have made their way, we also find a more or
less pure form of Yoga. In India, Yoga was adopted and
valorized by all religious movements, whether Hinduist or
‘heretical’.”11
Even though he adheres to an exclusive “Indus Valley” origin for Yoga, Eliade

takes a different approach toward Hinduism. He believes that Hinduism, unlike Yoga,

was the direct result of a long and arduous synthesis between the religious traditions of

the Indo-European migrants and of the indigenous “aboriginals”. Eliade states,

“Hinduism, as it has existed from the end of the


Middle Ages, represents the synthesis of these two
traditions, but with a marked predominance of the
aboriginal factors; the contribution of the Indo-Europeans
underwent a radical Asianization. Hinduism represents the
religious victory of the soil. Although the magical
conception of the world is more accentuated among the
Indo-Europeans, we may hesitate to make them the source
of the magical tendency present in the Yoga complex and
to give the entire credit for the mystic tendency to the
aborigines…In so far as Yoga represents a reaction against
ritualism and scholastic speculation, it adheres to the
aboriginal tradition and stands against the Indo-European
religious heritage…As we have pointed out, the absence of
the Yoga complex from the other Indo-European groups
confirms the supposition that this technique is a creation of
the Asian continent, of the Indian soil. If we are right in

10
Eliade, M. (1958). Yoga: Immortality and Freedom (Vol. LVI). (W. R. Trask, Trans.) New York:
Bollingen Series, 356.
11
Ibid, 359.

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Sanjay Kumar
Comprehensive Exam
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
connecting the origins of yogic asceticism with the
protohistorical religion of the Indus, we may justifiably
conclude that in it we have an archaic form of mystical
experience that disappeared everywhere else ”12
While Eliade is correct in his conclusion that Hinduism is the result of the

“synthesis of these two traditions” (i.e. the Indo-European and Indus Valley religions), he

outright rejects the possibility for a similar position to have occurred for Yoga. One

argument upon which he bases his conclusion is the noted “absence of the Yoga complex

from the other Indo-European groups.” While the absence of Yogic elements in Indo-

European religion is not yet conclusive, strong linguistic and mythological evidence does

suggest that elements of proto-Yoga were evident in Indo-Aryan religion. More on this

topic is discussed in a later section.

Indo-European/Indo-Aryan Origins of Yoga –


Although certainly not a view taken by the majority of scholars, Filliozat and

Allen take a contrarian stance to Eliade and advance a strictly “Indo-European” origin on

Yoga. Filliozat’s “scientific hypothesis” of Yoga repudiates any “pre-Aryan” influences

and argues that Yoga could conceivably have been an invention of the “Aryan

community”13 who were deliberately searching for psycho-spiritual and mystical

techniques through the ritualistic use of entheogenic substances, i.e. Soma/Haoma.14

12
Ibid, 360-361.

13
Although scholars previously used the terms “Indo-Aryan” and “Aryan” to denote an ethnic and racial
identification of the early Indo-European inhabitants of ancient India, it should be noted that today they are
strictly used in a linguistic sense. Both of these terms in this paper do not refer to a racial or ethnic
category, but a cultural and linguistic category that early Vedic people employed to define their specific

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Allen takes a much more specific perspective and claims that a shared component

of Yoga is found in the ancient Indian and Greek epics of the Mahābhārata and The

Odyssey, each pointing back to an “Indo-European prehistory” of Yoga. He follows

Dumézil’s approach by stating that many of the similar themes found in Arjuna’s and

Odysseus’ journey are reflections of a common Indo-European narrative of a proto-Yogic

hero. Allen believes that in the case of the Mahābhārata “Indo-European narrative

material [were] being transmitted orally throughout the Indo-Iranian period, bypassing

the Vedas proper, and only relatively recently reaching the form in which we now read

it.”15 Allen summarizes his beliefs by saying,

“…while others have wised to go further back still,


either vaguely to Indo-European or Asiatic shamanism or
more precisely to Mohenjodaro, to the pre-Āryan (that is,
pre-Indo-European) Indus Valley civilization (McEvilley
1981). A complex institution like yoga may draw on
multiple roots, and I do not wish to oversimplify. However,
I argue that some significant and fairly precisely
identifiable features of yoga go back to the culture of those
who told the proto-narrative—who, though, I do not argue
the point here, may well have been proto-Indo-European
speakers.”16
While Allen prescribes to the “Indo-European/Indo-Aryan” origins of Yoga, he does not

automatically reject any models of Yoga that conjecture influences from the Indus Valley

or from other sources.

customs and religion. Further discussion on this matter will follow in reference to the distinction between
“Aryan” and “non-Aryan”, those who were outside the purview of Vedic ritual and custom.
14
Filliozat, J. (1946). Les origines d'une technique mystique indienne. Revue Philosophique , 136, 220.
15
Allen, N. (1998). The Indo-European Prehistory of "Yoga". International Journal of Hindu Studies , 2
(1), 2.
16
Ibid, 3

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Sanjay Kumar
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
The Composite Hypothesis –

A third approach is to take a composite model – one that hypothesizes both

indigenous (Indus Valley; autochthonous religions) and Indo-Aryan (Central Asian; Indo-

European) elements within Yoga, of which a clear demarcation between the two is

evident in the later Yogic literature. It is this “composite” model that is the thesis of this

paper. While certain aspects of Yoga are clearly indigenous to India, manifest in the

Indus Valley artifacts, there is also evidence in the Tantric and Haṭha Yoga literary

traditions. Likewise, aspects of Yoga seen in the Vedic and Brahmanical literature

suggest possible Indo-Aryan origins. Furthermore linguistic evidence may support this

hypothesis of an “Indo-Aryan/non-Indo-Aryan” dichotomy within the Yoga tradition.

Section Two - Evidence of the Heterodox Yoga

Except for a few archeological remains, scant written evidence prevents a

complete picture of the religious practices and traditions of the Indus Valley

civilization(s). On the matter of the possible Indus-Valley (c. 3000 – 1700 BCE) origin of

Yoga, Indologists have based their claims on a handful of pictographic seals that depict

people (possibly both men and women) in what appear to be various positions resembling

yoga āsana. Many scholars have used the evidence of the Indus Valley seals to advance a

number of theories proposing that elements traditionally the domain of Patañjali’s

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“Classical Yoga” (āsana, dhārana, dhyāna, pratyāhāra) trace their origin to the

indigenous practices of the Indus Valley.

Here are some of the hypotheses that have been advanced over the past few

decades. We shall explore the validity of each of these, accompanied by their

corresponding counter-arguments. The most famous of these archeological artifacts are

pictured along with each argument.

Figures 1-2

Hypothesis 1 - The figures in the seal represent a “proto-Śiva/Rudra” in a seated

posture (āsana) in meditation dhyāna. (Marhsall; M. G. Bhagat17; Joseph Campbell18)

This is based on the following features on the seal.

17
Bhagat, M. G. (1976). Ancient Indian Asceticism. Delhi: South Asia Books, 99.
18
Campbell, J. (1962). The Masks of God: Oriental Mythology (1st ed.). New York: The Viking Press, 170.

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1. The “tripartite headdress”. The counter-arguments -
a. McEvilley points out, “Śiva himself is not presented horned in Indian
iconography. He is connected with the bull, but so are many other figures,
for example, the Buddha, who is often called the ‘bull of the Sākhyas’.”19
b. Additionally, Bhattacarya states that the tripartite headdress is not
exclusive to Śiva as it is also a common feature for the Devī in Her battle
against the Buffalo Demon.20

2. The figure is “three or four-faced” and is similar to other representations of Śiva,


most notably the “three-faced” statue of Śiva in the Elaphantine Caves on the
island just off Mumbai. The counter-arguments -
a. One can counter that this is inconclusive, as other Indian deities, such as
Brahmā, are also depicted with three or four faces.
b. Jaina iconography of the tīrthaṅkara, the four-faced motif that preaches in
each of the four directions, could exclude this as being a proto-Śiva motif,
and make it proto-Jain.21

3. The figure is surrounded by various animals, and therefore is Paśupati “Lord of


Beasts”, one of the epithets of Śiva. The counter-arguments -
a. Again, Jain iconography depicts beasts surrounding Yogic figures.22
b. Keay is even more suspect of this being a “proto-Śiva/Rudra” deity
saying,

“Rudra, a Vedic deity later identified with Shiva, is indeed


referred to as paśupati because of his association with
cattle; but asceticism and meditation were not Rudra's
specialties, nor is he usually credited with an empathy for
animals other than kine. More plausibly, it has been
suggested that the Harappan figure's heavily horned
headgear bespeaks a bull cult, to which numerous other
representations of bulls lend substance.”23

19
McEveilley, T. (1981). Archeology of Yoga. Res , 1, 46.
20
Bhattarcarya, N. N. (1996). History of Śākta Religion (2nd ed.). Delhi: Munshiram Manoharlal
Publishers, 82.

