ABMF5164 FINANCIAL MARKETS AND REGULATIONS

2011/12 Semester 1 September

2ABF/AFI

COURSE WORK (GROUP) (40%)

Established on 1 March 1993 under the Securities Commission Act 1993, the Security
Commission (SC) Malaysia is a self-funding statutory body with investigative and
enforcement powers. It reports to the Minister of Finance and its accounts are tabled in
Parliament annually. Apart from discharging its regulatory functions, the SC is also obliged
by statute to encourage and promote the development of the securities and futures markets in
Malaysia.

Required:

Prepare a project paper investigating the efforts undertaken by Securities Commission (SC)
Malaysia in its regulatory and supervisory role, its outcome and any other key areas that SC
needs to address further in carrying out its objectives.
[100 marks]

Points to note:

1. This is a group assignment of 5/6 members in a group.

2. Be mindful of the danger of plagiarism. Harvard referencing and bibliography are

expected if any part of your assignment is borrowed from any particular source. There
will be penalties for non-referencing to the source.

3. This assignment should be limit to Five (5) thousand words, type written in MS Word
(Times New Roman-Font size 11) with 1.5 spacing.

4. Deadline for submission of this assignment is on week 9 during lecture class.

5. Attach your Group’s Declaration Statement of Plagiarism to your project paper upon
submission.

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ABMF5164 FINANCIAL MARKETS AND REGULATIONS

Assessment Criteria for Course Work (Group) (40%)

Criteria Maximum Marks Remarks

Allocated
1. Objective/rationale 10
2. Discussion regarding the issue in 35
hand
3. Evaluation of its effectiveness in 20
conducting its roles
4. Your critical opinion/conclusion 15
regarding the issue in hand
5. Proper referencing to source of 10
information and supporting data
6. Extent of originality of work ability 10
to collate information in an organised
manner
Total Marks 100

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 Group Member Appraisal Form
The basis of this evaluation is your group member’s commitment to completing the
assignment and to their regard for other members of the group. It should be based on the
contribution given by each member and his or her involvement in this assignment.

Group members should be appraised using the following basis:

100% • Group member attended all group meetings or if unable to attend,

contacted the group in advance and came to an alternative
arrangement that the majority of group members were happy with,
• Group member contributed to group discussion.
• Group member always offered to help or volunteered for tasks.
• Group member had assigned tasks completed on time.
50% • Group member missed group meetings without making alternative
arrangements with other group members.
• Group members assigned tasks were only partly completed or poorly
completed
• Group member did not contribute to the group effort or volunteer for
task.
10% • Group member attended few meetings and made no contribution to
the assignment.

Name of student:
Tutorial Class:

Instructions:
Place the name of each of the members in your group in the space provided below: Appraise
each of the members in your group by circling one of the totals shown below (i.e. 100%, 50%
or 25%)

Group Member
1. 100% 50% 25%
2. 100% 50% 25%
3. 100% 50% 25%
4. 100% 50% 25%
5 100% 50% 25%
Note:

Failure to submit a Group member appraisal Form will result in a ZERO appraisal being
recorded against your name for this course work.

Individual member of the group must submit the completed Group Appraisal Form
PRIVATELY to the Lecturer.

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Plagiarism Statement

School of Business Studies

Plagiarism Statement

Read, complete and sign the statement to be submitted with your written work.

We confirm that the submitted work are all our own work and are in our own words.

Name (Block Capitals) Reg No. Signature

1.

2.

3.

4.

5.

6.

Programme: ABMF5164 Financial Markets & Regulations

Tutorial Class:

Date:

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