CFTCFOIAComplianceOffice ThreeLafayetteCentre 115521stStreetNW Washington,DC 20581 ReportDate:07/15/2011 Time:12:35:17PM RequestsReport Requestedbetween01/01/2010and07/15/2011 RequestID 0000120FOIA Received Requester Date Name

e Name 06/09/2011Johnson, Gbemende Organization RequestDescription RequestforListofAllPersonnelAppointedasaSenate Confirmed,NonCareerMemberoftheSEC,andScheduleC BetweenJanuary20,2001andMay15,2011. REQUESTFORACOPYOFMYPERSONNELSECURITYFILE COVEREDBYCFTC44. REFERRALFROMTHEFBIFORCFTCDOCUMENTSFOUNDINTHE FBI'SFILESPERTAININGTORELIANTRESOURCESINC&RELIANT ENERGYINCINREGARDSTOTHEINVESTIGATIONAND PROSECUTIONOFREPORTINGBYRELIANTOFNATURALGAS TRADESTOTRADEPRESSENTITIES&INDIVIDUALS REQUESTFORALLDOCUMENTSRELATINGTOBENJAMANSCOTT SANDS. REQUESTFORINFORMATIONREGARDINGCOMPLAINTS, INVESTIGATIONS,VIOLATIONS,SANCTIONS,ORENFORCMENTSS ACTIONSRELATEDTO:METACAPITALMANAGEMENTLP, METACAPITALMANAGEMENTLLC,ANDDEEPAKM.NARULA. REQUESTFORSECURITYBACKGROUNDINVESTIGATIONFORTHE REQUESTER. REQUESTFORFILENUMBERRF02001

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04/08/2010Richards, Laura 08/19/2010Flood,John Flood&Flood

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01/05/2010Allmond, Samuel 01/08/2010Moore,

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Herbert Butler 01/08/2010Dorsey,Phillip 01/14/2010Harris,Mitch MedicalGroup Management Association 01/19/2010Vorrasl,Marc 01/19/2010Kopiwoda, SuperfundAsset Jeffrey Management,Inc. 01/25/2010Graterol, Carlos TheDailyChuck

REQUESTFORALISTOFPUBLICATIONSAVAILABLE. REQUESTFORGUIDELINESTHATCMSPROVIDEDTOWPSFOR RECONSIDERATIONSANDAPPEALS. REQUESTFORRECYCLINGCONTRACTFROMNYMUNICIPALITIES. REQUESTALLCORRESPONDENCEBETWEENCFTCANDOTHERUS ORFOREIGNREGULATORYAGENCYCONCERNINGORRELATING TOSUPERFUND. REQUESTFORALLMATERIALRELATEDTOINTRADE,THE INTRADEPREDICTIONMARKET,INTRADETHEPREDICTION MARKETLIMITED,TRADESPORTSLTD,WWW.INTRADE.COM, JOHNDELANEY,CARLWOLFENDEN,ANDINTRADE.COM. RequestforinformationorrecordsrelatingtoMFGlobal,Ltd.

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01/21/2010Bunch,S. CohenMilstein Douglas 02/03/2010Amazeen,PaulImaluxCorporation 02/05/2010Nissen, SidleyAustinLLP William

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RequestforinformationregardingFDA510(k)K093520. RequestforCFTCorderenteredonSeptember27,2010inthe enforcementcaseagainstAndrewMachataandRollingMeadow Ranch,Inc.asdescribedinCFTCPressRelease523706. 02/05/2010Dunn,Angela NASDAQOMX RequestforvariousfrequentFOIAsregardingtheapplicationof theIslandFuturesExchangeforDesignationasaContract Market. 02/09/2010Perry,TimothyUniversityofMinnesotaRequestformarketdataforCMEEurodollarfuturescontracts Duluth exchangedontheCMEfloorandGlobexfrom20072009,CTR dataortimeandsalesdata. 02/12/2010Cronin, CMEGroup REQUESTFORRECORDSRELATEDTOELXFUTURES,LP'SREUEST Kathleen FORAPPROVALOFAMENDMENTTORULEIV15A;SUBMISSION 10/20/09REQUESTINGASTAY;SUPPLIEMENTALFILINGS, 11/12/09;LETTER,1/4/2010;OTHER COMMUNICATION/MEETINGWITHELX;ELXRULE;NOTICE RA09071. 02/19/2010Thorup,Sara BlackRockAlternative RequestforwardedfromNFAforinformationregardingMichael Advisors WeldClark,NFAID203368.

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02/22/2010Hash,Larry 03/02/2010Barr,David

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03/02/2010Zuniga,Cesar 03/02/2010Washington, #391777 Aundre 02/25/2010Mercer,Gail WoodardEmhardt MorlartyMcNett& Henry 02/25/2010Lehew,Lauren

RequestforphotosmadewhentheRAAPwasbuiltinDublinVA beforeWWI. REQUESTFORANYANDALLRECORDSOFCOMMUNICATIONS BETWEENCFTC&THEFOLLOWINGGOVERNMENTOFFICIALS: MITCHELLDANIELSJR,PIYUSHJINDAL,SARAHPALIN,TIMOTHY PAWLENTY,JOHNTHUNE,MICHAELHUCKABEE,ANDWILLARD ROMNEYANDTHEIROFFICES. REQUESTFORINFORMATIONALMATERIAL. REQUESTFORINFORMATIONALMATERIAL.

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REQUESTFORALLMATERIALSUBMITTEDBYMEDIADERIVATIVES INCINCONNECTIONWITHITSAPPLICATIONTOBEDESIGNATED ASACONTRACTMARKET,SEPTEMBER11&25,2009. REQUESTINGCOPYOFTHEMOSTRECENTSF2,US GOVERNMENTLEASEFORREALPROPERTY,FORTHECFTCDC OFFICE. 03/01/2010Covel,Michael REQUESTFORDISCLOSUREDOCUMENTSFORTHELAST5YEARS FORDEKKERCAPITALMANAGEMENTLLC,NFA0345134AND INCLINEINVESTMENTMANAGEMENTLLC,NFA0418078. 03/01/2010Madoff, Collaborative REQUESTFORALLEMPLOYEESATTHECFTCUNDERTHESENIOR Abigail GovernanceInitiative EXECUTIVESERVICEANDCONTACTINFORMATION. 03/03/2010Patent, K&LGatesLLP REQUESTFORANYLETTERSISSUEDBYCFTCORITSSTAFFAND Lawrence THERELATEDINCOMINGLETTERSTOWHICHTHEYRESPOND, ADDRESSINGTHEISSUEOFSOCALLEDPROPRIETARYTRADING SHOPS,ALSOKNOWNAS'PROSHOPS'ANDPROPRIETARY ACCOUNTSDURING2006TOPRESENT. 03/11/2010Cannestra, WilliamBlair&Co. REQUESTFORTHEMOSTRECENT1FRFORPEREGRINE Natalie FINANCIALGROUPINC,VISIONFINANCIALMARKETSLLC,AND YORKBUSINESSASSOCIATESLLC. 03/04/2010Tompkins, REQUESTFORMEDICAIDRECOVERYFROMJUNE2002THROUGH Mary DECEMBER2003. 03/05/2010Zuniga,Cesar REQUESTFORINFORMATIONONGENERALELECTRIC,PFIZER, MICROSOFT,AMAZON,CISCO.

