SN

1
2
3

Name of the Applicant

Aarnik Securities pvt ltd
AJCON.Global Services ltd
Alka Securities ltd

Net Worth
Rs 6.62 cr
(31.03.07)
Rs. 7.00 cr
(31.03.07)
Rs 10.00 cr
(31.03.07)
Rs. 46.00 cr.
(31.03.07)
Rs. 16.00 cr.
(31.03.07)

NSE
BSE
SEBI
Income Turnover
Membership Membership Registration
Yes

No

Yes

Yes

No

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Rs 1085.00 cr
(31.03.07)
Rs. 2381.00 cr.
(31.03.07)
Rs 38803.00 cr
(31.03.07)
Rs. 2257.00 cr.
(31.03.07)
Rs.2082 cr.
(31.03.07)

Empanelment with
other institutions
(Number)
25

Whether
having office
at Mumbai
Yes

Availability of
Research Report
(Publications)
Nil

17

Yes

Nil

133

Yes

Nil

26

Yes

Nil

58

Yes

Nil

Almondz Global Securities

Limited

Ambit Capital Pvt ltd

Amit Nalin securities Pvt.

Limited

Rs. 9.00 cr.

(31.03.07)

Yes

Yes

Yes

Rs 3978.00 cr.
(31.03.07)

21

Yes

Nil

Amrapali Capital & Finance

Services Limited

Rs. 45 cr.
(31.03.07)

Yes

Yes

Yes

Rs. 8730.00 cr.

(31.03.07)

Yes

Nil

Anagram Securities Limited

Rs. 43.00 cr.

(31.03.07)

Yes

No

Yes

Rs. 32981.00 cr.

(31.03.07)

33

Yes

Nil

Anand Rathi share&stock

brokers ltd

Rs 26 cr
(31.03.07)

Yes

Yes

Yes

Rs 40499 cr
(31.03.07)

60

Yes

Nil

10

Angel Broking Limited

No

Yes

Yes

12

Yes

Nil

11

Angel Capital & Debt Market

Limited

Yes

No

Yes

12

Yes

Nil

12

Arihant Capital Market Ltd.

No

Yes

Yes

35

Yes

Nil

13

Arihant Fincap Limited

Yes

No

Yes

35

Yes

Nil

14

Asit C. Meheta Investment

Interrmediates Limited

Rs. 20.00 cr.

(31.03.07)

Yes

Yes

Yes

Rs. 54675.00 cr.

(31.03.07)

106

Yes

Nil

15

B.D. Shah Securities Limited

Rs. 5.00 cr.

(31.03.07)

no

Yes

Yes

Rs.765 cr.
(31.03.07)

Yes

Nil

16

Bakliwal Financial
services(India) Pvt ltd

Rs 15.00 cr
(31.03.07)

Yes

Yes

Yes

Rs 7646.00 cr
(31.03.07)

106

Yes

Nil

17

Batlivala&Karani Securities I P
Ltd

Yes

Yes

Yes

68

Yes

Nil

18

BNK securities ltd

Yes

No

Yes

13

Yes

Nil

19

Bonanza Portfolio ltd

Yes

Yes

Yes

19

Yes

Nil

20

Brics Securities Limited

Yes

Yes

Yes

87

Yes

Nil

21

Centrum Broking Pvt. Limited

Rs.23.97
cr.(31.03.07)
Rs 20.00 cr
(31.03.07)
Rs 80 cr
(31.03.07)
Rs. 62 cr.
(31.03.07)
Rs. 12 cr.
(31.03.07)

Yes

Yes

Yes

40

Yes

Nil

22

Citigroup Global Markets India

Pvt. Limited(CGM India)

Yes

Yes

Yes

280

Yes

Nil

Rs. 14.00
cr.(31.03.07)
Rs. 10.00
cr.(31.03.07)
Rs. 11.00 cr.
(31.03.07)
Rs. 15.00 cr.
(31.03.07)

Rs 804.00 cr.
(31.03.07)

Rs. 96765.00 cr.

