Escolar Documentos
Profissional Documentos
Cultura Documentos
nb J0
~ev. ~/20t0
Nominalmn,
[] h61ia!
5b. [] Ameuded Repor~ 7. Chambers or Office Address U.S. COURTHOUSE 10t W. LOMBARD STREET BALTIMORE, MD 21201 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable lav,s and regulations. Reviewing Officer .................................................... Dale
IMPORTANT NOTES: The instructions accompanying this farm must be followed. Complete all parts, checking the NONE box for each part where .gott have no reportable information. Sign on lostpage.
POS1TION
I. 2, MEMBER, 130AR.D OF ADVISORS M EMBER. BOARD OF DIRECTORS
II. AGREEMENTS, (Reporriag i,,di,,iduat o,,ty; see l,p. 14.1fi of f!ling instructioas.)
NONE (No reportable a~,reements.) PARTIES AND TERMS
I. ONGOING THOMSON (WEST SERVICES, INC.), RONALD RUBIN AND PATRICtA ROYALTIES [ AID AUTItORS OF CASEBOOK.
2.
3.
[ Da,eof Report
07,q4/20m
II1. NON-INVESTMENT INCOME. (R~,,or,i.~o in,i~id,~ ,,a ,, ...... : s~,. ~,. ~744 ,~t~i,,g i,~,r,,~.,io..,,~
A. Fliers Non-Investment Income
NONE (No reportable non-investment income.) DATEi. 2009 SOURCE AN[) TYPE INCOME (yours, nol spouses) $820.00
B. Spo II se s No n- ] ii yes| men t ! n co In e - ~fyou were married during any portion ofth e reporting ).ear, COml,lete this section.
~
1.
1.
PURPOSE SEMINAR
STRASBOURG, FRANCE
2.
APRIL 18 - 22
CIIICAGO, ILI,INOIS
SEMfNAR
3.
JUNE 22.25
SEMINAR, FACUI.TY
JIJLY I TO 6
SEMINAR, FACUI,TY
5.
SEMINAR, FACLiLTY
~ ....
of Person Reporti,,g [
~AamS. MARVIN J.
07/14/2010 DateutRepor,
V. G I FTS. (Includes those to spot,se and dependent children; see pp. 28-31 ~ffiling i ....... ,ions.)
NONE (Ai) reportable g~s.) DESCRIPTION
2.
4. 5.
VI. LIABILITIE S. a,,~,a~,,~o,, 4.~a ....... u dependent O, ild ....... pp. 32-33 ,,filling instructiony.)
NONE (No repotable liabililies.) CREDITOR
I. 2. 3.
4.
DESCRIPTION
5.
rt~,or,i.~
GARBIS, MARVIN a.
[
[ 0WI&2010
,~ vul .............
B.
Income during
tions (lmludes those ~f,W ....... d dependent children; seepp, 34-60 of filing i ........
tions.)
~
~
D.
Transactions during teporting period
.. :
{ i. I 2.
PERSONALLY OWNED PROVIDENT BANK CHECK1N(J T. ROWE PRICE TAX FREE BOND FUND CITIBANK BANK DEPOSIT PROGRAM ROYCE PENN MUTUAl. FUND RYPCX
FELT}. KAUFMAN FUND KAUBX
A A A A
A
K K
~ 3. 4, 5.
Closed K
K
03/19/09
T
T
7. 8.
None Interest
K J
T T Open 03/19/09 J
I0. IRA-I I 1. CIIIBANK BANK DEPOSIT PROORAM !2. LEGG MASON VALUE TRUST LMVTX A Dividcnd Dividend Dwidend Dividend Interesl L M K L J F T T "1" T ()pen 03/19/09 J I Closed 03/19/09
15. ROYCE FUNf}S MICRO CAP RYMCX 16. BAIRD MONI2Y MARK!iT
17.
Date of Report
[ ~A~mS, ~ARV~ ~.
[
Type (e.g., buy. sell. redemption) Gain ~ Da~e ~ Value ~mm,d~~ Code 2 Code ] (A-H) ] (J-P) ~
07/~4/2010
VII. INVESTMENTS a nd TRUSTS -- i, co ..... ~,~. , ....... ,io,,~ (Includes those of sp ...... d dependent children; see pp. 34.60 qtfiting instr,ctDns.)
NONE (No reportable income, assets or transactions.)
A. ] Place "(X)" a~e~ each asset excmp~ !~om prior d~sclosure reporting period Type (e.g.. dw,. rent, or mr.) of reporting period Value Cede 2 (J-P) ~ Valu~ Method ~ [ Code 3 IdentW of buyer/seller 0fpm,ate
19. [ 20.
Closed Dividend M T
[ 03/I 9/09
.[
LEGG MASON SPECIAL INVESTMENT TRUST LMASX LEGG MASON OPPORTUNITY TRUST LMOPX FED EQ. KAUFMAN FUND KAUBX L-I IDENTITY" SOI..UTIONS ID
A A
2 l. 22.
Dividend Dividend
L )
T T
23. 24
A A
Dividend
Dividend
T Sokl
25.
08/25.~09
26. 27.
HENDERSON INTERNATIONAL OPPORTUNIIY FUND HFOBX FED INT. SMALL-MID COMPANY FD. ISCAX ~:\IRI) lVlC)NEY MARKET
Dividend
Dividend Interest
K J
08/26/09
28
03,"19/09
30.
N ....
fPe ....Reporting
GARRIS, MARVIN .L I
GARBIS, MARV1N J.
07/14/2010
i certify |ha~ all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and lhat auy information not reported was withheld because it met applicable statulory provisions permitting non-disclosure. 1 further certify that corned income from outside employmen! and honoraria and ~he acceptance of gifts which have been reported are in compliance wilh the prnvisions of 5 U.S.C, app. 501 et, seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Signa~u
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C, app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544