,40 to

Re,,. t/2010

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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization Uaite~ States District Court 5a. Report T)pe [check appropriate type) ~ Nomination, [] Initial Date [] Annual [] Final

Rtpor, Reqtdred by the Ethics

in Government ,4 ct of 1970t

~s u.sc. ,zpp..~.~ loft/I,

3. Date or Rt:port 03/29/2010 6. Reporting Period 01/01/2009 to 12/3 b2009

I. Person Reporting [last name, first, middlc initial) Shoo, Edward F. 4. Title (Article 111 judges indicate active or senior stares; magistr:.~c judges indicate full- or part-time) Arlicle III Active Judge

5b. [] Am~nchrd Report 7, Ch~mb,.r,~ or Office Address; 825 Jadwin Avenue, Stc. t90 Richland. WA 99352 8. On the basis of the infurmation contained in this Repnrt tad any modifications pertaining thereto, it is. in my opinion, in compliance with applicable la~a and regulations. Date

Rovievdng Officer

IMPORTANT NOTES: r~e i.~tructlons accompanybtg thls fornt must be followed. Complete all parts,
checldng the NONE bo.v~r each part where you have no reporlable information. Sign on last page.

I. POSITIONS. ~r..i.g
i~ NONE (/Vo reportable positions) P~)SII-ION
I. Officer/Director ] ] ..........

NAME OF Op.GANIZATION/ENTITY
I - Corporation I

2. Real Estate Contract 50% interest

NONE (z\~ reportable agreements.)

DATE

pARTIES AND TERMS

Shea, Edward F.

PageFINANCIAL2 of 9 DISCLOSURE REPORT

INmm~
ol" Person Reporting

Dale of Report

A, Filers Non-Investment Income

NONE (,~ reportable non-investment income.)

~ATg
1. 2. 3. 4.

souRcg AND TYPg

~OMF
(yours, not spouses~

B. Spouses Non-Investment Income - if k.uu were married during an),po~tlon of the repoaing year, o,mptete thi~ section. NONE (No reportable non-investment income.) SOLACE AN~ TYPE

2.
3. 4.

IV. REIMBURSEMENTS -,ru.,po,,~,io.,

hwluJcs those to spouse and ddpe~denl chiI~ben. see pp. 25-27

NONE (No reportable reimbu~wements.)

~
I. 2. 3. 4. 5.

LOCATION

P~POSg

ITEMS PAID OR PROVIDED

Name uf Person FINANCIAL DISCLOSURE REPORT ] s~, ra,~a F.Reporling

I)at~ uf R~por! [

Page 3 of 9

NONE (~ reportable g~l~s.) ~ DESCRIPTION

2.

4. 5.

VI. LIABILITIES. (lnctudes those of sp,,u~e and dependent chitdrem.*ee pp. 3Z-3J of fiting im,ruction.~.l
NONE (No reportable liabilities.)

I~REDITOR
I. 2.

~SCR|PTION

VAkUE CODE

3.
4.

5.

FINANCIAL DISCLOSURE REPORT

~am of Person Reporting

Date of Report

Page 4 of 9

] Shed, Ed,v~ra r.

03129/2010

VII. INVESTMENTS and TRUSTS - i ...... ,. ,.~t~. t .......,io..s a,,,,t,,a,,, ,* .....#,~,,,,,. and dependent cl, ilaren; see VV. 34-60

NONE (No reportable ittcome, assets, or trcmsactions.) ...............................A. Dcscriptio~ orAs~t~ {including ~st assc~} Place "{X)" ~Rcr each asset cxcmpl from prior disclosure Income d~ing reposing pe~od :Amount { C~ I {AdO B. ~ .... ~ Gross value a~ end of repoalng pcri~ Value Code 2 (J-P) Value ~ Method i C~c 3 {Q-W) T T T T T T Type (e.g. buy, seU, rct emptiou) D Transactions du~ng rcpt~tng pc~od :, (2) (3) (a) Value ~ Gain Date :m~ddy~ ~ Code 2 ~ C~c I " ! (J-PI ~(A-H) . : ~ (5) Identity of buvcr,:scllc~ (if private transaction)

Type {e.g.. div. rcnl, or ira.)

I. 2. 3. 4. 5. 6.

Northwestern Mutual Life Insurance North,*estem Mutual Life Insurance Northwestcm Mutual Life Insurance Prudential Life htsurance Coins Fishcreek Ltd

None None None None None None

K K K J J K

77 An
8. 9_ 10. I I. Schwab Money Market Fund Charles Schwab Cash Account Vanguard ttealth Care Fund Vanguard l leahh Care Fund (IRA) A A

~one
Interest Interest None None

K
J J K K

w
T T T T

12
13. 14. 15.

Microsoft
DFA US Large Cap Value Portfolio [DFLVX) DFA US 9-I0 Small Co (DFSVX) DIVERSIFIED INVESTMENT ADVISOR~ (comprised of #20-41 )

None
None None None None None

T
Sold 09/29709 K

L M K K

T T T T ,

16. Goldman Sacks Mid Cap Value Fund 17. Vanguard Instl Index

FINANCIAL DISCLOSURE REPORT Page 5 of 9

fP ..... Reporting

Date of Report 03/29~2{}10

[ N ..... ] Shea, Edward F.

N ONE (No reportable income, assets, or transactions.)