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03/05/2010Rathbun, Mark 03/05/2010McElhatton, Jim

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REQUESTFORINFORMATIONONREGLATORYSTOCKBROKERS ANDTHETESTCALLEDSERIES7FORSTOCKBROCKERS. REQUESTFORAGENCYSPECIFICREPORTSPREPAREDBYTHE TRANSITIONTEAMANDTHETRANSITIONREPORTPREPAREDBY CFTCDURINGNOVEMBER2008ANDJANUARY2009. 03/03/2010Salzman, Skadden,Arps,Slate, REQUESTFORTHELETTERDATEDOCTOBER6,2009,WHICHELX Jerrold Meagher&FlomLLP SAYSTHECOMMISSIONSENTTOITINCONJUNCTIONWITHTHE COMMISSION'SAPPROVALOFITSEFFRULE. 03/11/2010Perry,R.Scott About.Ag REQUESTFORCONTRACTSPECIFICATIONSFORANY COMMODITIESCONTRACTSTHATINVOLVEPRECIOUSMETALS. 03/17/2010Schuck,Henry DiscoverOrg REQUESTFORTHEORGANIZATIONALCHARTFORTHEOFFICEOF THECHIEFINFORMATIONOFFICER. 03/17/2010Goggin, BeusGilbertPLLC REQUESTFILENUMBERRF05008,REFCO3/20042/2005. Jeffrey 03/19/2010Washington, #391777 REQUESTFORCBOT'SADDRESSANDMATERIALONFIGURING Aundre OUTPROFITONCONTRACTS. 03/19/2010Jones, Jones&AdamsPA REQUEST(SUBPOENA)FORWARDEDFROMNFAFORNONPUBLIC Matthew REGISTRATIONDOCUMENTSONFILEFORCHRISTOPHERLLOYD BOURNE,GLOBEFXCLUBINC.ANDJEREMYMUNSONGLOBE. 03/22/2010Rappaport, CREW REQUESTFORCORRESPONDENCEBETWEENCFTCANDANY Adam MEMBER,COMMITTEE,OREMPLOYEEOFCONGRESSRELATED TOALLFINANCIALREGULATORYREFORMPROPOSALSAND SUGGESTIONSFROMMARCH1,2008ANDPRESENT. 03/29/2010Mason,Duane REQUESTFORLICENSINGINFORMATION. 03/25/2010Aravind, ColumbiaUniversity REQUESTFORCFTCANNUALREPORTFOR1974TO1980. Abhaya 04/07/2010Giles,Jim NewScientistMagazineREQUESTFORALLRECORDSTHATINCLUDEDATAONOR SUMMARIESOFTHESEARCHWARRANTSSUBPOENASAND COURTORDERSSERVEDANNUALLYBYCFTCINVESTIGATORS AGAINST:GOOGLE,YAHOO!,MICROSOFT,AOL,FACEBOOK, TWITTER,ANDMYSPACE. 04/13/2010Lee, REQUESTFORALLINFORMATIONORRECORDSREGARDINGMY Christopher APPLICATIONTOTHECFTCCHIEFPRIVACYOFFICERPOSITION.

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04/14/2010Coly,Yolanda NAMWOLF

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REQUESTFORRECORDSRELATINGTOCFTC'SFOIACOMPLIANCE OFFICE'SUTILIZATIONOFOUTSIDELEGALCOUNSELANDTHE RESULTINGCOSTWITHRESPECTTOMINORITYCONTRACTING, LIKEPOLICIESRERECRUITMENT,AFFIRMATIVEACTIONAND EQUALOPPORTUNITYSTATEMENT. 04/15/2010Mack,Kevin Skadden,Arps,Slate, REQUESTFORINFORMATIONREGARDINGNYMEX'SACCESS Meagher&FlomLLP TRADINGSYSTEM 04/19/2010Levy,Susan REQUESTFORENTIREFILECONCERNINGJANJURANANDMAN FINANCIALDBAMFGLOBALINC. 04/22/2010Whitaker, WestLawCourtExpress REQUESTFORACOPYOFTHELETTERDATED10/10/89FROM Matthew THEDIVISIONOFTRADINGANDMARKETING,REGARDINGBANK GUARANTEE(S)TOCOVERFORWARDPROFITSANDCLEARING EXPOSURESOFTHELONDONMETALEXCHANGE. 04/22/2010Morong, SkaddenArps REQUESTFORPUBLICCOPYOFAREPORTCALLEDTHE1992 Christine NYMEXACCESSREPORTSREFERENCEDWITHINACITATIONONA NOVEMBER1994REPORTWRITTENBYMARYSHAPIROENTITLED "COMPUTERIZEDTRADING". 04/22/2010Davis,Brad REQUESTFORALLINFORMATIONPERTAININGTOTHEETHICS CHARGESINVOLVINGJOHNWISEANDTHECFTC. 04/27/2010Skelley,Lynne FedSourcesInc. COPYOFTHEBASICAWARDEDCONTRACTINCLUDINGTHE STATEMENTOFWORKFORTHECONTRACTAWARDEDFROM SOLICITATION#CFIT09SO0080UNDERTHEPROFESSIONAL SERVICESFORDEVELOPMENTOFCFTCSTRADESURVEILLANCE SYSTEMPROGRAM.CONTRACTINGOFFICERWASNICKGRAHAM. 04/26/2010Coly,Yolanda NAMWOLF REQUESTFORRECORDSRELATINGTOCFTC'SFOIACOMPLIANCE OFFICE'SUTILIZATIONOFOUTSIDELEGALCOUNSELANDTHE RESULTINGCOST,LIKE,(PRIVATELAWFIRMNAME,SUBJECT MATTEROF,COPIESOFAGREEMENTS,LEGALFEES,NAMESOF CERTIFIEDMINORITY). 04/29/2010Thorup,Sara BlackkRockAlternative REQUESTFORWARDEDFROMNFAFORDOCUMENTSRELATED Advisors TOJAMESGERARDGLYNN,NFA#406841. 04/29/2010Harrison,Alex MetalBulletin REQUESTFORDOCUMENTSRELATINGTOTHEUSEOF COMMODITIESMARKETSFORTHEPURPOSEOFMONEY LAUNDERINGANDORTAXEVASIONSINCE2007.

