AO 10 Rev. 1/20!

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. Court of Appeals, Second Circuit
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Lynch, Gerard E.

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time) U.S. Circuit Judge - Active

3. Date of Report 05/11/2011

6. Reporting Period 01/01/2010 to 12/3 i/2010

5b. [] Amended Report

7. Chambers or Office Address 500 Pearl Street New York, NY 10007

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be foil)wed. Complete all parts,
checking the NONE box for each part where you have no reportable informatiot~ Sign on last page.

I. POSITIONS. mepo.ing individual only; see pp. 9-13 of filing instructions.)

----] NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5. Professor of Law

NAME OF ORGANIZATION/ENTITY
Columbia University

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)

~ NONE (No reportable agreements.) DATE PARTIES AND TERMS

Lynch, Gerard E.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/1112011

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; seepp. 17-24 of filing instructions.)
A. Filers Non-Investment Income

NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE

INCOME (yours, not spouses)

$25,470.00

!. I/1/10 2. 3. 4.

Columbia University

B, Spouses Non-Investment Income - if you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

Flushing Hospital Private Practice of Psychotherapy

I. I/I/IO 2. I/I/IO 3. 4.

IV. REIMBURSEMENTS - transportation, Iodglng, food, entertalnmenL

(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)

SOURCE Yale University DATES March 26 October 4 - 5 LOCATION New Haven, CT Washington, DC PURPOSE Teaching Class Conference ITEMS PAID OR PROVIDED Transportation Transportation, Lodging, Meals

2.

American Constitution Society

3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/11/2011

V. GIFTS. aneludes those to spouse and dependent children; see pp. 28-31 of f!llng instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those of s~,ouse and de~,e,dent children; see pp. 32-33 of filing instructions.)
NONE (No reportable liabilities.)

CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/11/2011

VII. INVES TMENTS and TRU STS -income, votue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)
[~ NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period O) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 Transactions during reporting period

(1) Type (e.g., buy, sell. redemption)

(2) (3) Date Value mm/dd/yy Code 2 (J-P)

(4) Gain Code 1 (A-H)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16.
17.

(5) Identity of buyer/seller (if private transaction)

Citibank Accounts Merrill Lynch Money Market Ameriprise Money Market Blackrock NY Muni Inc. Tr. Gabelli Utility Trust PFD ING Savings Account AGIC Con. Fd. 1NG Clarion Global Equity Fund PIMCO NY Muni Fnc. Fd. Blackrock Global Allocation B Triborough BTA Bonds Alliance Bernstein Gr./Inc. Fund A&B Eaton Vance Enhanced Equity Fd. Eaton Vance Tax Managed Global Fund Nuveen Municipal Value Oppenheimer Main St. A
PIMCO Floating Rate Strategy FD

A B B A A A A A A A

Interest Dividend Interest Dividend Dividend Interest Dividend Dividend Dividend Dividend None

M L N J
J

T T T T
T

Buy (addl)

08/31/10 M

J J J J J L J J J K K J

T T T T T T T T T T T T Formerly Nich. Applegate

A A A A A
A

Dividend Dividend Dividend Dividend Dividend

Dividend

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100,000 J =$ t 5,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K -$15,001 - $50,000 O -$500,001 o $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000,001 - $5,000,000 L =$ 50,001 - $100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (1) Amount Code l (A-H) (2) Type (e.g., div., rent, or int.) Gross value at end of reporting period Transactions during reporting period

(t)
Value Code 2 (J-P)

(2)
Value Method Code 3 (Q-W)

(1) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code 1

(J-P) (A-H)

Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

Putnam Intl. Gr. Fund Alpine Total Dynamic Div. Fd. Invesco Tax Free Int. Shares Eaton Vance Floating Rate Inc. Tr. Rochester Muni Fd. CI A Templeton Dev. Mkt. Trust A Rydex Ser Tr. Juno Fd. NYS Trans. Fin. Franklin Utilities SunAmerica New Century Fd. A TIAA-CREF Franklin Income Fd. C ING Risk Managed Nat. Res. Fd. Nuveen Global Fd. NYC Bonds Port Authority Bonds NYS Dorm Auth. Bonds

A A A A B A

Dividend Dividend Dividend Dividend Dividend Dividend None

J J J
K

T T T
T

Formerly AIM

T Redeemed 05/03/I 0 K

B A

Interest Dividend None None

J J O J J T T T T T

A A B A A B

Dividend Dividend Dividend Interest Interest Interest

J J J K

T T T T Redeemed (part) 11/01/10

I. Income Gain Codes: (See Columns B I av~d 134) 2.Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,90| - $ !00,000 J -$15.000 or less N =$250,001 - $500,000 P3 -$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G=$t00,O0t - $1,000,090 K -$15,001 - $50,000 O -$500,001 - $1,000,000 R =Cost (Real Eslate Only) V =Other

