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a b s t r a c t : Weber and his work functioned in two ways: both as a bridge to the
new, to the world of capitalist modernity, as well as a road to an acceptable
cosmopolitan ‘liberal’ historical past. It was Weber the cosmopolitan and outsider
who could give legitimacy and weight to the intellectual orientations and problems
thought to be significant for the community in exile. It was this Weber who could
cushion the ‘negative shock’ of what was often perceived as America’s ‘intellectual and
cultural provincialism’ and establish for the emigre scholar and intellectual the
historical task of assisting in the development of American intellectual and cultural
life. At the same time, the presence of a different Weber in America, already an
established interest of several scholars emerging into prominence, such as Talcott
Parsons and Edward Shils, created difficulties as well as opportunities for the emigre
scholars. Because of such variety the field for the transmission, reception, and
influence of Weber’s work must be approached as a complicated, multilayered, and
contested patchwork of disparate and sometimes partially overlapping social and
professional networks.
I
On 19 April 1950, two days before what would have been Max Weber’s 86th
birthday, Karl Jaspers had a dream at his home in exile in Basel. He recorded it in
a letter to Hannah Arendt:
I had a remarkable dream last night. We were together at Max Weber’s. You, Hannah,
arrived late, were warmly welcomed. The stairway led through a ravine. The apartment
was Weber’s old one. He had just returned from a world trip, had brought back political
documents and artworks, particularly from the Far East. He gave us some of them, you the
best ones because you understood more of politics than I.
II
I begin with this brief postwar exchange between Jaspers and Arendt because it
suggests the possibilities and difficulties of my theme, a theme that involves
memory, imagination, and an uncertain effort to trace the transmission, recep-
tion, influence, and significance of ideas. It is not only diversity within the com-
munity of scholars that is at issue, but also the controversies and uncertainties
swirling around Weber and his legacy for inquiry into social life.
Interpretations of any apparent ‘legacy’ have tended to play off the specific
origins of Weber’s thought against the liberating effects of a recontextualized
reception, a tendency revealed in the following two comments, nearly 50 years
apart:
We must ask what these intellectual interests and professional needs actually
were. The answer to that question has to do not just with Weber’s reputation, but
also in large measure with the formation of the social sciences, especially in
America.
With respect to the strength of ‘influence’ that both authors mention, the
legacy has then paradoxically included both the view that Weber has held a
powerful grip on the images we have formed of modern social life – think of dis-
cussions that invoke terms like ‘charisma’ and ‘bureaucracy’ – and the view that
Weber has had little positive effect on the actual social sciences in North America.
Paul Honigsheim already remarked in 1950 that there has been ‘American eclec-
ticism regarding Weber’ and only ‘partial acceptance’.14 Closer to the present,
scholars may be tempted to say that for academic sociology Weber’s version of the
field appears to have remained ‘essentially without results’,15 or that his reported
influence has consisted of a kind of misreading and misapplication of ideas, with
some emerging over time as more ‘creatively useful’ than others – think of the
seemingly inexhaustible discussions invoking the ‘Protestant ethic’ or a similar
‘functional equivalent’ as a precondition for ‘modernization’.16
In either instance one must stress that the theme of Weber’s effect on the
American scientific scene, mediated by at least two generations of emigre
scholars, may be even less interesting than the effect of Anglo-American culture
and images on Weber and that by-product often referred to as ‘Weberian theory’
or the ‘Weberian perspective’. This double theme, noted elsewhere among those
driven into exile,17 seems especially apt for understanding the case of Weber. It
was signaled early on even by Franz Neumann, who conceived of Weber as the
great ‘exception’ to the comparative absence in the German universities of his
time, where scholarship was steeped in a comprehensive world-view, such as
historicism, idealism, or Marxism. Weber stood for an alternative kind of inquiry
more characteristic of his new home that came to grips, as Neumann stated, with
‘social and political reality’ and the responsibilities of the scholar, teacher, and
intellectual.18 Over the last decade several lines of investigation have begun to
explore the cultural-historical underpinnings of this Anglo-American remaking of
124 Weber.19
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III
Let us recall, then, as an appropriate point of departure for understanding
Weber’s ‘presence’ for the emigre community, that like Freud, he did travel to the
US, arriving four years before his Austrian counterpart in New York harbor in
August 1904, journeying by train up the Hudson within a few miles of Bard
College and on to Niagara Falls, the required stop for European travelers, and
then west to Chicago, the Universal Exposition and Congress of Arts and Sciences
in St Louis, to Indian Territory, through the South, up the eastern seaboard, end-
ing with two weeks in November in New York City – a journey of nearly three
months. During his travels Weber was interested in a wide variety of social
phenomena, including immigration and the fate of German emigres and their
communities, some of which he visited: notably North Tonawanda near Buffalo,
the locations of his own relatives in Tennessee and North Carolina, the German-
born financier August Gehner in St Louis, and scholars like Hugo Münsterberg
in Cambridge. Weber even commented on the tendency toward rapid assimila-
tion among German immigrants, the tensions between first and second genera-
tions, and the powerful socialization exerted by American civic institutions,
including the settlement movement and the religious sects.