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04/29/2010Heinz,David

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05/04/2010Jacobson, Craig

ClausenMillerPC

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05/07/2010Han,Jaehyun 05/04/2010Horn, Geoffrey LoweyDannenverg Cohen&HartPC

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05/12/2010Sinclair,Gary GaryM.Sinclair AttorneyatLaw 05/13/2010Loder,Asjylyn BloombergNews 05/13/2010Loder,Asjylyn BloombergNews

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05/13/2010Loder,Asjylyn BloombergNews

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05/19/2010Woodall,Kate PattonBoggsLLP

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05/19/2010Klohonatz,Jan

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05/21/2010Griffeth,Ryan LotusBrokerage 05/21/2010Meyer, Gregory FinancialTimes

REQUESTFORVARIOUSINFORMATIONREGARDINGCFTCJOB OPENINGS10022,10023,AND100024FUTURESTRADING INVESTIGATOR. REQUESTFORALLDOCUMENTSPERTAININGTOTHE INVESTIGATION/ACTIONAGAINSTMFGLOBALFILEDBYCFTCIN DECEMBER,2009. REQUESTFORDATAREGARDINGS&P500INDEXFUTURESAUDIT TRAILDATAFROM20052009. REQUESTFORINFORMATION,RECORDSORTESTIMONY RELATINGANDPRODUCEDIN:INTHEMATTEROFMOORE CAPITALMANAGEMENTLLP,ETAL.,DOCKET#1009. REQUESTFORMOSTRECENT1FRFORPEREGRINEFINANCIAL GROUP,INC. REQUESTFORLOGOFFOIAREQUESTSFROMJANUARY1,2009 TOPRESENT. REQUESTFORALLINFORMATIONRELEASEDTODOWJONES(10 0013)INCLUDINGINTERNALDOCUMENTSREGARDINGPOSITION LIMITSDEBATE. REQUESTFORALLDOCUMENTSREGARDINGCFTCDOCKETNO. 1010AND1011,AGAINSTMORGANSTANLEYANDUBS SECURITIESLLC REQUESTFORACUVESTINC.ANDPEREGRINEFINANCIALGROUP INC.'S1FRIBANDGUARANTEEAGREEMENTSFORTHEYEARS 20042009. REQUESTFORTHECONSENTORDERBYWELLSFARGOBANK DATEDONORABOUTNOVEMBER19,1987INTHECENTRAL DISTRICTOFCALIFORNIACASENO.8707792. REQUESTFORTHEMINUTESOFTHEAGRICULTURALADVISORY COMMITTEEMEETINGSFORTHELASTTWOYEARS. CFTCRESEARCHPROJECTTHATSTUDIESWHETHERORNOTTHE BEHAVIOROFCRUDESPREADSOVERTHEPASTSEVERALYRS WASRELATEDTOPOSITIONSINWESTTEXASINTERMEDIATE CRUDEFUTURESPOSITIONSOROILSTORAGEISSUESAT CUSHINGINCFTCMEMOTOTIMOTHYGEITHNER8/21/09

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05/25/2010Wagner, Daniel 05/26/2010Hall,Heather LexisNexis

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REQUESTFORRECORDSRELATEDTOTHEVOLATILETRADING ACTIVITYTHATTOOKPLACEMAY6,2010. REQUESTFORDECISIONINTHEMATTEROFPHILADELPHIA ALTERNATIVEASSETMANAGEMENTLLCREGISTRANT,CFTC DOCKETNO.SD0805DATEMARCH6,2009. 05/26/2010Lynch,Sarah DowJonesNewswires REQUESTCOPYOFREPORTSCOMPLETEDBYTHEPROMONTORY FINANCIALGROUP,HIREDTOPERFORMAREVIEWOFCFTC'S DMOANDSURVEILLANCEFUNCTIONS. 05/27/2010Lynch,Sarah DowJonesNewswires REQUESTFORCOPIESOFALLINVESTIGATIVEDOCUMENTS RELATEDTOTHECASEINVOLVINGMORGANSTANLEYANDUBS WHOWEREFINEDBYCFTCFORCONCEALINGALARGEBLOCKOF CRUDEOILTRADEON2/6/2009. 06/02/2010Warren, REQUESTFORRECORDSREGARDINGRAYOLSONAKASOARING Robert PHOENIXLLCORMORGANDETHOUARSORJORAEDIENHART FROMANYBANKORTRADINGACCOUNTSBEARINGTHESE NAMES,INCLUDINGFIRSTBANKOFCOLORADO,HARRISTRUST& SAVINGSBANKANDRJO'BRIEN. 06/03/2010Klohonatz,Jan REQUESTFORTHE"CONSENT"FILEDBYWELLSFARGOBANK MENTIONEDINTHECONSENTORDERBYWELLSFARGOBANK DATEDONORABOUTNOVEMBER19,1987. 06/04/2010Teinowitz,Ira REQUESTFORAREPORTTOCOMMISSIONERSONISSUESRAISED INCONNECTIONWITHMOVIEBOXOFFICEFUTURESPREPARED BYRICKSHILTZOROTHERSTAFF. 06/04/2010Shultz,Gaylea RequestforamemofromWendyL.Gramm(formerChairperson) toSenatorPatrickLeahydatedAugust25,1989. 06/07/2010Grossack, LawOfficeofDavid REQUESTFORALLCOMPLAINTSCONCERNINGTRADINGAND/OR David Grossack,PC MARKETPRACTICESASTHECHICAGOCLIMATEFUTURE EXCHANGE;ANYINVESTIGATIVESUBPOENASISSUEDBYCFTC; ANDANYDISCLOSURESTATEMENTSFILEDBYCCFX. 06/09/2010Elatab, REQUESTFORCANTORFITZGERALD'SFILINGSRELATEDTO Muhammad EFFORTSTOCREATEAREGULATED,INTERNETBASEDEXCHANGE FORDOMESTICBOXOFFICERECEIPTCONTRACTS(AKAMOVIE BOXOFFICECONTRACTS). 06/09/2010Horwitz,Jesse HarvardLawSchool REQUESTFORENTRYLEVELPROFESSIONALS(LAWYERS,

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ECONOMIST,ACCOUNTANTS,ANDEXAMINERS)SALARIESFOR THEPAST20YEARS. 06/11/2010Meyer, FinancialTimes REQUESTFORALLRESEARCHANDDOCUMENTATION Gregory PRODUCED/GATHEREDINRELATIONTOTRADINGACTIVITYIN CRUDEOILMARKETSONSEPTEMBER22,2008ANDDAYS IMMEDIATELYPRIOR. 06/15/2010Cohen,Jay BenjaminOfficeSupply REQUESTFORALISTOFCREDITCARDHOLDERS(NAMEAND &Services,Inc. PHONENUMBERS)WHOAREAUTHORIZEDTOBUYOFFICE SUPPLIES. 06/01/2010Muchoney, PeregrineFinancial REQUESTFORWARDEDFROMNFAFORNONPUBLIC Jennifer Group,Inc. DOCUMENTSREGARDINGAMBERMAXWELLANDGARLON JAMESMAXWELL. 06/23/2010Ruddy,Mark RuddyLawOffice,PLLC REQUESTFORINFORMATIONORRECORDSREGARDINGSTEVE AGOPIANORAMERICANFUTURESTRADINGINC.SUBMITTEDTO THECFTCFROMJUNE1,2008TOJUNE23,2010. 06/28/2010Behnfeldt, NasdaqOMX REQUESTFORTHEERISEXCHANGELLCEXEMPTBOARDOF Carla TRADENOTIFICATIONFILEDWITHTHECFTCASOF2/4/2010AND THEACKNOWLEDGEMENTLETTERSENTBYCFTCON4/30/2010. 07/08/2010Hess, REQUESTFORINFORMATIONALMATERIAL. Christopher 07/14/2010McGrath, LovellStewartHalebianREQUESTFORINFORMATIONREGARDIINGCFTCACTIONINTHE Christopher JacobsonLLP MATTEROFMOORECAPITALMANAGEMENTLP,MOORE CAPITALADVISORS,LLCANDMOOREADVISORSLTD.,CFTC DOCKETNO.1009. 07/20/2010Heilizer, SutherlandAsbill& REQUESTFORALLDOCUMENTSRELATINGTOTHEORDERISSUED Deborah Brennan,LLP BYCFTCONJULY27,1995AGAINSTMGREFININGAND MARKETING,INC.ANDMGFUTURES,INC. 06/28/2010Nissen, SidleyAustinLLP REQUESTFORTHECOMPLAINTANDSETTLEMENTDECISION William DATEDNOVEMBER2,1993INTHECASEOFMCVEANTRADING& INVESTMENT,DOCKETNO.944ASDESCRIBEDINCFTCRELEASE #371293. 07/30/2010Randall, REQUESTFOREDUCATIONALMATERIALCONCERNINGFUTURES Michael ANDCOMMODITIES. 07/29/2010Johnson, REQUESTFORALISTOFTHENAMES,GRADESANDYEARLY

