Escolar Documentos
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Cultura Documentos
1/2011
Report Required by the Ethics in Government Act of!978 (5 U.S.C. app. 101-111)
!. Person Reporting (last name, first, middle Initial) GRAHAM) DONALD L. 4. Title (Article Ill Judge~ Indicate a~ive or sen~r status; magistrate judges indicate full- or part-tirn)
5b. [] Amended Report 7. Chamben or Office Address On the basis of the information contained in this Report and an}, modifications pertaining thereto, It Is, In my opinion, In compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: T~e instruction~ accompanying Ihi~ form m~t be.followed. Complete all part~,
checking the NONE box for each part where you have no reportable information. Sign on last page.
I. POSITIONS. ~R~po,,~.~ ~dl,Jd.t o.ly: ,e. ~,~ ~] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
2. 3. 4. 5.
Graham, Donald L.
2. 3. 4.
B. Spouses Non-lnvestment Income - if you were married during any portion of the reportlng yearo complete thi~ section.
(Dollar amount not required except for honoraria.)
~]
I. 2. 3. 4.
IV. REIMBURSEMENTS (Includes those to spouse and dependem children; see pp. 2J.27 off!ling instructions.)
LOCATION
Boca Raton, FL Boston, MA Atlanta, GA
PURPOSE
Speaker Teach Attend conference
I. 2. 3.
The Florida Bar Harvard Law School The Just The Beginning Foundation
4. 5.
~]
I.
!.
3.
4.
5.
~]
I. 2. 3. 4. 5.
of reporting pefiud (1) (2) Va|ue Vah~e Code 2 Method (J-P) Code 3
Miami Federal Credit Union Fidelity Over The Counter (IRA) Fidelity Agressive Growth American Century 20th Century Ultra T. Rowe Price Inti Stock Fund USAA Agressive Growth Four Kings, Inc. USAA S&P Index Fund Columbia Management Excelsior Value & Restructuring Fund Abbott Laboratories (Common) American Express (Common) Ameriprise Financial Citigroup (Common) Hewleu-Packard (HP)(Common) EMC Corporation (Common) Home Depot(Common) AlcateI-Lucent(Common)
A A A A A A
T Redeemed Redeemed Redeemed Redeemed Redeemed T Redeemed Redeemed T Sold Sold Sold T Sold Sold Sold 12/30110 12/30/10 j 112/30/10 K K J D C A 12/30/101 12/30/10 [ 12/30/10 K J J B C A 07/14110 07/15/10 M M E E 071151101 07/15/10 07/20/10 04/07110 07/14/i01 M K L L J A A A C
C B B A A A A
Dividend None
I. Income Gain Codes: (S~e Columns BI and D4) 2. Value Codes (S~e Columns CI and D3) 3. Value Method Codes (See Coluran C2)
A =$1,0~0 o~ less F -$50.001 - $100,~00 J =$15,000 c kss N =$250.001 - $500.000 P3 -$25,000.001 - $50.O00,000 Q -Appraital U -Book Value
B =St,001 . $2,500 G =$100,001 - $1,000.000 K ~15,001 - $50.000 0 -S300.0OI - $1.0~O.0OO R ~Co~t (Real E~a~ Only) V =~her
C =$2501 HI =$l,O00.00l - $5,000.000 L =$50,001 $100,000 Pl -$1,(X~O,001 - $5,000.000 P4 =Mo~e Ihan $50,000.000 $ -Assessmen! W =E~mated
E =$15,0OI $50,000
112 =More ~ma $5,000,000 M =$100.00l - $250,000 12 =$5,0~O,001 - $2~,~00.000 T =(~a~b Mark~
B.
Income during
C.