21
Jain, & Fischer. (1997). Jain Iconography, pt. 1: The Tīrthaṅkara. Leiden: Brill Academic Publishers,
12.
22
Ibid, 12.
23
Keay, J. (2001). India: A History. Grove Press, 14.

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4. The figure bears an erect phallus and suggests connotations to Śiva’s liṅgam. The
counter-arguments -
a. Sullivan indicates that Śiva only begins to be associated with the phallus
around the last century B.C.E.24
b. The feature in question may not be a phallus but the tassel of a waistband
worn NOT by a male, but by a female! Sullivan takes a radical departure
from traditional interpretation of the Indus Valley seals by suggesting that
rather than depicting a “proto-Śiva”, they could represent a possible
goddess-based religion.

Figure 3 -

Hypothesis 2 – The bust is a male “king-priest” depicted in a meditative pose.


In his examination of the famous Mohenjo-Daro “male bust” figure, Ramprasad

Chanda was the first person to assert that the figure appears to have his gaze turned

downward toward his nose and concludes that this represents a form of Yogic meditation.

He states, “It was this trait of the stone head from Mohenjo-daro that lead me to identify

it as the image of a yogi, and to conclude that Yoga was practiced and images in yogic

24
Sullivan, H. P. (1964-5). An Re-examination of the Religion of the Indus Civiization. History of
Religions , 4, 120-121.

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postures were worshipped in the Chalcolithic period in the Indus Valley.”25 He

establishes this conclusion based on much later textual evidence within the Yogic

literature that cites the importance of this “eyebrow-gazing”, known in Yoga terminology

as bhrumadya-dṛṣṭi. I have personally located three such passages (two from both the

Bhagavad Gītā and one from the Haṭhayoga Pradīpika) that discuss this practice.

1. sparśān kṛtvā bahir bāhyāṁś cakṣuścaivāntare bhruvoḥ “Having expelled outside


contacts and the gaze between the two eyebrows…” (B.G. 5, 27)
2. samaṁ kāyaśirogrīvaṁ dhārayann acalaṁ sthiraḥ saṁprekṣya nāsikāgraṁ svaṁ
diśaścānavalokyan “Holding the body, head and neck upright, motionless and
steady, gazing at the tip of one’s own nose and not looking in any direction.”
(B.G. 6, 13)
3. yāvadṛṣṭir bhruvor madhye tāvatkālabhayam “as long as the gaze is in the middle
of the eyebrows, so then where is the fear of time (i.e. death)?” (HYP 3, 40)

While textual evidence of the above examples could support the assertion of this

figure performing a specific form of “Yogic gazing”, other explanations have been

suggested denying the assumption of this being a figure in meditation.

1. MacKay points out that other very similar figures have also been found in the
ancient Sumerian cities of Kish and Ur. Archeological evidence from both Sumer
and the Indus Valley has suggested an abundant trade relationship between the
two areas. Thus, it is also possible that this bust could be of Sumerian origin.26

2. Sullivan additionally astutely observes that “since the shell-inlay from both eyes
is missing” it is inconclusive to say where the figure is gazing.27

25
Ramprasad, C. (1932). Sind Five Thousand Years Ago. Modern Review , LII, 158.
26
MacKay, E. (1948). Early Indus Civilizations. Luzac, 53.
27
Sullivan, H. P. (1964-5). An Re-examination of the Religion of the Indus Civiization. History of
Religions , 4.

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Prof. Jim Ryan
Diffusionist Model –

There actually is another approach that will briefly be discussed in this overview

– the “diffusionist” approach of Yoga that advocates the importation of Yoga into India

via cultural and commercial exchange of the Indus Valley and Indo-Aryan cultures with

Greece, Mesopotamia and the Near East. Proponents of this hypothesis state that

characteristics of Yoga may suggest a cross-cultural model where the elements of Yoga

are evident in cultures throughout the world. Thomas McEvilley’s monumental work The

Shape of Ancient Thought: Comparative Studies in Greek and Indian Philosophies (2001)

provides ample discussion on the matter. Just as the figure of the “male bust” above may

have suggested Sumerian influence, there are two archeological artifacts from the Indus

Valley seals that also point to a “cross-cultural” or diffusionist explanation.

1. The Gundestrup Cauldron

The figure on the left is an image from the Gudestrup Cauldron, which is

juxtaposed along side with the previous Indus Valley seal. One can immediately

recognize the remarkably similar configuration and details in both artifacts. While the

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Indus Valley seal comes from South Asia, the Gundestrup Cauldron was discovered in

1891 in a peat bog in Denmark. Even though it was located in Northern Europe,

metallurgical evidence concludes that it was likely forged in Thrace (Greek peninsula)

but bears Celtic motifs and iconography. Even though it dates from the 1st century B.C.E.,

almost 2,000 years later than the Indus Valley seal, some scholars have conjectured a

pan-Eurasian concept of proto-Yoga, probably in some “shamanistic” form that linked

the two cultures.28

2. Serpent Imagery in Yoga

Another pervasive element in certain forms of Yoga, most notably in the Tantric

traditions of Kuṇḍalīni Yoga, is the snake-imagery. The snake is depicted in iconography

throughout the world (not just India) as a symbol of healing, mysticism and regeneration.

Most notable is the intimate “trans-cultural” connection with the snake as a “chthonian”

(i.e. earth-based) motif in many indigenous cultures. This was perhaps the exact situation

in the earliest cultures of the Indian sub-continent prior to the arrival of the Indo-Aryan

people and their culture that ultimately led to Vedic religion. The following figure on the

left is from the Indus Valley29 along side a Sumerian image depicting a possible priest

flanked by two intercoiled serpents.

28
Taylor, T. (1992). The Gundestrup Cauldron . Scientific American .
29
http://media.photobucket.com/image/indus%20valley%20yoga%20seals/kachina2012/Symbols/11258AS
YMMETRYJosephCampbellINDUSVa.jpg

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With regard to these figures, another remarkable piece of information comes from

the Jain tradition. Although, space limitation prevents the significance of Jainism and

Yoga, it is noteworthy to mention that the predecessor of the Jain Mahāvīra, the

tīrthaṅkara Pārśva, was flanked on either side by two protective serpents during his final

transition into kevala. Some have interpreted the Indus Valley seal of the figure in the

middle of two giant serpents to suggest a possible proto-Jain hypothesis – that the

religion of the Indus Valley was proto-Jainism. Both the Gundestrup Cauldron and the

universal imagery of the snake motif in Indus Valley and other cultures could account for

elements of Indian Yoga being the result of diffusion. Although not a widely held

hypothesis, it does bear mentioning.

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Yogic Posture in Indus Valley Seals as proto-Tantic –

We now turn to the importance of the Indus Valley seals as a crucial point to the

central hypothesis of this paper – that the Indus Valley seals possibly represent a specific

form of Tantric (i.e. non-Indo-Aryan) Yoga. To date, there have been six different seals

discovered in the Indus Valley excavations that depict a figure in some form of a seated

position. While there are subtle variations in each of the seals, the one common motif

throughout all of them is the unique and nearly identical seated posture of the figure.

Earlier scholarship paid little attention scrutinizing the details of this seated position and

of discovering a possible equivalent within the repertoire of Yoga āsana. Recent interest

in attempting to identify the posture of the figure in the seal has brought a new

understanding into the development of Yoga in ancient India. There is now a general

consensus that the figure in each of the six seals is performing a Yogic posture known as

mūlabandhāsana – root-lock seated posture. Ordinarily, this would not have meant much

to early 20th century scholars who had little or no encounter with contemporary haṭha

Yoga. Below is a picture of Shree Krishnamacarya30, one of India’s most recognized

Yogins of the 20th century performing mūlabandhāsana31 accompanied once again by a

figure from the Indus Valley seals.

30
http://aysnyc.org/random%20image/krishnamacharya.jpg

31
Once more the connection to Jainism arises. After the Indus Valley seals, the possible next mention of
mūlabandhāsana comes from two of Jain’s most ancient texts, the Ākārāṅgasūtra and the Kalpasūtra.

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Figures 6 – 7

McEvilley stresses the significance of identifying the specific Yogic posture of

the seated figure in the seal by stating, “The question is an important one, for on it rests

the hypothesized connection of yoga with the Indus Valley.”32 What then is the exact

significance of this figure performing mūlabandhāsana to our discussion? It is the

position of the heels themselves – bringing the soles of the feet together, sitting on the

heels and then allowing them to come under the perineum, the location of the

mūladhāracakra. It is the mūladhāracakra that, according to the later Tantric literature of

the Haṭha and Kuṇḍalinī Yoga texts, stimulates the awakening of the vital life force of the

Kuṇḍalinī serpent33. This, in turn, endows the Yogin with siddhiḥ, the supernatural

powers of the body.

