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H
ealthful diets are important during childhood and
adolescence for growth, development, and overall
health. Yet the majority of the nation’s youth do not
I. R. Contento is a Mary Swartz Rose Professor of Nutri- meet all the dietary guidelines (1). In addition, there is
tion and Education and Coordinator, P. A. Koch is Ex- concern about the increasing rate of overweight and obe-
ecutive Director, Center for Food and Environment and sity among youth because of the strong association with
adjunct associate professor, and H. Lee is a research as- risk of cardiovascular disease, hypertension, dyslipi-
sociate, all in the Program in Nutrition, Department of demias, and type 2 diabetes (2,3). About one third of
Health and Behavior Studies, Teachers College, Colum- youth are obese or overweight—with even higher rates in
bia University, New York, NY. A. Calabrese-Barton is a some ethnic groups, such as African Americans and His-
professor, Department of Teacher Education, Michigan panics (4-6)—resulting in considerable public health con-
State University, East Lansing. sequences. The longer individuals have these conditions,
Address correspondence to: Isobel R. Contento, PhD, the greater the risk of complications, resulting in discom-
CDN, Program in Nutrition, Box 137, Department of fort, ill health, and days lost from school and work. Be-
Health and Behavior Studies, Teachers College, Colum- cause overweight involves appearance, there are also psy-
bia University, 525 W 120th St, New York, NY 10027. chosocial consequences, including social alienation, low
E-mail: irc6@columbia.edu self-esteem, and discrimination. Consequently, there
Manuscript accepted: July 2, 2010. have been calls for actions to prevent obesity that involve
Copyright © 2010 by the American Dietetic multifaceted approaches and venues, including schools
Association. (7,8). A number of systematic reviews have attempted to
0002-8223/$36.00 identify effective prevention strategies (9-16). These re-
doi: 10.1016/j.jada.2010.09.015 views have noted that studies differ considerably in terms
1830 Journal of the AMERICAN DIETETIC ASSOCIATION © 2010 by the American Dietetic Association
of outcome measures, research design, theoretical frame- iors (36) and on potential mediators of behavior change
work, and the nature, quality, and duration of the inter- based on constructs from SCT and self-determination
vention, making it difficult to generalize from the findings theory (26,28,32,37). The specific energy balance–related
(13-18). behaviors identified by researchers as contributing to
Few studies have been conducted with middle school obesity risk reduction (1,8,38) and over which middle
youth (ages 11 to 14 year) and have had inconsistent school youth have some control are: eating more fruits
impacts on weight measures and behaviors (19-25). Find- and vegetables, drinking more water, increasing physical
ings from reviews do not provide clear guidance on spe- activity, and decreasing intakes of sweetened beverages
cific elements of effectiveness for school-based programs and packaged snacks, eating at fast-food restaurants, and
to reduce excessive weight gain (9-16). They do suggest, leisure screen time.
however, that while changing food and physical activity
environments is very important, a strong curriculum to
facilitate individual change is likely also crucial METHODS
(11,13,15). Research is needed on how best to assist youth Evaluation Study Design and Participants
develop healthful behaviors and maintain a healthy The study used a pre-post, cluster randomized interven-
weight. tion-control design and was conducted in the 2006-2007
Social cognitive theory (SCT) has been widely used in school year. Ten middle schools in underserved, low-in-
childhood obesity-prevention studies with some success come neighborhoods within the same school district in
(9-15). It proposes that personal, behavioral, and environ- New York City were matched on school size, race/ethnic-
mental factors work in a dynamic and reciprocal fashion ity, free/reduced lunch percentage, and reading and math
to influence behavior (26). The sense of ability to exert test scores. One school of each matched pair was ran-
personal influence over one’s environment as well as over domly assigned to the intervention condition (Choice,
one’s own behaviors is described as personal agency Control & Change curriculum) and the other into the
(27,28). Although it is often considered to be synonymous comparison condition (standard science curriculum of
with self-efficacy, personal agency is a collective, overar- equal intensity and duration, receiving Choice, Control &
ching system that is characterized by four core capacities: Change the next term as a delayed intervention). The
forethought, the anticipation of likely consequences of schools were identified and recruited in collaboration
taking action, usually called “outcome expectations”; in- with the school district’s science education coordinator.