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SALARIESOFALLATTORNEYSEMPLOYEDBYTHECFTCASOF 7/29/2010. 08/05/2010McGrath, LovellStewartHalebianREQUESTFORMATERIALCONCERNINGCFTCREPORTENTITLED Christopher JacobsonLLP "STAFFREPORTONCOTTONFUTURESANDOPTIONMARKET ACTIVITYDURINGTHEWEEKOFMARCH3,2008". 08/13/2010Goolsby,John ENTRIX REQUESTFORMOSTRECENTDREDGEANDFILLPERMITFOR MEADOWPOINTEINPASCOCOUNTY. 08/18/2010Henderson, RecoveryPoint REQUESTFORINFORMATIONFORTHEFOLLOWINGINRESPONSE George Systems,Inc. TORFQNO.CFIT10SO9152:NAMESOFOTHERBIDSAND AMOUNTSBID;AMOUNTSUBMITTEDBYOTHERBIDDDERS;AND NAMESOFOTHERBIDDERS. 08/17/2010Kelley, McGrathNorth REQUESTFORVARIOUSINFORMATIONREGARDINGLAWRENCEJ. Thomas WOLF;GERALDE.WORTMAN;SHERMANCOUNTY MANAGEMENTINC;SHERMANCOUNTYBANK;ANDPRIME TRADINGCOMPANYINC. 08/19/2010Ravnitzky, REQUESTFORACOPYOFEACHETHICSWAIVERPROVIDEDAT Michael THECFTCSINCEJANUARY1,2001. 08/20/2010Graifman, Gusrae,Kaplan,Bruno REQUESTFORANYSUBMISSIONSBYNYMEXORCME Brian &NusbaumPLLC REGARDING:NYMEXRULE8.03;CMERULE408.C;NYMEXRULE 8.26;ANDCMERULE411. 08/23/2010White,Maria REQUESTFORREGISTRATIONANDFILINGSFORSHUTCO BROKERAGEATTHECMEFROMAPRIL1994JANUARY1996, PARTICULARLYANYSANCTIONSORDISCIPLINARYACTIONS AGAINSTTHECOMPANYORITSOFFICERS. 09/03/2010Morgano, FirstAdvantage REQUESTFORWARDEDFROMNFAFORREGISTRATION Peter InvestigativeServices DOCUMENTSFORCHARLESE.DAVIDSON,NFA#198322. 08/27/2010Sarelson, SarelsonLawFirm RequestalldocumentsrelatingtoanyinvestigationintoLarryM. Matthew Webman;MelvinWebmanandLyleWexlerinCFTCv.Webman, etal. 08/31/2010Kieta,Kristine Shepherd,Smith, Requestallpublicandnonpublicrecordsfor:VelocityFutures,LP Edwards&Kantas,LLP orVelocityFutures,LLC(NFAID#0317696);JackEdwardEarnest (NFAID#0317697);andNorbertGrupe(NFAID#0038749). 09/02/2010Stein,David RequestPeregrineFinancialGroupInc.FocusReportsor1FRsfor theperiodsended12/31/09and7/31/10.

William

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09/02/2010Stein,David 09/02/2010Nicely,Janice LRPPublications

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09/03/2010Smathers, Jason 08/17/2010Higgins,Todd Crosby&HigginsLLP FORWARDFROMNFAREQUESTFORNONPUBLICINFORMATION FORALEXEIV.VHEKHLOV;PETTERKAMBOLIN;SYSTEMATIC ALPHAFUTURES;SYSTEMATICALPHAMANAGEMENTLLC;AND THORASSETMANAGEMENTINC. 09/03/2010Goodrich,Jary REQUESTFORINFORMATIONALMATERIAL. Glenn 09/07/2010White,Maria REQUESTANYRECORDSORREGISTRATIONSFORDOUGLASA. DUCEY,BORNAPRIL1964. 09/10/2010Smathers, REQUESTFORALLFOIAREQUESTWHERETHEREQUEST Jason AROUSEDTHESUSPICIONOFTHEPERSONORAGENCYWHO RECEIVEDTHEFOIAANDWHERETHEREQUESTWASPROVIDED TOANINVESTIGATORORINVESTIGATIVEAGENCYTO DETERMINEIFTHEREQUESTWASFORCRIMINALPURPOSES. 09/13/2010Stachewicz, FOIAGroupInc. REQUESTFORAFINALCONTRACTORPERFORMANCERATING Jeff REPORTSFORTHEMOSTRECENTLY3YEARPERIOD. 09/15/2010Pessin,Adam FineKaplanandBlack REQUESTFORINFORMATIONREGARDING"QUOTESTUFFING" AND/OR"LATENCYARBITRAGE"AND/ORFINRACASE #2007007678201(TRILLIUMBROKERAGE)THATWERE COMPILEDSINCEJANUARY1,2009. 09/21/2010Chicco,Meg Dechert REQUESTFORWARDEDFROMTHESECRETARIAT'SOFFICEFOR ANORDERDATE2/9/83INREPARATION#77269. 09/23/2010Lynch,Sarah DowJonesNewswires REQUESTFORALLNOTICESISSUEDTOEXCHANGESAND CLEARINGHOUSESDMONOTIFYINGTHEYWEREINVIOLATIONOF ACOREPRINCIPLE(S),FROMWHENCFMAOF2000TOOKEFFECT THROUGHSEPTEMBER24,2010;COPIESOFRESPONSESFROM

RequestforPenson,GHCOFocusReportsor1FRsfortheperiods ended12/31/09and7/31/10. RequestfordocumentsissuedfromtheCFTC(neworupdated) between4/1/098/31/2010:EmployeeHandbook,Personnel Instructions,Policies,Memoranda,Records,Management Directives&anyadditionalemployeemanuals,guides,or arbitrationawards. RequestforFOIAlogforAugust2010.