(31.03.07)
Rs. 51287.00 cr.
(31.03.07)
Rs. 7762.00 cr.
(31.03.07)
Rs. 11476.00 cr.
(31.03.07)

Rs.19667.43 cr.
(31.03.08)
Rs 2046.00 cr
(31.03.07)
Rs 119273 cr
(31.03.07)
Rs. 39343 cr.
(31.03.07)
Rs.4484.00 cr.
(31.03.07)
Rs.133123
cr.(31.03.07)

Yes

Yes

Yes

Rs.5888.00
cr.(31.03.07)

16

Yes

Nil

DBS Cholamandalam securities Rs 11 cr

ltd
(31.03.07)

Yes

Yes

Yes

Rs 5301 cr
(31.03.07)

39

Yes

Nil

Derivium Capital & Securities

Pvt. Limited

Rs. 3.00 cr.

(31.03.07)

Yes

No

Yes

Rs. 158113 cr.

(31.03.07)

126

Yes

Nil

Dhan Stock & share Brokers pvt

ltd
Dindayal Biyani stock Brokers
ltd
Dindayal securities ltd

Rs 5.12 cr
(31.03.07)
Rs 9.99 cr
(31.03.07)
Rs 4.05 cr
(31.03.07)
Rs. 73.00 cr.
(31.03.07)
Rs 164.00 cr
(31.03.07)
Rs. 3.61 cr
(31.03.07)

Yes

Yes

Yes

Yes

Nil

No

Yes

Yes

Yes

Nil

Yes

No

Yes

Yes

Nil

Yes

Yes

Yes

42

Yes

Nil

Yes

Yes

Yes

133

Yes

Nil

Yes

No

Yes

21

Yes

Yes

108

Yes

Nil

Yes

Nil

55

Yes

Nil

35

Yes

Nil

Nil

23

Dalmia Securities Pvt. Limited

24

25
26
27
28

Rs. 95.00 cr.

(31.03.07)

Rs 1306.50 cr
(31.03.07)
Rs 1690.42 cr
(31.03.07)
Rs 19905.32 cr
(31.03.07)
Rs. 39701.00 cr.
(31.03.07)
Rs 1016000.00 cr
(31.03.07)
Rs. 580.70 cr.
(31.03.07)

29

East India Securities Ltd.

30

Edelweiss securities ltd

31

Elbee Securities Pvt. Limited

32

EMKAY share&stock Brokers ltd

Rs 125.00 cr
(31.03.07)

Yes

Yes

Yes

Rs 69651.00 cr
(31.03.07)

33

Eureka Stock&Share Broking

Services Limited

Rs. 27.61
cr(31.03.07)

Yes

Yes

Yes

Rs.45.19 cr.
(31.03.07)

First Global Stockbroking pvt

ltd
Fortune Equity Brokers (India)
Limited

Rs 35.00 cr
(31.03.07)
Rs 5.00 cr
(31.03.07)

Yes

Yes

Yes

Yes

No

Yes

36

Fortune Financial Services

(India) Limited

Rs. 54.00 cr.

(31.03.07)

Yes

Yes

Yes

Rs. 4162.00 cr
(31.03.07)

15

Yes

37

Gangour Investments Limited

Rs.4.00
cr(31.03.07)

Yes

No

Yes

Rs.2456.00 cr.
(31.03.07)

11

Yes

Yes

Yes

Yes

Rs 394.28 cr
(31.03.08)

Yes

Yes (research Report

for private circulation
only)
Nil

Yes

Yes

Yes

NA

Yes

Nil

Yes

Yes

Yes

Rs 215429.90 cr
(31.03.07)

19

Yes

Yes

Yes

Yes

Rs. 11.18 cr.