tentionality, a proactive commitment to a future course of All seventh-grade classes within the schools participated,
action; self-efficacy, people’s confidence in their ability to with 20 intervention classes (562 students) and 21 com-
organize and execute particular behaviors in specific do- parison classes (574 students). The mean age was 12
mains and situations and to overcome specific barriers; years (range⫽11 to 13 years), and each condition had
and self-regulation of behavior through self-assessment about 25% African-American students, 70% Latino stu-
and goal-setting processes. These capacities, and hence dents (predominantly Dominican and Puerto Rican), and
personal agency, can be enhanced through motivational 5% others. Approximately 51% in both groups were male.
activities and skill building. The rate of free and reduced lunch was 74% for the
A concept somewhat similar to personal agency is au- control group and 83% for the intervention group (differ-
tonomous motivation from self-determination theory, ence between groups is not statistically significant
which refers to people’s ability to reflect on and engage in [P⫽0.221], for a mean of 78%). The study was approved
actions with a full sense of choice (29,30). Self-determi- by the Institutional Review Boards of Teachers College
nation theory postulates that individuals have innate Columbia University and the New York City Department
psychological needs for autonomy, competency, and relat- of Education and involved passive consent from the par-
edness, which, when satisfied, enhance their autonomous ents, where parents who did not wish for their child to
motivation and well-being (29). Autonomy refers to the take part in data collection procedures could refuse con-
need to experience one’s actions as results of volitional sent.
choice, which brings satisfaction; competence refers to
the generalized need to experience oneself as capable and
competent in controlling the environment and being able Choice, Control & Change Intervention
to reliably predict outcomes; and relatedness refers to the The conceptual basis of the curriculum was that body size
need to experience satisfaction in involvement with the is the result of complex interactions between biology,
social world (29,30). Providing a meaningful rationale for environment, and personal behavior. It has become in-
taking action and support for autonomy are seen as im- creasingly recognized that the modern industrialized en-
portant (29,30,31). Self-determination theory has been vironment is highly obesigenic and plays a prominent role
used in a few studies of health behaviors, particularly in this interaction (39,40). Youth, particularly those in
physical activity, with some positive impacts (32-35). underserved, low-income neighborhoods, need a sense of
Taken together, the studies suggested that integrating personal agency to act within this challenging environ-
the central concepts of self-determination theory with ment. The goal of the curriculum was to assist middle
SCT in this study involving youth would be both novel school youth to acquire motivations and skills to become
and likely to increase effectiveness. both competent navigators of the current food system and
The purpose of this study was to evaluate the impact of sedentary environment and agents in creating their per-
a science and nutrition education middle school curricu- sonal food and activity world (41).
lum, Choice, Control & Change, on behaviors related to The educational approach was based on using science
obesity risk reduction, or energy balance–related behav- as inquiry-based investigations, focusing on the scientific
Behavioral capabilities
Forethought/outcome
(knowledge and skills Behavioral
expectations:
related to achieving goals
environmental risks &
behavioral goals)
personal Food:
consequences Long-term
+ Sweetened
+ beverages goals
Self regulation Fast food
processes: Becoming
restaurants competent
Forethought/outcome goal implementation and
expectations: scientific Packaged eaters and
monitoring
rationale snacks movers
Water Healthy
+ lifestyle
Fruits and
vegetables
Personal agency/ Obesity
Intentionality/ autonomous prevention
Physical activity
goal intentions motivation
(autonomy & Walking
+ competence) Leisure
screen time
Self-efficacy/perceived
barriers
Figure 1. Choice, Control & Change middle school curriculum theoretical model. The Choice, Control & Change curriculum is based on social
cognitive theory and self-determination theory (28,30). It uses educational strategies to address the potential motivational mediators of outcome
expectations, goal intentions, and self-efficacy/perceived barriers as well as behavior change mediators of knowledge and skills and self-regulation
processes. Together these increase personal agency/autonomous motivation in order to achieve the targeted obesity risk-reducing behaviors shown,
with the long-term goal of improving health and preventing obesity.
