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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organization U.S. DLstrict Court, N.D. Tex. 5a. Rel~rt Type (check appropriate type) [] Nomination, [] Initial Dat~ [] Annua! [] Final

Report Required by the Ethics

in Government Act of 1978

(5 u.s.c, app. tOl.tlt)

3. Date of Report 04/2~/2010 6. Reporting Period 01101/2009 to 12/31/2009

1. Person Reporting (last ha.me, first, middle ioitial) Fit:v.vater, Sidney A. 4. Title (Article I]1 judges indicate active or se.~ior status; magistrate judges indica~ full- or part-time) Chief U.S. District Judge - Active

5b. [] Amended Report ~i Chamber~ or Office Addr~s U.S. Courthouse 1100 Commerce St., Rm. 1528 Dallas, Texas 75242-1035 8. On the basis oflhe Ininrmatinn ontnined In this Report and ony modifications l~rtainlug thereto, It I~, In my opinion, 1~ compliance with applienble law~ and regulations. Rtwlewiag Officer Date

IMPOR TANT NOTES: The instructions accompanying this form must be followed Complete all pa~s,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~,po~,g i, ai~u~t o,~; ,oo ;p. ~-- o/~,~ i~,,~)

[--] NONE (No reportable positions.) POSITION
I. Co-Trustee

NAME OF ORGANIZATION/ENTITY
Trust # 3 (See Part VIII).

II. AGREEMENTS. (Reporting indlvidual only; ,eepp. 14-16 of filing lns~uc~o~l

~ NONE ~o reportable agreements.)

0 ~"

~
1.

p~TIES A~ TE~S

Fitzwater, Sidney A.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Fitzwa~r, R~o~t~g [~e orre~o~ S~a~y ~

D~t. orR,po~ ~0~0

IlL NON-IN~ST~NT ~CO~. ~R~vo~ ~ ~.~ ~w.~; ~ v~ ~7-z~ o~r~ ~,,~;

A. Filers Non-Investment Income NONE ~o reportable non-investment income.) DATE 1. 2. 3. 4. SOURCg A~ T~E ~CO~ ~o~, not spo~s)

B. Spouses Non-Investment Income - If you were married during any portion of the r~porting year, complete thi~ section.
~Dollar amount ~ot required except for honoraria.)

~]

NONE (No reportable non-investment income.) DATE. SOURCE/kIND TYPE

1- salary

1. 2009 2.

3,
4.

IV. REI1MBURSEMENTS - ,~,~wao,io~ to,~u~,~. ~ood. ...... i,, ....

(Includes tho~ to spouae and d~pend~nt cl~ildren; see pp. 25-27 of filing inztr~ctiorts.)

I~

NONE (No reportable reimbursements.) ~ ~

Febvaary 19-21, 2009

LOCATION
Nashville, TN

pURPOSI~
Judge moot court

ITEMS PMD OR PROVIDED

Airfare, hotel, transportation, and food

1.

The Freedom Formn, Arlington, VA (First

Amendment Center, Inc.,

Nashville, TN)

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9 I

~t~, sidney A.

~8~0~0

NO~ ~o reportable g~s.) SOURCE DESC~ON VA~E

I. 2.
3. 4.

5.

~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CQDE

1. 2.

3. 4. 5.

FUNANCIAL DISCLOSURE REPORT

~.~ or~,,~o. Repo~.~

Flt~vater, Sidney A.

~.,e o~R~po,~
04/28/2010

Pag 4 of 9
VII. INVESTMENTS and TRUSTS -

NONE ~o repo~able income, ~sets, or ~a~tio~.) K

~scfipd~ of~ (ioclud~g ~t ~se~) Pla~ "~" ~r ~h ~et exempt ~m ~or di~lo~

B.
~me d~g ~ng Amour C~ I T~ (e.g~ ~v~ ~

C.
G~ v~u~ ~ ~d

D.
T~c~o~ d~ng ~g ~fiod

Value C~e 2

Value Me~od

T~e (e.g., b~, ~ll,

~te [~

Va~e Grin[ C~ 2 C~ 1 ~

Idenfi~ of buys/seller

I.

W~hin~on Mull Invcstom Fund (19~

Di~dend

2.