(31.03.07)

15

Yes

Nil

Yes

No

Yes

Yes

Nil

No

Yes

Yes

Yes

Nil

Yes

No

Yes

161

Yes

Nil

Yes

Yes

Yes

132

Yes

Nil

34
35

38
39
40

Gilt Securities Trading Corp ltd Rs 246.98 cr

(31.03.07)
Guiness Securities ltd
Rs 1000.24 cr
(30.09.07)
Gupta Securities pvt ltd
Rs 13.02 cr
(31.03.07)

41

Harjivandas Nemidas Securities Rs. 42.59 cr.

Pvt. Limited
(31.03.07)

42

HEM Finilease pvt ltd

43

HEM securities ltd

44

ICAP India Private Limited

45

ICICI Securities Primary

Dealership

Rs 4.00 cr
(31.03.07)
Rs 11.00 cr
(31.03.07)
Rs.6.00 cr.
(31.03.07)
Rs. 32.82 cr.
(31.03.07)

Rs 8911.00 cr
(31.03.07)
Rs 14728.00 cr
(31.03.07)

Rs 2728.00 cr
(31.03.07)
Rs 8858.00 cr
(31.03.07)
Rs. 162130.00 cr.
(31.03.07)
Rs. 170681.50 cr.
(31.03.08)

Nil

46

IDBI CAPITAL Market Services

Ltd

47

IFCI Financial Services Limited

48

Inani Securities Limited

49

India Capital Markets ltd

50
51

Indsec Securities & Finance

Limited
Infinity.com Finacial Securities
Ltd.

Rs.338.00
cr(31.03.07)
Rs.13.00 cr.
(31.03.07)
Rs. 8.00 cr.
(31.03.07)
Rs 17.00 cr
(31.03.07)
Rs. 29.00 cr
(31.03.07)
Rs. 28.00 cr.
(31.03.07)

52

Jamnadas Khushaldas Shares & Rs. 8.00 cr.

Stock Brokers Pvt. Ltd.
(31.03.07)

53

Jaypee Capital Services Limited

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Rs.3079.00 cr.
(31.03.07)
Rs.2714.00 cr.
(31.03.07)
Rs. 2185.00 cr.
(31.03.07)
Rs 15028.00 cr
(31.03.07)
Rs. 5639.00 cr.
(31.03.07)
Rs. 4557.00 cr.
(31.03.07)
Rs.1312.00 cr
(31.03.07)

Yes

Yes

30

Yes

Nil

25

Yes

Nil

37

Yes

Nil

58

Yes

Nil

77

Yes

Nil

42

Yes

Nil

55

JM Fin Ser. Pvt. Ltd.

56

Joindre Capital services ltd

57

JRG Securities Limited

58

K.C.Somani Stock Broking

services pvt ltd

Rs. 56.00 cr.

(31.03.07)
Rs 25.00
cr.(31.03.07)
Rs.80.00 cr.
(31.03.07)
Rs 23.00 cr
(31.03.07)
Rs 35 cr.
(31.03.07)
Rs 0.67 cr
(31.03.07)

59

Kantilal Chhaganlal Securities

Pvt. Limited

Rs. 15 cr.
(31.03.07)

Yes

Yes

Yes

Rs. 9080 cr.

(31.03.07)

Yes

Nil

60

Karvy Stock Broking Limited

Rs. 192.00 cr.

(31.03.07)

Yes

Yes

Yes

Rs. 86691.00 cr.

(31.03.07)

61

Yes

Nil

61

Keynote Capitals ltd

Yes

Yes

Yes

20

Yes

Nil

62

Khandwala Securities ltd

Yes

Yes

Yes

26

Yes

Nil

63

KJMC Capital Market Services

Ltd.

Yes

Yes

Yes

149

Yes

Yes("Monthly
Investment Bulletin"),
Research Report on
"Stone India Ltd."

64

LKP Securities Limited

Yes

Yes

Yes

135

Yes

Nil

65

Lohia Securities Ltd

Yes

Yes

Yes

32

Yes

Nil

66

M R Share Broking Pvt. Ltd.

No

Yes

Yes

Yes

Nil

No

Yes

Yes

Yes

Nil

67

Mahesh Kothari share&stock

Brokers pvt ltd

54

JM Fin Ask Ser. Pvt. Ltd.

