FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Zainey, Jay C. 4. Title (Article I11 judges indicate active or senior status; magistrate judges indicate full- or part-time)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111) 13. Date of Report 05/15/2011
6. Reporting Period

2. Court or Organization USDC, Eastern District of LA

5a. Report Type (check appropriate type) Nomination, ] [] Initial Date [] Annual [] Final

01/01/2010
to

Article 111 Judge - active

12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 500 Poydras Street C-455 New Orleans, La 70130 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date_

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pageo

I. P 0 S I T I ON S. ~Reporang individual only; see pp. 9-13 of filing instructions.)

~

NONE (No reportablepositions.)

POSITION
1. Board Member Active Participant Active Participant Board Member President Chairman Board Member NAME OF ORGANIZATION/ENTITY American Red Cross Gods Special Children Homeless Experience Legal Protection (HELP) Program Judge John Boutall Inn of Court St. Andrews Village Pro Bono Project Cafe Reconcile

2. 3. 4. 5. 6. 7.

II. AGREEMENTS. Repora.g individaai only; setup. 14-16 of f!ling instructions.) [~ NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Zainev, Jav C.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

D
1.2010 2. 3. 4.

NONE (No reportable non-investment income.) DATE

United States Judges

SOURCE AND TYPE

INCOME (yours, not spouses)

$161,232.74

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

~
1. 2. 3. 4.

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainmen~

(Includes those to spouse and dependent children; see pp. 25-27 o filling instructions.)

NONE (No reportable reimbursements.)

SOURCE
Louisiana State Bar Association

DATES

LOCATION

PURPOSE Seminar Lecture

Seminar Lecture

ITEMS PAID OR PROVIDED

Travel

06/I0/2010-06/13/201c, Sandestin, FL
08/02/2010-08/06/2010 San Francisco, CA

2. 3. 4. 5.

American Bar Association

Travel

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

V. GIFTS. anel.des those to spo.se and dependent children; see pp. 28-31 of filing instructions.)
[] NONE (No reportable gifts.)
SOURCE 1. 2. 3. 4. 5. Tom Benson DESCRIPTION 2 New Orleans Saints Tickets for Opening Game

VALUE $340.00

VI. LIABILITIES. ancludes those oSspouse and dependent children; seepp. 32-33 of filing instructions.)

D
1. 2. 3. 4. 5.

NONE (No reportable liabilities.)

CREDITOR whitney National Bank DESCRIPTION Continuing Guarantee regarding loan to St. Andrews Village

VALUECODE M

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - income, vat, e. tra.sactio,s anel.~$ those olspo., and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Rental Property #1, Metairie, LA Rental Property #2, New Orleans, LA Rental Property #3, New Orleans, LA JP Morgan AccountsI Capital One AccountsI First NBC Bank (1 Hibernia Investments LLC Sun Life Finanacial - Life Insurance Policy #1 Sun Life Financial - Life Insurance Policy #2 Sun Life Financial - Life Insurance Policy #3 Transamerica Life Ins Co Sun Life Assurance Company - Life Insurance Policy #1 Jackson National Life Ins. - Retirement Annuity # I Jackson National Life Ins. - Retirement Annuity #2 Jackson National Life Ins. - Retirement Annuity #3 Jackson National Life Ins. - Retirement Annuity #4 Jackson National Life Ins. - Retirement Annuity #5

E D E A

Rent Rent Rent Interest None

N M M J J N J M J J N L L K K K K

W W W T T T T T T T T T T T T T T

Interest None

C A A D C B B B B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

I. income Gain Cod~s~ :

~ ~li0~br Ies~

(S~ ColUmfis Oi ~nd b~)$i00;000 2. Vah.e Codes J =S 15,000 or i~ (see Col ......Cl and D3) N ~$250,001= $500,000

B =$1,001 - $2,500 G =$100,001 r $1,000,000 K --$15,001- $50,000 0 =$500,001- $1,000L000 R =Cost (Real Estate Only) V =Other

C =$2,50i - $5,000 HI =$i,0~0,00i r $5,0001000 L ~$50~0i ~ ..... PI --~i!000100i i $5;0001000 ; S =Assessment W =Estimated .... :

D =$5,001 - $15;000 H2 =More than $5,000,000 i ~ ~$~i00010~i ~i~00,000 : T :~Cash ~ark~t :

E =$15,001 - $50,000

~3 =$25,000,00~ - $50.000.000
3. Value Method Codes (See Column C2) Q =Appraisal U =Book Value

~,~ =M~ than $50,000:000 .....