~S B~ USA D~osit Acct.

Interest

3. 4.

3M Corp. Common Stock J.P. Morgan Chaze & Co. Common Stock

A A

Dividend Dividend

J J

T T

5. 6, 7. 8. 9.
10. 11.
12,

Trust # 2 (Nos. 5-9) (Sc Part VIII) -UBS Resource Mgmt. Acct (Money M~rket Portfolio) -Calamos Growth Fund -Lord Abbett Affiliated Fund -UBS Global Allocafion Fund
Calamos Growth and Income Fund Lord Abbett Affiliated Fund
Lord Abbett Fundamental Equity (See Part

Dividend

A A

Dividend Dividend
None

J J
J

T T
T

13. MFS Research Bond Fund

Dividend

14.

UBS Global Allocation Fund

Dividend

15. 16. 17.

Jefferson-Pilot Life Ins. Co. Flex. Prem. Survivor Life Tt~st # 3 (Nos. 16-65) (See Part VIII) -Dominion Investor Setvs., Inc. Prime Fund(Money Mkt. Acct)

B F

Interest IntJDiv.

K PI

T T

1. Income Gain Codes:

A r$1.000 or le~.s

B ~$1,00! - ~2,500

C -$2.501 - $5,0~

3. Value Me~ C~e~

Q -Appmi~l

R ~sl ~I E~ ~ly)

S =A~t

T ~ M~

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Fi~,water,

Sidney A.

04/28/2010

NONE ~o reportable income, ~setz, or ~a~actions.)

Descdpdoa of Assets (including ~t ~) Pla~ "~)* ~er ~ch ~t exempt ~m ~or ~los~ ~ d~g ~g Gro~ v~ at end . T~actio~ d~ng ~pon~ng ~od

, 0) [ (~)
~o~t T~e (e.g., C~e 1 , ~v.,~ (A-~ : orin[)

0)
V~ur C~e 2 (J-P) ,

(2)
Va[~ Me~od ~3 ,

0)
~ (e.g., ~y, seII, ~p6on) i:

(~)
Da~ ~d&~

(3)
Value C~ 2 : 0-P)

(4)
Ga~ Co~ I (A-tO

(s)
Id~ti~ of buy~l~ller (ifpdv~m

18.

-A~n Asia-Pacific ~e Income F~d

19.

-~ Teleco~icatiom ~c. Co--on S~k -~Co~mfion Co--on Stock

20.

21.

-~nsoli&~d Edison, Inc. Co--on Stock

I"

22.

-Dominion Resources, Inc. Common Stock

23. 24.
25.

-Dreyfus Strategic Municipals Inc. (Income Trust Fund) -Duke Energy Corp. Common Stock
-Entergy Corp. Common Stock

26.

-Exelon

Corp. Common Stock

27.

-ExxonMobil Corp. Common Stock

-~i~ten.gy Corp. Common Stock

29. -FPL Group hac. Common Stock

30. 31. 32. 33. 34.

-Hawaiian Electric Industries hac. Common Stock -Integrys Energy Group Inc. Common (fna ~rPS Resources Corp) -Medco Health Solutions Inc. Common Stock -Merck & Co. Inc. Common Stock" -Monsanto Co. New Common Stock

FINANCIAL DISCLOSURE REPORT aa,~e orPenon Reporting Page 6 of 9 Fitzwater, Sidney A.

VII. ENV~STMENTS and TRUSTS - ~oo~,e, ,~t.eo ~r ..... ,io..(lncludex those of sp ..... d dependent children; stpp. 34-60
~-] NONE (No reportable income assets, or transactions.)
A. Description of Asset~ (including wast a~ets) Ph~e ~(X)~ atlet each ~et exempt from prior disclosure 13. Income during reporting period Amount Type (e.g., Code I i div.,reut, (A-H) ! or int.) I C. I Gross value at end ! of reporting period Valu~ Cod2 (Lp) V~lue Method , Cod~ 3 Type (e.g., buy. sell, redemption) D. Tra.~actio~s during rcp~rdng period

Date or lqepor~ 04/28/2010

of filing instruaion~.)