Rs 9 cr
(31.03.07)
Rs 25.00
cr.(31.03.07)
Rs. 12.48
cr.(31.03.07)
Rs.14.00 cr.
(31.03.07)
Rs. 22.00 cr.
(31.03.07)
Rs.5.00 cr
(31.03.07)
Rs 6.00 cr
(31.03.07)

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Rs. 1515.00 cr.

(31.03.07)
NA

45

Rs 18102.00 cr
(31.03.07)
Rs 27302.00 cr
(31.03.07)
Rs 24664 cr.
( 31.03.07)
Rs 4.85 cr
(31.03.07)

Rs 2577 cr
(31.03.07)
Rs 10980 cr.
(31.03.07)
Rs. 4.83 cr.
(31.03.07)
Rs. 77594 cr.
(31.03.07)
Rs. 7703.00 cr.
(31.03.07)
Rs. 2559.00 cr.
(31.03.07)
Rs 584.00 cr
(31.03.07)

27

Yes

Nil

109

Yes

Nil

31

Yes

Nil

18

Yes

Nil

16

Yes

Nil

Yes

Yes

68

Majortrend share & stock

brokers pvt ltd

Rs 5.00 cr
(31.03.07)

Yes

No

Yes

Rs 87.00 cr
(31.03.07)

69

Mata Securities India Pvt.Ltd.

Rs.13.00
cr.(31.03.07)

Yes

Yes

Yes

70

Modern Shares and

Stockbrokers Limited

Rs. 9.00 cr.

(31.03.07)

Yes

No

Yes

Yes

Yes

Yes

Yes

No

71
72

Money Matters Securities pvt ltd RS 6.09 cr

(31.03.07)
Rs. 6.34 cr.
Murarilal Saraf
(30.09.06)

Yes

Nil

Rs.52347.00 cr.
(31.03.07)

169

Yes

Nil

Rs. 2749.00 cr.

(31.03.07)

28

Yes

Nil

NA

Yes

Nil

Yes

Rs.1.66 cr.
(31.03.07)

23

Yes

Nil

73

Nagarmal Saraf Securities Pvt.

Limited

Rs. 5.18 cr.

(30.09.06)

No

Yes

Yes

Rs.26.87 Lakh
(31.03.07)

26

Yes

Nil

74

Natverlal & Sons Stockbrokers

Pvt. Limited

Rs.7.00 cr.
(31.03.07)

No

Yes

Yes

Rs. 1168.00 cr.

(31.03.07)

Yes

Nil

75

Nayan M. Vala (Sole Prop.)

Rs. 3.71 cr.

(31.03.07)

Yes

No

Yes

Rs. 708.00 cr.

(31.03.07)

11

Yes

Nil

76

NDA securities ltd

Yes

Yes

Yes

Yes

Nil

Yes

Yes

Yes

49

Yes

Nil

Yes

Yes

Yes

Yes

Nil

No

Yes

Yes

90

Yes

Nil

Yes

No

Yes

Yes

Nil

Yes

No

Yes

23

Yes

Nil

43

Yes

Nil

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes ( "Daily Market

Watch", "Daily Market
Strategy", "Newsletter"
etc.)

77
78
79
80

Rs 7.00 cr
(31.03.07)
Rs. 19 cr.
Networth stock Broking Limited
(31.03.07)
Rs 124 cr
Nirmal Bang securities pvt ltd
(31.03.07)
Rs. 11.00 cr.
NVS Brokerage Pvt. Limited
(31.03.07)
Rs 4 cr
O.J Financial services ltd
(31.03.07)
P.H. Financial & Investment
Consultants Pvt. Limited

Rs. 15.00 cr.