32
McEveilley, T. (1981). Archeology of Yoga. Res , 1, 47.
33
Note again the serpent motif connection between the Indus Valley seals and Tantric Kuṇḍalinī tradition.

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Possible Inferences from the Indus Valley Yogic Seals –

Based on all of the archeological evidence mentioned above, it is now possible to

infer the following points about the possible connection of the Indus Valley seals to

Yoga.

1. There was indeed some form of a seated posture, possibly


mūlabandhāsana, performed in some function (ritualistic or not) in the
Indus Valley culture.
2. The importance of certain animals in the religion – especially the
serpent.
3. The possible role of women and/or of the Goddess in Indus Valley
religious life.
These important features of the Indus Valley religion can now be seen to

share three identical characteristics with Tantric Yoga –

1. The importance of the physical posture mūlabandhāsana as a vehicle


for mastering the body and becoming a siddha.

a. This is a key component and one of the most important āsana in the
Haṭha Yoga tradition.
b. This is evident in the following two verses from the Haṭha Yoga
Pradīpikā –
pārṣṇibhāgena saṁpīḍya yonim ākuñcayedgudam | apānam
ūrdhvam ākṛṣya mūlabandho bhidhīyate ||
“Press the perineum with the heel. Contract the anus. Draw
upwards the apāna breath. This is called mūlabandha. (Haṭha
Yoga Pradīpikā, III 61)

tena kuṇḍalinī suptā saṁtaptā saṁprabudhyate |


daṇḍāhatā bhujaṅgīva niśvarasya ṛjutām vrajet ||
“Due to this heat [caused by mūlabandha], the sleeping kuṇḍaliniī
is awakened, hissing and straightening like a snake struck with a
rod.” (Haṭha Yoga Pradīpikā III, 68)

2. The serpent repesents the vital power that resides in the


mūladhāracakra.
a. This is the foundation of both Haṭha and Kuṇḍalinī Yoga.

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b. This is again evident in the Haṭha Yoga Pradīpikā, Gheranda
Saṁhitā and Gorakṣa Saṁhitā –

saśaila vana dhātrīṇām yathādhāro ‘hināyakaḥ |


sarveṣām yogatantrāṇām tathādhāro hi kuṇḍalī ||
“As the Lord of Serpents supports the earth with its mountains and
forests, so the Kuṇḍalī supports all Tantra Yoga practices.”
(Haṭha Yoga Pradīpikā, III,1)

3. The important religious role of women and the Goddess abounds in the
Śākta, Kashmir Śaivist and Bhakti traditions throughout India
a. Although this is a feature evident in numerous Hindu texts, it is not
very predominant in the Vedic/Brahmanical literature.
b. Textual evidence of the power of the feminine Śakti in Haṭha Yoga

kandordhvam kuṇḍalī śaktiḥ suptā mokṣāya yoginām |


bandhanāya ca mūḍhānām yastām vetti sa yogavit ||
“The Kuṇḍalī Śakti, sleeping above the kanda, liberates yogis and
binds the ignorant. He who knows Her, is a knower of Yoga.”
(Haṭha Yoga Pradīpikā, III,107).

None of the unique Indus Valley/Tantric Yogic traits (āsana, siddhiḥ, serpent

imagery and the Goddess) is a predominant focal point in the Vedic orthopraxis and early

Indo-Aryan religion. It is possible then to propose that the Indus Valley elements of Yoga

were predominantly, if not exclusively, proto-Tantric in nature. They share no (or very

little) common characteristics with the Vedic religion – in fact, all of these religious

elements found in the Indus Valley seals would be labeled as heterodox by the Vedic

sacerdotal orthopraxis. Contrary to what some scholars have therefore suggested, the

emphasis of the “proto-Yoga” in the Indus Valley was not on the “Vedic” psycho-

spiritual practice of meditation (dhyāna). The Indus Valley archeological evidence

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indicates the contrary - a physio-energetic corporeal practice of 1) āsana in order to

awaken the 2) serpent 3) feminine Kuṇḍalnī energy for becoming a siddha.

Section Three – Evidence of the Orthodox Yoga

We now turn to another perspective on the origins of Yoga, specifically the

possible Indo-Aryan influences on both Hinduism and Yoga. Again, there are no textual

records available to us prior to the Ṛgveda from which we have tangible evidence to

postulate any definitive Indo-Aryan influence on Yoga. Additionally, while archeological

artifacts from areas of the possible Indo-Aryan “homeland” do exist, none is indicative of

“Yogic” practices as compared to those discovered in the Indus Valley seals. However,

two significant tools enable us to reconstruct the likelihood of Yogic elements having

existed in Indo-Aryan culture prior to their arrival into the Indian sub-continent circa the

second millennium B.C.E. Linguistic reconstruction as well as comparative mythology

offer a glimpse into the culture and religion that suggest the possibility of psycho-

spiritual roots of Yoga having existed in Western Central Asia, the likely geographic

origin of the Indo-Aryan people.

Before going into a linguistic and mythological exploration, the following two

maps provide a visual aid to establish the Indo-Aryan homeland and the path of their

migrations from Western Central Asia via the Hindukush to their eventual arrival into the

Indus Valley and Eastern Punjab.

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The Indologists, Michael Witzel and Arlo Parpola, have done extensive linguistic

and mythological research to reconstruct the likely starting point of the Indo-Aryans as

the area known as the Bactria-Margiana Archeological Complex (BMAC). Witzel states,

“…Ṛgvedic religion neither was static nor without


history. It has a prehistory that dates back all the way to IE
formations (and beyond). It also includes some of the local
(Indus) beliefs as well as several layers of those picked up
‘along the way’--- from a hypothetical IIr. Steppe
homeland (wherever exactly situated), via the general area
of the Bactria-Margiana Archeological Complex (BMAC)
and the Afghan mountains to the Greater Punjab.”34

Features of the Indo-Aryan Religion and Its Influence on “Vedic Orthopraxy” and Yoga-

The first is the important notion of “Aryan” versus “non-Aryan” as a pre-

Vedic/Indo-European distinction that became the foundation of Vedic orthopraxis. The

primary essence of the Vedic religion was the preservation of the cosmic order. This was

conducted through yajña, mantra and dhī. Anyone who adhered to the religion of the

Vedic people was named Ārya while anyone who was not was termed mleccha, anārya,

dāsa. One of the earliest linguistic and mytho-poetic reconstructions for this discussion

on Yoga is the later Vedic notion of “Aryan” versus “non-Aryan” – not as an ethnic or

racial category, but one based on religious practice and conformity. Kuiper defines the

Ṛgvedic term Ārya as “in general those who maintained the world order by means of

34
Witzel, M. (2006). Central Asian Roots and Acculturation in South Asia: Linguistic and Archeological
Evidence from Central Asia, the HinduKush and Northwestern South Asia for Early Indo-Aryan Language
and Religion. In T. Osada (Ed.), Indus Civilization (pp. 61-185). New Delhi: Monohar Publishers, 107.

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sacrifice and gifts…”35 The Sanskrit word ārya/arya has unambiguous Indo-Aryan and

Indo-European origins36. It derives from the archaic PIE root *er- (becoming *ṛ- in the

zero-grade form) and whose meaning is “to fix, attach, join, be in order, be joined (to a

group), aligned to (Cosmic Order)”. The word Ārya, thus, had a semantic concept of

“fitting in” and was the basis of determining whom and what was “fit” to be part of the

Vedic people. All those who and whose corresponding religious practices were not be-

“fitting” enough to be worthy of the Vedic religion were shunned, despised and deemed

to be heterodox “non-Aryans”.

