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FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
i 2. Coati or Organization U.S. Dislrict Court Sit. Report Type (check appropriate type) r-[ Nomination, IJ] lnilial Date ~ Annual [--] Final

Report Required by the Ethic~

in Government Act of 1978

0 u.s.c ~p,. H IOI-HO

3. Dote of Report 05104/2010 6. Reporllng Period 01101/2009 to ! 2/31/2009

I. Periml Reporiing {last name, fi~t> middle initial) Dalzell, Stewart 4. Title (Article Ill judges indicate active or ~cnior status; magistrate judges indicate full- at pard-time) Article Ill Judge * Active

7. Chambe~ or Omen Address 15613 U,S. Courthouse 60| Market Street Philaddphia, PA 19106

Sb. [] Amended Report 8. On the basis of the information contained In this Report and any modifications pertaining thereto, it i~, in my opinion, in compliance with applicable law! and regulntloao. Reviewing Officer Date

IMPORTANT NOTES: l#,e instructions accompanying this form must be followed. Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~R~,a~
[--I NONE (No reportable positions.) POSITION
I. Secretary of the Vestry

NAME OF OP, GANIZATIONfENTITY

Saint Marks Church, Philadelphia, PA

3, 4. 5.

FINANCIAL DISCLOSURE REPORT Page 2 of 10

III. NON-INVESTMENT INCOME. (R~,,n~ A. Filers Non-Investment Income NONE (No reportable non-investment income.) DATE I. 2, 3. 4. SOURCE AND TYPE INCOME (yours, not spouses)

B. Spouses Non-Investment Income - if you were married during any portion of the reparffng year, omplete this
(~11~ ~ount not requi~d ~cept for ho~ra~a.)

NONE ~o reportable non-investment income.) ~ SOURCE AND ~PE

~:~: ~~ ~:,~:~L Teaching Fees

2. 3. 4.

IV. REIMBURSEMENTS - ,,.~,~o,.#o~. todV~,. /oo~. ,,,,,**~,~,.t

(Includes t~s~ to s~use a~ de~nt chil~en: see pp. 25-27 of filing l~t~ctio~.)

NONE (No reportable reimbursemencs.) ~OURCE I. 2. 3. 4. 5. ~ LOCATION P~POSE ITEMS P~ID OR PROVIDED

Page 3 of 10

Dalzdl,$tew,rt

05/04/2010

V. GIFTS. a.~,~o~.o,~..~.~.~.,~.,~.~.~,~
NONE ~o reportable

I.

5.

Vl. LIABILITIES. tl,,d=~

NONE (7~o r~portable liabilities.)

I.
2. 3. 4.

5.

FINANCIAL DISCLOSURE REPORT Page 4 of 10

Nume of Person Reporting Dalzell, St~a~

Date of Report 05104/2010

VII. INVESTMENTS and TRUSTS -~n~e~a~ue~tra~a~ns(~"c~ud~th~se~f~e~ndd~endentch~dren;seep~4~f~g~w~n~)

~

NONE ~o reportable income, assets, or transactions,)

A. ~ption of A~ (i~luding ~t ~) Place "(X)~ after each ~ exert ~om prior ~ B. I~o~ du~8 ~ing ~6~ Am~n~I T~ (e.g., C~e I div., ~n~ C, Gr~s value at end of rc~ing Val~ l Value C~ 2 M~ T~ (e.g., buy, $etl, D. T~nsactio~ d~ng ~e~ing

Date Value [ Gain ~ [~d~ [ C~ 2 [ C~ I [

Id~ti~ of bwer/~llcr

I. 2.

Cape Cod Five Cent Savings Be~, Steam~JP Morgan Fed. Fund

Interest

Interest

3, 4. 5. 6. 7. 8. 9. ; 10.
!1. 12.

PNC Bank RMA/Smith Barney Tax Free Fund BRE Properties, Inc. Vangaurd PA Tax Free Money Fund Claude Resources Prime Fund-Cash Reserve Trust P~psico Merck & Co.
J.P. Morgan Bonds Cisco System Notes