Value I Ga~ mm/dd/yy . Code2 ] Code | ! , (J-P) -H) i ~(A

ld~tityof boyer/sdler (if private

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

-Nuveen Dividend Advantage Municipa! Fund -Nuveen Dividend Advantage Municipal Fund 2 -Nuveen Dividend Advantage Municipal Fund 3 -Nuveen Insured Premium Inc. Mun. Ftmd 2I Inc. (See Pt VIII) -Nuveen Municipal Advantage Fund Inc. -Nuveen Municipal Value Fund Inc. -Nuveen Premium Inc. Mun. Fund Inc. (See P~ VlU) -Nuveen Premium Inc. Mun, Fund 2 Inc. (See Pt. VIII) -Nuveen Premier Insured Municipal Income Fund Inc. -Nuveen Select Maturities Municipal Fund -Pepco ttoldings Inc. Common Stock -Pepsico, Inc. Common Stock -Pfizer Inc. Cormnon Stock -Puget Energy Inc. Common Stock (See Pat~

vm)

Sold

02/09/09

-Spectra Energy Corp. Corrmaon Stock -TECO Energy Inc. Common Stock -Van Kampen Trust for Insured Municipals

(S~e Cogurans B I ~ad D4 ) 2. Valu~ Code~ ~. Vnlu~ Methyl Codc~ (Se~ Column C2)

F - $ 50,001 $ 100,000 J - $15,0~0 or less P21 -I25,000,001 - $50,000,000 Q -A#praL~l U -Book V~lue

G -$ 100.001 - $ ] .000,000 K -$ I $,001 - $~0,000

H I =$ 1,000,001 - $5,0~0,000 L =$ 50,091 - $ 100.000 P4 -More tb.m $50,000,000 S =As~etsment W ~Estimated

H2 = More than $~,000,0~0 M --$100,001 - $230,000

K -C~t (Real Eszat: Only) V -<)ther

T ~CL~h M~kel

F[N.MNCIAL DISCLOSURE REPORT Page 7 of 9

! r"~~e ~e~~ ~P~ Fit~at~r, Sidney A.

~eof~eport 04rzsiz010

VII. INVESTMENTS and TRUSTS - i,,co,,.., .a... ,~,~,~,o.~ (lndu~estho,. ofst,~ .... d,tep,n&ntci~itlten;setptt 3~-rOo1"yiiinginsrr~ction~)
NONE ~o repo~able income, asse~, or tra~actio~.)
~s~ption of ~ (iocl~ing ~ a~em) Place "~)" ~ ~ch ~et exempt ~m prior disclo~ J ~come d~g ~ng p~od Gm~ val~ at ~d of r~o~ng ~ V~e Co~2 (J-P) T~n~dons d~ ~ag ~od

~o~t T~ (e.g., C~e 1 div., ~k (A-~ , orin~)

VMue T~e (e.g., Da~ ~ Me~ . buy, ~11, I~ [ ~e3 [ ~dempdon) ~

VNue G~ Code 2 C~e 1 [ (l-P) ~ (A-[O

Idea~ of buyer/sell~ (ifp~va~

52.

-West~ En~ Inc. Common St~k

53.

-Xcel En~ Inc. Co--on Stock

54.
55.

-Insured Municipals Income Trust Series 22

-Insured Municipals Income Trust Series 228 -hasuxed Municipals Income Trust S~(es 314 -Insured Municipals Income Trust Series 79

56.

57.

58.

-Nuveen Tax Exempt Natl l~ured 251 (UIT) (See Part VIII) -Nuveen Tax Exempt Natl Trad. 257 Q.JIT)

59.

60. 61.

-Unit Insured Municipal Inc. Series 77

-.Ensured Municipals Inc. Trust Unit Ser. 290

62.

-Nuveen Investment Quality Municipal Fund, Inc. -International Bank of Commerce (money

63.

mkt)

64.

-First M,,.rk Credit U~ion (CD)

""

65.