=$2,501 - $5,000 1 =$ I ,OOO,O01 - $ 5,000,000 =$50,001 - $ 100,000 I =$ 1,000,001 - $5,000,000 P4 =More than $50,000,000 =Assessment W =Estimated

D =$5,001 - $15,000 H2 ~More "than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 0.5/I 1/2011

VII. INVESTMENTS and TRUSTS - income, ~.lue, t ....

actions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period (1) (2) Value Value Code 2 (J-P) Method Code 3 (Q-W) Transactions during reporting period

(1)
Amount Code 1 (A-H)

(2)
Type (e.g., div.. rent. or int.)

(1) Type (e.g., buy, sell, redemption)

(2) Date mm/dd/yy

(3) (4) Value Gain Code 2 Code 1

(J-P) (A-H)

(5)
Identity of buyer/seller

(if private transaction)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Hartford Corp. Apprec. Fd. Fidelity Adv. Div. Intl. Metro Trans. Auth. NY LordAbbett NY TIF PIMCO Long-term U.S. GOVT. PutnamAmer-govt. Income FD Seligman NY Muni FD Fidelity Adv. Govt. Income FD Franklin U.S. Govt. SeI. FD Lord Abbett Short Duration Income FD Amer. Exp. Cent Bk Hartford Inflation Plus FD Rental Property, New York, NY (2002, $272,500) Advisers Disciplined Trust Unit 226 SPDR Series Trust Nassau County Bonds Franklin NY Tax Free

A A B B A A A A B A A A D A A A A

Dividend Dividend Interest Interest Interest Interest Interest Interest Dividend Dividend Interest Dividend Rent Dividend Dividend Interest Interest

J L K
J

T T T
T

Redeemed 08/31 / 10 K
J N T R

Formerly Hartford US Govt.

Sold J K K T T T Buy

02/04/10 J

04/15/10 K

1. Income Gain Codes: (See Columns B 1 and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$I,000 or Icss F =$50,001 - $ 100,000 J =$15,000 or less N =$250,001 - $500,000 P3 -$25,000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$ 100,001 - $1,000,000 K = $15,001 - $ 50,000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5,001 - $15,000 H2 =More than $5,000,000 M = $ 100,001 - $250,000 P2 =$5,000,001 - $25,000,000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 0.5/11/2011

VII. INVESTMENTS and TRUSTS - i.come, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D, Transactions during reporting period

(t)
Place "(X)" after each asset exempt from prior disclosure Amount Code I (A-H)

(2)
Type (e.g., div., rent, or int.~

(1)
Value Code 2 (J-P)

(2)
Value Method Code 3
(Q-W)

(1)
Type (e.g., buy, sell, redemption)

(2)

(3)

(4)

(5)
Identity of buyer/seller (if private
transaction)

Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

52. 53. 54. 55. 56.

Fidelity Adv. Strategic Vanguard Consumer Staples Vanguard Info Tech VanguardEmerg. Mkts. Vanguard High Dvd. Yield

A A A A A

Dividend Dividend Dividend Dividend Dividend

J
J

T T T T T

Buy Buy Buy Buy Buy

12/08/10 12/08/10 12/08/i 0 12/08/10 12/08/10

J J J J J

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (Scc Column C2)

A=$1,000 orlcss F =$50,001- $100,000 J =$15.000 orless N =$250,001 - $500.000 P3 =$25,000.001 - $50,000,000 Q=Appraisal U =Book Value

B =$1,001- $2,500 G =$100,001- $1,000.000 K =$15,001 -$50,000 O=$500.001- $1,000,000 R =Cost(Real Estate Only) V =Other

C =$2.501 - $5,000 H 1 =$1,000,001 - $5,000,000 L =$50,001 - $100,000 P 1 =$ 1,000.001 - $5,000,000 P4 More than $50,000,000 S =Assessment W =Estimated .

D=$5.001- $15,000 H2 =More than $5,000,000 M=$100,001- $250,000 P2 =$5,000,001- $25,000,000 T =Cash Markct

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/11/201 l

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (hulicaterortofreport.)

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting Lynch, Gerard E.

Date of Report 05/I 1/2011

IX. CERTIFICATION.
1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Gerard E. Lynch

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544