method rather than on a set of facts to be learned, to help on a systematic science-inquiry procedure that provided a
youth develop a rationale and increased motivation for scientific rationale for taking action, ie, Questioning, Ex-
taking action, and behavioral theory to provide skills for perimenting, Searching, Theorizing, and Applying to Life
how to take action. (QuESTA) (41), and also addressed SCT and self-deter-
Young children make their food choices based primarily mination theory constructs or potential motivational and
on what they like. But by middle school, cognitive-moti- behavior change variables to enhance personal agency. A
vational processes also influence food choice through chil- process of guided goal-setting was also used (49) whereby
dren’s increasing ability to link consequences to their the curriculum sets out several behaviors from which
actions (42,43). Hence an emphasis on psychosocial vari- youth choose one. Illustrative examples of how theory
ables and skills would likely be useful. For the interven- variables were translated into educational activities are
tion, the mediators from SCT and self-determination the- shown in the Figure 2. The curriculum is described in
ory (30,44,45) were combined to create an integrated
detail elsewhere (50).
intervention theory model or theoretical framework, a
Teachers received one intensive, 3-hour preinterven-
process suggested by researchers to potentially enhance
tion professional development session and one in the mid-
effectiveness (46). The model is shown in the Figure 1.
The actual process of translating the theory model into a dle of the intervention. Because each teacher taught sev-
curriculum was based on a six-step procedural model for eral or all the science classes for a given grade in a school,
designing theory-based interventions (47). there were eight teachers total in the five intervention
The Choice, Control & Change curriculum consisted of schools. Two research staff members who had been sci-
24 lessons of 45 minutes each, taught by science teachers ence teachers attended one third of all classroom sessions
most school days during 8 to 10 weeks. However, some of each teacher and met with each teacher weekly during
lessons spanned multiple days, resulting in about 33 their preparation period or lunch hour for about 45 min-
Choice, Control & Change sessions per class. The curric- utes to go over upcoming lessons, provide support, trouble
ulum addressed selected national science standards in shoot, and give feedback. In addition, to assure high
biology, particularly energy balance and science as in- fidelity to the curriculum, teachers received all necessary
quiry (43,48). Specific educational activities were based supplies throughout curriculum implementation.
Forethought/outcome expectations: ● Learning that food and activity choices help the body “do what you want to be able to do,
environmental risks and such as play sports, dance, do well in school”; drawing self-portraits.
personal consequences ● Surveying food items in neighborhood stores; analyzing television ads.
Forethought/outcome expectations: ● Science activities demonstrating the importance of balancing energy in and energy out.
scientific rationale ● Learning about body systems and the impact of diet and physical activity on diabetes and
metabolic syndrome through a case study.
● Exploring how excess fat in blood vessels (plastic tubing) can slow down (fake) blood flow.
Intentionality/goal intentions ● Collecting and analyzing personal food and activity data in order to set goals.
● Based on personal data, choosing a goal from list of curriculum goals (guided goal-setting).
Self-efficacy/perceived barriers ● Role-playing challenges/barriers in achieving goals and coming up with solutions.
● Sharing success stories about specific situations.
Behavioral capabilities (knowledge ● Learning about the amount of sugar and fat in different foods, label reading, and how to
and skills related to achieving choose smaller portions and more-healthful options.
behavioral goals)
Self-regulation processes: Goal ● Monitoring progress toward their food goal by completing a “how-to tracker.”
implementation and monitoring ● Using pedometers as self-monitoring tool to achieve recommended 10,000 steps per day.
Personal agency/autonomous ● Competence and autonomy support enhanced by creating projects in teams to teach others
motivation (autonomy and what they learned.
competence) ● Competence and autonomy support increased through pledging to continue healthful food
and activity choices as part of their personal policies.
Figure 2. Use of theoretical model based on social cognitive and social determination theories to design a middle school lifestyle education
intervention.