Additionally, the Vedic concept of Cosmic Order, known as ṛta (the perfect

passive participle of the verbal root *ṛ-), was of paramount importance to the pre-Vedic

people. Even though the etymology of the word ṛta is Indo-European, the concept of ṛta

was likely inherited into the Indo-Aryan culture from the Central Asian religions during

that time when the Indo-Aryan tribes were in that area. As Witzel points out, “…the

underlying rule of the active force of truth (Ved. Ṛta/Avestan Aša

‘Wahrheitsverwirklichung’) was developed in the Northern Steppes, close to the Uralic

and Ket people…The strong stress on social aspects (‘agreement, guest friendship, share,

35
Kuiper, F. B. (1991). Aryans in the Rigveda. Selected Writings on Indian Linguistics and Philology, 6.
36
PIE root *or-/*ar-/*ṛ- “to fit together, correspond, unite, go smoothly”. It becomes the basis for a
plurality of words and concepts to denote Cosmic Order, Number, Law, Harmony in many IE cultures.
Sanskrit ṛtá (Cosmic Order; cakrám ṛtásya) – possibly connected to Skt. ārya; Avestan airya. Avestan
asha, arata (Cosmic Order). Hittite ara “according to Law”; DAra (Anatolian God of Cosmic Law) ; ar-ma
“moon/month/measurement of time”. Latin ars/ar-tis “art”; ritus“rite” (cf. Skt. ṛta); ōr-dō “order”.
Greek (h)ar-monia “harmony”; ar-ithmos “arithmetic”; ar-sion “fair, just”; ar-tios “fitting”; ar-istos
“best, highest”.

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lot’ and a common ancestor) points to the necessities of a tribal, semi-pastoral society.”37

Why this is of such significance to the discussion on Yoga is the semantic

correlation between the Vedic Sanskrit verbal root √ṛ- with the root √yuj-, both of which

share a semantic notion of “to connect, unite, bind, yoke”. As we know the Sanskrit word

yoga/yukta is the nominal form of the verb *yuj-. In a similar morphological fashion, ṛta

is the corresponding noun from the verb √ṛ-. Due to this semantic link, attributes of the

Vedic Ṛta eventually transferred over to become the “Vedic” form of Yoga, as both were

regarded as supreme aspects of universal, cosmic and social “law and order”. Thus going

back into ancient pre-Vedic times during their interactions with the BMAC culture and

religion, a very archaic concept of a proto-Yoga was already taking shape.

Textual Evidence from the Ṛgveda-

We now can use specific examples from the Ṛgveda to support the important

semantic and conceptual connection between Vedic Ṛta and Yoga by using Witzel’s

chronological classification of the Ṛgveda Books.38 Based on voluminous linguistic,

mythological and cultural data he has remarkably concluded that the various books of the

Ṛgveda can be chronologically structured into three strata.

1. Early RV – Books 4, 5, 6 (maybe Book 2)


2. Middle RV – Books 3, 7, parts of 8.1-66 and 1.51-191
3. Late RV – parts of 8.67-103; 1.1-50; 8.49-59 and Book 10

37
Witzel, M. (2006). Central Asian Roots and Acculturation in South Asia: Linguistic and Archeological
Evidence from Central Asia, the HinduKush and Northwestern South Asia for Early Indo-Aryan Language
and Religion. In T. Osada (Ed.), Indus Civilization (pp. 61-185). New Delhi: Monohar Publishers, 117.
38
Witzel, M. (2006). Central Asian Roots and Acculturation in South Asia: Linguistic and Archeological
Evidence from Central Asia, the HinduKush and Northwestern South Asia for Early Indo-Aryan Language
and Religion. In T. Osada (Ed.), Indus Civilization (pp. 61-185). New Delhi: Monohar Publishers, 149.

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While the verb √yuj- and the nominal forms yuga/yuktá/yúj/yújya- are highly

productive in Vedic Sanskrit, lexical frequency of the actual noun yóga and its

corresponding adjective yogyá is relatively rare in the Ṛgveda. In fact, these words only

occur a total of 22x and are categorized here according to Witzel’s grid.

1. Early RV – Books 4, 5, 6 (maybe Book 2)

a. 2.8.1b; 4.24.4a; 5.37.5a; 5.43.5c; (4x)

2. Middle RV – Books 3, 7, parts of 8.1-66 and 1.51-191

a. 3.6.6a; 3.27.11b; 7.54.3c; 7.67.8a; 7.86.8c; 7.70.4b; 8.58.3c (7x)

3. Late RV – parts of 8.67-103; 1.1-50; 8.49-59 and Book 10

a. 1.5.3a; 1.18.7c; 1.34.9c; 10.114.9a; 10.30.11c; 10.35.9b;

10.39.12c; 10.89.10d; 1.30.7a; 10.166.5a; 10.53.11c (11x)

One can now begin to see the gradual increase in lexical frequency of this word in

the earliest Vedic literature. In one of the middle books of the Ṛgveda, although still

nascent, one also begins to see the eventual development of the Vedic ṛtam  yogam.

We see the two words next to each other in verse RV 3, 27, 11.

agnim yanturam apturam


ṛtasya yoge vanuṣaḥ
viprā vājaiḥ samindhate

“Agni, the swift and active One, the Vipras, at the proper
time (yoge) of sacrificial rite (ṛtasya). Eagerly kindle with
their food.”

This ties in neatly to our discussion of Vedic orthopraxis. In the Vedic (and going back to

the Indo-Aryan) times, there was an extremely important emphasis on the ṛtasya yoge,

the proper time and execution of when the ritual had to be done. In order for the

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exactitude of the Vedic ritual to be performed, a very strict and orthodoxical system had

to emerge so as to ensure the proper functioning of the Vedic ṛta/yoga. All the various

indigenous religions and practices that the Vedic people encountered during their

migrations, who were unwilling to adhere to this rigid system, were dubbed “un-Aryan”.

The semantic and religious connection between ṛta and yoga can be summarized in the

following diagram.

to
bind,

fasten,
fit,

join,
unite


*yuj‐
 *er‐/*ṛ‐


yukta
 yoga
 ṛta
 arya/ārya


A second point is corollary to the previous one that cites linguistic and textual

evidence of the connection between different deities with the two competing orthodox

and heterodox forms of Yoga. An argument can be made that the “Vedic” god of the

proto-Yogic concept of Ṛta is the Indo-Aryan deity Varuṇa while Śiva/Rudra/Śarva are

the god(s) of the Tantric/Haṭha forms of Yoga. If we refer to the Haṭha Yoga Pradīpikā

we see this reflected in the very first verse.

Śrī ādināthāya namo’stu tasmai yenopadiṣṭhā haṭhayogavidyā


“Salutations to Ādhināth (epithet of Śiva), who taught the science of Haṭha
Yoga.” (HYP 1,1,a)

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Most scholars concur that the Vedic god Rudra (and his epithet Śarva “The

Archer”) is the pre-cursor to the post-Vedic Śiva.39 The word śiva “propitious, amenable,

kind” is applied to Rudra in the late Rgveda 10.92.9 –

stomaṃ vo adya rudrāya śikvase kṣayadvīrāya


namasādidiṣṭana |
yebhiḥ śivaḥ svavānevayāvabhirdivaḥsiṣakti svayaśā
nikāmabhiḥ ||
“With humble adoration show this day your song of praise
to mighty Rudra, Ruler of the brave: With whom, the
Eager Ones, going their ordered course, he comes from
heaven Self-bright, auspicious, strong to guard.”

One also sees the connection of Rudra with the Munis in another late RV hymn to

the Keśins, which is also found in the Atharvaveda Paippalada (but not in the Śaunaka

version). In both the AVP 5.38.7cd and in RV 10.136.7cd there is the half-verse munir

viṣasya pātreṇa yad rudrenāpibat saha “…when the Muni drank of the poison with the

cup together with Rudra.” Likewise in the hymn to Rudra/Śarva in Atharvaveda 11.2 one

sees Rudra being referred to as a Keśin. “We go forward to meet him of dark horses,

black, swarthy, killing, fearful, making to fall the chariot of the Keśin; homage be to

him.” Both these examples indicate the connection of Rudra with the “ecstatic”

mannerisms of the ascetic-like Muni, who was very likely a heterodox practitioner of the

form of Yoga that later became adopted by some of the Tantric schools.

Other likely candidates of heterodox “Tantric” practitioners of Yoga in the

Ṛgveda and the Atharvaveda are the Vrātyas (AV Book 15) and the Yatis of the Ṛgveda.

As Witzel also suggests, both of these words were likely loanwords into Indo-Aryan from

39
Srinivasan takes a contrary stance and asserts that a Vedic Rudra-Śiva has roots in early Vedic religion.
Srinivasan, D. M. (1983). Vedic Rudra-Śiva. Journal of the American Oriental Society , 103 (3).

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Prof. Jim Ryan
the BMAC religion and language, supporting the hypothesis of their “non-Indo-

Aryan/Vedic” character. Similarly, linguistic reconstruction provides evidence that Rudra

and his epithet, Śarva, were loan words from the BMAC culture into early Indo-Aryan

prior to the Indo-Aryan migrations into India. Conversely, Varuṇa and Mitra, as deities of

Ṛta, have their origins in Indo-Iranian mythology prior to contact with the BMAC

culture.