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

VII. INVESTMENTS an d TRU STS - income, value, ~a~actio.s ancludes those olspa.se and dep~nd~t children; seepp. 34-60 offillng instrullons.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B.C. Income during reporting period (1) (2) Amount Type (e.g., Cpde 1 div., rent, (A-H) : : :or int.) Gross value at end of reporting.period (2) (1) Value Value Code 2 Method Co~1~3 (J,E) (Q-W) D. Transactions during reporting period (1) Type (e.g., buy, sell, redemption) (2) (3) .... Date Value mm/d~,,, Code 2 0~P) (4) Gain Code 1 (A-H~ (5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.

Jackson National Life Ins. o Retirement Annuity #6 Jackson National Life Ins. Retirement Annuity #7 Jackson National Life Ins. Retirement Annuity #8 Jackson National Life Ins. o Retirement Annuity #9 IRA # 1 - State Street Bank and Trust - JP Morgan IRA #2- State Street Bank and Trust o JP Morgan Sun Life Financial - Common Stock Reliance Group Holdings, lnc.- Common Stock United States Antigen Corporation Khoder International Brokerage

A A B A C B A

Interest Interest Interest Interest Interest Interest Dividend None None None

K K K J K J K J J J

T T T T T T T T W W

L ineb~eGain Codesi iS~i C~ifimns Bi a~d O~) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

B--$1,901- $2,500 A =$Lboo or less F ---$50100J ! $100.000 G~$100:001:~$1;000,000 J =$15,000 or less K =$15,001 : $50;000 ..... O =$~00100i ~ $i,000~000 N =$250,001 ~ $500.000 p3 =$25,000.001- $50,000,O00 R =Cost (Real Estate Only) ........ Q ---Appraisal V -~3ther U =Bo0k Value

~$2;501 - $5,0~ Hi =$1,000 00i ~:$5;000,0~0 L =$50i001 ~ $100~000 al ~$i 000~00i ~ $5;000,000 S W =Estimated

E =$15,00| - $50,000

H2 =More than $5.000,000 M =$100,001 ~ $250,000 P2 ~$~i000i001 q $25,000~000 T ~ash Market

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indlcatepart of report.)

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Jay C. Zainey

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) Zainey, Jay C.
4. Title (Article IIl judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization USDC, Eastern District of LA 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 05/15/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Article 1II Judge - active

5b. [] Amended Report 7. Chambers or Office Address ! 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

500 Poydras Street C-455 New Orleans, La 70130

IMPORTANT NOTES: The instructions accompanying this form must be fotlowed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. P OSITI ON S. (Reporang ~.aiv~d.nt o.iy; see ~. 9-13 of filing instructions.)

D NONE (No reportable positions.)
POSITION
1. 2. 3. 4. 5. 6. 7. Board Member Active Participant Active Participant Board Member President Chairman Board Member

NAME OF ORGANIZATION/ENTITY
American Red Cross Gods Special Children Homeless Experience Legal Protection (HELP) Program Judge John Boutall Inn of Court St. Andrews Village Pro Bono Project Care Reconcile

II. AGREEMENTS. merortiog ~.aiv~a.at o~ty; s,e rp. 14-16 of filing instructions.)
~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Zainev, Jav C. A

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

III. N O N-INV E S T ME N T IN C O ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section~
(Dollar amount not required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE

1. 2. 3. 4.

IV. REIMBURSEMENTS - transportation, lodging, food, entertai ....

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

t.

NONE (No reportable reimbursements.) SOURCE

Louisiana State Bar Association

DATES

LOCATION

PURPOSE
Seminar Lecture

ITEMS PAID OR PROVIDED

Travel

06/10/2010-06/13/201C, Sandestin, FL

2. 3. 4. 5.

American Bar Association

08/02/2010-08/06/201 San Francisco, CA

Seminar Lecture

Travel

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

V. GIFTS. anciudes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[~ NONE (No reportable gifts.) SOURCE 1. 2. 3. 4. 5. Tom Benson DESCRIPTION 2 New Orleans Saints Tickets for Opening Game

VALUE
$340.00

VI. LIABILITIES. ancludes those o/sponse end dependent children; see pp. 32-33 of f!ling instructions.)

D
1. 2. 3. 4. 5.