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ENTITIESSHOWINGPROOFOFCORRECTIVEACTION REQUESTFORPASSPORTINFORMATION. REQUESTFORANYINFORMATIONLINKINGMETOANYONGOING INVESTIGATION/STUDIESINVOLVINGMILITARY'S"NONLETHAL WEAPONSPROGRAMS",BEHAVIORIALMODIFICATION,THEUSE OFELECTROMAGNETIC,STATIC,MICROWAVE,BIOCHEMICAL, MICROCHIPTECHNOLOGIES,ANDCIA,,ETC 03/22/2011Sarelson, SarelsonLawFirm RequestforDocumentsrelatingtoInvestigationofLarryM. Matthew Webman;MelvinWebmanandLyleWexlcerinCFTCv.Webman, etal 10/01/2010Jones,Nate NationalSecurity Requestforalldocumentsrelatedto"theseveralspecificsteps" Archive thatWhiteHouseChiefofStaffRahmEmanuelandWhiteHouse CounseltothePresidentBobBauerinstructedyouragencyto takeinaMarch16,2010memotoallagencyanddepartment heads. 03/24/2011Lint,Christal CMEGroup Re:1100031FOIARequestfortheDisclosureofWithheld ResponsiveMaterialsand/oraDetailedNatureoftheWithheld Materials 10/07/2010Wang,Qin UniversityofMichigan RequestfortickdataonEminiSP500futuresfrom1997to2009. Dearborn 07/01/2011McKinley, FOIAReferralfromFederalReserveSystemRelatingto[f]urther Vern detailoninformationcontainedonpage3oftheminutesofthe BoardofGovernorsoftheFederalReservedatedSeptember16, 2008RegardingAmericanInternationalGroup,Inc.(AIG) 03/22/2011Homer,Peter AppealofFOIARequestNo.1100046 10/07/2010Moldzio, RequestfordocumentsrelatingtoSoaringPhoenix. Guenter 06/16/2011Sack,Joshua NFAReferralofNonPublicRegistrationDocumentsonfilewith NFAforTimothyD.Lyons 10/07/2010Wybiral,LeslieLouisF.BurkePC Requestforinformation,records,and/ortestimonyconcerning, relatingto,and/orproducedinconnectionwiththefollowing proceeding:IntheMatterofRosenthalCollinsGroup,LLC,CFTC DocketNo.1021. 09/29/2010Eaton,Eveline 09/29/2010Pittman,Kelly Gene

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RequestforanydocumentbetweentheNorthAmerican DerivativesExchange("Nadex")andtheChicagoMercantile ExchangeGroupInc.oranyofitssubsidiaries. 10/14/2010Barr,David RequestforanyandallrecordsofcommunicationbetweenCFTC andMitchellEliasDanielsJr.,PiyushJindal,SarahLouisePalin, TimothyJamesPawlenty,JohnRandolphThune,MichaelDale Huckabee,WillardMittRomney,NewtonLeroyGingrich,and HaleyReevesBarbour. 12/09/2010Boulange, RequestforanyinformationCFTChasregardingDeondrea Deondrea BrotherBoulange. 07/13/2011Levine,Bruce RequestforallDocumentsthatRelatetotheEEOComplaintFiled byTempestThomasandthatRefertoBruceC.Levineand ThaddeusGlotfeltyDirectlyorIndirectly 10/21/2010Mason, MFGlobalInc. Requestfornamesandtitlesofalltheformerlistedprincipals Michael andanyformerlistedholdingcompany(s)forHedgepoint PartnersLLC,NFA#354007. 10/21/2010Mattioli, EIMManagement RequestforinformationregardingMooreCapitalManagement Dianne (USA)Inc. LP,civilcasenumber10CV3617fromUSDistrictCourtforthe SouthernDistrictofNewYork,particularlywhetherCFTChasa currentinvestigationagainstMoore(morecurrentthanCFTC DocketNo:1009). 06/20/2011Richardson, Bloomberg InformationorRecordsRegardingImplementationofDoddFrank Nela VIIfromMay1,2011throughJune20,2011,Including DocumentsandEmailsConcerningWhichoftheProposedRules CouldbeFinalizedbyJuly16,2011 10/22/2010Mertens, Rechtsanwaltskanzlei RequestforinformationonWolfgangFlotto,WolfgangFloettl,or Juergen Mertens WolfgangK.Flottl. 10/29/2010Kempf,Robin RequestforOIGinformationfor20052010. 11/02/2010McGrath, LovellStewartHalebianRequestforinformationreliedonbytheCFTCinitsOrder Christopher JacobsonLLP InstitutingProceedingsMakingFindingsandImposingRemedial SanctionsdatedNovember13,2009,IntheMatterofEMF FinancialProductsLLC,DocketNo.1002;Information concerning:thetradingandexpirationoftheSeptember2005 10yearTreasuryNoteFuturesContracttradedonCBOT,the

10/12/2010Armbruster, Alston&BirdLLP Janet

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tradingofthecheapesttodelivernoteunderlyingtheSeptember Contract,informationconcerninganydeliveriesonthe SeptemberContract,andinformationconcerning communicationsofEMFFinancialProductsLLCrelatingtothe SeptemberContractortheCTDnoteunderlyingtheSeptember Contract. 10/29/2010Pichardo, AndersonKill&Olick, Requestforanyandallpurchaseorders,deliveryorders,and/or Vianny P.C. contractsenteredintowithinthepasttenyearswhereCFTCand VerizonCommunicationsInc.wereparties. 11/08/2010Levy,Susan Requestforalldocumentsinconnectionwiththeactionentitled IntheMatterofMooreCapitalManagementLP,MooreCapital AdvisorsLLCandMooreAdmisorsLtd.,docketno.1009 11/08/2010Corcoran, RequestfortheMarch13,2009PromontoryReportsenttoSarah Andrea LynchinresponsetoFOIANo.100114on10/28/2010. 11/10/2010Evritt, Requestfor1FRforRefcofortheperiodof3/1/2004 Maureen 2/28/2005. 11/12/2010Wedgworth, Requestforanyinformationregardinganinvestigationand/or Peggy monitoringconductedbytheCFTCregardingapossibleCOMEX silverfuturesand/oroptionsmarketmanipulationcoveringthe timeperiodJanuary1,2008tothepresent. 11/16/2010Bass,Frank BloombergNews RequestforcopiesofcorrespondencetotheCFTCbetween January1,2010presentfromvariousUSHouse Representatives. 11/11/2010Mattingly,PhilBloombergNews RequestforcorrespondencesenttoCFTCfrommembersorstaff oftheUSHouseandUSSenatefromJune1,2010November1, 2010. 11/17/2010Carstarphen, Requestforinformationforstartingacommodityexchange. Adlai 11/19/2010Hall,Heather LexisNexis RequestfortheCFTCdecisionDocketNo.935datedDecember 5,1996 11/22/2010Kempf,Robin RequestfortheCFTCOIGsemiannualfortheperiodending September30,2005. 11/30/2010Thompson, Requestforinformationalmaterial. Mark

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11/30/2010Ortiz,Jonas 12/10/2010Brush,Silla BloombergNews