Witzel sets out linguistic evidence to suggest that the names of the gods Śarva and

Indra are not Indo-European or Indo-Iranian, but entered into the Indo-Aryan language,

and subsequently into Vedic religion, during the period of contact with the BMAC

religion and language of Western Central Asia. Witzel states,

“Importantly, in addition to and beyond the items of


material culture listed above, the religious sphere, too, is
strongly involved in the C. Asian loans into O. Iranian and
OIA. The most prominent words are those of certain rituals,
deities, and priests: *anc’u ‘Somaplant’, *yātu ‘black
magic’, *atharwan ‘priest’ (however see EWA I 60), *ṛši
‘seer’, *uc’ig ‘sacrificing priest’, *magha ‘gift, offering,
sacrifice’, *c’arwa ‘name of Rudra’, *indra,
*g(h)andharw/b(h)a ‘demi-god or demon’.”40

Witzel further states,

“If these points are evaluated against a discussion of the


names of deities, it becomes obvious that a major change in
ritual and religion took place among the speakers of Indo-
Iranian in C. Asia. A prominent feature of IIr. religion is
the emergence, probably in the Ural area (Witzel forthc. B),
of a group of ‘gods of law and order’ (asura, Āditya, with

40
Witzel, M. (2006). Central Asian Roots and Acculturation in South Asia: Linguistic and Archeological
Evidence from Central Asia, the HinduKush and Northwestern South Asia for Early Indo-Aryan Language
and Religion. In T. Osada (Ed.), Indus Civilization . New Delhi: Monohar Publishers, 95.

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Dept. of Asian and Comparative studies
Prof. Jim Ryan
IIr. names!) that regulate the ‘truthful’ behavior of people,
from a single person to a tribe. Other important deities
seem to be based on a substrate designation. They include
*c’arwa ‘name of Rudra’, *indra, *g(h)andharw/b(h)a
‘demi-god or demon’.”41

Using Witzel’s linguistic evidence, we arrive at the following tentative conclusions.

1. The Vedic word atharva < *atharwan and Śarva < *c’arwa (epithet for

Rudra) are loan words from a Central Asian substrate or adstrate language

into the old Indo-Aryan religious vocabulary that was not part of the original

Indo-European religion.

2. This correlates with the fact that in the Ṛgveda, Rudra only has four entire

hymns dedicated to him (RV 1.43, 1.114, 2.33, and 7.46) – all middle and late

Ṛgvedic. As one would expect, in the Atharvaveda and in later Vedic (RV

Book 10), there are more references to Rudra that suggest his greater

predominance and function as the deity of hunting and his label as the “Wild

One”. In the words of the prominent Hinduism scholar, Axel Michaels,

“The alien god Rudra is indeed wild and dangerous…The


danger of Rudra is mainly that he is the god of the Other
and is not integrated into the society of the Indo-Aryan
tribes. The more this society collapsed in the second
(‘Vedic’) epoch, the more peaceful Rudra/Śiva became – a
process that begins with the Śvetāśvatara-Upaniṣad, in
which Rudra is called ‘Śiva’ (literally: friendly, dear) for
the first time.”42

41
Ibid, 97.
42
Micahael, A. (2004). Hinduism: Past and Present. (B. Harshav, Trans.) Princeton: Princeton University
Press, 216-7.

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Dept. of Asian and Comparative studies
Prof. Jim Ryan
3. If we return to the hypothesis that the Atharvaveda and RV Book 10 are

reflections of the heterodox proto- “Tantric” Yoga tradition, this would affirm

Rudra (Śarva/Śiva) as the supreme lord of “Tantric” Yoga.

If we now take Rudra (Śarva/Śiva) as the primary deity of the heterodox “Tantric”

Yoga tradition, this would now begin to validate Mitra-Varuṇa as the deities of an

orthodox proto-“Vedic” Yoga that is reflected in the RV as Ṛta. Varuṇa (and surprisingly

not Indra) was the primeval supreme deity of the early Indo-Aryans, prior to their contact

with the BMAC religion. Only later, when the Indo-Aryans (and ancient Iranians)

adopted the ritualistic use of Soma/Haoma as part of the new Vedic religion in the

BMAC, does Indra eventually eclipse Varuṇa, the God of Vedic Ṛta/Yoga. Fórizs states,

“...it was not Varuṇa who found its way later than the other gods to the Vedic ‘pantheon’,

but somebody else, namely Indra.”43 He later outlines a correlation of different Vedic

gods with different books of the RV and concludes that Varuṇa is the primary deity of

Book 6 (one of the oldest RV books), while Indra is the primary god of Book 3 (a middle

RV book). This again corresponds to Witzel’s hypothesis that both Indra and

Rudra/Śarva were adopted into the Vedic pantheon during the Indo-Aryan incursion into

the BMAC region. Varuṇa was the original Vedic godhead in his role as overseer of Ṛta,

the pre-cursor to the eventual orthodox Vedic notion of Yoga.

Interestingly, while Indra became completely integrated into the new Vedic

religion as the eventual supreme head of the pantheon, the other BMAC deities,

Rudra/Śarva, did not. They eventually, in the role of Śiva, became identified with the

43
Fórizs, L. Dīrghatamas, An Application of the Generalization of Witzel's Grid. 12th World Sanskrit
Conference, 6.

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Sanjay Kumar
Comprehensive Exam
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
indigenous heterodox deity of “Tantric” Yoga. This is exemplified in the famous “Keśin

Hymn” alluded to earlier in RV Book 10 where Rudra is the “friend” of the heterodox

Tantric-like “long-haired Munis”. Eventually as the two competing orthodox and

heterodox systems of Hinduism and Yoga began to reconcile does Rudra, and later as

Śiva, slowly become assimilated and accepted into the orthodox Vedic fold.

Dharma as “Vedic Yoga”-

As pointed out in the table in the introduction, one important feature of the

“Vedic” orthodox form of Yoga that distinguishes it from the heterodox “Tantric”

tradition of Yoga praxis is dharma, which in turn enables mokṣā. Both of these concepts

have their roots in the Vedic notion of ṛta, but reach a culmination in the Bhagavād Gītā.

While copious work and discussion on the three forms of Yoga of the Gītā (jñāna, bhakti

and karma) have been abundantly voiced, we explore an interesting connection of the

Vedic concept of ṛta with the Gītā’s perspective on “yoga as dharma”.

The doctrine of dharma is the pivotal thematic axis of the Gītā. In the great epic

of the Mahābhārata 69.59, Kṛṣṇa states that, “The word dharma comes from the root

dhṛ, that is, to hold or uphold, and all human beings are held together by dharma. That by

which the holding together (of all human beings) takes place is dharma.” Dharma is,

thus, that which “upholds and maintains” righteousness and the Cosmic Order. According

to P. M. Thomas, “Dharma was never independent of the final goal, mukti. It possibly has

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
the meaning “to sustain” from which itself it is clear that the social ideal that is enshrined

in the concept of dharma holds the society together and sustains it by moral law ensuing

from it.”44 The concept of dharma can be seen to be a philosophical extension of the

Vedic concept ṛta “cosmic order”, and by doing so is the vehicle of the orthodox “Vedic”

praxis of Yoga in the Gītā. Both dharma and its predecessor, ṛta, are the backbone of the

Vedic and post-Vedic social structure without which the entire fabric of society crumbles.

Regarding the origin of dharma, Desai believes that the concept of dharma

retained the original ancient Vedic function of ṛta as the governing order in nature, in

individuals, and in society. He states, “The tasks of keeping the self from falling apart in

the everyday world, and preserving that world intact, were the bases of dharma.”45 The

Vedic notion of ṛta was a means to unite the individual with the cosmos, in a form of

Vedic Yoga, through observance of cosmic order via proper sacrifice and ritual

observance. When one did not follow the dictates of ṛta the Vedic worshiper was

susceptible to evil, sin, illness and disease. However, in the Vedic literature one does

begin to find that the term dharma gradually being used to become synonymous with ṛta

to define the law that upholds the cosmos. Both the Vedic gods of ṛta/yoga, Mitra-

Varuṇa, become identified with dharma as witnessed in the following two verses in early

Ṛgvedic.

44
Thomas, P. M. (1987). 20th Century Indian Interpretations of BHAGAVADGITA: Tilak, Gandhi and
Aurobindo . Bangalore, India: The Chrisitan Institute for the Study of Religion and Society, 24.
45
Desai, P. N. (1989). Health and Medicine in the Hindu Tradition. New York, NY: The Crossrad
Publishing Company, 20.