NONE (No reportable liabilities.)

CREDITOR Whitney National Bank DESCRIPTION Continuing Guarantee regarding loan to St. Andrews Village VALUECODE M

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

VII. INVESTMENTS and TRUSTS - i.co,~e, v.i.e, ,r.nsoctlo,~ and~d~ ~l,o~ oSs.o.s~ .nd d~penden, children; see pp. 34-60 of filing instructions.)
~-] NONE

(No reportable

income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Rental Property # 1, Metairie, LA Rental Property #2, New Orleans, LA Rental Property #3, New Orleans, LA JP Morgan Accounts (5) Capital One Accounts (3) First NBC Bank (3) Hibernia Investments LLC Sun Life Finanacial - Life Insurance Policy #1 Sun Life Financial o Life Insurance Policy #2 Sun Life Financial - Life Insurance Policy #3 Transamerica Life Ins Co Sun Life Assurance Company - Life Insurance Policy #1 Jackson National Life Ins. - Retirement Annuity #1 Jackson National Life Ins. - Retirement Annuity #2 Jackson National Life Ins. - Retirement Annuity #3 Jackson National Life Ins. - Retirement Annuity #4 Jackson National Life Ins. - Retirement Annuity #5

E D E A

Rent Rent Rent Interest None

N M M J J N J M J J N L L K K K K

W W W T T T T T T T T T T T T T T

Interest None

C A A D C B B B B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

1. Income Gain Codes: A =$1~000 0r less (See Columns Bl and D4): J =$15,000 or less 2. Value Codes (See Columns CI and D3) N =$250,001 - $500,000 P3 =$25,000.00 i, $50,000,000 3. Value Method Codes Q =Appraisal (See Cohmm C2) U =Book Value

B -$1,001 - $2,500 0 =$100,0Ol - $1,090~000 K =$15,001 - $50,000 O =$500,001 - $I,000,000 R =Cost (Real Estate Only) V -Other

C --$2,501. $5;000

D ~$5~00i r $15,000

E =$15,001 - $50.090

HI =$1,000,091 = $5;000,~00 tt2 ~M0r than $5,090,~ ...................

P4 LM0r~tha~$50i~6!0~ ;
S =Assessnient :

: T =~h M~rket

W =Esti~ai~d ....

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

VII. INVEST MENTS and TRUSTS - income, value, tra,~actions and.des those of spouse and d~pendcnt children; see pp. 34-60 of filing instructions.)
~]

NONE (No reportable income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27.

Jackson National Life Ins. - Retirement Annuity #6 Jackson National Life Ins. - Retirement Annuity #7 Jackson National Life Ins. - Retirement Annuity #8 Jackson National Life Ins. - Retirement Annuity #9 IRA #1 - State Street Bank and Trust - JP Morgan IRA #2- State Street Bank and Trust - JP Morgan Sun Life Financial - Common Stock Reliance Group Holdings, Inc. - Common Stock United States Antigen Corporation Khoder International Brokerage, LLC Inactive

A A B A C B A

Interest Interest Interest Interest Interest Interest Dividend None None None

K K K J K J K J J J

T T T T T T T T W T

1. Income Gain Codes: [See Columns BI and D41 2. Value Codes (See Columns C1 and D31 3. Value Method Codes (See Column C21

A :$I.000 or less F =$50.001- $I 00.000 J =$15.D00 or less N =$250.001 - $500.000 P3 =$25.1100.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - SL000,000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

=$2.501 - $5,000 1 =$1,000,001 - $5.000.000 =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 =Assessment: W =Estimated

D =$5,001 - $15.000 H2 =More lhan $5,000.000 M =$100.001 P2 =$5,000.001 - $25.000.000 T --Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Zainey, Jay C.

Date of Report 05/!5/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and~catepano/re~,o,~.)

Amending report in response to letter of inquiry dated July 22, 2011. Changed Part III, A., Line 1. Removed compensation for current employment by the United States since it is not required to be disclosed. In Part VII, page 5, line 27, "Khoder International Brokerage, LLC" is not a stock brokerage company. It is an LLC formed by several potential partners. There is no business, no assets, no debt, no employees and has never been active. This company remains inactive.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Zainey, Jay C.

Date of Report 05/15/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Jay C. Zainey

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544