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Requestforinformationalmaterial. RequestforanyandallrecordsrelatingtotheCFTC'sreferralof forgedletterstotheUSJusticeDepartmentonDecember1. 12/10/2010Lint,Christal CMEGroup RequestforthedatareferencedbytheCFTCintheportionofits NoticeofProposedRulemakingonCorePrinciplesandOther RequirementsforContractMarkets,RIN2028AD09,settingforth theMinimumCentralizedMarketTradingPercentage Requirement. 12/13/2010Brush,Silla BloombergNews RequestforcopiesoftheCFTCcongressionalcorrespondencelog from7/1/2010tothepresentandanyandallcongressional correspondencebetween7/1/2010tothepresent. 12/13/2010Brush,Silla BloombergNews Requestforanyandallrecordsrelatingtogovernmentcontract PIID:CFEN09CO0236,includingtheoriginaltermsofthecontract andany/allresults,documents,findingsofthecontract. 12/03/2010Muchoney, PeregrineFinancial RequestforwardedfromNFAfornonpublicdocumentsonfile Jennifer Group,Inc. forStevenBrewer. 12/13/2010McGrath, LovellStewartHalebianRequestformaterialsconcerningCFTCactionInthematterof Christopher JacobsonLLP AnthonyJ.DiPlacido,CFTCDocketNo.0123. 12/16/2010Bornstein, Requestfor5copiesofCFTC'sdirectory. Jonathan 12/22/2010Albone,D. WendeCorrectional Requesterstatesthatsheisateacherwhoseclassisstudying Facility aspectsoftheUSgovernment;sheseeksinformationregarding CFTC'sareaofexpertise. 01/05/2011ellington, Requesterseeksinformationonimportexportofonions lamar betweentheU.SandIndia 01/06/2011Phillips,G. RequestforGeneralInformationonTradingCommodityFutures 01/07/2011Warsing, TexasStateSecurities 1100040FOIAIncomingLetter Jeffrey Board 01/19/2011Wilson, RequestforinformationontheCFTC'sinvestigationintothe Duncan 'flashcrash'ofMay6,2010andtheCFTC'seffortstorestore marketstabilityandconfidence.Requestorseeks:CFTCrecords referredtotheTreasuryandtheNationalEconomicCouncil pertainingtothemarketeventsofMay6,2010;CFTCrecordsof

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meetingswithchiefexecutivesoftradingvenuesonMay10, 2010;CFTCrecordsofinterviewswithmarketparticipants;and CFTCrecordsofcommunicationswithsignificantmarket participants 01/18/2011Thomas, RequestorseeksacopyoftheinternalCFTCreportpreparedby Nancy thePromontoryFinancialGroupandisreferencedintheDow JonesNewswiresarticledatedNovember12,2010. 01/18/2011Spillane,J. Requestorseeksatruecopy(fromthenegatives)ofhisphoto whichhestatesareattachedtohisemailrequest 01/19/2011Slipakoff, DuaneMorrisLLP RequestorSeeksInterrogatories,RequestsforProductionof Brian DocumentsandTangibleThings,and/orRequestsforAdmission, aswellasAnswers,Responses,orObjectionsTheretoSentand ReceivedbytheCommissionintheLawsuitCaptionedCFTCv. SentinelManagement,etal.,No.08CV2410(NorthernDist.ofIll.) 01/20/2011Aripoli,Scott ShookHardy&Bacon RequestorSeeksallDocumentsandInformationRelatedtothe LLP CFTC'sInvestigationofDairyFarmersofAmerica,Inc.andIts OfficersGaryHanmanandGeraldBosResultingintheDecember 16,2008CFTCOrder,DocketNo.0902 01/21/2011Homer,Peter RequestorsSeeksAnyDocuments,Communications, Correspondence,NotesofTelephoneConversations,Affidavits, Declarations,Transcripts,WitnessStatementsorCustomer ComplaintsinConnectionwithViolationsoftheCommodity ExchangeActbyGlobalAssetManagement,Inc.,American PreciousMetals,Inc.,BerkshireAssetManagement,LLC, DiversifiedPreciousMetalsInternational,Inc.,International MetalsManagement,LelandNationalGoldExchange,andUnited StatesMetalCorporation 01/21/2011Estrada,Joan ProfessionalCarpet RequestorSeeksInvoicesforFurnitureCleaning,CarpetCleaning Service andInstallationandRepairServicesPerformedWithintheLast TwoYears 01/21/2011Davis,Michael RequestforGeneralInformationonCommodityPools, CommodityPoolOperators,andCommodityTradingAdvisors 01/25/2011Woodward, IndependenceInstitute RequestforACopyoftheCommodityFuturesTrading Amy Commission'sFOIALogfromJuly1,2010toJanuary1,2011

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01/25/2011Keegan, Heather 01/28/2011Briganti, Vincent

FidelityCapitalMarketsRequestforFinancialPoolReportsofSparkManagement,LP LoweyDannenberg Cohen&Hart,PC

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RequestsInformation,Documents,Records,and/orTestimony Concerning,Relatingto,and/orProducedIntheMatterof AndrewW.Daniels,EdwardL.Taylor,GlennA.Swanson,Global AssetAdvisorsd/b/aDanielsTrading,andDanielsTradingGroup LLC,CFTCDocketNo.1105 01/31/2011Shults,G. OfficeofCongressman RequestforI130FormforJagrutiPatel(WAC0502953370_ Adam JeffDuncan 01/31/2011Bergin,Tom Reuters RequestaCopyofNotesTakenbyCFTCStaffAfterReviewof InternalReviewbyKPMGofBP'sEnergyTradingPracticesin2006 02/01/2011Boneau,Craig Reid,Collins,Tsai,LLP RequestforDocumentsPertainingtoFuturesTradingActivities EngagedinbyAgapeWorld 02/04/2011Stousland, RequestfortheNamesofIndividualsWhoReceivedRelieffrom Grant theJudgmentAgainsttheDefendantsinCFTCv.FTIFinancial Group,etal.,(97Civ7061) 02/04/2011Homer,Peter RequestforCopyofLeverageContract(s)Submittedwithan ApplicationtoRegisteraLeverageCommodity 02/04/2011Gulotta, TrinityCrew,Inc. RequestforInformationorRecordsofallCurrentlyRegistered Andrew Series3Brokers 02/04/2011Ciavolella, RequestfortheResultsoftheInvestigationofMikeDumitru& John InternationalCurrencyMarketManagement,Corp. 02/04/2011Park,Paula BloombergBriefs RequestCopiesofCareerandEducationHIstoryofCFTCSenior Staff 02/08/2011McGrath, LovellStewartHalebianRequestforDocumentsRelatingtoCFTCDocketNo.1105,Order Christopher JacobsonLLP InstitutingProceedingsPursuanttoSections6(c)and6(d)ofthe CEA,andCommissionOrderdatedJanuary26,2011 02/11/2011Clarke,David Reuters LetterstoAgencyfromMembersofCongress 02/11/2011Marques, Environmental CopiesofVariousApplicationsforDesignationasaContract Rafael FinancialProducts,LLC MarketSubmittedbytheChicagoBoardofTradein1982 02/14/2011Strumpf,Dan DowJonesNewswires CFTC'sUseofaPricingBenchmarkoftheFuturesContractfor WestTexasIntermediateCrudeOilTradedontheNewYork MercantileExchange