-USAA Tax Exempt Long-Term Bond Fund

1. Income Gain Cod~l: (See Columns B I end D4) 2. V~due ~ (See Columa_~ CI and D3) 3. V~Ioe M~od Codei (See Column C"2)

A ~ 1,000 ~" lexl F -$50,001 - $100,003 J -$15,000 or les~ N =$:/50,001. $500,000 P] -$25,00~,001 - $~0.00~.000 Q "App(=isal U =Dock Valu~

B =51,001 - $2,50Q G --~100,001 - $1,000,000 K =$15,001 - $ 50,0(30 O =$500,001 - $I,000,000 R --Cost t"l~al E~e Only) Y =Odam"

C -$2.501 - 55,000 HI =$1,000,001 - $.~,000,000 L =550.001 - $ 100,O00 PI -$1.000,001.55,000,000 P4 =Mor~ ~ 550,000,000 S =As~me~t W -Estirrutted

D -$5,001 - 515,000 H2 =More than 55,006,000 M =$100,001 - $250,000 P2 -~,000,0~1. $25,000,000 T ~(~ash Matket

E ~$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

N,,,,otr,rso, ~Upo,~g Fitzwater, Sidney .4,.

DatvofH,port

04/28i2010

VIH. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part I [ em ethically pertained to serve as Co-Trustee of Trust # 3 because I am doing so under the will of a family member who died in 2007. The Trust is designated as Trust # 3 to differentiate it fi-om Trust # 1 and Trust # 2, which have been referred to ~n this and/or prior reports. See below for additional expla~atior~ concerning the reporting of assets for Trust # 3. Part VII, Item Nos. 5-9 (Trust # 2) The type of income discIosed for Trust # 2 is "Dividend." q~ae form does not allow the filer to report multiple types of income except for the combination of interest.and dividends. The Trust income includes dividends and interest earned by funds and distributed to fund owners. All income has been reporte~t in colunm B(I). Part VII, Item No. 12 This as.set was reported in my 2008 Financial Disclosure Report as Lord Abbett All Value Fund. This reflects a name change for the same asset. Part VII, Item No. 16 (Trust #3) The type of income disclosed for Trust # 3 is "~t./Div." The form does not allow the filer to report multiple types of income except for the combination of interest and dividends. The Trust income includes other income, such as capital gains earned by funds and disttbuted to fund owners. All income has been reported in column 13(I). Part VII, Item Nos. 38, 4 I, and 42 These assets are the same as Item N~s. 38, 41, and 42 in my 2008 Financial Disclosure Report. In my 2008 report, these as,sets were identified by the te~n "Premier" rather than "Premium." "Premium" is correct (Item no. 43 of my 2008 report correctly used the word "Premier," so Item No. 43 of this years report again trees the terra "Premier.") Part VII, Item No. 18 The transaction reported for this asset is "Sold." In 2009 the company became privately held under the terms of a merger with a group of long term investors (Puget Holdings), and all shares were converted to a fight to receive a per sh~re cash stma. Part VII, Item No. 58 In my 2008 Financial Disclosure Repoa, this asset was listed as Item No. 59, and I reported that the asset had been "Redeemed." This was ~n error, so the asset is being reported again in this years report as Item No. 58, The asset that was redeemed was Item No. 6 I. Item No. 59 - Nuveen Tax Exempt Natl Insured 251 (IJIT)--~md Item No. 61 -- Nuveen Tax Exempt Natl Trod. 251 (UIT) - have almost identical abbreviated names. The information disclosed in coIurtua D for Item No. 59 of my 2008 Financial Disclosure Report should have been disclosed for Item No. 61. Item No. 61 of my 2008 Financial Disclosure Report is therefore omitted from this ye~"s report because it was redeemed on 4/15/2008. This error has not affected the reporting of the Trusts income or value in either affected year.

FINANCIAL DISCLOSURE REPORT Page 9 of9 IX. CERTIFICATION.

Name of Person Reporting

Date of Repor~ 04,2~r2010

[ Fi~zwater, Sidney A.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge tnd belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compLiance with the provisions of 5 U.S.C. app. 501 eL seq., 5 U.S.C. 7353, and Judicial Conference cegulaflons.

NOTE: ANY INDIVIDUAL WIIO KNOWINGLY AND AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) WILFULLY FALSIFIES OR FAILS TO FILE TIIIS REPORT MAY BE SUBJECT TO CIVIL

FILING INSTRUCTIONS Mai! signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544