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take public responsibility for appropriate portions of the content. F) All contributors who do not meet the criteria for authorship should be listed in an acknowledgment section. As authors, we have all signed agreements verifying that we meet the authorship criteria. For those of us who have been senior authors, there is an added responsibility of making sure that all of the authors listed meet the criteria and that no one who meets those criteria are left out. Senior authors also have the power or burden to determine the sequence of authors, which can be contentious, particularly in institutions or countries where credit is given to the rst and last authors only. In this commentary, I discuss my own experience and perspective which may be biasedand invite comments from our readers. The focus of this article is publications on original research because, in general, there is less controversy regarding authorship of review articles. Although the issues discussed are more relevant to clinical research, most also apply to basic science research. There seems to be more manuscripts from basic science investigators that have joint rst authors, although this trend also seems to be the case in clinical manuscripts.2
Single-Center Studies
Determining who should be on the author list in manuscripts on research emanating from a single clinical site or laboratory is the simplest, but by no means simple. Take,
for example, a retrospective study of the clinical experience in managing disease X. A fellow develops the research plan with guidance from a mentor. The research plan is sent to other faculty for comments. Some faculty provided constructive comments and others merely indicated interesting study. The fellow completes the chart review with guidance from the mentor. The data are analyzed by the fellow alone or with the assistance of the mentor or a statistician. The fellow drafts the manuscript, which is then edited by the mentor. The revised manuscript is circulated to other faculty who participated in the management of the patients that are the subject of this research. Some faculty provided valuable suggestions on data interpretation and substantive editorial comments, whereas others simply respond looks good. The nal manuscript is sent around and every one approves it. Who should be on the author list in this manuscript? Everyone who provided a response at each stage in the process no matter how supercial it is or only those who provided substantive contributions and critical review? And how should substantive and critical be dened? Over the years, I have had to take potential authors off the nal author list on more than one occasion. It is not pleasant, but if the policies are clearly stated and consistently applied, this can be achieved without any fanfare. This may be more difcult if a junior faculty has to eliminate a senior faculty, particularly in countries where it is customary for the head of department to be listed on every manuscript. The notion of granting authorship simply based on having contributed to the care of patients in retrospective clinical studies or to the management of patients in prospective clinical studies or provision of a reagent or performance of an assay in laboratory-based research
Multicenter Studies
Determining who should be on the author list in multicenter clinical studies is much more complicated. Authorships in multicenter clinical studies sponsored by government agencies such as the NIH are usually determined by publication policies of the study group. In general, a publication committee is established early on to develop the policies. The criteria for authorship are transparent and a process for arbitration is established. Ideas for data analyses and manuscripts are solicited and the writing group and sequence of authors are determined at the start of manuscript planning. These policies have worked well for many NIHfunded clinical research networks including the Hepatitis C Antiviral Long-term Treatment against Cirrhosis (HALT-C) Trial that I have the privilege to be a member of, even though we did not employ a for-
Conclusion
Authorship of peer-reviewed publications is one of the primary metrics of academic success. The ICMJE guidelines provide a useful framework but interpretation and implementation of these guidelines are more complicated. Having early discussion and agreement about authorship and author order is critical and can save subsequent agony.
ANNA S. LOK Senior Associate Editor Division of Gastroenterology & Hepatology University of Michigan Health System Ann Arbor, Michigan
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