Outcome Measures the modified instrument was calibrated with the original
Behavioral Outcomes. The primary outcome was whether Block instrument with correlations ranging from 0.52 to
students adopted the seven targeted behavior categories. 0.88 for the EatWalk Survey behaviors during the previ-
The 30-item food frequency behavioral measure used, ie, ous week. When the EatWalk survey was compared with
the EatWalk Survey, was a modification of the validated 24-hour recalls (mean of 2 days) in a separate sample
84-item Block food frequency instrument for children, (n⫽60, similar age and ethnicity) the percent of subjects
which measures both frequency and portion sizes (51). with agreement within 1 standard deviation ranged from
Only those items that measured the specific Choice, Con- 60% to 75% for each behavior, except water, where agree-
trol & Change behaviors were used. The measures are ment was 54%. Correlations ranged from 0.30 to 0.60.
summarized here and scoring details are shown in the Theory-Based Psychosocial Mediators. An instrument was de-
footnotes for Table 1: frequency and portion sizes of fruits veloped for the theory-based potential psychosocial medi-
and vegetables during meals and snacks; water at meals, ators from a review of relevant research studies and
snacks, and in between; processed, packaged snacks; existing instruments. Content validity was established by
sweetened beverages at meals, snacks, and in between; a panel of nutrition education and measurement experts
and when eating at fast-food restaurants. For physical who reviewed the instrument. It was then pilot-tested
activity, the measures included frequency of purposively along with the EatWalk survey. The measures are sum-
walking or taking the stairs for exercise and engaging in marized here and scoring details are shown in the foot-
leisure screen time. notes on Table 2. Scales were developed to measure out-
Content validity was established with a panel of nutri- come expectations or beliefs, intentionality, perceived
tion, physical activity, and measurement experts who barriers, and self-efficacy for each of the targeted behav-
reviewed the instrument. The instrument was then ex- iors, such as eating fruits and vegetables or drinking
tensively pilot-tested in schools with similar youth and sweetened beverages. Each of these scales generally con-
cognitive interviewing was used to improve clarity and sisted of five to seven items. Cronbach’s ␣ coefficient for
understanding. The final instrument included photo- the scales were .50 to .75 for outcome expectations, .73 to
graphs to improve estimation of serving sizes. .80 for perceived barriers, and .73 to .83 for self-efficacy,
The behavioral instrument was also tested for reliabil- except for eating at fast-food restaurants, which was .65.
ity and validity. Through psychometric analyses, items Personal agency has been found to be correlated with
with ceiling effects or low item-to-total correlations were autonomous motivation (37). Thus, in contrast to self-
dropped and inappropriate response options were modi- efficacy, which was measured for each of the specific