(31.03.07)

82

Padmakshi Financial services

ltd

Rs 18.22 cr
(31.03.07)

83

Peerless Securities Limited

Rs. 15 cr
(31.03.07)

81

Rs 14766.00 cr
(31.03.07)
Rs. 5433 cr.
(31.03.07)
Rs 30846 cr
(31.03.07)
Rs. 43999.00 cr.
(31.03.07)
Rs 9182 cr
(31.03.07)
Rs. 745.00 cr.
(31.03.07)
Rs 3598.36 cr
(31.03.07)

Rs. 219 cr.

(31.03.07)

84

Porecha Global Securities Pvt.

Limited

85

Portfolio Financial services ltd

86
87
88
89
90
91
92
93
94
95
96
97
98
99

Rs. 4.00 cr.

(31.03.07)

Rs 5.00 cr
(31.03.07)
Rs 28.00 cr
Prabhudas Lilladher pvt ltd
(31.03.07)
Practical Financial Services pvt Rs 5.00 cr
ltd
(31.03.07)
Rs 12.00 cr
Pratibhuti Vinihit ltd
(31.03.07)
Rs 17.00 cr
Pratibhuti Viniyog ltd
(31.03.07)
Pravin Shah Stock Broking pvt Rs 5.00 cr
ltd
(31.03.07)
PRB Securities pvt ltd
Rs 86.00 cr
(31.03.08)
Rs 5.00 cr
Prebon Yamane (India) ltd
(31.03.07)
Preferred securities pvt ltd
Rs 1.56 cr
(31.03.07)
Rs. 10.00 cr.
Quantum Securities Pvt. Limited
(31.03.07)
Rs 3.00 cr
R L Agarwala capital markets ltd
(31.03.07)
Rs.66.00 cr
Ratnabali Capital Markets Ltd.
(31.03.07)
Reliance securities ltd
Rs 2.00 cr
(31.03.07)
Rs. 115.00 cr.
Religare Securities Limited
(31.03.07)
Rs 57.00 cr
SAM Global securities lt
(31.03.07)

100

Santosh Kumar Kejriwal

Securities (P) Limited

101

SBICAP Securities Limited

102

Senator Securities Pvt. Limited

Rs. 14.66 cr.

(31.03.07)
Rs. 56.00 cr.
(31.03.07)
Rs. 10.00 cr.
(31.03.07)

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

No

Yes

Yes

Yes

Yes

no

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Rs. 904.00 cr.

(31.03.07)
Rs 235.00 cr
(31.03.07)
Rs 24130.00 cr
(31.03.07)
Rs 1015.00 cr
(31.03.07)
Rs 3210.00 cr
(31.03.07)
Rs 1304.00 cr
(31.03.07)
Rs 379 cr
(31.03.07)
Rs 2.40 cr
(31.03.08)
Rs 138372.00 cr
(31.03.07)

Rs. 4499.00 cr.

(31.03.07)
Rs 31 cr
(31.03.07)
Rs4381.00 cr.
(31.03.07)
Rs 1421.00 cr
(31.03.07)
Rs.179270.00
cr.(31.03.07)
Rs 30964.00 cr
(31.03.07)
Rs.764.28 cr.
(31.03.08)
Rs.11751.00 cr.
(31.03.07)
Rs. 1336.00 cr
(31.03.07)

20

Yes

Nil

Yes

Nil

58

Yes

Nil

28

Yes

Nil

Yes

Nil

24

Yes

Nil

11

Yes

Nil

Nil

Yes

Nil

175

Yes

Nil

NA

Yes

Nil

30

Yes

Nil

19

Yes

Nil

11

Yes

Nil

10

Yes

Nil

169

Yes

Nil

Yes

Nil

10

Yes

Yes(Weekly News
letter & Corpoate
Research Report)

102

Yes

Nil

75

Yes

Nil

Rs.3.00 cr.
(31.03.07)
Rs. 14.00 cr.
(31.03.07)
Rs. 80.00 cr.
(31.03.07)
Rs.5.00 cr.
(31.03.07)
Rs 13.00 cr
(31.03.07)
Rs 11.00 cr
(31.03.07)

103

SHCIL Services Ltd.