A A C A

Interest Dividend Dividend Dividend None

J J K J

T T T T Sold 04/23109 J sell on Tomoto SE

A A A
B A

Dividend Dividend Dividend

Interest Interest

J K K

T T T Buy
Redeemed

05/13/09
01/15/09

J
K A

buy on NYSE
matured

13. 14. 15. 16,

General Electric Capital Note~ Pfizer, Inc. General Electric Bank America Notes

A A A A

Interest Dividend Dividend Interest

K J

T T Sold 03/25/09 J s~le on NYSE

17. General Electric Cap. Notes

Interest

Buy

02/09/09

buy in offering

FINANCIAL DISCLOSURE REPORT

Page 5 of 1 0

IN,me D~lzell, Stewart

o[ Person Report|n~

Date of Report

0~/04/2010

VII. INVESTMENTS and TRUSTS - i.o,,e. ~.s~t. ~,,,~ct~,~ anct, d~,

NONE (No reportable income. ~sets, or transactions.)
Dcscfiplion of As~ (incl~ing t~t ~) P~e "(X)" after ~ch ~t exempt from prior di~u~ l~ome d~fing rc~ning ~6~ Amount C~e I (A-~ Gross value at end of ~poning p~ Vnlue C~ 2 (J-P) Value [ Me~ C~ 3 Tmns~ctio~ du~ng ~i~

Date ~y, ~dempl~n) I (JP) (A-H) (if~v~e

div., ~n~ or int.)

18.

Exxon Mobil

A A

Dividend

Sold (pa~)

12117109

pa~ialsaleonNYSE

19.

SE1 Daily Incom~T~st

Dividend

20.
21.

Waste Management
Chevron

A
B A

Dividend
Dividend

K
L

T
T

Buy

05/12/09

buy on NYSE

22.

Johnson & Johnson

Dividend

T matured

23~ 24.

Goldman Sachs Group Notes Odyssey Re Holdings General Dynamics "

D A

Interest Dividend

Redeemed Redeemed Sold

10/01/09 09/08/09 08125109

K J J

A D

merger sale on NYSE

25. 26.

Dividend T

Inte|

Dividend Dividend

K K

27.

AT&T McD~nalds Corp,

T T

(addl)
Buy Buy

Buy

05112/09

buy on NYSE

28.

A A

Dividend

10/02/09 10/02/09

J J

buy on NYSE buy on NASDAQ

29.

Powe~shar"es ETF

Dividend Dividend

T T

3Of" Dominion Resources

(~dl)
Buy Bay Buy

Buy

; 10t02109

buy on NYSE

31. 32. 33. 34.

Natq Rural Utility Notes Diago PLC. Chubb Corp. Windstream

A A A B

Interest Dividend Dividend Dividend

J J J K

T T T T

01tl5/09 05112/09 05/12/09

J J J

buy in offering : buy ADRs on NYSE buyonNYSE

Gain Codo:

A =$1,000 o~ less

FINANCIAL DISCLOSURE REPORT

r~ .... f P~r,oa ReporHng

Page 6 of 1 0

ValzeU, S*e~a~

I
T~n~ctio~ during rc~ing O) T~ (e,g., buy, sell, ~demption) (2) Da~e m~ (~) ~ (4) Vague G~i~ C~ 2 C~c I (~-P) (A-H)

05/04/2010

NONE ~o reportable income, ~sets, or ffansactions.)

A. D~dplion of As~ (including trust ~n) Pl~ce "(x)" after ~h ~ exempt from prior di~l~urc B. lneo~ during rc~ng ~fi~ (I) (2) Amoun~ T~ (e.g., C~ I div., ~ (A-H) or inL) ~. G~ valu~ at ~d of ~ing O) (z) V~I~ Va~ C~e 2 Mc~ (J-P) C~c 3

Identity of buyer/~ll~ (if private

35. 36. 37.

BankofAm~ica Conoco Phillips Intl Business Machines

A A A

Dividend Dividend Dividend K K T T

Sold

08/15/09

~IonHYSE

38. 39. 40.

41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Bank New York Notes Fed. Home Loan Bank Bonds Federal Farm Credit Bank Notes
Korea Electric Powe~ Co~p. Southwestern Bell Tel. Bonds Faiffax Financial Holdings Helmrlch & Payne Henderson Global Equity Plum Creek Timber Chesapeake Energy BP PIe FFCEI Bonds FHLB Bonds Dow Chemical Notes

A A A
A A A A A A A A B B A

Interest Interest Interest

Dividend Interest Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest

T Redeemed Redeemed 07tl7/09 03/11109 J J A A ~zll call full calf

K J K K J J

T T T T T T Sold (part) Sold 03/10/09 11/16t09 J 05/12/09 J .! b. A partial sale on NYSE sale on NYSE buy ADR~ on NYSE

J K K J

T T T T

Buy

PageFINANCIAL7 of 10 DISCLOSURE REPORT

Dalzell, Stewart

05104/2010

NONE (No reportable income, assets, or wansactlons.)