Using the language of the emigres, Weber was emphatically not one of the
‘bei-unskis’ – those who sacralized the departed homeland, where ‘bei uns’ every-
thing was better than it is here20 – a stance identified with Ferdinand Kürnberger’s
Portrait of American Culture and Nicolaus Lenau’s Amerikamüde in The Protestant
Ethic and the Spirit of Capitalism. Instead, Weber registered considerable enthusi-
asm and fascination for the dynamism of a young civilization and the vigor of its
voluntaristic social life, an exuberance clearly in evidence in the one full-length
piece he published on the US after his return.21 Weber did not exhibit the
romantic’s nostalgia and regret at the apparent loss of Gemeinschaft in the modern
American social order, but instead was attracted to what he saw as new forms of
civic engagement promoted in his phrasing by the ‘cool objectivity of sociation’.22
Historians of American thought and social science have pointed out the special
appeal of Weberian thought in the American context, as it appears to share a
broadly progressive philosophical and social perspective, while holding sceptical
and pessimistic views about progress through science, the promise of ‘rationality’,
and the prospects for progressive historical development. Weber can even seem
to be a ‘progressive manqué’,23 a stance with critical appeal for the refugee intel-
lectual. But if Weber’s world is disenchanted, it is also a world that opens onto a
kind of ‘history’ and historical knowledge that holds in check any claim to the
‘exceptionalism’ of the American experience – an important qualification for the
emigre social scientist. Furthermore, Weber’s own work offered a commentary
on social science as a secularized view of the world with roots in the religious expe-
rience, and especially in the United States in the inner-worldly asceticism of the
Protestant sects that demanded mastery of self and world.24 This ‘concatenation 125
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IV
When Weber arrived in the US at the age of 40, the paper he presented in the
Social Science section of the Congress of Arts and Science at St Louis, ‘Capitalism
and Rural Society in Germany’, was addressed to themes drawn from his early
work as a political economist on agrarian economies and their transformation by
technological change and capitalist competition, enlivened with Europe–America
comparisons. The first part of The Protestant Ethic and the Spirit of Capitalism
appeared only while he was still in New York, and the second part with its com-
ments on the American experience buried in footnotes well after his return to
Germany. It is a telling comment on intellectual fashions that this early Weber
of the ‘historical school’ of economics has been rediscovered again recently by
economic sociology.
But we should remember that Weber’s work in economics and political econ-
omy first received serious attention in the 1920s and 1930s, not only for the
English-language readership in translated form, but also among the emigres who
had access to the original German. Indeed, Frank Knight’s 1927 translation and
publication of Weber’s General Economic History, a posthumous compilation of
lecture notes, preceded Parsons’s well-known translation of The Protestant Ethic
and the Spirit of Capitalism by three years, the only two Weber texts available to
the Anglophone world until the appearance of the reader prepared by Hans Gerth
and C. Wright Mills in 1946, notwithstanding repeated early efforts to publish
more complete texts.
Among the faculty of the New School for Social Research the political–
economic dimension of Weber’s work was taken for granted. Well before his
arrival in the United States, for example, Albert Salomon had already character-
ized Weber as the ‘bourgeois Marx’, a phrase that resonated in certain quarters for
decades.25 The characterization was important, because it provided a kind of intel-
lectual connection to Weber for those, such as Neumann, Otto Kirchheimer, and
even Emil Lederer, whose critical neo-Marxist outlook traveled with them across
the Atlantic, typically becoming modified during the exile years.26 In the United
States Salomon’s authoritative introductory essays on Weber, published in the
first two volumes of Social Research, reveal his earlier command of the philosophi-
cal and sociological underpinnings of Weber’s work, but now expand the scope to
the entire range of issues confronting the social sciences – as if to say, if one wants
to participate in the discourse of the social sciences, Weber is the place to begin.27
In the empirical studies of the New School faculty it is characteristic that when
Weber is actually cited, it tends to be the Weber of political economy or political
126 sociology who is credited with an insight. This is no less true of Franz Neumann
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V
In the world of the universities, the main forum for the reception of Weber’s work
was sociology and political science, and indeed, more explicitly six areas of inquiry
that to a certain extent reached across the social sciences, including anthropology
and history: social action theory, historical sociology, sociology of religion,
organization studies, sociology of ‘culture’, and ‘methodology’ or the philosophy
of science and logic of inquiry. In the 1930s the main institutional settings for this
Rezeptionsgeschichte were not only the New School for Social Research, but also
Harvard University and the University of Chicago.