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02/16/2011Lynch,Sarah DowJonesNewswires RequestforaCopyofaContractHiringDeloittetoConducta SeriesofFocusGroupsandHelpwithotherLogisticalPlanningfor DoddFrank 02/17/2011Brush,Silla BloombergNews ReferralfromtheOfficeofGovernmentEthicsinResponsetoa RequestforaCopyofAllCommunicationBetweentheOfficeof GovernmentEthicsandtheCommodityFuturesTrading CommissionBetweenJanuary1,2010andthePresentDay 02/22/2011Rahmani, SOAS,Universityof RequestforCBOTWheat,KCBTWheat,CBOTSoybeans,CBOT Omid London SoybeanOilandCBOTCornSupplementalCommodityIndex(CIT) ReportfortheYears20042005 02/18/2011Eloranta, TexasTechUniversity RequestforCommitmentofTradersReports Justin 02/25/2011Crymes, RequestforListingofOutstandingUncashedChecksIssuedby LaShaunda theCFTCbetween20002009 02/28/2011Cusack,Bob TheHill RequestforFOIALogsfromNovember1,2010throughthe PresentDate 03/08/2011Solis,Rebecca RequestforDocumentationRelatingtotheDeportationofJaime SolisRodriguez 03/08/2011Chojecka, TheFederalHomeLoanRequestforpdfcopyofCargillInvestorServices,Inc.,Form1FR Alexsandra BankofChicago FCMfortheperiodof8/1/20058/31/2005 03/08/2011Rampton, ThomsonReuters RequestforLineItemListingofallTravelExpensesandSchedules Roberta forChairmanGaryGenslerfrom2009throughMarch3,2011 03/08/2011Burns,David RequestorSeeksInformationonHowtoReadStockinthe Newspaper 03/02/2011Wereschagin, PittsburghTribune RequestCopiesForanAccountingofLegalExpensesChargedto Michael Review theAgencyforServicesInvolvingCongressionalTestimony, Hearings,InvestigationsandInquiriesfrom2000tothePresent 03/09/2011Lynch,Sarah DowJonesNewswires RequestfordocumentsfromJuly21,2010PresentthatDiscuss CostBenefitAnalysisIssuesforDoddFrankRulemaking 02/28/2011Brush,Silla BloombergNews RequestforDocuments,Notes,andCommunicationsin2010 RelatingtoReferralstotheOfficeofInspectorGeneralfor InvestigationintoPotentialViolationsof18U.S.C.207(a)(1) 02/11/2011Dullaghan, ProskauerRoseLLP RequestforCopiesofallPetitionsFiledtoDatewiththeCFTCby

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EntitiesOperatingasExemptCommercialMarketsandPetitions FiledtoDatebyEntitiesOperatingasExemptBoardsofTrade 02/28/2011Nissen, SidleyAustinLLP RequestforCopiesofFOIARequestsSubmittedonorAfter William January26,2011WhichRefertoIntheMatterofAndrewW. Daniels,etal.,CFTCDocketNo.1105("SettlementOrder") 02/28/2011Pearce,RobertLawOfficeofRobert RequestforMostRecentFormRequiredbytheCFTCtoApplyfor WaynePearce RegistrationofLeveragedCommodities;theMostRecentform RequiredbytheCFTCforRegistrationasaLeveragedTransaction MerchantwitheithertheCFTCand/ortheNFA;CopyoftheLast ApplicationforRegistrationofLeveragedCommoditiesapproved bytheCFTC;andtheLastApplicationApprovedforRegistration asaLeveragedTransactionMerchant 03/11/2011FonesWolf, IUOE RequestforallInvestigatoryRecords,allEnforcementActions Colin TakenAgainsttheDefendants,AllLitigationFiles,AllDispositions, IncludingDecisions,Rulings,Judgments,Orders,Pleas,and SettlementsIntheMatterofCFTCv.PacificBullion,etal.,CivNo. 92MISC.259(DSH)(EDNYfiledJan.27,1998) 03/16/2011Blackman, Morgan,Lewis& RequestforInformationorRecordsRegardingIncentive Joshua Bockius ProgramsOfferedtoMarketMakersforTradinginFuturesand OptionsinEurodollarsandU.S.TreasuriesbytheCMEorthe CBOTfromJanuary2,2002Present;andallRuleProposalsand RelatedDocumentsRegardingtheGFXCorporationfromJanuary 2,2002Present 03/22/2011Blau,Leslie RequestforCopyofLatestDisclosureDocumentofCommodity TradingAdvisoryAetonianCapitalLLC(NFAID#0407174) 03/24/2011Pyser,Steven Williams&ConollyLLP RequestforTranscriptofPaulNockels'sDepositionIntheMatter ofG.VictorJohnson,II,McGladrey&Pullen,LLP,Altschuler, Melvoin&Glasser,LLP,CFTCDocketNo.1101 03/24/2011Hild,Harold RequestsListingofallCurrentCFTCStaff 03/24/2011Mukherjee, RequestforCorrespondenceandOtherInformationRequested Anjan byorProvidedtoSen.ScottBrownbetweenFebruary42010 Present 03/24/2011Johnson, RequestforaListingofCommissionerssince1975andtheirParty Philip Affiliations

Alice

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03/24/2011Zaccaro, Thomas 04/04/2011Doering, ThomsonReuters Christopher 03/24/2011Roberts, Samuel

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04/11/2011Cuvilly, Dominique 04/11/2011McKenna, Brian

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04/01/2011YoungJones, ReedSmithLLP Marguerita

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04/18/2011Brush,Silla

BloombergNews

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RequestforAgencyInformationandRecordsRelatingto MeetingsBetweenCFTCStaffandGoldmanSachs,JPMorgan ChaseonProposedCFTCRulesunderDoddFrankAct RequestforInformationandRecordsthatRelatetoCFTC's October14,2010ExternalMeetingwithBarclaysCapital,Inc. RequestforDocumentstheCFTChasfiledwithOMBthat DescribesWhattheAgencyWouldDoinCaseofaFederal GovernmentShutdown CorrespondenceandInternalCommunicationstoandfrom BrooksleyBornRelatingtotheRegulationofOvertheCounter DerivativesduringherTenureasChairwomanoftheCFTC RequestInformationRegardingAnyInvestigation(Informalor Formal)ConductedbytheCFTCofRBSSempraCommodities, SempraEnergyTradingLLC,SempraEnergyorRBSPLCFromJune 2009tothePresent RequestforaCopyof19981999CFTCReportonthe ImplementationoftheGlobexTradingSystemoftheChicago MercantileExchange RequestforCopiesofEmailsorTextstoandfromChairman GenslerfromMarch2128,2011thatIncludeatLeastOneofthe FollowingTerms:Silver;PositionLimits;Shorts;JPM;Morgan;GS; BM;Goldman;3/30;andMarch30 RequestforaCopyofHedgingDefinitionsandtheUseof FinancialFuturesandOptions:ProblemsandRecommendations forReform,ReportoftheFinancialProductsAdvisoryCommittee oftheCommodityFuturesTradingCommission,June1987 RequestforCopiesoforAccesstoCongressional Correspondence,IncludingbothCorrespondencefromandto MembersofCongresswiththeFollowingCodes:20100036; 20110002;20110001;U201101006;U201101635;and U20110012 RequestforCopyofPeerReviewAuditoftheCFTCInspector GeneralbytheInspectorGeneraloftheFederalElection Commission