~ D~dption of A~ (including t~t ~) Pl~e "~)~ afl~ ~ch ~t cx~pt from p~or di~lo~ B~ In.me du~ng ~ing ~ C. Gross value at end ] ofre~ing D. T~n~tions du~ng

O) .... (2)
~ Amen C~ (A-H) T~ (e.g., div., renL or int.)

O)
value C~ 2 ~ (l-P) .

(2)
vsl~ Mc~ C~ 3

(l~
T~ (.~. buy. ~l~ ~demptlon)

(2)

(3) (4)
Gain C~ I (A-H)

(5)
Id~ti~ of buycd~l~ (ifpdvt~

Da~ Val~ m~d~ C~ 2 (J-P)

52: 53. 54. 55: 56. 57. 58. 59, 60. 61, 62.

3M Co. Automatic Dam Processing ~Pont National Ful G~ Goldman Sachs Group Notes iSharcs Barclays Agg. Bond Fund Kraft Foods Simon Properties Group Emerson Elec. Co. Caterpillar FinancialNotes 3M Co.

A A A A A A A A A A A

Dividend Divided Dividend Divided Interest Dividend Dividend Dividend Dividend Interest Dividend

J J J J K K J J J K J

T T T T T T T T T T T

Buy Buy Buy Buy Buy Buy Buy Buy Buy

05/12/09 05/12/09 05/IU09 05/1~ 05/22/09 07131/09 09122/09 09/22/09 09/22/09

J J ] J K K J J J

buy on NYSE buy on buy on NYSE buy on HYSE buy in offering buy on market buy on NYSE buy on NYSE buy on NYSE

Buy

05/12/09

buy on NSE

63. 64. 65.

Automatic Data Processing DuPont National FuelGas

A A A A A A

Dividend Dividend Dividend Interest Interest Dividend

1 J J K K J

T T T T T T

Buy Buy Buy Buy Buy Buy

05/12/09 051121091 05t12/09 05/22/09 07/31/09 09/22/09

J J J K K J

buyonNYSE buyon NYSE buy onNYSE buy in offering buy on market buy on NYSE

66. Goldman Sachs Group Notes 67. 68. iShares Barclays Agg. Bond Fund Kraft Foods

FINANCIAL DISCLOSURE REPORT Page 8 of 1 0

Name efP .... Reporting

Dale of Report

Dalzell, Stewart

0510412010

Vl I. INV ESTMENTS and TRUSTS - i.~o.,,. ~,lu,,. .... ~o~ a~ ,he,, o/,~o~ ..~ ~,~,., ~s~,~.~ ~. J~-60 o~tt.s ~,,~,~o~
NONE ~o reputable income, assets, or transactions.)
A. D~ripti~ of A~ (i~ludlng ~t ~) P~e "~)" after ~h u~t ! B. Income du~n8 ~ng ~ri~ (l) Amount (A-H) (2) T~ (e.g., o~ int.) C, Gross value at ~d of ~ing pedod (l) [ (2) (l) Value J Vat~ O-P) C~ 3 T~ (e.g., ~mption) D. T~tio~ during t~ing ~ (2) Date (3) (4)" Val~ Gai~ (J-P) (A-H) (5) M~lity of (if private

69.

Simon Pro~ni~ Group

Dividend

Buy

09122109

buy on HYSE

70. Emerson Ele. Co,

Dividend

Buy

09/22/09

buy on NYSE

I. Inceme Gain Cod~: (S,~ Cohanm BI ~md D4) 2. Valu~ Cod~, (S~ Coltwlml CI tad D3) 3. Value Method Code~ (S~ Columo C2)

A -$1,0~0 0 k-st F-$50,001 - $100,000 J -$ t $,000 o~ I~v,J N -$250.001 - $500.000 P3 -$25,000.001. $50,000,0~ Q -Ap~~rtistl U -B~ok Value

B -$1,001 - $2,500 G -$100,001 - $1,000.000 K -$15.001 - $50.000 O - $500,001 - $ 1.000,000 R -,Cos/(R~l Es~t~ Only) V ".O~hcr

C -$2,501 - $5,000 tll -$1,000,0OI - $5,000,000 L -$50,001 - $100,000 PI =$1,00.001 - $5,000,0Q0 P4 -Mo~ than S =Assctsrr~ W

D -$5,001 - $15,0/)0 112 -Mo~ than $5,000,0~O M -$100.001. $250,000 P2 =$5,000.001 - $25.000.000 T -Ctsh MaA~I

F. -$t5,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 10

N
Dalzell, Stewart

05/04/2010

VllI. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 10 of 10 IX. CERTIFICATION.

PCmaeofVer$on Reporting

t~a~zelt, Stewart

Da,eofReport

! certify that all Information given above (Including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Slgnatu:

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TillS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544