Escolar Documentos
Profissional Documentos
Cultura Documentos
AO IO Rev. 1/2011
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
1. Person Reporting (last name, first, middle initial) REAL, MANUEL L. 4. Title (Article Ili judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. DISTRICT JUDGE - ACTIVE
5b. [] Amended Report 7. Chambers or Office Address 312 N. SPRING ST. LOS ANGELES, CA 90012 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
NAME OF ORGANIZATION/ENTITY
Trust #1
1. 2. 3. 4. 5.
Real, Manuel L.
IlL N O N-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME
(yours, not spouses)
B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar omount not required except for honoraria.)
~]
1. 2. 3. 4.
V. GIFTS. aneludes those to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4.
DESCRIPTION
VALUE
5.
VI. LIABILITIES. ancludes those of spo~e and dependent children; see pp. 32-33 of filing )nstructions.) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.
DE SCRIPTION
VALUECODE
VII. INVESTMENTS and TRUSTS - income, vulue, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
~] NONE (No reportable income, assets, or transactions.)
A B A A A A A
M K J K K J J
T T T T T T T
Bay Cities Natl Bank, RPV, CA San Pablo Muni Bond, San Pablo, CA Rockland Cal. Uni School Dist., Rockland, CA California St. Ambac CRC American Express - CD Morgan Stanley - Money Market
3.
4.
5.
6.
7.
8. 9. Trust #1 - Trustee, no beneficial interest Bonds: Sears Roebuck Acceptance Corp. GMAC LLC
13.
C B C C C B C
K K L K K L K
T T T T T T T
Buy Redeemed
05/21 06/01
K L
Ford Motor Credit Co. Ford Motor Co. Del Hertz Corp. Lehman Bros. Mtn. Var.
14.
15.
Sold Buy
06/08 06/02
K K
17.
1. Income Gain Codes: [See.Columns BI and 2. Value Codes (See Columns Cl and D3) Value Method Codes (See Column C2)
A:=$1,000 or less F =$50~001, $I00,000 .... J =$15.000 or less N =$250,001 - $500,000 P3 =$25.000,001 - $50,000,000 Q =Appraisal U =Book Value
B =$t.001 - $2.500 O =$100,001 - $1,000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost [Real Estale Only) V =Other
C =$2.501 - $5.000 HI --$ L000,001 - $5.000,000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50,000.000 S =Assessment W =Estimated
D =$5,001 - $15,000 H2 =More than $5,000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000,000 T --Cash Market
E =$15.001 - $50,000
VII. INVESTMENT S and TRU STS - income, volue, tro~nctions aucludes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)
[]
California State General Obligation California State General Obligation California State General Obligation Califomia State General Obligation Los Angeles County Calif Sch Reg
Interest
K K K M K
Interest
Buy
23.
B B B C C C C C
K K J K L L K K K K K K
T T T T
T T T T T T T T
24. Provident Energy - stock 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. Enerplus Resources Fund - stock Energy Transfer Partners - stock Kinder Morgan Energy - stock Windstream Corp - stock Williams Pipelin Partners - stock Boardwalk Pipeline Partners - stock Boardwalk Pipeline Partners - stock Genesis Energy - stock Senior Housing Prop Tr Reit - stock Verizon Communications - stock
Buy (addl)
05/20
K K K K K
C B B
1. Income:Gain Codes: tSee:Coltmms BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Mlhod Codes (See Column C2)
A y$1.000 ol tess F =$50,001 - $100.000 1 =$15.000 or less N =$250,001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value
=$t.001 - $2.500 =$100.001 - $1,000,000 =$t5.001 - $50.000 =$500.001 - $1.000.000 =Cost (Real Estate Only) =Olher
C =$2,501 - $5.000 H 1 =$1,000.001 - $5,000.000 L =$50,001 - $100.000 P1 =$1.000.001 - $5.000.000 p4 =More than $50.000.000 S =Assessment W =Estimated
D =$5.001 - $15.000 H2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000,000 T =Cash Market
E =$15,001- $50.000
VII. INVESTMENTS and TRU S TS - income, value, ~u.sactlo.s ;.cludes those olspouse u.d depende.t children; see pp. 34-60 offillng instructions.)
Health Care Reit, Inc. - stock Plains all American Pipeline - stock Money Market - SDIT Govt II Fund Ticker: 33 Bank of America (accounts) Los Angeles Cnty Calif Sch Reg
K K J M K
T T T T T
Buy Buy
09/30 11/17
K K
Sold
05/26
2. Value Codes (See Columns C1 and 03) 3. Value Method Codes (See Column C2)
J =$15,000 Or less K =$15,001 : $50,000 N =$2~0~001. $500,000 0 ~$500;001 - $1.000,000 P3 =$25,000,001 - $50,000.000 R =Cost (Real Estate Only) Q =Appraisal V =Other U =Book ValUe
M ~i0~ ~i ~2~0
: "F~h Mfirk~t
IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544