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04/20/2011Hils,Shawn DemocraticSenatorial RequestforCorrespondenceandOtherInformationRequested CampaignCommittee byorProvidedtoCongressmanDeanHellerbetweenJan.4,2006 Present 04/28/2011Cahill RequestforInformationonBecomingaCommodityFutures 11B0530, Trader David 02/11/2011Briganti, LoweyDannenberg RequestforInformation,Documents,Records,and/orTestimony Vincent Cohen&Hart,PC Concerning,Relatingto,and/orProducedinConnectionwithan InvestigationRelatingtotheAllegedManipulationbyBPofthe NextDayNaturalGasMarketatHoustonShipChannelDuring OctoberandNovember2008 05/10/2011Schimmel, FTCCapitalGmbH RequestforInformationontheEntityFutures,Inc.,Foundedin Wolfgang 1948andClosedBefore1989 05/10/2011Klohonatz,Jan RequestforallDocumentsProvidedbyWellsFargoBanktothe DivisionofEnforcementafterFebruary2,2011Relatingto BeverlyPotter 05/16/2011Pearce,RobertLawOfficeofRobert RequestforaCopyoftheDivisionofEnforcement's WaynePearce AdministrativeStaffManualandInstructionstotheStaff 05/16/2011Smallberg, ProjectonGovernment RequestforaCopyofallStatementsFiledwiththeGeneral Michael Oversight CounselbetweenJanuary1,2006andApril30,2011,byFormer CommissionMembersorEmployeesWhoWithinTwoYearsAfter LeavingtheCFTCWereEmployedorRetainedbyOutsideParties onMattersinWhichTheyExpectedtoAppearBeforethe Commission 05/18/2011Rome,Mark RequestforInformationRegardingallReportedEnforcement Tips,Complaints,andIncidentsofFraudorWrongdoingInvolving PotentialViolationsofPolicy,LawsandRegulationsreportedto theCFTCfromJanuary2005tothePresent 05/18/2011Hedegaard, LeonardN.SternSchoolRequestforHistoricalDataonMaintenanceMargin Esben ofBusiness RequirementsandInitialMarinRequirementsforallContracts CoveredbytheCFTC 06/01/2011Solomon, TheWallStreetJournal RequestforCopiesofChairmanGaryGensler'sCalendarforthe Deborah PeriodCoveringMay25,2010throughthePresent,Including Meetings,PhoneCalls,andotherContacts

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05/25/2011Messina,AliciaCampbellCampbell ConsentOrder,RobertA.Nagy,CFTCDocketNo.8428 Edwards&Conroy 05/25/2011Strumpf,Dan DowJonesNewswires RequestforCopiesofDocumentsSentinResponsetoPrevious FOIARequestFiledbyAnnDavisandChipCumminsoftheWall StreetJournalonAugust31,2006RelatingtoDocketNo.02CRO 0069,BPCorporationNorthAmerica 06/01/2011Huda,John RequestforaListofFOIArequestsfrom2010aboutWhicha PolitcalAppointee(PersonAppointedunderScheduleC,aNon CareerMemberoftheSES,orSenateConfirmedAppointee) PersonallyMadeanInquiry,PersonallyReviewed,orPersonally hadaHandintheDispositionoftheRequest 06/01/2011Harding RequestforInformationonPersonalAccountWithGlobal Smith,Christy AnalyticsFutures 06/07/2011Haglund,Evan ListofMeetingsinCalendarYear2010BetweenEmployeesofthe CFTC'sOfficeofInspectorGeneralandWhiteHouseOfficials 06/07/2011Yochum,Stacy RequestforCopyoftheInteragencyAgreementBetweenthe CFTC'sOfficeofInspectorGeneralandtheTreasuryInspector GeneraltoInvestigatetheComplaintFiledbyJudgeBruceLevine inDecember2010 06/07/2011Haglund,Evan RequestforAListofComplaintsorRequestsforInvestigation ReceivedbytheCFTCOfficeofInspectorGeneralinEvery CalendarYearBetween2000and2010 06/07/2011Haglund,Evan RequestforListofInvestigationstheCFTCOfficeofInspector GeneralClosedCalendarYear2010;theDatetheCFTC's WhistleblowerHotlinebecameOperational;andtheNumberof FullTimeEmployeesWorkingintheOfficeofInspectorGeneral attheEndofCalendarYear2010 06/09/2011Johnson, RequestforCopiesofResumesofScheduleCEmployees Gbemende AppointedfromAugust15,2009toMay15,2011,NonCareer MembersoftheSESEmployedfromAugust15,2009toMay15, 2011,andSenateConfirmedPresidentialAppointmentsfrom August15,2009toMay15,2011 06/09/2011Selin,Jennifer RequestforaListofReportstheAgencyMadetoCongressin 2010thatwereMandatedinStatuteandtoWhomTheyWere

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Sent;andaListoftheHouseandSenateCommitteesand SubcommitteesthatHeardTestimonyfromAgencyOfficialsin 2010 06/09/2011Selin,Jennifer RequestforaCopyofAllWrittenCommunicationstotheSpeaker oftheHouse,JohnBoehner(ROH)orChairoftheHouse CommitteeonOversightandGovernmentReform,DarrellIssa(R CA),betweenJanuary3,2011andMay15,2011 06/17/2011Wang,Qin UniversityofMichigan RequestfortickdataonEminiS&P500futuresfrom1997to Dearborn 2009(initialrequestprocessedbyDMO12232010) 06/20/2011Willard,Emily TheNationalSecurity RequestforInformationonMaskana,SA Archive 06/21/2011Jordan, RequestforGeneralInformationonCommodityFuturesTrading Onaray 06/30/2011Lennon, BakerBottsLLP RequestforAnyandAllDocumentsorOtherRecords,Createdor Michael ObtainedonorAfterJanuary1,1985ContainingtheNamesof CertainIndividualsandEntities 06/27/2011Bolton, RequestforInformationonDisclosureDocumentsusedbya William CommodityPoolOperator 06/22/2011Ross,Ezra UniversityofCalifornia, RequestforCopiesofCommunicationsfrom2002tothePresent LosAngeles BetweentheCFTCandAnyMemberofCongressandAny MemberoftheAdministrationofthePresidentoftheUnited StatesReferringtotheCollectionofFines,Penaltiesor RestitutionaryAwardsImposedAgainstAnyIndividualorEntity 06/29/2011McMillan, DavisPolk&Wardwell RequestforCFTCStudySubmittedin1984toH.R.Comm.on Lynne AgricultureandSen.Comm.onAgriculture,Nutritionand Forestry,titled"AStudyoftheNature,ExtentandEffectsof FuturesTradingbyPersonsPossessingMaterial,Nonpublic Information" 07/07/2011Weismann, CREW RequestforCopiesofCFTCFOIALogsfromJanuary2010tothe Anne Present 07/15/2011Weirich,David RequestforCFTCReportsRegardingtheImpactofSpeculationon thePricesofPhysicallySettledCrudeOilFutures;Requestfor CFTCRecordsDescribingtheImpactofSpeculatorsonthePrice ofPhysicallySettledCrudeOilFuturesforEachQuarterBeginning

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inJanuary,2009 10/18/2010Falis,Melvyn Gusrae,Kaplan,Bruno RequestformemodatedJanuary29,2008,fromtheCFTC &NusbaumPLLC DivisionofMarketOversighttotheCommissionrelatingtoa reviewofchangestotheCBOTandCMErulesintherulebook harmonizationprocess.Thismemowasreferredtoatfootnote4 page8oftheRuleEnforcementReviewoftheCBOTandCMEby DMO,datedSeptember13,2010. 07/12/2011Richardson, Bloomberg RequestforInformationorRecordsRegardingthe Nela ImplementationofDoddFrankTitleVIIfromMay1,2011 throughJune20,2011,IncludingDocumentsandEmails ConcerningWhichoftheProposedRulesCouldbeFinalizedby July16,2011 TotalNoofCases:242