Gra~ value at end
(including trust assail) Place "(X)" after each asset cxtml~, from prkx disclosure
relx~ing period (I) (2) Amount Type (e.g., Cod~ I div., rent. (A-H) or into
of v:porting period O) Value Code 2 (J-P) (2) Value Method Code 3 (Q-VO Type (e.g.,
redemption)
Gain Code I
(A-H)
Identity of
buyer/seller (if private
transaction)
Sold 12/30110 K E
18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend K T T
International Business Machines (Common) A Microsoft Corporation (Common) Al~ia Corp. Walgreen Company (Common) E-Trade (Kcmper Institution) Money Marke (JPM Muni) Bank of America Corp. (Common) PG (Common) Pfizer (Common) TJX, Inc. (Common) Lenovo Group Ltd. Ameriprisc Cash A A A A A A A A A A
J K K J K J L K K
D D A A D A E A A
Spin off from :American
Express Ameriprise Personal St. Paul Travelers Companies First Eagle Global Class C Black Rock Global A A B B Interest Dividend Dividend Dividend M M T T Redeemed Sold Buy Buy 07/15110 12/30/10 10/25/10 10/25/10 K J M M A A
I. Income Gain Codes: (S Columns Bl and D41 2. Valu~ C c~k-s (5~ Colmnns CI and D3) 3. Value Method Codes (See Columa C2)
A -$1,0~0 o less F ~$50,001 - $I00,000 J =51 ~,1~0 o~ kss N -$250,001 - $500,000 P3 =$25,0OO,001 - $50,000,000 Q =Appraisal U =Book Valu~
B -51,001 - $2,500 G -$I00,001 - $I,0~O.0~O K =$15,001 - $50.000 O ~$5~O,001 - $1,0~O,0OO R =Cost (Real Estate Only) V =O~hcr
C -52.501 - $5,1~0 III o$I,O00,001 - $5,O00,0OO L =550,001 - $|00,000 PI --$I,0OO,001 - $5,00~,0OO p4 -Mote than $50,{300,000 S ~Assessmcnt W =Estimated
D =55,001 - $15,000 112 ~Mo~ than 55,0~O.000 M -5 |0<},0Ot - 5250.000 P2 -$5,0OO.001 - $25,0OO.O00 T -Cash Mafk~
VII. INVESTMENTS and TRUSTS -~nco.~, .o/., ..,,,.ao.. a..t.,t., ,ho. of sro.- ~,d d.~,..d~., churl...: ,. pp. 34-60 o/fging In.rtructlon.~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosur~ B. C. Gross value at end Income during of reporting period reporting period (I) (2) (I) {2) Amount Type (e.g., Value Value Code I div., r~nt, Code 2 Method (A-H) (J-P) Code 3 or int.) (Q-W) D. Transacdons during rrpo~ing period (I) Type (e.g., buy, sell, redemption) (2) (3) (4) Date Value mm/dd/yy Code 2 (J-P) (5) Identity of buyer/seller (ifprivate mm~action)
Templeton Global Bond Pimco Total Return DWS Intermediate Tax Black Rock Global (Retirement) First Eagle (Retirement)
c D A A A A A A
M M M K K K K K
T T T T T T T T
M M M K K K K K
40. Pimco Total Remm (Retirement) 41. Pimco Low Duration (Retirement)
I. Incorc~ Gain Cndcs: (,~t Columns BI and D4) 2. Valu Cndcs (~ Colunms CI and D3) 3. Valu~ Method Cnde~ (S Column C2)
A =$1.000 or less F -$.~0,001 - $100,000 J -$15,000 o~ I~ss N =$250,001 - $500,000 P3 -$25.000.001 - $50,000.000 Q =Appraisal U -Book Value
B -$1,001 - $2,500 (3 =$100,001 - $1,000.000 K "$ I 5,001 - $50,000 O -$500,001 - $1,000.000 R -Co~! (Real Estate (3nly) V =~thet
C =$2.501 - $$,000 III -$1,000,001 - $5,000,000 L =$50,001 - $ 100,000 PI =$1,000,001 - $5.000,000 P4 =More than $50.000,0~O S =Assessxnen! W =Esdma~.d
D =$5,001 - $15,000 112 =Mo~ than $5,000.000 M ~$100.001 - $250,000 P2 ~-$5,000,001 - $25,000.000 T =Cash Mark~
E o$1~,01 - $50.000
GRAHAM, DONALD L.
I certify that all information given above (including Information pertaining to my spouse and minor or dependent children, if any) is accurate, true., and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from out~lde employment and honoraria and the acceptance of gift~ which have been reported are In compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544