fied. The Cronbach’s ␣ coefficients for the final instru- behaviors, personal agency, for which there were no pre-
ment ranged from .70 to .88. Test–retest (n⫽27, similar vious diet-related measures, was measured using two
age and ethnicity) results showed correlations ranging general scales related to autonomous motivation— one for
from 0.30 to 0.80 for the behaviors, with most being food choice and one for physical activity. These scales
between 0.40 and 0.60. To establish concurrent validity, measured autonomy and competence and were based on
Food choices
Fruit: meals
Days previous week (0-7) 3.61⫾2.2 3.51⫾2.4 1.41 0.235
Pieces per dayc (0-4) 1.98⫾1.1 2.06⫾1.2 .01 0.909
Fruit: snacks
Days previous week (0-7) 3.25⫾2.5 3.78⫾2.8 4.22 0.040
Pieces per dayc (0-4) 1.99⫾1.4 2.34⫾1.5 5.55 0.019
Vegetables: meals
Days previous week (0-7) 2.59⫾2.1 2.49⫾2.1 1.18 0.277
Cups per dayc (0-4) 1.37⫾1.0 1.40⫾1.1 .05 0.819
Vegetables: snacks
Days previous week (0-7) 1.77⫾2.4 1.70⫾2.4 .13 0.722
Cups per dayc (0-4) 1.12⫾1.3 1.01⫾1.3 1.8 0.179
Water: meals
Days previous week (0-7) 4.21⫾2.3 4.26⫾2.4 .05 0.830
8-oz glasses (0-4) 1.97⫾1.1 1.97⫾1.2 1.08 0.299
Water: with snacks and in between
Days previous week (0-7) 3.75⫾2.5 4.02⫾2.6 2.42 0.120
8-oz glasses (0-4) 1.82⫾1.3 1.88⫾1.2 .02 0.880
Sweetened beverages: meals
Days previous week (0-7) 2.85⫾2.1 3.79⫾2.2 14.84 <0.001
Size per beveraged (0-4) 1.37⫾0.9 1.75⫾1.0 18.91 <0.001
Sweetened beverages: with snacks and in between
Days previous week (0-7) 3.17⫾2.4 3.99⫾2.4 11.45 0.001
Size per beveraged (0-4) 1.57⫾1.0 1.84⫾1.1 6.78 0.009
Packaged processed snacks
Days previous week (0-7) 2.98⫾2.0 3.60⫾2.0 8.11 0.005
Size per snacke (1-3) 1.52⫾0.5 1.63⫾0.6 3.29 0.07
Fast-food restaurants
Days previous week (0-7) 1.66⫾1.7 1.76⫾1.8 ⬍.01 0.973
Usual item sizef (1-4) 1.84⫾0.7 2.03⫾0.8 9.65 0.002
Value/combo mealg (1-4) 1.13⫾0.8 1.32⫾0.9 6.07 0.014
Healthier optiong (1-4) 1.46⫾0.9 1.42⫾0.9 .11 0.745
Physical activity
Purposely walking instead of public transportation
Days previous week (0-7) 3.34⫾2.1 2.79⫾2.1 15.81 <0.001
Speedh (0-3) 1.62⫾0.8 1.45⫾0.9 5.35 0.021
Walking for exercise
Days previous week (0-7) 2.92⫾2.6 2.56⫾2.6 4.07 0.044
Purposely taking stairs for exercise
Days previous week (0-7) 2.98⫾2.7 2.28⫾2.6 18.51 <0.001
Flightsi (0-4) 1.87⫾1.5 1.53⫾1.5 11.97 0.001
Leisure screen time
Days previous week (0-7) 4.85⫾1.8 5.51⫾1.7 21.97 <0.001
a
SD⫽standard deviation.
b
Results based on analysis of covariance with group (control/intervention) as a fixed factor and pretest scores as covariate. Bold type indicates P⬍0.05.
c
Pieces or cups: 0⫽0, 1⫽1/2, 2⫽1, 3⫽2, 4⫽⬎2.
d
Beverage sizes: 0⫽0, 1⫽⬍12 oz, 2⫽12-oz can, 3⫽20-oz bottle, 4⫽⬎20 oz.
e
Snack sizes: 1⫽smaller than 3/5⫻5-inch index card, 2⫽about same size as index card, 3⫽larger than index card.
f
Fast-food item size: 1⫽small, 2⫽medium, 3⫽large, 4⫽extra-large.
g
How often make this choice: 0⫽never, 1⫽rarely, 2⫽sometimes, 3⫽always.
h
Walking speed: 0⫽do not do this, 1⫽slow, 2⫽medium, 3⫽fast.
i
Flights: 0⫽0, 1⫽1, 2⫽2-3, 3⫽4-5, 4⫽6⫹.
