AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court (MD Tenn) 5a. Report Type (check appropriate type) ] Nomination,
[] Initial

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. .~ 101-111)

!. Person Reporting (last name, first, middle initial) Trauger, Aleta A. 4. Title (Article III judges indicate active or senior status; magistrate judges indicat~ full- or part-time)

3. Date of Report 04/21/2011 6. Reporting Period 01/01/2010 to 12/3112010

Date
[] Annual [] Final

U.S. District CI.Judge-Active

5b. [] Amended Report

7. Chambers or Office Address 825 U.S. Courthouse g01 Broadway Nashville, Tennessee 37203

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I. POSITIONS. ~R,pora,g l, dlvla, al o,l~; ~, ~. 9-t 3 of filing instructions.)

1~ NONE (No reportable positions.) POSITION
I. 2. 3. 4. 5. Member, National Council

NAME OF ORGANIZATION/ENTITY
Vanderbilt Law School

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Trau_qer, Aleta A.

FINANCIAL DISCLOSURE REPORT Page 2 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Reporl 04121/2011

II1. NON-INVESTMENT INCOME. (Reporting individuM and spouse: see plx 17-2 4 of filing instructions.) A. Filers Non-lnvestment Income ~] NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section. (Dollar amount not required ~rcept for honoraria.)
D

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Income from law firm partnership attorney partner in Trauger & Tuke.

1.2010 2. 3. 4.

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)

SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Report 04/21/201 I

V. GIFTS. a, cludes ,hose to spouse on, dependent children: see pp. 28-31 of filing instructions.) NONE (No reportable g~s.) SOURCE
I.

DESCRIPTION

VALUE

2. 3.
4.

5.

V I. LIAB I L I T IE S. a.el.d,s thos, o/,po.~, a,d d,p,nde., childr,,: ~,e ~. 32-~ of filln# instructions.) D NONE (No reportable liabilities.)
CREDITOR
1. Nashville Bank & Trust Mortgage on

DESCRIPTION
aw firm bldg. & loan for HVAC units ~

VALUECODE 0
O J

joint liability w~i~~l~er partners) .... 2. 3. 4. 5. Nashville Bank & Trus! Nashville Bank & Trust Mortgage on Rental Property, Nashville, Davidson Co., "IN Line of credit for law firm partnership

FINANCIAL DISCLOSURE REPORT Page 4 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Repo~ 04/21/201 I

VII. INVESTMENTS and TRUSTS -i.cor.e, ,ol.e, tra.sac,io.~ a.a.des those of spout, a.d depe.dent children; see pp. 34-60 of filing instructiong)
D

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period [ (I) i Amount Type (e.g., [ Code I div., rent, i (A-H) or int.) Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T Donated N L M L N PI W T T T W T (I) Type (e.g., buy, sell, redemption)
Transactions during reporting period

(2) (3) (4) Date Value Gain mrrddd~y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

I. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

Accts. at SunTrust Bank, Nashville, TN The Equitable A.B.A. Group IRA Robertson Stephens Emerging Growth Fund Coventry Health Care Inc. common stock Guilford Co., NC farmland Cash sun. value NW Life policy Cash surr. value of 2 NW Life policies Parnassus Fund Interest in law firm bldg. Profit sharing plan- Divers. Trust Knox County, TN munic, bonds lTECH Partners, L.P. Moore County, NC timber land Metro Nashville Electric Revenue bonds Bank of America Corp. Exxon Mobil Corp. Piedmont Natural GasCo.

A D E

Interest Int./Div. Int./Div. None

N M M

Rent None None

Dividend None None None None

Redeemed 01/04/I 0 K
Expired M W 12/31/10 J

Rent None

Redeemed 05/17/10 K
J K K T T T

A A A

Dividend Dividend Dividend

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Scc Columns CI and D3) 3. Value Method COdes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.00~.001 - $50.000.0~O Q =Appraisal U =Book Value

B -$1,001 - $2.500 G =$100.001 - $1,000,000 K =$15.001 - $50.0~O O =$500.001 - $1,000.000 R ~osl (Real Estate Only) V =Olhcr