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Sanjay Kumar
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
dharmaṇā mitrāvaruṇā vipaścitā vratā rakṣethe asurasya
māyayā |
ṛtena viśvam bhuvanaṃ vi rājathaḥ sūryam ā dhattho divi
citryaṃ ratham ||
“Wise, with your Law and through the Asura's magic
power you guard the ordinances, Mitra-Varuṇa. You by
eternal Order govern all the world. You set the Sun in
heaven as a chariot.” (RV 5.63.7a)
ghṛtavatī bhuvanānāmabhiśriyorvī pṛthvī madhudughe
supeśasā |
dyāvāpṛthivī varuṇasya dharmaṇā viṣkabhite
ajarebhūriretasā ||
“Filled full of fatness, compassing all things that be, wide,
spacious, dropping honey, beautiful in their form, the
Heaven and the Earth by Varuṇa's decree, unwasting, rich
in germs, stand parted each from each.” (RV 6.70.1c)
In many ways, the earlier Vedic notion of dharma is the society’s moral and

ethical compass that defines and posits the individual within the greater scheme of the

cosmic process. This notion continues in the Gītā stating that through following one’s

svadharma does the individual remain in balance and, in turn, ensures the proper cosmic

balance. Thus we have the nucleus of a Vedic (possibly pre-Vedic) philosophical

equation.

DHARMA = ṚTA = YOGA

In this sense dharma equates both with ṛta and yoga in the Vedic orthopraxis. It is the

responsibility of both the individual and the society, through proper observance of yajña,

to uphold each of them. Similarly, in the Gītā the societal and cosmic consequences of

abandoning one’s svadharma are amply declared, i.e. the society would crumble and go

into a state of social chaos if this dharma/yoga were not followed. The following ślokas

of the Gītā illustrate this point.

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
1. BG 1, 40 –
kulakṣaye praṇaśyanti
kuladharmāḥ sanātanāḥ
dharma naṣṭe kulaṃ kṛtsnam
adharmo ‘bhibhavatyuta

In the destruction of the family


The Eternal Dharmas of the family perish
When the Dharma perishes,
Adharma overpowers the entire family

2. BG 1, 44 –
utsannakuladharmāṇāṃ
manuṣyāṇāṃ janārdana
narake ‘niyataṃ vāso
bhavatītyanuśuśruma

The obliterated family-dharmas


Of those men, O Kṛṣṇa,
They dwell in torment indefinitely
Thus, we have heard.

Vedic Origins of Citta Sādhana –

While the goal of the Tantric lineage of Yoga is the alchemical transformation of

the body to experience the various siddhi powers, this was not the goal of the orthodox

Vedic lineage of Yoga, whose emphasis was on controlling the mind. As the famous line

of the Yoga Sūtra states yogaścitta vṛtti nirodhaḥ “Yoga is the dissolution/restraining of

the turnings of the mind”. It is the objective of controlling and mastering the mind (not

the body) that also distinguishes Vedic Yoga from the non-Vedic/Tantric Yoga. This

notion of citta sādhana abounds in the Yogic literature that aligns to the Vedic

orthopraxis of Hinduism.

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Prof. Jim Ryan
Again, we can trace the evolution of citta sādhana back to the Ṛgveda in the

Vedic Sanskrit word manoyúj “yoked by thought”. It is this very word that is the

semantic origin of the much later Yogic notions of dhyāna, dhāraṇa, svadhyāha and

pratyāhāra of the Classical Yoga system of Patañjali. The word manoyúj occurs 7x in the

Ṛgveda.

1. RV 1.14.6 - ghṛtapṛṣṭhā manoyujo ye tvā vahanti vahnayaḥ | ā devān somapītaye ||


The swift steeds who carry you, thought-yoked and dropping holy oil,
Bring the Gods to the Soma draught.

2. RV 1.51.10- takṣad yat ta uśanā sahasā saho vi rodasī majmanā bādhate śavaḥ |
ā tvā vātasya nṛmaṇo manoyuja ā pūryamāṇamavahannabhi śravaḥ |
“The might which Uśanā hath formed for thee with might rends in its
greatness and with strength both worlds apart. O Hero-souled, the steeds
of Vāta, yoked by thought, have carried thee to fame while thou art filled
with power.”
3. RV 4.48.4 - vahantu tvā manoyujo yuktāso navatir nava |
vāyav ā candreṇa rathena yāhi sutasya pītaye ||
“May nine-and-ninety harnessed steeds who yoke them at thy will bring
you. O Vāyu, by a chariot come to the drinking of the juice.”

4. RV 5.75.6 - ā vāṃ narā manoyujo 'śvāsaḥ pruṣitapsavaḥ |


vayo vahantu pītaye saha sumnebhir aśvinā mādhvī mama śrutaṃ havam||
“Hither, O Heroes, let your steeds, of dappled hue, yoked at the thought,
Your flying steeds, O Aśvins, bring you hitherward, with bliss, to drink.
Lovers of sweetness, hear my call.”
5. RV 8.5.2 - nṛvad dasrā manoyujā rathena pṛthupājasā | sacethe aśvinoṣasam ||
“Like Heroes on your will-yoked chariot far shining, Wonder-Workers!
You attend, O Aśvins, on the Dawn.”

6. RV 8.13.26 - indra tvamavitedasītthā stuvato adrivaḥ |


ṛtādiyarmi te dhiyaṃ manoyujam ||
“O Indra, Caster of the Stone, you help him who praises you. From
sacrifice I send to you a mind-yoked hymn.”

7. RV 9.100.3 - tvaṃ dhiyaṃ manoyujaṃ sṛjā vṛṣṭiṃ na tanyatuḥ |


tvaṃ vasūni pārthivā divyā ca soma puṣyasi ||
“Set free the thought, which the mind has yoked, even as thunder frees
the rain. All treasures of the earth and heaven, O Soma, you multiply.”

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Sanjay Kumar
Comprehensive Exam
Spring 2009
Dept. of Asian and Comparative studies
Prof. Jim Ryan
There are a number of extremely relevant points that can be gleaned from these

verses, of which the most salient is that none of the instances of the word manoyúj occurs

in RV Book 10. As RV Book 10 (along with the Atharvaveda) is generally the realm of

the predominantly heterodox traditions of Tantric Yoga, positing this word and concept

in the traditional Vedic orthodox camp of Yoga aligns with the working hypothesis of

this study. This is logical, as the concept of manoyúj is an extremely archaic Indo-Aryan

and Indo-European notion. Not only does it have indisputable Indo-European etymology

(PIE *menHo-yuǵ), it also extols the original Indo-Aryan religious emphasis on the

primacy of “psycho-spiritual” thought (Vedic dhī/dhyāna). The primacy of

“mind/thought” as the realm of Vedic Yoga, as opposed to corporeal emphasis in Tantric

Yoga, remains constant throughout the subsequent literature of the Vedic orthodox texts-

specifically, the Upaniṣads and the Gītā. The contrast becomes apparent by the following

verse from the Haṭha Yoga Pradīpikā.

yadā tu nāḍī śuddhiḥ syāt tathā cihnāni bāhyataḥ


kāyasya kṛśatā kāntistadā jāyate niścitam
“External signs appear when the nāḍis are pure.
The body will definitely become lean and
bright.” (2, 19)

Another revelatory insight of these Ṛgvedic verses on manoyúj is the reoccurring

motif of “thought” (manas, dhī) being semantically and stylistically connected to “horse-

training” and “chariot” metaphors. Not only do the majority of the above verses from the

Ṛgveda indicate this fact, but this now becomes a prevalent motif in the Upaniṣads and

the Gītā (i.e. the two later orthodox texts on “Vedic” Yoga), but not once does it occur in

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Prof. Jim Ryan
the Yoga Sūtra or the Haṭha Yoga Pradīpikā. Below are further examples taken from the

Kaṭhopaniṣad and the Gītā.