As historians of the New School have pointed out, the graduate faculty came to
read Weber’s work as a whole as central to the general problematic of the social
sciences. Consider the following typical assessment:
Few members of the Graduate Faculty had been Max Weber’s student, but all were agreed
that he was the most important German thinker in their lifetimes. As an empirical social
scientist and as an intellectual concerned with the theoretical problems of the social
sciences, Weber had set the terms of debate for German social scientists in the first half of
the twentieth century. He, more than any other German thinker of his generation,
wrestled with questions of objectivity, the relationship between nature and society, and the
possible tensions between scientific knowledge and political action. The richness of his
writing and the complexity of his thought invited controversy. Not only were Weber’s
heirs divided over the correctness of his position in a given area of inquiry, but they often
fought for recognition as the definitive interpreter of his position.31 127
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As you doubtless know by hearsay, the ‘talk’ hereabouts runs largely in terms of breaking
down and bridging over the departmentalization of social science. It seems obvious to me
that if the talkers mean anything of what they say, this matter of doing something about
Max Weber to make his material available for students ought to be a leading item in the
actual program.33
Knight had in mind specifically the formation of the integrated social science
curriculum for the undergraduate college at Chicago. Both he and Parsons
struggled with the question of how to present what Parsons called the ‘three great
divisions’ of Weber’s work to the Anglophone public – the methodological or
philosophy of science essays, the collected essays in the sociology of religion, and
Economy and Society – apparently with involvement of refugee experts, such as
Albert Salomon and Melchior Palyi.
The frustrating decades-long discussions of translating Weber’s work accu-
rately, completely, and in logical sequence (discussions that continue to this day)
were in the 1930s tied directly to the effort to integrate the social sciences, estab-
lish a coherent sense of the field of inquiry, and provide students with accessible
‘model problems’ for inquiry. The pedagogical lessons for the Chicago curricu-
lum were not lost on Knight, who indeed proceeded to commission translations
of various parts of Economy and Society – the categories and definitions of Part I and
the ‘sociology of law’, as well as the obscure ‘Roscher and Knies’ essay, circulated
in mimeographed form as part of the body of knowledge essential to the social
128 sciences.34 None of this material was ever published, and only one of Parsons’s
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VI
The century just past could well be called ‘the century of the exile’, as one
scholar has remarked,36 and perhaps for that reason alone the emigres of the 1930s
are important and deserve a hearing. They participated in essential ways in the
continuing debate over the nature of the social sciences, and thus, as well, in the
discussion of the fate and future of western culture. In this context they were
aware of the dangers lurking in the debate and the special role for the refugee
scholar and intellectual – in Franz Neumann’s formulation,37 to build on the
pragmatic American effort to temper theory with practice, while bringing to bear
the European emigres’ theoretical and historical knowledge, so necessary to
tempering the four dangers to social science in the United States: optimism about
changing the world for the better, empiricism for its own sake, the scholar
reduced to a functionary for mere data collection, and the intellectual’s inde-
pendent and critical function jeopardized by political and corporate largesse and
the high cost of large-scale research. These tasks and the need for this critical role
are still with us, and for that reason so are Weber and the perspectives, problems,
and controversies drawn from his work.
Notes
1. Hannah Arendt and Karl Jaspers (1992) Correspondence 1926–1969, ed. L Kohler and H.
Saner, tr. Robert and Rita Kimber, pp. 148–50. New York: Harcourt Brace. This
compelling anecdote has also captured the attention of other writers, who have used it
for different purposes: see e.g. Peter Baehr, ‘The Grammar of Prudence: Arendt, Jaspers,
and the Appraisal of Max Weber’, in Steven E. Aschheim (2001) Hannah Arendt in
Jerusalem, pp. 306–24. Berkeley: University of California Press.
2. Weber occasionally referred to himself as an ‘outsider’, and he enjoyed characterizing the
German Sociological Society formed in 1909 as a salon des refusés. Peter Gay confirms
that professional historians and Weber’s contemporaries, such as Georg von Below,
tended to dismiss Weber as an ‘outsider’, just as they dismissed any kind of ‘sociology’.
129
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