Description or As~ts {incl~ing trust ~sc~s) Place "{X}" after c~ch asset cxcmpz from prior disclosure Income danng reposing pcfi~ Amount : "lypc {Cg., Code I . div.. ~nt, {A-H} or int.) C. Gross value at end of reposing period ...... VaIo Code 2 {J-P} Value Method C~c 3 : (Q-W) T T T Buy Buy K~lec Blended Shoa Term Bond Fund AilainzNFJ Dividend Value A Fund None Non~ L K T T Sold (part) Sold Sold (parO Columbia Arm S~cI None J T U17/09 J 1/17/09 U17/09 11/17/09 J
Ty~" (e.g.,

D. Tmnsaclions during, rcponing period dcm buycr,,scIlcz (ifpnvalc ~ransaction}

buy sell, redemption)

Gain ~m~/d~y~ C~c 2 ~ C~c I ]~ (A-H} . (J-P) ~ ~

, Dale ~ Vahlc "

18. 19, 20. 21. 22. ~ 23. 24, 25.

American Growth Fund ThomburgIntl Value Fund Pimco Tot.Re~. Fund

None None None

] K J

11/I 7/09 J

26.
27. 28. 29. 30. 31. ~32 33. 34.

American EuroPac Fund

Columbia SM.CAPVal South Boston Savings Bank Life Ins Glubix Corp Schwab Value Advantage Money Fund GESA Credit Union Intl GameTech (IGT) A

None
None None Noue None Interest None

K
J J J J J J

T
T T T T T T

Buy

: 11/17/09

Buy Buy Buy

01105109 06/01109 08/27/09

J J J

{SeeColumns CI and D.})

N =5250.0{}1 - SS~},{.WO

O =$500,001 - 51,000,~1]0

Pl =51,b~}.{}0 t - S~,0{}I},OO0

P2 =$5,(}~t.001 - S25,O{al.t10~

Name of Person Reportin~

Dlte of Report

PageFINANCIAL6 of 9 DISCLOSURE REPORT

sh~,, Edward r.

03/29."2010

NONE (No reportab[e income, assets, or transactions.)

Dcscr~ptio~ of Assets Income dudag ~ Transamions Gros~ ,aluc at end of r~por6ng pc~od ....... d~ring reposing

(including tms~ assets) r~o~ing ~riod Plac~"(XY a~:cr each ~sct cxcmpt ffum p~o~ d~scTosurc Amounl ~ l)p i.g., C~e ~ div, rent, tA-H) ~ orintl ._ ~ 35. 36. 37. 38. $9. 40 41. 42. 43. 44 45. 46. 47 -4S. 49. 50 51. Alcoa None Schwab Invest Moncy Fund (Pets) Royce Value Plus Fund Wells Fargo Adv. Asia~Pac US Global Invest. East. Eoropc Charter Elaa* US Bank A lnt.,Div. None None None None None None Siliconware (SPON)(PERS) Driehaus Emerging Mkts None None Macquarie Siliconware (SPON)(I~) None None Phillips Electric None

,Value . ~od 2 (J-P) ~ K

Value Mclhod
Cod3

I
~

Date Type (c g., ~ Value buy. sell. :mm/d&yy Code 2

rcd~mp~km) , ~ (J-P)

Gain ~c I
IA-H)

~)crs~]Icr (ifpn~atc

, (Q-W) T

~, 04/21/09 05,11/09 08/05/09 04124/~) ~ 0g/24/@)

tr~sactioM

l Buy Boy Sold Sold (part) Sold

J K J J

J K

T T Buy Buy 09/28/09 I 0/I 5/09 K J

J J J J

T T T T Sold Sold 02/23,~9 IO/08/09 0 ! ! 16/09 05/11/09 01/05/09 J l J J J

Buy Buy

Buy

FINANCIAL DISCLOSURE REPORT Page 7 of 9

~x ..... rw~son R,po~i.: She,, rd,,ar~ V.

I ]

VII. INVESTMENTS and TRUSTS - i.,. ........

t.~. , .........,i,,.~ (t.,.~.s~ ,~,,,~ ,,~..~ ........ a a,,v.,a~,,, ~,i~a~.; ,~ ~. ~-6o

"

N ONE (~) reportable income, assets, or transactions.)

Description of A~scts (including ~st asscts) Place"(X)"af~crcachassct excmpt from prior disclosure It~co~nc during re~ing ~nod : (I) (2) ~Amou~t Typelc.g, ~ (~e I div, ~nk IA-H) or int ) ~ Gross value at end of rcpo~ing pcri~ 1 (I) ~2~ ~ V~iuc Value C~e 2 Mc~h~ (J-P) C~c 3 (Q-kk) Transactions during rc~ing pc6~ ] (1~ Typc~e.g., I buy, sell, ] r~cmption) 12~ (3~ ? (4) ~ Date ~ Value ~ Gain ~ ~d~yy C~de 2 ~ CMc I (J-P) ] (A-H} ~ ~ : (5) bu)crscllcr ~ilp~vat transaction)

52.

Buy

02723/09

53. 54. 55. 56. 57. 5g. 59. DRYSHIPS Inc (DR~S) None

Buy Buy Buy Buy Buy Bay Sold

08,:06/09 12,~24/09 01105[09 02:03/09 02123/09 0412 I,,"09 J 05111/09 K

FINANCIAL DISCLOSURE REPORT Page 8 of 9 VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. ([rsditut, part of gepor,O
*This v. as purchased in 2008 and inad,ertetatly omitted from the prior years report.

FINA~C|AIu DISCLOSURE

Page 9 of 9
IX. CERTIFICATION.

Shea, Edward F.

D"~ uf R~Pr~

I certify that all information given above (including informati~m pertaining to my spouse and minor ~r dependent children, if any) is accurate, true, and complete to Ihe best of my knn~vledge and belief, and that any information not reported ~vas withheld because it met applicable statutnrv provisi~ns permitting non-disclosure. i further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE TIllS REPORT MAY BE SUBJECT TO CIVIL AND CRI~,IINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administralive Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544