1. Mind-Yoking Metaphor (Kaṭhopaniṣad 3. 3-6,)


ātmānaṃ rathinaṃ viddhi śarīraṃ rathameva tu
buddhim tu sārathiṃ viddhi manaḥ pragrahameva ca (3)
“Know the Self as a rider in a chariot, and the body, as the chariot.
Know the intellect as the charioteer and the mind as the reins.”
indriyāṇi hayān āhur viṣayāṁs teṣu gocarān
ātmendriyamanoyuktaṃ bhoktety āhur manīṣiṇaḥ (4)
The senses, they say, are the horses, sense objects are the paths around them.
He who is yoked to the Self, senses and mind, the wise say is the one who
enjoys.
yas tv avijñānavān bhavaty ayuktena manasā sadā
tasyendriyāṇy avaśyāni duṣṭāśvā iva sāratheḥ (5)
When a man lacks understanding with his mind never yoked,
His senses do not obey him, as bad horses, a charioteer.
yas tu vijñānavān bhavati yuktena manasā sadā
tasyendriyāṇi vaśyāni sadaśvā iva sāratheḥ (6)
But when a man has understanding with his mind always yoked
His senses obey him, as good horses, a charioteer.
2. Mind-Yoking Metaphor Gītā –
ayatiḥ śraddhayopeto
yogāccalitamānasaḥ
aprāpya yogasaṃsiddhiṃ
kāṃ gatiṃ kṛṣṇa gacchati

The one who is uncontrolled (in mind) even though he has arrived at faith
Whose mind has gone astray from Yoga
Who does not attain perfection in Yoga
Which way, O Kṛṣṇa, does this one go? (6, 37)

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bāhyasparśeṣvasaktātmā
vindatyātmani yat sukham
sa brahmayogayuktātmā
sukham akṣayam aśnute

He whose Self is unattached to external contacts


Who finds happiness in the Self
Whose Self is united with Brahman in Yoga
Attains imperishable happiness. (5, 21)

yuñjann evaṃ sadā ‘tmānaṃ


yogī niyatamānasaḥ
śāntiṃ nirvānaparamāṃ
matsaṃsthām adhigaccati

“Thus, always uniting oneself


The Yogi of controlled mind
Goes to the supreme nirvāna
Abiding together with Me.” (6,15)

What then could be a possible explanation for these “horse/chariot” metaphors

existing predominantly in the Yogic literature that adheres to the orthodox schools of

Yoga and not in the texts of the Tantric schools? Perhaps, once again archeology may

provide a rational explanation. A recent article from the journal Scientific American46

theorizes that the first known evidence of the domestication of horses (Equus Caballus)

first occurred 5,000 years ago with the Botai people of Kazakhstan in Central Asia. If we

refer back to the earlier map of the Indo-Aryan migrations and the BMAC culture, this

area coincides both geographically and chronologically with the earliest stratum of the

composition of the Ṛgvedic hymns. This fact now accounts for the prolific usage in

vocabulary and metaphors that pertain to horses, yoking and chariots in the early Ṛgveda.

46
http://www.scientificamerican.com/blog/60-second-science/post.cfm?id=first-domesticated-horses-in-
centra-2009-03-05

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Sanjay Kumar
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Dept. of Asian and Comparative studies
Prof. Jim Ryan
Conversely, archeological evidence has yet been unable to demonstrate that horses (at

least NOT of the species Equus Caballus) were in Ancient India at this same period of

history. While some fossils of smaller species of horses (not Equus Caballus) have been

discovered in the Indus Valley region and in the Indian sub-continent, they cannot

conclusively argue for the presence of horses in pre-Vedic India. Likewise, the first

archeological evidence of a chariot-burial also goes back to about 2,000 B.C.E. in Central

Asia (again Kazakhstan) to the Andronovo culture. The archeological evidence indicates

that chariot-riding and horse-training were predominant features in both the Indo-Aryan

religion and language. The “horse-yoking” motif was a metaphor for controlling/yoking

the mind (manoyúj) in meditation and in Yoga, which became a unique characteristic of

the “Indo-Aryan/Vedic” texts of Yoga – but not of the Tantric literature. This, again, is

probably a reflection of horse-training and chariot-riding being unknown to the

indigenous cultures of ancient India.

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Dept. of Asian and Comparative studies
Prof. Jim Ryan
Section Four – Evidence of the Composite “Mixed” Yoga

The Vedic orthodox and Tantric heterodox traditions, witnessed in both

Hinduism and in Yoga praxis, achieve their own “yoga” and unite in the Sāṁkhya

philosophy of Patañjali’s Classical Yoga of the Yoga Sūtra. The Sāṁkhya school is

considered to be one of the six orthodox Vedāṅgas of Hinduism. The legendary

philosopher-sage Kapila was said to have founded the system. The oldest text on

Sāṁkhya, the Sāṁkhya Kārikā, is authored by Īśvārakṛṣṇa circa 200 C.E. The basic

essence of Sāṁkhya is its dualistic paradigm, unlike the monotheistic advaita “non-dual”

traditions of Vedānta. Puruṣa (the masculine force of the Unmanifest Consciousness)

exists alongside with Prakṛti (the feminine force of the Manifest phenomenological

reality). Although the Sāṁkhya system of Indian philosophy is astika and recognizes the

Vedas as authority, Bagchi states that Sāṁkhya describes itself as a Tantric system.47

Likewise, it also adheres to the concept of mokṣā (liberation), which other Vedic

orthodox systems embrace. It is this apparent fusion of the two dichotomous orthodox

and heterodox philosophical traditions that is also witnessed in the syncretism of the

Vedic and Tantric Yogas. Perhaps it is Sāṁkhya philosophy’s very dualistic nature itself

that allows for the two orthodox and heterodox systems of Yoga to co-exist as a coherent

system in Patañjali’s Yoga Sūtra. There is one verse in particular within the Yoga Sūtra

where the two veins of orthodox and heterodox traditions of Yoga appear to exist side by

side.

47
Bagchi, P. (1989). Evolution of the Tantras, Studies on the Tantras. Kolkata, India: Ramakrishna Mission
Institute of Culture, 6.

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abhyāsa-vairāgyābhyāṁ tan-nirodhaḥ (I, 12)
“This restraining (of citta-vṛtii) [occurs] through practice
and dispassion.”

The term abhyāsa can translate as “continuous endeavor, practice exercise”. In

this sense it has connotations to the Sanskrit word haṭha “force, exertion, exercise” and

adheres to the Tantric Yoga school that emphasizes kāya-sādhana. Conversely, the word

vairāgya can mean “dispassion, detachment” and requires more “psycho-spiritual”

discipline than physical. In this sense vairāgya aligns to the citta-sādhana techniques of

the Vedic/Upaniṣadic schools of asceticism and restraint. Interestingly, by using the

Sanskrit dvandva compound noun abhyāsa-vairāgyābhyāṁ, Patañjali grammatically and

conceptually simultaneously unites the orthodox Vedic and heterodox Tantric praxes.

Furthermore, it is in the 8-limbs of the Yoga Sūtra where the real “yoga” of the

Vedic and Tantric traditions “unite”. I propose that Patañjali’s codification of the 8-limbs

of the Yoga Sūtra is, in actuality, the complete and culminating syncretism of the Vedic

orthodox and the Tantric heterodox schools of Yoga.

The Eight Limbs – “Yoga” of the Orthodox and Heterodox

1. yama – external disciplines.


a. ahimsā – non-harming.
b. satya – truthfulness.
c. asteya – non-stealing.
d. brahmacarya – sexual moderation or conscious sexuality.
e. aparigrahā – non-acquisition.

2. niyama – internal disciplines.


a. śauca – purity
b. santoṣa – contentment.
c. tapas – austerity, self-discipline.

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d. svādhyāya – self-study.
e. īśvara praṇidhāna – surrender to the Higher Being.
Taken together the yamas/niyamas are the moral/ethical codes by which all

people live. They cannot be seen as either falling into the Vedic or Tantric traditions, as

they transcend both and span the universal human need for a fulfilled life. At the same

time, it is not to say that one could not be stretched to put each of the five sub-categories

of the yamas/niyamas into either the Vedic orthodox or the Tantric heterodox systems. In

fact, one could certainly make a valid case by saying that the teachings of dharma in the

Gītā could encompass all 10 of the categories. Similarly, someone reading the Tantric

texts of the Kashmir Śaivism, the Śākta, or Kuṇḍalinī traditions could point to passages

that ring true for each concept. This, however, is not the case with the next 5 aṅga of the

Yoga Sūtra.

3. āsana – sitting posture


4. prāṇāyāma – breath control.

It is these two branches that most likely refer to the Tantric elements of the Haṭha

Yoga Pradīpikā, as the following verses indicate.

Haṭhasya prathamāṅgatvādāsanam pūrvam ucyate |


Kuryāttadāsanam sthairyam ārogyam cāṅgalāghavam ||
“Asanas are described first because it is said they are the
first step of Haṭha (Yoga). They give steadiness, health
andlightness of body.” (1, 17)

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athāsane dṛḍhe yogī vaśī hitam itāśanaḥ |
gurū padiṣṭham ārgeṇa prāṇāyāmānsm abhyaset ||
“After mastering āsana, the yogin – possessing self-control
and eating a suitable, moderate diet – should practice
prāṇāyāma as taught by his guru.” (2,1)
It should come as no surprise that Patañjali was here likely alluding to the Tantric

practices outlined in the Haṭha Yoga texts. Just as the Haṭha Yoga Pradīpikā advises that

āsana should be mastered first before doing prāṇāyāma, Patañjali likewise places āsana

before prāṇāyāma. This was perhaps done intentionally, as a way of acknowledging the

important sequential nature of the two in the Tantric Haṭha tradition.

5. pratyāhāra – withdrawal of senses.