C =$2.501 - $5,000 III =$1.000.001 - $5.000.000 L =$50.0OI - $10~.0~O PI =$1.000.001 - $5.000.000 P4 =More than $50.(30~.000 S Assessment W Eslimated

D =$5.001 - $15,000 112 =More than $5.000,000 M =$100,001 - $250.000 P2 ~$5.0~0.001 - $25,000.000 T ~Cash Markel

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Report 04/21/2011

VII. INV ESTMENTS and TRUSTS - inco,~e. ,.atuo. ,ru,~ctions anctudes those of spouse ana aepen,tent chi/dren: seel, p. ~ 4-6o of li/ing instructions.)
D

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust asset.s) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period i (I) (2) i Amount Type (e.g., i. Code I div., rent, i (A-H) or int.) C. Gross value at end of reporting period (I) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) D. Transactions during reporting period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value Gain mm!ddhjy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/sIler (if private t~ansaction)

i
18. Metro Nashville Electric Service Zero Coupon Bonds 19. TN Housing Development Agcy. Homeownership Bonds 20. 21. 22. 23. 24. 25. Wells FargoCash Sweep Program Elizabethton, "IN water & sewer revenue bonds Wells Fargo Brokerage Acct. - American Balanced Fund, Inc. - Capital Income Builder Fund - Capital World Growth & Income Fund

None A A Interest Interest None

K K K K

T T T T

C D D B B B B A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None

M M N M

T T T T Sold 12/13/10 M Buy 12/13/10 J

26. - Growth Fund of America, Inc. 27. 28. 29. 30. 31. 32. 33. 34. - Investment Co. of America - New Perspective Fund -Fundamental Investors of America Lincoln National Corp MGT Holdings The Providence Service Corp. Rental Property-Nashville, Davidson Co., Regions Bank money market acct. (Morgan Keegan)

M M J J N O J

T T T T T W T Buy 12/13/10 M

D A

Rent Interest

I. Income Gain Codes: (See Columns BI and D4) 2. Value Co&s (see Columns CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1.000 or less F =$50.001 . $I00,000 J ~$15.000 or less N =$250.001 - $500.000 P3 =$25,000.001 - $50.0~0.000 Q =Appraisal U = Book Value

B -$1,001 - $2.500 G -$100.001 - $1.000.000 K =$15.001 - $50.0~9 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =O~hcr

C =$2.501 - $5.000 II I =$1.000,001 - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Eslimatcd

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Report 04/21/2011

VII. INVESTMENTS and TRUSTS -i.cor.o, vatu., ~ra.~ua~o.~ a.ct.a,~ those ofspouse and dependent children; see plx 34-60 of fillng instructions.)
--] NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporting period (2) (3) (4) Dale Value mm/dd~yy Code 2 (J-P) (5) Identity of buycr/sdlcr (if private lransaction)

(I)
Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.)

0)
Value Code 2 (J-P)

(2)
Value Method Code 3 Type (e.g., buy, sell, redemption)

Gain Code I (A-H)

35.

Pinnacle Nat. Bank accounts A

None Interest

K K

T T

36. Blount County, TN munic, bonds

I. Income Gain Codes: (Sc Columns B I and D4) 2. Value Codes (S~c Cohtmns CI and D31 3. Value M.,zlhod Codes (See Cohann C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100.001 - $1,000.000 K =$15,001 - $50.000 O =$500.001 - $1.000.000 R ==Cost ( Real F~tate Ordy) V =O~her

C =$2,501 - $5,000 I I 1 =$1.000.001 - $5.000.000 L =$50,001 - $100,000 PI =$1.000,001 - $5.1~X),000 P4 =More than $50.000.000 S Asscssmdnt W =Estimated

D =$5,001. $15,000 112 =More lhan $5,000.(~00 M =$100.001 - $250.000 P2 =$5,000,001 - $25,000.000 T -~~h Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 8

Name of Person Reporting Trauger, Aleta A.

Date of Report 04/21/7011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

VII. 9. Not taking into account the outstanding mortgage. 12. The interest in this company became worthless in 2010.

FINANCIAL DISCLOSURE REPORT Page 8 of 8 IX. CERTIFICATION.

Name of Person Reporting Trauger, Aleta A.

Date of Report 04/21/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Aleta A. Trauger

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544