104

SKP Securities Limited

105

SMC Global Securities Limited

106

Somayajulu & Co. Limited

107

SPA Securities ltd

108

SSD Securities pvt ltd

109

Standard Chartered-STCI capital Rs 50.00 cr

markets ltd
(31.03.07)

110
111
112
113
114
115

Sumedha Fiscal Services

Limited
Sunidhi Securities & finance
Limited
Suresh Rathi Securities Pvt.
Ltd.
TATA Securities ltd
Techno Shares & Stocks Ltd.
Transwarranty Capital Pvt ltd

Rs. 8.00 cr.

(31.03.07)
Rs 108.00 cr
(31.03.07)
Rs.10.00
cr.(31.03.07)
Rs 6.54 cr
(30.09.07)
Rs. 13.00 cr.
(31.03.07)
Rs 9.76 cr
(31.03.07)

116

Triveni Management
Consultancy Services Limited

117

Twentyfirst Century Shares and Rs. 19.00 cr.

Securities Limited
(31.03.07)

118

ULJK Securities Pvt. Limited

119

V R M share Broking pvt ltd

120
121
122
123
124
125
126

V.K. Patel Securities Pvt.

Limited
Vardhaman Capital pvt ltd

Rs. 5.cr.
(31.03.07)

Rs. 5.00 cr.

(31.03.07)
Rs 10.00 cr
(31.03.07)
Rs. 6.61 cr.
(31.03.07)
Rs 4.09 cr
(30.09.07)

VCK Share & Stock Brokering

Services Limited

Rs. 12 cr.
(31.03.07)

Vedika securities pvt ltd

Rs 6.21 cr
(31.03.08)
Rs. 17.00 cr.
(31.03.07)
Rs. 59.00 cr.
(31.03.07)
Rs 23.84 cr
(30.09.07)

Ventura Securities Limited

Wallfort Financial Services
Limited
Zen securities ltd

No

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Rs.7000.00 cr.
(31.03.07)
Rs.5935.00 cr.
(31.03.07)
Rs. 95455.00 cr.
(31.03.07)
Rs. 10419 cr.
(31.03.07)
Rs 19968.00 cr
(31.03.07)
Rs 6793.00 cr
(31.03.07)
Rs 15928.00 cr
(31.03.07)
Rs. 574.00 cr.
(31.03.07)
Rs 27970.00 cr
(31.03.07)
Rs. 9737.00 cr.
(31.03.07)
Rs 100.63 cr
(31.03.08)
Rs. 13749.00 cr.
(31.03.07)
NA

16

Yes

No

61

Yes

Nil

Yes

Nil

72

Yes

Nil

106

Yes

Nil

Yes

Nil

88

Yes

Nil

33

Yes

Nil

130

Yes

Nil

Yes

Yes

47

Yes

Nil

15

Yes

Yes

Yes ( Daily and Weekly

News Letters)
Nil

Yes

Yes

Yes

Yes

Yes

Yes

Rs.2854 cr.
(31.03.07)

19

Yes

Nil

Yes

Yes

Yes

Rs. 38293.00 cr.

(31.03.07)

110

Yes

Nil

No

Yes

Yes

49

Yes

Nil

Yes

No

Yes

Yes

Nil

No

Yes

Yes

43

Yes

Nil

10

Yes

Nil

16

Yes

Nil

Yes

Nil

15

Yes

Nil

64

Yes

Nil

Yes

Nil

Yes

Yes

Yes

Yes

Yes

Yes

Yes

No

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Yes

Rs. 1519.00 cr.

(31.03.07)
Rs 2535.00 cr
(31.03.07)
Rs. 1.48 cr.
(31.03.07)
Rs 4125.51 cr
(31.03.08)
Rs. 3178 cr.
(31.03.07)
Rs 53748.78 cr
(31.03.08
Rs. 28723.00 cr.
(31.03.07)
Rs. 9335.00 cr.
(31.03.07)
Rs 10791.41 cr
(31.03.08)