6. dhāraṇā – focused concentration.
7. dhyāna – thought/meditation.
The next three branches were discussed previously in the section on Vedic Yoga

and the ancient concept of manoyúj of the Ṛgveda. Just as āsana and prāṇāyāma are the

domain of the Tantric texts, similarly these three components are integral characteristics

of the orthodox Vedic traditions found in the Ṛgveda, Upaniṣads and Bhagavād Gītā.

8. samādhi – synthesis.

Finally, the aṣṭāṅga of Patañjali’s Yoga Sūtra culminates with samādhi, whose

literal translation is synthesis. Not only does it refer to the synthesis of puruṣa/prakṛti but

again is the ultimate Samādhi (Synthesis) of the two competing orthodox and heterodox

traditions, literally being “placed together completely” (i.e. sam + ā + dhi).

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Section Five – Linguistic Evidence

Finally, a very brief examination into the actual vocabulary of the terms used by

the Vedic orthodox and Tantric heterodox schools of Yoga reveal a very interesting

situation. Although space limitation precludes a detailed analysis, a very cursory

examination of the etymologies of the philosophical vocabulary used in the two traditions

reveals the following results. The majority of the fundamental key concepts within the

orthodox Vedic Yogic system (almost exclusively) has not only Indo-Aryan, but Indo-

European etymologies and cognates. The following list details this.

Indo-Aryan etymology/cognates -
Yoga < PIE * yuǵ- “to unite, join”
Yajña < PIE * yaǵ- “to revere”
Dhī/ Dhyāna < PIE * dheH- “to put, place”
Mokṣā < PIE * meukw- “to release”
Dharma/Dhāraṇa < PIE * dhṛ- “to hold, be firm”
Ṛta < PIE * Heṛ- “to fasten, bind, fit”
Tapas < PIE * tep “to be hot, heat”
Māyā < PIE * meH- “to measure”
Karma < PIE * kṛ- “to do, make”
Jñāna < PIE * ǵnoH- “to know”
Bhakti < PIE * bhaǵ- “to divide, portion”

Conversely, many words from the philosophical vocabulary of the Tantric Yoga

texts are non-Indo-Aryan in root structure – as they contain a high frequency of retroflex

and voiceless aspirates (both phonological features NOT original to Indo-Aryan).

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Non-Indo-Aryan etymology -
siddhiḥ
sādhana
haṭha
kuṇḍalīni
liṅġam
Śiva
Śarva
Atharva
Rudra
Ādinātha
nāḍī
Although a much closer linguistic examination is required, it appears that many

(if not all of these words above) are of Dravidian, Muṇḍa, or of a BMAC language that

entered into Indo-Aryan eventually leading to the Sanskrit language.

Evidence of Yoga in Ancient Greek Texts –

As an addendum - in addition to textual evidence of Yoga in Indian literature, the

ancient Greek texts also provide an interesting, but often neglected, perspective into the

Yoga system being practiced in ancient India. When Alexander the Great entered into

India in 327 B.C.E., he brought with him a group of historians and academics to

document the various cultures and traditions that he encountered on his military

campaigns. As Lanmann discusses, “Onesikritos, the companion of Alexander the Great,

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is the first notable foreigner to give us an account of the Yogins of India.”48 The Greek

historian, Strabo, writes of Onesikritos’ encounter with the Indian yogins in the year 326

B.C.E in Geography (xv.63). He recounts that the essence of the discussion was that

Yoga “is the best doctrine, which rids the spirit not only of grief but also of joy; and

again, that that dwelling-place is the best, for which the scantiest equipment or outfit is

needed.”49

Two other accounts of ancient Greeks encountering Indian yogins occur that shed

more insight on the situation of Yoga in the few centuries prior to the current era. The

first is Aelian’s report documented in Varia Historia (iv.20) that describes these men as

toùs sophistàs tōn Hindōn literally translated as “the wise men of the Hindus”. A more

intriguing account is that of Diogenes Laertius in Varia Historia (ix.35) toīs

gumnosophistaīs phasí tines summīksai auton én Hindíai “with these (naked) conversing

gymnastic-practicing wise men they spoke on such things in India”. By far the most

revealing word is the Greek compound noun toīs gumnosophistaīs which derives from

the two words gumnos + sophistai. It is the word gumnos that we now discuss in more

detail. The word originally means “without clothes, naked” but later came to mean

“gymnast”, for throughout much of the ancient world men doing any form of exercise did

it naked. We now have an intriguing question – were these gumnosophistai described by

the ancient Greek historians just “naked” or were they also doing “gymnastic-like

exercises”? If only the former, this would align with the “Indo-Aryan/Vedic” ascetic

48
Lanman, C. R. (1918). The Hindu Yoga System. The Harvard Theological Review , 11 (4), 357.
49
Ibid, 358.

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Prof. Jim Ryan
features of Yoga. However, if it were the latter this would give evidence to the

“indigenous/autochtonous” Tantric style of Yoga that emphasized haṭha practices and

āsana. Further investigation into the ancient Greek historical accounts might reveal more

information on this matter.

Conclusion –

We now arrive to the “Samādhi” – the grand Synthesis – of all the major points of

this research that I have now arranged into an organized system.

Orthodox “Vedic” Heterodox “Tantric” Elements Composite


Elements of Yoga of Yoga Yoga
Traditions/Schools • Vedic • Tantric •Sāṁkhya
of Philosophy • Vedāntic • Jain
• Brahmanical • Buddhist
• Ājīvika
• Śākta/Goddess
• Kashmir Śaivism
• Haṭha/Kuṇḍalīni Yoga
• Nāth
• Bhakti
• Ayurveda
Major Texts • Ṛgveda (Books 1-9) • Ṛgveda (Book 10) • Purāṇas
• Yajurveda •Atharvaveda •Mahābhārata
• Sāmaveda • Śākta • Rāmāyaṇa
• Brāhmaṇas • Nātha • Yoga Sūtra
• Āraṇyaka • Kashmir Śaivite
• Upaniṣads • Haṭha Yoga Pradīpikā
• Bhagavād Gītā • Gherandha Saṁhitā
• Gorakṣa Samhitā
Emphasis • Citta-sādhana - • Kāya-sādhana
Psycho-spiritual/non- Corporeal
corporeal • Ecstacy
• Enstacy • Transformation/Alchemy
• Transcendence/ • Siddhiḥ
Liberation • Awakening of Kuṇḍalinī
• Mokṣā • Creating Sukṣma śarīra
• Brahman/Ātman • Matriarchal/Matrolineal
• Dissolving māya, • Fertility rituals

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samsāra, avidyā
• Preservation of
ṛta/dharma
•Patriarchal/Patrolineal
• Begetting male sons

Praxis • Abstinence/Celibacy – • Sexuality • Bhakti Yoga


brahmacarya •Meat/Alcohol/Entheogenic
• Austerity - tapas consumption done in non-
• Sacrifice/ Ritual ritualistic settings
– yajña
• Meditation – dhāraṇā,
dhyāna, pratyāhāra,
manoyúj
• Soma taken as part of
ceremony/ritual
• Mantra
• Karma/Jñāna Yoga
Practitioners • Ṛṣi/ Vipra • Muni
• Brahmin • Vrātya
• Yati
Mytho-poetic • Cosmic/Celestial • Chthonian
Features
Animal Symbol • Cow • Snake
• Eagle
Vedic/Hindu • Varuṇa • Śiva
Deities • Mitra • Rudra/Śarva
• Indra • Murungaṉ
• Soma • Goddess
• Āryaman
• Agni
• Brahma
• Viṣṇu
Terms Indo-Aryan etymology Non-Indo-Aryan etymology
Yoga Siddhiḥ
Yajña Sādhana
Dhī Haṭha
Mokṣā Kuṇḍalīni
Dharma Liṅġam
Dhyāna Śiva
Dhāraṇa Śarva
Ṛta Atharva
Tapas Rudra
Māyā Ādinātha
Karma Nāḍī
Jñāna
Bhakti

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As this work has hopefully been successful to demonstrate, the term Yoga is not

one specific concept but rather an amalgam of various philosophies and traditions both

indigenous and perhaps also external to the Indian sub-continent. To use a metaphor from

Indian philosophy itself, Yoga is like a great ocean. A multitude of rivers, whose points

of origin are vastly separated geographically, philosophically and chronologically - but

which ultimately flow into the same ocean. Similarly there exists a confluence of cultural,

linguistic, mythopoetic, religious and philosophical streams of thought and consciousness

that throughout the course of time have merged into the vast ocean that is called Yoga.

Despite their various points of origin, all the various schools of Yoga share common

goals – to experience a sense of liberation from the human existence and a re-union with

the Divine.

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