Outcome expectations (1-5)c Drinking lots of sweetened beverages (8) 3.49⫾.65 3.26⫾.61 27.96 <0.001
Eating frequently at fast-food restaurants (7) 3.69⫾.68 3.48⫾.67 19.04 <0.001
Eating lots of packaged snacks (7) 3.67⫾.66 3.42⫾.63 23.96 <0.001
Drinking plenty of water (8) 3.92⫾.68 3.76⫾.76 11.42 0.001
Eating lots of fruit and vegetables (9) 3.96⫾.69 3.79⫾.72 12.68 <0.001
Walking (7) 4.05⫾.70 3.89⫾.70 12.15 0.001
Intention to change (1-5)d Total for the Choice, Control and Change 3.48⫾.84 3.23⫾.84 18.48 <0.001
obesity risk-reducing behaviors (7)
Drinking less soda and other sweetened 2.97⫾1.24 2.70⫾1.26 9.49 0.002
beverages
Eat less frequently at fast-food restaurants 3.07⫾1.27 2.75⫾1.29 11.48 0.001
Eat fewer packaged snacks 3.03⫾1.23 2.76⫾1.23 9.36 0.002
Drink more water 4.0⫾1.20 3.76⫾1.30 3.93 0.048
Eat more fruit and vegetables 3.56⫾1.24 3.37⫾1.32 4.88 0.027
Do more physical activity 3.82⫾1.13 3.61⫾1.26 6.36 0.012
Walk more 3.91⫾1.20 3.65⫾1.26 6.08 0.014
Perceived barriers (1-5)c Eating healthfully (9) 3.38⫾.87 3.29⫾.80 .87 0.351
Being physically active (3) 3.80⫾1.0 3.58⫾1.05 4.23 0.040
Self-efficacy (1-4)e Drinking fewer sweetened beverages (6) 2.72⫾.72 2.51⫾.77 12.91 <0.001
Eating less at the fast-food restaurants (5) 2.71⫾.78 2.56⫾.79 5.19 0.023
Eating fewer packaged snacks (6) 2.74⫾.85 2.59⫾.85 4.68 0.031
Drinking lots of water (5) 2.96⫾.83 2.82⫾.92 4.34 0.038
Eating fruit and vegetables (6) 2.72⫾.88 2.66⫾.92 1.61 0.205
Walking and taking stairs (9) 2.89⫾.77 2.60⫾.81 17.60 <0.001
Personal Eating (11) 2.95⫾.74 2.75⫾.75 13.56 <0.001
agency/autonomous Competence (5) 2.95⫾.80 2.75⫾.81 10.75 0.001
motivation (1-4)e Autonomy (6) 2.95⫾.76 2.75⫾.76 12.38 0.001
Physical activities (11) 3.12⫾.72 2.95⫾.82 8.63 0.003
Competence (5) 3.13⫾.77 2.95⫾.88 8.03 0.005
Autonomy (6) 3.13⫾.74 2.94⫾.82 7.99 0.005
a
Higher scores indicate more desirable beliefs.
b
Results based on analysis of covariance with group (control/intervention) as a fixed factor and pretest scores as covariate. Bold type indicates P⬍0.05.
c
5-point response options: 1⫽strongly disagree; 2⫽disagree; 3⫽uncertain; 4⫽agree; 5⫽strongly agree.
d
Intention to change: 1⫽will not do it within next 6 months; 2⫽will try within the next 6 months; 3⫽plan to do it in a month or so; 4⫽currently doing it for past 1 to 6 months; 5⫽have
been doing it for during past 6 months.
e
4-point response options: 1⫽not sure; 2⫽a little sure; 3⫽somewhat sure; 4⫽very sure.
those used in related studies (33,34). Cronbach’s ␣ coef- Outcome Evaluation Data Analysis
ficient values ranged from .79 to .94. Relatedness to oth- For analyses, all items were coded so that the higher
ers from self-determination theory was not measured. scores indicted selection of more desirable options.
Only students present at both pretest and posttest
Outcome Evaluation Data Collection Procedures were included in the analyses. To compare means of
Trained research staff administered the instruments to intervention and control groups, analysis of covariance
all classes at the schools, reading all instructions to stu- was performed. Behavioral and mediating variables
dents following a standardized protocol: of 562 students were set as dependent variables and group (interven-
in intervention classes, and 574 students in the compar- tion or control) condition was used as a fixed factor.
ison classes, 417 to 460, depending on condition and in- Pretest scores were controlled for by including them in
strument, completed both pre- and posttests, due to ab- the model as covariates. Demographics were very ho-
senteeism or students being pulled out for special mogenous across schools (ie, age, ethnicity, income lev-
services. Students whose parents denied consent (11 of els determined by percent free or reduced lunch) and
1,136 [1%]) quietly read. Students who did not complete were not used as covariates. Although the unit of ran-
the survey did not differ from those who did in age, sex, or domization was school, the school sample size was too
ethnicity. Nor were they clustered in particular classes. small to run multilevel analyses. For hypothesis test-
The surveys took two class periods to complete (about 90 ing, the criterion for statistical significance was set at
minutes). P⬍0.05. Statistical Package for the Social Sciences